0001921094-23-001125.txt : 20231222 0001921094-23-001125.hdr.sgml : 20231222 20231222171906 ACCESSION NUMBER: 0001921094-23-001125 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20231222 DATE AS OF CHANGE: 20231222 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Upstart Holdings, Inc. CENTRAL INDEX KEY: 0001647639 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] ORGANIZATION NAME: 02 Finance IRS NUMBER: 464332431 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-39797 FILM NUMBER: 231510831 BUSINESS ADDRESS: STREET 1: 2950 S. DELAWARE STREET, SUITE 300 CITY: SAN MATEO STATE: CA ZIP: 94403 BUSINESS PHONE: (650) 204-1000 MAIL ADDRESS: STREET 1: 2950 S. DELAWARE STREET, SUITE 300 CITY: SAN MATEO STATE: CA ZIP: 94403 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Darling Scott CENTRAL INDEX KEY: 0001558259 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: C/O STITCH FIX, INC. STREET 2: 1 MONTGOMERY STREET, SUITE 1500 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 144 1 primary_doc.xml 144 0001558259 XXXXXXXX LIVE 0001647639 Upstart Holdings, Inc. 001-39797 2950 S. DELAWARE STREET, SUITE 300 SAN MATEO CA 94403 (650) 204-1000 Darling Scott Officer Common Charles Schwab & Co., Inc.

3000 Schwab Way Westlake TX 76262

5285 238354.00 85057317 12/22/2023 NASDAQ Common 12/22/2023 Employee Stock Option Exercise Upstart Holdings, Inc. N 2285 12/22/2023 Broker Payment for Cashless Exercise Common 02/20/2023 Restricted Stock Lapse Upstart Holdings, Inc. N 3000 02/20/2023 Equity Compensation N Scott Darling

2950 S. DELAWARE STREET, SUITE 300 SAN MATEO CA 94403

Upstart Holdings, Inc. 09/25/2023 1000 26580.00 Scott Darling

2950 S. DELAWARE STREET, SUITE 300 SAN MATEO CA 94403

Upstart Holdings, Inc. 10/24/2023 520 13190.00 Scott Darling

2950 S. DELAWARE STREET, SUITE 300 SAN MATEO CA 94403

Upstart Holdings, Inc. 11/02/2023 480 12766.00 Scott Darling

2950 S. DELAWARE STREET, SUITE 300 SAN MATEO CA 94403

Upstart Holdings, Inc. 11/21/2023 6061 145634.00 Scott Darling

2950 S. DELAWARE STREET, SUITE 300 SAN MATEO CA 94403

Upstart Holdings, Inc. 11/27/2023 200 5004.00 Scott Darling

2950 S. DELAWARE STREET, SUITE 300 SAN MATEO CA 94403

Upstart Holdings, Inc. 11/28/2023 800 20241.00 Scott Darling

2950 S. DELAWARE STREET, SUITE 300 SAN MATEO CA 94403

Upstart Holdings, Inc. 12/06/2023 4206 152208.00 Scott Darling

2950 S. DELAWARE STREET, SUITE 300 SAN MATEO CA 94403

Upstart Holdings, Inc 12/08/2023 594 21475.00 12/22/2023 05/30/2023 SCOTT DARLING