SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
A.L. Sarroff Fund, LLC

(Last) (First) (Middle)
43 MEADOW WOODS ROAD

(Street)
GREAT NECK NY 11020

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
08/11/2023
3. Issuer Name and Ticker or Trading Symbol
PetVivo Holdings, Inc. [ PETV/PETVW ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 100,000 I Note(1)
Common Stock 130,000 I Note(1)
Common Stock 533,334 D
Common Stock 651,500 D
Common Stock 169,077 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Warrants 02/11/2024 02/11/2027 Common Stock(2) 533,334,651 $2 D
Warrants 02/11/2024 02/11/2027 Common Stock(2) 633,334,500 $2 D
Explanation of Responses:
1. Held in the name of principals of A.L.Sarroff Fund, LLC.
2. These Warrants are not exercisable until 2/11/2024 and are therefore not included in the aggregate common share holdings.
Alan L. Sarroff, CEO and Managing Member 08/16/2023
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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