N-PX 1 d241947dnpx.htm FORM N-PX Form N-PX

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

 

FORM N-PX

 

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number 811-22809

 

 

Matthews A Share Selections Fund, LLC

(Exact name of registrant as specified in charter)

 

 

Four Embarcadero Center, Suite 550

San Francisco, CA 94111

(Address of principal executive offices) (Zip code)

 

 

William J. Hackett, President

Four Embarcadero Center, Suite 550

San Francisco, CA 94111

(Name and address of agent for service)

 

 

Registrant’s telephone number, including area code: 415-788-7553

Date of fiscal year end: December 31

Date of reporting period: July 1, 2015 – June 30, 2016

 

 

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.

 

 

 


                               PROXY VOTING RECORD
                   FOR PERIOD JULY 1, 2015 TO JUNE 30, 2016


******************************* FORM N-Px REPORT *******************************

ICA File Number: 811-22809
Reporting Period: 07/01/2015 - 06/30/2016
Matthews A Share Selections Fund, LLC









=================== Matthews Asia Dividend Fund (USA) Series ===================


HENAN SHUANGHUI INVESTMENT & DEVELOPMENT CO., LTD.

Ticker:       000895         Security ID:  Y3121R101
Meeting Date: AUG 27, 2015   Meeting Type: Special
Record Date:  AUG 20, 2015

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.1.1 Elect Wan Long as Non-independent       None      For          Shareholder
      Director
1.1.2 Elect Jiao Shuge as Non-independent     None      For          Shareholder
      Director
1.1.3 Elect You Mu as Non-independent         None      For          Shareholder
      Director
1.2.1 Elect Yin Xiaohua as Independent        For       For          Management
      Director
1.2.2 Elect Zhao Hulin as Independent         For       For          Management
      Director
1.2.3 Elect Yang Dongsheng as Independent     For       For          Management
      Director
2.1   Elect Hu Yungong as Supervisor          None      For          Shareholder
2.2   Elect Hu Yuhong as Supervisor           None      For          Shareholder
2.3   Elect Li Xianghui as Supervisor         None      For          Shareholder
3     Approve to Adjust the Allowance of      For       For          Management
      Independent Directors


--------------------------------------------------------------------------------

HENAN SHUANGHUI INVESTMENT & DEVELOPMENT CO., LTD.

Ticker:       000895         Security ID:  Y3121R101
Meeting Date: DEC 24, 2015   Meeting Type: Special
Record Date:  DEC 17, 2015

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Additional 2015 Daily Related   For       For          Management
      Party Transactions
2     Approve 2016 Daily Related Party        For       For          Management
      Transactions


--------------------------------------------------------------------------------

HENAN SHUANGHUI INVESTMENT AND DEVELOPMENT CO., LTD.

Ticker:       000895         Security ID:  Y3121R101
Meeting Date: APR 19, 2016   Meeting Type: Annual
Record Date:  APR 12, 2016

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve 2015 Annual Report and Summary  For       For          Management
2     Approve 2015 Report of the Board of     For       For          Management
      Directors
3     Approve 2015 Report of the Board of     For       For          Management
      Supervisors
4     Approve 2015 Report of the Independent  For       For          Management
      Directors
5     Approve 2015 Profit Distribution        For       For          Management
6     Approve Re-appointment of Auditor       For       For          Management
7     Approve Repurchase of the               For       For          Management
      Corresponding Shares Due to
      Unfulfilled Performance Commitment of
      the Target Asset Construction Project
      in Connection to the Restructuring
8     Approve Authorization of Board to       For       For          Management
      Handle All Related Matters
9     Approve Amendment to Articles of        For       For          Management
      Association to Reflect Change in
      Capital


--------------------------------------------------------------------------------

KWEICHOW MOUTAI CO., LTD.

