0001225208-17-001316.txt : 20170118
0001225208-17-001316.hdr.sgml : 20170118
20170118160356
ACCESSION NUMBER: 0001225208-17-001316
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170113
FILED AS OF DATE: 20170118
DATE AS OF CHANGE: 20170118
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: JPMORGAN CHASE & CO
CENTRAL INDEX KEY: 0000019617
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 132624428
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 270 PARK AVE
STREET 2: 38TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 2122706000
MAIL ADDRESS:
STREET 1: 270 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER COMPANY:
FORMER CONFORMED NAME: J P MORGAN CHASE & CO
DATE OF NAME CHANGE: 20010102
FORMER COMPANY:
FORMER CONFORMED NAME: CHASE MANHATTAN CORP /DE/
DATE OF NAME CHANGE: 19960402
FORMER COMPANY:
FORMER CONFORMED NAME: CHEMICAL BANKING CORP
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pinto Daniel E
CENTRAL INDEX KEY: 0001555174
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05805
FILM NUMBER: 17533492
MAIL ADDRESS:
STREET 1: JPMORGAN CHASE & CO.
STREET 2: 270 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10017
4
1
doc4.xml
X0306
4
2017-01-13
0000019617
JPMORGAN CHASE & CO
JPM
0001555174
Pinto Daniel E
JPMORGAN CHASE & CO.
270 PARK AVENUE
NEW YORK
NY
10017-2070
1
Managing Director
Common Stock
2017-01-13
4
M
0
85716.0000
0
A
246591.0000
D
Common Stock
2017-01-13
4
M
0
42117.0000
0
A
288708.0000
D
Common Stock
2017-01-13
4
F
0
60082.0000
87.1350
D
228626.0000
D
Common Stock
2017-01-17
4
M
0
200000.0000
45.7900
A
428626.0000
D
Common Stock
2017-01-17
4
S
0
40433.0000
84.1517
D
388193.0000
D
Common Stock
2017-01-17
4
F
0
151612.0000
84.2500
D
236581.0000
D
Common Stock
132410.0000
I
By Trust
Restricted Stock Units
2017-01-13
4
M
0
42117.0000
0.0000
D
2017-01-13
Common Stock
42117.0000
0.0000
D
Restricted Stock Units
2017-01-13
4
M
0
85716.0000
0.0000
D
2018-01-13
Common Stock
85716.0000
85717.0000
D
Stock Appreciation Rights
45.7900
2017-01-17
4
M
0
200000.0000
0.0000
D
2017-10-18
Common Stock
200000.0000
0.0000
D
Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.
Sale pursuant to 10b5-1 Plan dated November 11, 2016.
Restricted stock units vest 50% on July 25, 2015 and 50% on January 13, 2017. Shares resulting from vesting must be held for 6 months from vesting date.
Restricted stock units vest 50% on January 13, 2017 and 50% on January 13, 2018. Shares resulting from vesting must be held for 6 months from vesting date.
Stock Appreciation Rights vest and become exercisable in five equal annual installments beginning October 18, 2008. Shares resulting from exercise must be held at least 5 years from the grant date.
poapinto.txt
/s/ Molly Carpenter under POA
2017-01-18
EX-24
2
poapinto.txt
JPMorgan Chase & Co.
Power of Attorney
For Preparing, Signing and Filing Certain Reports with the SEC
KNOW ALL BY THESE PRESENTS, that the undersigned in his or her capacity as
an officer or director of JPMorgan Chase & Co. ("JPMC") hereby constitutes and
appoints each of Stacey Friedman, Molly Carpenter, Holly Youngwood, Carin S.
Reddish,
Neila B. Radin, Jordan A. Costa and Stephen B. Grant, signing singly, his/her
true and
lawful attorney-in-fact to:
(1) prepare and execute for and on behalf of the undersigned in connection with
transactions in JPMC securities (a) any and all forms of report, including
amendments to such reports, required to be made pursuant to Section 16(a) of the
Securities Exchange Act of 1934 (the "Exchange Act") and related rules of the
Securities and Exchange Commission ("SEC") and (b) any documents or reports
which may be required under SEC Rule 144 to permit the undersigned to sell JPMC
common stock without registration under the Securities Act of 1933 (the "1933
Act") in reliance on Rule 144 as amended from time to time;
(2) apply for, if required, and administer Edgar codes on behalf of the
undersigned to enable electronic filings with the SEC;
(3) do and perform any and all acts for and on behalf of the undersigned which
may be necessary or desirable for the preparation and timely filing of any such
reports, documents and reports with the SEC, any United States stock exchange,
and any other authority; and
(4) take any other action of any type whatsoever in connection with the
foregoing which, in the opinion of such attorney-in-fact, may be of benefit to,
in the best interest of, or legally required by, the undersigned, it being
understood that the documents executed by such attorney-in-fact on behalf of
the undersigned pursuant to this Power of Attorney shall be in such form and
shall contain such terms and conditions as such attorney-in-fact may approve in
such attorney-in-fact's discretion.
The undersigned hereby grants to each such attorney-in-fact full power and
authority to do and perform each and every act and thing whatsoever requisite,
necessary and proper to be done in the exercise of any of the rights and powers
herein granted, as fully to all intents and purposes as the undersigned might or
could do if personally present, with full power of substitution or revocation,
hereby ratifying and confirming all that such attorney-in-fact, or his or her
substitute or substitutes, shall lawfully do or cause to be done by virtue of
this Power of Attorney and the rights and powers hereby granted. The undersigned
acknowledges that none of the foregoing attorneys-in-fact in serving in such
capacity at the request of the undersigned is assuming any of the undersigned's
responsibilities to comply with either the Exchange Act or the 1933 Act.
IN WITNESS WHEREOF, the undersigned has executed this Power of
Attorney as of May 18, 2016.
/s/ Daniel E. Pinto
Daniel E. Pinto