0001555280-21-000244.txt : 20210528 0001555280-21-000244.hdr.sgml : 20210528 20210528170004 ACCESSION NUMBER: 0001555280-21-000244 CONFORMED SUBMISSION TYPE: SD PUBLIC DOCUMENT COUNT: 2 13p-1 1.01 20201231 1.02 20201231 FILED AS OF DATE: 20210528 DATE AS OF CHANGE: 20210528 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Zoetis Inc. CENTRAL INDEX KEY: 0001555280 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 460696167 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SD SEC ACT: 1934 Act SEC FILE NUMBER: 001-35797 FILM NUMBER: 21981351 BUSINESS ADDRESS: STREET 1: 10 SYLVAN WAY CITY: PARSIPPANY STATE: NJ ZIP: 07054 BUSINESS PHONE: 973-822-7000 MAIL ADDRESS: STREET 1: 10 SYLVAN WAY CITY: PARSIPPANY STATE: NJ ZIP: 07054 SD 1 zoetisformsd2020calendarye.htm SD Document


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM SD
Specialized Disclosure Report

Zoetis Inc.
(Exact name of registrant as specified in its charter)

Delaware
001-35797
46-0696167
(State or Other Jurisdiction
(Commission File Number)
(IRS Employer
of Incorporation)
Identification No.)
10 Sylvan Way
Parsippany, NJ 07054
(Address of principal executive office)

Heidi C. Chen
Executive Vice President,
General Counsel and Corporate Secretary
Tel: (973) 822-7000
(Name and telephone number, including area code,
of the person to contact in connection with this report.)

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:

[x]     Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2020.





Section 1 - Conflict Minerals Disclosure

Item 1.01. Conflict Minerals Disclosure

As provided for in Rule 13p-1 under the Securities Exchange Act of 1934, as amended, and Form SD, a Conflict Minerals Report is provided as an exhibit to this Form SD and is available at the Zoetis Inc. Internet website: www.zoetis.com. The information contained on our website is not incorporated by reference into this Form SD or our Conflict Minerals Report and should not be considered part of this report or the Conflict Minerals Report.


Item 1.02. Exhibit

The Conflict Minerals Report described in Item 1.01 is filed as Exhibit 1.01 to this Form SD.






Section 2 - Exhibits

Item 2.01. Exhibits
  
Exhibit Number Description
  
1.01 Conflict Minerals Report for the calendar year ended December 31, 2020.







SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.
ZOETIS INC.
By:/s/ Heidi C Chen
Name:Heidi C Chen
Title:Executive Vice President, General Counsel and Corporate Secretary
Dated: May 28, 2021


EX-1.01 2 zoetis2020conflictminerals.htm EX-1.01 Document

Exhibit 1.01

Conflict Minerals Report for Zoetis Inc.
For the Year Ended December 31, 2020

Introduction

This Conflict Minerals Report (the “Report”) has been prepared by Zoetis Inc. (“Zoetis,” the “Company,” “we,” “us,” or “our”) as provided for in Rule 13p-1 under the Securities Exchange Act of 1934, as amended, and Form SD (collectively, the “Conflict Minerals Rule”), for the reporting period from January 1 to December 31, 2020. The date of filing of this Conflict Minerals Report is May 28, 2021.

As used herein, “Conflict Minerals” or “3TG” are columbite-tantalite (coltan), cassiterite, gold, wolframite and the derivatives tantalum, tin and tungsten, without regard to the location of origin of the minerals or derivative metals.


Overview

Zoetis is a global leader animal health industry, focused on the discovery, development, manufacture and commercialization of medicines, vaccines, diagnostic products, biodevices, genetic tests and precision livestock farming technology. We have a diversified business, commercializing products across eight core species: dogs, cats and horses (collectively, companion animals) and cattle, swine, poultry, fish and sheep (collectively, livestock); and within seven major product categories: vaccines, anti-infectives, parasiticides, dermatology, other pharmaceutical products, medicated feed additives and animal health diagnostics.

Zoetis has an extensive global supply chain, with multiple layers of supply manufacturers between the Company’s direct suppliers and any smelters or refiners ("SORs"). Accordingly, we rely on our direct suppliers to provide us with accurate upstream information about the origin of any 3TG in the materials, components, parts and subassemblies we purchase for our products.

However, Zoetis supports the humanitarian goal of ending violent conflict in the Democratic Republic of the Congo (“DRC”) and its adjoining countries (collectively, the “Covered Countries”). We are committed to working with our suppliers to ensure compliance with the Conflict Minerals Rule and the responsible sourcing of 3TG through the compliance procedures described herein.

Since 2014, we have included a clause in any new or renewed supply contract that prohibits a Zoetis supplier from using 3TG that originate in a Covered Country in the production of a Zoetis product, or, in the alternative, requires the supplier to (i) immediately notify us of such use, (ii) provide us with a valid and verifiable certificate of origin for such 3TG and (iii) be able to demonstrate that a "reasonable country of origin inquiry" ("RCOI") and due diligence process were undertaken in the preparation and delivery of such certificate of origin. We do not seek to embargo the responsible sourcing of 3TG from the Covered Countries and are supportive of responsible 3TG sourcing from those countries.


Product Scoping

For 2020, we conducted an analysis of our product lines to determine whether any 3TG are necessary to any Zoetis product’s functionality or production. After completing our analysis, we determined that necessary 3TG are found in components within our poultry biodevices, hatchery automation equipment, ear tags, and certain diagnostic products.

Following our analysis and initial determination, we performed an RCOI and exercised due diligence on the 3TG that were in the supply chain of our products manufactured during 2020.





1


Reasonable Country of Origin Inquiry and Due Diligence Process

Our outreach included 21 suppliers that we identified as having provided us with components, parts or subassemblies that contain 3TG. For our RCOI, to the extent applicable, we utilized the same processes and procedures as for our due diligence, particularly Steps 1 and 2 of the OECD Due Diligence Guidance (as defined below) design framework, which are described below in this Conflict Minerals Report.