Ticker:       600519         Security ID:  Y5070V116
Meeting Date: MAY 18, 2016   Meeting Type: Annual
Record Date:  MAY 09, 2016

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Report of the Board of          For       Did Not Vote Management
      Directors
2     Approve Report of the Board of          For       Did Not Vote Management
      Supervisors
3     Approve Annual Report and Summary       For       Did Not Vote Management
4     Approve Financial Statements            For       Did Not Vote Management
5     Approve 2016 Financial Budget Report    For       Did Not Vote Management
6     Approve Profit Distribution             For       Did Not Vote Management
7     Approve Appointment of 2016 Financial   For       Did Not Vote Management
      Auditor and Internal Control Auditor
8     Approve Report of the Independent       For       Did Not Vote Management
      Directors
9     Approve Signing Trademark Licensing     For       Did Not Vote Management
      Contract Between Company, Subsidiary
      and Related Party
10    Approve 2016-2018 Providing Financial   For       Did Not Vote Management
      Servicing from Related Party
11    Approve Adjustment on Business Scope    For       Did Not Vote Management
      and Amend Articles of Association
12    Approve Adjustment on Maotai Circular   For       Did Not Vote Management
      Economy Technology Demonstration
      Garden Area 1st Plant Construction
      Project
13    Elect Lu Jinhai as Independent Director For       Did Not Vote Management

* Note: The ballot for the above fund(s) was voted by Matthews International
Capital Management; however, due to a technical issue with the voting agent's
data feed process, the ballot was not included in the voting process by the
tabulator.
--------------------------------------------------------------------------------

SHANGHAI INTERNATIONAL AIRPORT CO., LTD.

Ticker:       600009         Security ID:  Y7682X100
Meeting Date: NOV 18, 2015   Meeting Type: Special
Record Date:  NOV 10, 2015

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1.01  Approve Resignation of Cao Wenjian as   For       For          Management
      Supervisor
1.02  Approve Resignation of Liu Xiangmin as  For       For          Management
      Supervisor
1.03  Approve Resignation of Wang Bin as      For       For          Management
      Supervisor
2.01  Elect Yang Yuluo as Independent         None      For          Shareholder
      Director
3.01  Elect Shen Shujun as Supervisor         None      For          Shareholder
3.02  Elect Shen Xiaoling as Supervisor       None      For          Shareholder
3.03  Elect Liu Shaojie as Supervisor         None      For          Shareholder




======================= Matthews China Fund (USA) Series =======================


CHINA STATE CONSTRUCTION ENGINEERING CORP. LTD.

Ticker:       601668         Security ID:  Y1R16Z106
Meeting Date: MAY 09, 2016   Meeting Type: Annual
Record Date:  MAY 03, 2016

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Report of the Board of          For       For          Management
      Directors
2     Approve Report of the Independent       For       For          Management
      Directors
3     Approve Report of the Board of          For       For          Management
      Supervisors
4     Approve Financial Statements            For       For          Management
5     Approve Profit Distribution             For       For          Management
6     Approve Annual Report                   For       For          Management
7     Approve 2016 Financial Budget Report    For       For          Management
8     Approve 2016 Investment Budget Report   For       Against      Management
9     Approve Appointment of 2016 Financial   For       For          Management
      Auditor
10    Approve Appointment of 2016 Internal    For       For          Management
      Control Auditor
11    Approve 2016 Daily Related-party        For       Against      Management
      Transactions
12    Approve 2016 Additional Financing       For       Against      Management
      Guarantee Line
13    Approve Phase I Preferred Share         For       For          Management
      Dividend Program
14    Approve 2016-2017 Phase I Preferred     For       For          Management
      Share Dividend Program
15    Approve Registration of CNY 20 Billion  For       For          Management
      Bonds as well as Related Matters
16    Approve Issuance of Not More Than USD   For       For          Management
      2 Billion Overseas Bonds


--------------------------------------------------------------------------------

FUYAO GLASS INDUSTRY GROUP CO., LTD.

Ticker:       600660         Security ID:  Y26783103
Meeting Date: MAY 20, 2016   Meeting Type: Annual
Record Date:  APR 19, 2016

