The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| BAOZUN INC | SPONSORED ADR | 06684L103 | 350 | 15,801 | SH | DFND | 1 | 15,801 | 0 | 0 | |
| DAQO NEW ENERGY CORP | SPNSRD ADR NEW | 23703Q203 | 2,886 | 139,017 | SH | DFND | 1,2 | 139,017 | 0 | 0 | |
| MELCO RESORT ENTERTAINMENT L | ADR | 585464100 | 386 | 17,186 | SH | DFND | 1 | 17,186 | 0 | 0 | |
| NETEASE INC | SPONSORED ADR | 64110W102 | 9,945 | 33,082 | SH | DFND | 1 | 33,082 | 0 | 0 | |
| SINA CORP | ORD | G81477104 | 9,103 | 107,136 | SH | DFND | 1 | 107,136 | 0 | 0 | |
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 48,360 | 200,000 | SH | Put | DFND | 1,2 | 200,000 | 0 | 0 |