0001606587-21-000609.txt : 20210506
0001606587-21-000609.hdr.sgml : 20210506
20210506154728
ACCESSION NUMBER: 0001606587-21-000609
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210331
FILED AS OF DATE: 20210506
DATE AS OF CHANGE: 20210506
EFFECTIVENESS DATE: 20210506
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Baltimore-Washington Financial Advisors, Inc.
CENTRAL INDEX KEY: 0001555486
IRS NUMBER: 521677425
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15682
FILM NUMBER: 21897483
BUSINESS ADDRESS:
STREET 1: 5950 SYMPHONY WOODS ROAD
STREET 2: SUITE 600
CITY: COLUMBIA
STATE: MD
ZIP: 21044
BUSINESS PHONE: 410-461-3900
MAIL ADDRESS:
STREET 1: 5950 SYMPHONY WOODS ROAD
STREET 2: SUITE 600
CITY: COLUMBIA
STATE: MD
ZIP: 21044
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001555486
XXXXXXXX
03-31-2021
03-31-2021
false
Baltimore-Washington Financial Advisors, Inc.
5950 Symphony Woods Road
Suite 600
Columbia
MD
21044
13F HOLDINGS REPORT
028-15682
N
Robert Carpenter
Chief Compliance Officer
410-461-3900
Robert Carpenter
Columbia
MD
05-03-2021
0
122
981677
false
INFORMATION TABLE
2
form13InfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
3M COMPANY COM
COM
88579Y101
470
2441
SH
SOLE
NONE
2375
0
66
ADOBE INC COM
COM
00724F101
11918
25071
SH
SOLE
NONE
25001
0
70
ALIBABA GROUP HOLDING LTD ADR SPONSORED
SPONSORED ADS
01609W102
16723
73759
SH
SOLE
NONE
73634
0
125
ALPHABET INC COM CL A
CAP STK CL A
02079K305
7583
3676
SH
SOLE
NONE
3628
0
48
ALPHABET INC COM CL C
CAP STK CL C
02079K107
20008
9672
SH
SOLE
NONE
9642
0
30
AMAZON COM INC COM
COM
023135106
23700
7660
SH
SOLE
NONE
7617
0
43
AMERICAN EXPRESS CO COM
COM
025816109
265
1877
SH
SOLE
NONE
1877
0
0
AMN HEALTHCARE SERVICES INC COM
COM
001744101
5302
71942
SH
SOLE
NONE
71662
0
280
APPLE INC COM
COM
037833100
29038
237724
SH
SOLE
NONE
233891
0
3833
ARES CAPITAL CORP COM
COM
04010L103
225
12073
SH
SOLE
NONE
9402
0
2671
ARISTA NETWORKS INC COM
COM
040413106
5967
19767
SH
SOLE
NONE
19767
0
0
AT&T INC COM
COM
00206R102
306
10141
SH
SOLE
NONE
10141
0
0
BERKSHIRE HATHAWAY INC COM CL B
CL B NEW
084670702
689
2697
SH
SOLE
NONE
2220
0
477
BLACKROCK INC COM
COM
09247X101
10712
14208
SH
SOLE
NONE
14138
0
70
BLACKSTONE GROUP INC COM
COM
09260D107
18348
246186
SH
SOLE
NONE
246186
0
0
BOEING CO COM
COM
097023105
414
1627
SH
SOLE
NONE
1627
0
0
BOOKING HOLDINGS INC COM
COM
09857L108
10878
4669
SH
SOLE
NONE
4659
0
10
BOSTON BEER CO INC COM CL A
CL A
100557107
229
190
SH
SOLE
NONE
190
0
0
BRISTOL-MYERS SQUIBB CO COM
COM
110122108
440
6976
SH
SOLE
NONE
6976
0
0
BUTTERFLY NETWORK INC COM
COM CL A
124155102
2731
162322
SH
SOLE
NONE
162322
0
0
CHEWY INC COM CL A
CL A
16679L109
7684
90717
SH
SOLE
NONE
90717
0
0
CHIPOTLE MEXICAN GRILL COM
COM
169656105
10144
7140
SH
SOLE
NONE
7140
0
0
COCA-COLA CO COM
COM
191216100
273
5181
SH
