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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811- 22718
Two Roads Shared Trust
________________________________________________________________________
(Exact name of registrant as specified in charter)
225 Pictoria Drive, Suite 450
Cincinnati, OH 45246
________________________________________________________________________
(Address of principal executive offices) (Zip code)
The Corporation Trust Company
1209 Orange Street
Wilmington, DE 19801
________________________________________________________________________
(Name and address of agent for service)
Registrant's telephone number, including area code: (402) 895-1600
Date of fiscal year end: April 30, July 31, October 31, December 31
Date of reporting period: July 1, 2021 - June 30, 2022
ITEM 1. PROXY VOTING RECORD:
| Registrant: Anfield U.S. Equity Sector Rotation ETF | Item 1, Exhibit 1 | |||||||||
| Investment Company Act file number: 811- 22718 | ||||||||||
| Reporting Period: July 1, 2021-June 30, 2022 | ||||||||||
| FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
| NO PROXIES VOTED DURING REPORTING PERIOD | ||||||||||
| Registrant: Anfield Universal Fixed Income ETF | Item 1, Exhibit 2 | |||||||||
| Investment Company Act file number: 811- 22718 | ||||||||||
| Reporting Period: July 1, 2021-June 30, 2022 | ||||||||||
| FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
| NO PROXIES VOTED DURING REPORTING PERIOD | ||||||||||
| Registrant: APEX HealthCare ETF | Item 1, Exhibit 3 | |||||||||
| Investment Company Act file number: 811- 22718 | ||||||||||
| Reporting Period: July 1, 2021-June 30, 2022 | ||||||||||
| FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type (issuer or security holder) | (g) Whether Registrant Voted | (h) Vote Cast | (i) For/Against Management | ||
| GRAND PHARMACEUTICAL GROUP LIMITED | G210A7101 | 30-Sep-2021 | A | Management | N | NA | NA | |||
| GRAND PHARMACEUTICAL GROUP LIMITED | G210A7101 | 30-Sep-2021 | B | Management | N | NA | NA | |||
| GRAND PHARMACEUTICAL GROUP LIMITED | G210A7101 | 30-Sep-2021 | C | Management | N | NA | NA | |||
| GRAND PHARMACEUTICAL GROUP LIMITED | G210A7101 | 30-Sep-2021 | O.A | Management | N | NA | NA | |||
| GRAND PHARMACEUTICAL GROUP LIMITED | G210A7101 | 30-Sep-2021 | O.B | Management | N | NA | NA | |||
| GRAND PHARMACEUTICAL GROUP LIMITED | G210A7101 | 30-Sep-2021 | O.C | Management | N | NA | NA | |||
| GRAND PHARMACEUTICAL GROUP LIMITED | G210A7101 | 30-Sep-2021 | S.1 | Management | N | NA | NA | |||
| VITROLIFE AB | W98218147 | 20-Oct-2021 | 7 | Management | N | NA | NA | |||
| VITROLIFE AB | W98218147 | 20-Oct-2021 | 8 | Management | N | NA | NA | |||
| VITROLIFE AB | W98218147 | 20-Oct-2021 | 9 | Management | N | NA | NA | |||
| CATALYST PHARMACEUTICALS, INC. | CPRX | 14888U101 | 03-Dec-2021 | 1.1 | Management | Y | F | F | ||
| CATALYST PHARMACEUTICALS, INC. | CPRX | 14888U101 | 03-Dec-2021 | 1.2 | Management | Y | F | F | ||
| CATALYST PHARMACEUTICALS, INC. | CPRX | 14888U101 | 03-Dec-2021 | 1.3 | Management | Y | F | F | ||
| CATALYST PHARMACEUTICALS, INC. | CPRX | 14888U101 | 03-Dec-2021 | 1.4 | Management | Y | F | F | ||
| CATALYST PHARMACEUTICALS, INC. | CPRX | 14888U101 | 03-Dec-2021 | 1.5 | Management | Y | F | F | ||
| CATALYST PHARMACEUTICALS, INC. | CPRX | 14888U101 | 03-Dec-2021 | 1.6 | Management | Y | F | F | ||
| CATALYST PHARMACEUTICALS, INC. | CPRX | 14888U101 | 03-Dec-2021 | 1.7 | Management | Y | F | F | ||
| CATALYST PHARMACEUTICALS, INC. | CPRX | 14888U101 | 03-Dec-2021 | 2. | Management | Y | F | F | ||
| CATALYST PHARMACEUTICALS, INC. | CPRX | 14888U101 | 03-Dec-2021 | 3. | Management | Y | F | F | ||
| CATALYST PHARMACEUTICALS, INC. | CPRX | 14888U101 | 03-Dec-2021 | 4. | Management | Y | F | F | ||
| CATALYST PHARMACEUTICALS, INC. | CPRX | 14888U101 | 03-Dec-2021 | 5. | Management | Y | N | N | ||
| PREMIER, INC. | PINC | 74051N102 | 03-Dec-2021 | 1. | Management | Y | F | F | ||
| PREMIER, INC. | PINC | 74051N102 | 03-Dec-2021 | 1. | Management | Y | F | F | ||
| PREMIER, INC. | PINC | 74051N102 | 03-Dec-2021 | 1. | Management | Y | F | F | ||
| PREMIER, INC. | PINC | 74051N102 | 03-Dec-2021 | 2. | Management | Y | F | F | ||
| PREMIER, INC. | PINC | 74051N102 | 03-Dec-2021 | 3. | Management | Y | F | F | ||
| PREMIER, INC. | PINC | 74051N102 | 03-Dec-2021 | 4. | Management | Y | 1 | F | ||
| ORGANOGENESIS HOLDINGS INC | ORGO | 68621F102 | 29-Dec-2021 | 1. | Management | Y | F | F | ||
| ORGANOGENESIS HOLDINGS INC | ORGO | 68621F102 | 29-Dec-2021 | 1. | Management | Y | F | F | ||
| ORGANOGENESIS HOLDINGS INC | ORGO | 68621F102 | 29-Dec-2021 | 1. | Management | Y | F | F | ||
| ORGANOGENESIS HOLDINGS INC | ORGO | 68621F102 | 29-Dec-2021 | 1. | Management | Y | F | F | ||
| ORGANOGENESIS HOLDINGS INC | ORGO | 68621F102 | 29-Dec-2021 | 1. | Management | Y | F | F | ||
| ORGANOGENESIS HOLDINGS INC | ORGO | 68621F102 | 29-Dec-2021 | 1. | Management | Y | F | F | ||
| ORGANOGENESIS HOLDINGS INC | ORGO | 68621F102 | 29-Dec-2021 | 1. | Management | Y | F | F | ||
| ORGANOGENESIS HOLDINGS INC | ORGO | 68621F102 | 29-Dec-2021 | 1. | Management | Y | F | F | ||
| ORGANOGENESIS HOLDINGS INC | ORGO | 68621F102 | 29-Dec-2021 | 2. | Management | Y | F | F | ||
| TOP GLOVE CORPORATION BHD | Y88965101 | 06-Jan-2022 | 1 | Management | Y | F | F | |||
| TOP GLOVE CORPORATION BHD | Y88965101 | 06-Jan-2022 | 2 | Management | Y | F | F | |||
| TOP GLOVE CORPORATION BHD | Y88965101 | 06-Jan-2022 | 3 | Management | Y | F | F | |||
| TOP GLOVE CORPORATION BHD | Y88965101 | 06-Jan-2022 | 4 | Management | Y | F | F | |||
| TOP GLOVE CORPORATION BHD | Y88965101 | 06-Jan-2022 | 5 | Management | Y | F | F | |||
| TOP GLOVE CORPORATION BHD | Y88965101 | 06-Jan-2022 | 6 | Management | Y | F | F | |||
| TOP GLOVE CORPORATION BHD | Y88965101 | 06-Jan-2022 | 7 | Management | Y | F | F | |||
| TOP GLOVE CORPORATION BHD | Y88965101 | 06-Jan-2022 | 8 | Management | Y | F | F | |||
| MERIDIAN BIOSCIENCE, INC. | VIVO | 589584101 | 26-Jan-2022 | 1. | Management | Y | F | F | ||
| MERIDIAN BIOSCIENCE, INC. | VIVO | 589584101 | 26-Jan-2022 | 1. | Management | Y | F | F | ||
| MERIDIAN BIOSCIENCE, INC. | VIVO | 589584101 | 26-Jan-2022 | 1. | Management | Y | F | F | ||
| MERIDIAN BIOSCIENCE, INC. | VIVO | 589584101 | 26-Jan-2022 | 1. | Management | Y | F | F | ||
| MERIDIAN BIOSCIENCE, INC. | VIVO | 589584101 | 26-Jan-2022 | 1. | Management | Y | F | F | ||
| MERIDIAN BIOSCIENCE, INC. | VIVO | 589584101 | 26-Jan-2022 | 1. | Management | Y | F | F | ||
| MERIDIAN BIOSCIENCE, INC. | VIVO | 589584101 | 26-Jan-2022 | 1. | Management | Y | F | F | ||
| MERIDIAN BIOSCIENCE, INC. | VIVO | 589584101 | 26-Jan-2022 | 1. | Management | Y | F | F | ||
| MERIDIAN BIOSCIENCE, INC. | VIVO | 589584101 | 26-Jan-2022 | 2. | Management | Y | F | F | ||
| MERIDIAN BIOSCIENCE, INC. | VIVO | 589584101 | 26-Jan-2022 | 3. | Management | Y | F | F | ||
| HOLOGIC, INC. | HOLX | 436440101 | 10-Mar-2022 | 1A. | Management | Y | F | F | ||
| HOLOGIC, INC. | HOLX | 436440101 | 10-Mar-2022 | 1B. | Management | Y | F | F | ||
| HOLOGIC, INC. | HOLX | 436440101 | 10-Mar-2022 | 1C. | Management | Y | F | F | ||
| HOLOGIC, INC. | HOLX | 436440101 | 10-Mar-2022 | 1D. | Management | Y | F | F | ||
| HOLOGIC, INC. | HOLX | 436440101 | 10-Mar-2022 | 1E. | Management | Y | F | F | ||
| HOLOGIC, INC. | HOLX | 436440101 | 10-Mar-2022 | 1F. | Management | Y | F | F | ||
| HOLOGIC, INC. | HOLX | 436440101 | 10-Mar-2022 | 1G. | Management | Y | F | F | ||
| HOLOGIC, INC. | HOLX | 436440101 | 10-Mar-2022 | 1H. | Management | Y | F | F | ||
| HOLOGIC, INC. | HOLX | 436440101 | 10-Mar-2022 | 2. | Management | Y | F | F | ||
| HOLOGIC, INC. | HOLX | 436440101 | 10-Mar-2022 | 3. | Management | Y | F | F | ||
