EX-1.01 2 exhibit101.htm EX-1.01 Document

Exhibit 1.01

Conflict Minerals Report for Zoetis Inc.
For the Year Ended December 31, 2021
Introduction
This Conflict Minerals Report (the “Report”) has been prepared by Zoetis Inc. (“Zoetis,” the “Company,” “we,” “us,” or “our”) as provided for in Rule 13p-1 under the Securities Exchange Act of 1934, as amended, and Form SD (collectively, the “Conflict Minerals Rule”), for the reporting period from January 1 to December 31, 2021. The date of filing of this Conflict Minerals Report is May 27, 2022.
As used herein, “Conflict Minerals” or “3TG” are columbite-tantalite (coltan), cassiterite, gold, wolframite and the derivatives tantalum, tin and tungsten, without regard to the location of origin of the minerals or derivative metals.
Overview
Zoetis is a global leader in the animal health industry, focused on the discovery, development, manufacture and commercialization of medicines, vaccines, diagnostic products and services, biodevices, genetic tests and precision animal health technology. We have a diversified business, marketing products across eight core species: dogs, cats and horses (collectively, companion animals) and cattle, swine, poultry, fish and sheep (collectively, livestock); and within seven major product categories: parasiticides, vaccines, dermatology, anti-infectives, other pharmaceutical products, medicated feed additives and animal health diagnostics.
Zoetis has an extensive global supply chain, with multiple layers of supply manufacturers between the Company’s direct suppliers and any smelters or refiners ("SORs"). Accordingly, we rely on our direct suppliers to provide us with accurate upstream information about the origin of any 3TG in the materials, components, parts and subassemblies we purchase for our products.
Zoetis supports the humanitarian goal of ending violent conflict in the Democratic Republic of the Congo (“DRC”) and its adjoining countries (collectively, the “Covered Countries”). We are committed to working with our suppliers to ensure compliance with the Conflict Minerals Rule and the responsible sourcing of 3TG through the compliance procedures described herein.
Product Scoping
For 2021, we conducted an analysis of our product lines to determine whether any 3TG are necessary to any Zoetis product’s functionality or production. After completing our analysis, we determined that necessary 3TG are found in components within our poultry biodevices, hatchery automation equipment, ear tags, and certain diagnostic products.
Following our analysis and initial determination, we performed a “reasonable country of origin inquiry” (“RCOI”) and exercised due diligence on the 3TG that were in the supply chain of our products manufactured during 2021.
Reasonable Country of Origin Inquiry and Due Diligence Process
Our outreach included 28 suppliers that we identified as having provided us with components, parts or subassemblies that contain 3TG. For our RCOI, to the extent applicable, we utilized the same processes and procedures as for our due diligence, particularly Steps 1 and 2 of the OECD Due Diligence Guidance (as defined below) design framework, which are described below in this Conflict Minerals Report.
Following our RCOI, we exercised due diligence on the source of the 3TG in our relevant products. Our due diligence processes were based on the Organisation for Economic Co-operation and Development Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflicted-Affected and High-Risk Areas, including the Supplement on Tin, Tantalum and Tungsten and the Supplement on Gold (Third Edition) (“OECD Due Diligence Guidance”), an internationally recognized due diligence framework. Our RCOI and diligence measures included the following:
1


Step 1: Establish strong company management systems
Zoetis has a team of colleagues from our Legal and Global Manufacturing and Supply functions that are part of our 3TG compliance program. This team is led by our Chief Counsel, Corporate Governance and supported by legal and internal manufacturing experts, and global and regional procurement specialists.
We have a conflict minerals policy (the “Conflict Minerals Policy”), which sets forth our position and encourages our suppliers to use SORs that are listed as Conformant (as later defined) by the Responsible Minerals Initiative (“RMI”) whenever possible. Our Conflict Minerals Policy is available to the public at http://www.zoetis.com/about-us/corporate-governance/policies-and-procedures/policy-on-use-of-conflict-minerals.aspx. Information on our website is not part of this Report and is not incorporated by reference herein.
Since 2014, we have included a clause in any new or renewed supply contract to prohibit Zoetis suppliers from using 3TG that originates in a Covered Country in the production of a Zoetis product, or, in the alternative, requires the supplier to (i) immediately notify us of such use, (ii) provide us with a valid and verifiable certificate of origin for such 3TG and (iii) be able to demonstrate that a RCOI and due diligence process were undertaken in the preparation and delivery of such certificate of origin. We do not seek to embargo the responsible sourcing of 3TG from the Covered Countries or other conflict-affected and high-risk areas and are supportive of responsible 3TG sourcing from those countries.
Finally, we have processes in place to listen to and act on concerns expressed by employees and others about possible improper or unethical business practices or violations of laws, regulations, or Company policies, including our Conflict Minerals Policy. These serve as a grievance mechanism as contemplated by the OECD Due Diligence Guidance. Grievances can be reported by phone at (973) 822-7000 or by email at compliance@zoetis.com.
Step 2: Identify and assess risks in the supply chain
We sent each of our in-scope suppliers a letter or otherwise contacted them explaining our disclosure obligations and requesting the completion of the then latest version of the Conflict Minerals Reporting Template (“CMRT”) developed by the RMI. Our 3TG compliance team analyzed our suppliers’ responses, reviewed the SOR information provided in each completed CMRT, conducted follow-up inquiries, and made multiple attempts to obtain responses from suppliers who did not immediately respond to our requests.
We received responses from 71.4% of our in-scope suppliers. Of those responses, most provided us with data only at the “company” level, meaning with respect to their overall 3TG sourcing for all of their products, without specifying whether the 3TG or SORs disclosed were specific to our products.
The results of our RCOI and due diligence processes are discussed later in the Conflict Minerals Report under “RCOI and Due Diligence Results.”
Step 3: Design and implement a strategy to respond to identified risks
We address identified risks on a case-by-case basis. This flexible approach enables us to tailor the response to the risks identified.
Step 4: Carry out independent third-party audit of smelter’s/refiner’s due diligence practices
In connection with our due diligence, and to assess SOR due diligence practices, we utilize and rely on the lists of SORs published by the RMI to determine which facilities identified by our direct suppliers have either undergone an audit conducted by an independent third party, or have agreed to undergo or are undergoing such an audit.
Step 5: Report annually on supply chain due diligence
We file a Form SD and a Conflict Minerals Report with the Securities and Exchange Commission and make these filings available on our website.
RCOI and Due Diligence Results
In connection with our RCOI and due diligence, suppliers identified to us the SORs listed on Appendix A as having potentially processed the necessary 3TG contained in our in-scope products for 2021.
2


