0001209191-17-030928.txt : 20170509 0001209191-17-030928.hdr.sgml : 20170509 20170509161841 ACCESSION NUMBER: 0001209191-17-030928 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150623 FILED AS OF DATE: 20170509 DATE AS OF CHANGE: 20170509 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Silver Bay Realty Trust Corp. CENTRAL INDEX KEY: 0001557255 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 900867250 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3300 FERNBROOK LANE NORTH STREET 2: SUITE 210 CITY: PLYMOUTH STATE: MN ZIP: 55447 BUSINESS PHONE: (952) 358-4400 MAIL ADDRESS: STREET 1: 3300 FERNBROOK LANE NORTH STREET 2: SUITE 210 CITY: PLYMOUTH STATE: MN ZIP: 55447 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KESSLER IRVIN R CENTRAL INDEX KEY: 0001563744 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35760 FILM NUMBER: 17826678 MAIL ADDRESS: STREET 1: C/O SILVER BAY REALTY TRUST CORP STREET 2: 601 CARLSON PARKWAY, SUITE 250 CITY: MINNETONKA STATE: MN ZIP: 55305 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-06-23 1 0001557255 Silver Bay Realty Trust Corp. SBY 0001563744 KESSLER IRVIN R C/O SILVER BAY REALTY TRUST CORP. 3300 FERNBROOK LANE NORTH, SUITE 210 PLYMOUTH MN 55447 1 0 0 0 Common Stock, par value $0.01 per share 2015-06-23 4 S 0 200 16.49 D 97 I Owned by Walleye Trading LLC Common Stock, par value $0.01 per share 2015-06-23 4 S 0 97 16.29 D 0 I Owned by Walleye Trading LLC Common Stock, par value $0.01 per share 2017-05-09 4 D 0 1844914 D 0 I Owned by Deephaven, Inc. Common Stock, par value $0.01 per share 2017-05-09 4 D 0 462604 D 0 I Owned by Kessler Family Limited Partnership These securities are owned directly by Walleye Trading LLC ("Walleye") for which Mr. Kessler is the Chief Operating Officer. Mr. Kessler disclaims beneficial ownership of any of the securities owned by Walleye other than to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Kessler is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. On February 27, 2017, the Issuer entered into a Merger and Plan of Merger among Tricon Capital Group Inc., TAH Acquisition Holdings LLC, TAH Acquisition LP, Silver Bay Management LLC and Silver Bay Operating Partnership L.P. Upon completion of the merger, the Reporting Person's shares of the Issuer's Common Stock were cancelled and converted into the right to receive $21.50 per share in cash, without interest (the "Merger Consideration"). Common Stock cancelled and converted into the right to receive an amount in cash equal to the product of the aggregate number of shares of this Common Stock and the Merger Consideration. These securities are owned directly by Deephaven, Inc. ("Deephaven"). Mr. Kessler is the sole owner, director and Chief Executive Officer of Deephaven. Mr. Kessler disclaims beneficial ownership of any of the securities owned by the Fund other than to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Kessler is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. These securities are owned directly by the Kessler Family Limited Partnership (the "Partnership") for which Mr. Kessler serves as the General Partner. Mr. Kessler disclaims beneficial ownership of any of the securities owned by the Partnership other than to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Kessler is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. /s/ Daniel J. Buechler, as Attorney-in-Fact for Irvin R. Kessler 2017-05-09