| AGILENT TECHNOLOGIES, INC. | A | 00846U101 | 16-Mar-2022 | 1.1 | Management | Y | F | F | ||
| AGILENT TECHNOLOGIES, INC. | A | 00846U101 | 16-Mar-2022 | 1.2 | Management | Y | F | F | ||
| AGILENT TECHNOLOGIES, INC. | A | 00846U101 | 16-Mar-2022 | 1.3 | Management | Y | F | F | ||
| AGILENT TECHNOLOGIES, INC. | A | 00846U101 | 16-Mar-2022 | 2. | Management | Y | F | F | ||
| AGILENT TECHNOLOGIES, INC. | A | 00846U101 | 16-Mar-2022 | 3. | Management | Y | F | F | ||
| AGILENT TECHNOLOGIES, INC. | A | 00846U101 | 16-Mar-2022 | 4. | Management | Y | N | F | ||
| THE COOPER COMPANIES, INC. | COO | 216648402 | 16-Mar-2022 | 1A. | Management | Y | F | F | ||
| THE COOPER COMPANIES, INC. | COO | 216648402 | 16-Mar-2022 | 1B. | Management | Y | F | F | ||
| THE COOPER COMPANIES, INC. | COO | 216648402 | 16-Mar-2022 | 1C. | Management | Y | F | F | ||
| THE COOPER COMPANIES, INC. | COO | 216648402 | 16-Mar-2022 | 1D. | Management | Y | F | F | ||
| THE COOPER COMPANIES, INC. | COO | 216648402 | 16-Mar-2022 | 1E. | Management | Y | F | F | ||
| THE COOPER COMPANIES, INC. | COO | 216648402 | 16-Mar-2022 | 1F. | Management | Y | F | F | ||
| THE COOPER COMPANIES, INC. | COO | 216648402 | 16-Mar-2022 | 1G. | Management | Y | F | F | ||
| THE COOPER COMPANIES, INC. | COO | 216648402 | 16-Mar-2022 | 1H. | Management | Y | F | F | ||
| THE COOPER COMPANIES, INC. | COO | 216648402 | 16-Mar-2022 | 2. | Management | Y | F | F | ||
| THE COOPER COMPANIES, INC. | COO | 216648402 | 16-Mar-2022 | 3. | Management | Y | F | F | ||
| NOVO NORDISK A/S | K72807132 | 24-Mar-2022 | 2 | Management | Y | F | F | |||
| NOVO NORDISK A/S | K72807132 | 24-Mar-2022 | 3 | Management | Y | F | F | |||
| NOVO NORDISK A/S | K72807132 | 24-Mar-2022 | 4 | Management | Y | F | F | |||
| NOVO NORDISK A/S | K72807132 | 24-Mar-2022 | 5.1 | Management | Y | F | F | |||
| NOVO NORDISK A/S | K72807132 | 24-Mar-2022 | 5.2 | Management | Y | F | F | |||
| NOVO NORDISK A/S | K72807132 | 24-Mar-2022 | 6.1 | Management | Y | F | F | |||
| NOVO NORDISK A/S | K72807132 | 24-Mar-2022 | 6.2 | Management | Y | F | F | |||
| NOVO NORDISK A/S | K72807132 | 24-Mar-2022 | 6.3.A | Management | Y | F | F | |||
| NOVO NORDISK A/S | K72807132 | 24-Mar-2022 | 6.3.B | Management | Y | F | F | |||
| NOVO NORDISK A/S | K72807132 | 24-Mar-2022 | 6.3.C | Management | Y | F | F | |||
| NOVO NORDISK A/S | K72807132 | 24-Mar-2022 | 6.3.D | Management | Y | F | F | |||
| NOVO NORDISK A/S | K72807132 | 24-Mar-2022 | 6.3.E | Management | Y | F | F | |||
| NOVO NORDISK A/S | K72807132 | 24-Mar-2022 | 6.3.F | Management | Y | F | F | |||
| NOVO NORDISK A/S | K72807132 | 24-Mar-2022 | 6.3.G | Management | Y | F | F | |||
| NOVO NORDISK A/S | K72807132 | 24-Mar-2022 | 7 | Management | Y | F | F | |||
| NOVO NORDISK A/S | K72807132 | 24-Mar-2022 | 8.1 | Management | Y | F | F | |||
| NOVO NORDISK A/S | K72807132 | 24-Mar-2022 | 8.2 | Management | Y | F | F | |||
| NOVO NORDISK A/S | K72807132 | 24-Mar-2022 | 8.3 | Management | Y | F | F | |||
| NOVO NORDISK A/S | K72807132 | 24-Mar-2022 | 8.4 | Management | Y | F | F | |||
| NOVO NORDISK A/S | K72807132 | 24-Mar-2022 | 8.5.A | Management | Y | F | F | |||
| SARTORIUS STEDIM BIOTECH | F8005V210 | 29-Mar-2022 | 1 | Management | Y | F | F | |||
| SARTORIUS STEDIM BIOTECH | F8005V210 | 29-Mar-2022 | 2 | Management | Y | F | F | |||
| SARTORIUS STEDIM BIOTECH | F8005V210 | 29-Mar-2022 | 3 | Management | Y | F | F | |||
| SARTORIUS STEDIM BIOTECH | F8005V210 | 29-Mar-2022 | 4 | Management | Y | F | F | |||
| SARTORIUS STEDIM BIOTECH | F8005V210 | 29-Mar-2022 | 5 | Management | Y | F | F | |||
| SARTORIUS STEDIM BIOTECH | F8005V210 | 29-Mar-2022 | 6 | Management | Y | F | F | |||
| SARTORIUS STEDIM BIOTECH | F8005V210 | 29-Mar-2022 | 7 | Management | Y | F | F | |||
| SARTORIUS STEDIM BIOTECH | F8005V210 | 29-Mar-2022 | 8 | Management | Y | F | F | |||
| SARTORIUS STEDIM BIOTECH | F8005V210 | 29-Mar-2022 | 9 | Management | Y | F | F | |||
| SARTORIUS STEDIM BIOTECH | F8005V210 | 29-Mar-2022 | 10 | Management | Y | F | F | |||
| SARTORIUS STEDIM BIOTECH | F8005V210 | 29-Mar-2022 | 11 | Management | Y | F | F | |||
| SARTORIUS STEDIM BIOTECH | F8005V210 | 29-Mar-2022 | 12 | Management | Y | F | F | |||
| SARTORIUS STEDIM BIOTECH | F8005V210 | 29-Mar-2022 | 13 | Management | Y | F | F | |||
| SARTORIUS STEDIM BIOTECH | F8005V210 | 29-Mar-2022 | 14 | Management | Y | F | F | |||
| SARTORIUS STEDIM BIOTECH | F8005V210 | 29-Mar-2022 | 15 | Management | Y | F | F | |||
| SARTORIUS STEDIM BIOTECH | F8005V210 | 29-Mar-2022 | 16 | Management | Y | F | F | |||
| SARTORIUS STEDIM BIOTECH | F8005V210 | 29-Mar-2022 | 17 | Management | Y | F | F | |||
| SARTORIUS STEDIM BIOTECH | F8005V210 | 29-Mar-2022 | 18 | Management | Y | F | F | |||
| SARTORIUS STEDIM BIOTECH | F8005V210 | 29-Mar-2022 | 19 | Management | Y | F | F | |||
| SARTORIUS STEDIM BIOTECH | F8005V210 | 29-Mar-2022 | 20 | Management | Y | F | F | |||
| SARTORIUS STEDIM BIOTECH | F8005V210 | 29-Mar-2022 | 21 | Management | Y | F | F | |||
| SARTORIUS STEDIM BIOTECH | F8005V210 | 29-Mar-2022 | 22 | Management | Y | F | F | |||
| SARTORIUS STEDIM BIOTECH | F8005V210 | 29-Mar-2022 | 23 | Management | Y | F | F | |||
| SARTORIUS STEDIM BIOTECH | F8005V210 | 29-Mar-2022 | 24 | Management | Y | F | F | |||
| SARTORIUS STEDIM BIOTECH | F8005V210 | 29-Mar-2022 | 25 | Management | Y | F | F | |||
| SARTORIUS STEDIM BIOTECH | F8005V210 | 29-Mar-2022 | 26 | Management | Y | F | F | |||
| CHUGAI PHARMACEUTICAL CO.,LTD. | J06930101 | 29-Mar-2022 | 1 | Management | Y | F | F | |||
| CHUGAI PHARMACEUTICAL CO.,LTD. | J06930101 | 29-Mar-2022 | 2 | Management | Y | F | F | |||
| CHUGAI PHARMACEUTICAL CO.,LTD. | J06930101 | 29-Mar-2022 | 3.1 | Management | Y | F | F | |||
| CHUGAI PHARMACEUTICAL CO.,LTD. | J06930101 | 29-Mar-2022 | 3.2 | Management | Y | F | F | |||
| CHUGAI PHARMACEUTICAL CO.,LTD. | J06930101 | 29-Mar-2022 | 3.3 | Management | Y | F | F | |||
| CHUGAI PHARMACEUTICAL CO.,LTD. | J06930101 | 29-Mar-2022 | 3.4 | Management | Y | F | F | |||
| NAKANISHI INC. | J4800J102 | 30-Mar-2022 | 1 | Management | Y | F | F | |||
| NAKANISHI INC. | J4800J102 | 30-Mar-2022 | 2 | Management | Y | F | F | |||
| NAKANISHI INC. | J4800J102 | 30-Mar-2022 | 3.1 | Management | Y | F | F | |||
| NAKANISHI INC. | J4800J102 | 30-Mar-2022 | 3.2 | Management | Y | F | F | |||
| NAKANISHI INC. | J4800J102 | 30-Mar-2022 | 3.3 | Management | Y | F | F | |||
| NAKANISHI INC. | J4800J102 | 30-Mar-2022 | 3.4 | Management | Y | F | F | |||
| NAKANISHI INC. | J4800J102 | 30-Mar-2022 | 3.5 | Management | Y | F | F | |||
| NAKANISHI INC. | J4800J102 | 30-Mar-2022 | 4 | Management | Y | F | F | |||
| INMODE LTD. | INMD | M5425M103 | 04-Apr-2022 | 1A. | Management | Y | F | F | ||
| INMODE LTD. | INMD | M5425M103 | 04-Apr-2022 | 1B | Management | Y | F | F | ||
| INMODE LTD. | INMD | M5425M103 | 04-Apr-2022 | 2. | Management | Y | F | F | ||
| INMODE LTD. | INMD | M5425M103 | 04-Apr-2022 | 3. | Management | Y | F | F | ||
| INMODE LTD. | INMD | M5425M103 | 04-Apr-2022 | 4. | Management | Y | F | F | ||
| TECAN GROUP AG | H84774167 | 12-Apr-2022 | 1 | Management | Y | F | F | |||
| TECAN GROUP AG | H84774167 | 12-Apr-2022 | 2.A | Management | Y | F | F | |||
| TECAN GROUP AG | H84774167 | 12-Apr-2022 | 2.B | Management | Y | F | F | |||
| TECAN GROUP AG | H84774167 | 12-Apr-2022 | 3 | Management | Y | F | F | |||
| TECAN GROUP AG | H84774167 | 12-Apr-2022 | 4 | Management | Y | F | F | |||
| TECAN GROUP AG | H84774167 | 12-Apr-2022 | 5.A | Management | Y | F | F | |||
| TECAN GROUP AG | H84774167 | 12-Apr-2022 | 5.B | Management | Y | F | F | |||
| TECAN GROUP AG | H84774167 | 12-Apr-2022 | 5.C | Management | Y | F | F | |||
