0001752724-21-117955.txt : 20210528 0001752724-21-117955.hdr.sgml : 20210528 20210528104100 ACCESSION NUMBER: 0001752724-21-117955 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210528 PERIOD START: 20210930 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALPS Series Trust CENTRAL INDEX KEY: 0001558107 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-22747 FILM NUMBER: 21977085 BUSINESS ADDRESS: STREET 1: 1290 BROADWAY, SUITE 1100 CITY: DENVER STATE: CO ZIP: 80203 BUSINESS PHONE: 303.623.2577 MAIL ADDRESS: STREET 1: 1290 BROADWAY, SUITE 1100 CITY: DENVER STATE: CO ZIP: 80203 0001558107 S000061938 Seven Canyons World Innovators Fund C000200678 Institutional Class WIGTX C000200679 Investor Class WAGTX NPORT-P 1 primary_doc.xml NPORT-P false 0001558107 XXXXXXXX S000061938 C000200679 C000200678 ALPS SERIES TRUST 811-22747 0001558107 5493000QN25IZZPUSL66 1290 BROADWAY SUITE 1000 DENVER 80203 3036235277 Seven Canyons World Innovators Fund S000061938 549300UKKFKU3CHB2363 2021-09-30 2021-03-31 N 288320134.81 467754.63 287852380.18 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 2922.32000000 N Oisix Ra Daichi Inc N/A N/A 160000.00000000 NS 4212237.53000000 1.463332534324 Long EC CORP JP N 1 N N N K-bro Linen Inc N/A N/A 150000.00000000 NS 5004774.41000000 1.738660075303 Long EC CORP CA N 1 N N N Arcure Sa 969500JP6LROUFOMCU46 N/A 100000.00000000 NS 429209.71000000 0.149107577200 Long EC CORP FR N 1 N N N Avon Rubber Plc 213800JM1AN62REBWA71 N/A 175000.00000000 NS 7623695.49000000 2.648474014782 Long EC CORP GB N 1 N N N Smaregi Inc N/A N/A 50000.00000000 NS 2569428.76000000 0.892620293218 Long EC CORP JP N 1 N N N Gamma Communications Plc 213800LAQZXPRIZUEH50 N/A 300000.00000000 NS 6782745.36000000 2.356327696772 Long EC CORP GB N 1 N N N Nitro Software Ltd 549300IBSJZHNPXLSS25 N/A 800000.00000000 NS 1482640.50000000 0.515069737854 Long EC CORP AU N 1 N N N Atomo Diagnostics Ltd N/A N/A 10000000.00000000 NS 1822918.64000000 0.633282461955 Long EC CORP AU N 1 N N N Maisons Du Monde Sa 9695009DV2698O4ZBU71 N/A 500000.00000000 NS 11070327.07000000 3.845834820986 Long EC CORP FR Y 1 N N N Atled Corp N/A N/A 40000.00000000 NS 821494.69000000 0.285387492535 Long EC CORP JP N 1 N N N Momo.com Inc N/A N/A 150000.00000000 NS 5204500.05000000 1.808044820315 Long EC CORP TW N 1 N N N V-cube Inc 3538006ISH8NK26K5A10 N/A 200000.00000000 NS 4804696.32000000 1.669152889059 Long EC CORP JP N 1 N N N Oxford Metrics Plc 2138002ZKGRM1MQ8JW43 N/A 2037959.00000000 NS 2640971.45000000 0.917474244384 Long EC CORP GB N 1 N N N Cybozu Inc N/A N/A 150000.00000000 NS 3023707.38000000 1.050436816992 Long EC CORP JP N 1 N N N Kaonavi Inc N/A N/A 60000.00000000 NS 1834274.10000000 0.637227352038 Long EC CORP JP N 1 N N N Elmo Software Ltd N/A N/A 1300000.00000000 NS 4838329.90000000 1.680837204463 Long EC CORP AU N 1 N N N Sirca Paints India Ltd 335800ADHTCCSX1HX110 N/A 211401.00000000 NS 913392.84000000 0.317312936383 Long EC CORP IN Y 1 N N N Napster Group Plc 213800B2AKGQC3D2R751 N/A 28253583.00000000 NS 