0001555280-17-000134.txt : 20170525 0001555280-17-000134.hdr.sgml : 20170525 20170525163303 ACCESSION NUMBER: 0001555280-17-000134 CONFORMED SUBMISSION TYPE: SD PUBLIC DOCUMENT COUNT: 2 13p-1 1.01 20161231 1.02 20161231 FILED AS OF DATE: 20170525 DATE AS OF CHANGE: 20170525 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Zoetis Inc. CENTRAL INDEX KEY: 0001555280 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 460696167 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SD SEC ACT: 1934 Act SEC FILE NUMBER: 001-35797 FILM NUMBER: 17870446 BUSINESS ADDRESS: STREET 1: 10 SYLVAN WAY CITY: PARSIPPANY STATE: NJ ZIP: 07054 BUSINESS PHONE: 973-822-7000 MAIL ADDRESS: STREET 1: 10 SYLVAN WAY CITY: PARSIPPANY STATE: NJ ZIP: 07054 SD 1 zoetisformsd2016calendarye.htm SD Document



UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM SD
Specialized Disclosure Report

Zoetis Inc.
(Exact name of registrant as specified in its charter)

Delaware
001-35797
46-0696167
(State or Other Jurisdiction
(Commission File Number)
(IRS Employer
of Incorporation)
 
Identification No.)
 
 
 
 
 
 
 
10 Sylvan Way
 
 
Parsippany, NJ 07054
 
 
(Address of principal executive office)
 

Heidi C. Chen
Executive Vice President,
General Counsel and Corporate Secretary
Tel: (973) 822-7000
(Name and telephone number, including area code,
of the person to contact in connection with this report.)

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:

[x]
Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2016.






Section 1 - Conflict Minerals Disclosure

Item 1.01. Conflict Minerals Disclosure

As provided for in Rule 13p-1 under the Securities Exchange Act of 1934, as amended, and Form SD, a Conflict Minerals Report is provided as an exhibit to this Form SD and is available at the Zoetis Inc. Internet website: www.zoetis.com. The information contained on our website is not incorporated by reference into this Form SD or our Conflict Minerals Report and should not be considered part of this report or the Conflict Minerals Report.


Item 1.02. Exhibit

The Conflict Minerals Report described in Item 1.01 is filed as Exhibit 1.01 to this Form SD.



Section 2 - Exhibits

Item 2.01. Exhibits
 
 
 
Exhibit Number
 
Description
 
 
 
1.01
 
Conflict Minerals Report for the calendar year ended December 31, 2016.








SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
ZOETIS INC.
 
 
By:
 
/s/ Heidi C Chen
Name:
 
Heidi C Chen
Title:
 
Executive Vice President,
 
 
General Counsel and Corporate Secretary
Dated: May 25, 2017


EX-1.01 2 zoetis2016conflictminerals.htm EXHIBIT 1.01 Exhibit


Exhibit 1.01

Conflict Minerals Report for Zoetis Inc.
For the Year Ended December 31, 2016

Introduction

This Conflict Minerals Report (the “Report”) has been prepared by Zoetis Inc. (“Zoetis,” the “Company,” “we,” “us,” or “our”) as provided for in Rule 13p-1 under the Securities Exchange Act of 1934, as amended, and Form SD (collectively, the “Conflict Minerals Rule”), for the reporting period from January 1 to December 31, 2016. The date of filing of this Conflict Minerals Report is May 25, 2017.

As used herein, “Conflict Minerals” or “3TG” are columbite-tantalite (coltan), cassiterite, gold, wolframite and the derivatives tantalum, tin and tungsten, without regard to the location of origin of the minerals or derivative metals.


Overview

Zoetis is a global leader in the discovery, development, manufacture and commercialization of animal health medicines and vaccines, with a focus on both livestock and companion animals. We have a diversified business, commercializing products across eight core species: cattle, swine, poultry, sheep and fish (collectively, livestock) and dogs, cats and horses (collectively, companion animals); and within five major product categories: anti-infectives, vaccines, parasiticides, medicated feed additives and other pharmaceuticals. We also derive revenue from other product categories, such as nutritionals and agribusiness, and we manufacture products and provide services in complementary areas, including biodevices, diagnostics and genetics.

Zoetis has an extensive global supply chain, with multiple layers of supply manufacturers between the Company’s direct suppliers and any smelters or refiners. Accordingly, we rely on our direct suppliers to provide us with accurate upstream information about the origin of any 3TG in the materials, components, parts and subassemblies we purchase for our products.

However, Zoetis supports the humanitarian goal of ending violent conflict in the Democratic Republic of the Congo (“DRC”) and its adjoining countries (collectively, the “Covered Countries”). We are committed to working with our suppliers to ensure compliance with the Conflict Minerals Rule and the responsible sourcing of 3TG through the compliance procedures described herein.

Since 2014, we have included a clause in any new or renewed supply contract that prohibits a Zoetis supplier from using 3TG that originate in a Covered Country in the production of a Zoetis product, or, in the alternative, requires the supplier to (i) immediately notify us of such use, (ii) provide us with a valid and verifiable certificate of origin for such 3TG and (iii) be able to demonstrate that a reasonable country of origin inquiry and due diligence process were undertaken in the preparation and delivery of such certificate of origin. We do not seek to embargo sourcing from the Covered Countries and are supportive of responsible sourcing from those countries.


