0001752724-21-256665.txt : 20211124
0001752724-21-256665.hdr.sgml : 20211124
20211124125604
ACCESSION NUMBER: 0001752724-21-256665
CONFORMED SUBMISSION TYPE: NPORT-P
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210930
FILED AS OF DATE: 20211124
PERIOD START: 20210930
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALPS Series Trust
CENTRAL INDEX KEY: 0001558107
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: NPORT-P
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-22747
FILM NUMBER: 211444185
BUSINESS ADDRESS:
STREET 1: 1290 BROADWAY, SUITE 1000
CITY: DENVER
STATE: CO
ZIP: 80203
BUSINESS PHONE: 303.623.2577
MAIL ADDRESS:
STREET 1: 1290 BROADWAY, SUITE 1000
CITY: DENVER
STATE: CO
ZIP: 80203
0001558107
S000058974
Beacon Accelerated Return Strategy Fund
C000193424
Institutional Class
BARLX
NPORT-P
1
primary_doc.xml
NPORT-P
false
0001558107
XXXXXXXX
S000058974
C000193424
ALPS SERIES TRUST
811-22747
0001558107
5493000QN25IZZPUSL66
1290 BROADWAY SUITE 1000
DENVER
80203
3036235277
Beacon Accelerated Return Strategy Fund
S000058974
5493006D3GJ1JM3H4G33
2021-09-30
2021-09-30
N
128450545.63
8745218.83
119705326.80
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
N
The Options Clearing Corporation
549300CII6SLYGKNHA04
Call XSP FEB 0.010000 02/14/2022
N/A
235.00000000
NC
USD
10093947.93000000
8.432329788351
N/A
DE
CORP
US
N
2
Goldman Sachs
N/A
Call
Purchased
S&P 500 Mini Index
XSP
100.00000000
0.01000000
USD
2022-02-15
XXXX
719921.57000000
N
N
N
The Options Clearing Corporation
549300CII6SLYGKNHA04
Call XSP DEC 393.3500 12/14/2021
N/A
235.00000000
NC
USD
1012187.60000000
0.845566047107
N/A
DE
CORP
US
N
2
Goldman Sachs
N/A
Call
Purchased
S&P 500 Mini Index
XSP
100.00000000
393.35000000
USD
2021-12-15
XXXX
323148.63000000
N
N
N
The Options Clearing Corporation
549300CII6SLYGKNHA04
Call XSP AUG 447.9000 08/12/2022
N/A
125.00000000
NC
USD
270110.47000000
0.225646157293
N/A
DE
CORP
US
N
2
Goldman Sachs
N/A
Call
Purchased
S&P 500 Mini Index
XSP
100.00000000
447.90000000
USD
2022-08-15
XXXX
-101271.05000000
N
N
N
The Options Clearing Corporation
549300CII6SLYGKNHA04
Call XSP AUG 0.0100 08/12/2022
N/A
225.00000000
NC
USD
9616413.89000000
8.033405151691
N/A
DE
CORP
US
N
2
Goldman Sachs
N/A
Call
Purchased
S&P 500 Mini Index
XSP
100.00000000
0.01000000
USD
2022-08-15
XXXX
-304747.93000000
N
N
N
The Options Clearing Corporation
549300CII6SLYGKNHA04
Call XSP AUG 481.8500 08/12/2022
N/A
-250.00000000
NC
USD
-193012.23000000
-0.16123946624
N/A
DE
CORP
US
N
2
Goldman Sachs
N/A
Call
Written
S&P 500 Mini Index
XSP
100.00000000
481.85000000
USD
2022-08-15
XXXX
107974.73000000
N
N
N
The Options Clearing Corporation
549300CII6SLYGKNHA04
Call XSP MAR 414.6400 03/14/2022
N/A
70.00000000
NC
USD
232272.09000000
0.194036553100
N/A
DE
CORP
US
N
2
Goldman Sachs
N/A
Call
Purchased
S&P 500 Mini Index
XSP
100.00000000
414.64000000
USD
2022-03-15
XXXX
51666.51000000
N
N
N
The Options Clearing Corporation
549300CII6SLYGKNHA04
Call XSP MAY 0.00100 05/13/2022
N/A
200.00000000
NC
USD
8568896.82000000
7.158325405448
N/A
DE
CORP
US
N
2
Goldman Sachs