Following our RCOI, we exercised due diligence on the source of the 3TG in our relevant products. Our due diligence processes were based on the Organisation for Economic Co-operation and Development Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflicted-Affected and High-Risk Areas, including the Supplement on Tin, Tantalum and Tungsten and the Supplement on Gold (Third Edition) (“OECD Due Diligence Guidance”), an internationally recognized due diligence framework. Our RCOI and diligence measures included the following:

Step 1: Establish strong company management systems

Zoetis has a team of colleagues from our Legal and Global Manufacturing and Supply functions that are part of our 3TG compliance program. This team is led by our Chief Counsel, Corporate Governance and supported by legal and internal manufacturing experts, and global and regional procurement specialists.

We have a conflict minerals policy (the “Conflict Minerals Policy”), which sets forth our position and encourages our suppliers to use SORs that are listed as Conformant (as later defined) by the Responsible Minerals Initiative (“RMI”) whenever possible. Our Conflict Minerals Policy is available to the public at http://www.zoetis.com/about-us/corporate-governance/policies-and-procedures/policy-on-use-of-conflict-minerals.aspx. Information on our website is not part of this Report and is not incorporated by reference herein.

Finally, we have processes in place to listen to and act on concerns expressed by employees and others about possible improper or unethical business practices or violations of laws, regulations, or Company policies, including our Conflict Minerals Policy. These serve as a grievance mechanism as contemplated by the OECD Due Diligence Guidance. Grievances can be reported by phone at (973) 822-7000 or by email at compliance@zoetis.com.

Step 2: Identify and assess risks in the supply chain

We sent each of our in-scope suppliers a letter or otherwise contacted them explaining our disclosure obligations and requesting the completion of the then latest version of the Conflict Minerals Reporting Template (“CMRT”) developed by the RMI. Our 3TG compliance team analyzed our suppliers’ responses, reviewed the SOR information provided in each completed CMRT, conducted follow-up inquiries, and made multiple attempts to obtain responses from suppliers who did not immediately respond to our requests.

We received responses from 71% of our in-scope suppliers. Of those responses, most provided us with data only at the “company” level, meaning with respect to their overall 3TG sourcing for all of their products, without specifying whether the 3TG or SORs disclosed were specific to our products.

The results of our RCOI and due diligence processes are discussed later in the Conflict Minerals Report under “RCOI and Due Diligence Results.”

Step 3: Design and implement a strategy to respond to identified risks

We address identified risks on a case-by-case basis. This flexible approach enables us to tailor the response to the risks identified.

Step 4: Carry out independent third-party audit of smelter’s/refiner’s due diligence practices

In connection with our due diligence, and to assess SOR due diligence practices, we utilize and rely on the lists of SORs published by the RMI to determine which facilities identified by our direct suppliers have either undergone an audit conducted by an independent third party, or have agreed to undergo or are undergoing such an audit.




2


Step 5: Report annually on supply chain due diligence

We file a Form SD and a Conflict Minerals Report with the Securities and Exchange Commission and make these filings available on our website.


RCOI and Due Diligence Results

In connection with our RCOI and due diligence, suppliers identified to us the SORs listed on Appendix A as having potentially processed the necessary 3TG contained in our in-scope products for 2020.

The table below presents a summary of the SOR information contained in Appendix A. Appendix A lists the identified facilities and provides country of origin information. In addition, please see the notes accompanying Appendix A for additional information relevant to the table below.
ConformantActiveOn Reference List Only
Gold108665
Tantalum4003
Tin72622
Tungsten39513

We endeavored to determine the mine or location of origin of the 3TG contained in our in-scope products by requesting that suppliers provide us with a completed CMRT and through the other measures described in this Conflict Minerals Report.

For 2020, none of our in-scope products were determined by us to contain necessary 3TG that directly or indirectly financed or benefitted an armed group in a Covered Country. However, we did not conclude that any of our in-scope products were “DRC conflict free.”


Risk Mitigation and Future Actions

We intend to take the following steps to ensure that the 3TG in our supply chain does not originate from sources that support conflict:
1.Continue to inform our suppliers of our sourcing requirements;
2.Continue to request, on an annual basis, CMRTs from our suppliers;
3.Continue to include terms and conditions relating to 3TG sourcing in our purchase agreements; and
4.In the event that any of our suppliers are found to be providing us with 3TG from sources that support conflict in the Covered Countries, work with the supplier to establish alternative sources of 3TG.

All of these steps are in addition to the other steps that the Company took with respect to 2020, which it intends to continue to take with respect to 2021 to the extent applicable.


Caution Concerning Forward-Looking Statements

This Report contains forward-looking statements, which reflect the current views of Zoetis with respect to business plans and actions. Forward-looking statements are based on our current expectations and assumptions, which may not prove to be accurate. These statements are not guarantees of future performance or actions. Forward-looking statements are subject to risks and uncertainties. These risks and uncertainties include, but are not limited to: (1) the continued implementation of satisfactory traceability and other compliance measures by our direct and indirect suppliers on a timely basis or at all; (2) whether SORs and other market participants responsibly source 3TG; and (3) political, regulatory and economic developments, whether in the Covered Countries, the United States or elsewhere. If one or more of these uncertainties materialize, or if management’s underlying assumptions prove to be incorrect, actual results may differ materially from those contemplated by a forward-looking statement. As a result, forward-looking statements speak only as of the date on which they are made. Zoetis expressly disclaims any obligation to update or revise any forward-looking statement, whether as a result of new information, future events or otherwise, except as required by federal securities laws.
3



Appendix A

The following list contains SORs reported by our suppliers that may have been used to process the necessary 3TG contained in Zoetis' in-scope products.

