Vice President

0001085146-21-003163.txt : 20211112 0001085146-21-003163.hdr.sgml : 20211112 20211112103155 ACCESSION NUMBER: 0001085146-21-003163 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211112 DATE AS OF CHANGE: 20211112 EFFECTIVENESS DATE: 20211112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SNS Financial Group, LLC CENTRAL INDEX KEY: 0001557485 IRS NUMBER: 271489903 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15525 FILM NUMBER: 211401155 BUSINESS ADDRESS: STREET 1: 43 MAIN STREET SE STREET 2: SUITE 236 CITY: MINNEAPOLIS STATE: MN ZIP: 55414 BUSINESS PHONE: 612-378-7560 MAIL ADDRESS: STREET 1: 43 MAIN STREET SE STREET 2: SUITE 236 CITY: MINNEAPOLIS STATE: MN ZIP: 55414 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001557485 XXXXXXXX 09-30-2021 09-30-2021 false SNS Financial Group, LLC

43 MAIN STREET SE SUITE 236 MINNEAPOLIS MN 55414

13F HOLDINGS REPORT 028-15525 N Daniel Powers Vice President 612-378-7560 /s/ Daniel Powers Minneapolis MN 11-10-2021 5 271 833187 1 Anchor 2 Other 3 Parametric 4 Thornburg 5 Vector WM INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 3M CO COM 88579Y101 5602 31936 SH SOLE 5 26616 0 5320 ABBOTT LABS COM 002824100 1786 15120 SH SOLE 5 12670 0 2450 ABBVIE INC COM 00287Y109 29 269 SH DFND 3,4 0 269 0 ABBVIE INC COM 00287Y109 1094 10138 SH SOLE 5 7408 0 2730 ACACIA RESH CORP ACACIA TCH COM 003881307 149 22000 SH SOLE 5 22000 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 4 11 SH DFND 3 0 11 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 464 1451 SH SOLE 5 1356 0 95 ACTIVISION BLIZZARD INC COM 00507V109 18 236 SH DFND 4 0 236 0 ACTIVISION BLIZZARD INC COM 00507V109 1416 18294 SH SOLE 5 13883 0 4411 ACTIVISION BLIZZARD INC COM 00507V109 8 100 SH Call SOLE 5 0 0 100 ADVANCED MICRO DEVICES INC COM 007903107 257 2500 SH SOLE 5 2500 0 0 AIM IMMUNOTECH INC COM 00901B105 20 10000 SH SOLE 5 10000 0 0 AIR PRODS & CHEMS INC COM 009158106 218 853 SH SOLE 5 103 0 750 AIR PRODS & CHEMS INC COM 009158106 2 9 SH DFND 3 0 9 0 ALPHABET INC CAP STK CL A 02079K305 1567 586 SH SOLE 5 503 0 83 ALPHABET INC CAP STK CL C 02079K107 1647 618 SH SOLE 5 548 0 70 ALPHABET INC CAP STK CL C 02079K107 67 25 SH DFND 3,4 0 25 0 AMARIN CORP PLC SPONS ADR NEW 023111206 69 13500 SH SOLE 5 13500 0 0 AMAZON COM INC COM 023135106 30 9 SH DFND 4 0 9 0 AMAZON COM INC COM 023135106 5746 1749 SH SOLE 5 1685 0 64 AMERICAN CENTY ETF TR US SML CP VALU 025072877 8107 107222 SH SOLE 5 103625 0 3597 AMERICAN TOWER CORP NEW COM 03027X100 390 1468 SH SOLE 5 225 0 1243 AMERICAN TOWER CORP NEW COM 03027X100 10 37 SH DFND 3 0 37 0 AMGEN INC COM 031162100 1546 7269 SH SOLE 5 5866 0 1403 AMPIO PHARMACEUTICALS INC COM 03209T109 66 40000 SH SOLE 5 40000 0 0 ANAVEX LIFE SCIENCES