N/A
Call
Purchased
S&P 500 Mini Index
XSP
100.00000000
0.01000000
USD
2022-05-16
XXXX
179885.88000000
N
N
N
The Options Clearing Corporation
549300CII6SLYGKNHA04
Call XSP JUN 424.8200 06/14/2022
N/A
100.00000000
NC
USD
321983.20000000
0.268979842925
N/A
DE
CORP
US
N
2
Goldman Sachs
N/A
Call
Purchased
S&P 500 Mini Index
XSP
100.00000000
424.82000000
USD
2022-06-15
XXXX
52077.73000000
N
N
N
The Options Clearing Corporation
549300CII6SLYGKNHA04
Call XSP MAR 445.8600 03/14/2022
N/A
-140.00000000
NC
USD
-187900.97000000
-0.15696959778
N/A
DE
CORP
US
N
2
Goldman Sachs
N/A
Call
Written
S&P 500 Mini Index
XSP
100.00000000
445.86000000
USD
2022-03-15
XXXX
-40492.13000000
N
N
N
The Options Clearing Corporation
549300CII6SLYGKNHA04
Call XSP FEB 393.0900 02/14/2022
N/A
125.00000000
NC
USD
595547.02000000
0.497510876015
N/A
DE
CORP
US
N
2
Goldman Sachs
N/A
Call
Purchased
S&P 500 Mini Index
XSP
100.00000000
393.09000000
USD
2022-02-15
XXXX
229349.43000000
N
N
N
The Options Clearing Corporation
549300CII6SLYGKNHA04
Call XSP JAN 393.3500 01/14/2022
N/A
50.00000000
NC
USD
227279.76000000
0.189866036938
N/A
DE
CORP
US
N
2
Goldman Sachs
N/A
Call
Purchased
S&P 500 Mini Index
XSP
100.00000000
393.35000000
USD
2022-01-17
XXXX
71325.72000000
N
N
N
The Options Clearing Corporation
549300CII6SLYGKNHA04
Call XSP FEB 448.2000 02/14/2022
N/A
-220.00000000
NC
USD
-222303.96000000
-0.18570932968
N/A
DE
CORP
US
N
2
Goldman Sachs
N/A
Call
Written
S&P 500 Mini Index
XSP
100.00000000
448.20000000
USD
2022-02-15
XXXX
2738.51000000
N
N
N
The Options Clearing Corporation
549300CII6SLYGKNHA04
Call XSP APR 0.0100 04/14/2022
N/A
190.00000000
NC
USD
8148277.51000000
6.806946464140
N/A
DE
CORP
US
N
2
Goldman Sachs
N/A
Call
Purchased
S&P 500 Mini Index
XSP
100.00000000
0.01000000
USD
2022-04-15
XXXX
369662.37000000
N
N
N
The Options Clearing Corporation
549300CII6SLYGKNHA04
Call XSP AUG 480.3600 08/12/2022
N/A
-200.00000000
NC
USD
-162591.35000000
-0.13582632815
N/A
DE
CORP
US
N
2
Goldman Sachs
N/A
Call
Written
S&P 500 Mini Index
XSP
100.00000000
480.36000000
USD
2022-08-15
XXXX
66398.05000000
N
N
N
The Options Clearing Corporation
549300CII6SLYGKNHA04
Call XSP DEC 0.010000 12/14/2021
N/A
235.00000000
NC
USD
10102928.18000000
8.439831751914
N/A
DE
CORP
US
N
2
Goldman Sachs
N/A
Call
Purchased
S&P 500 Mini Index
XSP
100.00000000
0.01000000
USD
2021-12-15
XXXX
972689.21000000
N
N
N
The Options Clearing Corporation
549300CII6SLYGKNHA04
Call XSP JUL 478.1800 07/14/2022
N/A
-340.00000000
NC
USD
-255395.48000000
-0.21335347960
N/A
DE
CORP
US
N
2
Goldman Sachs
N/A
Call
Written
S&P 500 Mini Index
XSP
100.00000000
478.18000000
USD
2022-07-15
XXXX
120626.50000000
N
N
N
Goldman Sachs Financial Square Funds - Treasury Instruments Fund
549300DAH6N80PM31E83
Goldman Sachs Financial Square Funds - Treasury Instruments Fund
38142B609
1844317.86000000
NS
USD
1844317.86000000
1.540714945026
Long
STIV
RF
US
N
1
N
N
N
The Options Clearing Corporation
549300CII6SLYGKNHA04
Call XSP APR 414.6400 04/14/2022
N/A
190.00000000
NC
USD
673507.53000000
0.562637894239
N/A
DE
CORP
US
N
2
Goldman Sachs
