0001554687-18-000002.txt : 20180717 0001554687-18-000002.hdr.sgml : 20180717 20180717173929 ACCESSION NUMBER: 0001554687-18-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180716 FILED AS OF DATE: 20180717 DATE AS OF CHANGE: 20180717 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pessina Stefano CENTRAL INDEX KEY: 0001554687 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36759 FILM NUMBER: 18957255 MAIL ADDRESS: STREET 1: 24 BOULEVARD DU TENAO CITY: MONTE CARLO STATE: O9 ZIP: 98000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Walgreens Boots Alliance, Inc. CENTRAL INDEX KEY: 0001618921 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DRUG STORES AND PROPRIETARY STORES [5912] IRS NUMBER: 471758322 STATE OF INCORPORATION: DE FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 108 WILMOT ROAD CITY: DEERFIELD STATE: IL ZIP: 60015 BUSINESS PHONE: (847) 315-2500 MAIL ADDRESS: STREET 1: 108 WILMOT ROAD CITY: DEERFIELD STATE: IL ZIP: 60015 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2018-07-16 0 0001618921 Walgreens Boots Alliance, Inc. WBA 0001554687 Pessina Stefano 24 BOULEVARD DU TENAO MONTE CARLO O9 98000 MONACO 1 1 1 0 Executive Vice Chairman, CEO Common Stock, par value $0.01 per share 2018-07-16 4 P 0 1697438 63.92 A 144788821 I By ASP Employee Stock Option (right to buy) 77.08 2019-02-12 2026-02-12 Common Stock 263273 263273 D Employee Stock Option (right to buy) 82.46 2019-11-01 2026-11-01 Common Stock 410798 410798 D Employee Stock Option (right to buy) 67.01 2027-11-01 Common Stock 504710 504710 D On July 16, 2018, Alliance Sante Participations S.A. purchased 1,697,438 shares of Common Stock for cash from Ornella Barra in a private off-market and offshore transaction pursuant to a Share Purchase Agreement, dated July 16, 2018, for a purchase price of $63.92 per share (being the price equal to the 5-day volume weighted average price per share of Common Stock on the NASDAQ for the 5-trading day period ending on (and including) July 13, 2018, the last trading day immediately prior to the entry into the Share Purchase Agreement). Shares of Common Stock are held of record by a corporation, Alliance Sante Participations S.A. ('ASP') which is 100% owned by another corporation, NEWCIP S.A., which is 100% controlled by the Reporting Person. The option vests on February 12, 2019, subject to acceleration or forfeiture in certain circumstances in accordance with the terms and conditions of the Walgreens Boots Alliance, Inc. 2013 Omnibus Incentive Plan, as amended (together with the related agreement thereunder). The option vests on November 1, 2019, subject to acceleration or forfeiture in certain circumstances in accordance with the terms and conditions of the Walgreens Boots Alliance, Inc. 2013 Omnibus Incentive Plan, as amended (together with the related agreement thereunder). The option vests with respect to 168,068 shares on November 1, 2018, with respect to 168,068 shares on November 1, 2019 and with respect to 168,574 shares on November 1, 2020, subject to acceleration or forfeiture in certain circumstances in accordance with the terms and conditions of the Walgreens Boots Alliance, Inc. 2013 Omnibus Incentive Plan, as amended (together with the related agreement thereunder). Benjamin S.J. Burman, attorney-in-fact 2018-07-17