The table below presents a summary of the SOR information contained in Appendix A. Appendix A lists the identified facilities and provides country of origin information. In addition, please see the notes accompanying Appendix A for additional information relevant to the table below.
Conformant
Active
Smelter Look Up List Only
Gold
100
7
65
Tantalum
37
0
1
Tin
57
7
17
Tungsten
51
4
3
We endeavored to determine the mine or location of origin of the 3TG contained in our in-scope products by requesting that suppliers provide us with a completed CMRT and through the other measures described in this Conflict Minerals Report.
Risk Mitigation and Future Actions
We intend to take the following steps to ensure that the 3TG in our supply chain does not originate from sources that support conflict:
1.Continue to inform our suppliers of our sourcing requirements;
2.Continue to request, on an annual basis, CMRTs from our suppliers;
3.Continue to include terms and conditions relating to 3TG sourcing in our purchase agreements; and
4.In the event that any of our suppliers are found to be providing us with 3TG from sources that support conflict in the Covered Countries, work with the supplier to establish alternative sources of 3TG.
All of these steps are in addition to the other steps that we took with respect to 2021 described earlier in this Conflict Minerals Report, which we intend to continue to take with respect to 2022 to the extent applicable.
Caution Concerning Forward-Looking Statements
This Report contains forward-looking statements, which reflect the current views of Zoetis with respect to business plans and actions. Forward-looking statements are based on our current expectations and assumptions, which may not prove to be accurate. These statements are not guarantees of future performance or actions. Forward-looking statements are subject to risks and uncertainties. These risks and uncertainties include, but are not limited to: (1) the continued implementation of satisfactory traceability and other compliance measures by our direct and indirect suppliers on a timely basis or at all; (2) whether SORs and other market participants responsibly source 3TG; and (3) political, regulatory and economic developments, whether in the Covered Countries, the United States or elsewhere. If one or more of these uncertainties materialize, or if management’s underlying assumptions prove to be incorrect, actual results may differ materially from those contemplated by a forward-looking statement. As a result, forward-looking statements speak only as of the date on which they are made. Zoetis expressly disclaims any obligation to update or revise any forward-looking statement, whether as a result of new information, future events or otherwise, except as required by federal securities laws.
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Appendix A

The following list contains SORs reported by our suppliers that may have been used to process the necessary 3TG contained in Zoetis' in-scope products.

Mineral
Smelter or Refiner Name
Smelter or Refiner Location
Status
Gold
8853 S.p.A.
ITALY
Conformant
Gold
Advanced Chemical Company
UNITED STATES OF AMERICA
Conformant
Gold
Agosi AG
GERMANY
Conformant
Gold
Aida Chemical Industries Co., Ltd.
JAPAN
Conformant
Gold
Al Etihad Gold Refinery DMCC
UNITED ARAB EMIRATES
Conformant
Gold
Almalyk Mining and Metallurgical Complex (AMMC)
UZBEKISTAN
Conformant
Gold
AngloGold Ashanti Corrego do Sitio Mineracao
BRAZIL
Conformant
Gold
Argor-Heraeus S.A.
SWITZERLAND
Conformant
Gold
Asahi Pretec Corp.
JAPAN
Conformant
Gold
Asahi Refining Canada Ltd.
CANADA
Conformant
Gold
Asahi Refining USA Inc.
UNITED STATES OF AMERICA
Conformant
Gold
Asaka Riken Co., Ltd.
JAPAN
Conformant
Gold
Aurubis AG
GERMANY
Conformant
Gold
Bangalore Refinery
INDIA
Conformant
Gold
Bangko Sentral ng Pilipinas (Central Bank of the Philippines)
PHILIPPINES
Conformant
Gold
Boliden AB
SWEDEN
Conformant
Gold
C. Hafner GmbH + Co. KG
GERMANY
Conformant
Gold
CCR Refinery - Glencore Canada Corporation
CANADA
Conformant
Gold
Cendres + Metaux S.A.
SWITZERLAND
Conformant
Gold
Chimet S.p.A.
ITALY
Conformant
Gold
Chugai Mining
JAPAN
Conformant
Gold
DODUCO Contacts and Refining GmbH
GERMANY
Conformant
Gold
Dowa
JAPAN
Conformant
Gold
DSC (Do Sung Corporation)
KOREA, REPUBLIC OF
Conformant
Gold
Eco-System Recycling Co., Ltd. East Plant
JAPAN
Conformant
Gold
Eco-System Recycling Co., Ltd. North Plant
JAPAN
Conformant
Gold
Eco-System Recycling Co., Ltd. West Plant
JAPAN
Conformant
Gold
Emirates Gold DMCC
UNITED ARAB EMIRATES
Conformant
Gold
Geib Refining Corporation
UNITED STATES OF AMERICA
Conformant
Gold
Gold Refinery of Zijin Mining Group Co., Ltd.
CHINA
Conformant
Gold
Heimerle + Meule GmbH
GERMANY
Conformant
Gold
Heraeus Germany GmbH Co. KG
GERMANY
Conformant
Gold
Heraeus Metals Hong Kong Ltd.
CHINA
Conformant
Gold
Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.
CHINA
Conformant
Gold
Ishifuku Metal Industry Co., Ltd.
JAPAN
Conformant
Gold
Istanbul Gold Refinery
TURKEY
Conformant
Gold
Italpreziosi
ITALY
Conformant
Gold
Japan Mint
JAPAN
Conformant
Gold
Jiangxi Copper Co., Ltd.
CHINA
Conformant
Gold
JX Nippon Mining & Metals Co., Ltd.
JAPAN
Conformant
A-1


