0001554687-23-000001.txt : 20231027 0001554687-23-000001.hdr.sgml : 20231027 20231027065307 ACCESSION NUMBER: 0001554687-23-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231025 FILED AS OF DATE: 20231027 DATE AS OF CHANGE: 20231027 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pessina Stefano CENTRAL INDEX KEY: 0001554687 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36759 FILM NUMBER: 231351932 MAIL ADDRESS: STREET 1: 24 BOULEVARD DU TENAO CITY: MONTE CARLO STATE: O9 ZIP: 98000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Walgreens Boots Alliance, Inc. CENTRAL INDEX KEY: 0001618921 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DRUG STORES AND PROPRIETARY STORES [5912] IRS NUMBER: 471758322 STATE OF INCORPORATION: DE FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 108 WILMOT ROAD CITY: DEERFIELD STATE: IL ZIP: 60015 BUSINESS PHONE: (847) 315-2500 MAIL ADDRESS: STREET 1: 108 WILMOT ROAD CITY: DEERFIELD STATE: IL ZIP: 60015 4 1 primary_doc.xml PRIMARY DOCUMENT X0508 4 2023-10-25 0 0001618921 Walgreens Boots Alliance, Inc. WBA 0001554687 Pessina Stefano 24 BOULEVARD DU TENAO MONTE CARLO O9 98000 MONACO 1 1 1 0 Executive Chairman of Board 0 Common Stock, par value $0.01 per share 2023-10-25 4 A 0 207039 0 A 1057265 D Common Stock, par value $0.01 per share 144788821 I By ASP Employee Stock Option (right to buy) 77.08 2019-02-12 2026-02-12 Common Stock 263273 263273 D Employee Stock Option (right to buy) 82.46 2019-11-01 2026-11-01 Common Stock 410798 410798 D Employee Stock Option (right to buy) 67.01 2027-11-01 Common Stock 504710 504710 D Employee Stock Option (right to buy) 79.9 2028-11-01 Common Stock 395061 395061 D Employee Stock Option (right to buy) 57.38 2029-11-01 Common Stock 420168 420168 D On October 25, 2023, the Compensation and Leadership Performance Committee determined that the performance criteria applicable to this restricted stock award granted on November 1, 2022 (not a derivative security within the meaning of Rule 16a-1(c)) under the Walgreens Boots Alliance, Inc. 2021 Omnibus Incentive Plan (together with the related award agreement and the applicable election forms thereunder, the "2021 Plan") had been satisfied. The shares underlying these restricted stock awards will vest on November 1, 2025, subject to forfeiture in certain circumstances in accordance with the terms and conditions of the 2021 Plan. Includes 22,809 shares underlying restricted stock units issued in lieu of dividends on outstanding restricted stock units (from date of last filing on November 3, 2022 through October 26, 2023). Shares of Common Stock are held of record by a corporation, Alliance Sante Participations S.A. ("ASP") which is 100% owned by another corporation, NewCIP II S.a r.l., which is 100% controlled by the Reporting Person. The option vested on February 12, 2019, subject to forfeiture in certain circumstances in accordance with the terms and conditions of the Walgreens Boots Alliance, Inc. 2013 Omnibus Incentive Plan, as amended (together with the related award agreement and the applicable election forms thereunder, the "2013 Plan"). The option vested on November 1, 2019, subject to forfeiture in certain circumstances in accordance with the terms and conditions of the 2013 Plan. The option vested with respect to 168,068 shares on November 1, 2018, with respect to a further 168,068 shares on November 1, 2019, and with respect to 168,574 shares on November 1, 2020, subject to forfeiture in certain circumstances in accordance with the terms and conditions of the 2013 Plan. The option vested with respect to 131,555 shares on November 1, 2019, with respect to a further 131,555 shares on November 1, 2020, and with respect to 131,951 shares on November 1, 2021, subject to forfeiture in certain circumstances in accordance with the terms and conditions of the 2013 Plan. The option vested with respect to 139,916 shares on November 1, 2020, with respect to a further 139,916 shares on November 1, 2021, and with respect to 140,336 shares on November 1, 2022, subject to acceleration or forfeiture in certain circumstances in accordance with the terms and conditions of the 2013 Plan. Benjamin S.J. Burman, attorney-in-fact 2023-10-27