0000315189-18-000025.txt : 20181129 0000315189-18-000025.hdr.sgml : 20181129 20181129121024 ACCESSION NUMBER: 0000315189-18-000025 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181129 FILED AS OF DATE: 20181129 DATE AS OF CHANGE: 20181129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kalathur Rajesh CENTRAL INDEX KEY: 0001555586 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04121 FILM NUMBER: 181207541 MAIL ADDRESS: STREET 1: DEERE & COMPANY STREET 2: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEERE & CO CENTRAL INDEX KEY: 0000315189 STANDARD INDUSTRIAL CLASSIFICATION: FARM MACHINERY & EQUIPMENT [3523] IRS NUMBER: 362382580 STATE OF INCORPORATION: DE FISCAL YEAR END: 1028 BUSINESS ADDRESS: STREET 1: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265-8098 BUSINESS PHONE: (309) 765-8000 MAIL ADDRESS: STREET 1: ONE JOHN DEERE PLACE CITY: MOLINE STATE: IL ZIP: 61265-8098 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2018-11-29 0 0000315189 DEERE & CO DE 0001555586 Kalathur Rajesh DEERE & COMPANY ONE JOHN DEERE PLACE MOLINE IL 61265 0 1 0 0 Senior V.P., CFO & CIO $1 Par Common Stock 2018-11-29 4 M 0 6087 39.665 A 42244 D $1 Par Common Stock 2018-11-29 4 S 0 6087 151.0846 D 36157 D $1 Par Common Stock 2018-11-29 4 M 0 5046 39.665 A 41203 D $1 Par Common Stock 2018-11-29 4 S 0 5046 151.9442 D 36157 D Market Priced Options 39.665 2018-11-29 4 M 0 11133 0 D 2018-12-17 Common Stock 11133 0 D Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10b5-1 stock option exercise plan adopted on December 1, 2017. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $150.57 to $151.55, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $151.61 to $152.45, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Includes 12,017 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. The options became exercisable in three approximately equal installments on December 17, 2009, 2010, and 2011. /s/ Paul Wilczynski, Assistant Secretary, Deere & Company, Under Power of Attorney 2018-11-29