Managing Member and Chief Executive Officer

0001567619-21-015247.txt : 20210812 0001567619-21-015247.hdr.sgml : 20210812 20210812153054 ACCESSION NUMBER: 0001567619-21-015247 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210812 DATE AS OF CHANGE: 20210812 EFFECTIVENESS DATE: 20210812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Bollard Group LLC CENTRAL INDEX KEY: 0001556218 IRS NUMBER: 043450484 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15049 FILM NUMBER: 211167231 BUSINESS ADDRESS: STREET 1: ONE JOY STREET CITY: BOSTON STATE: MA ZIP: 02108 BUSINESS PHONE: 617-720-5800 MAIL ADDRESS: STREET 1: ONE JOY STREET CITY: BOSTON STATE: MA ZIP: 02108 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001556218 XXXXXXXX 06-30-2021 06-30-2021 Bollard Group LLC

ONE JOY STREET BOSTON MA 02108

13F HOLDINGS REPORT 028-15049 N Anastasios Parafestas Managing Member and Chief Executive Officer 617-720-5800 /s/ Anastasios Parafestas Boston MA 08-12-2021 1 432 3153681 false 1 0001556198 028-15050 Parafestas Anastasios INFORMATION TABLE 2 form13fInfoTable.xml 3M Co COM 88579y101 1103 5551 SH DFND 0 0 5551 Abbott Laboratories COM 002824100 12119 104538 SH DFND 0 15660 88879 AbbVie Inc COM 00287y109 478 4244 SH DFND 0 0 4244 ABM Industries Inc COM 000957100 68 1536 SH DFND 0 0 1536 Acceleron Pharma Inc COM 00434h108 110 880 SH DFND 0 0 880 Accenture PLC Ireland Class A COM g1151c101 6870 23304 SH DFND 0 0 23304 ACI Worldwide Inc COM 004498101 106 2860 SH DFND 0 0 2860 Adobe Inc Com COM 00724f101 168 287 SH DFND 0 0 287 Advance Auto Parts Inc COM 00751y106 294 1432 SH DFND 0 0 1432 Aflac Inc COM 001055102 318 5919 SH DFND 0 0 5919 Air Prods & Chems Inc COM 009158106 648 2253 SH DFND 0 0 2253 Akamai Technologies Inc COM 00971t101 87 744 SH DFND 0 0 744 Akouos Inc COM 00973j101 1255 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SPDR Materials ETF 81369y100 86 1039 SH DFND 0 0 1039 Select Sector SPDR Tr Real Est COM 81369y860 25 554 SH DFND 0 0 554 Select Sector SPDR Utilities ETF 81369y886 149 2364 SH DFND 0 0 2364 Selective Insurance Group Inc COM 816300107 159 1956 SH DFND 0 0 1956 Semtech Corp COM 816850101 74 1070 SH DFND 0 0 1070 Shell Midstream Partners LP In LTD 822634101 86 5829 SH DFND 0 0 5829 Shockwave Med Inc COM 82489t104 114 602 SH DFND 0 0 602 Shopify Inc Cl A COM 82509l107 573 392 SH DFND 0 0 392 Sientra Inc COM 82621j105 25 3082 SH DFND 0 0 3082 Simply Good Foods Co COM 82900l102 116 3180 SH DFND 0 0 3180 Smucker J M Co COM 832696405 172 1330 SH DFND 0 0 1330 Soleno Therapeutics Inc COM 834203200 39 34322 SH DFND 0 0 34322 Sonic Automotive Inc Cl A COM 83545g102 110 2455 SH DFND 0 0 2455 Sotherly Hotels Inc RE 83600c103 41 13679 SH DFND 0 0 13679 South St Corp COM 840441109 97 1181 SH DFND 0 0 1181 Southern Co COM 842587107 24154 399178 SH DFND 0 171831 227347 Southern Copper Corp COM 84265v105 42514 660983 SH DFND 0 335428 325555 SPDR S&P 500 ETF Tr ETF 78462f103 342 800 SH DFND 0 0 800 SPDR S&P 500 ETF Trust Call Op ETF 78462F903 940 45 SH DFND 0 0 45 SPDR S&P 500 ETF Trust Call Op ETF 78462F903 1795 88 SH DFND 0 0 88 SPDR S&P 500 ETF Trust Call Op ETF 78462F903 3797 206 SH DFND 0 0 206 SPDR S&P 500 ETF Trust Call Op ETF 78462F903 4988 278 SH DFND 0 0 278 SPDR S&P 500 ETF Trust Call Op ETF 78462F903 6946 398 SH DFND 0 0 398 SPDR S&P 500 ETF Trust Call Op ETF 78462F903 2257 137 SH DFND 0 0 137 SPDR S&P Mid Cap 400 ETF Tr ETF 78467y107 39 80 SH DFND 0 0 80 SPDR S&P Regl Banking ETF 78464a698 37 559 SH DFND 0 0 559 Spero Therapeutics Inc COM 84833t103 31 2215 SH DFND 0 0 2215 Splunk Inc COM 848637104 56 385 SH DFND 0 0 385 Stag Industrial Inc RE 85254j102 415 11088 SH DFND 0 0 11088 Standex Intl Corp COM 854231107 38 401 SH DFND 0 0 401 Stanley Black & Decker Inc COM 854502101 185 901 SH