Managing Director / Chief Compliance Officer

0001725547-20-000093.txt : 20201113 0001725547-20-000093.hdr.sgml : 20201113 20201113155144 ACCESSION NUMBER: 0001725547-20-000093 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201113 DATE AS OF CHANGE: 20201113 EFFECTIVENESS DATE: 20201113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HoyleCohen, LLC CENTRAL INDEX KEY: 0001559077 IRS NUMBER: 204860430 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18615 FILM NUMBER: 201311287 BUSINESS ADDRESS: STREET 1: 9350 WAXIE WAY, SUITE 500 CITY: SAN DIEGO STATE: CA ZIP: 92123 BUSINESS PHONE: 858-576-7300 MAIL ADDRESS: STREET 1: 9350 WAXIE WAY, SUITE 500 CITY: SAN DIEGO STATE: CA ZIP: 92123 13F-HR 1 primary_doc.xml 13F-HR LIVE false false 0001559077 XXXXXXXX 09-30-2020 09-30-2020 false HOYLECOHEN, LLC

9350 Waxie Way, Suite 500 San Diego CA 92123

13F HOLDINGS REPORT 028-18615 N Mark Delfino Managing Director / Chief Compliance Officer 858-576-7300 /s/ Mark Delfino San Diego CA 11-13-2020 0 205 679843 false INFORMATION TABLE 2 Form13fInfoTable.xml BECTON DICKINSON & CO COM 075887109 4635 19918 SH SOLE 19868 0 50 INVESCO EXCH TRADED FD TR II SR LN ETF 46138G508 414 19023 SH SOLE 334687 0 3628 BLACKROCK INC COM 09247X101 9387 16657 SH SOLE 16542 0 115 BRISTOL-MYERS SQUIBB CO COM 110122108 3852 63893 SH SOLE 56114 0 7778 BRISTOL-MYERS SQUIBB CO RIGHT 99/99/9999 110122157 41 18430 SH SOLE 18430 0 0 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 508 5753 SH SOLE 0 0 5753 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 249 4282 SH SOLE 242456 0 115 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 13406 62959 SH SOLE 60829 0 2130 BLACKSTONE GROUP INC COM CL A 09260D107 4130 79110 SH SOLE 77410 0 1700 BLACKSTONE MTG TR INC COM CL A 09257W100 2473 112549 SH SOLE 2119635 0 16069 CITIGROUP INC COM NEW 172967424 1074 24922 SH SOLE 24532 0 390 CATERPILLAR INC DEL COM 149123101 867 5814 SH SOLE 4663 0 1151 CHURCH & DWIGHT INC COM 171340102 211 2252 SH SOLE 1052 0 1200 CUMMINS INC COM 231021106 1563 7403 SH SOLE 7253 0 150 CONOCOPHILLIPS COM 20825C104 1757 53498 SH SOLE 85170 0 550 COSTCO WHSL CORP NEW COM 22160K105 11024 31053 SH SOLE 29217 0 1836 SALESFORCE COM INC COM 79466L302 3368 13402 SH SOLE 12855 0 547 CROWDSTRIKE HLDGS INC CL A 22788C105 336 2450 SH SOLE 2450 0 0 CISCO SYS INC COM 17275R102 1518 38550 SH SOLE 32264 0 6286 CINTAS CORP COM 172908105 366 1100 SH SOLE 1000 0 100 CVS HEALTH CORP COM 126650100 673 11524 SH SOLE 10394 0 1130 CHEVRON CORP NEW COM 166764100 6618 91922 SH SOLE 87364 0 4556 CALIFORNIA WTR SVC GROUP COM 130788102 938 21580 SH SOLE 21580 0 0 DOMINION ENERGY INC COM 25746U109 8102 102648 SH SOLE 100511 0 2136 DONALDSON INC COM 257651109 3041 65505 SH SOLE 64154 0 1350 DEERE & CO COM 244199105 911 4110 SH SOLE 3785 0 325 DOUGLAS EMMETT INC COM 25960P109 762 30375 SH SOLE 30375 0 0 DISNEY WALT CO COM DISNEY 254687106 5305 42756 SH SOLE 38108 0 4647 APPLE INC COM 037833100 86499 