Gold
Kazzinc
KAZAKHSTAN
Conformant
Gold
Kennecott Utah Copper LLC
UNITED STATES OF AMERICA
Conformant
Gold
KGHM Polska Miedz Spolka Akcyjna
POLAND
Conformant
Gold
Kojima Chemicals Co., Ltd.
JAPAN
Conformant
Gold
Korea Zinc Co., Ltd.
KOREA, REPUBLIC OF
Conformant
Gold
L'Orfebre S.A.
ANDORRA
Conformant
Gold
LS-NIKKO Copper Inc.
KOREA, REPUBLIC OF
Conformant
Gold
LT Metal Ltd.
KOREA, REPUBLIC OF
Conformant
Gold
Marsam Metals
BRAZIL
Conformant
Gold
Materion
UNITED STATES OF AMERICA
Conformant
Gold
Matsuda Sangyo Co., Ltd.
JAPAN
Conformant
Gold
Metal Concentrators SA (Pty) Ltd.
SOUTH AFRICA
Conformant
Gold
Metalor Technologies (Hong Kong) Ltd.
CHINA
Conformant
Gold
Metalor Technologies (Singapore) Pte., Ltd.
SINGAPORE
Conformant
Gold
Metalor Technologies (Suzhou) Ltd.
CHINA
Conformant
Gold
Metalor Technologies S.A.
SWITZERLAND
Conformant
Gold
Metalor USA Refining Corporation
UNITED STATES OF AMERICA
Conformant
Gold
Metalurgica Met-Mex Penoles S.A. De C.V.
MEXICO
Conformant
Gold
Mitsubishi Materials Corporation
JAPAN
Conformant
Gold
Mitsui Mining and Smelting Co., Ltd.
JAPAN
Conformant
Gold
MMTC-PAMP India Pvt., Ltd.
INDIA
Conformant
Gold
Nadir Metal Rafineri San. Ve Tic. A.S.
TURKEY
Conformant
Gold
Navoi Mining and Metallurgical Combinat
UZBEKISTAN
Conformant
Gold
NH Recytech Company
KOREA, REPUBLIC OF
Conformant
Gold
Nihon Material Co., Ltd.
JAPAN
Conformant
Gold
Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH
AUSTRIA
Conformant
Gold
Ohura Precious Metal Industry Co., Ltd.
JAPAN
Conformant
Gold
PAMP S.A.
SWITZERLAND
Conformant
Gold
Planta Recuperadora de Metales SpA
CHILE
Conformant
Gold
PT Aneka Tambang (Persero) Tbk
INDONESIA
Conformant
Gold
PX Precinox S.A.
SWITZERLAND
Conformant
Gold
Rand Refinery (Pty) Ltd.
SOUTH AFRICA
Conformant
Gold
REMONDIS PMR B.V.
NETHERLANDS
Conformant
Gold
Royal Canadian Mint
CANADA
Conformant
Gold
SAAMP
FRANCE
Conformant
Gold
Safimet S.p.A
ITALY
Conformant
Gold
SAFINA A.S.
CZECHIA
Conformant
Gold
Samduck Precious Metals
KOREA, REPUBLIC OF
Conformant
Gold
SEMPSA Joyeria Plateria S.A.
SPAIN
Conformant
Gold
Shandong Gold Smelting Co., Ltd.
CHINA
Conformant
Gold
Shandong Zhaojin Gold & Silver Refinery Co., Ltd.
CHINA
Conformant
Gold
Sichuan Tianze Precious Metals Co., Ltd.
CHINA
Conformant
A-2


