Director of Operations

0001221073-21-000071.txt : 20210708 0001221073-21-000071.hdr.sgml : 20210708 20210708095936 ACCESSION NUMBER: 0001221073-21-000071 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210708 DATE AS OF CHANGE: 20210708 EFFECTIVENESS DATE: 20210708 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Smith Anglin Financial, LLC CENTRAL INDEX KEY: 0001553540 IRS NUMBER: 260778361 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-21287 FILM NUMBER: 211079192 BUSINESS ADDRESS: STREET 1: 14755 PRESTON ROAD STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75254 BUSINESS PHONE: 972-267-1244 MAIL ADDRESS: STREET 1: 14755 PRESTON ROAD STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75254 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001553540 XXXXXXXX 12-31-2020 12-31-2020 false Smith Anglin Financial, LLC

14755 PRESTON ROAD SUITE 700 DALLAS TX 75254

13F HOLDINGS REPORT 028-21287 N Debbie Selvidge Director of Operations 972-267-1244 /s/Debbie Selvidge Dallas TX 06-22-2021 0 135 558014 INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ABBOTT LABS COM 002824100 299 2728 SH SOLE 0 0 2728 ABBVIE INC COM 00287Y109 358 3340 SH SOLE 0 0 3340 ADOBE SYSTEMS INCORPORATED COM 00724F101 483 965 SH SOLE 0 0 965 ADVANCED MICRO DEVICES INC COM 007903107 256 2792 SH SOLE 0 0 2792 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 201 863 SH SOLE 0 0 863 ALPHABET INC CAP STK CL A 02079K305 419 239 SH SOLE 0 0 239 ALPHABET INC CAP STK CL C 02079K107 254 145 SH SOLE 0 0 145 ALTRIA GROUP INC COM 02209S103 202 4925 SH SOLE 0 0 4925 AMAZON COM INC COM 023135106 7006 2151 SH SOLE 0 0 2151 AMERICAN CENTY ETF TR QUALITY DIVRSFED 025072406 302 6279 SH SOLE 0 0 6279 APPLE INC COM 037833100 14032 105748 SH SOLE 0 0 105748 ARK ETF TR AUTNMUS TECHNLGY 00214Q203 271 3554 SH SOLE 0 0 3554 ARK ETF TR FINTECH INNOVA 00214Q708 480 9657 SH SOLE 0 0 9657 ARK ETF TR GENOMIC REV ETF 00214Q302 1620 17373 SH SOLE 0 0 17373 ARK ETF TR INNOVATION ETF 00214Q104 4844 38914 SH SOLE 0 0 38914 ARK ETF TR NEXT GNRTN INTER 00214Q401 3067 20953 SH SOLE 0 0 20953 AT&T INC COM 00206R102 330 11462 SH SOLE 0 0 11462 BAXTER INTL INC COM 071813109 639 7959 SH SOLE 0 0 7959 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 646 2788 SH SOLE 0 0 2788 BK OF AMERICA CORP COM 060505104 387 12767 SH SOLE 0 0 12767 BLACKSTONE GROUP INC COM CL A 09260D107 231 3561 SH SOLE 0 0 3561 BOEING CO COM 097023105 902 4215 SH SOLE 0 0 4215 CARNIVAL CORP UNIT 99/99/9999 143658300 536 24725 SH SOLE 0 0 24725 CATERPILLAR INC COM 149123101 297 1633 SH SOLE 0 0 1633 CENTENE CORP DEL COM 15135B101 335 5580 SH SOLE 0 0 5580 CHEVRON CORP NEW COM 166764100 269 3188 SH SOLE 0 0 3188 COCA COLA CO COM 191216100 1231 22442 SH SOLE 0 0 22442 CORTEVA INC COM 22052L104 242 6248 SH SOLE 0 0 6248 COSTCO WHSL CORP NEW COM 22160K105 535 1420 SH SOLE 0 0 1420 CVS HEALTH CORP COM 126650100 222 3243 SH SOLE 0 0 3243 DELTA AIR LINES INC DEL COM NEW 247361702 835 20772 SH SOLE 0 0 20772 DIGITAL RLTY TR INC COM 253868103 287 2054 SH SOLE 0 0 2054 DISNEY WALT CO COM 254687106 2212 12208 SH SOLE 0 0 12208 DOW INC COM 260557103 233 4202 SH SOLE 0 0 4202 ENPHASE ENERGY INC COM 29355A107 235 1342 SH SOLE 0 0 1342 ERICSSON ADR B SEK 10 294821608 218 18240 SH SOLE 0 0 18240 EXCHANGE TRADED CONCEPTS TR EMQQ EM INTERN 301505889 645 