746908 SH SOLE 675704 0 71202 DUKE ENERGY CORP NEW COM NEW 26441C204 269 3034 SH SOLE 2020 0 1013 ECOLAB INC COM 278865100 348 1742 SH SOLE 1632 0 110 ISHARES TR MSCI EMG MKT ETF 464287234 1391 31538 SH SOLE 20288 0 11250 ISHARES TR MSCI EAFE ETF 464287465 349 5488 SH SOLE 4097 0 1390 ABBVIE INC COM 00287Y109 3576 40824 SH SOLE 36286 0 4538 ENTERPRISE PRODS PARTNERS L COM 293792107 6004 380267 SH SOLE 370291 0 9975 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 257 47372 SH SOLE 31077 0 16295 ABBOTT LABS COM 002824100 6326 58123 SH SOLE 453548 0 1425 EDWARDS LIFESCIENCES CORP COM 28176E108 395 4944 SH SOLE 1350 0 3594 FORD MTR CO DEL COM 345370860 79 11878 SH SOLE 7002 0 4876 FASTENAL CO COM 311900104 509 11288 SH SOLE 0 0 11287 FACEBOOK INC CL A 30303M102 14419 55054 SH SOLE 53604 0 1450 FEDEX CORP COM 31428X106 581 2310 SH SOLE 2310 0 0 FISERV INC COM 337738108 281 2724 SH SOLE 1250 0 1474 FOCUS FINL PARTNERS INC COM CL A 34417P100 1800 54895 SH SOLE 48586 0 6309 ADOBE SYSTEMS INCORPORATED COM 00724F101 862 1757 SH SOLE 922 0 835 GENERAL DYNAMICS CORP COM 369550108 473 3418 SH SOLE 2087 0 1331 ANALOG DEVICES INC COM 032654105 1512 12954 SH SOLE 12429 0 525 GENERAL ELECTRIC CO COM 369604103 559 89647 SH SOLE 48951 0 40696 GILEAD SCIENCES INC COM 375558103 4750 75165 SH SOLE 73864 0 1300 SPDR GOLD TR GOLD SHS 78463V107 1370 7735 SH SOLE 6455 0 1280 ALPHABET INC CAP STK CL C 02079K107 10722 7296 SH SOLE 7052 0 244 ALPHABET INC CAP STK CL A 02079K305 15591 10638 SH SOLE 10300 0 338 GLOBAL PMTS INC COM 37940X102 278 1565 SH SOLE 1565 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 4580 22787 SH SOLE 22647 0 140 SPDR INDEX SHS FDS S&P CHINA ETF 78463X400 2107 17733 SH SOLE 1862273 0 2060 HOME DEPOT INC COM 437076102 2634 9484 SH SOLE 4643 0 4840 HONEYWELL INTL INC COM 438516106 6122 37193 SH SOLE 32857 0 4336 BLACKROCK CORPOR HI YLD FD I COM 09255P107 427 39986 SH SOLE 354853 0 6760 AES CORP COM 00130H105 1915 105762 SH SOLE 1589909 0 17970 INTERNATIONAL BUSINESS MACHS COM 459200101 324 2667 SH SOLE 1605 0 1062 IDEXX LABS INC COM 45168D104 668 1700 SH SOLE 1600 0 100 ISHARES TR CORE S&P SCP ETF 464287804 984 14011 SH SOLE 12447 0 1564 INTEL CORP COM 458140100 8939 172628 SH SOLE 166265 0 6362 INTUITIVE SURGICAL INC COM NEW 46120E602 5512 7768 SH SOLE 7668 0 100 ISHARES TR CORE S&P500 ETF 464287200 514 1529 SH SOLE 1108 0 421 ISHARES TR RUSSELL 2000 ETF 464287655 364 2429 SH SOLE 105 0 2323 ISHARES TR U.S. REAL ES ETF 464287739 1332 16684 SH SOLE 16458 0 225 JOHNSON & JOHNSON COM 478160104 18859 126670 SH SOLE 4052205 0 10487 JPMORGAN CHASE & CO COM 46625H100 7928 82356 SH SOLE 79536 0 2820 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 488 9605 SH SOLE 474933 0 255 KINDER MORGAN INC DEL COM 49456B101 3911 317155 SH SOLE 313455 0 3700 COCA COLA CO COM 191216100 5099 103288 SH SOLE 100323 0 2964 LINDE PLC SHS G5494J103 3826 16068 SH SOLE 3192372 0 2660 LILLY ELI & CO COM 532457108 950 6418 SH SOLE 