MineralSmelter or Refiner NameSmelter or Refiner LocationStatus
Gold8853 S.p.A.ITALYConformant
GoldAdvanced Chemical CompanyUNITED STATES OF AMERICAConformant
GoldAida Chemical Industries Co., Ltd.JAPANConformant
GoldAl Etihad Gold LLCUNITED ARAB EMIRATESConformant
GoldAllgemeine Gold-und Silberscheideanstalt A.G.GERMANYConformant
GoldAlmalyk Mining and Metallurgical Complex (AMMC)UZBEKISTANConformant
GoldAngloGold Ashanti Córrego do Sítio MineracaoBRAZILConformant
GoldArgor-Heraeus S.A.SWITZERLANDConformant
GoldAsahi Pretec Corp.JAPANConformant
GoldAsahi Refining Canada Ltd.CANADAConformant
GoldAsahi Refining USA Inc.UNITED STATES OF AMERICAConformant
GoldAsaka Riken Co., Ltd.JAPANConformant
GoldAU Traders and RefinersSOUTH AFRICAConformant
GoldAurubis AGGERMANYConformant
GoldBangalore RefineryINDIAConformant
GoldBangko Sentral ng Pilipinas (Central Bank of the Philippines)PHILIPPINESConformant
GoldBoliden ABSWEDENConformant
GoldC. Hafner GmbH + Co. KGGERMANYConformant
GoldCCR Refinery - Glencore Canada CorporationCANADAConformant
GoldCendres + Metaux S.A.SWITZERLANDConformant
GoldChimet S.p.A.ITALYConformant
GoldChugai MiningJAPANConformant
GoldDODUCO Contacts and Refining GmbHGERMANYConformant
GoldDowaJAPANConformant
GoldDS PRETECH Co., Ltd.KOREA, REPUBLIC OFConformant
GoldDSC (Do Sung Corporation)KOREA, REPUBLIC OFConformant
GoldEco-System Recycling Co., Ltd.JAPANConformant
GoldEmirates Gold DMCCUNITED ARAB EMIRATESConformant
GoldGeib Refining CorporationUNITED STATES OF AMERICAConformant
GoldGold Refinery of Zijin Mining Group Co., Ltd.CHINAConformant
GoldHeeSung Metal Ltd.KOREA, REPUBLIC OFConformant
GoldHeimerle + Meule GmbHGERMANYConformant
GoldHeraeus Metals Hong Kong Ltd.CHINAConformant
GoldHeraeus Precious Metals GmbH & Co. KGGERMANYConformant
GoldInner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.CHINAConformant
GoldIshifuku Metal Industry Co., Ltd.JAPANConformant
GoldIstanbul Gold RefineryTURKEYConformant
GoldItalpreziosiITALYConformant
GoldJapan MintJAPANConformant
GoldJiangxi Copper Co., Ltd.CHINAConformant
GoldJSC UralelectromedRUSSIAN FEDERATIONConformant
A-1


GoldJX Nippon Mining & Metals Co., Ltd.JAPANConformant
GoldKazzincKAZAKHSTANConformant
GoldKennecott Utah Copper LLCUNITED STATES OF AMERICAConformant
GoldKGHM Polska Miedz Spolka AkcyjnaPOLANDConformant
GoldKojima Chemicals Co., Ltd.JAPANConformant
GoldKorea Zinc Co., Ltd.KOREA, REPUBLIC OFConformant
GoldKyrgyzaltyn JSCKYRGYZSTANConformant
GoldL'Orfebre S.A.ANDORRAConformant
GoldLS-NIKKO Copper Inc.KOREA, REPUBLIC OFConformant
GoldMarsam MetalsBRAZILConformant
GoldMaterionUNITED STATES OF AMERICAConformant
GoldMatsuda Sangyo Co., Ltd.JAPANConformant
GoldMetal Concentrators SA (Pty) Ltd.SOUTH AFRICAConformant
GoldMetalor Technologies (Hong Kong) Ltd.CHINAConformant
GoldMetalor Technologies (Singapore) Pte., Ltd.SINGAPOREConformant
GoldMetalor Technologies (Suzhou) Ltd.CHINAConformant
GoldMetalor Technologies S.A.SWITZERLANDConformant
GoldMetalor USA Refining CorporationUNITED STATES OF AMERICAConformant
GoldMetalurgica Met-Mex Penoles S.A. De C.V.MEXICOConformant
GoldMitsubishi Materials CorporationJAPANConformant
GoldMitsui Mining and Smelting Co., Ltd.JAPANConformant
GoldMMTC-PAMP India Pvt., Ltd.INDIAConformant
GoldMoscow Special Alloys Processing PlantRUSSIAN FEDERATIONConformant
GoldNadir Metal Rafineri San. Ve Tic. A.S.TURKEYConformant
GoldNihon Material Co., Ltd.JAPANConformant
GoldOgussa Osterreichische Gold- und Silber-Scheideanstalt GmbHAUSTRIAConformant
GoldOhura Precious Metal Industry Co., Ltd.JAPANConformant
GoldOJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet)RUSSIAN FEDERATIONConformant
GoldOJSC Novosibirsk RefineryRUSSIAN FEDERATIONConformant
GoldPAMP S.A.SWITZERLANDConformant
GoldPlanta Recuperadora de Metales SpACHILEConformant
GoldPrioksky Plant of Non-Ferrous MetalsRUSSIAN FEDERATIONConformant
GoldPT Aneka Tambang (Persero) TbkINDONESIAConformant
GoldPX Precinox S.A.SWITZERLANDConformant
GoldRand Refinery (Pty) Ltd.SOUTH AFRICAConformant
GoldREMONDIS PMR B.V.NETHERLANDSConformant
GoldRoyal Canadian MintCANADAConformant
GoldSAAMPFRANCEConformant
GoldSafimet S.p.A.ITALYConformant
GoldSAFINA A.S.CZECH REPUBLICConformant
GoldSamduck Precious MetalsKOREA, REPUBLIC OFConformant
GoldSAXONIA Edelmetalle GmbHGERMANYConformant
GoldSEMPSA Joyeria Plateria S.A.SPAINConformant
GoldShandong Gold Smelting Co., Ltd. CHINAConformant
GoldShandong Zhaojin Gold & Silver Refinery Co., Ltd.CHINAConformant
GoldSichuan Tianze Precious Metals Co., Ltd.CHINAConformant
GoldSingway Technology Co., Ltd.TAIWAN, PROVINCE OF CHINAConformant
A-2