856912.79000000 0.297691750703 Long EC CORP GB N 1 N N N Basler Ag 5299006OKY4JQTOWH448 N/A 80000.00000000 NS 9212763.71000000 3.200516773298 Long EC CORP DE N 1 N N N Fevertree Drinks Plc 2138007AJRLHRVQZLD07 N/A 550000.00000000 NS 16226201.80000000 5.636987191091 Long EC CORP GB N 1 N N N Surgical Science Sweden Ab 549300YROAI18G6JL885 N/A 250000.00000000 NS 3303390.99000000 1.147598983873 Long EC CORP SE N 1 N N N Home24 Se 5299002T3WE6IWG0E854 N/A 100000.00000000 NS 2172551.69000000 0.754745084491 Long EC CORP DE N 1 N N N Arena Events Group Plc 213800Z94NF6F4C9AD43 N/A 5000000.00000000 NS 947792.16000000 0.329263270085 Long EC CORP GB N 1 N N N Lime Technologies Ab 5493008UUFYDF3ZTHC65 N/A 90000.00000000 NS 3751094.93000000 1.303131461916 Long EC CORP SE N 1 N N N Dfv Deutsche Familienversicherung Ag 391200ANZU0I8BNOGO03 N/A 129140.00000000 NS 2029033.48000000 0.704886816892 Long EC CORP DE N 1 N N N Prontoforms Corp N/A N/A 2998500.00000000 NS 2743912.63000000 0.953236040043 Long EC CORP CA N 1 N N N Medpeer Inc 353800ORAK2PGV4HEZ88 N/A 40000.00000000 NS 2362610.07000000 0.820771420588 Long EC CORP JP N 1 N N N Genetic Signatures Ltd N/A N/A 1300000.00000000 NS 1540366.25000000 0.535123680074 Long EC CORP AU N 1 N N N Thunderbird Entertainment Group Inc 549300UXXHTSX6VCMJ56 N/A 1700000.00000000 NS 6357921.54000000 2.208743779024 Long EC CORP CA N 1 N N N Ab Dynamics Plc 213800OFXZP4A7I47K43 N/A 30000.00000000 NS 839571.53000000 0.291667391971 Long EC CORP GB N 1 N N N Creema Ltd N/A N/A 50000.00000000 NS 1855949.42000000 0.644757364465 Long EC CORP JP N 1 N N N State Street Institutional Us Government Money Market Fund 549300BZ5TGIFZUZDZ37 857492649 18914918.43000000 NS USD 18914918.43000000 6.571048124796 Long STIV RF US N 1 N N N Genovis Ab 549300T5KGFRYR7ZST20 N/A 300000.00000000 NS 1229754.56000000 0.427217089270 Long EC CORP SE N 1 N N N Abcam Plc 213800B9N83DSNT33F79 N/A 150000.00000000 NS 2876463.05000000 0.999284094229 Long EC CORP GB N 1 N N N Nfon Ag 391200FZ5TRMIHIK0S97 N/A 120000.00000000 NS 2452265.08000000 0.851917596952 Long EC CORP DE N 1 N N N 24sevenoffice Scandinavia Ab 549300HN4ITSR6ZSAO17 N/A 500000.00000000 NS 2078216.51000000 0.721973015717 Long EC CORP SE N 1 N N N Gk Software Se 5299000I87LKW19YDZ10 N/A 25000.00000000 NS 3254253.98000000 1.130528772409 Long EC CORP DE N 1 N N N Whispir Ltd N/A N/A 2000000.00000000 NS 5134554.18000000 1.783745604878 Long EC CORP AU N 1 N N N Catapult Group International Ltd N/A N/A 1700000.00000000 NS 2440432.34000000 0.847806899659 Long EC CORP AU N 1 N N N Advanced Medical Solutions Group Plc 213800HJP6OWOSZI1L74 N/A 2000000.00000000 NS 6438093.66000000 2.236595596664 Long EC CORP GB N 1 N N N Grupo Rotoplas Sab De Cv 549300PV16C2TA1DPA40 N/A 2000000.00000000 NS 2908094.62000000 1.010272910782 Long EC CORP MX N 1 N N N Techmatrix Corp N/A N/A 200000.00000000 NS 3552946.49000000 1.234294636639 Long EC CORP JP N 1 N N N Controladora Vuela Cia De Aviacion Sab De Cv 549300G8NLCMP9Z44X52 21240E105 725000.00000000 NS USD 10338500.00000000 