0000899243-17-022966.txt : 20170929
0000899243-17-022966.hdr.sgml : 20170929
20170929171535
ACCESSION NUMBER: 0000899243-17-022966
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170928
FILED AS OF DATE: 20170929
DATE AS OF CHANGE: 20170929
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Zago Wagner M.
CENTRAL INDEX KEY: 0001708681
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35676
FILM NUMBER: 171112346
MAIL ADDRESS:
STREET 1: C/O PROTHENA BIOSCIENCES INC
STREET 2: 331 OYSTER POINT BOULEVARD
CITY: SOUTH SAN FRANCISCO
STATE: CA
ZIP: 94080
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Prothena Corp plc
CENTRAL INDEX KEY: 0001559053
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
STATE OF INCORPORATION: L2
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ADELPHI PLAZA
STREET 2: UPPER GEORGE'S STREET
CITY: DUN LAOGHAIRE, CO. DUBLIN
STATE: L2
ZIP: A96 T927
BUSINESS PHONE: 011-353-1-236-2500
MAIL ADDRESS:
STREET 1: ADELPHI PLAZA
STREET 2: UPPER GEORGE'S STREET
CITY: DUN LAOGHAIRE, CO. DUBLIN
STATE: L2
ZIP: A96 T927
FORMER COMPANY:
FORMER CONFORMED NAME: Neotope Corp Ltd
DATE OF NAME CHANGE: 20120926
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-09-28
0
0001559053
Prothena Corp plc
PRTA
0001708681
Zago Wagner M.
C/O PROTHENA BIOSCIENCES INC
331 OYSTER POINT BOULEVARD
SOUTH SAN FRANCISCO
CA
94080
0
1
0
0
Chief Scientific Officer
Ordinary Shares, par value $0.01 per share
2017-09-28
4
M
0
900
6.41
A
900
D
Ordinary Shares, par value $0.01 per share
2017-09-28
4
S
0
900
70.00
D
0
D
Stock Option (right to buy)
6.41
2017-09-28
4
M
0
900
0.00
D
2023-01-29
Ordinary Shares
900
15100
D
The sales reported in the Form 4 was effected pursuant to a Rule 10b5 1 trading plan adopted by the Reporting Person.
The original grant was for 36,000 shares, of which 20,000 shares have been exercised and sold. The remaining shares underlying the option (15,100 shares) are fully vested and exercisable as of the date hereof.
/s/ A.W. Homan, as Attorney in Fact for Wagner M. Zago
2019-09-29