Product Scoping

For 2016, we conducted an analysis of our product lines to determine whether any 3TG are necessary to any Zoetis product’s functionality or production. After completing our analysis, we determined that small quantities of 3TG are found in essential components within our Embrex biodevice product line. Embrex biodevices are highly complex machines used primarily by poultry hatcheries for in ovo detection of infertile eggs and in ovo vaccination of viable eggs. Embrex biodevices represented approximately 1% of our net sales in 2016.

Following our analysis and initial determination, we performed a reasonable country of origin inquiry (“RCOI”) and due diligence on the 3TG that were in our supply chain during 2016.




1




Reasonable Country of Origin Inquiry and Due Diligence Process

Our outreach included 51 suppliers that we identified as having provided us with components, parts or subassemblies that contain 3TG. For our RCOI, to the extent applicable, we utilized the same processes and procedures as for our due diligence, particularly Steps 1 and 2 of the OECD Due Diligence Guidance (as defined below) design framework, which are described below in this Conflict Minerals Report.

Following our RCOI, we performed due diligence on the source and origin of the 3TG in our products. Our due diligence processes were based on the Organisation for Economic Co-operation and Development Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflicted-Affected and High-Risk Areas, including the Supplement on Tin, Tantalum and Tungsten and the Supplement on Gold (Third Edition) (“OECD Due Diligence Guidance”), an internationally recognized due diligence framework. Our RCOI and diligence measures included the following:

Step 1: Establish strong company management systems

Zoetis has a team of colleagues from our Legal, Regulatory Affairs, Research & Development and Global Manufacturing and Supply functions that are part of our 3TG compliance program. This team is led by our Chief Compliance Officer and supported by legal and internal manufacturing experts, key pharmaceutical science leads, and global and regional procurement specialists.

In 2015, we adopted a conflict minerals policy, which sets forth our position and encourages our suppliers to use smelters that are listed as Compliant (as later defined) by the Conflict-Free Sourcing Initiative (“CFSI”) whenever possible. Our policy is available to the public at www.zoetis.com/responsibility/policy-on-use-of-conflict-minerals.

Finally, we have processes in place to listen to and act on concerns expressed by employees and others about possible improper or unethical business practices or violations of laws, regulations, or Company policies, including our 3TG policy. These serve as a grievance mechanism as contemplated by the OECD Due Diligence Guidance. Grievances can be reported by phone at (973) 822-7000 or by email at compliance@zoetis.com.

Step 2: Identify and assess risks in the supply chain

We sent each of our 51 in-scope suppliers a letter explaining our disclosure obligations and requesting the completion of the then latest Revision of the Conflict Minerals Reporting Template (“CMRT”) developed by the CFSI. Our 3TG compliance team analyzed our suppliers’ responses, reviewed the smelter information provided in each completed CMRT, conducted follow-up inquiries with those suppliers who provided incomplete, unclear, or ambiguous responses, and made multiple attempts to obtain responses from suppliers who did not immediately respond to our requests.

We received responses from 63% of our in-scope suppliers. Of those responses, the vast majority provided us with data only at the “company” level, meaning with respect to their overall 3TG sourcing for all of their products, without specifying whether the 3TG disclosed was specific to our products.

The results of our RCOI and due diligence are discussed later in the Conflict Minerals Report under “RCOI and Due Diligence Results.”

Step 3: Design and implement a strategy to respond to identified risks

As part of our program to address the potential use of 3TG in Zoetis products, our Senior Management and the Audit Committee of our Board of Directors are briefed on our due diligence efforts.

We address identified risks on a case-by-case basis. This flexible approach enables us to tailor the response to the risks identified.

Step 4: Carry out independent third-party audit of smelter’s/refiner’s due diligence practices

In connection with our due diligence, and to assess smelter and refiner due diligence practices, we utilize and rely on the lists of smelters and refiners published by the CFSI to determine which facilities identified by our direct suppliers have either undergone an audit conducted by an independent third party, or have agreed to undergo or are undergoing such an audit.


2




Step 5: Report annually on supply chain due diligence

We file a Form SD and a Conflict Minerals Report with the Securities and Exchange Commission and make these filings available on our website.


RCOI and Due Diligence Results

In connection with our RCOI and due diligence, suppliers identified to us the facilities listed on Appendix A as having potentially processed the necessary 3TG contained in our in-scope products for 2016.

The table below presents a summary of the smelter and refiner information contained in Appendix A. Appendix A lists the identified facilities and provides country of origin information. In addition, please see the notes accompanying Appendix A for additional information relevant to the table below.

 
Compliant
Active
On Reference List Only
Gold
94
7
33
Tantalum
42
0
1
Tin
65
6
8
Tungsten
40
0
6


We endeavored to determine the mine or location of origin of the 3TG contained in our in-scope products by requesting that suppliers provide us with a completed CMRT and through the other measures described in this Conflict Minerals Report.

For 2016, none of our in-scope products were determined by us to support conflict (i.e., to contain necessary 3TG that directly or indirectly financed or benefitted an armed group in a Covered Country). However, we did not conclude that any of our in-scope products were “DRC conflict free.”


