0001140361-17-028215.txt : 20170720
0001140361-17-028215.hdr.sgml : 20170720
20170719174344
ACCESSION NUMBER: 0001140361-17-028215
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170630
FILED AS OF DATE: 20170720
DATE AS OF CHANGE: 20170719
EFFECTIVENESS DATE: 20170720
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Bollard Group LLC
CENTRAL INDEX KEY: 0001556218
IRS NUMBER: 043450484
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15049
FILM NUMBER: 17973003
BUSINESS ADDRESS:
STREET 1: ONE JOY STREET
CITY: BOSTON
STATE: MA
ZIP: 02108
BUSINESS PHONE: 617-720-5800
MAIL ADDRESS:
STREET 1: ONE JOY STREET
CITY: BOSTON
STATE: MA
ZIP: 02108
13F-HR
1
primary_doc.xml
13F-HR
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false
true
false
0001556218
XXXXXXXX
06-30-2017
06-30-2017
Bollard Group LLC
ONE JOY STREET
BOSTON
MA
02108
13F HOLDINGS REPORT
028-15049
N
Anastasios Parafestas
Managing Member and Chief Executive Officer
617-720-5800
/s/ Anastasios Parafestas
Boston
MA
07-19-2017
1
273
1851559
false
1
0001556198
028-15050
Parafestas Anastasios
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717081103
2540
75604
SH
DFND
0
75604
0
Philip Morris Intl Inc
COM
718172109
9746
82976
SH
DFND
0
82976
0
Phillips 66
COM
718546104
3328
40244
SH
DFND
0
40244
0
Plains All American Pipeline L
LTD
726503105
8754
333220
SH
DFND
0
333220
0
Plexus Corp
COM
729132100
13
240
SH
DFND
0
240
0
PNC Financial Services Group I
COM
693475105
18
145
SH
DFND
0
145
0
Potash Corp Saskatchewan Inc
COM
73755l107
4380
268708
SH
DFND
0
268708
0
PPL Corp
COM
69351t106
13213
341783
SH
DFND
0
341783
0
Priceline Group Inc
COM
741503403
234
125
SH
DFND
0
125
0
Procter And Gamble Co
COM
742718109
2410
27656
SH
DFND
0
27656
0
ProShares Short S&P 500 Ne
ETF
74347b425
7642
228116
SH
DFND
0
228116
0
ProShares UltraShort S&P 500
ETF
74347b300
2855
225143
SH
DFND
0
225143
0
Public Service Enterprise Grou
COM
744573106
8470
196924
SH
DFND
0
196924
0
Qualcomm Inc
COM
747525103
64
1165
SH
DFND
0
1165
0
Quality Care Properties Inc
RE
747545101
128
7010
SH
DFND
0
7010
0
Rayonier Advanced Materials In
COM
75508b104
0
1
SH
DFND
0
1
0
Rayonier Inc
RE
754907103
2582
89745
SH
DFND
0
89745
0
Reynolds American Inc
COM
761713106
16153
248360
SH
DFND
0
248360
0
Rio Tinto PLC Sp ADR
ADR
767204100
304
7196
SH
DFND
0
7196
0
Rogers Communications Inc Cl B
COM
775109200
2108
44642
SH
DFND
0
44642
0
Rollins Inc
COM
775711104
769
18897
SH
DFND
0
18897
0
Royal Dutch Shell PLC Sp ADR A
ADR
780259206
4975
93534
SH
DFND
0
93534
0
Royal Dutch Shell PLC Sp ADR B
ADR
780259107
1132
20789
SH
DFND
0
20789
0
Schlumberger Ltd
COM
806857108
1063
16139
SH
DFND
0
16139
0
Select Sector SPDR Consumer St
ETF
81369y308
53
972
SH
DFND
0
972
0
Select Sector SPDR Energy
ETF
81369y506
733
11295
SH
DFND
0
11295
0
Select Sector SPDR Financial
ETF
81369y605
109
4421
SH
DFND
0
4421
0
Select Sector SPDR Healthcare
ETF
81369y209
178
2251
SH
DFND
0
2251
0
Select Sector SPDR Industrials
ETF
81369y704
61
894
SH
DFND
0
894
0
Select Sector SPDR Materials
ETF
81369y100
65
1216
SH
DFND
0
1216
0
Select Sector SPDR Tr Real Est
COM
81369y860
20
622
SH
DFND
0
622
0
Select Sector SPDR Utilities
ETF
81369y886
134
2573
SH
DFND
0
2573
0
Senior Housing Properties Trus
RE
81721m109
