Operations Admin

0001553540-22-000006.txt : 20221024 0001553540-22-000006.hdr.sgml : 20221024 20221024164024 ACCESSION NUMBER: 0001553540-22-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221024 DATE AS OF CHANGE: 20221024 EFFECTIVENESS DATE: 20221024 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Smith Anglin Financial, LLC CENTRAL INDEX KEY: 0001553540 IRS NUMBER: 260778361 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-21287 FILM NUMBER: 221326380 BUSINESS ADDRESS: STREET 1: 14755 PRESTON ROAD STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75254 BUSINESS PHONE: 972-267-1244 MAIL ADDRESS: STREET 1: 14755 PRESTON ROAD STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75254 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001553540 XXXXXXXX 09-30-2022 09-30-2022 Smith Anglin Financial, LLC

14755 PRESTON ROAD SUITE 700 DALLAS TX 75254

13F HOLDINGS REPORT 028-21287 N Anneliese Griego Operations Admin 972-267-1244 Anneliese Griego Dallas TX 10-24-2022 0 140 474679 false INFORMATION TABLE 2 SmithAnglinFinancial_13f.xml Q3 2022 13F TABLE ABBOTT LABS COM 002824100 451 4659 SH SOLE 0 0 0 4659 ABBVIE INC COM 00287Y109 418 3116 SH SOLE 0 0 0 3116 ALPHABET INC CAP STK CL A 02079K305 492 5141 SH SOLE 0 0 0 5141 ALPHABET INC CAP STK CL C 02079K107 294 3061 SH SOLE 0 0 0 3061 ALTRIA GROUP INC COM 02209S103 238 5896 SH SOLE 0 0 0 5896 AMAZON COM INC COM 023135106 4403 38965 SH SOLE 0 0 0 38965 AMERICAN CENTY ETF TR US EQT ETF 025072885 31298 501972 SH SOLE 0 0 0 501972 APPLE INC COM 037833100 16357 118358 SH SOLE 0 0 0 118358 ARK ETF TR AUTNMUS TECHNLGY 00214Q203 208 4608 SH SOLE 0 0 0 4608 ARK ETF TR INNOVATION ETF 00214Q104 2819 74724 SH SOLE 0 0 0 74724 ARK ETF TR NEXT GNRTN INTER 00214Q401 889 19489 SH SOLE 0 0 0 19489 AUTOMATIC DATA PROCESSING IN COM 053015103 233 1032 SH SOLE 0 0 0 1032 BAXTER INTL INC COM 071813109 342 6346 SH SOLE 0 0 0 6346 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 960 3595 SH SOLE 0 0 0 3595 BK OF AMERICA CORP COM 060505104 268 8869 SH SOLE 0 0 0 8869 BLACKSTONE INC COM 09260D107 211 2521 SH SOLE 0 0 0 2521 BOEING CO COM 097023105 811 6700 SH SOLE 0 0 0 6700 CAMBRIA ETF TR SHSHLD YIELD ETF 132061201 27072 514682 SH SOLE 0 0 0 514682 CATERPILLAR INC COM 149123101 314 1912 SH SOLE 0 0 0 1912 CHEVRON CORP NEW COM 166764100 642 4472 SH SOLE 0 0 0 4472 CLEARPOINT NEURO INC COM 18507C103 207 20000 SH SOLE 0 0 0 20000 COCA COLA CO COM 191216100 1382 24679 SH SOLE 0 0 0 24679 COINBASE GLOBAL INC COM CL A 19260Q107 679 10535 SH SOLE 0 0 0 10535 CONOCOPHILLIPS COM 20825C104 233 2276 SH SOLE 0 0 0 2276 CORTEVA INC COM 22052L104 351 6144 SH SOLE 0 0 0 6144 COSTCO