Risk Mitigation and Future Actions

We intend to take the following steps to ensure that the 3TG in our supply chain does not originate from sources that support conflict:
1.
Continue to inform our suppliers of our sourcing requirements;
2.
Continue to request, on an annual basis, CMRTs from our suppliers;
3.
Continue to include terms and conditions relating to 3TG sourcing in our purchase agreements; and
4.
In the event that any of our suppliers are found to be providing us with 3TG from sources that support conflict in the Covered Countries, work with the supplier to establish alternative sources of 3TG.

All of these steps are in addition to the other steps that the Company took with respect to 2016, which it intends to continue to take with respect to 2017 to the extent applicable.


Caution Concerning Forward-Looking Statements

This Report contains forward-looking statements, which reflect the current views of Zoetis with respect to business plans and actions. Forward-looking statements are based on our current expectations and assumptions, which may not prove to be accurate. These statements are not guarantees of future performance or actions. Forward-looking statements are subject to risks and uncertainties. These risks and uncertainties include, but are not limited to: (1) the continued implementation of satisfactory traceability and other compliance measures by our direct and indirect suppliers on a timely basis or at all; (2) whether smelters and refiners and other market participants responsibly source 3TG; and (3) political and regulatory developments, whether in the Covered Countries, the United States or elsewhere. If one or more of these uncertainties materialize, or if management’s underlying assumptions prove to be incorrect, actual results may differ materially from those contemplated by a forward-looking statement. As a result, forward-looking statements speak only as of the date on which they are made. Zoetis expressly

3



disclaims any obligation to update or revise any forward-looking statement, whether as a result of new information, future events or otherwise, except as required by federal securities laws.



4




Appendix A

The following list contains smelters and refiners reported by our suppliers that may have been used to process the necessary conflict minerals contained in Zoetis' in-scope products. This data was collected as of May 17, 2017.

Mineral
Smelter or Refiner Name
Smelter or Refiner Location
Status
Gold
Advanced Chemical Company
UNITED STATES
Compliant
Gold
Aida Chemical Industries Co., Ltd.
JAPAN
Compliant
Gold
Al Etihad Gold Refinery DMCC
UNITED ARAB EMIRATES
Compliant
Gold
Allgemeine Gold-und Silberscheideanstalt A.G.
GERMANY
Compliant
Gold
Almalyk Mining and Metallurgical Complex (AMMC)
UZBEKISTAN
Compliant
Gold
AngloGold Ashanti Córrego do Sítio Mineração
BRAZIL
Compliant
Gold
Argor-Heraeus S.A.
SWITZERLAND
Compliant
Gold
Asahi Pretec Corp.
JAPAN
Compliant
Gold
Asahi Refining Canada Ltd.
CANADA
Compliant
Gold
Asahi Refining USA Inc.
UNITED STATES
Compliant
Gold
Asaka Riken Co., Ltd.
JAPAN
Compliant
Gold
AU Traders and Refiners
SOUTH AFRICA
Compliant
Gold
Aurubis AG
GERMANY
Compliant
Gold
Bangko Sentral ng Pilipinas (Central Bank of the Philippines)
PHILIPPINES
Compliant
Gold
Boliden AB
SWEDEN
Compliant
Gold
C. Hafner GmbH + Co. KG
GERMANY
Compliant
Gold
CCR Refinery - Glencore Canada Corporation
CANADA
Compliant
Gold
Chimet S.p.A.
ITALY
Compliant
Gold
Daejin Indus Co., Ltd.
KOREA, REPUBLIC OF
Compliant
Gold
DODUCO GmbH
GERMANY
Compliant
Gold
Dowa
JAPAN
Compliant
Gold
DSC (Do Sung Corporation)
KOREA, REPUBLIC OF
Compliant
Gold
Eco-System Recycling Co., Ltd.
JAPAN
Compliant
Gold
Emirates Gold DMCC
UNITED ARAB EMIRATES
Compliant
Gold
Geib Refining Corporation
UNITED STATES
Compliant
Gold
Gold Refinery of Zijin Mining Group Co., Ltd.
CHINA
Compliant
Gold
Heimerle + Meule GmbH
GERMANY
Compliant
Gold
Heraeus Metals Ltd. Hong Kong
HONG KONG
Compliant
Gold
Heraeus Precious Metals GmbH & Co. KG
GERMANY
Compliant
Gold
Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.
CHINA
Compliant
Gold
Ishifuku Metal Industry Co., Ltd.
JAPAN
Compliant
Gold
Istanbul Gold Refinery
TURKEY
Compliant
Gold
Japan Mint
JAPAN
Compliant
Gold
Jiangxi Copper Co., Ltd.
CHINA
Compliant
Gold
JSC Ekaterinburg Non-Ferrous Metal Processing Plant
RUSSIAN FEDERATION
Compliant
Gold
JSC Uralectromed
RUSSIAN FEDERATION
Compliant
Gold
JX Nippon Mining & Metals Co., Ltd.
JAPAN
Compliant
Gold
Kazzinc
KAZAKHSTAN
Compliant
Gold
Kennecott Utah Copper LLC
UNITED STATES
Compliant
Gold
Kojima Chemicals Co., Ltd.
JAPAN
Compliant
Gold
Korea Zinc Co., Ltd.
KOREA, REPUBLIC OF
Compliant
Gold
Kyrgyzaltyn JSC
KYRGYZSTAN
Compliant

