0001557255-14-000061.txt : 20140814 0001557255-14-000061.hdr.sgml : 20140814 20140814163539 ACCESSION NUMBER: 0001557255-14-000061 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140812 FILED AS OF DATE: 20140814 DATE AS OF CHANGE: 20140814 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Silver Bay Realty Trust Corp. CENTRAL INDEX KEY: 0001557255 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 900867250 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 601 CARLSON PARKWAY STREET 2: SUITE 250 CITY: MINNETONKA STATE: MN ZIP: 55305 BUSINESS PHONE: 952-358-4400 MAIL ADDRESS: STREET 1: 601 CARLSON PARKWAY STREET 2: SUITE 250 CITY: MINNETONKA STATE: MN ZIP: 55305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KESSLER IRVIN R CENTRAL INDEX KEY: 0001563744 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35760 FILM NUMBER: 141043533 MAIL ADDRESS: STREET 1: C/O SILVER BAY REALTY TRUST CORP STREET 2: 601 CARLSON PARKWAY, SUITE 250 CITY: MINNETONKA STATE: MN ZIP: 55305 4 1 wf-form4_140804852876892.xml FORM 4 X0306 4 2014-08-12 0 0001557255 Silver Bay Realty Trust Corp. SBY 0001563744 KESSLER IRVIN R C/O SILVER BAY REALTY TRUST CORP 601 CARLSON PARKWAY, SUITE 250 MINNETONKA MN 55305 1 0 0 0 Common Stock, par value $0.01 per share 2014-08-12 4 P 0 29480 15.8724 A 1808048 I Owned by Provident Premier Master Fund Ltd Common Stock, par value $0.01 per share 297 I Owned by Walleye Trading LLC Common Stock, par value $0.01 per share 462604 I Owned by Kessler Family Limited Partnership These securities are owned directly by Provident Premier Master Fund Ltd. (the "Fund") for which Deephaven, Inc. ("Deephaven") serves as the investment manager. Mr. Kessler is the sole owner, director and Chief Executive Officer of Deephaven. Mr. Kessler disclaims beneficial ownership of any of the securities owned by the Fund other than to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Kessler is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. These securities are owned directly by Walleye Trading LLC ("Walleye") for which Mr. Kessler is the Chief Operating Officer. Mr. Kessler disclaims beneficial ownership of any of the securities owned by Walleye other than to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Kessler is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. These securities are owned directly by the Kessler Family Limited Partnership (the "Partnership") for which Mr. Kessler serves as the General Partner. Mr. Kessler disclaims beneficial ownership of any of the securities owned by the Partnership other than to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Kessler is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. /s/Timothy W.J. O'Brien, attorney in fact for Irvin R. Kessler 2014-08-14