0001554687-18-000002.txt : 20180717
0001554687-18-000002.hdr.sgml : 20180717
20180717173929
ACCESSION NUMBER: 0001554687-18-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180716
FILED AS OF DATE: 20180717
DATE AS OF CHANGE: 20180717
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pessina Stefano
CENTRAL INDEX KEY: 0001554687
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36759
FILM NUMBER: 18957255
MAIL ADDRESS:
STREET 1: 24 BOULEVARD DU TENAO
CITY: MONTE CARLO
STATE: O9
ZIP: 98000
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Walgreens Boots Alliance, Inc.
CENTRAL INDEX KEY: 0001618921
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DRUG STORES AND PROPRIETARY STORES [5912]
IRS NUMBER: 471758322
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0831
BUSINESS ADDRESS:
STREET 1: 108 WILMOT ROAD
CITY: DEERFIELD
STATE: IL
ZIP: 60015
BUSINESS PHONE: (847) 315-2500
MAIL ADDRESS:
STREET 1: 108 WILMOT ROAD
CITY: DEERFIELD
STATE: IL
ZIP: 60015
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2018-07-16
0
0001618921
Walgreens Boots Alliance, Inc.
WBA
0001554687
Pessina Stefano
24 BOULEVARD DU TENAO
MONTE CARLO
O9
98000
MONACO
1
1
1
0
Executive Vice Chairman, CEO
Common Stock, par value $0.01 per share
2018-07-16
4
P
0
1697438
63.92
A
144788821
I
By ASP
Employee Stock Option (right to buy)
77.08
2019-02-12
2026-02-12
Common Stock
263273
263273
D
Employee Stock Option (right to buy)
82.46
2019-11-01
2026-11-01
Common Stock
410798
410798
D
Employee Stock Option (right to buy)
67.01
2027-11-01
Common Stock
504710
504710
D
On July 16, 2018, Alliance Sante Participations S.A. purchased 1,697,438 shares of Common Stock for cash from Ornella Barra in a private off-market and offshore transaction pursuant to a Share Purchase Agreement, dated July 16, 2018, for a purchase price of $63.92 per share (being the price equal to the 5-day volume weighted average price per share of Common Stock on the NASDAQ for the 5-trading day period ending on (and including) July 13, 2018, the last trading day immediately prior to the entry into the Share Purchase Agreement).
Shares of Common Stock are held of record by a corporation, Alliance Sante Participations S.A. ('ASP') which is 100% owned by another corporation, NEWCIP S.A., which is 100% controlled by the Reporting Person.
The option vests on February 12, 2019, subject to acceleration or forfeiture in certain circumstances in accordance with the terms and conditions of the Walgreens Boots Alliance, Inc. 2013 Omnibus Incentive Plan, as amended (together with the related agreement thereunder).
The option vests on November 1, 2019, subject to acceleration or forfeiture in certain circumstances in accordance with the terms and conditions of the Walgreens Boots Alliance, Inc. 2013 Omnibus Incentive Plan, as amended (together with the related agreement thereunder).
The option vests with respect to 168,068 shares on November 1, 2018, with respect to 168,068 shares on November 1, 2019 and with respect to 168,574 shares on November 1, 2020, subject to acceleration or forfeiture in certain circumstances in accordance with the terms and conditions of the Walgreens Boots Alliance, Inc. 2013 Omnibus Incentive Plan, as amended (together with the related agreement thereunder).
Benjamin S.J. Burman, attorney-in-fact
2018-07-17