0001193125-12-393710.txt : 20120917 0001193125-12-393710.hdr.sgml : 20120917 20120917125748 ACCESSION NUMBER: 0001193125-12-393710 CONFORMED SUBMISSION TYPE: N-8A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20120917 EFFECTIVENESS DATE: 20120917 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALPS Series Trust CENTRAL INDEX KEY: 0001558107 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: N-8A SEC ACT: 1940 Act SEC FILE NUMBER: 811-22747 FILM NUMBER: 121094547 BUSINESS ADDRESS: STREET 1: 1290 BROADWAY, SUITE 1100 CITY: DENVER STATE: CO ZIP: 80203 BUSINESS PHONE: 303.623.2577 MAIL ADDRESS: STREET 1: 1290 BROADWAY, SUITE 1100 CITY: DENVER STATE: CO ZIP: 80203 N-8A 1 d412515dn8a.htm ALPS SERIES TRUST ALPS Series Trust

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM N-8A

NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(a) OF

THE INVESTMENT COMPANY ACT OF 1940

The undersigned investment company hereby notifies the Securities and Exchange Commission that it registers under and pursuant to the provisions of Section 8(a) of the Investment Company Act of 1940 and in connection with such notification of registration submits the following information:

Name: ALPS Series Trust

Address of Principal Business Office (No. & Street, City, State, and Zip Code):

1290 Broadway, Suite 1100

Denver, Colorado 80203

Telephone Number (including area code):

303-623-2577

Name and address of agent for service of process:

Jeremy O. May

c/o ALPS Fund Services, Inc.

1290 Broadway, Suite 1100

Denver, Colorado 80203

Check Appropriate Box:

Registrant is filing a Registration Statement pursuant to Section 8(b) of the Investment Company Act of 1940 concurrently with the filing of Form N-8A:

YES    /X/      NO    /  /

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has caused this notification of registration to be duly signed on its behalf in the City of Denver and State of Colorado on the 17th day of September, 2012.

 

ALPS SERIES TRUST

  

By: /s/ Jeremy O. May                     

  

Name: Jeremy O. May, President

  

Attest:

 

 

/s/ JoEllen L. Legg                

  

JoEllen L. Legg, Secretary