0001554687-23-000001.txt : 20231027
0001554687-23-000001.hdr.sgml : 20231027
20231027065307
ACCESSION NUMBER: 0001554687-23-000001
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231025
FILED AS OF DATE: 20231027
DATE AS OF CHANGE: 20231027
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pessina Stefano
CENTRAL INDEX KEY: 0001554687
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36759
FILM NUMBER: 231351932
MAIL ADDRESS:
STREET 1: 24 BOULEVARD DU TENAO
CITY: MONTE CARLO
STATE: O9
ZIP: 98000
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Walgreens Boots Alliance, Inc.
CENTRAL INDEX KEY: 0001618921
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DRUG STORES AND PROPRIETARY STORES [5912]
IRS NUMBER: 471758322
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0831
BUSINESS ADDRESS:
STREET 1: 108 WILMOT ROAD
CITY: DEERFIELD
STATE: IL
ZIP: 60015
BUSINESS PHONE: (847) 315-2500
MAIL ADDRESS:
STREET 1: 108 WILMOT ROAD
CITY: DEERFIELD
STATE: IL
ZIP: 60015
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0508
4
2023-10-25
0
0001618921
Walgreens Boots Alliance, Inc.
WBA
0001554687
Pessina Stefano
24 BOULEVARD DU TENAO
MONTE CARLO
O9
98000
MONACO
1
1
1
0
Executive Chairman of Board
0
Common Stock, par value $0.01 per share
2023-10-25
4
A
0
207039
0
A
1057265
D
Common Stock, par value $0.01 per share
144788821
I
By ASP
Employee Stock Option (right to buy)
77.08
2019-02-12
2026-02-12
Common Stock
263273
263273
D
Employee Stock Option (right to buy)
82.46
2019-11-01
2026-11-01
Common Stock
410798
410798
D
Employee Stock Option (right to buy)
67.01
2027-11-01
Common Stock
504710
504710
D
Employee Stock Option (right to buy)
79.9
2028-11-01
Common Stock
395061
395061
D
Employee Stock Option (right to buy)
57.38
2029-11-01
Common Stock
420168
420168
D
On October 25, 2023, the Compensation and Leadership Performance Committee determined that the performance criteria applicable to this restricted stock award granted on November 1, 2022 (not a derivative security within the meaning of Rule 16a-1(c)) under the Walgreens Boots Alliance, Inc. 2021 Omnibus Incentive Plan (together with the related award agreement and the applicable election forms thereunder, the "2021 Plan") had been satisfied. The shares underlying these restricted stock awards will vest on November 1, 2025, subject to forfeiture in certain circumstances in accordance with the terms and conditions of the 2021 Plan.
Includes 22,809 shares underlying restricted stock units issued in lieu of dividends on outstanding restricted stock units (from date of last filing on November 3, 2022 through October 26, 2023).
Shares of Common Stock are held of record by a corporation, Alliance Sante Participations S.A. ("ASP") which is 100% owned by another corporation, NewCIP II S.a r.l., which is 100% controlled by the Reporting Person.
The option vested on February 12, 2019, subject to forfeiture in certain circumstances in accordance with the terms and conditions of the Walgreens Boots Alliance, Inc. 2013 Omnibus Incentive Plan, as amended (together with the related award agreement and the applicable election forms thereunder, the "2013 Plan").
The option vested on November 1, 2019, subject to forfeiture in certain circumstances in accordance with the terms and conditions of the 2013 Plan.
The option vested with respect to 168,068 shares on November 1, 2018, with respect to a further 168,068 shares on November 1, 2019, and with respect to 168,574 shares on November 1, 2020, subject to forfeiture in certain circumstances in accordance with the terms and conditions of the 2013 Plan.
The option vested with respect to 131,555 shares on November 1, 2019, with respect to a further 131,555 shares on November 1, 2020, and with respect to 131,951 shares on November 1, 2021, subject to forfeiture in certain circumstances in accordance with the terms and conditions of the 2013 Plan.
The option vested with respect to 139,916 shares on November 1, 2020, with respect to a further 139,916 shares on November 1, 2021, and with respect to 140,336 shares on November 1, 2022, subject to acceleration or forfeiture in certain circumstances in accordance with the terms and conditions of the 2013 Plan.
Benjamin S.J. Burman, attorney-in-fact
2023-10-27