0001085146-20-001311.txt : 20200507
0001085146-20-001311.hdr.sgml : 20200507
20200507064516
ACCESSION NUMBER: 0001085146-20-001311
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200331
FILED AS OF DATE: 20200507
DATE AS OF CHANGE: 20200507
EFFECTIVENESS DATE: 20200507
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SNS Financial Group, LLC
CENTRAL INDEX KEY: 0001557485
IRS NUMBER: 271489903
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15525
FILM NUMBER: 20854459
BUSINESS ADDRESS:
STREET 1: 43 MAIN STREET SE
STREET 2: SUITE 236
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55414
BUSINESS PHONE: 612-378-7560
MAIL ADDRESS:
STREET 1: 43 MAIN STREET SE
STREET 2: SUITE 236
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55414
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001557485
XXXXXXXX
03-31-2020
03-31-2020
false
SNS Financial Group, LLC
43 MAIN STREET SE
SUITE 236
MINNEAPOLIS
MN
55414
13F HOLDINGS REPORT
028-15525
N
Daniel Powers
Vice President
612-378-7560
/s/ Daniel Powers
Minneapolis
MN
05-05-2020
8
245
522893
1
Anchor
2
Berman
3
Brandes
4
Other
5
Parametric
6
Schafer
7
Thornburg
8
Vector WM
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
22ND CENTY GROUP INC
COM
90137F103
15
20000
SH
SOLE
8
20000
0
0
3M CO
COM
88579Y101
18
133
SH
DFND
5 6
0
133
0
3M CO
COM
88579Y101
4433
32470
SH
SOLE
8
26925
0
5545
3M CO
COM
88579Y101
573
4200
SH
Call
SOLE
8
0
0
4200
ABBOTT LABS
COM
002824100
4
50
SH
DFND
5
0
50
0
ABBOTT LABS
COM
002824100
1141
14457
SH
SOLE
8
12368
0
2089
ABBVIE INC
COM
00287Y109
670
8790
SH
SOLE
8
8790
0
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
3
19
SH
DFND
5
0
19
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
208
1272
SH
SOLE
8
1272
0
0
ALPHABET INC
CAP STK CL A
02079K305
558
480
SH
SOLE
8
468
0
12
ALPHABET INC
CAP STK CL C
02079K107
91
78
SH
DFND
2 5 7
0
78
0
ALPHABET INC
CAP STK CL C
02079K107
624
537
SH
SOLE
8
532
0
5
AMARIN CORP PLC
SPONS ADR NEW
023111206
48
12000
SH
SOLE
8
12000
0
0
AMAZON COM INC
COM
023135106
1538
789
SH
SOLE
8
753
0
36
AMAZON COM INC
COM
023135106
37
19
SH
DFND
2
0
19
0
AMERICAN TOWER CORP NEW
COM
03027X100
309
1419
SH
SOLE
8
1376
0
43
AMERICAN TOWER CORP NEW
COM
03027X100
54
249
SH
DFND
2 5
0
249
0
AMGEN INC
COM
031162100
1458
7193
SH
SOLE
8
5638
0
1555
ANAVEX LIFE SCIENCES CORP
COM NEW
032797300
221
70000
SH
SOLE
8
70000
0
0
APPLE INC
COM
037833100
69
270
SH
DFND
2 7
0
270
0
APPLE INC
COM
037833100
11382
44758
SH
SOLE
8
44166
0
592
APPLE INC
COM
037833100
687
2700
SH
Call