| TECAN GROUP AG | H84774167 | 12-Apr-2022 | 5.D | Management | Y | F | F | |||
| TECAN GROUP AG | H84774167 | 12-Apr-2022 | 5.E | Management | Y | F | F | |||
| TECAN GROUP AG | H84774167 | 12-Apr-2022 | 5.F | Management | Y | F | F | |||
| TECAN GROUP AG | H84774167 | 12-Apr-2022 | 6 | Management | Y | F | F | |||
| TECAN GROUP AG | H84774167 | 12-Apr-2022 | 7.A | Management | Y | F | F | |||
| TECAN GROUP AG | H84774167 | 12-Apr-2022 | 7.B | Management | Y | F | F | |||
| TECAN GROUP AG | H84774167 | 12-Apr-2022 | 7.C | Management | Y | F | F | |||
| TECAN GROUP AG | H84774167 | 12-Apr-2022 | 7.D | Management | Y | F | F | |||
| TECAN GROUP AG | H84774167 | 12-Apr-2022 | 8 | Management | Y | F | F | |||
| TECAN GROUP AG | H84774167 | 12-Apr-2022 | 9 | Management | Y | F | F | |||
| TECAN GROUP AG | H84774167 | 12-Apr-2022 | 10.1 | Management | Y | F | F | |||
| TECAN GROUP AG | H84774167 | 12-Apr-2022 | 10.2 | Management | Y | F | F | |||
| TECAN GROUP AG | H84774167 | 12-Apr-2022 | 10.3 | Management | Y | F | F | |||
| TECAN GROUP AG | H84774167 | 12-Apr-2022 | 11 | Management | Y | F | F | |||
| COMET HOLDING AG | H15586151 | 14-Apr-2022 | 1 | Management | Y | F | F | |||
| COMET HOLDING AG | H15586151 | 14-Apr-2022 | 2 | Management | Y | F | F | |||
| COMET HOLDING AG | H15586151 | 14-Apr-2022 | 3 | Management | Y | F | F | |||
| COMET HOLDING AG | H15586151 | 14-Apr-2022 | 4.1 | Management | Y | F | F | |||
| COMET HOLDING AG | H15586151 | 14-Apr-2022 | 4.2 | Management | Y | F | F | |||
| COMET HOLDING AG | H15586151 | 14-Apr-2022 | 4.3 | Management | Y | F | F | |||
| COMET HOLDING AG | H15586151 | 14-Apr-2022 | 4.4 | Management | Y | F | F | |||
| COMET HOLDING AG | H15586151 | 14-Apr-2022 | 4.5 | Management | Y | F | F | |||
| COMET HOLDING AG | H15586151 | 14-Apr-2022 | 4.6 | Management | Y | F | F | |||
| COMET HOLDING AG | H15586151 | 14-Apr-2022 | 5 | Management | Y | F | F | |||
| COMET HOLDING AG | H15586151 | 14-Apr-2022 | 6.1 | Management | Y | F | F | |||
| COMET HOLDING AG | H15586151 | 14-Apr-2022 | 6.2 | Management | Y | F | F | |||
| COMET HOLDING AG | H15586151 | 14-Apr-2022 | 7 | Management | Y | F | F | |||
| COMET HOLDING AG | H15586151 | 14-Apr-2022 | 8 | Management | Y | F | F | |||
| COMET HOLDING AG | H15586151 | 14-Apr-2022 | 9.1 | Management | Y | F | F | |||
| COMET HOLDING AG | H15586151 | 14-Apr-2022 | 9.2 | Management | Y | F | F | |||
| COMET HOLDING AG | H15586151 | 14-Apr-2022 | 9.3 | Management | Y | F | F | |||
| COMET HOLDING AG | H15586151 | 14-Apr-2022 | 9.4 | Management | Y | F | F | |||
| COMET HOLDING AG | H15586151 | 14-Apr-2022 | 10.1 | Management | Y | F | F | |||
| COMET HOLDING AG | H15586151 | 14-Apr-2022 | 10.2 | Management | Y | F | F | |||
| CHINA MEDICAL SYSTEM HOLDINGS LTD | G21108124 | 22-Apr-2022 | 1 | Management | Y | F | F | |||
| CHINA MEDICAL SYSTEM HOLDINGS LTD | G21108124 | 22-Apr-2022 | 2 | Management | Y | F | F | |||
| CHINA MEDICAL SYSTEM HOLDINGS LTD | G21108124 | 22-Apr-2022 | 3.A | Management | Y | F | F | |||
| CHINA MEDICAL SYSTEM HOLDINGS LTD | G21108124 | 22-Apr-2022 | 3.B | Management | Y | F | F | |||
| CHINA MEDICAL SYSTEM HOLDINGS LTD | G21108124 | 22-Apr-2022 | 3.C | Management | Y | F | F | |||
| CHINA MEDICAL SYSTEM HOLDINGS LTD | G21108124 | 22-Apr-2022 | 3.D | Management | Y | F | F | |||
| CHINA MEDICAL SYSTEM HOLDINGS LTD | G21108124 | 22-Apr-2022 | 4 | Management | Y | F | F | |||
| CHINA MEDICAL SYSTEM HOLDINGS LTD | G21108124 | 22-Apr-2022 | 5 | Management | Y | F | F | |||
| CHINA MEDICAL SYSTEM HOLDINGS LTD | G21108124 | 22-Apr-2022 | 6 | Management | Y | F | F | |||
| CHINA MEDICAL SYSTEM HOLDINGS LTD | G21108124 | 22-Apr-2022 | 7 | Management | Y | F | F | |||
| INNOVIVA INC | INVA | 45781M101 | 25-Apr-2022 | 1A. | Management | Y | F | F | ||
| INNOVIVA INC | INVA | 45781M101 | 25-Apr-2022 | 1B. | Management | Y | F | F | ||
| INNOVIVA INC | INVA | 45781M101 | 25-Apr-2022 | 1C. | Management | Y | F | F | ||
| INNOVIVA INC | INVA | 45781M101 | 25-Apr-2022 | 1D. | Management | Y | F | F | ||
| INNOVIVA INC | INVA | 45781M101 | 25-Apr-2022 | 1E. | Management | Y | F | F | ||
| INNOVIVA INC | INVA | 45781M101 | 25-Apr-2022 | 1F. | Management | Y | F | F | ||
| INNOVIVA INC | INVA | 45781M101 | 25-Apr-2022 | 2. | Management | Y | F | F | ||
| INNOVIVA INC | INVA | 45781M101 | 25-Apr-2022 | 3. | Management | Y | F | F | ||
| PERKINELMER, INC. | PKI | 714046109 | 26-Apr-2022 | 1.1 | Management | Y | F | F | ||
| PERKINELMER, INC. | PKI | 714046109 | 26-Apr-2022 | 1.2 | Management | Y | F | F | ||
| PERKINELMER, INC. | PKI | 714046109 | 26-Apr-2022 | 2. | Management | Y | F | F | ||
| PERKINELMER, INC. | PKI | 714046109 | 26-Apr-2022 | 1A. | Management | Y | F | F | ||
| PERKINELMER, INC. | PKI | 714046109 | 26-Apr-2022 | 1B. | Management | Y | F | F | ||
| PERKINELMER, INC. | PKI | 714046109 | 26-Apr-2022 | 1C. | Management | Y | F | F | ||
| PERKINELMER, INC. | PKI | 714046109 | 26-Apr-2022 | 1D. | Management | Y | F | F | ||
| PERKINELMER, INC. | PKI | 714046109 | 26-Apr-2022 | 1E. | Management | Y | F | F | ||
| PERKINELMER, INC. | PKI | 714046109 | 26-Apr-2022 | 1F. | Management | Y | F | F | ||
| PERKINELMER, INC. | PKI | 714046109 | 26-Apr-2022 | 1G. | Management | Y | F | F | ||
| BIO-RAD LABORATORIES, INC. | BIO | 090572207 | 26-Apr-2022 | 1H. | Management | Y | F | F | ||
| BIO-RAD LABORATORIES, INC. | BIO | 090572207 | 26-Apr-2022 | 2. | Management | Y | F | F | ||
| BIO-RAD LABORATORIES, INC. | BIO | 090572207 | 26-Apr-2022 | 3. | Management | Y | F | F | ||
| BACHEM HOLDING AG | H04002129 | 27-Apr-2022 | 1 | Management | Y | F | F | |||
| BACHEM HOLDING AG | H04002129 | 27-Apr-2022 | 2 | Management | Y | F | F | |||
| BACHEM HOLDING AG | H04002129 | 27-Apr-2022 | 3 | Management | Y | F | F | |||
| BACHEM HOLDING AG | H04002129 | 27-Apr-2022 | 4.1 | Management | Y | F | F | |||
| BACHEM HOLDING AG | H04002129 | 27-Apr-2022 | 4.2 | Management | Y | F | F | |||
| BACHEM HOLDING AG | H04002129 | 27-Apr-2022 | 5.1 | Management | Y | F | F | |||
| BACHEM HOLDING AG | H04002129 | 27-Apr-2022 | 5.2 | Management | Y | F | F | |||
| BACHEM HOLDING AG | H04002129 | 27-Apr-2022 | 5.3 | Management | Y | F | F | |||
| BACHEM HOLDING AG | H04002129 | 27-Apr-2022 | 5.4 | Management | Y | F | F | |||
| BACHEM HOLDING AG | H04002129 | 27-Apr-2022 | 5.5 | Management | Y | F | F | |||
| BACHEM HOLDING AG | H04002129 | 27-Apr-2022 | 6.1 | Management | Y | F | F | |||
| BACHEM HOLDING AG | H04002129 | 27-Apr-2022 | 6.2 | Management | Y | F | F | |||
| BACHEM HOLDING AG | H04002129 | 27-Apr-2022 | 6.3 | Management | Y | F | F | |||
| BACHEM HOLDING AG | H04002129 | 27-Apr-2022 | 7 | Management | Y | F | F | |||
| BACHEM HOLDING AG | H04002129 | 27-Apr-2022 | 8 | Management | Y | F | F | |||
| BACHEM HOLDING AG | H04002129 | 27-Apr-2022 | 9.1 | Management | Y | F | F | |||
| BACHEM HOLDING AG | H04002129 | 27-Apr-2022 | 9.2 | Management | Y | F | F | |||
| PFIZER INC. | PFE | 717081103 | 28-Apr-2022 | 1A. | Management | Y | F | F | ||
| PFIZER INC. | PFE | 717081103 | 28-Apr-2022 | 1B. | Management | Y | F | F | ||
| PFIZER INC. | PFE | 717081103 | 28-Apr-2022 | 1C. | Management | Y | F | F | ||
| PFIZER INC. | PFE | 717081103 | 28-Apr-2022 | 1D. | Management | Y | F | F | ||
| PFIZER INC. | PFE | 717081103 | 28-Apr-2022 | 1E. | Management | Y | F | F | ||
| PFIZER INC. | PFE | 717081103 | 28-Apr-2022 | 1F. | Management | Y | F | F | ||
| PFIZER INC. | PFE | 717081103 | 28-Apr-2022 | 1G. | Management | Y | F | F | ||
| PFIZER INC. | PFE | 717081103 | 28-Apr-2022 | 1H. | Management | Y | F | F | ||
| PFIZER INC. | PFE | 717081103 | 28-Apr-2022 | 1I. | Management | Y | F | F | ||
| PFIZER INC. | PFE | 717081103 | 28-Apr-2022 | 1J. | Management | Y | F | F | ||