CORP COM NEW 032797300 359 20000 SH SOLE 5 20000 0 0 APPLE INC COM 037833100 30 211 SH DFND 4 0 211 0 APPLE INC COM 037833100 24526 173331 SH SOLE 5 163889 0 9441 APPLE INC COM 037833100 8490 60000 SH Call SOLE 5 0 0 60000 AQUABOUNTY TECHNOLOGIES INC COM NEW 03842K200 41 10000 SH SOLE 5 10000 0 0 AT&T INC COM 00206R102 351 13001 SH SOLE 5 13001 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 299 1498 SH SOLE 5 1498 0 0 B2GOLD CORP COM 11777Q209 57 16810 SH SOLE 5 16810 0 0 BANK MONTREAL QUE COM 063671101 202 2025 SH SOLE 5 2025 0 0 BANK NEW YORK MELLON CORP COM 064058100 1564 30168 SH SOLE 5 22892 0 7276 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2054 7525 SH SOLE 5 7200 0 325 BITFARMS LTD COM 09173B107 298 70000 SH SOLE 5 70000 0 0 BK OF AMERICA CORP COM 060505104 564 13291 SH SOLE 5 4291 0 9000 BK OF AMERICA CORP COM 060505104 6 132 SH DFND 3 0 132 0 BOEING CO COM 097023105 9304 42303 SH SOLE 5 41403 0 900 BOEING CO COM 097023105 44 200 SH Put SOLE 5 0 0 200 BRISTOL-MYERS SQUIBB CO COM 110122108 389 6571 SH SOLE 5 6571 0 0 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 11 67 SH DFND 1,3 0 67 0 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 1479 8876 SH SOLE 5 6743 0 2133 CAESARS ENTERTAINMENT INC NE COM 12769G100 2246 20000 SH SOLE 5 20000 0 0 CATERPILLAR INC COM 149123101 737 3840 SH SOLE 5 3840 0 0 CATERPILLAR INC COM 149123101 1 4 SH DFND 3 0 4 0 CELCUITY INC COM 15102K100 245 13593 SH SOLE 5 0 0 13593 CHEMED CORP NEW COM 16359R103 230 495 SH SOLE 5 495 0 0 CISCO SYS INC COM 17275R102 5 87 SH DFND 3 0 87 0 CISCO SYS INC COM 17275R102 2259 41508 SH SOLE 5 35228 0 6280 CLOVIS ONCOLOGY INC COM 189464100 45 10000 SH SOLE 5 10000 0 0 CME GROUP INC COM 12572Q105 916 4737 SH SOLE 5 4690 0 47 COCA COLA CO COM 191216100 516 9837 SH SOLE 5 9837 0 0 COMCAST CORP NEW CL A 20030N101 466 8332 SH SOLE 5 8114 0 218 CONAGRA BRANDS INC COM 205887102 2219 65508 SH SOLE 5 50863 0 14645 CORNING INC COM 219350105 2164 59295 SH SOLE 5 45400 0 13895 COSTCO WHSL CORP NEW COM 22160K105 2 4 SH DFND 3 0 4 0 COSTCO WHSL CORP NEW COM 22160K105 982 2186 SH SOLE 5 1423 0 763 CSX CORP COM 126408103 200 6726 SH SOLE 5 6726 0 0 DISNEY WALT CO COM 254687106 1188 7025 SH SOLE 5 4525 0 2500 DISNEY WALT CO COM 254687106 8 48 SH DFND 3 0 48 0 DISNEY WALT CO COM 254687106 34 200 SH Call SOLE 5 0 0 200 DONALDSON INC COM 257651109 5 87 SH DFND 1,3 0 87 0 DONALDSON INC COM 257651109 251 4368 SH SOLE 5 4368 0 0 DOW INC COM 260557103 202 3517 SH SOLE 5 1768 0 1749 ECOLAB INC COM 278865100 631 3023 SH SOLE 5 2898 0 125 ECOLAB INC COM 278865100 9 43 SH DFND 3 0 43 0 EMERSON ELEC CO COM 291011104 363 3849 SH SOLE 5 2344 0 1505 EQUIFAX INC COM 294429105 368 1453 SH SOLE 5 1453 0 0 EVOGENE LTD SHS M4119S104 26 10000 