0001752724-20-250743.txt : 20201127 0001752724-20-250743.hdr.sgml : 20201127 20201127131312 ACCESSION NUMBER: 0001752724-20-250743 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201127 PERIOD START: 20200930 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALPS Series Trust CENTRAL INDEX KEY: 0001558107 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-22747 FILM NUMBER: 201354350 BUSINESS ADDRESS: STREET 1: 1290 BROADWAY, SUITE 1100 CITY: DENVER STATE: CO ZIP: 80203 BUSINESS PHONE: 303.623.2577 MAIL ADDRESS: STREET 1: 1290 BROADWAY, SUITE 1100 CITY: DENVER STATE: CO ZIP: 80203 0001558107 S000058974 Beacon Accelerated Return Strategy Fund C000193424 Institutional Class BARLX NPORT-P 1 primary_doc.xml NPORT-P false 0001558107 XXXXXXXX S000058974 C000193424 ALPS SERIES TRUST 811-22747 0001558107 5493000QN25IZZPUSL66 1290 BROADWAY SUITE 1000 DENVER 80203 3036235277 Beacon Accelerated Return Strategy Fund S000058974 5493006D3GJ1JM3H4G33 2020-09-30 2020-09-30 N 131014878.19 14973696.62 116041181.57 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 N The Options Clearing Corporation 549300CII6SLYGKNHA04 N/A -120.00000000 NC USD -148812.14000000 -0.12824080036 N/A DE CORP US N 2 Goldman Sachs N/A Call Written S&P 500 Mini Index XSP Index 100.00000000 335.40000000 USD 2020-11-16 XXXX -63416.80000000 N N N The Options Clearing Corporation 549300CII6SLYGKNHA04 N/A 250.00000000 NC USD 498258.80000000 0.429381012205 N/A DE CORP US N 2 Goldman Sachs N/A Call Purchased S&P 500 Mini Index XSP Index 100.00000000 329.50000000 USD 2020-12-15 XXXX 45676.60000000 N N N The Options Clearing Corporation 549300CII6SLYGKNHA04 N/A -460.00000000 NC USD -368661.05000000 -0.31769846274 N/A DE CORP US N 2 Goldman Sachs N/A Call Written S&P 500 Mini Index XSP Index 100.00000000 343.50000000 USD 2020-11-16 XXXX -84063.90000000 N N N The Options Clearing Corporation 549300CII6SLYGKNHA04 N/A 330.00000000 NC USD 11022957.58000000 9.499177301422 N/A DE CORP US N 2 Goldman Sachs N/A Call Purchased S&P 500 Mini Index XSP Index 100.00000000 0.01000000 USD 2021-04-15 XXXX 1787142.28000000 N N N The Options Clearing Corporation 549300CII6SLYGKNHA04 N/A -700.00000000 NC USD -1177926.70000000 -1.01509367972 N/A DE CORP US N 2 Goldman Sachs N/A Call Written S&P 500 Mini Index XSP Index 100.00000000 353.21000000 USD 2021-06-15 XXXX -418638.86000000 N N N The Options Clearing Corporation 549300CII6SLYGKNHA04 N/A 235.00000000 NC USD 613994.39000000 0.529117664688 N/A DE CORP US N 2 Goldman Sachs N/A Call Purchased S&P 500 Mini Index XSP Index 100.00000000 310.65000000 USD 2020-10-15 XXXX 183161.52000000 N N N The Options Clearing Corporation 549300CII6SLYGKNHA04 N/A 310.00000000 NC USD 10309230.81000000 8.884113958957 N/A DE CORP US N 2 Goldman Sachs N/A Call Purchased S&P 500 Mini Index XSP Index 100.00000000 0.01000000 USD 2021-08-16 XXXX -112447.76000000 N N N The Options Clearing Corporation 549300CII6SLYGKNHA04 N/A 350.00000000 NC USD 11714120.45000000 10.09479590910 N/A DE CORP US N 2 Goldman Sachs N/A Call Purchased S&P 500 Mini Index XSP Index 100.00000000 0.01000000 USD 2021-02-15 XXXX 3248209.37000000 N N N The Options Clearing Corporation 549300CII6SLYGKNHA04 N/A -500.00000000 NC USD -365195.41000000 -0.31471190232 N/A DE CORP US N 2 Goldman Sachs N/A Call Written S&P 500 Mini Index XSP Index 100.00000000 353.00000000 USD 2020-12-15 XXXX -65349.81000000 N N N STIT - Government & Agency Portfolio 549300UJV6OHYATSFU27 825252885 1032848.30000000 NS USD 1032848.30000000 0.890070478450 Long STIV RF US N 1 N N N The Options Clearing Corporation 549300CII6SLYGKNHA04 N/A 300.00000000 NC USD 780888.46000000 