| PFIZER INC. | PFE | 717081103 | 28-Apr-2022 | 1K. | Management | Y | F | F | ||
| PFIZER INC. | PFE | 717081103 | 28-Apr-2022 | 1L. | Management | Y | F | F | ||
| PFIZER INC. | PFE | 717081103 | 28-Apr-2022 | 1M. | Management | Y | F | F | ||
| PFIZER INC. | PFE | 717081103 | 28-Apr-2022 | 1N. | Management | Y | F | F | ||
| PFIZER INC. | PFE | 717081103 | 28-Apr-2022 | 2. | Shareholder | Y | F | F | ||
| PFIZER INC. | PFE | 717081103 | 28-Apr-2022 | 3. | Shareholder | Y | F | F | ||
| PFIZER INC. | PFE | 717081103 | 28-Apr-2022 | 4. | Shareholder | Y | F | F | ||
| PFIZER INC. | PFE | 717081103 | 28-Apr-2022 | 5. | Shareholder | Y | N | F | ||
| PFIZER INC. | PFE | 717081103 | 28-Apr-2022 | 6. | Shareholder | Y | N | F | ||
| INTUITIVE SURGICAL, INC. | ISRG | 46120E602 | 28-Apr-2022 | 7. | Management | Y | N | F | ||
| INTUITIVE SURGICAL, INC. | ISRG | 46120E602 | 28-Apr-2022 | 8. | Management | Y | N | F | ||
| INTUITIVE SURGICAL, INC. | ISRG | 46120E602 | 28-Apr-2022 | 9. | Management | Y | N | F | ||
| INTUITIVE SURGICAL, INC. | ISRG | 46120E602 | 28-Apr-2022 | 10. | Management | Y | N | F | ||
| INTUITIVE SURGICAL, INC. | ISRG | 46120E602 | 28-Apr-2022 | 11. | Management | Y | N | F | ||
| INTUITIVE SURGICAL, INC. | ISRG | 46120E602 | 28-Apr-2022 | 12. | Management | Y | N | F | ||
| INTUITIVE SURGICAL, INC. | ISRG | 46120E602 | 28-Apr-2022 | 13. | Management | Y | N | F | ||
| INTUITIVE SURGICAL, INC. | ISRG | 46120E602 | 28-Apr-2022 | 14. | Management | Y | N | F | ||
| INTUITIVE SURGICAL, INC. | ISRG | 46120E602 | 28-Apr-2022 | 1A. | Management | Y | F | F | ||
| INTUITIVE SURGICAL, INC. | ISRG | 46120E602 | 28-Apr-2022 | 1B. | Management | Y | F | F | ||
| INTUITIVE SURGICAL, INC. | ISRG | 46120E602 | 28-Apr-2022 | 1C. | Management | Y | F | F | ||
| INTUITIVE SURGICAL, INC. | ISRG | 46120E602 | 28-Apr-2022 | 1D. | Management | Y | F | F | ||
| INTUITIVE SURGICAL, INC. | ISRG | 46120E602 | 28-Apr-2022 | 1E. | Management | Y | F | F | ||
| INTUITIVE SURGICAL, INC. | ISRG | 46120E602 | 28-Apr-2022 | 1F. | Management | Y | F | F | ||
| JOHNSON & JOHNSON | JNJ | 478160104 | 28-Apr-2022 | 1G. | Management | Y | F | F | ||
| JOHNSON & JOHNSON | JNJ | 478160104 | 28-Apr-2022 | 1H. | Management | Y | F | F | ||
| JOHNSON & JOHNSON | JNJ | 478160104 | 28-Apr-2022 | 1I. | Management | Y | F | F | ||
| JOHNSON & JOHNSON | JNJ | 478160104 | 28-Apr-2022 | 1J. | Management | Y | F | F | ||
| JOHNSON & JOHNSON | JNJ | 478160104 | 28-Apr-2022 | 1K. | Management | Y | F | F | ||
| JOHNSON & JOHNSON | JNJ | 478160104 | 28-Apr-2022 | 2. | Management | Y | F | F | ||
| JOHNSON & JOHNSON | JNJ | 478160104 | 28-Apr-2022 | 3. | Management | Y | F | F | ||
| JOHNSON & JOHNSON | JNJ | 478160104 | 28-Apr-2022 | 4. | Management | Y | F | F | ||
| JOHNSON & JOHNSON | JNJ | 478160104 | 28-Apr-2022 | 1A. | Management | Y | F | F | ||
| JOHNSON & JOHNSON | JNJ | 478160104 | 28-Apr-2022 | 1B. | Management | Y | F | F | ||
| JOHNSON & JOHNSON | JNJ | 478160104 | 28-Apr-2022 | 1C. | Management | Y | F | F | ||
| JOHNSON & JOHNSON | JNJ | 478160104 | 28-Apr-2022 | 1D. | Management | Y | F | F | ||
| JOHNSON & JOHNSON | JNJ | 478160104 | 28-Apr-2022 | 1E. | Management | Y | F | F | ||
| JOHNSON & JOHNSON | JNJ | 478160104 | 28-Apr-2022 | 1F. | Management | Y | F | F | ||
| JOHNSON & JOHNSON | JNJ | 478160104 | 28-Apr-2022 | 1G. | Management | Y | F | F | ||
| JOHNSON & JOHNSON | JNJ | 478160104 | 28-Apr-2022 | 1H. | Management | Y | F | F | ||
| JOHNSON & JOHNSON | JNJ | 478160104 | 28-Apr-2022 | 1I. | Management | Y | F | F | ||
| JOHNSON & JOHNSON | JNJ | 478160104 | 28-Apr-2022 | 1J. | Shareholder | Y | F | |||
| JOHNSON & JOHNSON | JNJ | 478160104 | 28-Apr-2022 | 1K. | Shareholder | Y | F | F | ||
| JOHNSON & JOHNSON | JNJ | 478160104 | 28-Apr-2022 | 1L. | Shareholder | Y | F | F | ||
| JOHNSON & JOHNSON | JNJ | 478160104 | 28-Apr-2022 | 2. | Shareholder | Y | F | F | ||
| JOHNSON & JOHNSON | JNJ | 478160104 | 28-Apr-2022 | 3. | Shareholder | Y | F | F | ||
| JOHNSON & JOHNSON | JNJ | 478160104 | 28-Apr-2022 | 4. | Shareholder | Y | N | F | ||
| JOHNSON & JOHNSON | JNJ | 478160104 | 28-Apr-2022 | 5. | Shareholder | Y | N | F | ||
| JOHNSON & JOHNSON | JNJ | 478160104 | 28-Apr-2022 | 6. | Shareholder | Y | N | F | ||
| JOHNSON & JOHNSON | JNJ | 478160104 | 28-Apr-2022 | 7. | Shareholder | Y | N | F | ||
| JOHNSON & JOHNSON | JNJ | 478160104 | 28-Apr-2022 | 8. | Shareholder | Y | N | F | ||
| ABBOTT LABORATORIES | ABT | 002824100 | 29-Apr-2022 | 1. | Management | Y | F | F | ||
| ABBOTT LABORATORIES | ABT | 002824100 | 29-Apr-2022 | 1. | Management | Y | F | F | ||
| ABBOTT LABORATORIES | ABT | 002824100 | 29-Apr-2022 | 1. | Management | Y | F | F | ||
| ABBOTT LABORATORIES | ABT | 002824100 | 29-Apr-2022 | 1. | Management | Y | F | F | ||
| ABBOTT LABORATORIES | ABT | 002824100 | 29-Apr-2022 | 1. | Management | Y | F | F | ||
| ABBOTT LABORATORIES | ABT | 002824100 | 29-Apr-2022 | 1. | Management | Y | F | F | ||
| ABBOTT LABORATORIES | ABT | 002824100 | 29-Apr-2022 | 1. | Management | Y | F | F | ||
| ABBOTT LABORATORIES | ABT | 002824100 | 29-Apr-2022 | 1. | Management | Y | F | F | ||
| ABBOTT LABORATORIES | ABT | 002824100 | 29-Apr-2022 | 1. | Management | Y | F | F | ||
| ABBOTT LABORATORIES | ABT | 002824100 | 29-Apr-2022 | 1. | Management | Y | F | F | ||
| ABBOTT LABORATORIES | ABT | 002824100 | 29-Apr-2022 | 1. | Management | Y | F | F | ||
| ABBOTT LABORATORIES | ABT | 002824100 | 29-Apr-2022 | 1. | Management | Y | F | F | ||
| ABBOTT LABORATORIES | ABT | 002824100 | 29-Apr-2022 | 2. | Management | Y | F | F | ||
| ABBOTT LABORATORIES | ABT | 002824100 | 29-Apr-2022 | 3. | Management | Y | F | F | ||
| ABBOTT LABORATORIES | ABT | 002824100 | 29-Apr-2022 | 4. | Shareholder | Y | N | F | ||
| ABBOTT LABORATORIES | ABT | 002824100 | 29-Apr-2022 | 5. | Shareholder | Y | N | F | ||
| ABBOTT LABORATORIES | ABT | 002824100 | 29-Apr-2022 | 6. | Shareholder | Y | N | F | ||
| ABBOTT LABORATORIES | ABT | 002824100 | 29-Apr-2022 | 7. | Shareholder | Y | N | F | ||
| ABBOTT LABORATORIES | ABT | 002824100 | 29-Apr-2022 | 8. | Shareholder | Y | N | F | ||
| EDWARDS LIFESCIENCES CORPORATION | EW | 28176E108 | 03-May-2022 | 1.1 | Management | Y | F | F | ||
| EDWARDS LIFESCIENCES CORPORATION | EW | 28176E108 | 03-May-2022 | 1.2 | Management | Y | F | F | ||
| EDWARDS LIFESCIENCES CORPORATION | EW | 28176E108 | 03-May-2022 | 1.3 | Management | Y | F | F | ||
| EDWARDS LIFESCIENCES CORPORATION | EW | 28176E108 | 03-May-2022 | 1.4 | Management | Y | F | F | ||
| EDWARDS LIFESCIENCES CORPORATION | EW | 28176E108 | 03-May-2022 | 1.5 | Management | Y | F | F | ||
| EDWARDS LIFESCIENCES CORPORATION | EW | 28176E108 | 03-May-2022 | 1.6 | Management | Y | F | F | ||
| EDWARDS LIFESCIENCES CORPORATION | EW | 28176E108 | 03-May-2022 | 1.7 | Management | Y | F | F | ||
| EDWARDS LIFESCIENCES CORPORATION | EW | 28176E108 | 03-May-2022 | 1.8 | Management | Y | F | F | ||
| EDWARDS LIFESCIENCES CORPORATION | EW | 28176E108 | 03-May-2022 | 2. | Management | Y | F | F | ||
| EDWARDS LIFESCIENCES CORPORATION | EW | 28176E108 | 03-May-2022 | 3. | Management | Y | F | F | ||
| EDWARDS LIFESCIENCES CORPORATION | EW | 28176E108 | 03-May-2022 | 4. | Shareholder | Y | N | F | ||
| HALOZYME THERAPEUTICS, INC. | HALO | 40637H109 | 05-May-2022 | 1A. | Management | Y | F | F | ||
| HALOZYME THERAPEUTICS, INC. | HALO | 40637H109 | 05-May-2022 | 1B. | Management | Y | F | F | ||
| HALOZYME THERAPEUTICS, INC. | HALO | 40637H109 | 05-May-2022 | 1C. | Management | Y | F | F | ||
| HALOZYME THERAPEUTICS, INC. | HALO | 40637H109 | 05-May-2022 | 2. | Management | Y | F | F | ||
| HALOZYME THERAPEUTICS, INC. | HALO | 40637H109 | 05-May-2022 | 3. | Management | Y | F | F | ||
| ENCOMPASS HEALTH CORPORATION | EHC | 29261A100 | 05-May-2022 | 1A. | Management | Y | F | F | ||