SH SOLE 5 10000 0 0 EXELON CORP COM 30161N101 229 4731 SH SOLE 5 4731 0 0 EXXON MOBIL CORP COM 30231G102 455 7743 SH SOLE 5 7263 0 480 FACEBOOK INC CL A 30303M102 32 93 SH DFND 4 0 93 0 FACEBOOK INC CL A 30303M102 1463 4311 SH SOLE 5 4054 0 257 FASTENAL CO COM 311900104 466 9021 SH SOLE 5 8471 0 550 FIRST TR EXCHANGE TRAD FD VI FST TR GLB FD 33739H101 362 15028 SH SOLE 5 13373 0 1655 FIRST TR EXCHANGE-TRADED FD DORSEY WRT 5 ETF 33738R605 1903 41577 SH SOLE 5 35678 0 5899 FIRST TR EXCHNG TRADED FD VI CBOE EQT DEP NOV 33740F839 441 12658 SH SOLE 5 12658 0 0 FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 33740F805 24421 456034 SH SOLE 5 449848 0 6186 FIRST TR MORNINGSTAR DIVID L SHS 336917109 7119 217322 SH SOLE 5 212322 0 5000 FORD MTR CO DEL COM 345370860 2322 163963 SH SOLE 5 163963 0 0 FORD MTR CO DEL COM 345370860 62 4400 SH Call SOLE 5 0 0 4400 GENERAC HLDGS INC COM 368736104 204 500 SH SOLE 5 500 0 0 GENERAL ELECTRIC CO COM NEW 369604301 253 2451 SH SOLE 5 2451 0 0 GENERAL ELECTRIC CO COM NEW 369604301 268 2600 SH Call SOLE 5 0 0 2600 GENERAL MLS INC COM 370334104 201 3353 SH SOLE 5 3353 0 0 GILEAD SCIENCES INC COM 375558103 278 3979 SH SOLE 5 1326 0 2653 GRACO INC COM 384109104 559 7995 SH SOLE 5 7995 0 0 GRACO INC COM 384109104 2 27 SH DFND 3 0 27 0 GREEN PLAINS PARTNERS LP COM REP PTR IN 393221106 1167 88189 SH SOLE 5 88189 0 0 HIVE BLOCKCHAIN TECHNLGIES L COM 43366H100 187 70000 SH SOLE 5 70000 0 0 HOME DEPOT INC COM 437076102 667 2033 SH SOLE 5 1903 0 130 HOME DEPOT INC COM 437076102 20 62 SH DFND 4 0 62 0 HOME DEPOT INC COM 437076102 66 200 SH Call SOLE 5 0 0 200 HONEYWELL INTL INC COM 438516106 1552 7311 SH SOLE 5 7311 0 0 HORMEL FOODS CORP COM 440452100 265 6473 SH SOLE 5 1217 0 5256 INSULET CORP COM 45784P101 247 870 SH SOLE 5 870 0 0 INTEL CORP COM 458140100 712 13366 SH SOLE 5 13198 0 168 INTERNATIONAL BUSINESS MACHS COM 459200101 616 4432 SH SOLE 5 4230 0 202 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 CB 46138J700 13501 640139 SH SOLE 5 628784 0 11355 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 CB 46138J882 18255 847867 SH SOLE 5 826839 0 21028 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 CB 46138J866 27449 1266683 SH SOLE 5 1236733 0 29950 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 46138J841 693 31327 SH SOLE 5 31327 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 2354 6577 SH SOLE 5 6577 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 537 1500 SH Call SOLE 5 0 0 1500 ISHARES TR 1 3 YR TREAS BD 464287457 369 4283 SH SOLE 5 4001 0 282 ISHARES TR 3 7 YR TREAS BD 464288661 76989 591453 SH SOLE 5 576612 0 14841 ISHARES TR CORE HIGH DV ETF 46429B663 18408 195291 SH SOLE 5 189875 0 5416 ISHARES TR CORE S&P SCP ETF 464287804 480 4397 