3.591597885532 Long EC CORP MX N 1 N N N Balyo Sa 969500JJRU82J0JMV072 N/A 800000.00000000 NS 1988906.22000000 0.690946595180 Long EC CORP FR N 1 N N N Revenio Group Oyj 743700I27E0FWSXLKK04 N/A 80000.00000000 NS 4747106.35000000 1.649146116850 Long EC CORP FI N 1 N N N Eroad Ltd N/A N/A 1000000.00000000 NS 3083770.71000000 1.071302835179 Long EC CORP NZ N 1 N N N Blackline Safety Corp N/A N/A 700000.00000000 NS 4617649.40000000 1.604172735036 Long EC CORP CA N 1 N N N Mnf Group Ltd N/A N/A 1521024.00000000 NS 5984417.33000000 2.078988308610 Long EC CORP AU N 1 N N N Skitude Holding As 984500CE575B7TB6D271 N/A 1983425.00000000 NS 1103815.90000000 0.383465962417 Long EC CORP NO N 1 N N N Mentice Ab 5493003HTG84BJE4KN62 N/A 200000.00000000 NS 1955699.07000000 0.679410421681 Long EC CORP SE N 1 N N N Trainline Plc 213800HO26VXTFJ4MO71 N/A 496000.00000000 NS 3138591.34000000 1.090347537872 Long EC CORP GB Y 1 N N N Skyfii Ltd N/A N/A 9999999.00000000 NS 1519098.72000000 0.527735334010 Long EC CORP AU N 1 N N N Ypsomed Holding Ag 391200QLIOTTBNPNSI14 N/A 30000.00000000 NS 5034121.57000000 1.748855287162 Long EC CORP CH N 1 N N N Naked Wines Plc 213800IYPFIRRQQE9R62 N/A 1200000.00000000 NS 12424004.30000000 4.316102681600 Long EC CORP GB N 1 N N N Money Forward Inc 35380017JS3GIGP6WN95 N/A 50000.00000000 NS 1887559.27000000 0.655738635483 Long EC CORP JP N 1 N N N Johnson Service Group Plc 2138004WZUPWV53KWV11 N/A 1000000.00000000 NS 2051366.89000000 0.712645449975 Long EC CORP GB N 1 N N N Mynaric Ag 8945004QR4AMZMH84X56 N/A 20000.00000000 NS 1505752.11000000 0.523098717842 Long EC CORP DE N 1 N N N Autonomous Control Systems Laboratory Ltd N/A N/A 50000.00000000 NS 1190336.42000000 0.413523216051 Long EC CORP JP N 1 N N N Radico Khaitan Ltd 335800P7T5DW332M7E19 N/A 500000.00000000 NS 3829990.94000000 1.330539958573 Long EC CORP IN N 1 N N N Ao World Plc 2138005FFOAJIUZY4375 N/A 2000000.00000000 NS 8119993.93000000 2.820888236158 Long EC CORP GB N 1 N N N Va-q-tec Ag 529900MHY0HTHX71DO39 N/A 350000.00000000 NS 12970107.77000000 4.505819184781 Long EC CORP DE N 1 N N N Marley Spoon Ag N/A N/A 2700000.00000000 NS 5126958.69000000 1.781106929459 Long EC CORP DE N 1 N N N Winfarm Sas 969500NPTXP45WNXHW18 N/A 10359.00000000 NS 435446.58000000 0.151274267639 Long EC CORP FR N 1 N N N Seeing Machines Ltd 549300LNJJPZ2SU7A197 N/A 15000000.00000000 NS 2047231.07000000 0.711208664913 Long EC CORP AU N 1 N N N Jdc Group Ag 391200HVYXFJ2R1BIN92 N/A 227158.00000000 NS 2943599.85000000 1.022607437937 Long EC CORP DE N 1 N N N Readcloud Ltd N/A N/A 1487726.00000000 NS 452000.58000000 0.157025132019 Long EC CORP AU N 1 N N N Tristel Plc 2138009DZ4LH9CZGF662 N/A 300000.00000000 NS 2646925.02000000 0.919542516322 Long EC CORP GB N 1 N N N Kinx Inc N/A N/A 30000.00000000 NS 1982770.05000000 0.688814887950 Long EC CORP KR N 1 N N N Japan Animal Referral Medical Center Co Ltd N/A N/A 70000.00000000 NS 1314969.52000000 0.456820790982 Long EC CORP JP N 1 N N N 2021-04-30 ALPS SERIES TRUST Erich Rettinger Erich Rettinger Treasurer