| ENCOMPASS HEALTH CORPORATION | EHC | 29261A100 | 05-May-2022 | 1B. | Management | Y | F | F | ||
| ENCOMPASS HEALTH CORPORATION | EHC | 29261A100 | 05-May-2022 | 1C. | Management | Y | F | F | ||
| ENCOMPASS HEALTH CORPORATION | EHC | 29261A100 | 05-May-2022 | 1D. | Management | Y | F | F | ||
| ENCOMPASS HEALTH CORPORATION | EHC | 29261A100 | 05-May-2022 | 1E. | Management | Y | F | F | ||
| ENCOMPASS HEALTH CORPORATION | EHC | 29261A100 | 05-May-2022 | 1F. | Management | Y | F | F | ||
| ENCOMPASS HEALTH CORPORATION | EHC | 29261A100 | 05-May-2022 | 1G. | Management | Y | F | F | ||
| ENCOMPASS HEALTH CORPORATION | EHC | 29261A100 | 05-May-2022 | 1H. | Management | Y | F | F | ||
| ENCOMPASS HEALTH CORPORATION | EHC | 29261A100 | 05-May-2022 | 1I. | Management | Y | F | F | ||
| ENCOMPASS HEALTH CORPORATION | EHC | 29261A100 | 05-May-2022 | 1J. | Management | Y | F | F | ||
| ENCOMPASS HEALTH CORPORATION | EHC | 29261A100 | 05-May-2022 | 1k. | Management | Y | F | F | ||
| ENCOMPASS HEALTH CORPORATION | EHC | 29261A100 | 05-May-2022 | 2. | Management | Y | F | F | ||
| ENCOMPASS HEALTH CORPORATION | EHC | 29261A100 | 05-May-2022 | 3. | Management | Y | F | F | ||
| INDIVIOR PLC | G4766E108 | 05-May-2022 | 1 | Management | Y | F | F | |||
| INDIVIOR PLC | G4766E108 | 05-May-2022 | 2 | Management | Y | F | F | |||
| INDIVIOR PLC | G4766E108 | 05-May-2022 | 3 | Management | Y | F | F | |||
| INDIVIOR PLC | G4766E108 | 05-May-2022 | 4 | Management | Y | F | F | |||
| INDIVIOR PLC | G4766E108 | 05-May-2022 | 5 | Management | Y | F | F | |||
| INDIVIOR PLC | G4766E108 | 05-May-2022 | 6 | Management | Y | F | F | |||
| INDIVIOR PLC | G4766E108 | 05-May-2022 | 7 | Management | Y | F | F | |||
| INDIVIOR PLC | G4766E108 | 05-May-2022 | 8 | Management | Y | F | F | |||
| INDIVIOR PLC | G4766E108 | 05-May-2022 | 9 | Management | Y | F | F | |||
| INDIVIOR PLC | G4766E108 | 05-May-2022 | 10 | Management | Y | F | F | |||
| INDIVIOR PLC | G4766E108 | 05-May-2022 | 11 | Management | Y | F | F | |||
| INDIVIOR PLC | G4766E108 | 05-May-2022 | 12 | Management | Y | F | F | |||
| INDIVIOR PLC | G4766E108 | 05-May-2022 | 13 | Management | Y | F | F | |||
| INDIVIOR PLC | G4766E108 | 05-May-2022 | 14 | Management | Y | F | F | |||
| INDIVIOR PLC | G4766E108 | 05-May-2022 | 15 | Management | Y | F | F | |||
| INDIVIOR PLC | G4766E108 | 05-May-2022 | 16 | Management | Y | F | F | |||
| INDIVIOR PLC | G4766E108 | 05-May-2022 | 17 | Management | Y | F | F | |||
| INDIVIOR PLC | G4766E108 | 05-May-2022 | 18 | Management | Y | F | F | |||
| INDIVIOR PLC | G4766E108 | 05-May-2022 | 19 | Management | Y | F | F | |||
| INDIVIOR PLC | G4766E108 | 05-May-2022 | 20 | Management | Y | F | F | |||
| INDIVIOR PLC | G4766E108 | 05-May-2022 | 21 | Management | Y | F | F | |||
| DANAHER CORPORATION | DHR | 235851102 | 10-May-2022 | 1A. | Management | Y | F | F | ||
| DANAHER CORPORATION | DHR | 235851102 | 10-May-2022 | 1B. | Management | Y | F | F | ||
| DANAHER CORPORATION | DHR | 235851102 | 10-May-2022 | 1C. | Management | Y | F | F | ||
| DANAHER CORPORATION | DHR | 235851102 | 10-May-2022 | 1D. | Management | Y | F | F | ||
| DANAHER CORPORATION | DHR | 235851102 | 10-May-2022 | 1E. | Management | Y | F | F | ||
| DANAHER CORPORATION | DHR | 235851102 | 10-May-2022 | 1F. | Management | Y | F | F | ||
| DANAHER CORPORATION | DHR | 235851102 | 10-May-2022 | 1G. | Management | Y | F | F | ||
| DANAHER CORPORATION | DHR | 235851102 | 10-May-2022 | 1H. | Management | Y | F | F | ||
| DANAHER CORPORATION | DHR | 235851102 | 10-May-2022 | 1I. | Management | Y | F | F | ||
| DANAHER CORPORATION | DHR | 235851102 | 10-May-2022 | 1J. | Management | Y | F | F | ||
| DANAHER CORPORATION | DHR | 235851102 | 10-May-2022 | 1K. | Management | Y | F | F | ||
| DANAHER CORPORATION | DHR | 235851102 | 10-May-2022 | 1L. | Management | Y | F | F | ||
| DANAHER CORPORATION | DHR | 235851102 | 10-May-2022 | 1M. | Management | Y | F | F | ||
| DANAHER CORPORATION | DHR | 235851102 | 10-May-2022 | 2. | Management | Y | F | F | ||
| DANAHER CORPORATION | DHR | 235851102 | 10-May-2022 | 3. | Management | Y | F | F | ||
| DANAHER CORPORATION | DHR | 235851102 | 10-May-2022 | 4. | Shareholder | Y | N | F | ||
| LABORATORY CORP. OF AMERICA HOLDINGS | LH | 50540R409 | 11-May-2022 | 1A. | Management | Y | F | F | ||
| LABORATORY CORP. OF AMERICA HOLDINGS | LH | 50540R409 | 11-May-2022 | 1B. | Management | Y | F | F | ||
| LABORATORY CORP. OF AMERICA HOLDINGS | LH | 50540R409 | 11-May-2022 | 1C. | Management | Y | F | F | ||
| LABORATORY CORP. OF AMERICA HOLDINGS | LH | 50540R409 | 11-May-2022 | 1D. | Management | Y | F | F | ||
| LABORATORY CORP. OF AMERICA HOLDINGS | LH | 50540R409 | 11-May-2022 | 1E. | Management | Y | F | F | ||
| LABORATORY CORP. OF AMERICA HOLDINGS | LH | 50540R409 | 11-May-2022 | 1F. | Management | Y | F | F | ||
| LABORATORY CORP. OF AMERICA HOLDINGS | LH | 50540R409 | 11-May-2022 | 1G. | Management | Y | F | F | ||
| LABORATORY CORP. OF AMERICA HOLDINGS | LH | 50540R409 | 11-May-2022 | 1H. | Management | Y | F | F | ||
| LABORATORY CORP. OF AMERICA HOLDINGS | LH | 50540R409 | 11-May-2022 | 1I. | Management | Y | F | F | ||
| LABORATORY CORP. OF AMERICA HOLDINGS | LH | 50540R409 | 11-May-2022 | 1J. | Management | Y | F | F | ||
| LABORATORY CORP. OF AMERICA HOLDINGS | LH | 50540R409 | 11-May-2022 | 2. | Management | Y | F | F | ||
| LABORATORY CORP. OF AMERICA HOLDINGS | LH | 50540R409 | 11-May-2022 | 3. | Management | Y | F | F | ||
| LABORATORY CORP. OF AMERICA HOLDINGS | LH | 50540R409 | 11-May-2022 | 4. | Shareholder | Y | N | F | ||
| SEAGEN INC. | SGEN | 81181C104 | 13-May-2022 | 1A. | Management | Y | F | F | ||
| SEAGEN INC. | SGEN | 81181C104 | 13-May-2022 | 1B. | Management | Y | F | F | ||
| SEAGEN INC. | SGEN | 81181C104 | 13-May-2022 | 2. | Management | Y | F | F | ||
| SEAGEN INC. | SGEN | 81181C104 | 13-May-2022 | 3. | Management | Y | F | F | ||
| SYNLAB AG | D8T7KY106 | 16-May-2022 | 1a. | Management | Y | F | F | |||
| SYNLAB AG | D8T7KY106 | 16-May-2022 | 1b. | Management | Y | F | F | |||
| SYNLAB AG | D8T7KY106 | 16-May-2022 | 1c. | Management | Y | F | F | |||
| SYNLAB AG | D8T7KY106 | 16-May-2022 | 1d. | Management | Y | F | F | |||
| SYNLAB AG | D8T7KY106 | 16-May-2022 | 1e. | Management | Y | F | F | |||
| SYNLAB AG | D8T7KY106 | 16-May-2022 | 1f. | Management | Y | F | F | |||
| SYNLAB AG | D8T7KY106 | 16-May-2022 | 1g. | Management | Y | F | F | |||
| SYNLAB AG | D8T7KY106 | 16-May-2022 | 1h. | Management | Y | F | F | |||
| SYNLAB AG | D8T7KY106 | 16-May-2022 | 1i. | Management | Y | F | F | |||
| CHEMED CORPORATION | CHE | 16359R103 | 16-May-2022 | 1j. | Management | Y | F | F | ||
| CHEMED CORPORATION | CHE | 16359R103 | 16-May-2022 | 2. | Management | Y | F | F | ||
| CHEMED CORPORATION | CHE | 16359R103 | 16-May-2022 | 3. | Management | Y | F | F | ||
| CHEMED CORPORATION | CHE | 16359R103 | 16-May-2022 | 4. | Management | Y | F | F | ||
| CHEMED CORPORATION | CHE | 16359R103 | 16-May-2022 | 1. | Management | Y | F | F | ||
| CHEMED CORPORATION | CHE | 16359R103 | 16-May-2022 | 2. | Management | Y | F | F | ||
| CHEMED CORPORATION | CHE | 16359R103 | 16-May-2022 | 3. | Management | Y | F | F | ||
| CHEMED CORPORATION | CHE | 16359R103 | 16-May-2022 | 4. | Management | Y | F | F | ||
| CHEMED CORPORATION | CHE | 16359R103 | 16-May-2022 | 4. | Management | Y | F | F | ||
| CHEMED CORPORATION | CHE | 16359R103 | 16-May-2022 | 4. | Management | Y | F | F | ||
| CHEMED CORPORATION | CHE | 16359R103 | 16-May-2022 | 4. | Management | Y | F | F | ||
| CHEMED CORPORATION | CHE | 16359R103 | 16-May-2022 | 4. | Management | Y | F | F | ||
| CHEMED CORPORATION | CHE | 16359R103 | 16-May-2022 | 4. | Management | Y | F | F | ||