SOLE
8
0
0
2700
AT&T INC
COM
00206R102
27
910
SH
DFND
6
0
910
0
AT&T INC
COM
00206R102
231
7927
SH
SOLE
8
7777
0
150
AUTOMATIC DATA PROCESSING IN
COM
053015103
212
1551
SH
SOLE
8
1551
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
10
55
SH
DFND
5
0
55
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1461
7990
SH
SOLE
8
6669
0
1321
BK OF AMERICA CORP
COM
060505104
17
785
SH
DFND
5 6
0
785
0
BK OF AMERICA CORP
COM
060505104
296
13950
SH
SOLE
8
8999
0
4951
BOEING CO
COM
097023105
226
1513
SH
SOLE
8
1488
0
25
BP PLC
SPONSORED ADR
055622104
215
8819
SH
SOLE
8
8819
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
273
4895
SH
SOLE
8
4895
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
3
53
SH
DFND
5
0
53
0
BROADRIDGE FINL SOLUTIONS IN
COM
11133T103
8
86
SH
DFND
1 5
0
86
0
BROADRIDGE FINL SOLUTIONS IN
COM
11133T103
1014
10690
SH
SOLE
8
8163
0
2527
C H ROBINSON WORLDWIDE INC
COM NEW
12541W209
2031
30679
SH
SOLE
8
24813
0
5866
C H ROBINSON WORLDWIDE INC
COM NEW
12541W209
1721
26000
SH
Call
SOLE
8
0
0
26000
CATERPILLAR INC DEL
COM
149123101
443
3816
SH
SOLE
8
3816
0
0
CELCUITY INC
COM
15102K100
79
12223
SH
SOLE
8
12223
0
0
CHEMED CORP NEW
COM
16359R103
214
495
SH
SOLE
8
495
0
0
CIGNA CORP NEW
COM
125523100
206
1164
SH
SOLE
8
1164
0
0
CIGNA CORP NEW
COM
125523100
18
100
SH
Call
SOLE
8
0
0
100
CISCO SYS INC
COM
17275R102
49
1247
SH
DFND
2 5 6
0
1247
0
CISCO SYS INC
COM
17275R102
1753
44599
SH
SOLE
8
37401
0
7198
CISCO SYS INC
COM
17275R102
947
24100
SH
Call
SOLE
8
0
0
24100
CME GROUP INC
COM
12572Q105
2839
16416
SH
SOLE
8
14876
0
1540
CME GROUP INC
COM
12572Q105
865
5000
SH
Call
SOLE
8
0
0
5000
COCA COLA CO
COM
191216100
912
20600
SH
Call
SOLE
8
0
0
20600
COCA COLA CO
COM
191216100
1391
31441
SH
SOLE
8
25847
0
5594
COMCAST CORP NEW
CL A
20030N101
37
1068
SH
DFND
7
0
1068
0
COMCAST CORP NEW
CL A
20030N101
394
11469
SH
SOLE
8
11251
0
218
CONAGRA BRANDS INC
COM
205887102
2668
90920
SH
SOLE
8
73612
0
17308
CONAGRA BRANDS INC
COM
205887102
2444
83300
SH
Call
SOLE
8
0
0
83300
COSTCO WHSL CORP NEW
COM
22160K105
694
2434
SH
SOLE
8
2409
0
25
DISNEY WALT CO
COM DISNEY
254687106
1719
17800
SH
Call
SOLE
8
0
0
17800
DISNEY WALT CO
COM DISNEY
254687106
10
107
SH
DFND
5
0
107
0
DISNEY WALT CO
COM DISNEY
254687106
2613
27045
SH
SOLE
8
23116
0
3929
DUKE ENERGY CORP NEW
COM NEW
26441C204
11
136
SH
DFND
6
0
136
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
2233
27609
SH
SOLE
8
22421
0
5188
DUNKIN BRANDS GROUP INC
COM
265504100
1561
29400
SH
Call
SOLE
8
0
0
29400
