SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Lutoff-Perlo Lisa

(Last) (First) (Middle)
ROYAL CARIBBEAN CRUISES LTD.
1050 CARIBBEAN WAY

(Street)
MIAMI FL 33132

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
09/24/2012
3. Issuer Name and Ticker or Trading Symbol
ROYAL CARIBBEAN CRUISES LTD [ RCL ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, Operations, RCI
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock(1) 13,660 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Option to Purchase Common Stock(2) (3) 03/17/2014 Common Stock 2,632 40.6(4) D
Option to Purchase Common Stock(5) (3) 02/10/2015 Common Stock 1,631 47.925(4) D
Option to Purchase Common Stock(5) (3) 02/06/2016 Common Stock 7,067 44.41(4) D
Option to Purchase Common Stock(5) (3) 02/01/2017 Common Stock 8,550 45.295(4) D
Option to Purchase Common Stock(5) (3) 02/11/2018 Common Stock 10,041 38.305(4) D
Option to Purchase Common Stock(6) 02/10/2013 02/10/2019 Common Stock 4,968 7.265(4) D
Option to Purchase Common Stock(6) (7) 02/08/2020 Common Stock 5,386 25.16(4) D
Option to Purchase Common Stock(6) (8) 02/08/2021 Common Stock 5,771 46.18(4) D
Explanation of Responses:
1. Includes shares of common stock underlying restricted stock units granted to the reporting person under the Royal Caribbean Cruises Ltd. 2008 Equity Incentive Plan, which vest as follows: 1,919 on 2/8/2013; 860 on 2/10/2013; 1,243 on 2/15/2013; 326 on 8/9/2013; 1,919 on 2/8/2014; 1,243 on 2/15/2014; 326 on 8/9/2014; 676 on 2/8/2015; 1,243 on 2/15/2015; 326 on 8/9/2015; 1,242 on 2/15/2016; and 326 on 8/9/2016.
2. The reporting person was granted the stock option under the Royal Caribbean Cruises Ltd. 1995 Incentive Stock Option Plan.
3. Immediately.
4. Represents the average of the high and low prices of the issuer's common stock on the NYSE on the date of the grant.
5. The reporting person was granted the stock option under the Royal Caribbean Cruises Ltd. 2000 Stock Award Plan.
6. The reporting person was granted the stock option under the Royal Caribbean Cruises Ltd. 2008 Equity Incentive Plan.
7. The option is exercisable as follows: 2,693 on each of 2/08/2013 and 2/08/2014.
8. The option is exercisable as follows: 1, 443 shares are exercisable immediately; 1,443 shares are exercisable on each of 2/08/2013 and 2/08/2014 and 1,442 shares are exercisable on 2/8/2015.
Remarks:
EXHIBIT LIST: Exhibit 24: Limited Power of Attorney for Section 16 Reporting Obligations
Carrie Levine Schwartz, Attorney-in-Fact for Lisa Lutoff-Perlo 10/04/2012
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.