A-1



Gold
LS-NIKKO Copper Inc.
KOREA, REPUBLIC OF
Compliant
Gold
Materion
UNITED STATES
Compliant
Gold
Matsuda Sangyo Co., Ltd.
JAPAN
Compliant
Gold
Metalor Technologies (Hong Kong) Ltd
HONG KONG
Compliant
Gold
Metalor Technologies (Singapore) Pte., Ltd.
SINGAPORE
Compliant
Gold
Metalor Technologies (Suzhou) Ltd.
CHINA
Compliant
Gold
Metalor Technologies S.A.
SWITZERLAND
Compliant
Gold
Metalor USA Refining Corporation
UNITED STATES
Compliant
Gold
Metalurgica Met-Mex Penoles S.A. De C.V.
MEXICO
Compliant
Gold
Mitsubishi Materials Corporation
JAPAN
Compliant
Gold
Mitsui Mining and Smelting Co., Ltd.
JAPAN
Compliant
Gold
MMTC-PAMP India Pvt., Ltd.
INDIA
Compliant
Gold
Moscow Special Alloys Processing Plant
RUSSIAN FEDERATION
Compliant
Gold
Nadir Metal Rafineri San. Ve Tic. A.S.
TURKEY
Compliant
Gold
Nihon Material Co., Ltd.
JAPAN
Compliant
Gold
Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH
AUSTRIA
Compliant
Gold
Ohura Precious Metal Industry Co., Ltd.
JAPAN
Compliant
Gold
OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet)
RUSSIAN FEDERATION
Compliant
Gold
OJSC Novosibirsk Refinery
RUSSIAN FEDERATION
Compliant
Gold
PAMP S.A.
SWITZERLAND
Compliant
Gold
Prioksky Plant of Non-Ferrous Metals
RUSSIAN FEDERATION
Compliant
Gold
PT Aneka Tambang (Persero) Tbk
INDONESIA
Compliant
Gold
PX Precinox S.A.
SWITZERLAND
Compliant
Gold
Rand Refinery (Pty) Ltd.
SOUTH AFRICA
Compliant
Gold
Republic Metals Corporation
UNITED STATES
Compliant
Gold
Royal Canadian Mint
CANADA
Compliant
Gold
SAAMP
FRANCE
Compliant
Gold
Samduck Precious Metals
KOREA, REPUBLIC OF
Compliant
Gold
SAXONIA Edelmetalle GmbH
GERMANY
Compliant
Gold
Schone Edelmetaal B.V.
NETHERLANDS
Compliant
Gold
SEMPSA Joyeria Plateria S.A.
SPAIN
Compliant
Gold
Shandong Zhaojin Gold & Silver Refinery Co., Ltd.
CHINA
Compliant
Gold
Sichuan Tianze Precious Metals Co., Ltd.
CHINA
Compliant
Gold
Singway Technology Co., Ltd.
TAIWAN
Compliant
Gold
SOE Shyolkovsky Factory of Secondary Precious Metals
RUSSIAN FEDERATION
Compliant
Gold
Solar Applied Materials Technology Corp.
TAIWAN
Compliant
Gold
Sumitomo Metal Mining Co., Ltd.
JAPAN
Compliant
Gold
T.C.A S.p.A
ITALY
Compliant
Gold
Tanaka Kikinzoku Kogyo K.K.
JAPAN
Compliant
Gold
The Refinery of Shandong Gold Mining Co., Ltd.
CHINA
Compliant
Gold
Tokuriki Honten Co., Ltd
JAPAN
Compliant
Gold
Torecom
KOREA, REPUBLIC OF
Compliant
Gold
Umicore Brasil Ltda.
BRAZIL
Compliant
Gold
Umicore Precious Metals Thailand
THAILAND
Compliant
Gold
Umicore S.A. Business Unit Precious Metals Refining
BELGIUM
Compliant
Gold
United Precious Metal Refining, Inc.
UNITED STATES
Compliant
Gold
Valcambi S.A.
SWITZERLAND
Compliant
Gold
Western Australian Mint (T/a The Perth Mint)
AUSTRALIA
Compliant
Gold
WIELAND Edelmetalle GmbH
GERMANY
Compliant