DUNKIN BRANDS GROUP INC
COM
265504100
1750
32953
SH
SOLE
8
26472
0
6481
ECOLAB INC
COM
278865100
312
2000
SH
Put
SOLE
8
0
0
2000
ECOLAB INC
COM
278865100
608
3900
SH
SOLE
8
3900
0
0
ECOLAB INC
COM
278865100
9
59
SH
DFND
2 5
0
59
0
EXELON CORP
COM
30161N101
244
6621
SH
SOLE
8
6621
0
0
EXXON MOBIL CORP
COM
30231G102
18
475
SH
DFND
6
0
475
0
EXXON MOBIL CORP
COM
30231G102
593
15621
SH
SOLE
8
15621
0
0
FACEBOOK INC
CL A
30303M102
60
361
SH
DFND
2 7
0
361
0
FACEBOOK INC
CL A
30303M102
709
4249
SH
SOLE
8
4102
0
147
FIRST TR EXCHANGE-TRADED FD
DORSEY WRIGHT
33738R886
158
11502
SH
SOLE
8
9811
0
1691
FIRST TR EXCHANGE-TRADED FD
DORSEY WRT 5 ETF
33738R605
3379
131443
SH
SOLE
8
119896
0
11547
FIRST TR EXCHANGE-TRADED FD
FST TR GLB FD
33739H101
764
53489
SH
SOLE
8
47758
0
5731
FIRST TR EXCHNG TRADED FD VI
CBOE EQT DEP NOV
33740F839
1613
57190
SH
SOLE
8
57190
0
0
FIRST TR MORNINGSTAR DIVID L
SHS
336917109
6466
289579
SH
SOLE
8
284579
0
5000
FORD MTR CO DEL
COM
345370860
62
12883
SH
SOLE
8
10633
0
2250
GENERAL ELECTRIC CO
COM
369604103
199
25046
SH
SOLE
8
24196
0
850
GENERAL ELECTRIC CO
COM
369604103
8
1000
SH
Call
SOLE
8
0
0
1000
GILEAD SCIENCES INC
COM
375558103
23
307
SH
DFND
7
0
307
0
GILEAD SCIENCES INC
COM
375558103
266
3555
SH
SOLE
8
3555
0
0
HOME DEPOT INC
COM
437076102
24
130
SH
DFND
2
0
130
0
HOME DEPOT INC
COM
437076102
472
2530
SH
SOLE
8
2485
0
45
HONEYWELL INTL INC
COM
438516106
998
7462
SH
SOLE
8
7337
0
125
HORMEL FOODS CORP
COM
440452100
302
6473
SH
SOLE
8
1217
0
5256
INTEL CORP
COM
458140100
30
560
SH
DFND
6
0
560
0
INTEL CORP
COM
458140100
1241
22934
SH
SOLE
8
22096
0
838
INTERNATIONAL BUSINESS MACHS
COM
459200101
550
4961
SH
SOLE
8
4759
0
202
INVESCO EXCH TRD SLF IDX FD
BULSHS 2020 CB
46138J502
16737
796614
SH
SOLE
8
767092
0
29522
INVESCO EXCH TRD SLF IDX FD
BULSHS 2021 CB
46138J700
24563
1171328
SH
SOLE
8
1125810
0
45518
INVESCO EXCH TRD SLF IDX FD
BULSHS 2022 CB
46138J882
13202
623327
SH
SOLE
8
597971
0
25356
INVESCO QQQ TR
UNIT SER 1
46090E103
1031
5417
SH
SOLE
8
5417
0
0
ISHARES TR
1 3 YR TREAS BD
464287457
1131
13052
SH
SOLE
8
12019
0
1033
ISHARES TR
3 7 YR TREAS BD
464288661
47515
356344
SH
SOLE
8
344285
0
12059
ISHARES TR
CORE HIGH DV ETF
46429B663
8945
125011
SH
SOLE
8
116082
0
8929
ISHARES TR
CORE S&P SCP ETF
464287804
317
5647
SH
SOLE
8
5497
0
150
ISHARES TR
CORE S&P500 ETF
464287200
2641
10222
SH
SOLE
8
10222
0
0
ISHARES TR
CORE US AGGBD ET
464287226
1253
10862
SH
SOLE
8
8555
0
2307
ISHARES TR
GLOBAL ENERG ETF
464287341
1337
79165
SH
SOLE
8
63658
0
15507
ISHARES TR
