X0306 4 2014-12-09 0 0000320017 NeoStem, Inc. NBS 0001554792 RimAsia Capital Partners Manager, Ltd. 1807 HARBOUR CENTRE 25 HARBOUR ROAD WANCHAI HONG KONG F4 CHINA 1 0 1 0 0001369127 RimAsia Capital Partners, L.P. 1807 HARBOUR CENTRE 25 HARBOUR ROAD, WANCHAI HONG KONG F4 CHINA 0 0 1 0 0001369125 RimAsia Capital Partners GP, L.P. 1807 HARBOUR CENTRE 25 HARBOUR ROAD, WANCHAI HONG KONG F4 CHINA 0 0 1 0 0001369126 RimAsia Capital Partners GP, Ltd. 1807 HARBOUR CENTRE 25 HARBOUR ROAD, WANCHAI HONG KONG F4 CHINA 0 0 1 0 0001368570 Wei Eric 1807 HARBOUR CENTRE 25 HARBOUR ROAD, WANCHAI HONG KONG F4 CHINA 1 0 1 0 Common Stock, par value $0.001 per share 2014-12-08 4 S 0 16060 3.75 D 2224928 D These securities are held as to 2,224,928 shares of Common Stock by RimAsia Capital Partners L.P., a Cayman Islands exempted limited partnership ("RimAsia LP"). This Form 4 is filed jointly by (a) RimAsia LP, (b) RimAsia Capital Partners GP, L.P. ("RimAsia GP"), the general partner of RimAsia LP, (c) RimAsia Capital Partners GP, Ltd. ("RimAsia Ltd."), the general partner of RimAsia GP, (d) RimAsia Manager, the Fund Manager of RimAsia GP and the Manager of RimAsia LP, and (e) Eric H.C. Wei, the managing partner of RimAsia LP, an indirect partner of RimAsia GP, a director of RimAsia Ltd. and a director of RimAsia Manager. All such reporting persons have the address noted in Item 1. RimAsia GP, RimAsia Ltd., RimAsia Manager and Eric H.C. Wei disclaim beneficial ownership of the securities held by RimAsia LP, and RimAsia LP, RimAsia GP, RimAsia Ltd. and Eric H.C. Wei disclaim beneficial ownership of the securities held by RimAsia LP in each case except to the extent of any pecuniary interest therein, and the inclusion of these securities shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Securities Exchange Act or for any other purpose. RIMASIA CAPITAL PARTNERS MANAGER, LTD., By: Eric H.C. Wei, Director, By: /s/ Catherine M. Vaczy, Esq., Attorney-in-Fact 2014-12-09 RIMASIA CAPITAL PARTNERS, L.P., By: Eric H.C. Wei, Managing Partner, By: /s/ Catherine M. Vaczy, Esq., Attorney-in-Fact 2014-12-09 RIMASIA CAPITAL PARTNERS GP, L.P., By: Eric H.C. Wei, Partner, By: /s/ Catherine M. Vaczy, Esq., Attorney-in-Fact 2014-12-09 RIMASIA CAPITAL PARTNERS GP, LTD., By: Eric H.C. Wei, Director, By: /s/ Catherine M. Vaczy, Esq., Attorney-in-Fact 2014-12-09 ERIC H.C. WEI, By: /s/ Catherine M. Vaczy, Esq., Attorney-in-Fact 2014-12-09