GoldSOE Shyolkovsky Factory of Secondary Precious MetalsRUSSIAN FEDERATIONConformant
GoldSolar Applied Materials Technology Corp.TAIWAN, PROVINCE OF CHINAConformant
GoldSumitomo Metal Mining Co., Ltd.JAPANConformant
GoldSungEel HiMetal Co., Ltd.KOREA, REPUBLIC OFConformant
GoldT.C.A S.p.AITALYConformant
GoldTanaka Kikinzoku Kogyo K.K.JAPANConformant
GoldThe Refinery of Shandong Gold Mining Co., Ltd.CHINAConformant
GoldTokuriki Honten Co., LtdJAPANConformant
GoldTOO Tau-Ken-AltynKAZAKHSTANConformant
GoldTorecomKOREA, REPUBLIC OFConformant
GoldUmicore Brasil Ltda.BRAZILConformant
GoldUmicore Precious Metals ThailandTHAILANDConformant
GoldUmicore S.A. Business Unit Precious Metals RefiningBELGIUMConformant
GoldUnited Precious Metal Refining, Inc.UNITED STATES OF AMERICAConformant
GoldValcambi S.A.SWITZERLANDConformant
GoldWestern Australian Mint (T/a The Perth Mint)AUSTRALIAConformant
GoldWIELAND Edelmetalle GmbHGERMANYConformant
GoldYamakin Co., Ltd.JAPANConformant
GoldYokohama Metal Co., Ltd.JAPANConformant
GoldZhongyuan Gold Smelter of Zhongjin Gold CorporationCHINAConformant
GoldAlexy MetalsUNITED STATES OF AMERICAActive
Gold
Augmont Enterprises Private Limited
INDIAActive
GoldC.I Metales Procesados Industriales SASCOLOMBIAActive
GoldHeraues Precious Metals GmbH & Co. KGGERMANYActive
GoldInternational Precious Metal RefinersUNITED ARAB EMIRATESActive
GoldMetallix Refining Inc.UNITED STATES OF AMERICAActive
GoldAbington Reldan Metals, LLCUNITED STATES OF AMERICAOn Smelter Look-up Tab Only
GoldAfrican Gold RefineryUGANDAOn Smelter Look-up Tab Only
GoldAtasay Kuyumculuk Sanayi Ve Ticaret A.S.TURKEYOn Smelter Look-up Tab Only
GoldCaridadMEXICOOn Smelter Look-up Tab Only
GoldCGR Metalloys Pvt Ltd.INDIAOn Smelter Look-up Tab Only
GoldDaejin Indus Co., Ltd.KOREA, REPUBLIC OFOn Smelter Look-up Tab Only
GoldDaye Non-Ferrous Metals Mining Ltd.CHINAOn Smelter Look-up Tab Only
GoldDegussa Sonne / Mond Goldhandel GmbHGERMANYOn Smelter Look-up Tab Only
GoldDijllah Gold Refinery FZCUNITED ARAB EMIRATESOn Smelter Look-up Tab Only
GoldElemetal Refining, LLCUNITED STATES OF AMERICAOn Smelter Look-up Tab Only
GoldEmerald Jewel Industry India Limited (Unit 1)INDIAOn Smelter Look-up Tab Only
GoldEmerald Jewel Industry India Limited (Unit 2)INDIAOn Smelter Look-up Tab Only
GoldEmerald Jewel Industry India Limited (Unit 3)INDIAOn Smelter Look-up Tab Only
GoldEmerald Jewel Industry India Limited (Unit 4)INDIAOn Smelter Look-up Tab Only
GoldFidelity Printers and Refiners Ltd.ZIMBABWEOn Smelter Look-up Tab Only
A-3


