Operations Admin

0001553540-22-000001.txt : 20220131 0001553540-22-000001.hdr.sgml : 20220131 20220131110640 ACCESSION NUMBER: 0001553540-22-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220131 DATE AS OF CHANGE: 20220131 EFFECTIVENESS DATE: 20220131 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Smith Anglin Financial, LLC CENTRAL INDEX KEY: 0001553540 IRS NUMBER: 260778361 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-21287 FILM NUMBER: 22571921 BUSINESS ADDRESS: STREET 1: 14755 PRESTON ROAD STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75254 BUSINESS PHONE: 972-267-1244 MAIL ADDRESS: STREET 1: 14755 PRESTON ROAD STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75254 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001553540 XXXXXXXX 12-31-2021 12-31-2021 Smith Anglin Financial, LLC

14755 PRESTON ROAD SUITE 700 DALLAS TX 75254

13F HOLDINGS REPORT 028-21287 N Anneliese Griego Operations Admin 972-267-1244 Anneliese Griego Dallas TX 01-31-2022 0 146 585699 false INFORMATION TABLE 2 SmithAnglinFinancial_13f.xml Q4 2021 13F SUBMISSION ABBOTT LABS COM 002824100 660 4688 SH SOLE 0 0 0 4688 ABBVIE INC COM 00287Y109 447 3304 SH SOLE 0 0 0 3304 ADOBE SYSTEMS INCORPORATED COM 00724F101 383 675 SH SOLE 0 0 0 675 ADVANCED MICRO DEVICES INC COM 007903107 405 2817 SH SOLE 0 0 0 2817 ALPHABET INC CAP STK CL C 02079K107 431 149 SH SOLE 0 0 0 149 ALPHABET INC CAP STK CL A 02079K305 704 243 SH SOLE 0 0 0 243 ALTRIA GROUP INC COM 02209S103 345 7273 SH SOLE 0 0 0 7273 AMAZON COM INC COM 023135106 6495 1948 SH SOLE 0 0 0 1948 APPLE INC COM 037833100 21289 119889 SH SOLE 0 0 0 119889 ARK ETF TR GENOMIC REV ETF 00214Q302 1002 16366 SH SOLE 0 0 0 16366 ARK ETF TR NEXT GNRTN INTER 00214Q401 2694 22720 SH SOLE 0 0 0 22720 ARK ETF TR AUTNMUS TECHNLGY 00214Q203 823 10682 SH SOLE 0 0 0 10682 ARK ETF TR INNOVATION ETF 00214Q104 8691 91876 SH SOLE 0 0 0 91876 ARK ETF TR FINTECH INNOVA 00214Q708 940 23017 SH SOLE 0 0 0 23017 AUTOMATIC DATA PROCESSING IN COM 053015103 253 1025 SH SOLE 0 0 0 1025 BAXTER INTL INC COM 071813109 692 8062 SH SOLE 0 0 0 8062 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 838 2802 SH SOLE 0 0 0 2802 BK OF AMERICA CORP COM 060505104 377 8473 SH SOLE 0 0 0 8473 BLACKSTONE INC COM 09260D107 370 2856 SH SOLE 0 0 0 2856 BOEING CO COM 097023105 910 4522 SH SOLE 0 0 0 4522 BROADCOM INC COM 11135F101 230 346 SH SOLE 0 0 0 346 BUILDERS FIRSTSOURCE INC COM 12008R107 254 2968 SH SOLE 0 0 0 2968 CAMBRIA ETF TR SHSHLD YIELD ETF 132061201 30890 477950 SH SOLE 0 0 0 477950 CARNIVAL CORP COMMON STOCK 143658300 772 38350 SH SOLE 0 0 0 38350 CATERPILLAR INC COM 149123101 436 2111 SH SOLE 0 0 0 2111 CHEVRON CORP NEW COM 166764100 521 4438 SH SOLE 0 0 0 4438 