350 0 6068 LOCKHEED MARTIN CORP COM 539830109 3446 8991 SH SOLE 1300 0 7691 AKOUSTIS TECHNOLOGIES INC COM 00973N102 197 24165 SH SOLE 24165 0 0 LAM RESEARCH CORP COM 512807108 1182 3564 SH SOLE 3435 0 129 LIFE STORAGE INC COM 53223X107 416 3950 SH SOLE 3950 0 0 LAS VEGAS SANDS CORP COM 517834107 338 7248 SH SOLE 21207 0 423 MASTERCARD INCORPORATED CL A 57636Q104 209 617 SH SOLE 617 0 0 MCDONALDS CORP COM 580135101 3931 17908 SH SOLE 8530 0 9378 MONDELEZ INTL INC CL A 609207105 2099 36544 SH SOLE 32540 0 4003 MEDTRONIC PLC SHS G5960L103 2270 21845 SH SOLE 82424 0 1173 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 1776 5240 SH SOLE 5161 0 79 MIDDLEBY CORP COM 596278101 206 2300 SH SOLE 2300 0 0 3M CO COM 88579Y101 1685 10519 SH SOLE 9707 0 812 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 397 11600 SH SOLE 9600 0 2000 ALTRIA GROUP INC COM 02209S103 668 17282 SH SOLE 2873 0 14408 MERCK & CO. INC COM 58933Y105 4075 49122 SH SOLE 43388 0 5734 MICROSOFT CORP COM 594918104 30916 146988 SH SOLE 138547 0 8441 NOBLE ENERGY INC COM 655044105 120 14056 SH SOLE 13656 0 400 NEXTERA ENERGY INC COM 65339F101 12897 46466 SH SOLE 45061 0 1404 NETFLIX INC COM 64110L106 1808 3615 SH SOLE 1315 0 2300 APPLIED MATLS INC COM 038222105 3019 50783 SH SOLE 49908 0 875 NIKE INC CL B 654106103 4027 32081 SH SOLE 29234 0 2846 NORTHROP GRUMMAN CORP COM 666807102 1076 3410 SH SOLE 3410 0 0 NORFOLK SOUTHN CORP COM 655844108 728 3403 SH SOLE 2558 0 845 NUVEEN MUN VALUE FD INC COM 670928100 112 10500 SH SOLE 0 0 10500 ADVANCED MICRO DEVICES INC COM 007903107 319 3895 SH SOLE 3895 0 0 NVIDIA CORPORATION COM 67066G104 4529 8369 SH SOLE 8322 0 47 NOVARTIS AG SPONSORED ADR 66987V109 458 5272 SH SOLE 22439 0 25 NXP SEMICONDUCTORS N V COM N6596X109 396 3175 SH SOLE 3175 0 0 ONEOK INC NEW COM 682680103 4639 178558 SH SOLE 176834 0 1724 ORACLE CORP COM 68389X105 230 3850 SH SOLE 2250 0 1600 AMGEN INC COM 031162100 630 2478 SH SOLE 2195 0 283 PALO ALTO NETWORKS INC COM 697435105 920 3760 SH SOLE 3710 0 50 INVESCO EXCH TRADED FD TR II EMRNG MKT SVRG 46138E784 5201 191767 SH SOLE 4468051 0 27016 HEALTHPEAK PROPERTIES INC COM 42250P103 4881 179779 SH SOLE 177168 0 2610 PEPSICO INC COM 713448108 785 5664 SH SOLE 3473 0 2190 PFIZER INC COM 717081103 495 13475 SH SOLE 9518 0 3956 ISHARES TR PFD AND INCM SEC 464288687 211 5795 SH SOLE 4765 0 1030 PROCTER AND GAMBLE CO COM 742718109 9066 65228 SH SOLE 58681 0 6546 INVESCO EXCH TRADED FD TR II GBL SRT TRM HY 46138E669 214 9899 SH SOLE 0 0 9898 INVESCO EXCHANGE TRADED FD T WATER RES ETF 46137V142 2088 52630 SH SOLE 51479 0 1150 PHILIP MORRIS INTL INC COM 718172109 399 5324 SH SOLE 2640 0 2683 PUBLIC STORAGE COM 74460D109 422 1895 SH SOLE 1822 0 73 PERSONALIS INC COM 71535D106 266 12282 SH SOLE 12282 0 0 PHILLIPS 66 COM 718546104 690 13313 SH SOLE 55156 0 150 PAYPAL HLDGS INC COM 70450Y103 367 1863 SH SOLE 1863 0 0 QUALCOMM INC COM 747525103 17094 145262 SH SOLE 131988 0 13273 AMERICAN TOWER CORP NEW