0001140361-23-025059.txt : 20230516
0001140361-23-025059.hdr.sgml : 20230516
20230516165852
ACCESSION NUMBER: 0001140361-23-025059
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230515
FILED AS OF DATE: 20230516
DATE AS OF CHANGE: 20230516
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Keyes Jeffry R.
CENTRAL INDEX KEY: 0001557736
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39486
FILM NUMBER: 23928438
MAIL ADDRESS:
STREET 1: 13950 STOWE DRIVE
CITY: POWAY
STATE: CA
ZIP: 92064-8803
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Quantum-Si Inc
CENTRAL INDEX KEY: 0001816431
STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829]
IRS NUMBER: 851388175
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 530 OLD WHITFIELD STREET
CITY: GUILFORD
STATE: CT
ZIP: 06437
BUSINESS PHONE: (203) 458-7100
MAIL ADDRESS:
STREET 1: 530 OLD WHITFIELD STREET
CITY: GUILFORD
STATE: CT
ZIP: 06437
FORMER COMPANY:
FORMER CONFORMED NAME: HighCape Capital Acquisition Corp.
DATE OF NAME CHANGE: 20200629
4
1
form4.xml
X0407
4
2023-05-15
0001816431
Quantum-Si Inc
QSI
0001557736
Keyes Jeffry R.
C/O QUANTUM-SI INCORPORATED
530 OLD WHITFIELD STREET
GUILFORD
CT
06437
true
Chief Financial Officer
false
Stock Option (right to buy)
1.42
2023-05-15
4
A
0
1000000
0
A
2033-05-15
Class A Common Stock
1000000
1000000
D
Stock Option (right to buy)
1.42
2023-05-15
4
A
0
500000
0
A
2033-05-15
Class A Common Stock
500000
500000
D
Stock Option (right to buy)
1.42
2023-05-15
4
A
0
500000
0
A
2033-05-15
Class A Common Stock
500000
500000
D
The shares underlying this option vest as to 25% on June 30, 2024, with the remainder vesting in 36 equal monthly installments at the end of each month thereafter, subject to Mr. Keyes' continued service through the applicable vesting date.
The shares underlying this option vest in full if within one year of May 15, 2023 the closing price of the Issuer's Class A common stock is at least $10.00 (as adjusted) for 20 out of 30 consecutive trading days, subject to Mr. Keyes' continued service through the vesting date.
The shares underlying this option vest in full if within three years of May 15, 2023 the closing price of the Issuer's Class A common stock is at least $20.00 (as adjusted) for 20 out of 30 consecutive trading days, subject to Mr. Keyes' continued service through the vesting date.
/s/ Christian LaPointe, Ph.D., Attorney-in-Fact
2023-05-16