SOLE
NONE
4676
0
505
COPART INC COM
COM
217204106
5471
50376
SH
SOLE
NONE
50376
0
0
COSTCO WHOLESALE CORP COM
COM
22160K105
9799
27802
SH
SOLE
NONE
27762
0
40
CSX CORP COM
COM
126408103
1292
13403
SH
SOLE
NONE
13403
0
0
DOMINION ENERGY INC COM
COM
25746U109
282
3719
SH
SOLE
NONE
3719
0
0
EXELON CORP COM
COM
30161N101
310
7110
SH
SOLE
NONE
7110
0
0
EXXON MOBIL CORPORATION COM
COM
30231G102
775
13890
SH
SOLE
NONE
13651
0
238
FACEBOOK INC COM CL A
CL A
30303M102
17345
58893
SH
SOLE
NONE
58663
0
230
GLOBAL X FDS FINTECH ETF
FINTECH ETF
37954Y814
13945
316010
SH
SOLE
NONE
315210
0
800
HANNON ARMSTRONG SUSTAINABLE I COM USD0.01
COM
41068X100
13056
232727
SH
SOLE
NONE
231727
0
1000
HOME DEPOT INC COM
COM
437076102
13548
44383
SH
SOLE
NONE
44283
0
100
INMODE LTD COM
SHS
M5425M103
10397
143668
SH
SOLE
NONE
143568
0
100
INTERCONTINENTAL EXCHANGE INC COM
COM
45866F104
15012
134423
SH
SOLE
NONE
133936
0
487
INVESCO EXCHANGE TRADED FD TR S&P500 EQL TEC ETF
S&P500 EQL TEC
46137V282
17717
65657
SH
SOLE
NONE
65187
0
470
INVESCO EXCHANGE TRADED FD TR S&P500 EQL WGT ETF
S&P500 EQL WGT
46137V357
13471
95095
SH
SOLE
NONE
94419
0
676
INVESCO QQQ TRUST UNIT SER 1 ETF
UNIT SER 1
46090E103
40698
127528
SH
SOLE
NONE
126953
0
575
ISHARES TRUST BROAD USD HIGH ETF
BROAD USD HIGH
46435U853
2695
65438
SH
SOLE
NONE
64438
0
1000
ISHARES TRUST CORE MSCI EAFE ETF
CORE MSCI EAFE
46432F842
324
4497
SH
SOLE
NONE
4497
0
0
ISHARES TRUST CORE S&P SCP ETF
CORE S&P SCP ETF
464287804
5669
52238
SH
SOLE
NONE
52238
0
0
ISHARES TRUST CORE S&P500 ETF
CORE S&P500 ETF
464287200
6239
15683
SH
SOLE
NONE
15683
0
0
ISHARES TRUST CORE US AGGBD ET ETF
CORE US AGGBD ET
464287226
241
2124
SH
SOLE
NONE
2124
0
0
ISHARES TRUST NASDAQ BIOTECH ETF
NASDAQ BIOTECH
464287556
10493
69697
SH
SOLE
NONE
69337
0
360
ISHARES TRUST PFD AND INCM SEC ETF
PFD AND INCM SEC
464288687
10821
281803
SH
SOLE
NONE
279926
0
1876
ISHARES TRUST RUS 1000 GRW ETF
RUS 1000 GRW ETF
464287614
374
1540
SH
SOLE
NONE
1540
0
0
ISHARES TRUST RUS MDCP VAL ETF
RUS MDCP VAL ETF
464287473
2104
19257
SH
SOLE
NONE
18857
0
400
ISHARES TRUST RUS MID CAP ETF
RUS MID CAP ETF
464287499
10699
144723
SH
SOLE
NONE
144723
0
0
ISHARES TRUST S&P SML 600 GWT ETF
S&P SML 600 GWT
464287887
13111
102247
SH
SOLE
NONE
101777
0
470
ISHARES TRUST U.S. FIN SVC ETF
U.S. FIN SVC ETF
464287770
8539
49857
SH
SOLE
NONE
49857
0
0
ISHARES TRUST U.S. MED DVC ETF
U.S. MED DVC ETF
464288810
15346
46453
SH
SOLE
NONE
46353
0
100
JOHNSON & JOHNSON COM
COM
478160104
12036
73239
SH
SOLE
NONE
72705
0
534
JP MORGAN CHASE & CO COM
COM
46625H100
15695
103104
SH
SOLE
NONE
103104
0
0
LABORATORY CORP AMER HLDGS COM
COM NEW
50540R409
17635
69152
SH
SOLE
NONE
68777
0
375
MARRIOTT INTERNATIONAL INC COM CL A
CL A
571903202
6729
45432
SH
SOLE
NONE
45229
0
203
MCCORMICK & COMPANY INC COM
COM NON VTG
579780206
10583
118699