GoldFujairah Gold FZCUNITED ARAB EMIRATESOn Smelter Look-up Tab Only
GoldGCC Gujrat Gold Centre Pvt. Ltd.INDIAOn Smelter Look-up Tab Only
GoldGold Coast RefineryGHANAOn Smelter Look-up Tab Only
GoldGreat Wall Precious Metals Co., Ltd. of CBPMCHINAOn Smelter Look-up Tab Only
GoldGuangdong Jinding Gold LimitedCHINAOn Smelter Look-up Tab Only
GoldGuoda Safina High-Tech Environmental Refinery Co., Ltd.CHINAOn Smelter Look-up Tab Only
GoldHangzhou Fuchunjiang Smelting Co., Ltd.CHINAOn Smelter Look-up Tab Only
GoldHunan Chenzhou Mining Co., Ltd.CHINAOn Smelter Look-up Tab Only
GoldHunan Guiyang yinxing Nonferrous Smelting Co., Ltd.CHINAOn Smelter Look-up Tab Only
GoldHwaseong CJ CO., Ltd.KOREA, REPUBLIC OFOn Smelter Look-up Tab Only
GoldJALAN & CompanyINDIAOn Smelter Look-up Tab Only
GoldJSC Ekaterinburg Non-Ferrous Metal Processing PlantRUSSIAN FEDERATIONOn Smelter Look-up Tab Only
GoldK.A. RasmussenNORWAYOn Smelter Look-up Tab Only
GoldKaloti Precious MetalsUNITED ARAB EMIRATESOn Smelter Look-up Tab Only
GoldKazakhmys Smelting LLCKAZAKHSTANOn Smelter Look-up Tab Only
GoldKundan Care Products Ltd.INDIAOn Smelter Look-up Tab Only
GoldKyshtym Copper-Electrolytic Plant ZAORUSSIAN FEDERATIONOn Smelter Look-up Tab Only
GoldL'azurde Company For JewelrySAUDI ARABIAOn Smelter Look-up Tab Only
GoldLingbao Gold Co., Ltd.CHINAOn Smelter Look-up Tab Only
GoldLingbao Jinyuan Tonghui Refinery Co., Ltd.CHINAOn Smelter Look-up Tab Only
GoldLuoyang Zijin Yinhui Gold Refinery Co., Ltd.CHINAOn Smelter Look-up Tab Only
GoldMD OverseasINDIAOn Smelter Look-up Tab Only
GoldMetallix Refining Inc.RUSSIAN FEDERATIONOn Smelter Look-up Tab Only
GoldModeltech Sdn BhdMALAYSIAOn Smelter Look-up Tab Only
GoldMorris and WatsonNEW ZEALANDOn Smelter Look-up Tab Only
GoldMorris and Watson Gold CoastAUSTRALIAOn Smelter Look-up Tab Only
GoldNavoi Mining and Metallurgical CombinatUZBEKISTANOn Smelter Look-up Tab Only
GoldNH Recytech CompanyKOREA, REPUBLIC OFOn Smelter Look-up Tab Only
GoldPease & CurrenUNITED STATES OF AMERICAOn Smelter Look-up Tab Only
GoldPenglai Penggang Gold Industry Co., Ltd.CHINAOn Smelter Look-up Tab Only
GoldQG Refining, LLCUNITED STATES OF AMERICAOn Smelter Look-up Tab Only
GoldRefinery of Seemine Gold Co., Ltd.CHINAOn Smelter Look-up Tab Only
GoldRepublic Metals CorporationUNITED STATES OF AMERICAOn Smelter Look-up Tab Only
GoldSabin Metal Corp.UNITED STATES OF AMERICAOn Smelter Look-up Tab Only
GoldSai RefineryINDIAOn Smelter Look-up Tab Only
GoldSamwon Metals Corp.KOREA, REPUBLIC OFOn Smelter Look-up Tab Only
GoldSancus ZFS (L'Orfebre, SA)COLOMBIAOn Smelter Look-up Tab Only
A-4


GoldSchone Edelmetaal B.V.NETHERLANDSOn Smelter Look-up Tab Only
GoldSellem Industries Ltd.MAURITANIAOn Smelter Look-up Tab Only
GoldShandong Humon Smelting Co., Ltd.CHINAOn Smelter Look-up Tab Only
GoldShandong Tiancheng Biological Gold Industrial Co., Ltd.CHINAOn Smelter Look-up Tab Only
GoldShenzhen Zhonghenglong Real Industry Co., Ltd.CHINAOn Smelter Look-up Tab Only
GoldShirpur Gold Refinery Ltd.INDIAOn Smelter Look-up Tab Only
GoldSovereign MetalsINDIAOn Smelter Look-up Tab Only
GoldState Research Institute Center for Physical Sciences and TechnologyLITHUANIAOn Smelter Look-up Tab Only
GoldSudan Gold RefinerySUDANOn Smelter Look-up Tab Only
GoldTongling Nonferrous Metals Group Co., Ltd.CHINAOn Smelter Look-up Tab Only
GoldTony Goetz NVBELGIUMOn Smelter Look-up Tab Only
GoldUniversal Precious Metals Refining ZambiaZAMBIAOn Smelter Look-up Tab Only
GoldYunnan Copper Industry Co., Ltd.CHINAOn Smelter Look-up Tab Only
TantalumAsaka Riken Co., Ltd.JAPANConformant
TantalumChangsha South Tantalum Niobium Co., Ltd.CHINAConformant
TantalumD Block Metals, LLCUNITED STATES OF AMERICAConformant
TantalumExotech Inc.UNITED STATES OF AMERICAConformant
TantalumF&X Electro-Materials Ltd.CHINAConformant
TantalumFIR Metals & Resource Ltd.CHINAConformant
TantalumGlobal Advanced Metals AizuJAPANConformant
TantalumGlobal Advanced Metals BoyertownUNITED STATES OF AMERICAConformant
TantalumGuangdong Rising Rare Metals-EO Materials Ltd.CHINAConformant
TantalumGuangdong Zhiyuan New Material Co., Ltd.CHINAConformant
TantalumH.C. Starck Co., Ltd.THAILANDConformant
TantalumH.C. Starck Hermsdorf GmbHGERMANYConformant
TantalumH.C. Starck Inc.UNITED STATES OF AMERICAConformant
TantalumH.C. Starck Ltd.JAPANConformant
TantalumH.C. Starck Smelting GmbH & Co. KGGERMANYConformant
TantalumH.C. Starck Tantalum and Niobium GmbHGERMANYConformant
TantalumHengyang King Xing Lifeng New Materials Co., Ltd.CHINAConformant
TantalumJiangxi Dinghai Tantalum & Niobium Co., Ltd.CHINAConformant
TantalumJiangxi Tuohong New Raw MaterialCHINAConformant
TantalumJiuJiang JinXin Nonferrous Metals Co., Ltd.CHINAConformant
TantalumJiujiang Tanbre Co., Ltd.CHINAConformant
TantalumJiujiang Zhongao Tantalum & Niobium Co., Ltd.CHINAConformant
TantalumKEMET Blue MetalsMEXICOConformant
TantalumKEMET Blue PowderUNITED STATES OF AMERICAConformant
TantalumLSM Brasil S.A.BRAZILConformant
TantalumMetallurgical Products India Pvt., Ltd.INDIAConformant
TantalumMineracao Taboca S.A.BRAZILConformant
TantalumMitsui Mining & Smelting Co., Ltd.JAPANConformant
TantalumNingxia Orient Tantalum Industry Co., Ltd.CHINAConformant
TantalumNPM Silmet ASESTONIAConformant
A-5