COCA COLA CO COM 191216100 1447 24439 SH SOLE 0 0 0 24439 COINBASE GLOBAL INC COM CL A 19260Q107 657 2602 SH SOLE 0 0 0 2602 CORTEVA INC COM 22052L104 297 6276 SH SOLE 0 0 0 6276 COSTCO WHSL CORP NEW COM 22160K105 690 1215 SH SOLE 0 0 0 1215 DANAHER CORPORATION COM 235851102 300 910 SH SOLE 0 0 0 910 DBX ETF TR XTRACK MSCI EAFE 233051200 24275 618154 SH SOLE 0 0 0 618154 DELTA AIR LINES INC DEL COM NEW 247361702 1151 29454 SH SOLE 0 0 0 29454 DIGITAL RLTY TR INC COM 253868103 359 2028 SH SOLE 0 0 0 2028 DIREXION SHS ETF TR DLY SMCAP BULL3X 25459W847 279 3290 SH SOLE 0 0 0 3290 DISNEY WALT CO COM 254687106 1816 11727 SH SOLE 0 0 0 11727 DOVER CORP COM 260003108 225 1236 SH SOLE 0 0 0 1236 DOW INC COM 260557103 252 4445 SH SOLE 0 0 0 4445 ERICSSON ADR B SEK 10 294821608 201 18477 SH SOLE 0 0 0 18477 EXXON MOBIL CORP COM 30231G102 1367 22341 SH SOLE 0 0 0 22341 FEDEX CORP COM 31428X106 433 1675 SH SOLE 0 0 0 1675 FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX 33733E302 1366 6040 SH SOLE 0 0 0 6040 GENERAL ELECTRIC CO COM NEW 369604301 247 2615 SH SOLE 0 0 0 2615 GENERAL MTRS CO COM 37045V100 488 8315 SH SOLE 0 0 0 8315 GLOBAL X FDS CYBRSCURTY ETF 37954Y384 616 19387 SH SOLE 0 0 0 19387 HERSHEY CO COM 427866108 412 2130 SH SOLE 0 0 0 2130 HOME DEPOT INC COM 437076102 1068 2574 SH SOLE 0 0 0 2574 INNOVATOR ETFS TR US EQTY PWR BUF 45782C540 468 14723 SH SOLE 0 0 0 14723 INNOVATOR ETFS TR US SML CP PWR B 45782C599 284 10379 SH SOLE 0 0 0 10379 INVESCO EXCHANGE TRADED FD T WILDERHIL CLAN 46137V134 280 3924 SH SOLE 0 0 0 3924 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 9528 58545 SH SOLE 0 0 0 58545 INVESCO EXCHANGE TRADED FD T S&P 500 TOP 50 46137V233 6835 18518 SH SOLE 0 0 0 18518 INVESCO QQQ TR UNIT SER 1 46090E103 6052 15213 SH SOLE 0 0 0 15213 INVITATION HOMES INC COM 46187W107 523 11528 SH SOLE 0 0 0 11528 ISHARES INC CORE MSCI EMKT 46434G103 430 7191 SH SOLE 0 0 0 7191 ISHARES INC MSCI EURZONE ETF 464286608 401 8180 SH SOLE 0 0 0 8180 ISHARES SILVER TR ISHARES 46428Q109 209 9733 SH SOLE 0 0 0 9733 ISHARES TR CORE US AGGBD ET 464287226 764 6698 SH SOLE 0 0 0 6698 ISHARES TR SP SMCP600VL ETF 464287879 7930 75895 SH SOLE 0 0 0 75895 ISHARES TR ISHS 1-5YR INVS 464288646 210 3889 SH SOLE 0 0 0 3889 ISHARES TR MSCI ACWI ETF 464288257 20390 192761 SH SOLE 0 0 0 192761 ISHARES TR S&P 500 VAL ETF 464287408 26427 168721 SH SOLE 0 0 0 168721 ISHARES TR MSCI EAFE ETF 464287465 3163 40197 SH SOLE 0 0 0 40197 ISHARES TR US AER DEF ETF 464288760 367 3574 SH SOLE 0 0 0 3574 ISHARES TR S&P MC 400GR ETF 464287606 12676 148671 SH SOLE 0 0 0 148671 ISHARES TR CORE S&P MCP ETF 464287507 42565 150362 SH SOLE 0 0 0 150362 ISHARES TR S&P 500 GRWT ETF 464287309 29470 352212 SH SOLE 0 0 0 