0001563744-13-000004.txt : 20130521 0001563744-13-000004.hdr.sgml : 20130521 20130521181208 ACCESSION NUMBER: 0001563744-13-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130521 FILED AS OF DATE: 20130521 DATE AS OF CHANGE: 20130521 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KESSLER IRVIN R CENTRAL INDEX KEY: 0001563744 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35760 FILM NUMBER: 13863012 MAIL ADDRESS: STREET 1: C/O SILVER BAY REALTY TRUST CORP STREET 2: 601 CARLSON PARKWAY, SUITE 250 CITY: MINNETONKA STATE: MN ZIP: 55305 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Silver Bay Realty Trust Corp. CENTRAL INDEX KEY: 0001557255 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 900867250 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 601 CARLSON PARKWAY STREET 2: SUITE 250 CITY: MINNETONKA STATE: MN ZIP: 55305 BUSINESS PHONE: 952-358-4400 MAIL ADDRESS: STREET 1: 601 CARLSON PARKWAY STREET 2: SUITE 250 CITY: MINNETONKA STATE: MN ZIP: 55305 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2013-05-21 0 0001557255 Silver Bay Realty Trust Corp. SBY 0001563744 KESSLER IRVIN R C/O SILVER BAY REALTY TRUST CORP 601 CARLSON PARKWAY, SUITE 250 MINNETONKA MN 55305 1 0 0 0 Common stock, par value $0.01 per share 2013-05-21 4 P 0 54623 18.04 A 270377 I Owned by Provident Premier Master Fund LTD Common stock, par value $0.01 per share 715914 I Owned by Provident Real Estate Advisors LLC Common stock, par value $0.01 per share 462604 I Owned by Kessler Family Limited Partnership Common stock, par value $0.01 per share 719671 I Owned by Provident Real Estate Opportunity Fund LLC Common stock, par value $0.01 per share 229 I Owned by Walleye Trading LLC These securities are owned directly by Provident Premier Master Fund Ltd. (the "Fund") for which Deephaven, Inc. ("Deephaven") serves as the investment manager. Mr. Kessler is the sole owner, director and Chief Executive Officer of Deephaven. Mr. Kessler disclaims beneficial ownership of any of the securities owned by the Fund other than to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Kessler is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. These securities are owned directly by Provident Real Estate Advisors LLC (the "Provident Fund"), which is owned by Deephaven for which Mr. Kessler is the sole owner, director and Chief Executive Officer. Mr. Kessler disclaims beneficial ownership of any of the securities owned by the Provident Fund other than to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Kessler is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. These securities are owned directly by the Kessler Family Limited Partnership (the "Partnership") for which Mr. Kessler serves as the General Partner. Mr. Kessler disclaims beneficial ownership of any of the securities owned by the Partnership other than to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Kessler is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. These securities are owned directly by Provident Real Estate Opportunity Fund LLC (the "Opportunity Fund") for which Mr. Kessler is the sole member. Mr. Kessler disclaims beneficial ownership of any of the securities owned by the Opportunity Fund other than to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Kessler is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. These securities are owned directly by Walleye Trading LLC ("Walleye") for which Mr. Kessler is the Chief Operating Officer. Mr. Kessler disclaims beneficial ownership of any of the securities owned by Walleye other than to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Kessler is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. /s/Timothy W.J. O'Brien, attorney in fact, on behalf of Irvin R. Kessler 2013-05-21