| QUIDEL CORPORATION | QDEL | 74838J101 | 16-May-2022 | 4. | Management | Y | F | F | ||
| QUIDEL CORPORATION | QDEL | 74838J101 | 16-May-2022 | 4. | Management | Y | F | F | ||
| QUIDEL CORPORATION | QDEL | 74838J101 | 16-May-2022 | 5. | Management | Y | F | F | ||
| QUIDEL CORPORATION | QDEL | 74838J101 | 16-May-2022 | 6. | Management | Y | F | F | ||
| QUIDEL CORPORATION | QDEL | 74838J101 | 16-May-2022 | 7. | Management | Y | F | F | ||
| QUIDEL CORPORATION | QDEL | 74838J101 | 16-May-2022 | 8. | Management | Y | F | F | ||
| QUIDEL CORPORATION | QDEL | 74838J101 | 16-May-2022 | 2 | Management | Y | F | F | ||
| QUIDEL CORPORATION | QDEL | 74838J101 | 16-May-2022 | 3 | Management | Y | F | F | ||
| QUIDEL CORPORATION | QDEL | 74838J101 | 16-May-2022 | 4 | Management | Y | F | F | ||
| QUIDEL CORPORATION | QDEL | 74838J101 | 16-May-2022 | 5 | Management | Y | F | F | ||
| QUIDEL CORPORATION | QDEL | 74838J101 | 16-May-2022 | 6 | Management | Y | F | F | ||
| QUIDEL CORPORATION | QDEL | 74838J101 | 16-May-2022 | 7 | Management | Y | F | F | ||
| QUIDEL CORPORATION | QDEL | 74838J101 | 16-May-2022 | 8 | Management | Y | F | F | ||
| QUIDEL CORPORATION | QDEL | 74838J101 | 16-May-2022 | 9 | Management | Y | F | F | ||
| QUIDEL CORPORATION | QDEL | 74838J101 | 16-May-2022 | 10 | Management | Y | F | F | ||
| FULGENT GENETICS INC | FLGT | 359664109 | 18-May-2022 | 1.1 | Management | Y | F | F | ||
| FULGENT GENETICS INC | FLGT | 359664109 | 18-May-2022 | 1.2 | Management | Y | F | F | ||
| FULGENT GENETICS INC | FLGT | 359664109 | 18-May-2022 | 1.3 | Management | Y | F | F | ||
| FULGENT GENETICS INC | FLGT | 359664109 | 18-May-2022 | 1.4 | Management | Y | F | F | ||
| FULGENT GENETICS INC | FLGT | 359664109 | 18-May-2022 | 2. | Management | Y | F | F | ||
| FULGENT GENETICS INC | FLGT | 359664109 | 18-May-2022 | 3. | Management | Y | F | F | ||
| FULGENT GENETICS INC | FLGT | 359664109 | 18-May-2022 | 4. | Management | Y | 1 | F | ||
| VERTEX PHARMACEUTICALS INCORPORATED | VRTX | 92532F100 | 18-May-2022 | 1.1 | Management | Y | F | F | ||
| VERTEX PHARMACEUTICALS INCORPORATED | VRTX | 92532F100 | 18-May-2022 | 1.2 | Management | Y | F | F | ||
| VERTEX PHARMACEUTICALS INCORPORATED | VRTX | 92532F100 | 18-May-2022 | 1.3 | Management | Y | F | F | ||
| VERTEX PHARMACEUTICALS INCORPORATED | VRTX | 92532F100 | 18-May-2022 | 1.4 | Management | Y | F | F | ||
| VERTEX PHARMACEUTICALS INCORPORATED | VRTX | 92532F100 | 18-May-2022 | 1.5 | Management | Y | F | F | ||
| VERTEX PHARMACEUTICALS INCORPORATED | VRTX | 92532F100 | 18-May-2022 | 1.6 | Management | Y | F | F | ||
| VERTEX PHARMACEUTICALS INCORPORATED | VRTX | 92532F100 | 18-May-2022 | 1.7 | Management | Y | F | F | ||
| VERTEX PHARMACEUTICALS INCORPORATED | VRTX | 92532F100 | 18-May-2022 | 1.8 | Management | Y | F | F | ||
| VERTEX PHARMACEUTICALS INCORPORATED | VRTX | 92532F100 | 18-May-2022 | 1.9 | Management | Y | F | F | ||
| VERTEX PHARMACEUTICALS INCORPORATED | VRTX | 92532F100 | 18-May-2022 | 2. | Management | Y | F | F | ||
| VERTEX PHARMACEUTICALS INCORPORATED | VRTX | 92532F100 | 18-May-2022 | 3. | Management | Y | F | F | ||
| VERTEX PHARMACEUTICALS INCORPORATED | VRTX | 92532F100 | 18-May-2022 | 4. | Management | Y | F | N | ||
| VERTEX PHARMACEUTICALS INCORPORATED | VRTX | 92532F100 | 18-May-2022 | 5. | Management | Y | F | F | ||
| VERTEX PHARMACEUTICALS INCORPORATED | VRTX | 92532F100 | 18-May-2022 | 6. | Management | Y | F | F | ||
| QUEST DIAGNOSTICS INCORPORATED | DGX | 74834L100 | 18-May-2022 | 1A. | Management | Y | F | F | ||
| QUEST DIAGNOSTICS INCORPORATED | DGX | 74834L100 | 18-May-2022 | 1B. | Management | Y | F | F | ||
| QUEST DIAGNOSTICS INCORPORATED | DGX | 74834L100 | 18-May-2022 | 1C. | Management | Y | F | F | ||
| QUEST DIAGNOSTICS INCORPORATED | DGX | 74834L100 | 18-May-2022 | 1D. | Management | Y | F | F | ||
| QUEST DIAGNOSTICS INCORPORATED | DGX | 74834L100 | 18-May-2022 | 1E. | Management | Y | F | F | ||
| QUEST DIAGNOSTICS INCORPORATED | DGX | 74834L100 | 18-May-2022 | 1F. | Management | Y | F | F | ||
| QUEST DIAGNOSTICS INCORPORATED | DGX | 74834L100 | 18-May-2022 | 1G. | Management | Y | F | F | ||
| QUEST DIAGNOSTICS INCORPORATED | DGX | 74834L100 | 18-May-2022 | 1H. | Management | Y | F | F | ||
| QUEST DIAGNOSTICS INCORPORATED | DGX | 74834L100 | 18-May-2022 | 1I. | Management | Y | F | F | ||
| QUEST DIAGNOSTICS INCORPORATED | DGX | 74834L100 | 18-May-2022 | 1J. | Management | Y | F | F | ||
| QUEST DIAGNOSTICS INCORPORATED | DGX | 74834L100 | 18-May-2022 | 1K. | Management | Y | F | F | ||
| QUEST DIAGNOSTICS INCORPORATED | DGX | 74834L100 | 18-May-2022 | 2. | Management | Y | N | F | ||
| QUEST DIAGNOSTICS INCORPORATED | DGX | 74834L100 | 18-May-2022 | 3. | Management | Y | F | F | ||
| QUEST DIAGNOSTICS INCORPORATED | DGX | 74834L100 | 18-May-2022 | 4. | Shareholder | Y | F | N | ||
| VIR BIOTECHNOLOGY, INC. | VIR | 92764N102 | 20-May-2022 | 1A. | Management | Y | F | F | ||
| VIR BIOTECHNOLOGY, INC. | VIR | 92764N102 | 20-May-2022 | 1B. | Management | Y | F | F | ||
| VIR BIOTECHNOLOGY, INC. | VIR | 92764N102 | 20-May-2022 | 1C. | Management | Y | F | F | ||
| VIR BIOTECHNOLOGY, INC. | VIR | 92764N102 | 20-May-2022 | 2. | Management | Y | F | F | ||
| VIR BIOTECHNOLOGY, INC. | VIR | 92764N102 | 20-May-2022 | 3. | Management | Y | F | F | ||
| BIOMERIEUX SA | F1149Y232 | 23-May-2022 | 1 | Management | Y | F | F | |||
| BIOMERIEUX SA | F1149Y232 | 23-May-2022 | 2 | Management | Y | F | F | |||
| BIOMERIEUX SA | F1149Y232 | 23-May-2022 | 3 | Management | Y | F | F | |||
| BIOMERIEUX SA | F1149Y232 | 23-May-2022 | 4 | Management | Y | F | F | |||
| BIOMERIEUX SA | F1149Y232 | 23-May-2022 | 5 | Management | Y | F | F | |||
| BIOMERIEUX SA | F1149Y232 | 23-May-2022 | 6 | Management | Y | F | F | |||
| BIOMERIEUX SA | F1149Y232 | 23-May-2022 | 7 | Management | Y | F | F | |||
| BIOMERIEUX SA | F1149Y232 | 23-May-2022 | 8 | Management | Y | F | F | |||
| BIOMERIEUX SA | F1149Y232 | 23-May-2022 | 9 | Management | Y | F | F | |||
| BIOMERIEUX SA | F1149Y232 | 23-May-2022 | 10 | Management | Y | F | F | |||
| BIOMERIEUX SA | F1149Y232 | 23-May-2022 | 11 | Management | Y | F | F | |||
| BIOMERIEUX SA | F1149Y232 | 23-May-2022 | 12 | Management | Y | F | F | |||
| BIOMERIEUX SA | F1149Y232 | 23-May-2022 | 13 | Management | Y | F | F | |||
| BIOMERIEUX SA | F1149Y232 | 23-May-2022 | 14 | Management | Y | F | F | |||
| BIOMERIEUX SA | F1149Y232 | 23-May-2022 | 15 | Management | Y | F | F | |||
| BIOMERIEUX SA | F1149Y232 | 23-May-2022 | 16 | Management | Y | F | F | |||
| BIOMERIEUX SA | F1149Y232 | 23-May-2022 | 17 | Management | Y | F | F | |||
| BIOMERIEUX SA | F1149Y232 | 23-May-2022 | 18 | Management | Y | F | F | |||
| IPSEN | F5362H107 | 24-May-2022 | 1a. | Management | Y | F | F | |||
| IPSEN | F5362H107 | 24-May-2022 | 1b. | Management | Y | F | F | |||
| IPSEN | F5362H107 | 24-May-2022 | 1c. | Management | Y | F | F | |||
| IPSEN | F5362H107 | 24-May-2022 | 1d. | Management | Y | F | F | |||
| IPSEN | F5362H107 | 24-May-2022 | 1e. | Management | Y | F | F | |||
| IPSEN | F5362H107 | 24-May-2022 | 1f. | Management | Y | F | F | |||
| IPSEN | F5362H107 | 24-May-2022 | 1g. | Management | Y | F | F | |||
| IPSEN | F5362H107 | 24-May-2022 | 1h. | Management | Y | F | F | |||
| IPSEN | F5362H107 | 24-May-2022 | 1i. | Management | Y | F | F | |||
| IPSEN | F5362H107 | 24-May-2022 | 1j. | Management | Y | F | F | |||
| IPSEN | F5362H107 | 24-May-2022 | 2. | Management | Y | F | F | |||
| IPSEN | F5362H107 | 24-May-2022 | 3. | Management | Y | F | F | |||
| IPSEN | F5362H107 | 24-May-2022 | 1 | Management | Y | F | F | |||
| IPSEN | F5362H107 | 24-May-2022 | 2 | Management | Y | F | F | |||
| IPSEN | F5362H107 | 24-May-2022 | 3.AI | Management | Y | F | F | |||