10149 SH SOLE 0 0 10149 EXXON MOBIL CORP COM 30231G102 942 22848 SH SOLE 0 0 22848 FACEBOOK INC CL A 30303M102 259 949 SH SOLE 0 0 949 FEDEX CORP COM 31428X106 371 1429 SH SOLE 0 0 1429 FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX 33733E302 1106 5210 SH SOLE 0 0 5210 FIRST TR EXCHANGE-TRADED FD INDXX INOVTV ETF 33741X201 247 6586 SH SOLE 0 0 6586 FORUM ENERGY TECHNOLOGIES IN NOTE 9.000% 8/0 34984VAC4 16 25108 PRN SOLE 0 0 25108 GENERAL ELECTRIC CO COM 369604103 240 22199 SH SOLE 0 0 22199 HERSHEY CO COM 427866108 321 2105 SH SOLE 0 0 2105 HOME DEPOT INC COM 437076102 477 1796 SH SOLE 0 0 1796 HUTTIG BLDG PRODS INC COM 448451104 49 13267 SH SOLE 0 0 13267 INNOVATOR ETFS TR NASDAQ 100 PWR 45782C615 231 6392 SH SOLE 0 0 6392 INVESCO EXCHANGE TRADED FD T S&P 500 TOP 50 46137V233 3864 13546 SH SOLE 0 0 13546 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 587 4601 SH SOLE 0 0 4601 INVESCO EXCHANGE TRADED FD T WILDERHIL CLAN 46137V134 499 4824 SH SOLE 0 0 4824 INVESCO QQQ TR UNIT SER 1 46090E103 3239 10325 SH SOLE 0 0 10325 ISHARES INC CORE MSCI EMKT 46434G103 678 10932 SH SOLE 0 0 10932 ISHARES INC MSCI EURZONE ETF 464286608 353 8000 SH SOLE 0 0 8000 ISHARES TR 1 3 YR TREAS BD 464287457 206 2380 SH SOLE 0 0 2380 ISHARES TR 20 YR TR BD ETF 464287432 231 1467 SH SOLE 0 0 1467 ISHARES TR CORE 1 5 YR USD 46432F859 14621 283128 SH SOLE 0 0 283128 ISHARES TR CORE MSCI EAFE 46432F842 15304 221510 SH SOLE 0 0 221510 ISHARES TR CORE S&P MCP ETF 464287507 9914 43137 SH SOLE 0 0 43137 ISHARES TR CORE S&P500 ETF 464287200 30833 82136 SH SOLE 0 0 82136 ISHARES TR CORE US AGGBD ET 464287226 3484 29481 SH SOLE 0 0 29481 ISHARES TR IBOXX HI YD ETF 464288513 234 2681 SH SOLE 0 0 2681 ISHARES TR ISHS 1-5YR INVS 464288646 211 3820 SH SOLE 0 0 3820 ISHARES TR MSCI ACWI ETF 464288257 51690 569777 SH SOLE 0 0 569777 ISHARES TR MSCI EAFE ETF 464287465 2843 38961 SH SOLE 0 0 38961 ISHARES TR NATIONAL MUN ETF 464288414 1924 16420 SH SOLE 0 0 16420 ISHARES TR RUSSELL 2000 ETF 464287655 471 2400 SH SOLE 0 0 2400 ISHARES TR S&P 500 GRWT ETF 464287309 28359 444357 SH SOLE 0 0 444357 ISHARES TR S&P 500 VAL ETF 464287408 30282 236540 SH SOLE 0 0 236540 ISHARES TR S&P MC 400GR ETF 464287606 7656 106007 SH SOLE 0 0 106007 ISHARES TR S&P MC 400VL ETF 464287705 8399 97326 SH SOLE 0 0 97326 ISHARES TR S&P SML 600 GWT 464287887 7751 67886 SH SOLE 0 0 67886 ISHARES TR SELECT DIVID ETF 464287168 982 10205 SH SOLE 0 0 10205 ISHARES TR SHRT NAT MUN ETF 464288158 1733 16029 SH SOLE 0 0 16029 ISHARES TR SP SMCP600VL ETF 464287879 7437 91463 SH SOLE 0 0 91463 ISHARES TR US AER DEF ETF 464288760 414 4369 SH SOLE 0 0 4369 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 815 16056 SH SOLE 0 0 16056 JOHNSON & JOHNSON COM 478160104 807 5130 SH SOLE 0 0 5130 JPMORGAN CHASE & CO COM 46625H100 224 1761 SH SOLE 0 0 1761 LOWES COS INC COM 548661107 325 2025 SH SOLE 0 0 2025 MASTERCARD INCORPORATED CL A 57636Q104 276 774 SH SOLE 0 0 774 MCDONALDS CORP COM 580135101 553 2575 SH SOLE 0 0 2575 MICROSOFT CORP COM 594918104 1855 8341 SH SOLE 0 0 8341 NEXTERA ENERGY INC COM 65339F101 201 2612 SH SOLE 0 0 2612 NIKE INC CL B 654106103 1434 10139 SH SOLE 0 0 10139 NRG ENERGY INC COM NEW 629377508 345 9182 SH SOLE 0 0 9182 NVIDIA CORPORATION COM 67066G104 613 1173 SH SOLE 0 0 1173 ONEOK INC NEW COM 682680103 297 7743 SH SOLE 0 