1
26
SH
DFND
0
26
0
Smith & Nephew PLC Sp ADR
ADR
83175m205
2092
60025
SH
DFND
0
60025
0
Snap Inc Cl A
COM
83304a106
36
2000
SH
DFND
0
2000
0
Soleno Therapeutics Inc
COM
834203101
96
192217
SH
DFND
0
192217
0
Soleno Therapeutics Inc Wt S E
W
834203119
2
10985
SH
DFND
0
10985
0
Southern Co
COM
842587107
8873
185319
SH
DFND
0
185319
0
Southern Copper Corp
COM
84265v105
11614
335370
SH
DFND
0
335370
0
SPDR S&P 500 ETF Tr
ETF
78462f103
193
800
SH
DFND
0
800
0
SPDR S&P Mid Cap 400 ETF Tr
ETF
78467y107
25
80
SH
DFND
0
80
0
SPDR S&P Regl Banking
ETF
78464a698
49
895
SH
DFND
0
895
0
Spectra Energy Partners LP
LTD
84756n109
5924
138086
SH
DFND
0
138086
0
Spectranetics Corp
COM
84760c107
192
5000
SH
DFND
0
5000
0
Staar Surgical Co
COM
852312305
194
18000
SH
DFND
0
18000
0
Stag Industrial Inc
RE
85254j102
306
11088
SH
DFND
0
11088
0
Stanley Black & Decker Inc
COM
854502101
5721
40651
SH
DFND
0
40651
0
Stryker Corp
COM
863667101
115
832
SH
DFND
0
832
0
Targa Resources Corp
COM
87612g101
114
2526
SH
DFND
0
2526
0
TC Pipelines LP
LTD
87233q108
11764
213885
SH
DFND
0
213885
0
Teekay LNG Partners LP
LTD
y8564m105
40
2636
SH
DFND
0
2636
0
Telefonica SA Sp ADR
ADR
879382208
11
1098
SH
DFND
0
1098
0
Tesoro Corp
COM
881609101
111
1189
SH
DFND
0
1189
0
Thermo Fisher Scientific Inc
COM
883556102
35
202
SH
DFND
0
202
0
Topbuild Corp
COM
89055f103
243
4570
SH
DFND
0
4570
0
TransCanada Corp
COM
89353d107
5151
108054
SH
DFND
0
108054
0
Unilever NV NY
ADR
904784709
193
3485
SH
DFND
0
3485
0
Unilever PLC Sp ADR
ADR
904767704
2311
42708
SH
DFND
0
42708
0
Union Pacific Corp
COM
907818108
1953
17931
SH
DFND
0
17931
0
United Parcel Service Inc Cl B
COM
911312106
248
2239
SH
DFND
0
2239
0
United States Natl Gas Fund LP
ETF
912318201
2032
299650
SH
DFND
0
299650
0
United States Oil Fund LP
ETF
91232n108
6363
669750
SH
DFND
0
669750
0
United Technologies Corp
COM
913017109
2386
19536
SH
DFND
0
19536
0
Uniti Group Inc
RE
91325v108
252
10011
SH
DFND
0
10011
0
US Bancorp Del
COM
902973304
8684
167256
SH
DFND
0
167256
0
Valero Energy Corp
COM
91913y100
5476
81179
SH
DFND
0
81179
0
Valvoline Inc
COM
92047w101
61
2556
SH
DFND
0
2556
0
Vaneck Vectors ETF Tr Oil Serv
ETF
92189f718
16
637
SH
DFND
0
637
0
Vanguard Tax Mgd FTSE Dev Mkt
ETF
921943858
58
1400
SH
DFND
0
1400
0
Verizon Communications Inc
COM
92343v104
20083
449682
SH
DFND
0
449682
0
Versum Materials Inc
COM
92532w103
34
1039
SH
DFND
0
1039
0
Vodafone Group PLC Sp ADR
ADR
92857w308
40
1376
SH
DFND
0
1376
0
Walgreens Boots Alliance Inc
COM
931427108
5683
72566
SH
DFND
0
72566
0
Wal-Mart Stores Inc
COM
931142103
1622
21439
SH
DFND
0
21439
0
Waste Management Inc
COM
94106l109
19
259
SH
DFND
0
259
0
Wells Fargo & Co
COM
949746101
2024
36522
SH
DFND
0
36522
0
Welltower Inc
RE
95040q104
3236
43236
SH
DFND
0
43236
0
Western Digital Corp
COM
958102105
18
200
SH
DFND
0
200
0
Westpac Banking Corp Sp ADR
ADR
961214301
2241
95765
SH
DFND
0
95765
0
Weyerhaeuser Co
RE
962166104
10479
312802
SH
DFND
0
312802
0
Whirlpool Corp
COM
963320106
416
2170
SH
DFND
0
2170
0
Williams Cos Inc
COM
969457100
11
353
SH
DFND
0
353
0
Windstream Holdings Inc
COM
97382a200
32
8310
SH
DFND
0
8310
0
Xerox Corp
COM
984121608
19
676
SH
DFND
0
676
0
Zimmer Biomet Holdings Inc
COM
98956p102
6
49
SH
DFND
0
49
0