TantalumPower Resources Ltd.MACEDONIA, THE FORMER YUGOSLAV REPUBLIC OFConformant
TantalumQuantumCleanUNITED STATES OF AMERICAConformant
TantalumResind Industria e Comercio Ltda.BRAZILConformant
TantalumRFH Tantalum Smeltery Co., Ltd./Yanling Jincheng Tantalum & Niobium Co., Ltd.CHINAConformant
TantalumSolikamsk Magnesium Works OAORUSSIAN FEDERATIONConformant
TantalumTaki Chemical Co., Ltd.JAPANConformant
TantalumTelex MetalsUNITED STATES OF AMERICAConformant
TantalumUlba Metallurgical Plant JSCKAZAKHSTANConformant
TantalumYanling Jincheng Tantalum & Niobium Co., Ltd.CHINAConformant
TantalumXinXing HaoRong Electronic Material Co., Ltd.CHINAConformant
TantalumDuoluoshanCHINAOn Smelter Look-up Tab Only
TantalumJiujiang Janny New Material Co., Ltd.CHINAOn Smelter Look-up Tab Only
TantalumYichun Jin Yang Rare Metal Co., Ltd.CHINAOn Smelter Look-up Tab Only
TinAlphaUNITED STATES OF AMERICAConformant
TinChenzhou Yunxiang Mining and Metallurgy Co., Ltd.CHINAConformant
TinChifeng Dajingzi Tin Industry Co., Ltd.CHINAConformant
TinChina Tin Group Co., Ltd.CHINAConformant
TinCV Ayi JayaINDONESIAConformant
TinCV Dua SekawanINDONESIAConformant
TinCV Gita PesonaINDONESIAConformant
TinCV United SmeltingINDONESIAConformant
TinCV Venus Inti PerkasaINDONESIAConformant
TinDowaJAPANConformant
TinEM VintoBOLIVIA (PLURINATIONAL STATE OF)Conformant
TinFenix MetalsPOLANDConformant
TinGejiu Fengming Metallurgy Chemical PlantCHINAConformant
TinGejiu Kai Meng Industry and Trade LLCCHINAConformant
TinGejiu Non-Ferrous Metal Processing Co., Ltd.CHINAConformant
TinGejiu Yunxin Nonferrous Electrolysis Co., Ltd.CHINAConformant
TinGejiu Zili Mining And Metallurgy Co., Ltd.CHINAConformant
TinGuangdong Hanhe Non-Ferrous Metal Co., Ltd.CHINAConformant
TinGuanyang Guida Nonferrous Metal Smelting PlantCHINAConformant
TinHuiChang Hill Tin Industry Co., Ltd.CHINAConformant
TinHuichang Jinshunda Tin Co., Ltd.CHINAConformant
TinJiangxi New Nanshan Technology Ltd.CHINAConformant
TinLuna Smelter, Ltd.RWANDAConformant
TinMa'anshan Weitai Tin Co., Ltd.CHINAConformant
TinMagnu's Minerais Metais e Ligas Ltda.BRAZILConformant
TinMalaysia Smelting Corporation (MSC)MALAYSIAConformant
TinMelt Metais e Ligas S.A.BRAZILConformant
TinMetallic Resources, Inc.UNITED STATES OF AMERICAConformant
TinMetallo Belgium N.V.BELGIUMConformant
TinMetallo Spain S.L.U.SPAINConformant
A-6


TinMineracao Taboca S.A.BRAZILConformant
TinMinsurPERUConformant
TinMitsubishi Materials CorporationJAPANConformant
TinO.M. Manufacturing (Thailand) Co., Ltd.THAILANDConformant
TinO.M. Manufacturing Philippines, Inc.PHILIPPINESConformant
TinOperaciones Metalurgicas S.A.BOLIVIA (PLURINATIONAL STATE OF)Conformant
TinPT Aries Kencana SejahteraINDONESIAConformant
TinPT Artha Cipta LanggengINDONESIAConformant
TinPT ATD Makmur Mandiri JayaINDONESIAConformant
TinPT Babel Inti PerkasaINDONESIAConformant
TinPT Babel Surya Alam LestariINDONESIAConformant
TinPT Bangka SerumpunINDONESIAConformant
TinPT Bangka Tin IndustryINDONESIAConformant
TinPT Belitung Industri SejahteraINDONESIAConformant
TinPT Bukit TimahINDONESIAConformant
TinPT DS Jaya AbadiINDONESIAConformant
TinPT Inti Stania PrimaINDONESIAConformant
TinPT Karimun MiningINDONESIAConformant
TinPT Menara Cipta MuliaINDONESIAConformant
TinPT Mitra Stania PrimaINDONESIAConformant
TinPT Panca Mega PersadaINDONESIAConformant
TinPT Prima Timah UtamaINDONESIAConformant
TinPT Rajawali Rimba PerkasaINDONESIAConformant
TinPT Rajehan AriqINDONESIAConformant
TinPT Refined Bangka TinINDONESIAConformant
TinPT Sariwiguna BinasentosaINDONESIAConformant
TinPT Stanindo Inti PerkasaINDONESIAConformant
TinPT Sukses Inti MakmurINDONESIAConformant
TinPT Timah Tbk KundurINDONESIAConformant
TinPT Timah Tbk MentokINDONESIAConformant
TinPT Tinindo Inter NusaINDONESIAConformant
TinPT Tommy UtamaINDONESIAConformant
TinResind Industria e Comercio Ltda.BRAZILConformant
TinRui Da HungTAIWAN, PROVINCE OF CHINAConformant
TinSoft Metais Ltda.BRAZILConformant
TinThai Nguyen Mining and Metallurgy Co., Ltd.VIET NAMConformant
TinThaisarcoTHAILANDConformant
TinTin Technology & RefiningUNITED STATES OF AMERICAConformant
TinWhite Solder Metalurgia e Mineracao Ltda.BRAZILConformant
TinYunnan Chengfeng Non-ferrous Metals Co., Ltd.CHINAConformant
TinYunnan Tin Company LimitedCHINAConformant
TinYunnan Yunfan Non-ferrous Metals Co., Ltd.CHINAConformant
TinCRM Fundicao De Metais E Comercio De Equipamentos Electronicos Do Brasil LtdaBRAZILActive
TinCRM SynergiesSPAINActive
TinNovosibirsk Processing Plant Ltd.RUSSIAN FEDERATIONActive
TinPT Lautan Harmonis SejahteraINDONESIAActive
A-7


