0001567619-21-009535.txt : 20210511
0001567619-21-009535.hdr.sgml : 20210511
20210511141001
ACCESSION NUMBER: 0001567619-21-009535
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210331
FILED AS OF DATE: 20210511
DATE AS OF CHANGE: 20210511
EFFECTIVENESS DATE: 20210511
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Bollard Group LLC
CENTRAL INDEX KEY: 0001556218
IRS NUMBER: 043450484
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15049
FILM NUMBER: 21910747
BUSINESS ADDRESS:
STREET 1: ONE JOY STREET
CITY: BOSTON
STATE: MA
ZIP: 02108
BUSINESS PHONE: 617-720-5800
MAIL ADDRESS:
STREET 1: ONE JOY STREET
CITY: BOSTON
STATE: MA
ZIP: 02108
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001556218
XXXXXXXX
03-31-2021
03-31-2021
Bollard Group LLC
ONE JOY STREET
BOSTON
MA
02108
13F HOLDINGS REPORT
028-15049
N
Anastasios Parafestas
Managing Member and Chief Executive Officer
617-720-5800
/s/ Anastasios Parafestas
Boston
MA
05-11-2021
1
443
2854420
false
1
0001556198
028-15050
Parafestas Anastasios
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SH
DFND
0
0
1130
Integer Holdings Corp
COM
45826h109
108
1170
SH
DFND
0
0
1170
Intel Corp
COM
458140100
1326
20726
SH
DFND
0
0
20726
Intellia Therapeutics Inc
COM
45826j105
59
734
SH
DFND
0
0
734
Intercontinental Exchange Inc
COM
45866f104
218
1948
SH
DFND
0
0
1948
International Paper Co
COM
460146103
604
11163
SH
DFND
0
0
11163
Intl Business Machines
COM
459200101
107
800
SH
DFND
0
0
800
Invesco QQQ Ser 1
ETF
46090e103
1045
3273
SH
DFND
0
0
3273
iShares MSCI EAFE ETF
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464287465
16
210
SH
DFND
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0
210
iShares MSCI Jpn ETF
ETF
46434g822
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123
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DFND
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123
iShares N America Tech ETF
ETF
464287549
457
1267
SH
DFND
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0
1267
iShares NASDAQ Biotec ETF
ETF
464287556
132
879
SH
DFND
0
0
879
iShares Rus Mid Cap ETF
ETF
464287499
329
4445
SH
DFND
0
0
4445
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ETF
464287622
702
3138
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DFND
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3138
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464287614
2916
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SH
DFND
0
0
11998
iShares Russell 2000 ETF
ETF
464287655
246
1112
SH
DFND
0
0
1112
Iterum Therapeutics PLC
COM
g6333l101
1
724
SH
DFND
0
0
724
Johnson & Johnson
COM
478160104
14780
89927
SH
DFND
0
19328
70599
Johnson Controls Intl PLC
COM
g51502105
1233
20671
SH
DFND
0
0
20671
Jounce Therapeutics Inc
COM
481116101
10
1009
SH
DFND
0
0
1009
JPMorgan Chase & Co
COM
46625h100
18720
122970
SH
DFND
0
40927
82043
Kaiser Aluminum Corp
COM
483007704
54
490
SH
DFND
0
0
490
Keurig Dr Pepper Inc
COM
49271v100
13
368
SH
DFND
0
0
368
KeyCorp
COM
493267108
311
15590
SH
DFND
0
0
15590
Kimberly Clark Corp
COM
494368103
14119
101541