Gold
Singway Technology Co., Ltd.
TAIWAN, PROVINCE OF CHINA
Conformant
Gold
Solar Applied Materials Technology Corp.
TAIWAN, PROVINCE OF CHINA
Conformant
Gold
Sumitomo Metal Mining Co., Ltd.
JAPAN
Conformant
Gold
SungEel HiMetal Co., Ltd.
KOREA, REPUBLIC OF
Conformant
Gold
T.C.A S.p.A
ITALY
Conformant
Gold
Tanaka Kikinzoku Kogyo K.K.
JAPAN
Conformant
Gold
Tokuriki Honten Co., Ltd.
JAPAN
Conformant
Gold
TOO Tau-Ken-Altyn
KAZAKHSTAN
Conformant
Gold
Torecom
KOREA, REPUBLIC OF
Conformant
Gold
Umicore Precious Metals Thailand
THAILAND
Conformant
Gold
Umicore S.A. Business Unit Precious Metals Refining
BELGIUM
Conformant
Gold
United Precious Metal Refining, Inc.
UNITED STATES OF AMERICA
Conformant
Gold
Valcambi S.A.
SWITZERLAND
Conformant
Gold
Western Australian Mint (T/a The Perth Mint)
AUSTRALIA
Conformant
Gold
WIELAND Edelmetalle GmbH
GERMANY
Conformant
Gold
Yamakin Co., Ltd.
JAPAN
Conformant
Gold
Yokohama Metal Co., Ltd.
JAPAN
Conformant
Gold
Zhongyuan Gold Smelter of Zhongjin Gold Corporation
CHINA
Conformant
Gold
Abington Reldan Metals, LLC
UNITED STATES OF AMERICA
Active
Gold
Alexy Metals
UNITED STATES OF AMERICA
Active
Gold
Augmont Enterprises Private Limited
INDIA
Active
Gold
C.I Metales Procesados Industriales SAS
COLOMBIA
Active
Gold
GGC Gujrat Gold Centre Pvt. Ltd.
INDIA
Active
Gold
Sancus ZFS (L’Orfebre, SA)
COLOMBIA
Active
Gold
WEEEREFINING
FRANCE
Active
Gold
African Gold Refinery
UGANDA
Smelter Look-up List Tab Only
Gold
Atasay Kuyumculuk Sanayi Ve Ticaret A.S.
TURKEY
Smelter Look-up List Tab Only
Gold
AU Traders and Refiners
SOUTH AFRICA
Smelter Look-up List Tab Only
Gold
Caridad
MEXICO
Smelter Look-up List Tab Only
Gold
CGR Metalloys Pvt Ltd.
INDIA
Smelter Look-up List Tab Only
Gold
Daye Non-Ferrous Metals Mining Ltd.
CHINA
Smelter Look-up List Tab Only
Gold
Degussa Sonne / Mond Goldhandel GmbH
GERMANY
Smelter Look-up List Tab Only
Gold
Dijllah Gold Refinery FZC
UNITED ARAB EMIRATES
Smelter Look-up List Tab Only
Gold
Emerald Jewel Industry India Limited (Unit 1)
INDIA
Smelter Look-up List Tab Only
Gold
Emerald Jewel Industry India Limited (Unit 2)
INDIA
Smelter Look-up List Tab Only
Gold
Emerald Jewel Industry India Limited (Unit 3)
INDIA
Smelter Look-up List Tab Only
A-3


Gold
Emerald Jewel Industry India Limited (Unit 4)
INDIA
Smelter Look-up List Tab Only
Gold
Fidelity Printers and Refiners Ltd.
ZIMBABWE
Smelter Look-up List Tab Only
Gold
Fujairah Gold FZC
UNITED ARAB EMIRATES
Smelter Look-up List Tab Only
Gold
Gold Coast Refinery
GHANA
Smelter Look-up List Tab Only
Gold
Great Wall Precious Metals Co., Ltd. of CBPM
CHINA
Smelter Look-up List Tab Only
Gold
Guangdong Jinding Gold Limited
CHINA
Smelter Look-up List Tab Only
Gold
Guoda Safina High-Tech Environmental Refinery Co., Ltd.
CHINA
Smelter Look-up List Tab Only
Gold
Hangzhou Fuchunjiang Smelting Co., Ltd.
CHINA
Smelter Look-up List Tab Only
Gold
Hunan Chenzhou Mining Co., Ltd.
CHINA
Smelter Look-up List Tab Only
Gold
Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd.
CHINA
Smelter Look-up List Tab Only
Gold
HwaSeong CJ CO., LTD.
KOREA, REPUBLIC OF
Smelter Look-up List Tab Only
Gold
Industrial Refining Company
BELGIUM
Smelter Look-up List Tab Only
Gold
International Precious Metal Refiners
UNITED ARAB EMIRATES
Smelter Look-up List Tab Only
Gold
JALAN & Company
INDIA
Smelter Look-up List Tab Only
Gold
JSC Ekaterinburg Non-Ferrous Metal Processing Plant
RUSSIAN FEDERATION
Smelter Look-up List Tab Only
Gold
JSC Novosibirsk Refinery
RUSSIAN FEDERATION
Smelter Look-up List Tab Only
Gold
JSC Uralelectromed
RUSSIAN FEDERATION
Smelter Look-up List Tab Only
Gold
K.A. Rasmussen
NORWAY
Smelter Look-up List Tab Only
Gold
Kaloti Precious Metals
UNITED ARAB EMIRATES
Smelter Look-up List Tab Only
Gold
Kazakhmys Smelting LLC
KAZAKHSTAN
Smelter Look-up List Tab Only
Gold
Kundan Care Products Ltd.
INDIA
Smelter Look-up List Tab Only
Gold
Kyrgyzaltyn JSC
KYRGYZSTAN
Smelter Look-up List Tab Only
Gold
Kyshtym Copper-Electrolytic Plant ZAO
RUSSIAN FEDERATION
Smelter Look-up List Tab Only
Gold
L'azurde Company For Jewelry
SAUDI ARABIA
Smelter Look-up List Tab Only
Gold
Lingbao Gold Co., Ltd.
CHINA
Smelter Look-up List Tab Only
Gold
Lingbao Jinyuan Tonghui Refinery Co., Ltd.
CHINA
Smelter Look-up List Tab Only
Gold
Luoyang Zijin Yinhui Gold Refinery Co., Ltd.
CHINA
Smelter Look-up List Tab Only
A-4