SH SOLE 5 4288 0 109 ISHARES TR CORE S&P500 ETF 464287200 3597 8349 SH SOLE 5 8349 0 0 ISHARES TR CORE US AGGBD ET 464287226 1375 11977 SH SOLE 5 10003 0 1974 ISHARES TR ESG AWARE MSCI 46435U663 598 15338 SH SOLE 5 15338 0 0 ISHARES TR ESG AWR US AGRGT 46435U549 285 5172 SH SOLE 5 5172 0 0 ISHARES TR ESG MSCI LEADR 46435U218 616 8165 SH SOLE 5 8165 0 0 ISHARES TR MSCI ACWI ETF 464288257 5014 50184 SH SOLE 5 50184 0 0 ISHARES TR MSCI EAFE ETF 464287465 15782 202303 SH SOLE 5 186818 0 15485 ISHARES TR MSCI EAFE ETF 464287465 86 1100 SH Call SOLE 5 0 0 1100 ISHARES TR MSCI EMG MKT ETF 464287234 7583 150511 SH SOLE 5 129150 0 21361 ISHARES TR MSCI EMG MKT ETF 464287234 182 3600 SH Call SOLE 5 0 0 3600 ISHARES TR MSCI EMG MKT ETF 464287234 15 300 SH Put SOLE 5 0 0 300 ISHARES TR MSCI GLOBAL IMP 46435G532 803 8360 SH SOLE 5 8360 0 0 ISHARES TR MSCI USA ESG SLC 464288802 371 3868 SH SOLE 5 3868 0 0 ISHARES TR MSCI USA QLT FCT 46432F339 78827 598397 SH SOLE 2,5 583565 0 14832 ISHARES TR NATIONAL MUN ETF 464288414 2996 25793 SH SOLE 5 25793 0 0 ISHARES TR RUS 1000 ETF 464287622 496 2050 SH SOLE 5 2050 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 426 1553 SH SOLE 5 1553 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 411 3627 SH SOLE 5 3627 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 7925 36228 SH SOLE 5 31089 0 5139 ISHARES TR RUSSELL 2000 ETF 464287655 2233 10200 SH Call SOLE 5 0 0 10200 ISHARES TR S&P 100 ETF 464287101 15690 79466 SH SOLE 2,5 77251 0 2215 ISHARES TR S&P 500 GRWT ETF 464287309 416 5623 SH SOLE 5 5623 0 0 ISHARES TR S&P MC 400VL ETF 464287705 3832 37190 SH SOLE 5 36178 0 1012 ISHARES TR SELECT DIVID ETF 464287168 322 2811 SH SOLE 5 2639 0 172 ISHARES TR SP SMCP600VL ETF 464287879 843 8373 SH SOLE 5 7495 0 878 ISHARES TR US HLTHCARE ETF 464287762 237 860 SH SOLE 5 860 0 0 J P MORGAN EXCHANGE-TRADED F DIV RTN INT EQ 46641Q209 352 5841 SH SOLE 5 886 0 4955 JOHNSON & JOHNSON COM 478160104 1373 8502 SH SOLE 5 6355 0 2147 JOHNSON & JOHNSON COM 478160104 8 48 SH DFND 3 0 48 0 JPMORGAN CHASE & CO COM 46625H100 25 151 SH DFND 4 0 151 0 JPMORGAN CHASE & CO COM 46625H100 842 5143 SH SOLE 5 2721 0 2422 KIMBERLY-CLARK CORP COM 494368103 205 1547 SH SOLE 5 1547 0 0 LILLY ELI & CO COM 532457108 1943 8408 SH SOLE 5 6544 0 1864 LOWES COS INC COM 548661107 300 1479 SH SOLE 5 1479 0 0 LOWES COS INC COM 548661107 4 21 SH DFND 3 0 21 0 LUMEN TECHNOLOGIES INC COM 550241103 192 15532 SH SOLE 5 1605 0 13927 MASTERCARD INCORPORATED CL A 57636Q104 253 728 SH SOLE 5 658 0 70 MASTERCARD INCORPORATED CL A 57636Q104 48 138 SH DFND 3,4 0 138 0 MCDONALDS CORP COM 580135101 710 2946 SH SOLE 5 2946 0 0 MEDTRONIC PLC SHS G5960L103 6 50 SH DFND 3 0 50 0 MEDTRONIC PLC SHS G5960L103 1827 14572 SH SOLE 5 13607 