0001555730-16-000004.txt : 20160421 0001555730-16-000004.hdr.sgml : 20160421 20160421110755 ACCESSION NUMBER: 0001555730-16-000004 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20160421 DATE AS OF CHANGE: 20160421 EFFECTIVENESS DATE: 20160421 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Axe-Houghton Associate Investment Fund CENTRAL INDEX KEY: 0001555730 IRS NUMBER: 455500981 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-182766 FILM NUMBER: 161583247 BUSINESS ADDRESS: STREET 1: ONE BRIDGE PLAZA STREET 2: SUITE 695 CITY: FORT LEE STATE: NJ ZIP: 07024 BUSINESS PHONE: (201) 585-7733 MAIL ADDRESS: STREET 1: ONE BRIDGE PLAZA STREET 2: SUITE 695 CITY: FORT LEE STATE: NJ ZIP: 07024 FORMER COMPANY: FORMER CONFORMED NAME: Axe-Haughton Associate Investment Fund DATE OF NAME CHANGE: 20150415 FORMER COMPANY: FORMER CONFORMED NAME: PALISADE ASSOCIATE INVESTMENT FUND, LLC DATE OF NAME CHANGE: 20120808 D/A 1 primary_doc.xml X0707 D/A LIVE 0001555730 Axe-Houghton Associate Investment Fund One Bridge Plaza, Suite 695 Fort Lee NJ NEW JERSEY 07024 201-585-7733 DELAWARE Axe-Haughton Associate Investment Fund PALISADE ASSOCIATE INVESTMENT FUND, LLC Limited Liability Company true 2012 n/a Palisade Capital Management, L.L.C. One Bridge Plaza, Suite 695 Fort Lee NJ NEW JERSEY 07024 Promoter Investment Manager and Managing Member Dennison T. Veru Palisade Capital Management, L.L.C. One Bridge Plaza, Suite 695 Fort Lee NJ NEW JERSEY 07024 Executive Officer Jeffrey D. Serkes Palisade Capital Management, L.L.C. One Bridge Plaza, Suite 695 Fort Lee NJ NEW JERSEY 07024 Executive Officer Bradley R. Goldman Palisade Capital Management, L.L.C. One Bridge Plaza, Suite 695 Fort Lee NJ NEW JERSEY 07024 Executive Officer Martin L. Berman Palisade Capital Management, L.L.C. One Bridge Plaza, Suite 695 Fort Lee NJ NEW JERSEY 07024 Executive Officer Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.1 true 0001555730-15-000003 2012-08-01 true true false 5000 Indefinite 2500000 Indefinite true 1 14 0 0 0 false Axe-Houghton Associate Investment Fund Bradley R. Goldman Bradley R. Goldman General Counsel and CCO of the Managing Member 2016-04-21