0001209191-23-012175.txt : 20230223 0001209191-23-012175.hdr.sgml : 20230223 20230223162236 ACCESSION NUMBER: 0001209191-23-012175 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230221 FILED AS OF DATE: 20230223 DATE AS OF CHANGE: 20230223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nierenberg Michael CENTRAL INDEX KEY: 0001591719 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35777 FILM NUMBER: 23659990 MAIL ADDRESS: STREET 1: 799 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10003 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rithm Capital Corp. CENTRAL INDEX KEY: 0001556593 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 453449660 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 799 BROADWAY CITY: New York STATE: NY ZIP: 10003 BUSINESS PHONE: (212) 850-7770 MAIL ADDRESS: STREET 1: 799 BROADWAY CITY: New York STATE: NY ZIP: 10003 FORMER COMPANY: FORMER CONFORMED NAME: New Residential Investment Corp. DATE OF NAME CHANGE: 20121227 FORMER COMPANY: FORMER CONFORMED NAME: New Residential Investment LLC DATE OF NAME CHANGE: 20121214 FORMER COMPANY: FORMER CONFORMED NAME: Spinco Inc. DATE OF NAME CHANGE: 20120821 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-02-21 0 0001556593 Rithm Capital Corp. RITM 0001591719 Nierenberg Michael 799 BROADWAY 8TH FLOOR NEW YORK NY 10003 1 1 0 0 Chief Executive Officer Common Stock 2023-02-21 4 A 0 459558 0.00 A 1394620 D Common Stock 56287 I By Trust for Children Common Stock 301548 I By Trust for Daughter Common Stock 301548 I By Trust for Son Common Stock 130458 I By 2019 GRAT Common Stock 23850 I Custodian for Daughter Common Stock 24400 I Custodian for Son Represents time-based restricted stock units granted under the Rithm Capital Corp. Nonqualified Stock Option and Incentive Award Plan, which will vest in three equal annual installments on February 21 of each of 2024, 2025 and 2026, so long as the Reporting Person remains in continued employment with the Issuer. Includes 459,558 unvested restricted stock units and 578,034 unvested shares of restricted stock. /s/ Nicola Santoro Jr., as attorney-in-fact for Michael Nierenberg 2023-02-23