0001571610-24-000003.txt : 20240226
0001571610-24-000003.hdr.sgml : 20240226
20240226210448
ACCESSION NUMBER: 0001571610-24-000003
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240223
FILED AS OF DATE: 20240226
DATE AS OF CHANGE: 20240226
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SANTORO NICOLA JR
CENTRAL INDEX KEY: 0001571610
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35777
FILM NUMBER: 24681550
MAIL ADDRESS:
STREET 1: C/O FXCM INC
STREET 2: 55 WATER STREET
CITY: NEW YORK
STATE: NY
ZIP: 10041
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rithm Capital Corp.
CENTRAL INDEX KEY: 0001556593
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
ORGANIZATION NAME: 05 Real Estate & Construction
IRS NUMBER: 453449660
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 799 BROADWAY
CITY: New York
STATE: NY
ZIP: 10003
BUSINESS PHONE: (212) 850-7770
MAIL ADDRESS:
STREET 1: 799 BROADWAY
CITY: New York
STATE: NY
ZIP: 10003
FORMER COMPANY:
FORMER CONFORMED NAME: New Residential Investment Corp.
DATE OF NAME CHANGE: 20121227
FORMER COMPANY:
FORMER CONFORMED NAME: New Residential Investment LLC
DATE OF NAME CHANGE: 20121214
FORMER COMPANY:
FORMER CONFORMED NAME: Spinco Inc.
DATE OF NAME CHANGE: 20120821
4
1
wk-form4_1708999440.xml
FORM 4
X0508
4
2024-02-23
0
0001556593
Rithm Capital Corp.
RITM
0001571610
SANTORO NICOLA JR
799 BROADWAY
8TH FLOOR
NEW YORK
NY
10003
0
1
0
0
Chief Financial Officer
0
Common Stock
2024-02-23
4
F
0
13427
10.60
D
109414
D
Class B Profits Units of Rithm Capital Management LLC
2024-02-23
4
A
0
51401
0
A
Common Stock
51401
51401
D
Represents shares withheld to cover tax withholding obligations when 24,280 previously reported restricted stock units were settled on February 23, 2024.
Includes 48,561 unvested restricted stock units.
Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement.
Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 23, 2024, which will vest in three equal annual installments on February 23 of each of 2025, 2026 and 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units.
/s/ Nicola Santoro, Jr.
2024-02-26