TinPT Timah NusantaraINDONESIAActive
TinSuper LigasBRAZILActive
TinAn Vinh Joint Stock Mineral Processing CompanyVIET NAMOn Smelter Look-up Tab Only
TinCNMC (Guangxi) PGMA Co., Ltd.CHINAOn Smelter Look-up Tab Only
TinCV NurjanahINDONESIAOn Smelter Look-up Tab Only
TinCV Serumpun SebalaiINDONESIAOn Smelter Look-up Tab Only
TinDongguan CiEXPO Environmental Engineering Co., Ltd.CHINAOn Smelter Look-up Tab Only
TinElectro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock CompanyVIET NAMOn Smelter Look-up Tab Only
TinEstanho de Rondônia S.A.BRAZILOn Smelter Look-up Tab Only
TinGejiu City Fuxiang Industry and Trade Co., Ltd.CHINAOn Smelter Look-up Tab Only
TinGejiu Jinye Mineral Company CHINAOn Smelter Look-up Tab Only
TinJiangxi Ketai Advanced Material Co., Ltd.CHINAOn Smelter Look-up Tab Only
TinModeltech Sdn BhdMALAYSIAOn Smelter Look-up Tab Only
TinNghe Tinh Non-Ferrous Metals Joint Stock CompanyVIET NAMOn Smelter Look-up Tab Only
TinPongpipat Company LimitedMYANMAROn Smelter Look-up Tab Only
TinPrecious Minerals and Smelting LimitedINDIAOn Smelter Look-up Tab Only
TinPT Bangka Prima TinINDONESIAOn Smelter Look-up Tab Only
TinPT Eunindo Usaha MandiriINDONESIAOn Smelter Look-up Tab Only
TinPT Kijang Jaya MandiriINDONESIAOn Smelter Look-up Tab Only
TinPT Mitra Sukses GlobalindoINDONESIAOn Smelter Look-up Tab Only
TinPT Premium Tin IndonesiaINDONESIAOn Smelter Look-up Tab Only
TinPT Sumber Jaya IndahINDONESIAOn Smelter Look-up Tab Only
TinTuyen Quang Non-Ferrous Metals Joint Stock CompanyVIET NAMOn Smelter Look-up Tab Only
TinVQB Mineral and Trading Group JSCVIET NAMOn Smelter Look-up Tab Only
TungstenA.L.M.T. Corp.JAPANConformant
TungstenACL Metais EireliBRAZILConformant
TungstenAsia Tungsten Products Vietnam Ltd.VIET NAMConformant
TungstenChenzhou Diamond Tungsten Products Co., Ltd.CHINAConformant
TungstenChongyi Zhangyuan Tungsten Co., Ltd.CHINAConformant
TungstenFujian Jinxin Tungsten Co., Ltd.CHINAConformant
TungstenGanzhou Haichuang Tungsten Co., Ltd.CHINAConformant
TungstenGanzhou Huaxing Tungsten Products Co., Ltd.CHINAConformant
TungstenGanzhou Jiangwu Ferrotungsten Co., Ltd.CHINAConformant
TungstenGanzhou Seadragon W & Mo Co., Ltd.CHINAConformant
TungstenGlobal Tungsten & Powders Corp.UNITED STATES OF AMERICAConformant
TungstenGuangdong Xianglu Tungsten Co., Ltd.CHINAConformant
TungstenH.C. Starck Smelting GmbH & Co. KGGERMANYConformant
TungstenH.C. Starck Tungsten GmbHGERMANYConformant
TungstenHunan Chenzhou Mining Co., Ltd.CHINAConformant
TungstenHunan Chuangda Vanadium Tungsten Co., Ltd. WujiCHINAConformant
TungstenHunan Chunchang Nonferrous Metals Co., Ltd.CHINAConformant
A-8