MSCI ACWI ETF
464288257
6205
99161
SH
SOLE
8
98958
0
203
ISHARES TR
MSCI EAFE ETF
464287465
2
45
SH
DFND
5
0
45
0
ISHARES TR
MSCI EAFE ETF
464287465
10904
203963
SH
SOLE
8
190980
0
12983
ISHARES TR
MSCI EAFE ETF
464287465
2390
44700
SH
Call
SOLE
8
0
0
44700
ISHARES TR
MSCI EAFE ETF
464287465
2390
44700
SH
Put
SOLE
8
0
0
44700
ISHARES TR
MSCI EMG MKT ETF
464287234
1365
40000
SH
Call
SOLE
8
0
0
40000
ISHARES TR
MSCI EMG MKT ETF
464287234
1365
40000
SH
Put
SOLE
8
0
0
40000
ISHARES TR
MSCI EMG MKT ETF
464287234
5699
166991
SH
SOLE
8
153421
0
13570
ISHARES TR
MSCI USA ESG SLC
464288802
359
3274
SH
SOLE
8
3274
0
0
ISHARES TR
NATIONAL MUN ETF
464288414
798
7057
SH
SOLE
8
7057
0
0
ISHARES TR
RUS 1000 GRW ETF
464287614
267
1771
SH
SOLE
8
1771
0
0
ISHARES TR
RUS MDCP VAL ETF
464287473
305
4761
SH
SOLE
8
4761
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
3937
34400
SH
Put
SOLE
8
0
0
34400
ISHARES TR
RUSSELL 2000 ETF
464287655
3937
34400
SH
Call
SOLE
8
0
0
34400
ISHARES TR
RUSSELL 2000 ETF
464287655
7071
61776
SH
SOLE
8
53476
0
8300
ISHARES TR
S&P 500 GRWT ETF
464287309
208
1260
SH
SOLE
8
1260
0
0
ISHARES TR
S&P MC 400VL ETF
464287705
2077
18928
SH
SOLE
4 8
18867
0
61
ISHARES TR
SELECT DIVID ETF
464287168
212
2886
SH
SOLE
8
2714
0
172
ISHARES TR
SP SMCP600VL ETF
464287879
888
8883
SH
SOLE
8
8354
0
529
ISHARES TR
USA QUALITY FCTR
46432F339
23205
286336
SH
SOLE
8
277987
0
8349
J P MORGAN EXCHANGE-TRADED F
DIV RTN INT EQ
46641Q209
286
6615
SH
SOLE
8
6158
0
457
JOHNSON & JOHNSON
COM
478160104
44
339
SH
DFND
5 6
0
339
0
JOHNSON & JOHNSON
COM
478160104
1048
7995
SH
SOLE
8
7995
0
0
JPMORGAN CHASE & CO
COM
46625H100
18
200
SH
Call
SOLE
8
0
0
200
JPMORGAN CHASE & CO
COM
46625H100
93
1035
SH
DFND
2 5 6 7
0
1035
0
JPMORGAN CHASE & CO
COM
46625H100
380
4219
SH
SOLE
8
3797
0
422
KIMBERLY CLARK CORP
COM
494368103
27
210
SH
DFND
6
0
210
0
KIMBERLY CLARK CORP
COM
494368103
203
1589
SH
SOLE
8
1589
0
0
LILLY ELI & CO
COM
532457108
22
160
SH
DFND
6
0
160
0
LILLY ELI & CO
COM
532457108
1644
11849
SH
SOLE
8
9077
0
2772
LILLY ELI & CO
COM
532457108
1346
9700
SH
Call
SOLE
8
0
0
9700
MCDONALDS CORP
COM
580135101
489
2955
SH
SOLE
8
2955
0
0
MCDONALDS CORP
COM
580135101
33
200
SH
Call
SOLE
8
0
0
200
MEDTRONIC PLC
SHS
G5960L103
45
498
SH
DFND
5 6 7
0
498
0
MEDTRONIC PLC
SHS
G5960L103
1093
12121
SH
SOLE
8
12086
0
35
MERCK & CO. INC
COM
58933Y105
23
305
SH
DFND
6
0
305
0
MERCK & CO. INC
COM
58933Y105
526
6842
SH
SOLE
8
5852
0
990
MICROSOFT CORP
COM
594918104
84
535
SH
DFND
2 5 6
0
535
0
MICROSOFT CORP