WHSL CORP NEW COM 22160K105 627 1328 SH SOLE 0 0 0 1328 DANAHER CORPORATION COM 235851102 236 913 SH SOLE 0 0 0 913 DBX ETF TR XTRACK MSCI EAFE 233051200 1001 29906 SH SOLE 0 0 0 29906 DELTA AIR LINES INC DEL COM NEW 247361702 820 29224 SH SOLE 0 0 0 29224 DEVON ENERGY CORP NEW COM 25179M103 268 4460 SH SOLE 0 0 0 4460 DIGITAL RLTY TR INC COM 253868103 208 2100 SH SOLE 0 0 0 2100 DISNEY WALT CO COM 254687106 1092 11581 SH SOLE 0 0 0 11581 ENLINK MIDSTREAM LLC COM UNIT REP LTD 29336T100 443 49843 SH SOLE 0 0 0 49843 ENPHASE ENERGY INC COM 29355A107 204 734 SH SOLE 0 0 0 734 ERICSSON ADR B SEK 10 294821608 107 18684 SH SOLE 0 0 0 18684 EXXON MOBIL CORP COM 30231G102 1887 21617 SH SOLE 0 0 0 21617 FEDEX CORP COM 31428X106 213 1433 SH SOLE 0 0 0 1433 FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX 33733E302 568 4498 SH SOLE 0 0 0 4498 FORD MTR CO DEL COM 345370860 159 14193 SH SOLE 0 0 0 14193 GLOBAL X FDS CYBRSCURTY ETF 37954Y384 455 18909 SH SOLE 0 0 0 18909 HERSHEY CO COM 427866108 388 1759 SH SOLE 0 0 0 1759 HOME DEPOT INC COM 437076102 675 2444 SH SOLE 0 0 0 2444 INNOVATOR ETFS TR US SML CP PWR B 45782C474 212 7517 SH SOLE 0 0 0 7517 INNOVATOR ETFS TR US EQT ULTRA BF 45782C300 734 25149 SH SOLE 0 0 0 25149 INNOVATOR ETFS TR US EQTY PWR BUF 45782C383 512 17595 SH SOLE 0 0 0 17595 INNOVATOR ETFS TR US EQTY ULTRA B 45782C532 391 14035 SH SOLE 0 0 0 14035 INNOVATOR ETFS TR US SML CP PWR B 45782C599 223 9210 SH SOLE 0 0 0 9210 INNOVATOR ETFS TR US EQTY PWR BUF 45782C540 382 13397 SH SOLE 0 0 0 13397 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 1948 15308 SH SOLE 0 0 0 15308 INVESCO EXCHANGE TRADED FD T S&P 500 TOP 50 46137V233 1517 5637 SH SOLE 0 0 0 5637 INVESCO QQQ TR UNIT SER 1 46090E103 1890 7071 SH SOLE 0 0 0 7071 INVITATION HOMES INC COM 46187W107 355 10520 SH SOLE 0 0 0 10520 ISHARES INC MSCI EMERG MRKT 464286533 230 4539 SH SOLE 0 0 0 4539 ISHARES INC MSCI EURZONE ETF 464286608 269 8411 SH SOLE 0 0 0 8411 ISHARES SILVER TR ISHARES 46428Q109 223 12730 SH SOLE 0 0 0 12730 ISHARES TR NATIONAL MUN ETF 464288414 580 5658 SH SOLE 0 0 0 5658 ISHARES TR SHRT NAT MUN ETF 464288158 392 3822 SH SOLE 0 0 0 3822 ISHARES TR SELECT DIVID ETF 464287168 24386 227442 SH SOLE 0 0 0 227442 ISHARES TR CORE S&P SCP ETF 464287804 4470 51262 SH SOLE 0 0 0 51262 ISHARES TR U.S. INSRNCE ETF 464288786 799 10097 SH SOLE 0 0 0 10097 ISHARES TR SP SMCP600VL ETF 464287879 11737 142348 SH SOLE 0 0 0 142348 ISHARES TR MSCI EAFE MIN VL 46429B689 222 3900 SH SOLE 0 0 0 3900 ISHARES TR 1 3 YR TREAS BD 464287457 329 4048 SH SOLE 0 0 0 4048 ISHARES TR ISHS 5-10YR INVT 464288638 317 6574 SH SOLE 0 0 0 6574 ISHARES TR US AER