0001567619-19-021099.txt : 20191113 0001567619-19-021099.hdr.sgml : 20191113 20191113095613 ACCESSION NUMBER: 0001567619-19-021099 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191113 DATE AS OF CHANGE: 20191113 EFFECTIVENESS DATE: 20191113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Bollard Group LLC CENTRAL INDEX KEY: 0001556218 IRS NUMBER: 043450484 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15049 FILM NUMBER: 191212053 BUSINESS ADDRESS: STREET 1: ONE JOY STREET CITY: BOSTON STATE: MA ZIP: 02108 BUSINESS PHONE: 617-720-5800 MAIL ADDRESS: STREET 1: ONE JOY STREET CITY: BOSTON STATE: MA ZIP: 02108 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001556218 XXXXXXXX 09-30-2019 09-30-2019 Bollard Group LLC
ONE JOY STREET BOSTON MA 02108
13F HOLDINGS REPORT 028-15049 N
Anastasios Parafestas Managing Member and Chief Executive Officer 617-720-5800 /s/ Anastasios Parafestas Boston MA 11-13-2019 1 239 2847561 false 1 0001556198 028-15050 Parafestas Anastasios
INFORMATION TABLE 2 form13fInfoTable.xml 3M Co COM 88579y101 1011 6149 SH DFND 0 400 5749 Abbott Laboratories COM 002824100 13973 167005 SH DFND 0 66046 100959 AbbVie Inc COM 00287y109 307 4055 SH DFND 0 0 4055 Accenture PLC Ireland Class A COM g1151c101 3755 19523 SH DFND 0 0 19523 Advansix Inc COM 00773t101 7 277 SH DFND 0 0 277 Aflac Inc COM 001055102 257 4913 SH DFND 0 0 4913 Air Prods & Chems Inc COM 009158106 495 2232 SH DFND 0 0 2232 Alcoa Corp COM 013872106 84 4198 SH DFND 0 4198 0 Alibaba Group Holding Ltd Sp A ADR 01609w102 49157 293946 SH DFND 0 256450 37496 Allstate Corp COM 020002101 1898 17465 SH DFND 0 0 17465 Alphabet Inc Cap Stock Cl A COM 02079k305 55 45 SH DFND 0 0 45 Alphabet Inc Cap Stock Cl C COM 02079k107 30040 24643 SH DFND 0 19700 4943 Altria Group Inc COM 02209s103 2746 67130 SH DFND 0 29234 37896 Amazon.com Inc COM 023135106 78602 45280 SH DFND 0 37670 7610 American Electric Power Inc COM 025537101 40323 430387 SH DFND 0 204906 225481 American Express Co COM 025816109 20 167 SH DFND 0 0 167 AmerisourceBergen Corp COM 03073e105 251 3047 SH DFND 0 0 3047 Analog Devices Inc COM 032654105 4939 44208 SH DFND 0 44208 0 Anheuser-Busch InBev SA NV Sp ADR 03524a108 12 123 SH DFND 0 0 123 Antero Midstream Corp COM 03676b102 125 16883 SH DFND 0 0 16883 Apple Inc COM 037833100 6192 27646 SH DFND 0 0 27646 Ashland Global Holdings Inc COM 044186104 74 961 SH DFND 0 0 961 AT&T Inc COM 00206r102 32110 848562 SH DFND 0 379514 469048 Bank America Corp COM 060505104 7318 250889 SH DFND 0 105624 145265 Bank N S Halifax COM 064149107 6811 119809 SH DFND 0 30456 89353 Bank New York Mellon Corp COM 064058100 31 686 SH DFND 0 0 686 Barrick Gold Corporation COM 067901108 251 14512 SH DFND 0 0 14512 BCE Inc COM 05534b760 17475 360969 SH DFND 0 168060 192909 Becton Dickinson & Co COM 075887109 1866 7376 SH DFND 0 0 7376 Berkshire Hathaway Inc Cl B COM 084670702 270 1300 SH DFND 0 0 1300 BHP Billiton Ltd Sp ADR ADR 088606108 11809 239137 SH DFND 0 96772 142365 Black Hills Corp COM 092113109 393 5118 SH DFND 0 0 5118 Blueprint Medicines Corp COM 09627y109 735 10000 SH DFND 0 0 10000 Boeing Co COM 097023105 68579 180247 SH DFND 0 97914 82333 Booking