Gold
MD Overseas
INDIA
Smelter Look-up List Tab Only
Gold
Metallix Refining Inc.
UNITED STATES OF AMERICA
Smelter Look-up List Tab Only
Gold
Modeltech Sdn Bhd
MALAYSIA
Smelter Look-up List Tab Only
Gold
Morris and Watson
NEW ZEALAND
Smelter Look-up List Tab Only
Gold
Moscow Special Alloys Processing Plant
RUSSIAN FEDERATION
Smelter Look-up List Tab Only
Gold
OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)
RUSSIAN FEDERATION
Smelter Look-up List Tab Only
Gold
Pease & Curren
UNITED STATES OF AMERICA
Smelter Look-up List Tab Only
Gold
Penglai Penggang Gold Industry Co., Ltd.
CHINA
Smelter Look-up List Tab Only
Gold
Prioksky Plant of Non-Ferrous Metals
RUSSIAN FEDERATION
Smelter Look-up List Tab Only
Gold
QG Refining, LLC
UNITED STATES OF AMERICA
Smelter Look-up List Tab Only
Gold
Refinery of Seemine Gold Co., Ltd.
CHINA
Smelter Look-up List Tab Only
Gold
Sabin Metal Corp.
UNITED STATES OF AMERICA
Smelter Look-up List Tab Only
Gold
Sai Refinery
INDIA
Smelter Look-up List Tab Only
Gold
Samwon Metals Corp.
KOREA, REPUBLIC OF
Smelter Look-up List Tab Only
Gold
SAXONIA Edelmetalle GmbH
GERMANY
Smelter Look-up List Tab Only
Gold
Sellem Industries Ltd.
MAURITANIA
Smelter Look-up List Tab Only
Gold
Shandong Humon Smelting Co., Ltd.
CHINA
Smelter Look-up List Tab Only
Gold
Shandong Tiancheng Biological Gold Industrial Co., Ltd.
CHINA
Smelter Look-up List Tab Only
Gold
Shenzhen Zhonghenglong Real Industry Co., Ltd.
CHINA
Smelter Look-up List Tab Only
Gold
Shirpur Gold Refinery Ltd.
INDIA
Smelter Look-up List Tab Only
Gold
SOE Shyolkovsky Factory of Secondary Precious Metals
RUSSIAN FEDERATION
Smelter Look-up List Tab Only
Gold
Sovereign Metals
INDIA
Smelter Look-up List Tab Only
Gold
State Research Institute Center for Physical Sciences and Technology
LITHUANIA
Smelter Look-up List Tab Only
Gold
Sudan Gold Refinery
SUDAN
Smelter Look-up List Tab Only
Gold
Tongling Nonferrous Metals Group Co., Ltd.
CHINA
Smelter Look-up List Tab Only
Gold
Value Trading
BELGIUM
Smelter Look-up List Tab Only
Gold
Yunnan Copper Industry Co., Ltd.
CHINA
Smelter Look-up List Tab Only
Tantalum
Asaka Riken Co., Ltd.
JAPAN
Conformant
A-5


Tantalum
Changsha South Tantalum Niobium Co., Ltd.
CHINA
Conformant
Tantalum
D Block Metals, LLC
UNITED STATES OF AMERICA
Conformant
Tantalum
F&X Electro-Materials Ltd.
CHINA
Conformant
Tantalum
FIR Metals & Resource Ltd.
CHINA
Conformant
Tantalum
Global Advanced Metals Aizu
JAPAN
Conformant
Tantalum
Global Advanced Metals Boyertown
UNITED STATES OF AMERICA
Conformant
Tantalum
Guangdong Rising Rare Metals-EO Materials Ltd.
CHINA
Conformant
Tantalum
Guangdong Zhiyuan New Material Co., Ltd.
CHINA
Conformant
Tantalum
H.C. Starck Co., Ltd.
THAILAND
Conformant
Tantalum
H.C. Starck Hermsdorf GmbH
GERMANY
Conformant
Tantalum
H.C. Starck Inc.
UNITED STATES OF AMERICA
Conformant
Tantalum
H.C. Starck Ltd.
JAPAN
Conformant
Tantalum
H.C. Starck Smelting GmbH & Co. KG
GERMANY
Conformant
Tantalum
H.C. Starck Tantalum and Niobium GmbH
GERMANY
Conformant
Tantalum
Hengyang King Xing Lifeng New Materials Co., Ltd.
CHINA
Conformant
Tantalum
Jiangxi Dinghai Tantalum & Niobium Co., Ltd.
CHINA
Conformant
Tantalum
Jiangxi Tuohong New Raw Material
CHINA
Conformant
Tantalum
JiuJiang JinXin Nonferrous Metals Co., Ltd.
CHINA
Conformant
Tantalum
Jiujiang Tanbre Co., Ltd.
CHINA
Conformant
Tantalum
Jiujiang Zhongao Tantalum & Niobium Co., Ltd.
CHINA
Conformant
Tantalum
KEMET Blue Metals
MEXICO
Conformant
Tantalum
LSM Brasil S.A.
BRAZIL
Conformant
Tantalum
Metallurgical Products India Pvt., Ltd.
INDIA
Conformant
Tantalum
Mineracao Taboca S.A.
BRAZIL
Conformant
Tantalum
Mitsui Mining and Smelting Co., Ltd.
JAPAN
Conformant
Tantalum
Ningxia Orient Tantalum Industry Co., Ltd.
CHINA
Conformant
Tantalum
NPM Silmet AS
ESTONIA
Conformant
Tantalum
QuantumClean
UNITED STATES OF AMERICA
Conformant
Tantalum
Resind Industria e Comercio Ltda.
BRAZIL
Conformant
Tantalum
RFH Tantalum Smeltery Co., Ltd./Yanling Jincheng Tantalum & Niobium Co., Ltd.
CHINA
Conformant
Tantalum
Solikamsk Magnesium Works OAO
RUSSIAN FEDERATION
Conformant
Tantalum
Taki Chemical Co., Ltd.
JAPAN
Conformant
Tantalum
Telex Metals
UNITED STATES OF AMERICA
Conformant
Tantalum
Ulba Metallurgical Plant JSC
KAZAKHSTAN
Conformant
Tantalum
XinXing HaoRong Electronic Material Co., Ltd.
CHINA
Conformant
Tantalum
Yancheng Jinye New Material Technology Co., Ltd.
CHINA
Conformant
Tantalum
Exotech Inc.
UNITED STATES OF AMERICA
Smelter Look-up List Tab Only
Tin
Alpha
UNITED STATES OF AMERICA
Conformant
Tin
Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.
CHINA
Conformant
Tin
Chifeng Dajingzi Tin Industry Co., Ltd.
CHINA
Conformant
Tin
China Tin Group Co., Ltd.
CHINA
Conformant
Tin
CRM Synergies
SPAIN
Conformant
Tin
Dowa
JAPAN
Conformant
Tin
EM Vinto
BOLIVIA (PLURINATIONAL STATE OF)
Conformant
Tin
Estanho de Rondonia S.A.
BRAZIL
Conformant
A-6