352212 ISHARES TR AGGRES ALLOC ETF 464289859 850 11676 SH SOLE 0 0 0 11676 ISHARES TR NATIONAL MUN ETF 464288414 307 2643 SH SOLE 0 0 0 2643 ISHARES TR ISHS 5-10YR INVT 464288638 356 6008 SH SOLE 0 0 0 6008 ISHARES TR CORE MSCI EAFE 46432F842 21125 283030 SH SOLE 0 0 0 283030 ISHARES TR S&P SML 600 GWT 464287887 9037 65106 SH SOLE 0 0 0 65106 ISHARES TR CORE 1 5 YR USD 46432F859 333 6611 SH SOLE 0 0 0 6611 ISHARES TR SELECT DIVID ETF 464287168 1293 10546 SH SOLE 0 0 0 10546 ISHARES TR S&P MC 400VL ETF 464287705 17355 156800 SH SOLE 0 0 0 156800 ISHARES TR RUSSELL 2000 ETF 464287655 644 2897 SH SOLE 0 0 0 2897 ISHARES TR 1 3 YR TREAS BD 464287457 204 2386 SH SOLE 0 0 0 2386 ISHARES TR CORE S&P500 ETF 464287200 31963 67010 SH SOLE 0 0 0 67010 ISHARES TR CORE S&P SCP ETF 464287804 4553 39764 SH SOLE 0 0 0 39764 ISHARES TR IBOXX HI YD ETF 464288513 401 4603 SH SOLE 0 0 0 4603 ISHARES TR U.S. INSRNCE ETF 464288786 653 7810 SH SOLE 0 0 0 7810 ISHARES U S ETF TR BLOOMBERG ROLL 46431W598 35548 718438 SH SOLE 0 0 0 718438 J P MORGAN EXCHANGE-TRADED F ULTRA SHT MUNCPL 46641Q654 329 6447 SH SOLE 0 0 0 6447 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 855 16939 SH SOLE 0 0 0 16939 JOHNSON & JOHNSON COM 478160104 889 5197 SH SOLE 0 0 0 5197 JPMORGAN CHASE & CO COM 46625H100 276 1745 SH SOLE 0 0 0 1745 LOWES COS INC COM 548661107 488 1888 SH SOLE 0 0 0 1888 MASTERCARD INCORPORATED CL A 57636Q104 261 726 SH SOLE 0 0 0 726 MCDONALDS CORP COM 580135101 704 2627 SH SOLE 0 0 0 2627 META PLATFORMS INC CL A 30303M102 445 1322 SH SOLE 0 0 0 1322 MICROSOFT CORP COM 594918104 3419 10166 SH SOLE 0 0 0 10166 MONEYGRAM INTL INC COM NEW 60935Y208 1073 136043 SH SOLE 0 0 0 136043 NEXTERA ENERGY INC COM 65339F101 608 6508 SH SOLE 0 0 0 6508 NIKE INC CL B 654106103 1487 8922 SH SOLE 0 0 0 8922 NORTHERN DYNASTY MINERALS LT COM NEW 66510M204 10 30000 SH SOLE 0 0 0 30000 NORWEGIAN CRUISE LINE HLDG L SHS G66721104 453 21837 SH SOLE 0 0 0 21837 NVIDIA CORPORATION COM 67066G104 1369 4654 SH SOLE 0 0 0 4654 ORACLE CORP COM 68389X105 366 4193 SH SOLE 0 0 0 4193 OVERSTOCK COM INC DEL COM 690370101 212 3593 SH SOLE 0 0 0 3593 PEPSICO INC COM 713448108 1308 7532 SH SOLE 0 0 0 7532 PFIZER INC COM 717081103 595 10070 SH SOLE 0 0 0 10070 PHILIP MORRIS INTL INC COM 718172109 263 2773 SH SOLE 0 0 0 2773 PROCTER AND GAMBLE CO COM 742718109 1344 8217 SH SOLE 0 0 0 8217 QUALCOMM INC COM 747525103 248 1359 SH SOLE 0 0 0 1359 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 7370 64747 SH SOLE 0 0 0 64747 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 780 6901 SH SOLE 0 0 0 6901 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 6409 87535 SH SOLE 0 0 0 87535 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 