Holdings Inc COM 09857l108 245 125 SH DFND 0 0 125 Boston Scientific Corp COM 101137107 1357931 33372588 SH DFND 0 31939897 1432691 BP PLC Sp ADR ADR 055622104 11731 308785 SH DFND 0 219421 89364 Bristol Myers Squibb Co COM 110122108 6927 136607 SH DFND 0 65238 71369 Buckeye Partners LP LTD 118230101 3961 96404 SH DFND 0 40299 56105 Campbell Soup Co COM 134429109 62 1312 SH DFND 0 0 1312 Capital One Financial Corp COM 14040h105 1338 14706 SH DFND 0 0 14706 Cargurus Inc Cl A COM 141788109 26368 851961 SH DFND 0 851961 0 Caterpillar Inc COM 149123101 23346 184832 SH DFND 0 93035 91797 Chevron Corp COM 166764100 14116 119022 SH DFND 0 55135 63887 Chubb Limited COM h1467j104 208 1290 SH DFND 0 0 1290 Cincinnati Financial Corp COM 172062101 8812 75533 SH DFND 0 29934 45599 Citigroup Inc COM 172967424 80 1158 SH DFND 0 0 1158 Clorox Co COM 189054109 4152 27338 SH DFND 0 23207 4131 Coca-Cola Co COM 191216100 15555 285719 SH DFND 0 107800 177919 Colgate Palmolive Co COM 194162103 7424 101000 SH DFND 0 35639 65361 Comcast Corp Cl A COM 20030n101 1920 42586 SH DFND 0 0 42586 Conagra Brands Inc COM 205887102 2249 73297 SH DFND 0 66148 7149 Conduent Inc COM 206787103 3 530 SH DFND 0 0 530 ConocoPhillips COM 20825c104 6340 111262 SH DFND 0 64552 46710 Corteva Inc COM 22052l104 716 25568 SH DFND 0 15623 9945 Costco Wholesale Corp COM 22160k105 4724 16396 SH DFND 0 0 16396 CVS Health Corp COM 126650100 1171 18563 SH DFND 0 0 18563 Deere & Co COM 244199105 19747 117067 SH DFND 0 56222 60845 Dell Technologies Inc Cl C COM 24703l202 6 119 SH DFND 0 0 119 Diageo PLC Sp ADR ADR 25243q205 121 742 SH DFND 0 0 742 Disney Walt Co Disney COM 254687106 3084 23662 SH DFND 0 0 23662 Docusign Inc COM 256163106 373 6029 SH DFND 0 0 6029 Dominion Energy Inc COM 25746u109 135 1669 SH DFND 0 0 1669 Douglas Emmett Inc RE 25960p109 451 10522 SH DFND 0 0 10522 Dow Inc COM 260557103 1014 21289 SH DFND 0 15423 5866 Duke Energy Corp COM 26441c204 22822 238078 SH DFND 0 103826 134252 Duke Realty Corp RE 264411505 3860 113616 SH DFND 0 98271 15345 DuPont de Nemours Inc COM 26614n102 1523 21357 SH DFND 0 15623 5734 Dxc Technology Co COM 23355l106 0 12 SH DFND 0 0 12 Elanco Animal Health Inc COM 28414h103 809 30428 SH DFND 0 4060 26368 Emerson Electric Co COM 291011104 15682 234544 SH DFND 0 101577 132967 Enbridge Inc COM 29250n105 22897 652714 SH DFND 0 412110 240604 Energy Transfer LP LTD 29273v100 6717 513518 SH DFND 0 366143 147375 Enlink Midstream LLC Unit Rep LTD 29336t100 41 4836 SH DFND 0 0 4836 Enterprise Prods Partners L P LTD 293792107 50234 1757658 SH DFND 0 1083543 674115 EOG Resources Inc COM 26875p101 437 5885 SH DFND 0 0 5885 Exelon Corp COM 30161n101 1113 23030 SH DFND 0 0 23030 Exxon Mobil Corp COM 30231g102 1913 27100 SH DFND 0 0 27100 Facebook Inc Cl A COM 30303m102 35841 201266 SH DFND 0 173550 27716 FedEx Corp COM 31428x106 452 3108 SH DFND 0 2103 1005 Fidelity Core Div ETF ETF 316092840 3675 121683 SH DFND 0 0 121683 Fifth Third Bancorp COM 316773100 520 18994 SH DFND 0 18994 0 FirstEnergy Corp COM 337932107 15593 323315 SH DFND 0 102246 221069 Fluor Corp COM 343412102 261 13618 SH DFND 0 0 13618 Fortis Inc COM 349553107 7103 167803 SH DFND 