DEF ETF 464288760 1278 14012 SH SOLE 0 0 0 14012 ISHARES TR CORE US AGGBD ET 464287226 827 8585 SH SOLE 0 0 0 8585 ISHARES TR IBOXX HI YD ETF 464288513 454 6362 SH SOLE 0 0 0 6362 ISHARES TR S&P 500 GRWT ETF 464287309 35013 605245 SH SOLE 0 0 0 605245 ISHARES TR S&P MC 400GR ETF 464287606 748 11874 SH SOLE 0 0 0 11874 ISHARES TR CORE S&P MCP ETF 464287507 45605 207995 SH SOLE 0 0 0 207995 ISHARES TR S&P 500 VAL ETF 464287408 34458 268111 SH SOLE 0 0 0 268111 ISHARES TR CORE MSCI EAFE 46432F842 981 18629 SH SOLE 0 0 0 18629 ISHARES TR RUSSELL 2000 ETF 464287655 437 2651 SH SOLE 0 0 0 2651 ISHARES TR CORE S&P500 ETF 464287200 17055 47553 SH SOLE 0 0 0 47553 ISHARES TR S&P SML 600 GWT 464287887 2554 25123 SH SOLE 0 0 0 25123 ISHARES TR S&P MC 400VL ETF 464287705 19927 221410 SH SOLE 0 0 0 221410 ISHARES TR MSCI ACWI ETF 464288257 813 10444 SH SOLE 0 0 0 10444 ISHARES TR CORE 1 5 YR USD 46432F859 586 12719 SH SOLE 0 0 0 12719 ISHARES TR MSCI EAFE ETF 464287465 1926 34388 SH SOLE 0 0 0 34388 ISHARES U S ETF TR BLOOMBERG ROLL 46431W598 15788 286969 SH SOLE 0 0 0 286969 ISHARES U S ETF TR IT RT HDG HGYL 46431W606 318 3969 SH SOLE 0 0 0 3969 J P MORGAN EXCHANGE TRADED F ULTRA SHT MUNCPL 46641Q654 1043 20734 SH SOLE 0 0 0 20734 J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 46641Q837 720 14347 SH SOLE 0 0 0 14347 JOHNSON & JOHNSON COM 478160104 931 5696 SH SOLE 0 0 0 5696 JPMORGAN CHASE & CO COM 46625H100 204 1956 SH SOLE 0 0 0 1956 LATTICE STRATEGIES TR HARTFORD MLT ETF 518416102 217 10001 SH SOLE 0 0 0 10001 LILLY ELI & CO COM 532457108 203 628 SH SOLE 0 0 0 628 LOWES COS INC COM 548661107 357 1903 SH SOLE 0 0 0 1903 MCDONALDS CORP COM 580135101 609 2640 SH SOLE 0 0 0 2640 MCKESSON CORP COM 58155Q103 228 671 SH SOLE 0 0 0 671 MICROSOFT CORP COM 594918104 2221 9534 SH SOLE 0 0 0 9534 MONEYGRAM INTL INC COM NEW 60935Y208 1415 136043 SH SOLE 0 0 0 136043 NEXTERA ENERGY INC COM 65339F101 514 6553 SH SOLE 0 0 0 6553 NIKE INC CL B 654106103 744 8948 SH SOLE 0 0 0 8948 NORTHERN DYNASTY MINERALS LT COM NEW 66510M204 10 40000 SH SOLE 0 0 0 40000 NVIDIA CORPORATION COM 67066G104 475 3911 SH SOLE 0 0 0 3911 PEPSICO INC COM 713448108 1282 7854 SH SOLE 0 0 0 7854 PFIZER INC COM 717081103 416 9512 SH SOLE 0 0 0 9512 PIMCO CORPORATE & INCOME OPP COM 72201B101 211 17918 SH SOLE 0 0 0 17918 PROCTER AND GAMBLE CO COM 742718109 974 7715 SH SOLE 0 0 0 7715 PROSHARES TR ULTRPRO S&P500 74347X864 256 9000 SH SOLE 0 0 0 9000 QUALCOMM INC COM 747525103 241 2137 SH SOLE 0 0 0 2137 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 737 19489 SH SOLE 0 0 0 19489 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 587 13986 SH SOLE 0 0 