1254 12243 SH SOLE 0 0 0 12243 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 4871 125307 SH SOLE 0 0 0 125307 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 11355 69342 SH SOLE 0 0 0 69342 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 3399 42056 SH SOLE 0 0 0 42056 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 3342 41557 SH SOLE 0 0 0 41557 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 268 1313 SH SOLE 0 0 0 1313 SELECT SECTOR SPDR TR ENERGY 81369Y506 371 6678 SH SOLE 0 0 0 6678 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 410 2357 SH SOLE 0 0 0 2357 SOUTHERN CO COM 842587107 290 4233 SH SOLE 0 0 0 4233 SOUTHWEST AIRLS CO COM 844741108 5876 137153 SH SOLE 0 0 0 137153 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 19233 52936 SH SOLE 0 0 0 52936 SPDR GOLD TR GOLD SHS 78463V107 981 5740 SH SOLE 0 0 0 5740 SPDR S&P 500 ETF TR TR UNIT 78462F103 17431 36700 SH SOLE 0 0 0 36700 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 7033 13585 SH SOLE 0 0 0 13585 SPDR SER TR S&P 600 SMCP GRW 78464A201 1763 18992 SH SOLE 0 0 0 18992 SPDR SER TR S&P 400 MDCP GRW 78464A821 3247 39831 SH SOLE 0 0 0 39831 SPDR SER TR S&P 400 MDCP VAL 78464A839 4345 61115 SH SOLE 0 0 0 61115 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 513 63917 SH SOLE 0 0 0 63917 STARBUCKS CORP COM 855244109 424 3626 SH SOLE 0 0 0 3626 TESLA INC COM 88160R101 2151 2035 SH SOLE 0 0 0 2035 TEXAS INSTRS INC COM 882508104 811 4305 SH SOLE 0 0 0 4305 TONIX PHARMACEUTICALS HLDG C COM 890260706 4 10000 SH SOLE 0 0 0 10000 TYLER TECHNOLOGIES INC COM 902252105 317 590 SH SOLE 0 0 0 590 UNION PAC CORP COM 907818108 261 1038 SH SOLE 0 0 0 1038 UNITED AIRLS HLDGS INC COM 910047109 218 4988 SH SOLE 0 0 0 4988 UNITEDHEALTH GROUP INC COM 91324P102 465 926 SH SOLE 0 0 0 926 UNIVERSAL DISPLAY CORP COM 91347P105 205 1241 SH SOLE 0 0 0 1241 VANECK ETF TRUST MRNGSTR WDE MOAT 92189F643 28362 372643 SH SOLE 0 0 0 372643 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 227 2810 SH SOLE 0 0 0 2810 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 1538 6040 SH SOLE 0 0 0 6040 VANGUARD INDEX FDS SMALL CP ETF 922908751 2131 9429 SH SOLE 0 0 0 9429 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 488 7148 SH SOLE 0 0 0 7148 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 403 8153 SH SOLE 0 0 0 8153 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 13526 78756 SH SOLE 0 0 0 78756 VERIZON COMMUNICATIONS INC COM 92343V104 341 6556 SH SOLE 0 0 0 6556 VISA INC COM CL A 92826C839 435 2006 SH SOLE 0 0 0 2006 WALMART INC COM 931142103 1526 10545 SH SOLE 0 0 0 10545 WINGSTOP INC COM 974155103 641 3711 SH SOLE 0 0 0 3711 XCEL ENERGY INC COM 98389B100 290 4287 SH SOLE 0 0 0 4287