0 84937 82866 Franklin Street Properties Cor RE 35471r106 10 1128 SH DFND 0 1128 0 Freeport-McMoran Inc Cl B COM 35671d857 0 4 SH DFND 0 0 4 Frontier Communications Corp COM 35906a306 0 68 SH DFND 0 0 68 Gallagher Arthur J & Co COM 363576109 8111 90550 SH DFND 0 52347 38203 Gap Inc COM 364760108 14 799 SH DFND 0 0 799 Garrett Motion Inc COM 366505105 29 2925 SH DFND 0 1797 1128 Gartner Inc COM 366651107 51952 363326 SH DFND 0 229448 133878 General Electric Co COM 369604103 63 7098 SH DFND 0 0 7098 General Mills Inc COM 370334104 405 7353 SH DFND 0 0 7353 Genuine Parts Co COM 372460105 2005 20133 SH DFND 0 19076 1057 Goldman Sachs Group Inc COM 38141g104 2739 13217 SH DFND 0 7444 5773 Halliburton Co COM 406216101 0 14 SH DFND 0 0 14 Hasbro Inc COM 418056107 891 7510 SH DFND 0 7510 0 HCP Inc RE 40414l109 13427 376836 SH DFND 0 138737 238099 Hess Corp COM 42809h107 250 4129 SH DFND 0 0 4129 Hewlett Packard Enterprise Co COM 42824c109 2 152 SH DFND 0 0 152 Holly Energy Partners LP LTD 435763107 8091 320169 SH DFND 0 191400 128769 Home Depot Inc COM 437076102 1365 5884 SH DFND 0 2301 3583 Honeywell Intl Inc COM 438516106 9592 56691 SH DFND 0 22647 34044 Hp Inc COM 40434l105 3 158 SH DFND 0 0 158 IAC/InterActiveCorp COM 44919p508 5845 26814 SH DFND 0 0 26814 Independent Bank Corp MA COM 453836108 176 2360 SH DFND 0 0 2360 Intel Corp COM 458140100 1734 33656 SH DFND 0 15108 18548 International Paper Co COM 460146103 454 10853 SH DFND 0 0 10853 Intl Business Machines COM 459200101 191 1317 SH DFND 0 0 1317 Intuit COM 461202103 5133 19300 SH DFND 0 19300 0 iShares MSCI EAFE ETF ETF 464287465 13 203 SH DFND 0 0 203 iShares MSCI Jpn ETF ETF 46434g822 7 120 SH DFND 0 0 120 iShares N America Tech ETF ETF 464287549 319 1470 SH DFND 0 0 1470 iShares NASDAQ Biotec ETF ETF 464287556 117 1180 SH DFND 0 0 1180 iShares Rus Mid Cap ETF ETF 464287499 319 5706 SH DFND 0 0 5706 iShares Russell 2000 ETF ETF 464287655 224 1482 SH DFND 0 0 1482 Johnson & Johnson COM 478160104 11477 88711 SH DFND 0 29365 59346 Johnson Controls Intl PLC COM g51502105 2240 51046 SH DFND 0 27997 23049 JPMorgan Chase & Co COM 46625h100 15334 130287 SH DFND 0 54753 75534 Keurig Dr Pepper Inc COM 49271v100 10 361 SH DFND 0 0 361 KeyCorp COM 493267108 1614 90486 SH DFND 0 74131 16355 Kimberly Clark Corp COM 494368103 15719 110655 SH DFND 0 40832 69823 Kinder Morgan Inc COM 49456b101 11787 571890 SH DFND 0 211691 360199 KKR & Co Inc Cl A COM 48251w104 8026 298903 SH DFND 0 298903 0 Kraft Heinz Co COM 500754106 32 1136 SH DFND 0 0 1136 Lamb Weston Holdings Inc COM 513272104 1677 23060 SH DFND 0 22125 935 Lauder Estee Cos Inc Cl A COM 518439104 39 197 SH DFND 0 0 197 Lilly Eli & Co COM 532457108 34168 305532 SH DFND 0 51926 253606 Livanova PLC COM g5509l101 2778 37650 SH DFND 0 37650 0 Lockheed Martin Corp COM 539830109 1529 3921 SH DFND 0 0 3921 Lowes Cos Inc COM 548661107 2346 21338 SH DFND 0 0 21338 Lululemon Athletica Inc COM 550021109 96 500 SH DFND 0 0 500 Magellan Midstream Partners LP LTD 559080106 34536 521147 SH DFND 0 266652 254495 Magenta Therapeutics Inc COM 55910k108 287 28000 SH DFND 0 0 28000 Marathon Petroleum Corp COM 56585a102 261 4300 SH DFND 0 0 4300 Martin