A-2



Gold
Yamamoto Precious Metal Co., Ltd.
JAPAN
Compliant
Gold
Yokohama Metal Co., Ltd.
JAPAN
Compliant
Gold
Zhongyuan Gold Smelter of Zhongjin Gold Corporation
CHINA
Compliant
Gold
Bangalore Refinery
INDIA
Active
Gold
Cendres + Metaux S.A.
SWITZERLAND
Active
Gold
KGHM Polska Miedz Spolka Akcyjna
POLAND
Active
Gold
Modeltech Sdn Bhd
MALAYSIA
Active
Gold
Navoi Mining and Metallurgical Combinat
UZBEKISTAN
Active
Gold
SAFINA A.S.
CZECH REPUBLIC
Active
Gold
Tony Goetz NV
BELGIUM
Active
Gold
Atasay Kuyumculuk Sanayi Ve Ticaret A.S.
TURKEY
On Reference List Only
Gold
Caridad
MEXICO
On Reference List Only
Gold
Chugai Mining
JAPAN
On Reference List Only
Gold
Daye Non-Ferrous Metals Mining Ltd.
CHINA
On Reference List Only
Gold
Elemetal Refining, LLC
UNITED STATES
On Reference List Only
Gold
Faggi Enrico S.p.A.
ITALY
On Reference List Only
Gold
Gansu Seemine Material Hi-Tech Co., Ltd.
CHINA
On Reference List Only
Gold
GCC Gujarat Gold Centre Pvt. Ltd.
INDIA
On Reference List Only
Gold
Great Wall Precious Metals Co., Ltd. of CBPM
CHINA
On Reference List Only
Gold
Guangdong Jinding Gold Limited
CHINA
On Reference List Only
Gold
Guoda Safina High-Tech Environmental Refinery Co., Ltd.
CHINA
On Reference List Only
Gold
Hangzhou Fuchunjiang Smelting Co., Ltd.
CHINA
On Reference List Only
Gold
Hunan Chenzhou Mining Co., Ltd.
CHINA
On Reference List Only
Gold
Hwasung CJ Co., Ltd.
KOREA, REPUBLIC OF
On Reference List Only
Gold
Kaloti Precious Metals
UNITED ARAB EMIRATES
On Reference List Only
Gold
Kazakhmys Smelting LLC
KAZAKHSTAN
On Reference List Only
Gold
L' azurde Company For Jewelry
SAUDI ARABIA
On Reference List Only
Gold
Lingbao Gold Co., Ltd.
CHINA
On Reference List Only
Gold
Lingbao Jinyuan Tonghui Refinery Co., Ltd.
CHINA
On Reference List Only
Gold
Luoyang Zijin Yinhui Gold Refinery Co., Ltd.
CHINA
On Reference List Only
Gold
Morris and Watson
NEW ZEALAND
On Reference List Only
Gold
Penglai Penggang Gold Industry Co., Ltd.
CHINA
On Reference List Only
Gold
Remondis Argentia B.V.
NETHERLANDS
On Reference List Only
Gold
Sabin Metal Corp.
UNITED STATES
On Reference List Only
Gold
Sai Refinery
INDIA
On Reference List Only
Gold
Samwon Metals Corp.
KOREA, REPUBLIC OF
On Reference List Only
Gold
Shandong Tiancheng Biological Gold Industrial Co., Ltd.
CHINA
On Reference List Only
Gold
So Accurate Group, Inc.
UNITED STATES
On Reference List Only
Gold
Sudan Gold Refinery
SUDAN
On Reference List Only
Gold
Tongling Nonferrous Metals Group Co., Ltd.
CHINA
On Reference List Only
Gold
TOO Tau-Ken-Altyn
KAZAKHSTAN
On Reference List Only
Gold
Universal Precious Metals Refining Zambia
ZAMBIA
On Reference List Only
Gold
Yunnan Copper Industry Co., Ltd.
CHINA
On Reference List Only
Tantalum
Changsha South Tantalum Niobium Co., Ltd.
CHINA
Compliant
Tantalum
Conghua Tantalum and Niobium Smeltry
CHINA
Compliant
Tantalum
D Block Metals, LLC
UNITED STATES
Compliant
Tantalum
Duoluoshan
CHINA
Compliant
Tantalum
Exotech Inc.
UNITED STATES
Compliant
Tantalum
F&X Electro-Materials Ltd.
CHINA
Compliant
Tantalum
FIR Metals & Resource Ltd.
CHINA
Compliant