N/A
Call
Purchased
S&P 500 Mini Index
XSP
100.00000000
414.64000000
USD
2022-04-15
XXXX
156882.39000000
N
N
N
The Options Clearing Corporation
549300CII6SLYGKNHA04
Call XSP JUN 0.0100 06/14/2022
N/A
325.00000000
NC
USD
13910025.46000000
11.62022261819
N/A
DE
CORP
US
N
2
Goldman Sachs
N/A
Call
Purchased
S&P 500 Mini Index
XSP
100.00000000
0.01000000
USD
2022-06-15
XXXX
21982.68000000
N
N
N
The Options Clearing Corporation
549300CII6SLYGKNHA04
Call XSP JUL 445.4000 07/14/2022
N/A
170.00000000
NC
USD
365092.91000000
0.304993035614
N/A
DE
CORP
US
N
2
Goldman Sachs
N/A
Call
Purchased
S&P 500 Mini Index
XSP
100.00000000
445.40000000
USD
2022-07-15
XXXX
-106496.10000000
N
N
N
The Options Clearing Corporation
549300CII6SLYGKNHA04
Call Xsp Nov 394.2300 10/14/2021
N/A
-430.00000000
NC
USD
-1609020.84000000
-1.34415141164
N/A
DE
CORP
US
N
2
Goldman Sachs
N/A
Call
Written
S&P 500 Mini Index
XSP
100.00000000
394.23000000
USD
2021-10-15
XXXX
-1173895.54000000
N
N
N
The Options Clearing Corporation
549300CII6SLYGKNHA04
Call XSP MAR 450.2000 03/14/2022
N/A
-320.00000000
NC
USD
-361514.51000000
-0.30200369496
N/A
DE
CORP
US
N
2
Goldman Sachs
N/A
Call
Written
S&P 500 Mini Index
XSP
100.00000000
450.20000000
USD
2022-03-15
XXXX
-21380.01000000
N
N
N
The Options Clearing Corporation
549300CII6SLYGKNHA04
Call XSP JAN 393.0900 01/14/2022
N/A
185.00000000
NC
USD
844909.23000000
0.705824254096
N/A
DE
CORP
US
N
2
Goldman Sachs
N/A
Call
Purchased
S&P 500 Mini Index
XSP
100.00000000
393.09000000
USD
2022-01-17
XXXX
335311.80000000
N
N
N
The Options Clearing Corporation
549300CII6SLYGKNHA04
Call XSP AUG 0.0100 08/12/2022
N/A
-250.00000000
NC
USD
-177090.61000000
-0.14793878830
N/A
DE
CORP
US
N
2
Goldman Sachs
N/A
Call
Written
S&P 500 Mini Index
XSP
100.00000000
484.31000000
USD
2022-08-15
XXXX
136146.35000000
N
N
N
The Options Clearing Corporation
549300CII6SLYGKNHA04
Call XSP MAR 416.4000 03/14/2022
N/A
160.00000000
NC
USD
510590.74000000
0.426539698482
N/A
DE
CORP
US
N
2
Goldman Sachs
N/A
Call
Purchased
S&P 500 Mini Index
XSP
100.00000000
416.40000000
USD
2022-03-15
XXXX
85617.99000000
N
N
N
The Options Clearing Corporation
549300CII6SLYGKNHA04
Call Xsp Nov 361.6800 10/14/2021
N/A
215.00000000
NC
USD
1491313.51000000
1.245820507630
N/A
DE
CORP
US
N
2
Goldman Sachs
N/A
Call
Purchased
S&P 500 Mini Index
XSP
100.00000000
361.68000000
USD
2021-10-15
XXXX
940681.15000000
N
N
N
The Options Clearing Corporation
549300CII6SLYGKNHA04
Call XSP JAN 427.0500 01/14/2022
N/A
-370.00000000
NC
USD
-737518.77000000
-0.61611190555
N/A
DE
CORP
US
N
2
Goldman Sachs
N/A
Call
Written
S&P 500 Mini Index
XSP
100.00000000
427.05000000
USD
2022-01-17
XXXX
-317413.63000000
N
N
N
The Options Clearing Corporation
549300CII6SLYGKNHA04
Call XSP NOV 377.8000 11/12/2021
N/A
250.00000000
NC
USD
1371658.56000000
1.145862591638
N/A
DE
CORP
US
N
2
Goldman Sachs
N/A
Call
Purchased
S&P 500 Mini Index
XSP
100.00000000
377.80000000
USD
2021-11-15
XXXX
704388.38000000
N
N
N
The Options Clearing Corporation
549300CII6SLYGKNHA04
Call XSP AUG 445.4000 08/12/2022
N/A
100.00000000
NC
USD
229876.44000000