0 965 MERCK & CO INC COM 58933Y105 2721 36228 SH SOLE 5 29150 0 7078 MGM RESORTS INTERNATIONAL COM 552953101 217 5029 SH SOLE 5 604 0 4425 MGP INGREDIENTS INC NEW COM 55303J106 228 3500 SH SOLE 5 3500 0 0 MICROCHIP TECHNOLOGY INC. COM 595017104 288 1875 SH SOLE 5 0 0 1875 MICROSOFT CORP COM 594918104 8398 29788 SH SOLE 5 25433 0 4355 MICROSOFT CORP COM 594918104 65 232 SH DFND 3,4 0 232 0 MICROSOFT CORP COM 594918104 28 100 SH Call SOLE 5 0 0 100 MONDELEZ INTL INC CL A 609207105 302 5195 SH SOLE 5 5195 0 0 MONDELEZ INTL INC CL A 609207105 8 130 SH DFND 3 0 130 0 NETFLIX INC COM 64110L106 636 1042 SH SOLE 5 1037 0 5 NEXTERA ENERGY INC COM 65339F101 5 60 SH DFND 3 0 60 0 NEXTERA ENERGY INC COM 65339F101 243 3098 SH SOLE 5 3098 0 0 NIKE INC CL B 654106103 379 2610 SH SOLE 5 2610 0 0 NIKE INC CL B 654106103 5 31 SH DFND 3 0 31 0 NUCOR CORP COM 670346105 315 3200 SH SOLE 5 3200 0 0 NVIDIA CORPORATION COM 67066G104 236 1140 SH SOLE 5 960 0 180 ORACLE CORP COM 68389X105 599 6879 SH SOLE 5 6879 0 0 OTTER TAIL CORP COM 689648103 413 7371 SH SOLE 5 7371 0 0 PACCAR INC COM 693718108 2401 30426 SH SOLE 5 23315 0 7111 PACCAR INC COM 693718108 3 36 SH DFND 3 0 36 0 PAYCHEX INC COM 704326107 203 1806 SH SOLE 5 1806 0 0 PEPSICO INC COM 713448108 547 3640 SH SOLE 5 3640 0 0 PEPSICO INC COM 713448108 5 36 SH DFND 3 0 36 0 PFIZER INC COM 717081103 1708 39703 SH SOLE 5 38159 0 1544 PHILIP MORRIS INTL INC COM 718172109 2 23 SH DFND 3 0 23 0 PHILIP MORRIS INTL INC COM 718172109 279 2941 SH SOLE 5 2941 0 0 POLARIS INC COM 731068102 1144 9560 SH SOLE 5 9560 0 0 PROCTER AND GAMBLE CO COM 742718109 1498 10718 SH SOLE 5 10718 0 0 PROCTER AND GAMBLE CO COM 742718109 8 59 SH DFND 3 0 59 0 PROSHARES TR ULTR RUSSL2000 74347X799 297 3000 SH SOLE 5 3000 0 0 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 2334 38327 SH SOLE 5 29401 0 8926 RAYTHEON TECHNOLOGIES CORP COM 75513E101 490 5699 SH SOLE 5 2809 0 2890 SALESFORCE COM INC COM 79466L302 261 964 SH SOLE 5 964 0 0 SCHWAB CHARLES CORP COM 808513105 734 10083 SH SOLE 5 2450 0 7633 SCHWAB CHARLES CORP COM 808513105 9 117 SH DFND 3 0 117 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 5757 188867 SH SOLE 5 183493 0 5374 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 52124 1346886 SH SOLE 2,5 1321300 0 25586 SCHWAB STRATEGIC TR SCHWAB FDT US BM 808524789 245 4566 SH SOLE 5 4566 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 205 3793 SH SOLE 5 3793 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 4581 84425 SH SOLE 5 84059 0 366 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 34251 329785 SH SOLE 5 321382 0 8403 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 4523 60925 SH SOLE 5 59201 0 1724 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 