SH
DFND
0
29109
72432
Kinder Morgan Inc
COM
49456b101
6606
396751
SH
DFND
0
189994
206757
Kindred Biosciences Inc
COM
494577109
16
3129
SH
DFND
0
0
3129
KKR & Co Inc Cl A
COM
48251w104
14940
305837
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DFND
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305837
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Knoll Inc
COM
498904200
27
1630
SH
DFND
0
0
1630
Kraft Heinz Co
COM
500754106
23
578
SH
DFND
0
0
578
Kroger Co
COM
501044101
332
9217
SH
DFND
0
0
9217
Lakeland Financial Corp
COM
511656100
81
1170
SH
DFND
0
0
1170
Lancaster Colony Corp
COM
513847103
69
392
SH
DFND
0
0
392
Lauder Estee Cos Inc Cl A
COM
518439104
901
3099
SH
DFND
0
0
3099
Lawson Prods Inc
COM
520776105
188
3628
SH
DFND
0
0
3628
La-Z-Boy Inc
COM
505336107
73
1730
SH
DFND
0
0
1730
Lemonade Inc
COM
52567d107
3176
34100
SH
DFND
0
11000
23100
Lilly Eli & Co
COM
532457108
51071
273368
SH
DFND
0
45279
228089
Limelight Networks Inc
COM
53261m104
83
23235
SH
DFND
0
0
23235
Linde PLC
COM
g5494j103
30
106
SH
DFND
0
0
106
Lockheed Martin Corp
COM
539830109
1449
3921
SH
DFND
0
0
3921
Lowes Cos Inc
COM
548661107
4197
22068
SH
DFND
0
0
22068
Lululemon Athletica Inc
COM
550021109
323
1053
SH
DFND
0
0
1053
Macrogenics Inc
COM
556099109
79
2474
SH
DFND
0
0
2474
Madison Square Grdn Sprt Corp
COM
55825t103
14177
79000
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DFND
0
79000
0
Magellan Midstream Partners LP
LTD
559080106
22651
522400
SH
DFND
0
300897
221503
Magnite Inc
COM
55955d100
425
10216
SH
DFND
0
0
10216
Magnolia Oil & Gas Corp Cl A
COM
559663109
52
4540
SH
DFND
0
0
4540
Managed Portfolio Ser Tortoise
ETF
56167n720
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56574
SH
DFND
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56574
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Marathon Petroleum Corp
COM
56585a102
175
3279
SH
DFND
0
0
3279
MarineMax Inc
COM
567908108
314
6368
SH
DFND
0
0
6368
Marriott Intl Inc Cl A
COM
571903202
518
3500
SH
DFND
0
0
3500
Marsh & McLennan Cos Inc
COM
571748102
354
2908
SH
DFND
0
0
2908
Masco Corp
COM
574599106
2595
43323
SH
DFND
0
0
43323
Matador Resources Co
COM
576485205
73
3110
SH
DFND
0
0
3110
Match Group Inc
COM
57667l107
7569
55099
SH
DFND
0
0
55099
Materion Corp
COM
576690101
113
1713
SH
DFND
0
0
1713
McCormick & Co Inc Non Vtg
COM
579780206
1
12
SH
DFND
0
0
12
McDonalds Corp
COM
580135101
457
2038
SH
DFND
0
0
2038
McKesson Corp
COM
58155q103
16
85
SH
DFND
0
0
85
Medtronic PLC
COM
g5960l103
1063
9002
SH
DFND
0
1025
7977
MercadoLibre Inc
COM
58733r102
383
260
SH
DFND
0
0
260
Merck & Co Inc
COM
58933y105
11134
144427
SH
DFND
0
25183
119243
Methode Electronics Inc
COM
591520200
58
1380
SH
DFND
0
0
1380
Mettler Toledo International
COM
592688105
198
171
SH
DFND
0
0
171
MGE Energy Inc
COM
55277p104
51
715
SH
DFND
0
0
715
Micro Focus International PLC
ADR
594837403
0
18
SH
DFND
0
0
18
Microchip Technology Inc
COM
595017104
216
1394
SH
DFND
0
0
1394
Microsoft Corp
COM
594918104
69631
295335
SH
DFND
0
189634
105701
MKS Instrument Inc
COM
55306n104
53