COM 03027X100 6545 27075 SH SOLE 26499 0 575 INVESCO QQQ TR UNIT SER 1 46090E103 13568 48834 SH SOLE 31530 0 17304 AMAZON COM INC COM 023135106 23647 7510 SH SOLE 6982 0 528 COHEN & STEERS REIT & PFD &I COM 19247X100 477 23636 SH SOLE 435215 0 2080 ROPER TECHNOLOGIES INC COM 776696106 296 750 SH SOLE 700 0 50 ROSS STORES INC COM 778296103 757 8110 SH SOLE 0 0 8110 RAYTHEON TECHNOLOGIES CORP COM 75513E101 4107 71370 SH SOLE 69842 0 1527 ROYAL BK CDA COM 780087102 400 5700 SH SOLE 5700 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 433 2055 SH SOLE 1951 0 104 STARBUCKS CORP COM 855244109 1447 16844 SH SOLE 16005 0 839 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 637 9318 SH SOLE 9059 0 259 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 1342 24265 SH SOLE 22622 0 1642 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 522 19503 SH SOLE 18422 0 1081 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 4226 134584 SH SOLE 130440 0 4144 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 2207 19164 SH SOLE 18200 0 963 SCHWAB STRATEGIC TR US REIT ETF 808524847 619 17499 SH SOLE 13456 0 4042 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 1532 27607 SH SOLE 27067 0 540 SCHWAB CHARLES CORP COM 808513105 1718 47416 SH SOLE 31365 0 16051 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 274 3396 SH SOLE 3336 0 60 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 488 8700 SH SOLE 0 0 8699 ISHARES SILVER TR ISHARES 46428Q109 208 9600 SH SOLE 3500 0 6100 SOUTHERN CO COM 842587107 574 10580 SH SOLE 9015 0 1565 ARROWHEAD PHARMACEUTICALS IN COM 04280A100 293 6800 SH SOLE 6800 0 0 SIMON PPTY GROUP INC NEW COM 828806109 2944 45514 SH SOLE 45063 0 451 S&P GLOBAL INC COM 78409V104 288 800 SH SOLE 800 0 0 APTARGROUP INC COM 038336103 2283 20165 SH SOLE 19500 0 665 SPDR S&P 500 ETF TR TR UNIT 78462F103 2718 8116 SH SOLE 7161 0 955 SQUARE INC CL A 852234103 1283 7895 SH SOLE 6995 0 900 SEMPRA ENERGY COM 816851109 1197 10114 SH SOLE 1769 0 8345 STMICROELECTRONICS N V NY REGISTRY 861012102 923 30060 SH SOLE 793950 0 4190 STORE CAP CORP COM 862121100 278 10125 SH SOLE 57220 0 1800 CONSTELLATION BRANDS INC CL A 21036P108 635 3350 SH SOLE 2925 0 425 ISHARES TR MSCI USA ESG SLC 464288802 213 1450 SH SOLE 1415 0 35 SYSCO CORP COM 871829107 458 7369 SH SOLE 0 0 7369 AT&T INC COM 00206R102 3166 111054 SH SOLE 104794 0 6259 TRACON PHARMACEUTICALS INC COM NEW 89237H209 62 12000 SH SOLE 0 0 12000 TORONTO DOMINION BK ONT COM NEW 891160509 231 5000 SH SOLE 0 0 5000 TARGET CORP COM 87612E106 329 2093 SH SOLE 435 0 1658 TOTAL SE SPONSORED ADS 89151E109 865 25229 SH SOLE 733814 0 3835 TC ENERGY CORP COM 87807B107 269 6400 SH SOLE 6400 0 0 TESLA INC COM 88160R101 15170 35361 SH SOLE 32485 0 2876 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 246 3037 SH SOLE 246209 0 0 TWILIO INC CL A 90138F102 208 843 SH SOLE 843 0 0 BROADCOM INC COM 11135F101 5155 14149 SH SOLE 13829 0 320 ULTA BEAUTY INC COM 90384S303 