The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ARCH COAL INC | PUT | 039380950 | 330 | 4,650 | SH | Put | SOLE | 4,650 | 0 | 0 | |
| ROYAL BK SCOTLAND GROUP PLC | ADR PREF SER N | 780097770 | 12,797 | 533,000 | SH | SOLE | 533,000 | 0 | 0 | ||
| ROYAL BK SCOTLAND GROUP PLC | ADR PFD SER P | 780097762 | 782 | 33,000 | SH | SOLE | 33,000 | 0 | 0 | ||
| ROYAL BK SCOTLAND GROUP PLC | ADR PREF SHS R | 780097747 | 3,075 | 130,254 | SH | SOLE | 130,254 | 0 | 0 | ||
| ROYAL BK SCOTLAND GROUP PLC | SP ADR L RP PF | 780097788 | 12,141 | 526,164 | SH | SOLE | 526,164 | 0 | 0 | ||
| SOLAR CAP LTD | COM | 83413U100 | 7,067 | 332,100 | SH | SOLE | 332,100 | 0 | 0 | ||
| ARES CAP CORP | COM | 04010L103 | 10,716 | 600,000 | SH | SOLE | 600,000 | 0 | 0 | ||
| THL CR INC | COM | 872438106 | 6,297 | 449,821 | SH | SOLE | 449,821 | 0 | 0 | ||
| MEDLEY CAP CORP | COM | 58503F106 | 11,178 | 855,958 | SH | SOLE | 855,958 | 0 | 0 | ||
| PROSPECT CAPITAL CORPORATION | COM | 74348T102 | 15,406 | 1,450,000 | SH | SOLE | 1,450,000 | 0 | 0 | ||
| FIFTH STREET FINANCE CORP | COM | 31678A103 | 10,174 | 1,035,055 | SH | SOLE | 1,035,055 | 0 | 0 | ||
| COMMUNITYONE BANCORP | COM | 20416Q108 | 4,515 | 465,503 | SH | SOLE | 465,503 | 0 | 0 | ||
| APOLLO INVT CORP | COM | 03761U106 | 10,116 | 1,175,000 | SH | SOLE | 1,175,000 | 0 | 0 | ||