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve the Work Report of the Board    For       For          Management
      of Directors
2     Approve the Work Report of the Board    For       For          Management
      of Supervisors
3     Approve Financial Report                For       For          Management
4     Approve Profit Distribution Plan        For       For          Management
5     Approve Annual Report and Summary of    For       For          Management
      Annual Report
6     Approve PricewaterhouseCoopers Zhong    For       For          Management
      Tian LLP (Special General Partnership)
      as Domestic Audit Institution and
      Internal Control Audit Institution and
      Payment of the Company
7     Approve PricewaterhouseCoopers as       For       For          Management
      Overseas Audit Institution of the
      Company
8     Approve the Work Report of the          For       For          Management
      Independent Non-Executive Directors
9     Approve Company's Satisfaction of the   For       For          Shareholder
      Conditions of the Public Issuance of
      Corporate Bonds
10.01 Approve Size of the Issuance and Par    For       For          Shareholder
      Value in Relation to the Public
      Issuance of Corporate Bonds
10.02 Approve Coupon Rate of the Bonds and    For       For          Shareholder
      Determination Method in Relation to
      the Public Issuance of Corporate Bonds
10.03 Approve Term of the Bonds and Method    For       For          Shareholder
      of Repayment of Principal and Payment
      of Interests in Relation to the Public
      Issuance of Corporate Bonds
10.04 Approve Method of Issuance, Target      For       For          Shareholder
      Investors of Issuance and Arrangements
      of Placement for Shareholders of the
      Company in Relation to the Public
      Issuance of Corporate Bonds
10.05 Approve Guarantee in Relation to the    For       For          Shareholder
      Public Issuance of Corporate Bonds
10.06 Approve Safeguard Measures for          For       For          Shareholder
      Repayment in Relation to the Public
      Issuance of Corporate Bonds
10.07 Approve Underwriting Method and         For       For          Shareholder
      Listing Arrangement in Relation to the
      Public Issuance of Corporate Bonds
10.08 Approve Use of Proceeds in Relation to  For       For          Shareholder
      the Public Issuance of Corporate Bonds
10.09 Approve Resolution Validity Period in   For       For          Shareholder
      Relation to the Public Issuance of
      Corporate Bonds
11    Authorize Board to Deal with All        For       For          Shareholder
      Matters in Relation to the Public
      Issuance of Corporate Bonds


--------------------------------------------------------------------------------

GREE ELECTRIC APPLIANCES INC OF ZHUHAI

Ticker:       000651         Security ID:  Y2882R102
Meeting Date: DEC 25, 2015   Meeting Type: Special
Record Date:  DEC 18, 2015

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Amend Articles of Association           For       For          Management
2     Approve Re-appointment of Auditor       For       For          Management


--------------------------------------------------------------------------------

GREE ELECTRIC APPLIANCES INC OF ZHUHAI

Ticker:       000651         Security ID:  Y2882R102
Meeting Date: MAY 19, 2016   Meeting Type: Annual
Record Date:  MAY 12, 2016

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Report of the Board of          For       For          Management
      Directors
2     Approve Report of the Board of          For       For          Management
      Supervisors
3     Approve Financial Statements            For       For          Management
4     Approve Annual Report and Summary       For       For          Management
5     Approve Profit Distribution             For       For          Management
6     Approve Appointment of Auditor          For       For          Management
7     Approve 2016 Daily Related Party        For       For          Management
      Transaction
8     Approve 2016 Special Report Regarding   For       For          Management
      Forward Foreign Exchange Transactions
      Business Development
9     Approve Postponement on Resumption of   For       For          Management
      Trading


--------------------------------------------------------------------------------

HANGZHOU HIKVISION DIGITAL TECHNOLOGY CO., LTD.

Ticker:       002415         Security ID:  Y3038Z105
Meeting Date: OCT 22, 2015   Meeting Type: Special
Record Date:  OCT 16, 2015

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve 2015 Additional Application of  For       For          Management
      Comprehensive Credit Lines
2     Approve Guarantee Provision to Two      For       For          Management
      Wholly-owned Subsidiaries and
      Additional Provision of Guarantee
3     Approve Amendments to Articles of       For       For          Management
      Association
4     Amend Rules and Procedures Regarding    For       For          Management
      General Meetings of Shareholders
5     Amend Management System of Raised Funds For       For          Management
6     Amend Related-Party Transaction         For       For          Management
      Management System
7     Amend Working Regulations for           For       For          Management
      Independent Directors
8     Amend Management System of              For       Against      Management
      Authorization
9     Approve Management System (Draft) of    For       Against      Management
      Key Employee Co-Investment
10    Approve Change of the Registered        For       For          Management
      Address and Amendment of Articles of
      Association


--------------------------------------------------------------------------------

HANGZHOU HIKVISION DIGITAL TECHNOLOGY CO., LTD.