TungstenHydrometallurg, JSCRUSSIAN FEDERATIONConformant
TungstenJapan New Metals Co., Ltd.JAPANConformant
TungstenJiangwu H.C. Starck Tungsten Products Co., Ltd.CHINAConformant
TungstenJiangxi Gan Bei Tungsten Co., Ltd.CHINAConformant
TungstenJiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.CHINAConformant
TungstenJiangxi Xinsheng Tungsten Industry Co., Ltd.CHINAConformant
TungstenJiangxi Yaosheng Tungsten Co., Ltd.CHINAConformant
TungstenKennametal FallonUNITED STATES OF AMERICAConformant
TungstenKennametal HuntsvilleUNITED STATES OF AMERICAConformant
TungstenKGETS Co., Ltd.KOREA, REPUBLIC OFConformant
TungstenMalipo Haiyu Tungsten Co., Ltd.CHINAConformant
TungstenMasan Tungsten Chemical LLC (MTC)VIET NAMConformant
TungstenMoliren Ltd.RUSSIAN FEDERATIONConformant
TungstenNiagara Refining LLCUNITED STATES OF AMERICAConformant
TungstenPhillippine Chuangxin Industrial Co., Inc.PHILIPPINESConformant
TungstenTejing (Vietnam) Tungsten Co., Ltd.VIET NAMConformant
TungstenUnecha Refractory metals plantRUSSIAN FEDERATIONConformant
TungstenWolfram Bergbau und Hutten AGAUSTRIAConformant
TungstenWoltech Korea Co., Ltd.KOREA, REPUBLIC OFConformant
TungstenXiamen Tungsten (H.C.) Co., Ltd.CHINAConformant
TungstenXiamen Tungsten Co., Ltd.CHINAConformant
TungstenXinhai Rendan Shaoguan Tungsten Co., Ltd.CHINAConformant
TungstenAlbasteel Industriae Comercio de Ligas Para Fundicao Ltd.BRAZILActive
TungstenCronimet Brasil Ltda.BRAZILActive
TungstenJingmen Dewei GEM Tungsten Resources Recycling Co., Ltd.CHINAActive
TungstenJSC "Kirovgrad Hard Alloys Plant"RUSSIAN FEDERATIONActive
TungstenNPP Tyazhmetprom LLCRUSSIAN FEDERATIONActive
TungstenArtek LLCRUSSIAN FEDERATIONOn Smelter Look-up Tab Only
TungstenChina Molybdenum Co., Ltd.CHINAOn Smelter Look-up Tab Only
TungstenCNMC (Guangxi) PGMA Co., Ltd.CHINAOn Smelter Look-up Tab Only
TungstenFujian Ganmin RareMetal Co., Ltd.CHINAOn Smelter Look-up Tab Only
TungstenGanzhou Yatai Tungsten Co., Ltd.CHINAOn Smelter Look-up Tab Only
TungstenHunan Litian Tungsten Industry Co., Ltd.CHINAOn Smelter Look-up Tab Only
TungstenJiangxi Dayu Longxintai Tungsten Co., Ltd.CHINAOn Smelter Look-up Tab Only
TungstenJiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.CHINAOn Smelter Look-up Tab Only
TungstenJiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd.CHINAOn Smelter Look-up Tab Only
TungstenLianyou Metals Co., Ltd.TAIWAN, PROVINCE OF CHINAOn Smelter Look-up Tab Only
TungstenSouth-East Nonferrous Metal Company Limited of Hengyang CityCHINAOn Smelter Look-up Tab Only
TungstenVietnam Youngsun Tungsten Industry Co., Ltd.VIET NAMOn Smelter Look-up Tab Only
TungstenXinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.CHINAOn Smelter Look-up Tab Only

The Company notes the following in connection with the information in the table above:

a.Not all of the included SORs may have processed the necessary 3TG contained in Zoetis’ in-scope products, since most of our suppliers reported at a “company level,” meaning that they reported the 3TG contained in all of their
A-9


products, not just those in the products that they sold us. Some suppliers also may have reported SORs that were not in Zoetis’ supply chain due to over-inclusiveness in the information received from their suppliers or for other reasons. In addition, the SORs reflected above may not include all of the SORs in Zoetis’ supply chain, since some suppliers did not identify all of their SORs and because not all suppliers responded to Zoetis’ inquiries.

b.The table only includes entities that were listed as SORs on the Smelter Look-up tab list of the CMRT.

c.SOR status information in the table is as of May 16, 2021.

d.“Conformant” means that a SOR has successfully completed an assessment against the applicable Responsible Minerals Assurance Process (the “RMAP”) standard or an equivalent cross-recognized assessment. Included smelters and refiners were not necessarily Conformant for all or part of 2020 and may not continue to be Conformant for any future period.

e.“Active” means that the SOR has committed to undergo an RMAP assessment, completed the relevant documents and scheduled the on-site assessment. These may be in the pre-assessment, assessment, or corrective-action phases of the assessment.

f.“On Smelter Look-up Tab Only” means that a SOR is listed on the Smelter Look-up tab list of the CMRT, but is not listed as Conformant or Active.

g.SOR status and location reflected in the table is based solely on information made publicly available by the RMI, without independent verification by Zoetis.

Country of Origin Information

The countries of origin of the newly-mined 3TG processed by the Conformant SORs listed above may include the countries listed below, as well as possibly other countries.
ArgentinaCyprusGuyanaMoroccoSaudi ArabiaTurkey
AustraliaDominican RepublicHondurasMozambiqueSenegalUganda*
AustriaIndiaMyanmarSerbiaUnited Kingdom
AzerbaijanEcuadorIndonesiaNamibiaSierra LeoneUnited States of America
BeninEgyptIvory CoastNetherlandsSlovakia
BoliviaEritreaJapanNew ZealandSolomon IslandsUruguay
BotswanaEthiopiaKazakhstanNicaraguaSomalilandUzbekistan
BrazilFijiKenyaNigerSouth AfricaVietnam
Burkina FasoFinlandLaosNigeriaSpainZambia*
Burundi*FranceLiberiaPapua New GuineaSurinameZimbabwe
CanadaFrench GuianaMadagascarPeruSwaziland
ChileGeorgiaMalaysiaPhilippinesSweden
ChinaGermanyMaliPortugalTaiwan
ColombiaGhanaMauritaniaPuerto RicoTajikistan
Democratic Republic of the Congo*GuatemalaMexicoRussiaTanzania*
GuineaMongoliaRwanda*Thailand
* Represents a Covered Country
In addition, some of the listed Conformant smelters and refiners may have processed 3TG originating from recycled or scrap sources.

For calendar 2020, we were not able to determine the potential country of origin of the 3TG processed by any of the smelters or refiners listed as “Active” or “On Smelter Look-up Tab Only.”

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