Tin
Fabrica Auricchio Industria e Comercio Ltda.
BRAZIL
Conformant
Tin
Fenix Metals
POLAND
Conformant
Tin
Gejiu Non-Ferrous Metal Processing Co., Ltd.
CHINA
Conformant
Tin
Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.
CHINA
Conformant
Tin
Gejiu Zili Mining And Metallurgy Co., Ltd.
CHINA
Conformant
Tin
Guangdong Hanhe Non-Ferrous Metal Co., Ltd.
CHINA
Conformant
Tin
HuiChang Hill Tin Industry Co., Ltd.
CHINA
Conformant
Tin
Jiangxi New Nanshan Technology Ltd.
CHINA
Conformant
Tin
Luna Smelter, Ltd.
RWANDA
Conformant
Tin
Ma'anshan Weitai Tin Co., Ltd.
CHINA
Conformant
Tin
Magnu's Minerais Metais e Ligas Ltda.
BRAZIL
Conformant
Tin
Malaysia Smelting Corporation (MSC)
MALAYSIA
Conformant
Tin
Metallic Resources, Inc.
UNITED STATES OF AMERICA
Conformant
Tin
Metallo Belgium N.V.
BELGIUM
Conformant
Tin
Metallo Spain S.L.U.
SPAIN
Conformant
Tin
Mineracao Taboca S.A.
BRAZIL
Conformant
Tin
Minsur
PERU
Conformant
Tin
Mitsubishi Materials Corporation
JAPAN
Conformant
Tin
Novosibirsk Processing Plant Ltd.
RUSSIAN FEDERATION
Conformant
Tin
O.M. Manufacturing (Thailand) Co., Ltd.
THAILAND
Conformant
Tin
O.M. Manufacturing Philippines, Inc.
PHILIPPINES
Conformant
Tin
Operaciones Metalurgicas S.A.
BOLIVIA (PLURINATIONAL STATE OF)
Conformant
Tin
PT Artha Cipta Langgeng
INDONESIA
Conformant
Tin
PT ATD Makmur Mandiri Jaya
INDONESIA
Conformant
Tin
PT Babel Inti Perkasa
INDONESIA
Conformant
Tin
PT Babel Surya Alam Lestari
INDONESIA
Conformant
Tin
PT Bangka Serumpun
INDONESIA
Conformant
Tin
PT Bukit Timah
INDONESIA
Conformant
Tin
PT Cipta Persada Mulia
INDONESIA
Conformant
Tin
PT Menara Cipta Mulia
INDONESIA
Conformant
Tin
PT Mitra Stania Prima
INDONESIA
Conformant
Tin
PT Prima Timah Utama
INDONESIA
Conformant
Tin
PT Rajawali Rimba Perkasa
INDONESIA
Conformant
Tin
PT Rajehan Ariq
INDONESIA
Conformant
Tin
PT Refined Bangka Tin
INDONESIA
Conformant
Tin
PT Sariwiguna Binasentosa
INDONESIA
Conformant
Tin
PT Stanindo Inti Perkasa
INDONESIA
Conformant
Tin
PT Timah Tbk Kundur
INDONESIA
Conformant
Tin
PT Timah Tbk Mentok
INDONESIA
Conformant
Tin
PT Tinindo Inter Nusa
INDONESIA
Conformant
Tin
Resind Industria e Comercio Ltda.
BRAZIL
Conformant
Tin
Rui Da Hung
TAIWAN, PROVINCE OF CHINA
Conformant
Tin
Soft Metais Ltda.
BRAZIL
Conformant
Tin
Thai Nguyen Mining and Metallurgy Co., Ltd.
VIETNAM
Conformant
A-7