1125 5025 SH SOLE 5025 0 0 UNITEDHEALTH GROUP INC COM 91324P102 329 1054 SH SOLE 1054 0 0 UNION PAC CORP COM 907818108 10149 51553 SH SOLE 50203 0 1350 VISA INC COM CL A 92826C839 17360 86814 SH SOLE 84632 0 2182 VARIAN MED SYS INC COM 92220P105 258 1500 SH SOLE 1500 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 3957 25726 SH SOLE 49 0 25676 VANGUARD INDEX FDS SM CP VAL ETF 922908611 914 8263 SH SOLE 0 0 8263 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 4980 121751 SH SOLE 13065 0 121333 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 2109 40228 SH SOLE 1704587 0 7631 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 3399 26415 SH SOLE 12886 0 13528 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 405 5130 SH SOLE 850 0 4280 VANGUARD INDEX FDS MID CAP ETF 922908629 2888 16384 SH SOLE 930 0 15453 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 3540 11505 SH SOLE 119 0 11385 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 1620 20090 SH SOLE 0 0 20090 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2605 15294 SH SOLE 61 0 15232 VENTAS INC COM 92276F100 4964 118310 SH SOLE 116510 0 1800 VANGUARD INDEX FDS VALUE ETF 922908744 3516 33645 SH SOLE 742 0 32903 VANGUARD INDEX FDS GROWTH ETF 922908736 4605 20234 SH SOLE 804 0 19429 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 3504 81033 SH SOLE 19658 0 61375 VANGUARD STAR FDS VG TL INTL STK F 921909768 3079 59017 SH SOLE 0 0 59016 VERIZON COMMUNICATIONS INC COM 92343V104 9146 153741 SH SOLE 145533 0 8207 AMER STATES WTR CO COM 029899101 270 3600 SH SOLE 3600 0 0 WELLS FARGO CO NEW COM 949746101 982 41776 SH SOLE 16502 0 25274 SPDR SER TR FTSE INT GVT ETF 78464A490 6490 119661 SH SOLE 5342178 0 21160 WALMART INC COM 931142103 505 3609 SH SOLE 3214 0 393 ESSENTIAL UTILS INC COM 29670G102 1086 26985 SH SOLE 26985 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 312 4901 SH SOLE 0 0 4901 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 208 8628 SH SOLE 0 0 8628 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 363 4710 SH SOLE 0 0 4710 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 3079 26381 SH SOLE 20273 0 6108 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 323 5032 SH SOLE 0 0 5032 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 294 4955 SH SOLE 0 0 4955 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 324 3072 SH SOLE 245 0 2827 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 407 2771 SH SOLE 0 0 2771 EXXON MOBIL CORP COM 30231G102 2871 83642 SH SOLE 79663 0 3978 YUM CHINA HLDGS INC COM 98850P109 285 5384 SH SOLE 285082 0 0 ZIONS BANCORPORATION N A COM 989701107 370 12675 SH SOLE 12375 0 300 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 460 978 SH SOLE 36161 0 0 BOEING CO COM 097023105 3356 20308 SH SOLE 19971 0 337 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 4551 15481 SH SOLE 14583 0 898 BK OF AMERICA CORP COM 060505104 7507 311605 SH SOLE 3767708 0 39026