Midstream Partners LP LTD 573331105 186 41000 SH DFND 0 0 41000 Masco Corp COM 574599106 1822 43714 SH DFND 0 0 43714 McDonalds Corp COM 580135101 101 472 SH DFND 0 0 472 McKesson Corp COM 58155q103 11 83 SH DFND 0 0 83 Medtronic PLC COM g5960l103 410 3774 SH DFND 0 1025 2749 Merck & Co Inc COM 58933y105 12527 148817 SH DFND 0 38410 110407 Micro Focus International PLC ADR 594837403 0 17 SH DFND 0 0 17 Microsoft Corp COM 594918104 40988 294812 SH DFND 0 192294 102518 Mondelez Intl Inc Cl A COM 609207105 1490 26937 SH DFND 0 0 26937 Mongodb Inc Cl A COM 60937p106 12159 100925 SH DFND 0 46800 54125 Morgan Stanley COM 617446448 11247 263580 SH DFND 0 140083 123497 Mplx Lp LTD 55336v100 3430 122450 SH DFND 0 50344 72106 Myomo Inc COM 62857j102 29 47139 SH DFND 0 20000 27139 Nabors Industries Ltd COM g6359f103 9 4866 SH DFND 0 0 4866 NASDAQ Inc COM 631103108 2380 23953 SH DFND 0 0 23953 Netflix Inc COM 64110l106 10250 38300 SH DFND 0 15500 22800 Nextera Energy Inc COM 65339f101 44228 189828 SH DFND 0 86511 103317 NiSource Inc COM 65473p105 2238 74806 SH DFND 0 54039 20767 Nordstrom Inc COM 655664100 6 186 SH DFND 0 0 186 Norfolk Southern Corp COM 655844108 622 3461 SH DFND 0 0 3461 Nutrien Ltd COM 67077m108 8664 173696 SH DFND 0 89782 83914 Nvent Electric PLC COM g6700g107 0 1 SH DFND 0 0 1 NVIDIA Corp COM 67066g104 74 425 SH DFND 0 0 425 Occidental Petroleum Corp COM 674599105 77 1730 SH DFND 0 0 1730 Okta Inc Cl A COM 679295105 5721 58100 SH DFND 0 30800 27300 Olin Corp COM 680665205 61 3261 SH DFND 0 0 3261 Oneok Inc COM 682680103 12411 168416 SH DFND 0 120251 48165 Oracle Corp COM 68389x105 1367 24835 SH DFND 0 0 24835 Palo Alto Networks Inc COM 697435105 61 300 SH DFND 0 0 300 Paychex Inc COM 704326107 4408 53260 SH DFND 0 40058 13202 Paypal Holdings Inc COM 70450y103 35148 339295 SH DFND 0 197900 141395 Pentair PLC COM g7s00t104 30 806 SH DFND 0 0 806 Penumbra Inc COM 70975l107 94 700 SH DFND 0 0 700 PepsiCo Inc COM 713448108 4091 29843 SH DFND 0 0 29843 Perspecta Inc COM 715347100 0 6 SH DFND 0 0 6 Pfizer Inc COM 717081103 3013 83844 SH DFND 0 11771 72073 Philip Morris Intl Inc COM 718172109 2629 34630 SH DFND 0 23264 11366 Phillips 66 COM 718546104 7850 76664 SH DFND 0 55991 20673 Plains All American Pipeline L LTD 726503105 9496 457638 SH DFND 0 336016 121622 Plexus Corp COM 729132100 15 240 SH DFND 0 0 240 PNC Financial Services Group I COM 693475105 21 149 SH DFND 0 0 149 PPL Corp COM 69351t106 19095 606393 SH DFND 0 284877 321516 Procter And Gamble Co COM 742718109 5251 42217 SH DFND 0 21010 21207 Public Service Enterprise Grou COM 744573106 21325 343503 SH DFND 0 172019 171484 Qualcomm Inc COM 747525103 97 1270 SH DFND 0 0 1270 Rayonier Inc RE 754907103 5800 205671 SH DFND 0 117626 88045 Resideo Technologies Inc COM 76118y104 21 1453 SH DFND 0 0 1453 Rio Tinto PLC Sp ADR ADR 767204100 524 10050 SH DFND 0 9797 253 Rogers Communications Inc Cl B COM 775109200 11538 236772 SH DFND 0 94677 142095 Rollins Inc COM 775711104 993 29145 SH DFND 0 0 29145 Royal Dutch Shell PLC Sp ADR A ADR 780259206 11391 193556 SH DFND 0 119815 73741 Schlumberger Ltd COM 806857108 137 4007 SH DFND 0 0 4007 Select Sector SPDR Consumer St ETF 