0001225208-17-001316.txt : 20170118 0001225208-17-001316.hdr.sgml : 20170118 20170118160356 ACCESSION NUMBER: 0001225208-17-001316 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170113 FILED AS OF DATE: 20170118 DATE AS OF CHANGE: 20170118 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JPMORGAN CHASE & CO CENTRAL INDEX KEY: 0000019617 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 132624428 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 270 PARK AVE STREET 2: 38TH FL CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2122706000 MAIL ADDRESS: STREET 1: 270 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: J P MORGAN CHASE & CO DATE OF NAME CHANGE: 20010102 FORMER COMPANY: FORMER CONFORMED NAME: CHASE MANHATTAN CORP /DE/ DATE OF NAME CHANGE: 19960402 FORMER COMPANY: FORMER CONFORMED NAME: CHEMICAL BANKING CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pinto Daniel E CENTRAL INDEX KEY: 0001555174 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05805 FILM NUMBER: 17533492 MAIL ADDRESS: STREET 1: JPMORGAN CHASE & CO. STREET 2: 270 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 4 1 doc4.xml X0306 4 2017-01-13 0000019617 JPMORGAN CHASE & CO JPM 0001555174 Pinto Daniel E JPMORGAN CHASE & CO. 270 PARK AVENUE NEW YORK NY 10017-2070 1 Managing Director Common Stock 2017-01-13 4 M 0 85716.0000 0 A 246591.0000 D Common Stock 2017-01-13 4 M 0 42117.0000 0 A 288708.0000 D Common Stock 2017-01-13 4 F 0 60082.0000 87.1350 D 228626.0000 D Common Stock 2017-01-17 4 M 0 200000.0000 45.7900 A 428626.0000 D Common Stock 2017-01-17 4 S 0 40433.0000 84.1517 D 388193.0000 D Common Stock 2017-01-17 4 F 0 151612.0000 84.2500 D 236581.0000 D Common Stock 132410.0000 I By Trust Restricted Stock Units 2017-01-13 4 M 0 42117.0000 0.0000 D 2017-01-13 Common Stock 42117.0000 0.0000 D Restricted Stock Units 2017-01-13 4 M 0 85716.0000 0.0000 D 2018-01-13 Common Stock 85716.0000 85717.0000 D Stock Appreciation Rights 45.7900 2017-01-17 4 M 0 200000.0000 0.0000 D 2017-10-18 Common Stock 200000.0000 0.0000 D Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Sale pursuant to 10b5-1 Plan dated November 11, 2016. Restricted stock units vest 50% on July 25, 2015 and 50% on January 13, 2017. Shares resulting from vesting must be held for 6 months from vesting date. Restricted stock units vest 50% on January 13, 2017 and 50% on January 13, 2018. Shares resulting from vesting must be held for 6 months from vesting date. Stock Appreciation Rights vest and become exercisable in five equal annual installments beginning October 18, 2008. Shares resulting from exercise must be held at least 5 years from the grant date. poapinto.txt /s/ Molly Carpenter under POA 2017-01-18 EX-24 2 poapinto.txt JPMorgan Chase & Co. Power of Attorney For Preparing, Signing and Filing Certain Reports with the SEC KNOW ALL BY THESE PRESENTS, that the undersigned in his or her capacity as an officer or director of JPMorgan Chase & Co. ("JPMC") hereby constitutes and appoints each of Stacey Friedman, Molly Carpenter, Holly Youngwood, Carin S. Reddish, Neila B. Radin, Jordan A. Costa and Stephen B. Grant, signing singly, his/her true and lawful attorney-in-fact to: (1) prepare and execute for and on behalf of the undersigned in connection with transactions in JPMC securities (a) any and all forms of report, including amendments to such reports, required to be made pursuant to Section 16(a) of the Securities Exchange Act of 1934 (the "Exchange Act") and related rules of the Securities and Exchange Commission ("SEC") and (b) any documents or reports which may be required under SEC Rule 144 to permit the undersigned to sell JPMC common stock without registration under the Securities Act of 1933 (the "1933 Act") in reliance on Rule 144 as amended from time to time; (2) apply for, if required, and administer Edgar codes on behalf of the undersigned to enable electronic filings with the SEC; (3) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable for the preparation and timely filing of any such reports, documents and reports with the SEC, any United States stock exchange, and any other authority; and (4) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform each and every act and thing whatsoever requisite, necessary and proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or his or her substitute or substitutes, shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers hereby granted. The undersigned acknowledges that none of the foregoing attorneys-in-fact in serving in such capacity at the request of the undersigned is assuming any of the undersigned's responsibilities to comply with either the Exchange Act or the 1933 Act. IN WITNESS WHEREOF, the undersigned has executed this Power of Attorney as of May 18, 2016. /s/ Daniel E. Pinto Daniel E. Pinto