0001209191-20-008963.txt : 20200212 0001209191-20-008963.hdr.sgml : 20200212 20200212182603 ACCESSION NUMBER: 0001209191-20-008963 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140218 FILED AS OF DATE: 20200212 DATE AS OF CHANGE: 20200212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MURATA ALFRED T CENTRAL INDEX KEY: 0001599388 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 811-22758 FILM NUMBER: 20606116 MAIL ADDRESS: STREET 1: C/O PIMCO STREET 2: 650 NEWPORT CENTER DRIVE CITY: NEWPORT BEACH STATE: CA ZIP: 92660 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PIMCO Dynamic Credit & Mortgage Income Fund CENTRAL INDEX KEY: 0001558629 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 1633 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-739-4000 MAIL ADDRESS: STREET 1: 1633 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: PIMCO Dynamic Credit Income Fund DATE OF NAME CHANGE: 20120920 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2014-02-18 2014-02-19 0 0001558629 PIMCO Dynamic Credit & Mortgage Income Fund PCI 0001599388 MURATA ALFRED T C/O PIMCO 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA 92660 0 0 0 1 SEE REMARKS COMMON STOCK 2014-02-18 4 P 0 16000 A 16000 I BY DCP COMMON STOCK 2014-03-26 4 P 0 10000 A 26000 I BY DCP COMMON STOCK 2014-12-04 4 P 0 10000 A 36000 I BY DCP COMMON STOCK 2015-05-13 4 P 0 10000 A 46000 I BY DCP COMMON STOCK 4000 I BY 401(K) PLAN See original applicable filing for pricing footnote. These Form 4s are amended solely to clarify that the prior filings inadvertently reported the shares as directly owned by the Reporting person instead of indirectly held through a deferred compensation plan. The Form 4 being amended hereby for this transaction was filed on March 27, 2014. The Form 4 being amended hereby for this transaction was filed on December 5, 2014. The Form 4 being amended hereby for this transaction was filed on May 14, 2015. Pacific Investment Management Company LLC ("PIMCO") is the investment adviser of the Issuer. The Reporting Person is a Portfolio Manager for this Issuer at PIMCO. /s/ Kevin Van Gorder, Attorney-in-Fact for Alfred T. Murata 2020-02-12