UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Notice of Effectiveness
Effectiveness Date: July 25, 2018 1:30 P.M.
Form: N-14
CIK: 0001558107
Company Name: ALPS Series Trust
File Number: 333-225844
SERIES/CLASSES (CONTRACTS) MERGERS
CIK
Series ID
Class/Contract Name
Acquiring:
0001558107 ALPS Series Trust
S000062894 American Independence Global Tactical Allocation Fund
C000203688 Institutional Class Shares
Target:
0001324443 American Independence Funds Trust
S000042029 American Independence Global Tactical Allocation Fund
C000130573 Institutional Class
CIK
Series ID
Class/Contract Name
Acquiring:
0001558107 ALPS Series Trust
S000062894 American Independence Global Tactical Allocation Fund
C000203689 Class A Shares
Target:
0001324443 American Independence Funds Trust
S000042029 American Independence Global Tactical Allocation Fund
C000130574 Class A
Target:
0001324443 American Independence Funds Trust
S000042029 American Independence Global Tactical Allocation Fund
C000130575 Class C
CIK
Series ID
Class/Contract Name
Acquiring:
0001558107 ALPS Series Trust
S000062895 American Independence Kansas Tax-Exempt Bond Fund
C000203690 Institutional Class Shares
Target:
0001324443 American Independence Funds Trust
S000011462 American Independence Kansas Tax-Exempt Bond Fund
C000031690 Institutional Class
CIK
Series ID
Class/Contract Name
Acquiring:
0001558107 ALPS Series Trust
S000062895 American Independence Kansas Tax-Exempt Bond Fund
C000203691 Class A Shares
Target:
0001324443 American Independence Funds Trust
S000011462 American Independence Kansas Tax-Exempt Bond Fund
C000031691 Class A
Target:
0001324443 American Independence Funds Trust
S000011462 American Independence Kansas Tax-Exempt Bond Fund
C000031721 Class C