0001567619-21-019802.txt : 20211112 0001567619-21-019802.hdr.sgml : 20211112 20211112085406 ACCESSION NUMBER: 0001567619-21-019802 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211112 DATE AS OF CHANGE: 20211112 EFFECTIVENESS DATE: 20211112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Bollard Group LLC CENTRAL INDEX KEY: 0001556218 IRS NUMBER: 043450484 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15049 FILM NUMBER: 211400180 BUSINESS ADDRESS: STREET 1: ONE JOY STREET CITY: BOSTON STATE: MA ZIP: 02108 BUSINESS PHONE: 617-720-5800 MAIL ADDRESS: STREET 1: ONE JOY STREET CITY: BOSTON STATE: MA ZIP: 02108 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001556218 XXXXXXXX 09-30-2021 09-30-2021 Bollard Group LLC

ONE JOY STREET BOSTON MA 02108

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Select Sector SPDR Industrials ETF 81369y704 68 698 SH DFND 0 0 698 Select Sector SPDR Materials ETF 81369y100 82 1043 SH DFND 0 0 1043 Select Sector SPDR Tr Real Est COM 81369y860 25 557 SH DFND 0 0 557 Select Sector SPDR Tr Technolo ETF 81369y803 299 2004 SH DFND 0 0 2004 Select Sector SPDR Utilities ETF 81369y886 152 2379 SH DFND 0 0 2379 Selective Insurance Group Inc COM 816300107 148 1962 SH DFND 0 0 1962 Semtech Corp COM 816850101 83 1070 SH DFND 0 0 1070 Shell Midstream Partners LP In LTD 822634101 70 5969 SH DFND 0 0 5969 Shockwave Med Inc COM 82489t104 206 1000 SH DFND 0 0 1000 Shopify Inc Cl A COM 82509l107 531 392 SH DFND 0 0 392 Sientra Inc COM 82621j105 18 3082 SH DFND 0 0 3082 Simply Good Foods Co COM 82900l102 110 3180 SH DFND 0 0 3180 Smucker J M Co COM 832696405 161 1340 SH DFND 0 0 1340 Soleno Therapeutics Inc COM 834203200 32 34322 SH DFND 0 0 34322 Sonic Automotive Inc Cl A COM 83545g102 129 2461 SH DFND 0 0 2461 Sotherly Hotels Inc RE 83600c103 35 13679 SH DFND 0 0 13679 South St Corp COM 840441109 89 1189 SH DFND 0 0 1189 Southern Co COM 842587107 25748 415496 SH DFND 0 173538 241959 Southern Copper Corp COM 84265v105 38410 684180 SH DFND 0 340294 343886 SPDR S&P 500 ETF Tr ETF 78462f103 343 800 SH DFND 0 0 800 SPDR S&P 500 ETF Trust Call Op ETF 78462F903 940 45 SH DFND 0 0 45 SPDR S&P 500 ETF Trust Call Op ETF 78462F903 1795 88 SH DFND 0 0 88 SPDR S&P 500 ETF Trust Call Op ETF 78462F903 3797 206 SH DFND 0 0 206 SPDR S&P 500 ETF Trust Call Op ETF 78462F903 4988 278 SH DFND 0 0 278 SPDR S&P 500 ETF Trust Call Op ETF 78462F903 6947 398 SH DFND 0 0 398 SPDR S&P 500 ETF Trust Call Op ETF 78462F903 2258 137 SH DFND 0 0 137 SPDR S&P Mid Cap 400 ETF Tr ETF 78467y107 38 80 SH DFND 0 0 80 SPDR S&P Regl Banking ETF 78464a698 38 562 SH DFND 0 0 562 Spero Therapeutics Inc COM 84833t103 41 2215 SH DFND 0 0 2215 Splunk Inc COM 848637104 56 385 SH DFND 0 0 385 Stag Industrial Inc RE 85254j102 435 11088 SH DFND 0 0 11088 Standex Intl Corp COM 854231107 40 402 SH DFND 0 0 402 Stanley Black & Decker Inc COM 854502101 159 905 SH DFND 0 0 905 State Street Corp COM 857477103 210 2476 SH DFND 0 0 2476 Steris Plc Shs Usd COM g8473t100 166 814 SH DFND 0 0 814 Stoneridge Inc COM 86183p102 19 910 SH DFND 0 0 910 Stryker Corp COM 863667101 400 1518 SH DFND 0 0 1518 Sysco Corp COM 871829107 537 6845 SH DFND 0 0 6845 T2 Biosystems Inc COM 89853l104 3 2908 SH DFND 0 0 2908 Taiwan Semiconductor Mfg Ltd S ADR 874039100 572 5122 SH DFND 0 0 5122 Targa Res Corp COM 87612g101 49 992 SH DFND 0 