0.192035263713
N/A
DE
CORP
US
N
2
Goldman Sachs
N/A
Call
Purchased
S&P 500 Mini Index
XSP
100.00000000
445.40000000
USD
2022-08-15
XXXX
-60128.86000000
N
N
N
The Options Clearing Corporation
549300CII6SLYGKNHA04
Call XSP JUN 469.4300 06/14/2022
N/A
-450.00000000
NC
USD
-400488.37000000
-0.33456186178
N/A
DE
CORP
US
N
2
Goldman Sachs
N/A
Call
Written
S&P 500 Mini Index
XSP
100.00000000
469.43000000
USD
2022-06-15
XXXX
88637.01000000
N
N
N
The Options Clearing Corporation
549300CII6SLYGKNHA04
Call XSP MAR 0.010000 03/14/2022
N/A
230.00000000
NC
USD
9868751.72000000
8.244204317230
N/A
DE
CORP
US
N
2
Goldman Sachs
N/A
Call
Purchased
S&P 500 Mini Index
XSP
100.00000000
0.01000000
USD
2022-03-15
XXXX
420783.39000000
N
N
N
The Options Clearing Corporation
549300CII6SLYGKNHA04
Call XSP JUN 436.6000 06/14/2022
N/A
225.00000000
NC
USD
556569.04000000
0.464949267403
N/A
DE
CORP
US
N
2
Goldman Sachs
N/A
Call
Purchased
S&P 500 Mini Index
XSP
100.00000000
436.60000000
USD
2022-06-15
XXXX
-57243.27000000
N
N
N
The Options Clearing Corporation
549300CII6SLYGKNHA04
Call XSP JUL 0.0100 07/14/2022
N/A
220.00000000
NC
USD
9411014.63000000
7.861817749951
N/A
DE
CORP
US
N
2
Goldman Sachs
N/A
Call
Purchased
S&P 500 Mini Index
XSP
100.00000000
0.01000000
USD
2022-07-15
XXXX
-217887.12000000
N
N
N
Invesco Government & Agency Portfolio
5493007T1J7WZ5QI1A47
Invesco Short-Term Investments Trust Government & Agency Portfolio - Institutional Class
825252885
1355088.55000000
NS
USD
1355088.55000000
1.132020258600
Long
STIV
RF
US
N
1
N
N
N
The Options Clearing Corporation
549300CII6SLYGKNHA04
Call XSP MAY 424.8200 05/13/2022
N/A
200.00000000
NC
USD
608782.47000000
0.508567568607
N/A
DE
CORP
US
N
2
Goldman Sachs
N/A
Call
Purchased
S&P 500 Mini Index
XSP
100.00000000
424.82000000
USD
2022-05-16
XXXX
96772.38000000
N
N
N
The Options Clearing Corporation
549300CII6SLYGKNHA04
Call XSP JAN 0.010000 01/14/2022
N/A
235.00000000
NC
USD
10102651.37000000
8.439600509072
N/A
DE
CORP
US
N
2
Goldman Sachs
N/A
Call
Purchased
S&P 500 Mini Index
XSP
100.00000000
0.01000000
USD
2022-01-17
XXXX
981059.90000000
N
N
N
The Options Clearing Corporation
549300CII6SLYGKNHA04
Call XSP APR 447.8900 04/14/2022
N/A
-380.00000000
NC
USD
-555060.15000000
-0.46368876376
N/A
DE
CORP
US
N
2
Goldman Sachs
N/A
Call
Written
S&P 500 Mini Index
XSP
100.00000000
447.89000000
USD
2022-04-15
XXXX
-137850.44000000
N
N
N
The Options Clearing Corporation
549300CII6SLYGKNHA04
Call XSP DEC 427.8900 12/14/2021
N/A
-470.00000000
NC
USD
-773897.93000000
-0.64650249966
N/A
DE
CORP
US
N
2
Goldman Sachs
N/A
Call
Written
S&P 500 Mini Index
XSP
100.00000000
427.89000000
USD
2021-12-15
XXXX
-198185.86000000
N
N
N
The Options Clearing Corporation
549300CII6SLYGKNHA04
Call XSP SEP 0.0100 09/14/2022
N/A
125.00000000
NC
USD
5336421.98000000
4.457965340937
N/A
DE
CORP
US
N
2
Goldman Sachs
N/A
Call
Purchased
S&P 500 Mini Index
XSP
100.00000000
0.01000000
USD
2022-09-15
XXXX
-184834.54000000
N
N
N
The Options Clearing Corporation
549300CII6SLYGKNHA04
Call XSP JUN 458.2100 06/14/2022
N/A
-200.00000000
NC
USD
-267116.15000000