285
SH
DFND
0
0
285
Mondelez Intl Inc Cl A
COM
609207105
1707
29166
SH
DFND
0
0
29166
Mongodb Inc Cl A
COM
60937p106
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96475
SH
DFND
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46800
49675
Monster Beverage Corp
COM
61174x109
46
510
SH
DFND
0
0
510
Morgan Stanley
COM
617446448
19276
248216
SH
DFND
0
111213
137003
Motorcar Pts America Inc
COM
620071100
26
1169
SH
DFND
0
0
1169
Motorola Solutions Inc
COM
620076307
1505
8005
SH
DFND
0
7000
1005
Mplx Lp
LTD
55336v100
2590
101056
SH
DFND
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57963
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Myomo Inc Com New
COM
62857j201
20
1570
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666
904
Nabriva Therapeutics Plc Shs N
COM
g63637113
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1007
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DFND
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1007
NASDAQ Inc
COM
631103108
3583
24298
SH
DFND
0
0
24298
Natus Medical Inc
COM
639050103
20
790
SH
DFND
0
0
790
NeoGenomics Inc
COM
64049m209
239
4959
SH
DFND
0
0
4959
NeoPhotonics Corp
COM
64051t100
23
1958
SH
DFND
0
0
1958
Nextera Energy Inc
COM
65339f101
60453
799534
SH
DFND
0
387226
412308
Nike Inc Cl B
COM
654106103
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6100
SH
DFND
0
0
6100
Nio Inc ADS
ADR
62914v106
8
200
SH
DFND
0
0
200
NiSource Inc
COM
65473p105
1852
76795
SH
DFND
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56768
20026
Norfolk Southern Corp
COM
655844108
929
3461
SH
DFND
0
0
3461
Novartis A G
ADR
66987v109
98
1146
SH
DFND
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0
1146
Nutanix Inc Cl A
COM
67059n108
26
990
SH
DFND
0
0
990
Nutrien Ltd
COM
67077m108
6226
115524
SH
DFND
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85030
30494
Nvent Electric PLC
COM
g6700g107
0
1
SH
DFND
0
0
1
NVIDIA Corp
COM
67066g104
473
885
SH
DFND
0
0
885
NXP Semiconductors NV
COM
n6596x109
287
1426
SH
DFND
0
0
1426
Occidental Petroleum Corp Wt E
COM
674599162
3
216
SH
DFND
0
0
216
Okta Inc Cl A
COM
679295105
12476
56600
SH
DFND
0
30800
25800
Olin Corp
COM
680665205
125
3282
SH
DFND
0
0
3282
Omnicom Group Inc
COM
681919106
157
2112
SH
DFND
0
0
2112
ON Semiconductor Corp
COM
682189105
205
4928
SH
DFND
0
0
4928
One Gas Inc
COM
68235p108
92
1195
SH
DFND
0
0
1195
Oneok Inc
COM
682680103
7348
145041
SH
DFND
0
131214
13827
Onto Innovation Inc
COM
683344105
144
2187
SH
DFND
0
0
2187
Oracle Corp
COM
68389x105
1592
22690
SH
DFND
0
0
22690
Otis Worldwide Corp
COM
68902v107
776
11344
SH
DFND
0
0
11344
Otonomy Inc
COM
68906l105
16
6442
SH
DFND
0
0
6442
Oxford Industries Inc
COM
691497309
46
530
SH
DFND
0
0
530
Palo Alto Networks Inc
COM
697435105
63
197
SH
DFND
0
0
197
Paratek Pharmaceuticals Inc
COM
699374302
15
2159
SH
DFND
0
0
2159
Paychex Inc
COM
704326107
1337
13645
SH
DFND
0
0
13645
Paypal Holdings Inc
COM
70450y103
80525
331595
SH
DFND
0
191300
140295
Pebblebrook Hotel Tr
RE
70509v100
74
3030
SH
DFND
0
0
3030
Pentair PLC
COM
g7s00t104
50
806
SH
DFND