COM
594918104
3470
22000
SH
SOLE
8
21202
0
798
MONDELEZ INTL INC
CL A
609207105
11
212
SH
DFND
5
0
212
0
MONDELEZ INTL INC
CL A
609207105
232
4631
SH
SOLE
8
3631
0
1000
MONDELEZ INTL INC
CL A
609207105
50
1000
SH
Call
SOLE
8
0
0
1000
MOTOROLA SOLUTIONS INC
COM NEW
620076307
1989
14962
SH
SOLE
8
12063
0
2899
MOTOROLA SOLUTIONS INC
COM NEW
620076307
1170
8800
SH
Call
SOLE
8
0
0
8800
NETFLIX INC
COM
64110L106
20
52
SH
DFND
7
0
52
0
NETFLIX INC
COM
64110L106
584
1554
SH
SOLE
8
1554
0
0
NEXTERA ENERGY INC
COM
65339F101
80
333
SH
DFND
2 5 6
0
333
0
NEXTERA ENERGY INC
COM
65339F101
185
768
SH
SOLE
8
568
0
200
NIKE INC
CL B
654106103
4
43
SH
DFND
5
0
43
0
NIKE INC
CL B
654106103
198
2395
SH
SOLE
8
2395
0
0
NORTHERN OIL & GAS INC NEV
COM
665531109
33
50000
SH
SOLE
8
50000
0
0
ORACLE CORP
COM
68389X105
293
6063
SH
SOLE
8
6063
0
0
OTTER TAIL CORP
COM
689648103
466
10471
SH
SOLE
8
0
0
10471
PAYCHEX INC
COM
704326107
204
3239
SH
SOLE
8
3239
0
0
PEPSICO INC
COM
713448108
6
48
SH
DFND
5
0
48
0
PEPSICO INC
COM
713448108
448
3734
SH
SOLE
8
3734
0
0
PFIZER INC
COM
717081103
29
890
SH
DFND
6
0
890
0
PFIZER INC
COM
717081103
3384
103675
SH
SOLE
8
87779
0
15896
PFIZER INC
COM
717081103
2001
61300
SH
Call
SOLE
8
0
0
61300
PHILIP MORRIS INTL INC
COM
718172109
30
410
SH
DFND
6
0
410
0
PHILIP MORRIS INTL INC
COM
718172109
191
2623
SH
SOLE
8
2623
0
0
PIMCO ETF TR
ACTIVE BD ETF
72201R775
234
2205
SH
SOLE
8
2205
0
0
POLYMET MINING CORP
COM
731916102
9
38553
SH
SOLE
8
38553
0
0
PROCTER & GAMBLE CO
COM
742718109
6
59
SH
DFND
5
0
59
0
PROCTER & GAMBLE CO
COM
742718109
852
7747
SH
SOLE
8
7507
0
240
PROVENTION BIO INC
COM
74374N102
171
18540
SH
SOLE
8
18540
0
0
PROVENTION BIO INC
COM
74374N102
188
20500
SH
Call
SOLE
8
0
0
20500
RAYTHEON CO
COM NEW
755111507
18
140
SH
DFND
6
0
140
0
RAYTHEON CO
COM NEW
755111507
187
1425
SH
SOLE
8
1425
0
0
SCHWAB CHARLES CORP
COM
808513105
3
79
SH
DFND
5
0
79
0
SCHWAB CHARLES CORP
COM
808513105
278
8281
SH
SOLE
8
8281
0
0
SCHWAB STRATEGIC TR
EMRG MKTEQ ETF
808524706
3185
153953
SH
SOLE
8
148350
0
5603
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
25345
980837
SH
SOLE
8
951961
0
28876
SCHWAB STRATEGIC TR
SCHWAB FDT US BM
808524789
246
8026
SH
SOLE
8
8026
0
0
SCHWAB STRATEGIC TR
US AGGREGATE B
808524839
2688
49529
SH
SOLE
8
47984
0
1545
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
24091
398659
SH
SOLE
8
378456
0
20203
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
3101
68933
SH
SOLE
8
66423
0
2510
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