Tin
Thaisarco
THAILAND
Conformant
Tin
Tin Technology & Refining
UNITED STATES OF AMERICA
Conformant
Tin
White Solder Metalurgia e Mineracao Ltda.
BRAZIL
Conformant
Tin
Yunnan Chengfeng Non-ferrous Metals Co., Ltd.
CHINA
Conformant
Tin
Yunnan Tin Company Limited
CHINA
Conformant
Tin
CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda
BRAZIL
Active
Tin
CV Venus Inti Perkasa
INDONESIA
Active
Tin
PT Aries Kencana Sejahtera
INDONESIA
Active
Tin
PT Mitra Sukses Globalindo
INDONESIA
Active
Tin
PT Sukses Inti Makmur
INDONESIA
Active
Tin
PT Timah Nusantara
INDONESIA
Active
Tin
Super Ligas
BRAZIL
Active
Tin
An Vinh Joint Stock Mineral Processing Company
VIETNAM
Smelter Look-up List Tab Only
Tin
Dongguan CiEXPO Environmental Engineering Co., Ltd.
CHINA
Smelter Look-up List Tab Only
Tin
Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company
VIETNAM
Smelter Look-up List Tab Only
Tin
Gejiu City Fuxiang Industry and Trade Co., Ltd.
CHINA
Smelter Look-up List Tab Only
Tin
Gejiu Kai Meng Industry and Trade LLC
CHINA
Smelter Look-up List Tab Only
Tin
Melt Metais e Ligas S.A.
BRAZIL
Smelter Look-up List Tab Only
Tin
Modeltech Sdn Bhd
MALAYSIA
Smelter Look-up List Tab Only
Tin
Nghe Tinh Non-Ferrous Metals Joint Stock Company
VIETNAM
Smelter Look-up List Tab Only
Tin
Pongpipat Company Limited
MYANMAR
Smelter Look-up List Tab Only
Tin
Precious Minerals and Smelting Limited
INDIA
Smelter Look-up List Tab Only
Tin
PT Belitung Industri Sejahtera
INDONESIA
Smelter Look-up List Tab Only
Tin
PT Panca Mega Persada
INDONESIA
Smelter Look-up List Tab Only
Tin
PT Tirus Putra Mandiri
INDONESIA
Smelter Look-up List Tab Only
Tin
PT Tommy Utama
INDONESIA
Smelter Look-up List Tab Only
Tin
Tuyen Quang Non-Ferrous Metals Joint Stock Company
VIETNAM
Smelter Look-up List Tab Only
Tin
VQB Mineral and Trading Group JSC
VIETNAM
Smelter Look-up List Tab Only
Tin
Yunnan Yunfan Non-ferrous Metals Co., Ltd.
CHINA
Smelter Look-up List Tab Only
Tungsten
A.L.M.T. Corp.
JAPAN
Conformant
Tungsten
ACL Metais Eireli
BRAZIL
Conformant
Tungsten
Asia Tungsten Products Vietnam Ltd.
VIETNAM
Conformant
Tungsten
Chaozhou Xianglu Tungsten Industry Co., Ltd.
CHINA
Conformant
A-8


Tungsten
Chenzhou Diamond Tungsten Products Co., Ltd.
CHINA
Conformant
Tungsten
China MuYe Tungsten Co,. Ltd.
CHINA
Conformant
Tungsten
Chongyi Zhangyuan Tungsten Co., Ltd.
CHINA
Conformant
Tungsten
Chongyi Zhangyuan Tungsten Co., Ltd.
CHINA
Conformant
Tungsten
Cronimet Brasil Ltda
BRAZIL
Conformant
Tungsten
Fujian Ganmin RareMetal Co., Ltd.
CHINA
Conformant
Tungsten
Fujian Xinlu Tungsten
CHINA
Conformant
Tungsten
Ganzhou Haichuang Tungsten Co., Ltd.
CHINA
Conformant
Tungsten
Ganzhou Huaxing Tungsten Products Co., Ltd.
CHINA
Conformant
Tungsten
Ganzhou Jiangwu Ferrotungsten Co., Ltd.
CHINA
Conformant
Tungsten
Ganzhou Seadragon W & Mo Co., Ltd.
CHINA
Conformant
Tungsten
GEM Co., Ltd.
CHINA
Conformant
Tungsten
Global Tungsten & Powders Corp.
UNITED STATES OF AMERICA
Conformant
Tungsten
Global Tungsten & Powders Corp.
UNITED STATES OF AMERICA
Conformant
Tungsten
Guangdong Xianglu Tungsten Co., Ltd.
CHINA
Conformant
Tungsten
H.C. Starck Smelting GmbH & Co. KG
GERMANY
Conformant
Tungsten
H.C. Starck Tungsten GmbH
GERMANY
Conformant
Tungsten
H.C. Starck Tungsten GmbH
GERMANY
Conformant
Tungsten
Hunan Chenzhou Mining Co., Ltd.
CHINA
Conformant
Tungsten
Hunan Chenzhou Mining Group Co., Ltd.
CHINA
Conformant
Tungsten
Hunan Chunchang Nonferrous Metals Co., Ltd.
CHINA
Conformant
Tungsten
Hydrometallurg, JSC
RUSSIAN FEDERATION
Conformant
Tungsten
Japan New Metals Co., Ltd.
JAPAN
Conformant
Tungsten
Jiangwu H.C. Starck Tungsten Products Co., Ltd.
CHINA
Conformant
Tungsten
Jiangxi Gan Bei Tungsten Co., Ltd.
CHINA
Conformant
Tungsten
Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.
CHINA
Conformant
Tungsten
Jiangxi Tungsten Co Ltd
CHINA
Conformant
Tungsten
Jiangxi Xinsheng Tungsten Industry Co., Ltd.
CHINA
Conformant
Tungsten
Jiangxi Yaosheng Tungsten Co., Ltd.
CHINA
Conformant
Tungsten
JSC "Kirovgrad Hard Alloys Plant"
RUSSIAN FEDERATION
Conformant
Tungsten
Kennametal Fallon
UNITED STATES OF AMERICA
Conformant
Tungsten
Kennametal Huntsville
UNITED STATES OF AMERICA
Conformant
Tungsten
KGETS Co., Ltd.
KOREA, REPUBLIC OF
Conformant
Tungsten
Lianyou Metals Co., Ltd.
TAIWAN, PROVINCE OF CHINA
Conformant
Tungsten
Malipo Haiyu Tungsten Co., Ltd.
CHINA
Conformant
Tungsten
Masan Tungsten Chemical LLC (MTC)
VIETNAM
Conformant
Tungsten
Moliren Ltd.
RUSSIAN FEDERATION
Conformant
Tungsten
Niagara Refining LLC
UNITED STATES OF AMERICA
Conformant
Tungsten
Philippine Chuangxin Industrial Co., Inc.
PHILIPPINES
Conformant
Tungsten
Unecha Refractory metals plant
RUSSIAN FEDERATION
Conformant
Tungsten
Wolfram Bergbau und Hutten AG
AUSTRIA
Conformant
Tungsten
Wolfram Bergbau und Hütten AG
AUSTRIA
Conformant
Tungsten
Woltech Korea Co., Ltd.
KOREA, REPUBLIC OF
Conformant
A-9