SH
SOLE
NONE
118699
0
0
MEDTRONIC PLC COM
SHS
G5960L103
205
1743
SH
SOLE
NONE
1743
0
0
MERCK & CO INC COM
COM
58933Y105
223
2900
SH
SOLE
NONE
2900
0
0
MICROSOFT CORP COM
COM
594918104
31534
133752
SH
SOLE
NONE
133235
0
517
NETFLIX INC COM
COM
64110L106
311
598
SH
SOLE
NONE
598
0
0
NIKE INC COM CL B
CL B
654106103
8314
62567
SH
SOLE
NONE
62202
0
365
NUVEEN ESG NUVEEN ESG LRG CAP GRWTH ETF
NUVEEN ESG LRGCP
67092P201
866
14941
SH
SOLE
NONE
14941
0
0
NVIDIA CORP COM
COM
67066G104
11820
22139
SH
SOLE
NONE
22139
0
0
PAYPAL HOLDINGS INC COM
COM
70450Y103
19534
80442
SH
SOLE
NONE
80272
0
170
PEPSICO INC COM
COM
713448108
223
1577
SH
SOLE
NONE
1146
0
430
PETIQ INC COM CL A
COM CL A
71639T106
3842
108972
SH
SOLE
NONE
108972
0
0
PINTEREST INC COM CL A
CL A
72352L106
10343
139718
SH
SOLE
NONE
138493
0
1225
PROCTER & GAMBLE CO COM
COM
742718109
270
1995
SH
SOLE
NONE
1881
0
114
ROCKET COMPANIES INC COM CL A
COM CL A
77311W101
6627
287025
SH
SOLE
NONE
286275
0
750
ROYAL CARIBBEAN GROUP COM
COM
V7780T103
6195
72367
SH
SOLE
NONE
72048
0
318
SALESFORCE.COM INC COM
COM
79466L302
7682
36261
SH
SOLE
NONE
36211
0
50
SCHWAB (CHARLES) CORP COM
COM
808513105
8081
123985
SH
SOLE
NONE
123682
0
302
SELECT SECTOR SPDR TRUST SBI HEALTHCARE ETF
SBI HEALTHCARE
81369Y209
16937
145085
SH
SOLE
NONE
145085
0
0
SPDR INDEX SHARES FUNDS PORTFOLIO DEVLPD ETF
PORTFOLIO DEVLPD
78463X889
4150
117385
SH
SOLE
NONE
117385
0
0
SPDR INDEX SHARES FUNDS PORTFOLIO EMG MK ETF
PORTFOLIO EMG MK
78463X509
2621
59889
SH
SOLE
NONE
59889
0
0
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP ETF
UTSER1 S&PDCRP
78467Y107
5153
10824
SH
SOLE
NONE
10824
0
0
SPDR S&P500 ETF TRUST TR UNIT ETF
TR UNIT
78462F103
16113
40657
SH
SOLE
NONE
40467
0
190
SPDR SERIES TRUST NYSE TECH ETF
NYSE TECH ETF
78464A102
333
2304
SH
SOLE
NONE
2304
0
0
SPDR SERIES TRUST PORTFOLIO AGRGTE ETF
PORTFOLIO AGRGTE
78464A649
6039
203704
SH
SOLE
NONE
203704
0
0
SPDR SERIES TRUST PORTFOLIO S&P 400 MID CAP ETF
PORTFOLIO S&P400
78464A847
1464
32003
SH
SOLE
NONE
32003
0
0
SPDR SERIES TRUST PORTFOLIO S&P 500 ETF
PORTFOLIO S&P500
78464A854
10420
223574
SH
SOLE
NONE
223574
0
0
SPDR SERIES TRUST PORTFOLIO S&P 600 SM CAP ETF
PORTFOLIO S&P600
78468R853
2773
65602
SH
SOLE
NONE
65602
0
0
SPDR SERIES TRUST PORTFOLIO SHORT ETF
PORTFOLIO SHORT
78464A474
5779
184574
SH
SOLE
NONE
184574
0
0
SPDR SERIES TRUST PRTFLO S&P500 GW ETF
PRTFLO S&P500 GW
78464A409
4176
74043
SH
SOLE
NONE
74043
0
0
SPDR SERIES TRUST PRTFLO S&P500 VL ETF
PRTFLO S&P500 VL
78464A508
2745
72447
SH
SOLE
NONE
72447
0
0
SPDR SERIES TRUST S&P 400 MDCP GRW ETF
S&P 400 MDCP GRW
78464A821
243
3244
SH
SOLE
NONE
3244
0
0
SPDR SERIES TRUST S&P 400 MDCP VAL ETF
S&P 400 MDCP VAL
78464A839
296
4525
SH
SOLE
NONE
4525
0
0
SPDR SERIES TRUST S&P 500 ESG ETF
S&P 500 ESG ETF
78468R531
788
21333
SH
SOLE
NONE
21333
0
0