Ticker:       002415         Security ID:  Y3038Z105
Meeting Date: JAN 08, 2016   Meeting Type: Special
Record Date:  JAN 04, 2016

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Overseas Issuance of Foreign    For       For          Management
      Currency Bonds
1.1   Approve Main Subject of Issuance        For       For          Management
1.2   Approve Issue Method                    For       For          Management
1.3   Approve Currency Type                   For       For          Management
1.4   Approve Issue Amount                    For       For          Management
1.5   Approve Bond Maturity                   For       For          Management
1.6   Approve Bond Interest Rate              For       For          Management
1.7   Approve Target Subscribers              For       For          Management
1.8   Approve Listing Exchange                For       For          Management
1.9   Approve Intended Usage of Raised Funds  For       For          Management
1.10  Approve Guarantee and Other Credit      For       For          Management
      Enhancement Arrangements
1.11  Approve Resolution Validity Period      For       For          Management
2     Approve Authorization of Board to       For       For          Management
      Handle All Related Matters
3     Approve 2016 Comprehensive Credit       For       For          Management
      Business
4     Approve Guarantee Provision to 5        For       For          Management
      Subsidiaries


--------------------------------------------------------------------------------

HANGZHOU HIKVISION DIGITAL TECHNOLOGY CO., LTD.

Ticker:       002415         Security ID:  Y3038Z105
Meeting Date: MAY 05, 2016   Meeting Type: Annual
Record Date:  APR 26, 2016

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve 2015 Annual Report and Summary  For       For          Management
2     Approve 2015 Report of the Board of     For       For          Management
      Directors
3     Approve 2015 Report of the Board of     For       For          Management
      Supervisors
4     Approve 2015 Financial Statements       For       For          Management
5     Approve 2015 Profit Distribution        For       For          Management
6     Approve 2015 Report on the Deposit and  For       For          Management
      Usage of Raised Funds
7     Approve 2015 Internal Control           For       For          Management
      Self-Evaluation Report
8     Approve 2016 Appointment of Auditor     For       For          Management
9     Approve 2016 Daily Related Party        For       For          Management
      Transactions
10    Approve Additional Guarantees to        For       For          Management
      Subsidiaries
11    Approve Amendments to Articles of       For       For          Management
      Association


--------------------------------------------------------------------------------

HEILAN HOME CO., LTD.

Ticker:       600398         Security ID:  Y1081Q105
Meeting Date: MAY 17, 2016   Meeting Type: Annual
Record Date:  MAY 12, 2016

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Annual Report and Its Summary   For       For          Management
2     Approve Report of the Board of          For       For          Management
      Directors
3     Approve Report of the Board of          For       For          Management
      Supervisors
4     Approve Financial Statements            For       For          Management
5     Approve Profit Distribution and         For       For          Management
      Capitalization of Capital Reserves
6     Approve 2016 Appointment of Jiangsu     For       For          Management
      Talent Certified Public Accountants as
      Financial Auditor and Internal Control
      Auditor and Authorize the Board to Fix
      Their Remuneration
7     Approve Remuneration of Directors,      For       For          Management
      Supervisors and Senior Management
      Members
8     Approve Management System of External   For       For          Management
      Investments
9     Amend Articles of Association           For       For          Management


--------------------------------------------------------------------------------

JIANGSU HENGRUI MEDICINE CO., LTD.

Ticker:       600276         Security ID:  Y4446S105
Meeting Date: MAY 09, 2016   Meeting Type: Annual
Record Date:  APR 28, 2016

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Report of the Board of          For       For          Management
      Directors
2     Approve Report of the Board of          For       For          Management
      Supervisors
3     Approve Annual Report and Summary       For       For          Management
4     Approve Financial Statements            For       For          Management
5     Approve Profit Distribution             For       For          Management
6     Approve 2016 Appointment of Financial   For       For          Management
      Auditor and Internal Control Auditor
      and to Fix Their Remuneration
7.01  Elect Sun Piaoyang as Non-Independent   None      For          Shareholder
      Director
7.02  Elect Jiang Xinhua as Non-Independent   None      For          Shareholder
      Director
7.03  Elect Zhou Yunshu as Non-Independent    None      For          Shareholder
      Director
7.04  Elect Jiang Sumei as Non-Independent    None      For          Shareholder
      Director
7.05  Elect Zhang Lianshan as                 None      For          Shareholder
      Non-Independent Director
7.06  Elect Wang Shudong as Non-Independent   None      For          Shareholder
      Director
7.07  Elect Li Yuanchao as Independent        None      For          Shareholder
      Director
7.08  Elect Wang Qian as Independent Director None      For          Shareholder
7.09  Elect Xue Shuang as Independent         None      For          Shareholder
      Director
8.01  Elect Dong Wei as Supervisor            For       For          Management
8.02  Elect Li Peicheng as Supervisor         For       For          Management
9     Approve Amendments to Articles of       For       For          Management
      Association


--------------------------------------------------------------------------------

KWEICHOW MOUTAI CO., LTD.

