0001104659-21-136405.txt : 20211109 0001104659-21-136405.hdr.sgml : 20211109 20211109173851 ACCESSION NUMBER: 0001104659-21-136405 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211109 FILED AS OF DATE: 20211109 DATE AS OF CHANGE: 20211109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Miller-Rich Nancy CENTRAL INDEX KEY: 0001735084 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37841 FILM NUMBER: 211393495 MAIL ADDRESS: STREET 1: C/O INTERCEPT PHARMACEUTICALS, INC. STREET 2: 10 HUDSON YARDS, 37TH FL CITY: NEW YORK STATE: NY ZIP: 10001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Kadmon Holdings, Inc. CENTRAL INDEX KEY: 0001557142 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 273576929 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 450 EAST 29TH STREET CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 833-900-5366 MAIL ADDRESS: STREET 1: 450 EAST 29TH STREET CITY: NEW YORK STATE: NY ZIP: 10016 FORMER COMPANY: FORMER CONFORMED NAME: Kadmon Holdings, LLC DATE OF NAME CHANGE: 20120829 4 1 tm2131118-6_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-11-09 1 0001557142 Kadmon Holdings, Inc. KDMN 0001735084 Miller-Rich Nancy C/O KADMON HOLDINGS, INC. 450 E. 29TH STREET NEW YORK NY 10016 1 0 0 0 Stock Option (right to buy) 4.17 2021-11-09 4 D 0 36364 5.33 D 2030-08-13 Common Stock, par value $0.001 36364 0 D Stock Option (right to buy) 3.58 2021-11-09 4 D 0 96975 5.92 D 2031-05-12 Common Stock, par value $0.001 96975 0 D In connection with the acquisition by Sanofi of the entire issued share capital of Issuer on November 9, 2021 by means of a plan of merger, all unvested stock options ("Options") were accelerated to full vesting and cancelled in exchange for a payment equal to $9.50 with respect to each share of Common Stock subject to such Option. Represents the payment per share of Common Stock received in exchange for the cancellation of each Option. /s/ Gregory S. Moss, Attorney-in-Fact 2021-11-09