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(Commission File Number)
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(IRS EmployerIdentification No.)
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(Address of principal executive offices)
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(Zip Code)
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Title of each class:
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Trading Symbol:
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Name of each exchange on which registered:
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Item 5.07. |
Submission of Matters to a Vote of Security Holders.
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1. |
The Company’s stockholders elected three Class I directors, who comprise all the directors of such class, to serve until the 2023 Annual Meeting of Stockholders and until their successors are elected and duly qualified. The numbers of
shares that voted for the election of such director, abstained from voting for such director, and represented broker non-votes with respect to this proposal are summarized in the table below.
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Director Nominee
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Votes For
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Votes Withheld
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Broker Non-Votes*
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Pamela F. Lenehan
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168,471,715
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3,748,583
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153,562,107
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David Saltzman
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151,780,305
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20,439,993
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153,562,107
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Alan L. Tyson
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123,033,349
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49,186,949
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153,562,107
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2. |
The Company’s stockholders ratified the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2020. The numbers of shares that voted for, against and
abstained from voting for or against the ratification of the selection of Ernst & Young LLP are summarized in the table below.
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Votes For
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Votes Against
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Abstentions
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315,898,250
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7,425,921
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2,458,234
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3. |
The Company’s stockholders did not approve an amendment to the Company’s bylaws to implement a majority voting standard for uncontested elections of directors. The numbers
of shares that voted for, against and abstained from voting for or against the proposal, and represented broker non-votes with respect to this proposal are summarized in the table below.
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Votes For
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Votes Against
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Abstentions
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Broker Non-Votes*
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166,209,486
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3,482,956
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2,527,856
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153,562,107
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NEW RESIDENTIAL INVESTMENT CORP.
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(Registrant)
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/s/ Nicola Santoro, Jr.
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Nicola Santoro, Jr.
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Chief Financial Officer and Chief Accounting Officer
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