0001209191-21-010122.txt : 20210212 0001209191-21-010122.hdr.sgml : 20210212 20210212161559 ACCESSION NUMBER: 0001209191-21-010122 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210212 DATE AS OF CHANGE: 20210212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nierenberg Michael CENTRAL INDEX KEY: 0001591719 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35777 FILM NUMBER: 21627573 MAIL ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: New Residential Investment Corp. CENTRAL INDEX KEY: 0001556593 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 453449660 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1345 Avenue of the Americas CITY: New York STATE: NY ZIP: 10105 BUSINESS PHONE: 212-479-3195 MAIL ADDRESS: STREET 1: 1345 Avenue of the Americas CITY: New York STATE: NY ZIP: 10105 FORMER COMPANY: FORMER CONFORMED NAME: New Residential Investment LLC DATE OF NAME CHANGE: 20121214 FORMER COMPANY: FORMER CONFORMED NAME: Spinco Inc. DATE OF NAME CHANGE: 20120821 5 1 doc5.xml FORM 5 SUBMISSION X0306 5 2020-12-31 0 0 0 0001556593 New Residential Investment Corp. NRZ 0001591719 Nierenberg Michael 1345 AVENUE OF THE AMERICAS, 45 FL NEW YORK NY 10105 1 1 0 0 Chairman, CEO & President Common Stock 2020-01-23 5 G 0 56287 0.00 D 0 I By 2018 GRAT Common Stock 2020-01-23 5 G 0 56287 0.00 A 56287 I By Trust for Children Common Stock 2020-12-22 5 G 0 603096 0.00 D 257028 D Common Stock 2020-12-22 5 G 0 301548 0.00 A 301548 I By Trust for Daughter Common Stock 2020-12-22 5 G 0 301548 0.00 A 301548 I By Trust for Son Common Stock 130458 I By 2019 GRAT Common Stock 23850 I Custodian for Daughter Common Stock 24400 I Custodian for Son Mr. Nierenberg transferred these shares of common stock as gifts to trusts established for the benefit of his children for estate planning purposes. /s/ Cameron MacDougall, his attorney-in-fact 2021-02-12