X0306 4 2016-09-02 1 0000053669 JOHNSON CONTROLS INC JCI 0001553498 Conner Raymond L. 5757 N. GREEN BAY AVENUE P.O. BOX 591 MILWAUKEE WI 53201 1 Common Stock 2016-09-02 4 D 0 6642 D 0 D Common Stock 2016-09-02 4 M 0 3292.145 A 3292.145 D Common Stock 2016-09-02 4 D 0 3292.145 48.90 D 0 D Phantom Stock Units / Directors' Deferred Compensation Plan 2016-09-02 4 M 0 3292.145 D Common Stock 3292.145 0 D Each share of Johnson Controls, Inc. ("Johnson Controls") was converted into 0.8357 ordinary shares of Johnson Controls International plc (formerly Tyco International plc) ("JCI plc") and $5.7293 in cash in connection with the closing of the merger between Johnson Controls and JCI plc (the "merger"). The phantom stock units accrued under the Johnson Controls Directors' Deferred Compensation Plan and were settled 100% in cash in connection with the merger. Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock. Includes 143.778 units acquired via dividend reinvestment on April 2, July 2, October 2, 2015, January 5, April 4, July 5 and August 19, 2016 at prices ranging from $38.58 to $50.16 per unit. /s/ Catherine M. Walker, Attorney-in-Fact for Raymond L. Conner 2016-09-06