A-3



Tantalum
Global Advanced Metals Aizu
JAPAN
Compliant
Tantalum
Global Advanced Metals Boyertown
UNITED STATES
Compliant
Tantalum
Guangdong Zhiyuan New Material Co., Ltd.
CHINA
Compliant
Tantalum
H.C. Starck Co., Ltd.
THAILAND
Compliant
Tantalum
H.C. Starck Hermsdorf GmbH
GERMANY
Compliant
Tantalum
H.C. Starck Inc.
UNITED STATES
Compliant
Tantalum
H.C. Starck Ltd.
JAPAN
Compliant
Tantalum
H.C. Starck Smelting GmbH & Co. KG
GERMANY
Compliant
Tantalum
H.C. Starck Tantalum and Niobium GmbH
GERMANY
Compliant
Tantalum
Hengyang King Xing Lifeng New Materials Co., Ltd.
CHINA
Compliant
Tantalum
Hi-Temp Specialty Metals, Inc.
UNITED STATES
Compliant
Tantalum
Jiangxi Dinghai Tantalum & Niobium Co., Ltd.
CHINA
Compliant
Tantalum
Jiangxi Tuohong New Raw Material
CHINA
Compliant
Tantalum
JiuJiang JinXin Nonferrous Metals Co., Ltd.
CHINA
Compliant
Tantalum
Jiujiang Nonferrous Metals Smelting Company Limited
CHINA
Compliant
Tantalum
Jiujiang Zhongao Tantalum & Niobium Co., Ltd.
CHINA
Compliant
Tantalum
KEMET Blue Metals
MEXICO
Compliant
Tantalum
KEMET Blue Powder
UNITED STATES
Compliant
Tantalum
King-Tan Tantalum Industry Ltd.
CHINA
Compliant
Tantalum
LSM Brasil S.A.
BRAZIL
Compliant
Tantalum
Metallurgical Products India Pvt., Ltd.
INDIA
Compliant
Tantalum
Mineracao Taboca S.A.
BRAZIL
Compliant
Tantalum
Mitsui Mining & Smelting Co., Ltd.
JAPAN
Compliant
Tantalum
Ningxia Orient Tantalum Industry Co., Ltd.
CHINA
Compliant
Tantalum
NPM Silmet AS
ESTONIA
Compliant
Tantalum
Power Resources Ltd.
MACEDONIA, THE FORMER YUGOSLAV REPUBLIC OF
Compliant
Tantalum
QuantumClean
UNITED STATES
Compliant
Tantalum
Resind Indústria e Comércio Ltda.
BRAZIL
Compliant
Tantalum
RFH Tantalum Smeltry Co., Ltd.
CHINA
Compliant
Tantalum
Solikamsk Magnesium Works OAO
RUSSIAN FEDERATION
Compliant
Tantalum
Taki Chemical Co., Ltd.
JAPAN
Compliant
Tantalum
Tranzact, Inc.
UNITED STATES
Compliant
Tantalum
Ulba Metallurgical Plant JSC
KAZAKHSTAN
Compliant
Tantalum
XinXing HaoRong Electronic Material Co., Ltd.
CHINA
Compliant
Tantalum
Yichun Jin Yang Rare Metal Co., Ltd.
CHINA
Compliant
Tantalum
Telex Metals
UNITED STATES
On Reference List Only
Tin
Alpha
UNITED STATES
Compliant
Tin
China Tin Group Co., Ltd.
CHINA
Compliant
Tin
Cooperativa Metalurgica de Rondônia Ltda.
BRAZIL
Compliant
Tin
CV Ayi Jaya
INDONESIA
Compliant
Tin
CV Dua Sekawan
INDONESIA
Compliant
Tin
CV Gita Pesona
INDONESIA
Compliant
Tin
CV Serumpun Sebalai
INDONESIA
Compliant
Tin
CV Tiga Sekawan
INDONESIA
Compliant
Tin
CV United Smelting
INDONESIA
Compliant
Tin
CV Venus Inti Perkasa
INDONESIA
Compliant
Tin
Dowa
JAPAN
Compliant
Tin
EM Vinto
BOLIVIA
Compliant
Tin
Fenix Metals
POLAND
Compliant

A-4



Tin
Gejiu Fengming Metallurgy Chemical Plant
CHINA
Compliant
Tin
Gejiu Jinye Mineral Company
CHINA
Compliant
Tin
Gejiu Non-Ferrous Metal Processing Co., Ltd.
CHINA
Compliant
Tin
Guanyang Guida Nonferrous Metal Smelting Plant
CHINA
Compliant
Tin
HuiChang Hill Tin Industry Co., Ltd.
CHINA
Compliant
Tin
Jiangxi Ketai Advanced Material Co., Ltd.
CHINA
Compliant
Tin
Magnu's Minerais Metais e Ligas Ltda.
BRAZIL
Compliant
Tin
Malaysia Smelting Corporation (MSC)
MALAYSIA
Compliant
Tin
Melt Metais e Ligas S.A.
BRAZIL
Compliant
Tin
Metallic Resources, Inc.
UNITED STATES
Compliant
Tin
Metallo Belgium N.V.
BELGIUM
Compliant
Tin
Metallo Spain S.L.U.
SPAIN
Compliant
Tin
Mineracao Taboca S.A.
BRAZIL
Compliant
Tin
Minsur
PERU
Compliant
Tin
Mitsubishi Materials Corporation
JAPAN
Compliant
Tin
O.M. Manufacturing (Thailand) Co., Ltd.
THAILAND
Compliant
Tin
O.M. Manufacturing Philippines, Inc.
PHILIPPINES
Compliant
Tin
Operaciones Metalurgical S.A.
BOLIVIA
Compliant
Tin
PT Aries Kencana Sejahtera
INDONESIA
Compliant
Tin
PT Artha Cipta Langgeng
INDONESIA
Compliant
Tin
PT ATD Makmur Mandiri Jaya
INDONESIA
Compliant
Tin
PT Babel Inti Perkasa
INDONESIA
Compliant
Tin
PT Bangka Prima Tin
INDONESIA
Compliant
Tin
PT Bangka Tin Industry
INDONESIA
Compliant
Tin
PT Belitung Industri Sejahtera
INDONESIA
Compliant
Tin
PT Bukit Timah
INDONESIA
Compliant
Tin
PT DS Jaya Abadi
INDONESIA
Compliant
Tin
PT Eunindo Usaha Mandiri
INDONESIA
Compliant
Tin
PT Inti Stania Prima
INDONESIA
Compliant
Tin
PT Karimun Mining
INDONESIA
Compliant
Tin
PT Kijang Jaya Mandiri
INDONESIA
Compliant
Tin
PT Mitra Stania Prima
INDONESIA
Compliant
Tin
PT O.M. Indonesia
INDONESIA
Compliant
Tin
PT Panca Mega Persada
INDONESIA
Compliant
Tin
PT Prima Timah Utama
INDONESIA
Compliant
Tin
PT Refined Bangka Tin
INDONESIA
Compliant
Tin
PT Sariwiguna Binasentosa
INDONESIA
Compliant
Tin
PT Stanindo Inti Perkasa
INDONESIA
Compliant
Tin
PT Sukses Inti Makmur
INDONESIA
Compliant
Tin
PT Sumber Jaya Indah
INDONESIA
Compliant
Tin
PT Timah (Persero) Tbk Kundur
INDONESIA
Compliant
Tin
PT Timah (Persero) Tbk Mentok
INDONESIA
Compliant
Tin
PT Tinindo Inter Nusa
INDONESIA
Compliant
Tin
PT Tommy Utama
INDONESIA
Compliant
Tin
Resind Indústria e Comércio Ltda.
BRAZIL
Compliant
Tin
Rui Da Hung
TAIWAN
Compliant
Tin
Soft Metais, Ltda.
BRAZIL
Compliant
Tin
Thaisarco
THAILAND
Compliant
Tin
VQB Mineral and Trading Group JSC
VIETNAM
Compliant
Tin
White Solder Metalurgia e Mineracao Ltda.
BRAZIL
Compliant

