The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ARCH COAL INC | PUT | 039380950 | 599 | 4,650 | SH | Put | SOLE | 4,650 | 0 | 0 | |
| ROYAL BK SCOTLAND GROUP PLC | ADR PREF SHS R | 780097747 | 3,103 | 130,254 | SH | SOLE | 130,254 | 0 | 0 | ||
| ROYAL BK SCOTLAND GROUP PLC | SP ADR L RP PF | 780097788 | 30,605 | 1,320,919 | SH | SOLE | 1,320,919 | 0 | 0 | ||
| SOLAR CAP LTD | COM | 83413U100 | 4,924 | 263,614 | SH | SOLE | 263,614 | 0 | 0 | ||
| ARES CAP CORP | COM | 04010L103 | 9,696 | 600,000 | SH | SOLE | 600,000 | 0 | 0 | ||
| THL CR INC | COM | 872438106 | 5,103 | 395,601 | SH | SOLE | 395,601 | 0 | 0 | ||
| COMMUNITYONE BANCORP | COM | 20416Q108 | 4,105 | 465,503 | SH | SOLE | 465,503 | 0 | 0 | ||
| MEDLEY CAP CORP | COM | 58503F106 | 10,108 | 855,958 | SH | SOLE | 855,958 | 0 | 0 | ||
| PROSPECT CAPITAL CORPORATION | COM | 74348T102 | 14,355 | 1,450,000 | SH | SOLE | 1,450,000 | 0 | 0 | ||
| ALLY FINL INC | COM | 02005N100 | 22,930 | 990,927 | SH | SOLE | 990,927 | 0 | 0 | ||
| AMERICAN AIRLS GROUP INC | COM | 02376R102 | 56 | 1,593 | SH | SOLE | 1,593 | 0 | 0 | ||