| IPSEN | F5362H107 | 24-May-2022 | 3.AII | Management | Y | F | F | |||
| IPSEN | F5362H107 | 24-May-2022 | 3AIII | Management | Y | F | F | |||
| IPSEN | F5362H107 | 24-May-2022 | 3.AIV | Management | Y | F | F | |||
| IPSEN | F5362H107 | 24-May-2022 | 3.A.V | Management | Y | F | F | |||
| IPSEN | F5362H107 | 24-May-2022 | 3.B | Management | Y | F | F | |||
| MERCK & CO., INC. | MRK | 58933Y105 | 24-May-2022 | 4 | Management | Y | F | F | ||
| MERCK & CO., INC. | MRK | 58933Y105 | 24-May-2022 | 5 | Management | Y | F | F | ||
| MERCK & CO., INC. | MRK | 58933Y105 | 24-May-2022 | 6 | Management | Y | F | F | ||
| MERCK & CO., INC. | MRK | 58933Y105 | 24-May-2022 | 7 | Management | Y | F | F | ||
| MERCK & CO., INC. | MRK | 58933Y105 | 24-May-2022 | 1 | Management | Y | F | F | ||
| MERCK & CO., INC. | MRK | 58933Y105 | 24-May-2022 | 2 | Management | Y | F | F | ||
| MERCK & CO., INC. | MRK | 58933Y105 | 24-May-2022 | 3 | Management | Y | F | F | ||
| MERCK & CO., INC. | MRK | 58933Y105 | 24-May-2022 | 4 | Management | Y | F | F | ||
| MERCK & CO., INC. | MRK | 58933Y105 | 24-May-2022 | 5 | Management | Y | F | F | ||
| MERCK & CO., INC. | MRK | 58933Y105 | 24-May-2022 | 6 | Management | Y | F | F | ||
| MERCK & CO., INC. | MRK | 58933Y105 | 24-May-2022 | 7 | Management | Y | F | F | ||
| MERCK & CO., INC. | MRK | 58933Y105 | 24-May-2022 | 8 | Management | Y | F | F | ||
| MERCK & CO., INC. | MRK | 58933Y105 | 24-May-2022 | 9 | Management | Y | F | F | ||
| MERCK & CO., INC. | MRK | 58933Y105 | 24-May-2022 | 10 | Management | Y | F | F | ||
| MERCK & CO., INC. | MRK | 58933Y105 | 24-May-2022 | 11 | Management | Y | F | F | ||
| MERCK & CO., INC. | MRK | 58933Y105 | 24-May-2022 | 12 | Management | Y | F | F | ||
| MERCK & CO., INC. | MRK | 58933Y105 | 24-May-2022 | 13 | Shareholder | Y | F | F | ||
| MERCK & CO., INC. | MRK | 58933Y105 | 24-May-2022 | 14 | Shareholder | Y | F | F | ||
| MERCK & CO., INC. | MRK | 58933Y105 | 24-May-2022 | 15 | Shareholder | Y | F | F | ||
| WEST PHARMACEUTICAL SERVICES, INC. | WST | 955306105 | 24-May-2022 | 16 | Management | Y | F | F | ||
| WEST PHARMACEUTICAL SERVICES, INC. | WST | 955306105 | 24-May-2022 | 17 | Management | Y | F | F | ||
| WEST PHARMACEUTICAL SERVICES, INC. | WST | 955306105 | 24-May-2022 | 18 | Management | Y | F | F | ||
| WEST PHARMACEUTICAL SERVICES, INC. | WST | 955306105 | 24-May-2022 | 19 | Management | Y | F | F | ||
| WEST PHARMACEUTICAL SERVICES, INC. | WST | 955306105 | 24-May-2022 | 20 | Management | Y | F | F | ||
| WEST PHARMACEUTICAL SERVICES, INC. | WST | 955306105 | 24-May-2022 | 1A. | Management | Y | F | F | ||
| WEST PHARMACEUTICAL SERVICES, INC. | WST | 955306105 | 24-May-2022 | 1B. | Management | Y | F | F | ||
| WEST PHARMACEUTICAL SERVICES, INC. | WST | 955306105 | 24-May-2022 | 1C. | Management | Y | F | F | ||
| WEST PHARMACEUTICAL SERVICES, INC. | WST | 955306105 | 24-May-2022 | 1D. | Management | Y | F | F | ||
| WEST PHARMACEUTICAL SERVICES, INC. | WST | 955306105 | 24-May-2022 | 1E. | Management | Y | F | F | ||
| WEST PHARMACEUTICAL SERVICES, INC. | WST | 955306105 | 24-May-2022 | 1F. | Management | Y | F | F | ||
| WEST PHARMACEUTICAL SERVICES, INC. | WST | 955306105 | 24-May-2022 | 1G. | Management | Y | F | F | ||
| MODERN DENTAL GROUP LTD | G61820109 | 24-May-2022 | 1H. | Management | Y | F | F | |||
| MODERN DENTAL GROUP LTD | G61820109 | 24-May-2022 | 1I. | Management | Y | F | F | |||
| MODERN DENTAL GROUP LTD | G61820109 | 24-May-2022 | 1J. | Management | Y | F | F | |||
| MODERN DENTAL GROUP LTD | G61820109 | 24-May-2022 | 1K. | Management | Y | F | F | |||
| MODERN DENTAL GROUP LTD | G61820109 | 24-May-2022 | 1L. | Management | Y | F | F | |||
| MODERN DENTAL GROUP LTD | G61820109 | 24-May-2022 | 1M. | Management | Y | F | F | |||
| MODERN DENTAL GROUP LTD | G61820109 | 24-May-2022 | 1N. | Management | Y | F | F | |||
| MODERN DENTAL GROUP LTD | G61820109 | 24-May-2022 | 2. | Management | Y | F | F | |||
| MODERN DENTAL GROUP LTD | G61820109 | 24-May-2022 | 3. | Management | Y | F | F | |||
| MODERN DENTAL GROUP LTD | G61820109 | 24-May-2022 | 4. | Management | Y | N | F | |||
| MODERN DENTAL GROUP LTD | G61820109 | 24-May-2022 | 5. | Management | Y | N | F | |||
| MODERN DENTAL GROUP LTD | G61820109 | 24-May-2022 | 6. | Management | Y | N | F | |||
| EXELIXIS, INC. | EXEL | 30161Q104 | 25-May-2022 | 1a. | Management | Y | F | F | ||
| EXELIXIS, INC. | EXEL | 30161Q104 | 25-May-2022 | 1b. | Management | Y | F | F | ||
| EXELIXIS, INC. | EXEL | 30161Q104 | 25-May-2022 | 1c. | Management | Y | F | F | ||
| EXELIXIS, INC. | EXEL | 30161Q104 | 25-May-2022 | 1d. | Management | Y | F | F | ||
| EXELIXIS, INC. | EXEL | 30161Q104 | 25-May-2022 | 1e. | Management | Y | F | F | ||
| EXELIXIS, INC. | EXEL | 30161Q104 | 25-May-2022 | 1f. | Management | Y | F | F | ||
| EXELIXIS, INC. | EXEL | 30161Q104 | 25-May-2022 | 1g. | Management | Y | F | F | ||
| EXELIXIS, INC. | EXEL | 30161Q104 | 25-May-2022 | 1h. | Management | Y | F | F | ||
| EXELIXIS, INC. | EXEL | 30161Q104 | 25-May-2022 | 1i. | Management | Y | F | F | ||
| EXELIXIS, INC. | EXEL | 30161Q104 | 25-May-2022 | 1j. | Management | Y | F | F | ||
| EXELIXIS, INC. | EXEL | 30161Q104 | 25-May-2022 | 1k. | Management | Y | F | F | ||
| EXELIXIS, INC. | EXEL | 30161Q104 | 25-May-2022 | 2. | Management | Y | F | F | ||
| EXELIXIS, INC. | EXEL | 30161Q104 | 25-May-2022 | 3. | Management | Y | F | F | ||
| EXELIXIS, INC. | EXEL | 30161Q104 | 25-May-2022 | 4. | Management | Y | F | F | ||
| CSPC PHARMACEUTICAL GROUP LIMITED | Y1837N109 | 26-May-2022 | 1 | Management | Y | F | F | |||
| CSPC PHARMACEUTICAL GROUP LIMITED | Y1837N109 | 26-May-2022 | 2 | Management | Y | F | F | |||
| CSPC PHARMACEUTICAL GROUP LIMITED | Y1837N109 | 26-May-2022 | 3.A.I | Management | Y | F | F | |||
| CSPC PHARMACEUTICAL GROUP LIMITED | Y1837N109 | 26-May-2022 | 3AII | Management | Y | F | F | |||
| CSPC PHARMACEUTICAL GROUP LIMITED | Y1837N109 | 26-May-2022 | 3AIII | Management | Y | F | F | |||
| CSPC PHARMACEUTICAL GROUP LIMITED | Y1837N109 | 26-May-2022 | 3AIV | Management | Y | F | F | |||
| CSPC PHARMACEUTICAL GROUP LIMITED | Y1837N109 | 26-May-2022 | 3AV | Management | Y | F | F | |||
| CSPC PHARMACEUTICAL GROUP LIMITED | Y1837N109 | 26-May-2022 | 3B | Management | Y | F | F | |||
| CSPC PHARMACEUTICAL GROUP LIMITED | Y1837N109 | 26-May-2022 | 4 | Management | Y | F | F | |||
| CSPC PHARMACEUTICAL GROUP LIMITED | Y1837N109 | 26-May-2022 | 5 | Management | Y | F | F | |||
| CSPC PHARMACEUTICAL GROUP LIMITED | Y1837N109 | 26-May-2022 | 6 | Management | Y | F | F | |||
| CSPC PHARMACEUTICAL GROUP LIMITED | Y1837N109 | 26-May-2022 | 7 | Management | Y | F | F | |||
| EMERGENT BIOSOLUTIONS INC. | EBS | 29089Q105 | 26-May-2022 | 1. | Management | Y | F | F | ||
| EMERGENT BIOSOLUTIONS INC. | EBS | 29089Q105 | 26-May-2022 | 1. | Management | Y | F | F | ||
| EMERGENT BIOSOLUTIONS INC. | EBS | 29089Q105 | 26-May-2022 | 1. | Management | Y | F | F | ||
| EMERGENT BIOSOLUTIONS INC. | EBS | 29089Q105 | 26-May-2022 | 1. | Management | Y | F | F | ||
| EMERGENT BIOSOLUTIONS INC. | EBS | 29089Q105 | 26-May-2022 | 1. | Management | Y | F | F | ||
| DYNAVAX TECHNOLOGIES CORPORATION | DVAX | 268158201 | 26-May-2022 | 2. | Management | Y | F | F | ||
| DYNAVAX TECHNOLOGIES CORPORATION | DVAX | 268158201 | 26-May-2022 | 3. | Management | Y | F | F | ||
| DYNAVAX TECHNOLOGIES CORPORATION | DVAX | 268158201 | 26-May-2022 | 4. | Management | Y | F | F | ||
| DYNAVAX TECHNOLOGIES CORPORATION | DVAX | 268158201 | 26-May-2022 | 1A. | Management | Y | F | F | ||
| DYNAVAX TECHNOLOGIES CORPORATION | DVAX | 268158201 | 26-May-2022 | 1B. | Management | Y | F | F | ||