0 992 TC Energy Corp COM 87807b107 11497 239067 SH DFND 0 78219 160848 Td Synnex Corporation Com COM 87162w100 73 703 SH DFND 0 0 703 Texas Instruments Inc COM 882508104 243 1266 SH DFND 0 0 1266 The Trade Desk Inc Cl A COM 88339j105 3206 45601 SH DFND 0 14500 31101 Thermo Fisher Scientific Inc COM 883556102 843 1475 SH DFND 0 0 1475 Titan Machinery Inc COM 88830r101 48 1857 SH DFND 0 0 1857 TJX Cos Inc COM 872540109 598 9067 SH DFND 0 0 9067 Topbuild Corp COM 89055f103 943 4603 SH DFND 0 0 4603 Tractor Supply Co COM 892356106 479 2363 SH DFND 0 0 2363 Trichome Financial Corp COM 89832q109 219 3726 SH DFND 0 0 3726 Twilio Inc Cl A COM 90138f102 6716 21050 SH DFND 0 0 21050 Unilever PLC Sp ADR ADR 904767704 263 4850 SH DFND 0 0 4850 Union Pacific Corp COM 907818108 4425 22577 SH DFND 0 0 22577 United Microelectronics Corp S ADR 910873405 15 1276 SH DFND 0 0 1276 United Parcel Service Inc Cl B COM 911312106 1222 6713 SH DFND 0 2480 4233 UnitedHealth Group Inc COM 91324p102 1367 3499 SH DFND 0 0 3499 Uniti Group Inc RE 91325v108 26 2112 SH DFND 0 0 2112 US Bancorp Del COM 902973304 15137 254664 SH DFND 0 132815 121849 US Ecology Inc COM 91734m103 27 820 SH DFND 0 0 820 Valero Energy Corp COM 91913y100 4028 57077 SH DFND 0 47558 9519 Valvoline Inc COM 92047w101 44 1414 SH DFND 0 0 1414 Vaneck Vectors ETF Tr Oil Serv ETF 92189h607 3 16 SH DFND 0 0 16 Vanguard All World ex-US ETF 922042775 182 2980 SH DFND 0 0 2980 Vanguard REIT ETF ETF 922908553 71 699 SH DFND 0 0 699 Vanguard S&P 500 ETF ETF 922908363 1696 4301 SH DFND 0 0 4301 Vanguard Tax Mgd FTSE Dev Mkt ETF 921943858 54 1075 SH DFND 0 0 1075 Vanguard Total Stock Mkt ETF 922908769 911 4101 SH DFND 0 0 4101 Veracyte Inc COM 92337f107 86 1850 SH DFND 0 0 1850 Vericel Corp COM 92346j108 292 5985 SH DFND 0 0 5985 Verizon Communications Inc COM 92343v104 38856 719427 SH DFND 0 330401 389025 Verra Mobility Corp COM 92511u102 65 4310 SH DFND 0 0 4310 Viatris Inc COM 92556v106 120 8892 SH DFND 0 0 8892 Vimeo Inc Common Stock COM 92719v100 1217 41443 SH DFND 0 0 41443 Visa Inc Cl A COM 92826c839 1705 7654 SH DFND 0 0 7654 Visteon Corp COM 92839u206 53 560 SH DFND 0 0 560 VMware Inc Cl A COM 928563402 47 317 SH DFND 0 0 317 Vontier Corporation COM 928881101 26 761 SH DFND 0 0 761 Vor Biopharma Inc COM 929033108 871 55555 SH DFND 0 55555 0 Vulcan Materials Co COM 929160109 128 756 SH DFND 0 0 756 Wabtec Corp COM 929740108 2 21 SH DFND 0 0 21 Wal-Mart Stores Inc COM 931142103 11457 82201 SH DFND 0 19001 63200 Waste Management Inc COM 94106l109 258 1729 SH DFND 0 0 1729 Wells Fargo & Co COM 949746101 391 8429 SH DFND 0 0 8429 Welltower Inc RE 95040q104 209 2542 SH DFND 0 0 2542 Western Midstream Partners LP LTD 958669103 241 11518 SH DFND 0 0 11518 Westpac Banking Corp Sp ADR ADR 961214301 32 1704 SH DFND 0 0 1704 Weyerhaeuser Co RE 962166104 2614 73486 SH DFND 0 0 73486 Whirlpool Corp COM 963320106 493 2421 SH DFND 0 2421 0 Williams Cos Inc COM 969457100 667 25696 SH DFND 0 0 25696 Wolverine World Wide Inc COM 978097103 72 2413 SH DFND 0 0 2413 Xerox Holdings Corp Com New COM 98421m106 15 762 SH DFND 0 0 762 Zimmer Biomet Holdings Inc COM 98956p102 7 49 SH DFND 0 0 49 Zoetis Inc Cl A COM 98978v103 810 4171 SH DFND 0 0 4171 Zoom Video Communications Inc COM 98980l101 1046 4000 SH DFND 0 4000 0 Zymergen Inc COM 98985x100 13467 1022550 SH DFND 0 1004550 18000