0001921094-24-000076.txt : 20240129 0001921094-24-000076.hdr.sgml : 20240129 20240129165744 ACCESSION NUMBER: 0001921094-24-000076 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20240129 DATE AS OF CHANGE: 20240129 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Upstart Holdings, Inc. CENTRAL INDEX KEY: 0001647639 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] ORGANIZATION NAME: 02 Finance IRS NUMBER: 464332431 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-39797 FILM NUMBER: 24574452 BUSINESS ADDRESS: STREET 1: 2950 S. DELAWARE STREET, SUITE 300 CITY: SAN MATEO STATE: CA ZIP: 94403 BUSINESS PHONE: (650) 204-1000 MAIL ADDRESS: STREET 1: 2950 S. DELAWARE STREET, SUITE 300 CITY: SAN MATEO STATE: CA ZIP: 94403 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Darling Scott CENTRAL INDEX KEY: 0001558259 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: C/O STITCH FIX, INC. STREET 2: 1 MONTGOMERY STREET, SUITE 1500 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 144 1 primary_doc.xml 144 0001558259 XXXXXXXX LIVE 0001647639 Upstart Holdings, Inc. 001-39797 2950 S. DELAWARE STREET, SUITE 300 SAN MATEO CA 94403 (650) 204-1000 Darling Scott Officer Common Charles Schwab & Co., Inc.

3000 Schwab Way Westlake TX 76262

1298 45922.00 85057317 01/29/2024 NASDAQ Common 01/29/2024 Employee Stock Option Exercise Upstart Holdings, Inc. N 388 01/29/2024 Broker Payment for Cashless Exercise Common 05/20/2023 Restricted Stock Lapse Upstart Holdings, Inc. N 910 05/20/2023 Equity Compensation N Scott Darling

2950 S. DELAWARE STREET, SUITE 300 SAN MATEO CA 94403

Upstart Holdings, Inc. 11/02/2023 480 12766.00 Scott Darling

2950 S. DELAWARE STREET, SUITE 300 SAN MATEO CA 94403

Upstart Holdings, Inc. 11/21/2023 6061 145634.00 Scott Darling

2950 S. DELAWARE STREET, SUITE 300 SAN MATEO CA 94403

Upstart Holdings, Inc. 11/27/2023 200 5004.00 Scott Darling

2950 S. DELAWARE STREET, SUITE 300 SAN MATEO CA 94403

Upstart Holdings, Inc. 11/28/2023 800 20241.00 Scott Darling

2950 S. DELAWARE STREET, SUITE 300 SAN MATEO CA 94403

Upstart Holdings, Inc. 12/06/2023 4206 152208.00 Scott Darling

2950 S. DELAWARE STREET, SUITE 300 SAN MATEO CA 94403

Upstart Holdings, Inc 12/08/2023 594 21475.00 Scott Darling

2950 S. DELAWARE STREET, SUITE 300 SAN MATEO CA 94403

Upstart Holdings, Inc 12/22/2023 5285 238354.00 Scott Darling

2950 S. DELAWARE STREET, SUITE 300 SAN MATEO CA 94403

Upstart Holdings, Inc 12/26/2023 2043 92309.00 Scott Darling

2950 S. DELAWARE STREET, SUITE 300 SAN MATEO CA 94403

Upstart Holdings, Inc 12/27/2023 672 31063.00 Scott Darling

2950 S. DELAWARE STREET, SUITE 300 SAN MATEO CA 94403

Upstart Holdings, Inc 01/24/2024 2892 104227.00 Scott Darling

2950 S. DELAWARE STREET, SUITE 300 SAN MATEO CA 94403

Upstart Holdings, Inc 01/25/2024 60 2103.00 01/29/2024 05/30/2023 SCOTT DARLING