0
0
806
PepsiCo Inc
COM
713448108
4404
31136
SH
DFND
0
0
31136
Perspecta Inc
COM
715347100
0
6
SH
DFND
0
0
6
Pfizer Inc
COM
717081103
2902
80113
SH
DFND
0
3861
76252
Philip Morris Intl Inc
COM
718172109
4098
46175
SH
DFND
0
19888
26286
Phillips 66
COM
718546104
4254
52176
SH
DFND
0
42057
10119
Phillips 66 Partners LP Rep In
LTD
718549207
121
3826
SH
DFND
0
0
3826
Physicians Realty Trust
RE
71943u104
85
4810
SH
DFND
0
0
4810
Pioneer Natural Resources Co
COM
723787107
42
267
SH
DFND
0
0
267
Plains All American Pipeline L
LTD
726503105
3908
429465
SH
DFND
0
377428
52037
Plexus Corp
COM
729132100
107
1160
SH
DFND
0
0
1160
Power Integrations Inc
COM
739276103
167
2052
SH
DFND
0
0
2052
PPL Corp
COM
69351t106
13856
480438
SH
DFND
0
249642
230796
Procter And Gamble Co
COM
742718109
2660
19641
SH
DFND
0
0
19641
Profire Energy Inc
COM
74316x101
14
12822
SH
DFND
0
0
12822
PROS Holdings Inc
COM
74346y103
79
1858
SH
DFND
0
0
1858
Prudential PLC ADR
ADR
74435k204
46
1080
SH
DFND
0
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1080
Public Service Enterprise Grou
COM
744573106
21099
350431
SH
DFND
0
153622
196809
QTS Realty Trust Inc Cl A
RE
74736a103
119
1920
SH
DFND
0
0
1920
Qualcomm Inc
COM
747525103
256
1932
SH
DFND
0
0
1932
Quanterix Corp
COM
74766q101
138
2364
SH
DFND
0
0
2364
Rambus Inc
COM
750917106
73
3760
SH
DFND
0
0
3760
Rapid7 Inc
COM
753422104
86
1152
SH
DFND
0
0
1152
Rayonier Inc
RE
754907103
2601
80641
SH
DFND
0
41725
38916
Raytheon Technologies Corp
COM
75513e101
1775
22978
SH
DFND
0
0
22978
Repligen Corp
COM
759916109
82
423
SH
DFND
0
0
423
Resideo Technologies Inc
COM
76118y104
0
16
SH
DFND
0
0
16
ResMed Inc
COM
761152107
287
1482
SH
DFND
0
0
1482
Rocket Cos Inc Cl A
COM
77311w101
11545
500000
SH
DFND
0
500000
0
Rogers Communications Inc Cl B
COM
775109200
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149694
SH
DFND
0
67245
82449
Rogers Corp
COM
775133101
75
401
SH
DFND
0
0
401
Rollins Inc
COM
775711104
1516
44044
SH
DFND
0
0
44044
Ross Stores Inc
COM
778296103
218
1820
SH
DFND
0
0
1820
Royal Dutch Shell PLC Sp ADR A
ADR
780259206
3025
77149
SH
DFND
0
12453
64695
Rush Enterprises Inc Cl A
COM
781846209
175
3520
SH
DFND
0
0
3520
Ryanair Holdings PLC Sp ADR Ne
ADR
783513203
51
446
SH
DFND
0
0
446
S&P Global Inc
COM
78409v104
829
2350
SH
DFND
0
0
2350
Salesforce.com Inc
COM
79466l302
70
330
SH
DFND
0
0
330
Sangamo Therapeutics Inc
COM
800677106
16
1273
SH
DFND
0
0
1273
Sanofi Sp ADR
ADR
80105n105
71
1445
SH
DFND
0
0
1445
Sap SE Sp ADR
ADR
803054204
88
715
SH
DFND
0
0
715
Schlumberger Ltd
COM
806857108
60
2218
SH
DFND
0
0
2218
Schwab Charles Corp
COM
808513105
59
908
SH
DFND
0
0
908
Select Sector SPDR Consumer St
ETF
81369y308
72
1059
SH
DFND
0
0
1059
Select Sector SPDR Energy
ETF
81369y506
26
526
SH
DFND
0
0
526
Select Sector SPDR Financial
ETF
81369y605
127
3739
SH
DFND
0
0
3739
Select Sector SPDR Healthcare
ETF
81369y209
218
1865
SH
DFND
0
0
1865
Select Sector SPDR Industrials
ETF
81369y704
68
696
SH
DFND
0
0
696
Select Sector SPDR Materials
ETF
81369y100
82
1035
SH
DFND
0
0
1035
Select Sector SPDR Tr Real Est