13045 125397 SH SOLE 5 121903 0 3494 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 1460 14582 SH SOLE 2,5 14244 0 338 SELECT SECTOR SPDR TR ENERGY 81369Y506 2267 43515 SH SOLE 5 32405 0 11110 SELECT SECTOR SPDR TR ENERGY 81369Y506 16 300 SH Call SOLE 5 0 0 300 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 249 6643 SH SOLE 5 6643 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 842 13182 SH SOLE 5 6420 0 6762 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 609 4077 SH SOLE 5 4077 0 0 SERVICE CORP INTL COM 817565104 1533 25446 SH SOLE 5 19020 0 6426 SERVICE CORP INTL COM 817565104 1 14 SH DFND 3 0 14 0 SKYWORKS SOLUTIONS INC COM 83088M102 2110 12802 SH SOLE 5 9829 0 2973 SOUTHERN CO COM 842587107 499 8049 SH SOLE 5 8049 0 0 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 4727 13974 SH SOLE 5 12015 0 1959 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 34 100 SH Call SOLE 5 0 0 100 SPDR GOLD TR GOLD SHS 78463V107 807 4917 SH SOLE 5 4917 0 0 SPDR GOLD TR GOLD SHS 78463V107 49 300 SH Call SOLE 5 0 0 300 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 228 7873 SH SOLE 5 7873 0 0 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 1811 50015 SH SOLE 5 36971 0 13044 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 627 14749 SH SOLE 5 14018 0 731 SPDR S&P 500 ETF TR TR UNIT 78462F103 39257 91478 SH SOLE 5 86025 0 5453 SPDR S&P 500 ETF TR TR UNIT 78462F103 9440 22900 SH Call SOLE 5 0 0 22900 SPDR S&P 500 ETF TR TR UNIT 78462F103 43 100 SH Put SOLE 5 0 0 100 SPDR SER TR ICE PFD SEC ETF 78464A292 1110 25541 SH SOLE 5 24565 0 976 SPDR SER TR NUVEEN BRC MUNIC 78468R721 348 6757 SH SOLE 5 6757 0 0 SPDR SER TR PORTFOLI S&P1500 78464A805 2685 50670 SH SOLE 5 47908 0 2762 SPDR SER TR PORTFOLIO AGRGTE 78464A649 1496 50104 SH SOLE 5 45025 0 5079 SPDR SER TR PORTFOLIO S&P600 78468R853 328 7689 SH SOLE 5 2599 0 5090 SPDR SER TR S&P DIVID ETF 78464A763 362 3079 SH SOLE 5 79 0 3000 SPDR SER TR S&P KENSHO CLEAN 78468R655 232 2471 SH SOLE 5 2471 0 0 SPDR SER TR S&P KENSHO NEW 78468R648 468 7691 SH SOLE 5 7691 0 0 STAFFING 360 SOLUTIONS INC COM NEW 852387406 20 10000 SH SOLE 5 10000 0 0 STARBUCKS CORP COM 855244109 5 48 SH DFND 3 0 48 0 STARBUCKS CORP COM 855244109 588 5328 SH SOLE 5 3828 0 1500 STEM INC COM 85859N102 215 9000 SH SOLE 5 9000 0 0 TARGET CORP COM 87612E106 2456 10736 SH SOLE 5 10534 0 202 TERADYNE INC COM 880770102 714 6544 SH SOLE 5 6544 0 0 TESLA INC COM 88160R101 3120 4023 SH SOLE 5 4008 0 15 TEXAS INSTRS INC COM 882508104 5 27 SH DFND 3 0 27 0 TEXAS INSTRS INC COM 882508104 284 1480 SH SOLE 5 1480 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 484 847 SH SOLE 5 847 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 21 36 SH DFND 3 0 36 0 TRACTOR