81369y308 64 1035 SH DFND 0 0 1035 Select Sector SPDR Energy ETF 81369y506 75 1272 SH DFND 0 0 1272 Select Sector SPDR Financial ETF 81369y605 129 4614 SH DFND 0 0 4614 Select Sector SPDR Healthcare ETF 81369y209 210 2332 SH DFND 0 0 2332 Select Sector SPDR Industrials ETF 81369y704 73 935 SH DFND 0 0 935 Select Sector SPDR Materials ETF 81369y100 74 1273 SH DFND 0 0 1273 Select Sector SPDR Tr Real Est COM 81369y860 26 671 SH DFND 0 0 671 Select Sector SPDR Utilities ETF 81369y886 180 2773 SH DFND 0 0 2773 Shockwave Med Inc COM 82489t104 6 200 SH DFND 0 0 200 Shopify Inc Cl A COM 82509l107 8150 26150 SH DFND 0 13700 12450 Southern Co COM 842587107 22935 371293 SH DFND 0 187186 184107 Southern Copper Corp COM 84265v105 21875 640940 SH DFND 0 356060 284880 SPDR S&P 500 ETF Tr ETF 78462f103 237 800 SH DFND 0 0 800 SPDR S&P Mid Cap 400 ETF Tr ETF 78467y107 28 80 SH DFND 0 0 80 SPDR S&P Regl Banking ETF 78464a698 49 936 SH DFND 0 0 936 Staar Surgical Co COM 852312305 464 18000 SH DFND 0 0 18000 Stag Industrial Inc RE 85254j102 327 11088 SH DFND 0 0 11088 Stanley Black & Decker Inc COM 854502101 65 449 SH DFND 0 0 449 Stryker Corp COM 863667101 184 853 SH DFND 0 0 853 Targa Res Corp COM 87612g101 108 2691 SH DFND 0 0 2691 TC Energy Corp COM 87807b107 6496 125425 SH DFND 0 73683 51742 TC Pipelines LP LTD 87233q108 212 5220 SH DFND 0 0 5220 Thermo Fisher Scientific Inc COM 883556102 59 204 SH DFND 0 0 204 Topbuild Corp COM 89055f103 441 4570 SH DFND 0 0 4570 Twilio Inc Cl A COM 90138f102 5075 46150 SH DFND 0 23800 22350 Unilever NV NY ADR 904784709 5540 92286 SH DFND 0 11814 80472 Unilever PLC Sp ADR ADR 904767704 5506 91608 SH DFND 0 63400 28208 Union Pacific Corp COM 907818108 3049 18822 SH DFND 0 0 18822 United Parcel Service Inc Cl B COM 911312106 635 5298 SH DFND 0 2410 2888 United Technologies Corp COM 913017109 2800 20512 SH DFND 0 0 20512 Uniti Group Inc RE 91325v108 16 2112 SH DFND 0 0 2112 US Bancorp Del COM 902973304 17465 315592 SH DFND 0 137558 178034 Valero Energy Corp COM 91913y100 5889 69091 SH DFND 0 50441 18650 Valvoline Inc COM 92047w101 58 2651 SH DFND 0 0 2651 Vaneck Vectors ETF Tr Oil Serv ETF 92189f718 8 669 SH DFND 0 0 669 Vanguard Tax Mgd FTSE Dev Mkt ETF 921943858 61 1495 SH DFND 0 0 1495 Veeva Systems Inc Cl A COM 922475108 61 400 SH DFND 0 0 400 Verizon Communications Inc COM 92343v104 38743 641866 SH DFND 0 324047 317819 Versum Materials Inc COM 92532w103 55 1039 SH DFND 0 0 1039 Wabtec Corp COM 929740108 3 37 SH DFND 0 0 37 Walgreens Boots Alliance Inc COM 931427108 255 4613 SH DFND 0 0 4613 Wal-Mart Stores Inc COM 931142103 9779 82396 SH DFND 0 26008 56388 Waste Management Inc COM 94106l109 31 271 SH DFND 0 0 271 Wells Fargo & Co COM 949746101 1766 35017 SH DFND 0 18381 16636 Welltower Inc RE 95040q104 4358 48077 SH DFND 0 43804 4273 Westpac Banking Corp Sp ADR ADR 961214301 729 36491 SH DFND 0 32500 3991 Weyerhaeuser Co RE 962166104 8506 307061 SH DFND 0 186592 120469 Whirlpool Corp COM 963320106 369 2330 SH DFND 0 2330 0 Xerox Holdings Corp Com New COM 98421m106 22 729 SH DFND 0 0 729 Xilinx Inc COM 983919101 3561 37133 SH DFND 0 37133 0 Zimmer Biomet Holdings Inc COM 98956p102 7 49 SH DFND 0 0 49