COM
81369y860
22
551
SH
DFND
0
0
551
Select Sector SPDR Utilities
ETF
81369y886
150
2346
SH
DFND
0
0
2346
Selective Insurance Group Inc
COM
816300107
141
1950
SH
DFND
0
0
1950
Semtech Corp
COM
816850101
74
1070
SH
DFND
0
0
1070
Shell Midstream Partners LP In
LTD
822634101
75
5656
SH
DFND
0
0
5656
Shockwave Med Inc
COM
82489t104
33
251
SH
DFND
0
0
251
Shopify Inc Cl A
COM
82509l107
434
392
SH
DFND
0
0
392
Sientra Inc
COM
82621j105
22
3082
SH
DFND
0
0
3082
Simply Good Foods Co
COM
82900l102
97
3180
SH
DFND
0
0
3180
Smucker J M Co
COM
832696405
167
1321
SH
DFND
0
0
1321
Sonic Automotive Inc Cl A
COM
83545g102
122
2455
SH
DFND
0
0
2455
Sotherly Hotels Inc
RE
83600c103
48
13679
SH
DFND
0
0
13679
South St Corp
COM
840441109
92
1175
SH
DFND
0
0
1175
Southern Co
COM
842587107
23942
385175
SH
DFND
0
170091
215083
Southern Copper Corp
COM
84265v105
43794
645265
SH
DFND
0
332027
313238
SPDR S&P 500 ETF Tr
ETF
78462f103
317
800
SH
DFND
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SPDR S&P 500 ETF Trust Call Op
ETF
78462F903
791
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SH
DFND
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SPDR S&P 500 ETF Trust Call Op
ETF
78462F903
1504
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SH
DFND
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SPDR S&P 500 ETF Trust Call Op
ETF
78462F903
3125
206
SH
DFND
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206
SPDR S&P 500 ETF Trust Call Op
ETF
78462F903
4175
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SH
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SPDR S&P 500 ETF Trust Call Op
ETF
78462F903
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SH
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SPDR S&P 500 ETF Trust Call Op
ETF
78462F903
1820
137
SH
DFND
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137
SPDR S&P Mid Cap 400 ETF Tr
ETF
78467y107
38
80
SH
DFND
0
0
80
SPDR S&P Regl Banking
ETF
78464a698
37
557
SH
DFND
0
0
557
Spero Therapeutics Inc
COM
84833t103
33
2215
SH
DFND
0
0
2215
Splunk Inc
COM
848637104
52
385
SH
DFND
0
0
385
Square Inc Cl A
COM
852234103
45
200
SH
DFND
0
0
200
Stag Industrial Inc
RE
85254j102
373
11088
SH
DFND
0
0
11088
Standex Intl Corp
COM
854231107
38
400
SH
DFND
0
0
400
Stanley Black & Decker Inc
COM
854502101
179
898
SH
DFND
0
0
898
State Street Corp
COM
857477103
205
2446
SH
DFND
0
0
2446
Steris Plc Shs Usd
COM
g8473t100
155
814
SH
DFND
0
0
814
Stoneridge Inc
COM
86183p102
29
910
SH
DFND
0
0
910
Stryker Corp
COM
863667101
368
1511
SH
DFND
0
0
1511
Synnex Corp
COM
87162w100
81
701
SH
DFND
0
0
701
Sysco Corp
COM
871829107
81
1033
SH
DFND
0
0
1033
T2 Biosystems Inc
COM
89853l104
5
2908
SH
DFND
0
0
2908
Taiwan Semiconductor Mfg Ltd S
ADR
874039100
602
5093
SH
DFND
0
0
5093
Targa Res Corp
COM
87612g101
304
9567
SH
DFND
0
0
9567
TC Energy Corp
COM
87807b107
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164106
SH
DFND
0
76505
87601
TC Pipelines LP
LTD
87233q108
73
2413
SH
DFND
0
0
2413
Texas Instruments Inc
COM
882508104
237
1252
SH
DFND
0
0
1252