A-5



Tin
Yunnan Chengfeng Non-ferrous Metals Co., Ltd.
CHINA
Compliant
Tin
Yunnan Tin Company Limited
CHINA
Compliant
Tin
Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy JSC
VIETNAM
Active
Tin
Gejiu Kai Meng Industry and Trade LLC
CHINA
Active
Tin
Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.
CHINA
Active
Tin
Huichang Jinshunda Tin Co., Ltd.
CHINA
Active
Tin
Modeltech Sdn Bhd
MALAYSIA
Active
Tin
Nankang Nanshan Tin Manufactory Co., Ltd.
CHINA
Active
Tin
An Thai Minerals Co., Ltd.
VIETNAM
On Reference List Only
Tin
An Vinh Joint Stock Mineral Processing Company
VIETNAM
On Reference List Only
Tin
CNMC (Guangxi) PGMA Co., Ltd.
CHINA
On Reference List Only
Tin
Estanho de Rondônia S.A.
BRAZIL
On Reference List Only
Tin
Gejiu Zili Mining And Metallurgy Co., Ltd.
CHINA
On Reference List Only
Tin
HeeSung Metal Ltd.
KOREA, REPUBLIC OF
On Reference List Only
Tin
Nghe Tinh Non-Ferrous Metals Joint Stock Company
VIETNAM
On Reference List Only
Tin
Tuyen Quang Non-Ferrous Metals Joint Stock Company
VIETNAM
On Reference List Only
Tungsten
A.L.M.T. TUNGSTEN Corp.
JAPAN
Compliant
Tungsten
Asia Tungsten Products Vietnam Ltd.
VIETNAM
Compliant
Tungsten
Chenzhou Diamond Tungsten Products Co., Ltd.
CHINA
Compliant
Tungsten
Chongyi Zhangyuan Tungsten Co., Ltd.
CHINA
Compliant
Tungsten
Fujian Jinxin Tungsten Co., Ltd.
CHINA
Compliant
Tungsten
Ganzhou Huaxing Tungsten Products Co., Ltd.
CHINA
Compliant
Tungsten
Ganzhou Jiangwu Ferrotungsten Co., Ltd.
CHINA
Compliant
Tungsten
Ganzhou Seadragon W & Mo Co., Ltd.
CHINA
Compliant
Tungsten
Global Tungsten & Powders Corp.
UNITED STATES
Compliant
Tungsten
Guangdong Xianglu Tungsten Co., Ltd.
CHINA
Compliant
Tungsten
H.C. Starck Smelting GmbH & Co. KG
GERMANY
Compliant
Tungsten
H.C. Starck Tungsten GmbH
GERMANY
Compliant
Tungsten
Hunan Chenzhou Mining Group Co., Ltd.
CHINA
Compliant
Tungsten
Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji
CHINA
Compliant
Tungsten
Hunan Chunchang Nonferrous Metals Co., Ltd.
CHINA
Compliant
Tungsten
Hydrometallurg, JSC
RUSSIAN FEDERATION
Compliant
Tungsten
Japan New Metals Co., Ltd.
JAPAN
Compliant
Tungsten
Jiangwu H.C. Starck Tungsten Products Co., Ltd.
CHINA
Compliant
Tungsten
Jiangxi Gan Bei Tungsten Co., Ltd.
CHINA
Compliant
Tungsten
Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.
CHINA
Compliant
Tungsten
Jiangxi Xinsheng Tungsten Industry Co., Ltd.
CHINA
Compliant
Tungsten
Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd.
CHINA
Compliant
Tungsten
Jiangxi Yaosheng Tungsten Co., Ltd.
CHINA
Compliant
Tungsten
Kennametal Fallon
UNITED STATES
Compliant
Tungsten
Kennametal Huntsville
UNITED STATES
Compliant
Tungsten
Malipo Haiyu Tungsten Co., Ltd.
CHINA
Compliant
Tungsten
Moliren Ltd.
RUSSIAN FEDERATION
Compliant
Tungsten
Niagara Refining LLC
UNITED STATES
Compliant
Tungsten
Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC
VIETNAM
Compliant
Tungsten
Phillippine Chuangxin Industrial Co., Inc.
PHILIPPINES
Compliant
Tungsten
South-East Nonferrous Metal Company Limited of Hengyang City
CHINA
Compliant
Tungsten
Tejing (Vietnam) Tungsten Co., Ltd.
VIETNAM
Compliant
Tungsten
Unecha Refractory metals plant
RUSSIAN FEDERATION
Compliant
Tungsten
Vietnam Youngsun Tungsten Industry Co., Ltd.
VIETNAM
Compliant