Ticker:       600519         Security ID:  Y5070V116
Meeting Date: SEP 16, 2015   Meeting Type: Special
Record Date:  SEP 08, 2015

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Amendments to Articles of       For       For          Management
      Association
2     Amend Rules and Procedures Regarding    For       For          Management
      General Meetings of Shareholders
3     Amend Rules and Procedures Regarding    For       For          Management
      Meetings of Board of Directors
4     Elect Li Baofang as Non-Independent     For       For          Management
      Director
5     Approve Provision of Financial          For       Against      Management
      Services by Company's Subsidiary to
      Company's Controlling Shareholder and
      Its Subsidiaries


--------------------------------------------------------------------------------

WULIANGYE YIBIN CO., LTD.

Ticker:       000858         Security ID:  Y9718N106
Meeting Date: JUN 22, 2016   Meeting Type: Annual
Record Date:  JUN 15, 2016

#     Proposal                                Mgt Rec   Vote Cast    Sponsor
1     Approve Annual Report                   For       For          Management
2     Approve Report of the Board of          For       For          Management
      Directors
3     Approve Report of the Board of          For       For          Management
      Supervisors
4     Approve Financial Statements            For       For          Management
5     Approve Profit Distribution             For       For          Management
6     Approve Signing of Financial Service    For       Against      Management
      Supplemental Agreement with Sichuan
      Yibin Wuliangye Group Finance Co., Ltd.
7     Approve 2016 Daily Related-party        For       Against      Management
      Transactions
8     Approve 2016 Appointment of Auditor     For       For          Management
9     Amend Rules and Procedures Regarding    For       For          Management
      Meetings of Board of Supervisors
10    Elect Zhou Yousu as Independent         For       For          Management
      Director
11    Approve Company's Eligibility for       For       For          Management
      Private Placement of Shares
12.1  Approve Issue Type and Par Value        For       For          Management
12.2  Approve Issue Size                      For       For          Management
12.3  Approve Issuance Method                 For       For          Management
12.4  Approve Target Subscribers and          For       For          Management
      Subscription Method
12.5  Approve Issuance Price And Pricing      For       For          Management
      Method
12.6  Approve Lock-up Period                  For       For          Management
12.7  Approve Distribution Arrangements for   For       For          Management
      Cumulative Earnings
12.8  Approve Listing Exchange                For       For          Management
12.9  Approve Resolution Validity Period      For       For          Management
12.10 Approve Use of Proceeds                 For       For          Management
13    Approve Private Placement of Shares     For       For          Management
14    Approve Draft and Summary of Phase I    For       For          Management
      Employee Share Purchase Plan
      (Subscription of Private Placement)
15    Approve Feasibility Analysis Report on  For       For          Management
      the Use of Proceeds
16    Approve the Notion that the Company     For       For          Management
      Does Not Need to Prepare Report on the
      Usage of Previously Raised Funds
17    Approve Signing of Conditional Share    For       For          Management
      Subscription Agreement with Specific
      Parties
18    Approve Related Party Transactions in   For       For          Management
      Connection to Private Placement
19    Approve Shareholder Return Plan in the  For       For          Management
      Next Three Years
20    Amend Articles of Association           For       For          Management
21    Amend Management System of Raised Funds For       For          Management
22    Approve Authorization of Board to       For       For          Management
      Handle All Related Matters in
      Connection to Private Placement
23    Approve Authorization of Board to       For       For          Management
      Handle All Related Matters in
      Connection to Employee Share Purchase
      Plan
24    Approve Counter-dilution Measures in    For       For          Management
      Connection to Private Placement

========== END NPX REPORT


SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Registrant   Matthews A Share Selections Fund, LLC
By (Signature and Title)*     /s/ William J. Hackett
  William J. Hackett, President
  (principal executive officer)

Date     August 26, 2016                        

 

* Print the name and title of each signing officer under his or her signature.