0.672940803803 N/A DE CORP US N 2 Goldman Sachs N/A Call Purchased S&P 500 Mini Index XSP Index 100.00000000 338.25000000 USD 2021-07-15 XXXX 3792.75000000 N N N The Options Clearing Corporation 549300CII6SLYGKNHA04 N/A -600.00000000 NC USD -1396013.61000000 -1.20303291565 N/A DE CORP US N 2 Goldman Sachs N/A Call Written S&P 500 Mini Index XSP Index 100.00000000 339.00000000 USD 2021-05-17 XXXX -693596.89000000 N N N The Options Clearing Corporation 549300CII6SLYGKNHA04 N/A 310.00000000 NC USD 779482.81000000 0.671729466603 N/A DE CORP US N 2 Goldman Sachs N/A Call Purchased S&P 500 Mini Index XSP Index 100.00000000 341.50000000 USD 2021-08-16 XXXX -85205.76000000 N N N The Options Clearing Corporation 549300CII6SLYGKNHA04 N/A 350.00000000 NC USD 11663617.94000000 10.05127471316 N/A DE CORP US N 2 Goldman Sachs N/A Call Purchased S&P 500 Mini Index XSP Index 100.00000000 0.01000000 USD 2021-06-15 XXXX 577956.86000000 N N N The Options Clearing Corporation 549300CII6SLYGKNHA04 N/A 60.00000000 NC USD 181182.76000000 0.156136603875 N/A DE CORP US N 2 Goldman Sachs N/A Call Purchased S&P 500 Mini Index XSP Index 100.00000000 310.65000000 USD 2020-11-16 XXXX 62775.43000000 N N N The Options Clearing Corporation 549300CII6SLYGKNHA04 N/A 250.00000000 NC USD 8377360.57000000 7.219299611273 N/A DE CORP US N 2 Goldman Sachs N/A Call Purchased S&P 500 Mini Index XSP Index 100.00000000 0.01000000 USD 2021-01-15 XXXX 105528.37000000 N N N The Options Clearing Corporation 549300CII6SLYGKNHA04 N/A 300.00000000 NC USD 1337026.97000000 1.152200410156 N/A DE CORP US N 2 Goldman Sachs N/A Call Purchased S&P 500 Mini Index XSP Index 100.00000000 306.65000000 USD 2021-05-17 XXXX 488530.33000000 N N N The Options Clearing Corporation 549300CII6SLYGKNHA04 N/A 230.00000000 NC USD 533594.76000000 0.459832236091 N/A DE CORP US N 2 Goldman Sachs N/A Call Purchased S&P 500 Mini Index XSP Index 100.00000000 319.60000000 USD 2020-11-16 XXXX 115148.34000000 N N N The Options Clearing Corporation 549300CII6SLYGKNHA04 N/A 250.00000000 NC USD 459806.99000000 0.396244663988 N/A DE CORP US N 2 Goldman Sachs N/A Call Purchased S&P 500 Mini Index XSP Index 100.00000000 336.30000000 USD 2021-01-15 XXXX 5224.79000000 N N N The Options Clearing Corporation 549300CII6SLYGKNHA04 N/A 85.00000000 NC USD 311171.11000000 0.268155757973 N/A DE CORP US N 2 Goldman Sachs N/A Call Purchased S&P 500 Mini Index XSP Index 100.00000000 299.74000000 USD 2020-10-15 XXXX 149296.56000000 N N N The Options Clearing Corporation 549300CII6SLYGKNHA04 N/A -470.00000000 NC USD -351427.51000000 -0.30284723513 N/A DE CORP US N 2 Goldman Sachs N/A Call Written S&P 500 Mini Index XSP Index 100.00000000 333.40000000 USD 2020-10-15 XXXX -39493.25000000 N N N The Options Clearing Corporation 549300CII6SLYGKNHA04 N/A -500.00000000 NC USD -354524.42000000 -0.30551603767 N/A DE CORP US N 2 Goldman Sachs N/A Call Written S&P 500 Mini Index XSP Index 100.00000000 359.91000000 USD 2021-01-15 XXXX -35678.82000000 N N N The Options Clearing Corporation 549300CII6SLYGKNHA04 N/A -600.00000000 NC USD -594285.27000000 -0.51213307375 N/A DE CORP US N 2 Goldman Sachs N/A Call Written S&P 500 Mini Index XSP Index 100.00000000 373.00000000 USD 2021-07-15 XXXX -23266.69000000 N N N The Options Clearing Corporation 549300CII6SLYGKNHA04 N/A 300.00000000 NC USD 10010167.82000000 8.626392531139 N/A DE CORP US N 2 Goldman Sachs N/A Call Purchased S&P 500 Mini Index XSP Index 100.00000000 0.01000000 USD 2021-05-17 XXXX 954271.18000000 N N N The Options Clearing Corporation 549300CII6SLYGKNHA04 N/A 330.00000000 NC USD 1982881.10000000 1.708773620857 N/A DE CORP US N 2 Goldman Sachs N/A Call