0000899243-17-022966.txt : 20170929 0000899243-17-022966.hdr.sgml : 20170929 20170929171535 ACCESSION NUMBER: 0000899243-17-022966 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170928 FILED AS OF DATE: 20170929 DATE AS OF CHANGE: 20170929 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zago Wagner M. CENTRAL INDEX KEY: 0001708681 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35676 FILM NUMBER: 171112346 MAIL ADDRESS: STREET 1: C/O PROTHENA BIOSCIENCES INC STREET 2: 331 OYSTER POINT BOULEVARD CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Prothena Corp plc CENTRAL INDEX KEY: 0001559053 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: L2 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ADELPHI PLAZA STREET 2: UPPER GEORGE'S STREET CITY: DUN LAOGHAIRE, CO. DUBLIN STATE: L2 ZIP: A96 T927 BUSINESS PHONE: 011-353-1-236-2500 MAIL ADDRESS: STREET 1: ADELPHI PLAZA STREET 2: UPPER GEORGE'S STREET CITY: DUN LAOGHAIRE, CO. DUBLIN STATE: L2 ZIP: A96 T927 FORMER COMPANY: FORMER CONFORMED NAME: Neotope Corp Ltd DATE OF NAME CHANGE: 20120926 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-09-28 0 0001559053 Prothena Corp plc PRTA 0001708681 Zago Wagner M. C/O PROTHENA BIOSCIENCES INC 331 OYSTER POINT BOULEVARD SOUTH SAN FRANCISCO CA 94080 0 1 0 0 Chief Scientific Officer Ordinary Shares, par value $0.01 per share 2017-09-28 4 M 0 900 6.41 A 900 D Ordinary Shares, par value $0.01 per share 2017-09-28 4 S 0 900 70.00 D 0 D Stock Option (right to buy) 6.41 2017-09-28 4 M 0 900 0.00 D 2023-01-29 Ordinary Shares 900 15100 D The sales reported in the Form 4 was effected pursuant to a Rule 10b5 1 trading plan adopted by the Reporting Person. The original grant was for 36,000 shares, of which 20,000 shares have been exercised and sold. The remaining shares underlying the option (15,100 shares) are fully vested and exercisable as of the date hereof. /s/ A.W. Homan, as Attorney in Fact for Wagner M. Zago 2019-09-29