SPDR SERIES TRUST S&P 600 SMCP GRW ETF
S&P 600 SMCP GRW
78464A201
812
9470
SH
SOLE
NONE
9470
0
0
SPDR SERIES TRUST S&P 600 SMCP VAL ETF
S&P 600 SMCP VAL
78464A300
445
5428
SH
SOLE
NONE
4928
0
500
SPDR SERIES TRUST S&P DIVID ETF
S&P DIVID ETF
78464A763
5372
45518
SH
SOLE
NONE
45518
0
0
SPDR SERIES TRUST S&P INS ETF
S&P INS ETF
78464A789
255
6966
SH
SOLE
NONE
6966
0
0
SPDR SERIES TRUST S&P1500MOMTILT ETF
S&P1500MOMTILT
78468R705
961
5783
SH
SOLE
NONE
5783
0
0
SPDR SERIES TRUST SSGA US LRG ETF
SSGA US LRG ETF
78468R804
7995
63794
SH
SOLE
NONE
63794
0
0
SPDR SERIES TRUST WELLS FG PFD ETF
WELLS FG PFD ETF
78464A292
1169
26917
SH
SOLE
NONE
26617
0
300
SPOTIFY TECHNOLOGY S.A. COM
SHS
L8681T102
7507
28016
SH
SOLE
NONE
27916
0
100
SS&C TECHNOLOGIES HOLDINGS INC COM
COM
78467J100
305
4366
SH
SOLE
NONE
4366
0
0
STARBUCKS CORP COM
COM
855244109
9777
89478
SH
SOLE
NONE
88993
0
485
STRYKER CORP COM
COM
863667101
17522
71935
SH
SOLE
NONE
71570
0
365
TAIWAN SEMICONDUCTOR MANUFACTU ADR SPONSORED
SPONSORED ADS
874039100
5642
47704
SH
SOLE
NONE
47704
0
0
TESLA INC COM
COM
88160R101
1311
1963
SH
SOLE
NONE
1963
0
0
TEXAS INSTRUMENTS INC COM
COM
882508104
23746
125651
SH
SOLE
NONE
125509
0
141
UNITEDHEALTH GROUP INC COM
COM
91324P102
14523
39033
SH
SOLE
NONE
38878
0
155
UTZ BRANDS INC COM CL A
COM CL A
918090101
2313
93313
SH
SOLE
NONE
93313
0
0
VANGUARD DIV APP ETF
DIV APP ETF
921908844
15465
105147
SH
SOLE
NONE
105031
0
116
VANGUARD HIGH DIV YLD ETF
HIGH DIV YLD
921946406
7833
77492
SH
SOLE
NONE
74979
0
2512
VANGUARD INTL BD IDX ETF
INTL BD IDX ETF
92203J407
213
3730
SH
SOLE
NONE
3730
0
0
VANGUARD LARGE CAP ETF
LARGE CAP ETF
922908637
38878
209811
SH
SOLE
NONE
208070
0
1741
VANGUARD MID CAP ETF
MID CAP ETF
922908629
14426
65179
SH
SOLE
NONE
64889
0
290
VANGUARD REAL ESTATE ETF
REAL ESTATE ETF
922908553
278
3026
SH
SOLE
NONE
1625
0
1401
VANGUARD S&P 500 ETF SHS
S&P 500 ETF SHS
922908363
2026
5562
SH
SOLE
NONE
5562
0
0
VANGUARD SHORT TERM TREAS ETF
SHORT TERM TREAS
92206C102
262
4260
SH
SOLE
NONE
4260
0
0
VANGUARD SHRT TRM CORP BD ETF
SHRT TRM CORP BD
92206C409
19352
234580
SH
SOLE
NONE
234255
0
325
VANGUARD SM CP VAL ETF
SM CP VAL ETF
922908611
5250
31703
SH
SOLE
NONE
31703
0
0
VANGUARD TAX EXEMPT BD ETF
TAX EXEMPT BD
922907746
687
12581
SH
SOLE
NONE
12581
0
0
VANGUARD TOTAL BND MRKT ETF
TOTAL BND MRKT
921937835
11763
138856
SH
SOLE
NONE
138856
0
0
VANGUARD TOTAL STK MKT ETF
TOTAL STK MKT
922908769
305
1478
SH
SOLE
NONE
584
0
894
VANGUARD VALUE ETF
VALUE ETF
922908744
18232
138695
SH
SOLE
NONE
137355
0
1339
VERIZON COMMUNICATIONS COM
COM
92343V104
249
4290
SH
SOLE
NONE
4070
0
220
VISA INC COM CL A
COM CL A
92826C839
18025
85132
SH
SOLE
NONE
84734
0
397
WALT DISNEY COMPANY (THE) COM
COM
254687106
19015
103051
SH
SOLE
NONE
102828
0
223
YETI HOLDINGS INC COM
COM
98585X104
7165
99225
SH
SOLE
NONE
99225
0
0