0000899243-15-001146.txt : 20150713 0000899243-15-001146.hdr.sgml : 20150713 20150713174553 ACCESSION NUMBER: 0000899243-15-001146 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150709 FILED AS OF DATE: 20150713 DATE AS OF CHANGE: 20150713 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Heritage Insurance Holdings, Inc. CENTRAL INDEX KEY: 0001598665 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 455338504 BUSINESS ADDRESS: STREET 1: 2600 MCCORMICK DRIVE STREET 2: SUITE 300 CITY: CLEARWATER STATE: FL ZIP: 33759 BUSINESS PHONE: 7273627202 MAIL ADDRESS: STREET 1: 2600 MCCORMICK DRIVE STREET 2: SUITE 300 CITY: CLEARWATER STATE: FL ZIP: 33759 FORMER COMPANY: FORMER CONFORMED NAME: Heritage Insurance Holdings, LLC DATE OF NAME CHANGE: 20140130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lucas Bruce CENTRAL INDEX KEY: 0001552968 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36462 FILM NUMBER: 15986150 MAIL ADDRESS: STREET 1: 2109 E. PALM AVENUE CITY: TAMPA STATE: FL ZIP: 33605 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-07-09 0 0001598665 Heritage Insurance Holdings, Inc. HRTG 0001552968 Lucas Bruce C/O HERITAGE INSURANCE HOLDINGS, INC. 2600 MCCORMICK DRIVE SUITE 300 CLEARWATER FL 33759 1 1 0 0 Chairman & CEO Common Stock 2015-07-09 4 S 0 93900 24.9896 D 153520 I See Footnote Common Stock 2015-07-10 4 S 0 20920 24.9173 D 132600 I See Footnote Common Stock 2015-07-10 4 S 0 35180 24.9173 D 55720 I See Footnote Common Stock 26155 D Common Stock 22418 I See Footnote Common Stock 494612 I See Footnote The sales reported on this line were made pursuant to a 10b5-1 plan adopted by the Reporting Person on March 9, 2015. The price is the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is between $24.88 and $25.23 per share. Complete information regarding the number of shares purchased at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer. Shares of common stock reported on this line are held by IIM Holdings, LLC and IIM Holdings II, LLC, entities controlled by Mr. Lucas. The price is the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is between $24.65 and $25.10 per share. Complete information regarding the number of shares purchased at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer. Shares of common stock reported on this line are held by Mr. Lucas and his wife as tenants by the entirety. Shares of common stock reported on this line are held by Mr. Lucas' wife. Shares of common stock reported on this line are held by the Bruce Lucas Irrevocable Grantor Retained Annuity Trust of 2014. The number of shares beneficially owned reflect certain changes in the form of beneficial ownership of Mr. Lucas' holdings. /s/ Bruce Lucas 2015-07-13