Tungsten
Xiamen Tungsten (H.C.) Co., Ltd.
CHINA
Conformant
Tungsten
Xiamen Tungsten Co., Ltd.
CHINA
Conformant
Tungsten
Xiamen Tungsten Co., Ltd.
CHINA
Conformant
Tungsten
Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.
CHINA
Conformant
Tungsten
Albasteel Industria e Comercio de Ligas Para Fundicao Ltd.
BRAZIL
Active
Tungsten
NPP Tyazhmetprom LLC
RUSSIAN FEDERATION
Active
Tungsten
OOO “Technolom” 1
RUSSIAN FEDERATION
Active
Tungsten
OOO “Technolom” 2
RUSSIAN FEDERATION
Active
Tungsten
Artek LLC
RUSSIAN FEDERATION
Smelter Look-up List Tab Only
Tungsten
CNMC (Guangxi) PGMA Co., Ltd.
CHINA
Smelter Look-up List Tab Only
Tungsten
Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.
CHINA
Smelter Look-up List Tab Only

The Company notes the following in connection with the information in the table above:
a.Not all of the included SORs may have processed the necessary 3TG contained in Zoetis’ in-scope products, since most of our suppliers reported at a “company level,” meaning that they reported the 3TG contained in all of their products, not just those in the products that they sold us. Some suppliers also may have reported SORs that were not in Zoetis’ supply chain due to over-inclusiveness in the information received from their suppliers or for other reasons. In addition, the SORs reflected above may not include all of the SORs in Zoetis’ supply chain, since some suppliers did not identify all of their SORs and because not all suppliers responded to Zoetis’ inquiries.
b.The table only includes entities that were listed as SORs on the Smelter Look-up list tab of the CMRT.
c.SOR status information in the table is as of May 17, 2022.
d.“Conformant” means that a SOR has successfully completed an assessment against the applicable Responsible Minerals Assurance Process (the “RMAP”) standard or an equivalent cross-recognized assessment. Included SORs were not necessarily Conformant for all or part of 2021 and may not continue to be Conformant for any future period.
e.“Active” means that the SOR is currently engaged in the RMAP but a conformance determination has yet to be made.
f.“Smelter Look-up List Tab Only” means that a SOR is listed on the Smelter Look-up list tab of the CMRT, but is not listed as “Conformant” or “Active.” The RMI notes on its website that the operational impacts of COVID-19 have led to postponements of some RMAP assessments. The RMI website also notes that, due to the eligibility criteria for an RMAP assessment, SORs are sometimes removed from the Conformant list because they are no longer operational and not because they are non-conformant to the standard.
g.SOR status and location reflected in the table is based solely on information made publicly available by the RMI, without independent verification by Zoetis.

A-10


Country of Origin Information
The countries of origin of the 3TG processed by the SORs listed above may include the countries listed below, as well as possibly other countries.
ArgentinaEthiopiaMauritaniaSlovakia
ArmeniaFijiMexicoSolomon Islands
AustraliaFinlandMongoliaSouth Africa
AustriaFranceMontenegroSouth Korea
AzerbaijanFrench GuianaMoroccoSpain
BelgiumGeorgiaMozambiqueSudan
BeninGermanyMyanmarSuriname
BoliviaGhanaNamibiaSwaziland
BotswanaGuatemalaNew ZealandSweden
BrazilGuineaNicaraguaTaiwan
BulgariaGuyanaNigerTajikistan
Burkina FasoHondurasNigeriaTanzania*
Burundi*IndiaOmanThailand
CanadaIndonesiaPapua New GuineaTurkey
ChileIvory CoastPeruUganda*
ChinaJapanPhilippinesUnited Kingdom of
ColombiaKazakhstan Portugal   Great Britain and
Costa RicaKenyaRussian Federation   Northern Ireland
CyprusKyrgyzstanRwanda*United States of
Democratic Republic LaosSaudi Arabia   America
   of the Congo*LiberiaSenegalUruguay
Dominican RepublicMadagascarSerbiaUzbekistan
EcuadorMalaysiaSierra LeoneVietnam
EritreaMaliSingaporeZimbabwe
* Represents a Covered Country.

In addition, some of the listed SORs may have processed 3TG originating from recycled or scrap sources.
A-11