1547
25253
SH
SOLE
8
25253
0
0
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
1308
25387
SH
SOLE
8
24397
0
990
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
956
17245
SH
SOLE
8
17245
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
415
5169
SH
SOLE
8
5169
0
0
SIENTRA INC
COM
82621J105
20
10000
SH
SOLE
8
10000
0
0
SOUTHERN CO
COM
842587107
436
8044
SH
SOLE
8
6644
0
1400
SOUTHWEST AIRLS CO
COM
844741108
249
7000
SH
SOLE
8
7000
0
0
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
4889
22300
SH
Call
SOLE
8
0
0
22300
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
4889
22300
SH
Put
SOLE
8
0
0
22300
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
6177
28178
SH
SOLE
8
23431
0
4747
SPDR GOLD TRUST
GOLD SHS
78463V107
311
2103
SH
SOLE
8
2103
0
0
SPDR INDEX SHS FDS
PORTFOLIO DEVLPD
78463X889
1367
57087
SH
SOLE
8
54344
0
2743
SPDR INDEX SHS FDS
PORTFOLIO EMG MK
78463X509
434
15253
SH
SOLE
8
13529
0
1724
SPDR S&P 500 ETF TR
TR UNIT
78462F103
32507
126119
SH
SOLE
8
117581
0
8538
SPDR S&P 500 ETF TR
TR UNIT
78462F103
9384
36400
SH
Call
SOLE
8
0
0
36400
SPDR S&P 500 ETF TR
TR UNIT
78462F103
6083
23600
SH
Put
SOLE
8
0
0
23600
SPDR SER TR
DJ REIT ETF
78464A607
1647
22810
SH
SOLE
8
18741
0
4069
SPDR SER TR
NUVEEN BRC MUNIC
78468R721
258
5166
SH
SOLE
8
5166
0
0
SPDR SER TR
PORTFOLI S&P1500
78464A805
2361
75062
SH
SOLE
8
71156
0
3906
SPDR SER TR
PORTFOLIO AGRGTE
78464A649
1107
36615
SH
SOLE
8
32663
0
3952
SPDR SER TR
PORTFOLIO S&P600
78468R853
530
24246
SH
SOLE
8
23037
0
1209
SPDR SER TR
PORTFOLIO SHORT
78464A474
773
25566
SH
SOLE
8
23296
0
2270
SPDR SER TR
S&P DIVID ETF
78464A763
317
3973
SH
SOLE
8
3943
0
30
SPDR SER TR
SPDR BLOOMBERG
78468R663
3013
32877
SH
SOLE
8
28500
0
4377
SPDR SER TR
WELLS FG PFD ETF
78464A292
998
25454
SH
SOLE
8
24758
0
696
SSGA ACTIVE ETF TR
SPDR TR TACTIC
78467V848
1039
21674
SH
SOLE
8
20538
0
1136
STARBUCKS CORP
COM
855244109
16
241
SH
DFND
5 7
0
241
0
STARBUCKS CORP
COM
855244109
315
4792
SH
SOLE
8
4792
0
0
TARGET CORP
COM
87612E106
897
9649
SH
SOLE
8
9029
0
620
TARGET CORP
COM
87612E106
20
210
SH
DFND
6
0
210
0
TERADYNE INC
COM
880770102
636
11743
SH
SOLE
8
11743
0
0
TESLA INC
COM
88160R101
384
732
SH
SOLE
8
732
0
0
TEXAS INSTRS INC
COM
882508104
3
30
SH
DFND
5
0
30
0
TEXAS INSTRS INC
COM
882508104
1112
11124
SH
SOLE
8
8749
0
2375
TEXAS INSTRS INC
COM
882508104
879
8800
SH
Call
SOLE
8
0
0
8800
THERMO FISHER SCIENTIFIC INC
COM
883556102
62
220
SH
DFND
5 7
0
220
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
254