DFND 0 0 901 State Street Corp COM 857477103 202 2461 SH DFND 0 0 2461 Steris Plc Shs Usd COM g8473t100 168 814 SH DFND 0 0 814 Stoneridge Inc COM 86183p102 27 910 SH DFND 0 0 910 Stryker Corp COM 863667101 393 1515 SH DFND 0 0 1515 Synnex Corp COM 87162w100 85 702 SH DFND 0 0 702 Sysco Corp COM 871829107 81 1039 SH DFND 0 0 1039 T2 Biosystems Inc COM 89853l104 3 2908 SH DFND 0 0 2908 Taiwan Semiconductor Mfg Ltd S ADR 874039100 614 5108 SH DFND 0 0 5108 Targa Res Corp COM 87612g101 44 992 SH DFND 0 0 992 TC Energy Corp COM 87807b107 10646 214984 SH DFND 0 77359 137625 Texas Instruments Inc COM 882508104 242 1259 SH DFND 0 0 1259 The Trade Desk Inc Cl A COM 88339j105 3520 45500 SH DFND 0 14500 31000 Thermo Fisher Scientific Inc COM 883556102 744 1474 SH DFND 0 0 1474 Titan Machinery Inc COM 88830r101 57 1857 SH DFND 0 0 1857 TJX Cos Inc COM 872540109 609 9035 SH DFND 0 0 9035 Topbuild Corp COM 89055f103 910 4603 SH DFND 0 0 4603 Tractor Supply Co COM 892356106 438 2357 SH DFND 0 0 2357 Trichome Financial Corp COM 89832q109 205 3695 SH DFND 0 0 3695 Twilio Inc Cl A COM 90138f102 8297 21050 SH DFND 0 0 21050 Unilever PLC Sp ADR ADR 904767704 282 4813 SH DFND 0 0 4813 Union Pacific Corp COM 907818108 4522 20561 SH DFND 0 0 20561 United Microelectronics Corp S ADR 910873405 12 1250 SH DFND 0 0 1250 United Parcel Service Inc Cl B COM 911312106 1389 6678 SH DFND 0 2467 4211 UnitedHealth Group Inc COM 91324p102 838 2092 SH DFND 0 0 2092 Uniti Group Inc RE 91325v108 22 2112 SH DFND 0 0 2112 US Bancorp Del COM 902973304 13193 231585 SH DFND 0 131838 99747 US Ecology Inc COM 91734m103 31 820 SH DFND 0 0 820 Valero Energy Corp COM 91913y100 4391 56242 SH DFND 0 46853 9389 Valvoline Inc COM 92047w101 46 1410 SH DFND 0 0 1410 Vaneck Vectors ETF Tr Oil Serv ETF 92189h607 4 16 SH DFND 0 0 16 Vanguard All World ex-US ETF 922042775 229 3617 SH DFND 0 0 3617 Vanguard REIT ETF ETF 922908553 71 698 SH DFND 0 0 698 Vanguard S&P 500 ETF ETF 922908363 944 2400 SH DFND 0 0 2400 Vanguard Tax Mgd FTSE Dev Mkt ETF 921943858 55 1071 SH DFND 0 0 1071 Vanguard Total Stock Mkt ETF 922908769 913 4099 SH DFND 0 0 4099 Veracyte Inc COM 92337f107 74 1850 SH DFND 0 0 1850 Vericel Corp COM 92346j108 314 5985 SH DFND 0 0 5985 Verizon Communications Inc COM 92343v104 39379 702824 SH DFND 0 326753 376071 Verra Mobility Corp COM 92511u102 66 4310 SH DFND 0 0 4310 Viatris Inc COM 92556v106 134 9359 SH DFND 0 482 8877 Vimeo Inc Common Stock COM 92719v100 2031 41444 SH DFND 0 0 41444 Visa Inc Cl A COM 92826c839 1320 5646 SH DFND 0 0 5646 Visteon Corp COM 92839u206 68 560 SH DFND 0 0 560 VMware Inc Cl A COM 928563402 51 317 SH DFND 0 0 317 Vontier Corporation COM 928881101 25 760 SH DFND 0 0 760 Vor Biopharma Inc COM 929033108 1036 55555 SH DFND 0 55555 0 Vulcan Materials Co COM 929160109 131 755 SH DFND 0 0 755 Wabtec Corp COM 929740108 2 21 SH DFND 0 0 21 Wal-Mart Stores Inc COM 931142103 11059 78421 SH DFND 0 18931 59490 Waste Management Inc COM 94106l109 241 1723 SH DFND 0 0 1723 Wells Fargo & Co COM 949746101 382 8429 SH DFND 0 0 8429 Welltower Inc RE 95040q104 210 2531 SH DFND 0 0 2531 Western Midstream Partners LP LTD 958669103 247 11518 SH DFND 0 0 11518 Westpac Banking Corp Sp ADR ADR 961214301 32 1667 SH DFND 0 0 1667 Weyerhaeuser Co RE 962166104 2403 69816 SH DFND 0 0 69816 Whirlpool Corp COM 963320106 524 2405 SH DFND 0 2405 0 Williams Cos Inc COM 969457100 671 25290 SH DFND 0 0 25290 Wolverine World Wide Inc COM 978097103 81 2406 SH DFND 0 0 2406 Xerox Holdings Corp Com New COM 98421m106 18 755 SH DFND 0 0 755 Zimmer Biomet Holdings Inc COM 98956p102 8 49 SH DFND 0 0 49 Zoetis Inc Cl A COM 98978v103 776 4166 SH DFND 0 0 4166 Zoom Video Communications Inc COM 98980l101 1548 4000 SH DFND 0 4000 0 Zymergen Inc COM 98985x100 400 10000 SH DFND 0 10000 0