X0206 3 2017-06-29 0 0001554875 Tintri, Inc. TNTR 0001179287 KLEIN KENNETH C/O TINTRI, INC. 303 RAVENDALE DRIVE MOUNTAIN VIEW CA 94043 1 1 0 0 Chairman & CEO Common Stock 186885 D Common Stock 9276 D Common Stock 75000 D Common Stock 6666 D Common Stock 385416 D Series F Preferred Stock 0.00 Common Stock 6812 D Stock Option (right to buy) 3.00 2021-12-21 Common Stock 42833 D Stock Option (right to buy) 13.68 2025-03-31 Common Stock 125000 D Stock Option (right to buy) 13.68 2025-03-31 Common Stock 125000 D Stock Option (right to buy) 13.68 2027-05-30 Common Stock 72916 D Stock Option (right to buy) 13.68 2027-05-30 Common Stock 501104 D Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. 100% of the RSUs vest on March 15, 2018, provided that certain Issuer performance milestones are achieved. Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. 50% of the RSUs vest on March 19, 2019 and the remaining 50% of the RSUs shall vest on March 19, 2020. Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. 50% of the RSUs vest on March 19, 2018 and the remaining 50% of the RSUs shall vest on March 19, 2019. Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. 3/8 of the RSU's vest on March 15, 2018 and an additional 1/8 of the RSU's shall vest every three months thereafter. The Series F Preferred Stock is, at the option of the holder, convertible into shares of Common Stock on a 1-for-1 basis and will automatically convert into shares of Common Stock on a 2.9999959-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The Series F Preferred Stock does not have an expiration date. The number of shares of Common Stock reported in the table reflect a conversion on a 1-for-1 basis. The Series F Preferred Stock held by the Reporting Person will convert into a total of 20,435 shares of Common Stock in connection with the Issuer's initial public offering 1/60 of the shares subject to the option vested on January 21, 2012 and an additional 1/60 of the shares vested monthly thereafter. 1/48 of the shares subject to the option vested on April 30, 2015 and an additional 1/48 of the shares vest on the last day of each month thereafter. 1/48 of the shares subject to the option vested on March 1, 2016 and an additional 1/48 of the shares vest monthly thereafter. 1/24 of the shares subject to the option will vest on August 1, 2017 and an additional 1/24 of the shares vest monthly thereafter. 100% of the shares subject to the option will vest on the closing of the Issuer's initial public offering. /s/ Michael Coleman, by power of attorney 2017-06-29