The Trade Desk Inc Cl A
COM
88339j105
2965
4550
SH
DFND
0
1450
3100
Thermo Fisher Scientific Inc
COM
883556102
673
1474
SH
DFND
0
0
1474
Titan Machinery Inc
COM
88830r101
47
1857
SH
DFND
0
0
1857
TJX Cos Inc
COM
872540109
595
9000
SH
DFND
0
0
9000
Topbuild Corp
COM
89055f103
943
4503
SH
DFND
0
0
4503
Tractor Supply Co
COM
892356106
416
2350
SH
DFND
0
0
2350
Trichome Financial Corp
COM
89832q109
214
3668
SH
DFND
0
0
3668
Twilio Inc Cl A
COM
90138f102
7241
21250
SH
DFND
0
0
21250
Uber Technologies Inc
COM
90353t100
74
1365
SH
DFND
0
0
1365
Unilever PLC Sp ADR
ADR
904767704
267
4780
SH
DFND
0
0
4780
Union Pacific Corp
COM
907818108
4529
20546
SH
DFND
0
0
20546
United Microelectronics Corp S
ADR
910873405
11
1250
SH
DFND
0
0
1250
United Parcel Service Inc Cl B
COM
911312106
1130
6646
SH
DFND
0
2456
4190
UnitedHealth Group Inc
COM
91324p102
775
2084
SH
DFND
0
0
2084
Uniti Group Inc
RE
91325v108
23
2112
SH
DFND
0
0
2112
US Bancorp Del
COM
902973304
11794
213236
SH
DFND
0
130853
82383
US Ecology Inc
COM
91734m103
34
820
SH
DFND
0
0
820
Valero Energy Corp
COM
91913y100
3616
50506
SH
DFND
0
46303
4203
Valvoline Inc
COM
92047w101
37
1405
SH
DFND
0
0
1405
Vaneck Vectors ETF Tr Oil Serv
ETF
92189h607
3
16
SH
DFND
0
0
16
Vanguard All World ex-US
ETF
922042775
219
3612
SH
DFND
0
0
3612
Vanguard REIT ETF
ETF
922908553
64
697
SH
DFND
0
0
697
Vanguard S&P 500 ETF
ETF
922908363
510
1400
SH
DFND
0
0
1400
Vanguard Tax Mgd FTSE Dev Mkt
ETF
921943858
52
1063
SH
DFND
0
0
1063
Vanguard Total Stock Mkt
ETF
922908769
879
4252
SH
DFND
0
0
4252
Veracyte Inc
COM
92337f107
99
1850
SH
DFND
0
0
1850
Vericel Corp
COM
92346j108
332
5985
SH
DFND
0
0
5985
Verizon Communications Inc
COM
92343v104
39809
684599
SH
DFND
0
323265
361334
Verra Mobility Corp
COM
92511u102
58
4310
SH
DFND
0
0
4310
Viatris Inc
COM
92556v106
138
9875
SH
DFND
0
479
9396
Visa Inc Cl A
COM
92826c839
1194
5638
SH
DFND
0
0
5638
Visteon Corp
COM
92839u206
68
560
SH
DFND
0
0
560
VMware Inc Cl A
COM
928563402
48
317
SH
DFND
0
0
317
Vontier Corporation
COM
928881101
23
760
SH
DFND
0
0
760
Vor Biopharma Inc
COM
929033108
2394
55555
SH
DFND
0
55555
0
Vulcan Materials Co
COM
929160109
127
753
SH
DFND
0
0
753
Wabtec Corp
COM
929740108
2
21
SH
DFND
0
0
21
Wal-Mart Stores Inc
COM
931142103
9922
73048
SH
DFND
0
18784
54264
Waste Management Inc
COM
94106l109
221
1716
SH
DFND
0
0
1716
Wells Fargo & Co
COM
949746101
1
29
SH
DFND
0
0
29
Welltower Inc
RE
95040q104
306
4273
SH
DFND
0
0
4273
Western Midstream Partners LP
LTD
958669103
214
11518
SH
DFND
0
0
11518
Westpac Banking Corp Sp ADR
ADR
961214301
31
1667
SH
DFND
0
0
1667
Weyerhaeuser Co
RE
962166104
2476
69550
SH
DFND
0
0
69550
Whirlpool Corp
COM
963320106
527
2390
SH
DFND
0
2390
0
Williams Cos Inc
COM
969457100
590
24908
SH
DFND
0
0
24908
Wolverine World Wide Inc
COM
978097103
92
2400
SH
DFND
0
0
2400
Xerox Holdings Corp Com New
COM
98421m106
18
748
SH
DFND
0
0
748
Zimmer Biomet Holdings Inc
COM
98956p102
8
49
SH
DFND
0
0
49
Zoetis Inc Cl A
COM
98978v103
655
4160
SH
DFND
0
0
4160
Zoom Video Communications Inc
COM
98980l101
1285
4000
SH
DFND
0
4000
0