EX-99.906 CERT 3 fp0054350_ex99906cert.htm

Exhibit 99.906Cert

 

This certification is furnished pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, 18 U.S.C. § 1350, and accompanies the report on Form N-CSR (the “Report”) for the period ended March 31, 2020 of ALPS Series Trust (the “Company”).

 

I, Bradley Swenson, the President and Principal Executive Officer of the Company, certify that:

 

 

(i)

the Report fully complies with the requirements of Section 13(a) or Section 15(d), as applicable, of the Securities Exchange Act of 1934 (15 U.S.C. 78m or 78o(d)); and

 

 

(ii)

the information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.

 

By:

/s/ Bradley Swenson

 

 

Bradley Swenson

 

 

President (Principal Executive Officer)

 
     

Date:

June 4, 2020

 

 

This certification is furnished pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, 18 U.S.C. § 1350, and accompanies the report on Form N-CSR (the “Report”) for the period ended March 31, 2019 of ALPS Series Trust (the “Company”).

 

I, Kimberly R. Storms, Treasurer and Principal Financial Officer of the Company, certify that:

 

 

(i)

the Report fully complies with the requirements of Section 13(a) or Section 15(d), as applicable of the Securities Exchange Act of 1934 (15 U.S.C. 78m or 78o(d)); and

 

 

(ii)

the information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.

 

By:

/s/ Kimberly Storms

 

 

Kimberly R. Storms

 

 

Treasurer (Principal Financial Officer)

 
     

Date:

June 4, 2020