0 7743 ORACLE CORP COM 68389X105 256 3953 SH SOLE 0 0 3953 PAGSEGURO DIGITAL LTD COM CL A G68707101 330 5795 SH SOLE 0 0 5795 PELOTON INTERACTIVE INC CL A COM 70614W100 374 2466 SH SOLE 0 0 2466 PEPSICO INC COM 713448108 1125 7584 SH SOLE 0 0 7584 PFIZER INC COM 717081103 228 6193 SH SOLE 0 0 6193 PROCTER AND GAMBLE CO COM 742718109 1337 9610 SH SOLE 0 0 9610 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 736 24018 SH SOLE 0 0 24018 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 15832 439648 SH SOLE 0 0 439648 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 15734 280810 SH SOLE 0 0 280810 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 758 8328 SH SOLE 0 0 8328 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 2668 41597 SH SOLE 0 0 41597 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 34233 266594 SH SOLE 0 0 266594 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 33314 559620 SH SOLE 0 0 559620 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 33770 371307 SH SOLE 0 0 371307 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 8801 129090 SH SOLE 0 0 129090 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 8547 96032 SH SOLE 0 0 96032 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 242 3583 SH SOLE 0 0 3583 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 225 1980 SH SOLE 0 0 1980 SOUTHWEST AIRLS CO COM 844741108 6485 139124 SH SOLE 0 0 139124 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 16724 54691 SH SOLE 0 0 54691 SPDR GOLD TR GOLD SHS 78463V107 621 3479 SH SOLE 0 0 3479 SPDR S&P 500 ETF TR TR UNIT 78462F103 13935 37272 SH SOLE 0 0 37272 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 5715 13611 SH SOLE 0 0 13611 SPDR SER TR S&P 400 MDCP GRW 78464A821 7792 112397 SH SOLE 0 0 112397 SPDR SER TR S&P 400 MDCP VAL 78464A839 8931 160915 SH SOLE 0 0 160915 SPDR SER TR S&P 600 SMCP GRW 78464A201 6031 78966 SH SOLE 0 0 78966 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 333 35622 SH SOLE 0 0 35622 STARBUCKS CORP COM 855244109 385 3600 SH SOLE 0 0 3600 STONECO LTD COM CL A G85158106 562 6698 SH SOLE 0 0 6698 TESLA INC COM 88160R101 1507 2136 SH SOLE 0 0 2136 TEXAS INSTRS INC COM 882508104 636 3877 SH SOLE 0 0 3877 UNION PAC CORP COM 907818108 209 1004 SH SOLE 0 0 1004 UNITEDHEALTH GROUP INC COM 91324P102 351 1001 SH SOLE 0 0 1001 UNIVERSAL DISPLAY CORP COM 91347P105 223 972 SH SOLE 0 0 972 VANECK VECTORS ETF TR MORNINGSTAR WIDE 92189F643 20835 336044 SH SOLE 0 0 336044 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 248 2987 SH SOLE 0 0 2987 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 1276 6019 SH SOLE 0 0 6019 VANGUARD INDEX FDS SMALL CP ETF 922908751 1784 9165 SH SOLE 0 0 9165 VANGUARD INDEX FDS TOTAL STK MKT 922908769 757 3890 SH SOLE 0 0 3890 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 416 8304 SH SOLE 0 0 8304 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 439 7289 SH SOLE 0 0 7289 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 8414 59603 SH SOLE 0 0 59603 VERIZON COMMUNICATIONS INC COM 92343V104 402 6843 SH SOLE 0 0 6843 VISA INC COM CL A 92826C839 441 2017 SH SOLE 0 0 2017 WALMART INC COM 931142103 1534 10643 SH SOLE 0 0 10643 WINGSTOP INC COM 974155103 490 3696 SH SOLE 0 0 3696 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 264 784 SH SOLE 0 0 784