0 13986 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 2657 47601 SH SOLE 0 0 0 47601 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 2818 42421 SH SOLE 0 0 0 42421 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 2798 66070 SH SOLE 0 0 0 66070 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 6033 103117 SH SOLE 0 0 0 103117 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 3016 49822 SH SOLE 0 0 0 49822 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 323 2669 SH SOLE 0 0 0 2669 SELECT SECTOR SPDR TR ENERGY 81369Y506 682 9471 SH SOLE 0 0 0 9471 SIMPLIFY EXCHANGE TRADED FUN VOLATILITY PREM 82889N863 770 36852 SH SOLE 0 0 0 36852 SIMPLIFY EXCHANGE TRADED FUN RISK PARITY TREA 82889N798 204 13352 SH SOLE 0 0 0 13352 SIMPLIFY EXCHANGE TRADED FUN US EQT PLS DWNSD 82889N202 31998 1209760 SH SOLE 0 0 0 1209760 SIMPLIFY EXCHANGE TRADED FUN MANAGED FUTURES 82889N699 500 17042 SH SOLE 0 0 0 17042 SOUTHERN CO COM 842587107 305 4492 SH SOLE 0 0 0 4492 SOUTHWEST AIRLS CO COM 844741108 4285 138949 SH SOLE 0 0 0 138949 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 4131 14380 SH SOLE 0 0 0 14380 SPDR GOLD TR GOLD SHS 78463V107 414 2676 SH SOLE 0 0 0 2676 SPDR S&P 500 ETF TR TR UNIT 78462F103 13467 37704 SH SOLE 0 0 0 37704 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 5488 13663 SH SOLE 0 0 0 13663 SPDR SER TR S&P 400 MDCP VAL 78464A839 3310 57250 SH SOLE 0 0 0 57250 STARBUCKS CORP COM 855244109 277 3288 SH SOLE 0 0 0 3288 TESLA INC COM 88160R101 1820 6863 SH SOLE 0 0 0 6863 TEXAS INSTRS INC COM 882508104 794 5132 SH SOLE 0 0 0 5132 TYLER TECHNOLOGIES INC COM 902252105 205 590 SH SOLE 0 0 0 590 UNITEDHEALTH GROUP INC COM 91324P102 472 935 SH SOLE 0 0 0 935 VANECK ETF TRUST MRNGSTR WDE MOAT 92189F643 15063 251086 SH SOLE 0 0 0 251086 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 211 2822 SH SOLE 0 0 0 2822 VANGUARD INDEX FDS SMALL CP ETF 922908751 1658 9699 SH SOLE 0 0 0 9699 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 382 1165 SH SOLE 0 0 0 1165 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 1030 6043 SH SOLE 0 0 0 6043 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 297 8146 SH SOLE 0 0 0 8146 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 328 7110 SH SOLE 0 0 0 7110 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 19724 145931 SH SOLE 0 0 0 145931 VERIZON COMMUNICATIONS INC COM 92343V104 302 7949 SH SOLE 0 0 0 7949 VISA INC COM CL A 92826C839 385 2168 SH SOLE 0 0 0 2168 WALMART INC COM 931142103 1358 10473 SH SOLE 0 0 0 10473 WINGSTOP INC COM 974155103 484 3863 SH SOLE 0 0 0 3863 XCEL ENERGY INC COM 98389B100 286 4464 SH SOLE 0 0 0 4464