897
SH
SOLE
8
897
0
0
TRAVELERS COMPANIES INC
COM
89417E109
13
131
SH
DFND
6
0
131
0
TRAVELERS COMPANIES INC
COM
89417E109
258
2596
SH
SOLE
8
2596
0
0
UNION PAC CORP
COM
907818108
2229
15804
SH
SOLE
8
9154
0
6650
UNION PAC CORP
COM
907818108
1636
11600
SH
Call
SOLE
8
0
0
11600
UNITEDHEALTH GROUP INC
COM
91324P102
2107
8448
SH
SOLE
8
8448
0
0
US BANCORP DEL
COM NEW
902973304
348
10099
SH
SOLE
8
10099
0
0
VANECK VECTORS ETF TR
INVT GRADE FLTG
92189F486
723
30605
SH
SOLE
8
28482
0
2123
VANGUARD BD INDEX FDS
INTERMED TERM
921937819
687
7687
SH
SOLE
8
7687
0
0
VANGUARD BD INDEX FDS
SHORT TRM BOND
921937827
240
2917
SH
SOLE
8
2917
0
0
VANGUARD BD INDEX FDS
TOTAL BND MRKT
921937835
16442
192638
SH
SOLE
4 8
185032
0
7606
VANGUARD INDEX FDS
GROWTH ETF
922908736
11059
70578
SH
SOLE
8
68488
0
2090
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
6344
78044
SH
SOLE
8
76726
0
1318
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
1040
14889
SH
SOLE
8
13245
0
1644
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
338
1427
SH
SOLE
8
1427
0
0
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
1531
17245
SH
SOLE
8
16695
0
550
VANGUARD INDEX FDS
SMALL CP ETF
922908751
239
2068
SH
SOLE
8
2068
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
8659
67168
SH
SOLE
4 8
66044
0
1124
VANGUARD INDEX FDS
VALUE ETF
922908744
392
4399
SH
SOLE
8
4248
0
151
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
4087
99639
SH
SOLE
8
96773
0
2866
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
3
95
SH
DFND
5
0
95
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
15783
470443
SH
SOLE
8
456367
0
14076
VANGUARD INTL EQUITY INDEX F
TT WRLD ST ETF
922042742
2543
40492
SH
SOLE
8
35792
0
4700
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
863
8345
SH
SOLE
8
8230
0
115
VANGUARD TAX-MANAGED INTL FD
FTSE DEV MKT ETF
921943858
1056
31670
SH
SOLE
8
29802
0
1868
VERIZON COMMUNICATIONS INC
COM
92343V104
1472
27389
SH
SOLE
8
22545
0
4844
VERIZON COMMUNICATIONS INC
COM
92343V104
1026
19100
SH
Call
SOLE
8
0
0
19100
VERIZON COMMUNICATIONS INC
COM
92343V104
8
147
SH
DFND
5
0
147
0
VISA INC
COM CL A
92826C839
671
4165
SH
SOLE
8
4165
0
0
VISA INC
COM CL A
92826C839
40
248
SH
DFND
2 5
0
248
0
WELLS FARGO CO NEW
COM
949746101
17
600
SH
DFND
6
0
600
0
WELLS FARGO CO NEW
COM
949746101
285
9917
SH
SOLE
8
9917
0
0
WISDOMTREE TR
YIELD ENHANCD US
97717X511
405
7848
SH
SOLE
8
7848
0
0
XCEL ENERGY INC
COM
98389B100
569
9441
SH
SOLE
8
6351
0
3090
XCEL ENERGY INC
COM
98389B100
3
54
SH
DFND
1
0
54
0