-0.22314474814
N/A
DE
CORP
US
N
2
Goldman Sachs
N/A
Call
Written
S&P 500 Mini Index
XSP
100.00000000
458.21000000
USD
2022-06-15
XXXX
-55927.09000000
N
N
N
The Options Clearing Corporation
549300CII6SLYGKNHA04
Call XSP NOV 0.010000 11/12/2021
N/A
250.00000000
NC
USD
10761343.18000000
8.989861577321
N/A
DE
CORP
US
N
2
Goldman Sachs
N/A
Call
Purchased
S&P 500 Mini Index
XSP
100.00000000
0.01000000
USD
2021-11-15
XXXX
1443823.00000000
N
N
N
The Options Clearing Corporation
549300CII6SLYGKNHA04
Call XSP FEB 416.4000 02/14/2022
N/A
110.00000000
NC
USD
327588.90000000
0.273662759007
N/A
DE
CORP
US
N
2
Goldman Sachs
N/A
Call
Purchased
S&P 500 Mini Index
XSP
100.00000000
416.40000000
USD
2022-02-15
XXXX
49170.13000000
N
N
N
The Options Clearing Corporation
549300CII6SLYGKNHA04
Call XSP FEB 429.2500 02/14/2022
N/A
-250.00000000
NC
USD
-523580.62000000
-0.43739124565
N/A
DE
CORP
US
N
2
Goldman Sachs
N/A
Call
Written
S&P 500 Mini Index
XSP
100.00000000
429.25000000
USD
2022-02-15
XXXX
-223975.80000000
N
N
N
The Options Clearing Corporation
549300CII6SLYGKNHA04
Call Xsp Nov 0.010000 10/14/2021
N/A
215.00000000
NC
USD
9262577.88000000
7.737815958245
N/A
DE
CORP
US
N
2
Goldman Sachs
N/A
Call
Purchased
S&P 500 Mini Index
XSP
100.00000000
0.01000000
USD
2021-10-15
XXXX
1602110.52000000
N
N
N
The Options Clearing Corporation
549300CII6SLYGKNHA04
Call XSP SEP 447.9000 09/14/2022
N/A
125.00000000
NC
USD
290113.45000000
0.242356340987
N/A
DE
CORP
US
N
2
Goldman Sachs
N/A
Call
Purchased
S&P 500 Mini Index
XSP
100.00000000
447.90000000
USD
2022-09-15
XXXX
-100518.07000000
N
N
N
The Options Clearing Corporation
549300CII6SLYGKNHA04
Call XSP NOV 408.9700 11/12/2021
N/A
-500.00000000
NC
USD
-1377261.52000000
-1.15054321876
N/A
DE
CORP
US
N
2
Goldman Sachs
N/A
Call
Written
S&P 500 Mini Index
XSP
100.00000000
408.97000000
USD
2021-11-15
XXXX
-837301.87000000
N
N
N
The Options Clearing Corporation
549300CII6SLYGKNHA04
Call XSP MAY 456.0000 05/13/2022
N/A
-400.00000000
NC
USD
-508292.65000000
-0.42461990922
N/A
DE
CORP
US
N
2
Goldman Sachs
N/A
Call
Written
S&P 500 Mini Index
XSP
100.00000000
456.00000000
USD
2022-05-16
XXXX
-103514.53000000
N
N
N
The Options Clearing Corporation
549300CII6SLYGKNHA04
Call XSP JUL 436.6000 07/14/2022
N/A
50.00000000
NC
USD
132686.77000000
0.110844499193
N/A
DE
CORP
US
N
2
Goldman Sachs
N/A
Call
Purchased
S&P 500 Mini Index
XSP
100.00000000
436.60000000
USD
2022-07-15
XXXX
-13465.97000000
N
N
N
The Options Clearing Corporation
549300CII6SLYGKNHA04
Call XSP JUL 471.6200 07/14/2022
N/A
-100.00000000
NC
USD
-95382.16000000
-0.07968079829
N/A
DE
CORP
US
N
2
Goldman Sachs
N/A
Call
Written
S&P 500 Mini Index
XSP
100.00000000
471.62000000
USD
2022-07-15
XXXX
20612.37000000
N
N
N
The Options Clearing Corporation
549300CII6SLYGKNHA04
Call XSP JAN 430.0500 01/14/2022
N/A
-100.00000000
NC
USD
-179481.59000000
-0.14993617644
N/A
DE
CORP
US
N
2
Goldman Sachs
N/A
Call
Written
S&P 500 Mini Index
XSP
100.00000000
430.05000000
USD
2022-01-17
XXXX
-50089.66000000
N
N
N
2021-10-30
ALPS SERIES TRUST
Erich Rettinger
Erich Rettinger
Treasurer