SUPPLY CO COM 892356106 2625 12955 SH SOLE 5 9875 0 3080 TRAVELERS COMPANIES INC COM 89417E109 341 2244 SH SOLE 5 2244 0 0 TYSON FOODS INC CL A 902494103 1648 20873 SH SOLE 5 20766 0 107 TYSON FOODS INC CL A 902494103 3947 50000 SH Call SOLE 5 0 0 50000 UNION PAC CORP COM 907818108 2588 13205 SH SOLE 5 10100 0 3105 UNION PAC CORP COM 907818108 20 100 SH Call SOLE 5 0 0 100 UNITED PARCEL SERVICE INC CL B 911312106 1344 7383 SH SOLE 5 7333 0 50 UNITEDHEALTH GROUP INC COM 91324P102 3315 8483 SH SOLE 5 8483 0 0 UNITEDHEALTH GROUP INC COM 91324P102 6 16 SH DFND 3 0 16 0 US BANCORP DEL COM NEW 902973304 2899 48768 SH SOLE 5 39107 0 9661 VANGUARD BD INDEX FDS INTERMED TERM 921937819 1055 11800 SH SOLE 5 11757 0 43 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 1282 15646 SH SOLE 5 15646 0 0 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 38306 448283 SH SOLE 2,5 433763 0 14520 VANGUARD INDEX FDS GROWTH ETF 922908736 11994 41335 SH SOLE 5 40162 0 1173 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 11361 81376 SH SOLE 5 79117 0 2259 VANGUARD INDEX FDS MID CAP ETF 922908629 258 1089 SH SOLE 5 1081 0 8 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 1628 15998 SH SOLE 5 12677 0 3321 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 766 1943 SH SOLE 5 1943 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 5915 34948 SH SOLE 5 33029 0 1919 VANGUARD INDEX FDS SMALL CP ETF 922908751 433 1982 SH SOLE 5 1982 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 11520 51877 SH SOLE 2,5 50969 0 908 VANGUARD INDEX FDS VALUE ETF 922908744 350 2586 SH SOLE 5 2435 0 151 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 4938 81000 SH SOLE 5 78830 0 2170 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 24703 493964 SH SOLE 2,5 477307 0 16657 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 9648 94749 SH SOLE 5 89747 0 5002 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 1083 7053 SH SOLE 5 7053 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 1414 27998 SH SOLE 5 26306 0 1692 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 200 1939 SH SOLE 5 1939 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 218 883 SH SOLE 5 883 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 5 98 SH DFND 3 0 98 0 VERIZON COMMUNICATIONS INC COM 92343V104 332 6155 SH SOLE 5 3750 0 2405 VISA INC COM CL A 92826C839 688 3088 SH SOLE 5 1763 0 1325 VISA INC COM CL A 92826C839 12 54 SH DFND 3 0 54 0 WELLS FARGO CO NEW COM 949746101 437 9412 SH SOLE 5 9412 0 0 WELLS FARGO CO NEW COM 949746101 6 140 SH DFND 3 0 140 0 WISDOMTREE TR YIELD ENHANCD US 97717X511 825 15898 SH SOLE 5 15898 0 0 XCEL ENERGY INC COM 98389B100 461 7369 SH SOLE 5 7369 0 0 XCEL ENERGY INC COM 98389B100 5 80 SH DFND 1 0 80 0