Purchased S&P 500 Mini Index XSP Index 100.00000000 285.01000000 USD 2021-04-15 XXXX 1067685.80000000 N N N The Options Clearing Corporation 549300CII6SLYGKNHA04 N/A 250.00000000 NC USD 8379577.19000000 7.221209812436 N/A DE CORP US N 2 Goldman Sachs N/A Call Purchased S&P 500 Mini Index XSP Index 100.00000000 0.01000000 USD 2020-12-15 XXXX 304994.99000000 N N N The Options Clearing Corporation 549300CII6SLYGKNHA04 N/A 320.00000000 NC USD 10751491.34000000 9.265237732446 N/A DE CORP US N 2 Goldman Sachs N/A Call Purchased S&P 500 Mini Index XSP Index 100.00000000 0.01000000 USD 2020-10-15 XXXX 1070823.92000000 N N N The Options Clearing Corporation 549300CII6SLYGKNHA04 N/A -700.00000000 NC USD -2649021.76000000 -2.28282901307 N/A DE CORP US N 2 Goldman Sachs N/A Call Written S&P 500 Mini Index XSP Index 100.00000000 312.14000000 USD 2021-03-15 XXXX -1835133.92000000 N N N The Options Clearing Corporation 549300CII6SLYGKNHA04 N/A 350.00000000 NC USD 11698852.72000000 10.08163874386 N/A DE CORP US N 2 Goldman Sachs N/A Call Purchased S&P 500 Mini Index XSP Index 100.00000000 0.01000000 USD 2021-03-15 XXXX 2179091.64000000 N N N The Options Clearing Corporation 549300CII6SLYGKNHA04 N/A -700.00000000 NC USD -4115752.51000000 -3.54680334542 N/A DE CORP US N 2 Goldman Sachs N/A Call Written S&P 500 Mini Index XSP Index 100.00000000 283.80000000 USD 2021-02-15 XXXX -3131064.67000000 N N N Goldman Sachs N/A 38142B609 2118166.78000000 NS USD 2118166.78000000 1.825357818096 Long STIV RF US N 1 N N N The Options Clearing Corporation 549300CII6SLYGKNHA04 N/A 300.00000000 NC USD 9987880.52000000 8.607186160005 N/A DE CORP US N 2 Goldman Sachs N/A Call Purchased S&P 500 Mini Index XSP Index 100.00000000 0.01000000 USD 2021-07-15 XXXX -43615.19000000 N N N The Options Clearing Corporation 549300CII6SLYGKNHA04 N/A 290.00000000 NC USD 9733778.93000000 8.388210804392 N/A DE CORP US N 2 Goldman Sachs N/A Call Purchased S&P 500 Mini Index XSP Index 100.00000000 0.01000000 USD 2020-11-16 XXXX 683995.18000000 N N N The Options Clearing Corporation 549300CII6SLYGKNHA04 N/A -660.00000000 NC USD -2445703.62000000 -2.10761695710 N/A DE CORP US N 2 Goldman Sachs N/A Call Written S&P 500 Mini Index XSP Index 100.00000000 315.61000000 USD 2021-04-15 XXXX -1700764.23000000 N N N The Options Clearing Corporation 549300CII6SLYGKNHA04 N/A -620.00000000 NC USD -606175.96000000 -0.52238003077 N/A DE CORP US N 2 Goldman Sachs N/A Call Written S&P 500 Mini Index XSP Index 100.00000000 376.50000000 USD 2021-08-16 XXXX 91136.91000000 N N N The Options Clearing Corporation 549300CII6SLYGKNHA04 N/A 350.00000000 NC USD 2283184.35000000 1.967563858889 N/A DE CORP US N 2 Goldman Sachs N/A Call Purchased S&P 500 Mini Index XSP Index 100.00000000 277.21000000 USD 2021-03-15 XXXX 1286623.27000000 N N N The Options Clearing Corporation 549300CII6SLYGKNHA04 N/A 350.00000000 NC USD 1234118.93000000 1.063518066002 N/A DE CORP US N 2 Goldman Sachs N/A Call Purchased S&P 500 Mini Index XSP Index 100.00000000 321.98000000 USD 2021-06-15 XXXX 291107.85000000 N N N The Options Clearing Corporation 549300CII6SLYGKNHA04 N/A 350.00000000 NC USD 3189043.21000000 2.748199533004 N/A DE CORP US N 2 Goldman Sachs N/A Call Purchased S&P 500 Mini Index XSP Index 100.00000000 247.00000000 USD 2021-02-15 XXXX 2025182.13000000 N N N The Options Clearing Corporation 549300CII6SLYGKNHA04 N/A -170.00000000 NC USD -253266.69000000 -0.21825586966 N/A DE CORP US N 2 Goldman Sachs N/A Call Written S&P 500 Mini Index XSP Index 100.00000000 323.36000000 USD 2020-10-15 XXXX -139765.79000000 N N N 2020-10-30 ALPS SERIES TRUST Erich Rettinger Erich Rettinger Treasurer