A-6



Tungsten
Wolfram Bergbau und Hutten AG
AUSTRIA
Compliant
Tungsten
Woltech Korea Co., Ltd.
KOREA, REPUBLIC OF
Compliant
Tungsten
Xiamen Tungsten (H.C.) Co., Ltd.
CHINA
Compliant
Tungsten
Xiamen Tungsten Co., Ltd.
CHINA
Compliant
Tungsten
Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.
CHINA
Compliant
Tungsten
Xinhai Rendan Shaoguan Tungsten Co., Ltd.
CHINA
Compliant
Tungsten
ACL Metais Eireli
BRAZIL
On Reference List Only
Tungsten
Dayu Weiliang Tungsten Co., Ltd.
CHINA
On Reference List Only
Tungsten
Ganzhou Yatai Tungsten Co., Ltd.
CHINA
On Reference List Only
Tungsten
Jiangxi Dayu Longxintai Tungsten Co., Ltd.
CHINA
On Reference List Only
Tungsten
Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.
CHINA
On Reference List Only
Tungsten
Wolfram Company CJSC
RUSSIAN FEDERATION
On Reference List Only


The Company notes the following in connection with the information in the table above:

a.
Not all of the included smelters or refiners (“SORs”) may have processed the necessary 3TG contained in Zoetis’ in-scope products, since most of our suppliers reported at a “company level,” meaning that they reported the 3TG contained in all of their products, not just those in the products that they sold us. Some suppliers also may have reported SORs that were not in Zoetis’ supply chain due to over-inclusiveness in the information received from their suppliers or for other reasons. In addition, the SORs reflected above may not include all of the SORs in Zoetis’ supply chain, since some suppliers did not identify all of their SORs and because not all suppliers responded to Zoetis’s inquiries.

b.
The table only includes entities that were listed as SORs on the Smelter Reference List tab of the CMRT.

c.
Smelter or refiner status information in the table is as of May 17, 2017.

d.
“Compliant” means that a SOR was listed as compliant with the Conflict-Free Smelter Program’s (the “CFSP’s”) assessment protocols, including through mutual recognition. SORs that are listed as “Re-audit in process” by the CFSP are considered to be Compliant by the CFSP. Included SORs were not necessarily Compliant for all or part of 2016 and may not continue to be Compliant for any future period.

e.
“Active” is a CSFP designation that means that the SOR was listed as having submitted a signed Agreement for the Exchange of Confidential Information and Auditee Agreement contracts to the CFSP or, according to information published by the CFSI, the SOR has agreed to complete a CFSP validation audit within two years of membership issuance by the Tungsten Industry - Conflict Minerals Council.

f.
“On Reference List Only” means that a SOR is listed on the Smelter Reference List tab of the CMRT, but is not listed as “Compliant” or “Active.”

g.
SOR status and location reflected in the table is based solely on information made publicly available by the CFSI, without independent verification by Zoetis.


Country of Origin Information

The countries of origin of the 3TG processed by the SORs listed in the table above are believed to have potentially included the countries in the categories listed below. The categories are organized by risk. These may not be all of the countries from which the identified SORs have sourced, and the identified SORs may not have sourced from all of these countries.

L1 - Countries that are not identified as conflict regions or plausible areas of smuggling or export from the Covered Countries: Australia, Austria, Benin, Bolivia, Brazil, Burkina Faso, Cambodia, Canada, Chile, China, Colombia, Ecuador, Eritrea, Ethiopia, France, Ghana, Guatemala, Guinea, Guyana, Honduras, India, Indonesia, Japan, Laos, Madagascar, Malaysia, Mali, Mexico, Mongolia, Myanmar, Namibia, Nicaragua, Nigeria, Panama, Peru, Portugal, Russia, Senegal, Sierra Leone, Spain, Thailand, Togo, United States of America, Uzbekistan, Vietnam and Zimbabwe.

A-7




L2 - Countries that are known or plausible countries for smuggling, export out of region or transit of materials containing 3TG: Mozambique and South Africa.

L3 - The DRC and its nine adjoining countries: Burundi, Rwanda and Uganda.

DRC - The Democratic Republic of the Congo.

Alternatively, or in addition, some of the identified SORs may have sourced from recycled or scrap sources.


A-8