| DYNAVAX TECHNOLOGIES CORPORATION | DVAX | 268158201 | 26-May-2022 | 1C. | Management | Y | F | F | ||
| DYNAVAX TECHNOLOGIES CORPORATION | DVAX | 268158201 | 26-May-2022 | 2. | Management | Y | F | F | ||
| DYNAVAX TECHNOLOGIES CORPORATION | DVAX | 268158201 | 26-May-2022 | 3. | Management | Y | F | F | ||
| GRAND PHARMACEUTICAL GROUP LIMITED | G210A7101 | 27-May-2022 | 1 | Management | Y | F | F | |||
| GRAND PHARMACEUTICAL GROUP LIMITED | G210A7101 | 27-May-2022 | 2 | Management | Y | F | F | |||
| GRAND PHARMACEUTICAL GROUP LIMITED | G210A7101 | 27-May-2022 | 3.A | Management | Y | F | F | |||
| GRAND PHARMACEUTICAL GROUP LIMITED | G210A7101 | 27-May-2022 | 3.B | Management | Y | F | F | |||
| GRAND PHARMACEUTICAL GROUP LIMITED | G210A7101 | 27-May-2022 | 3.C | Management | Y | F | F | |||
| GRAND PHARMACEUTICAL GROUP LIMITED | G210A7101 | 27-May-2022 | 3.D | Management | Y | F | F | |||
| GRAND PHARMACEUTICAL GROUP LIMITED | G210A7101 | 27-May-2022 | 4 | Management | Y | F | F | |||
| GRAND PHARMACEUTICAL GROUP LIMITED | G210A7101 | 27-May-2022 | 5 | Management | Y | F | F | |||
| GRAND PHARMACEUTICAL GROUP LIMITED | G210A7101 | 27-May-2022 | 6 | Management | Y | F | F | |||
| GRAND PHARMACEUTICAL GROUP LIMITED | G210A7101 | 27-May-2022 | 7 | Management | Y | F | F | |||
| CORCEPT THERAPEUTICS INCORPORATED | CORT | 218352102 | 31-May-2022 | 1. | Management | Y | F | F | ||
| CORCEPT THERAPEUTICS INCORPORATED | CORT | 218352102 | 31-May-2022 | 1. | Management | Y | F | F | ||
| CORCEPT THERAPEUTICS INCORPORATED | CORT | 218352102 | 31-May-2022 | 1. | Management | Y | F | F | ||
| CORCEPT THERAPEUTICS INCORPORATED | CORT | 218352102 | 31-May-2022 | 1. | Management | Y | F | F | ||
| CORCEPT THERAPEUTICS INCORPORATED | CORT | 218352102 | 31-May-2022 | 1. | Management | Y | F | F | ||
| CORCEPT THERAPEUTICS INCORPORATED | CORT | 218352102 | 31-May-2022 | 1. | Management | Y | F | F | ||
| CORCEPT THERAPEUTICS INCORPORATED | CORT | 218352102 | 31-May-2022 | 1. | Management | Y | F | F | ||
| CORCEPT THERAPEUTICS INCORPORATED | CORT | 218352102 | 31-May-2022 | 1. | Management | Y | F | F | ||
| CORCEPT THERAPEUTICS INCORPORATED | CORT | 218352102 | 31-May-2022 | 1. | Management | Y | F | F | ||
| CORCEPT THERAPEUTICS INCORPORATED | CORT | 218352102 | 31-May-2022 | 2. | Management | Y | F | F | ||
| CORCEPT THERAPEUTICS INCORPORATED | CORT | 218352102 | 31-May-2022 | 3. | Management | Y | F | F | ||
| BIONTECH SE | BNTX | 09075V102 | 01-Jun-2022 | 2 | Management | Y | F | F | ||
| BIONTECH SE | BNTX | 09075V102 | 01-Jun-2022 | 3 | Management | Y | F | F | ||
| BIONTECH SE | BNTX | 09075V102 | 01-Jun-2022 | 4 | Management | Y | F | F | ||
| BIONTECH SE | BNTX | 09075V102 | 01-Jun-2022 | 5 | Management | Y | F | F | ||
| BIONTECH SE | BNTX | 09075V102 | 01-Jun-2022 | 6 | Management | Y | F | F | ||
| BIONTECH SE | BNTX | 09075V102 | 01-Jun-2022 | 7.1 | Management | Y | F | F | ||
| BIONTECH SE | BNTX | 09075V102 | 01-Jun-2022 | 7.2 | Management | Y | F | F | ||
| BIONTECH SE | BNTX | 09075V102 | 01-Jun-2022 | 7.3 | Management | Y | F | F | ||
| BIONTECH SE | BNTX | 09075V102 | 01-Jun-2022 | 2 | Management | Y | F | F | ||
| BIONTECH SE | BNTX | 09075V102 | 01-Jun-2022 | 3 | Management | Y | F | F | ||
| BIONTECH SE | BNTX | 09075V102 | 01-Jun-2022 | 4 | Management | Y | F | F | ||
| BIONTECH SE | BNTX | 09075V102 | 01-Jun-2022 | 5 | Management | Y | F | F | ||
| DERMAPHARM HOLDING SE | D1T0ZJ103 | 01-Jun-2022 | 6 | Management | Y | F | F | |||
| DERMAPHARM HOLDING SE | D1T0ZJ103 | 01-Jun-2022 | 7 | Management | Y | F | F | |||
| DERMAPHARM HOLDING SE | D1T0ZJ103 | 01-Jun-2022 | 8.1 | Management | Y | F | F | |||
| DERMAPHARM HOLDING SE | D1T0ZJ103 | 01-Jun-2022 | 8.2 | Management | Y | F | F | |||
| DERMAPHARM HOLDING SE | D1T0ZJ103 | 01-Jun-2022 | 8.3 | Management | Y | F | F | |||
| DERMAPHARM HOLDING SE | D1T0ZJ103 | 01-Jun-2022 | 9 | Management | Y | F | F | |||
| DERMAPHARM HOLDING SE | D1T0ZJ103 | 01-Jun-2022 | 10a | Management | Y | F | F | |||
| DERMAPHARM HOLDING SE | D1T0ZJ103 | 01-Jun-2022 | 10b | Management | Y | F | F | |||
| IRONWOOD PHARMACEUTICALS, INC. | IRWD | 46333X108 | 01-Jun-2022 | 1. | Management | Y | F | F | ||
| IRONWOOD PHARMACEUTICALS, INC. | IRWD | 46333X108 | 01-Jun-2022 | 1. | Management | Y | F | F | ||
| IRONWOOD PHARMACEUTICALS, INC. | IRWD | 46333X108 | 01-Jun-2022 | 1. | Management | Y | F | F | ||
| IRONWOOD PHARMACEUTICALS, INC. | IRWD | 46333X108 | 01-Jun-2022 | 1. | Management | Y | F | F | ||
| IRONWOOD PHARMACEUTICALS, INC. | IRWD | 46333X108 | 01-Jun-2022 | 1. | Management | Y | F | F | ||
| IRONWOOD PHARMACEUTICALS, INC. | IRWD | 46333X108 | 01-Jun-2022 | 1. | Management | Y | F | F | ||
| IRONWOOD PHARMACEUTICALS, INC. | IRWD | 46333X108 | 01-Jun-2022 | 1. | Management | Y | F | F | ||
| IRONWOOD PHARMACEUTICALS, INC. | IRWD | 46333X108 | 01-Jun-2022 | 1. | Management | Y | F | F | ||
| IRONWOOD PHARMACEUTICALS, INC. | IRWD | 46333X108 | 01-Jun-2022 | 1. | Management | Y | F | F | ||
| IRONWOOD PHARMACEUTICALS, INC. | IRWD | 46333X108 | 01-Jun-2022 | 2. | Management | Y | F | F | ||
| IRONWOOD PHARMACEUTICALS, INC. | IRWD | 46333X108 | 01-Jun-2022 | 3. | Management | Y | F | F | ||
| CARA THERAPEUTICS, INC. | CARA | 140755109 | 02-Jun-2022 | 1. | Management | Y | F | F | ||
| CARA THERAPEUTICS, INC. | CARA | 140755109 | 02-Jun-2022 | 1. | Management | Y | F | F | ||
| CARA THERAPEUTICS, INC. | CARA | 140755109 | 02-Jun-2022 | 2. | Management | Y | F | F | ||
| CARA THERAPEUTICS, INC. | CARA | 140755109 | 02-Jun-2022 | 3. | Management | Y | F | F | ||
| SINO BIOPHARMACEUTICAL LTD | G8167W138 | 06-Jun-2022 | 1 | Management | Y | F | F | |||
| SINO BIOPHARMACEUTICAL LTD | G8167W138 | 06-Jun-2022 | 2 | Management | Y | F | F | |||
| SINO BIOPHARMACEUTICAL LTD | G8167W138 | 06-Jun-2022 | 3 | Management | Y | F | F | |||
| SINO BIOPHARMACEUTICAL LTD | G8167W138 | 06-Jun-2022 | 4 | Management | Y | F | F | |||
| SINO BIOPHARMACEUTICAL LTD | G8167W138 | 06-Jun-2022 | 5 | Management | Y | F | F | |||
| SINO BIOPHARMACEUTICAL LTD | G8167W138 | 06-Jun-2022 | 6 | Management | Y | F | F | |||
| SINO BIOPHARMACEUTICAL LTD | G8167W138 | 06-Jun-2022 | 7 | Management | Y | F | F | |||
| SINO BIOPHARMACEUTICAL LTD | G8167W138 | 06-Jun-2022 | 8 | Management | Y | F | F | |||
| SINO BIOPHARMACEUTICAL LTD | G8167W138 | 06-Jun-2022 | 9 | Management | Y | F | F | |||
| SINO BIOPHARMACEUTICAL LTD | G8167W138 | 06-Jun-2022 | 10.A | Management | Y | F | F | |||
| SINO BIOPHARMACEUTICAL LTD | G8167W138 | 06-Jun-2022 | 10.B | Management | Y | F | F | |||
| SINO BIOPHARMACEUTICAL LTD | G8167W138 | 06-Jun-2022 | 10.C | Management | Y | F | F | |||
| SINO BIOPHARMACEUTICAL LTD | G8167W138 | 06-Jun-2022 | 11 | Management | Y | F | F | |||
| CRISPR THERAPEUTICS AG | CRSP | H17182108 | 09-Jun-2022 | 1. | Management | Y | F | F | ||
| CRISPR THERAPEUTICS AG | CRSP | H17182108 | 09-Jun-2022 | 2. | Management | Y | F | F | ||
| CRISPR THERAPEUTICS AG | CRSP | H17182108 | 09-Jun-2022 | 3. | Management | Y | F | F | ||
| CRISPR THERAPEUTICS AG | CRSP | H17182108 | 09-Jun-2022 | 4a. | Management | Y | F | F | ||
| CRISPR THERAPEUTICS AG | CRSP | H17182108 | 09-Jun-2022 | 4b. | Management | Y | F | F | ||
| CRISPR THERAPEUTICS AG | CRSP | H17182108 | 09-Jun-2022 | 4c. | Management | Y | F | F | ||
| CRISPR THERAPEUTICS AG | CRSP | H17182108 | 09-Jun-2022 | 4d. | Management | Y | F | F | ||
| CRISPR THERAPEUTICS AG | CRSP | H17182108 | 09-Jun-2022 | 4e. | Management | Y | F | F | ||
| CRISPR THERAPEUTICS AG | CRSP | H17182108 | 09-Jun-2022 | 4f. | Management | Y | F | F | ||
| CRISPR THERAPEUTICS AG | CRSP | H17182108 | 09-Jun-2022 | 4g. | Management | Y | F | F | ||
| CRISPR THERAPEUTICS AG | CRSP | H17182108 | 09-Jun-2022 | 4h. | Management | Y | F | F | ||
| CRISPR THERAPEUTICS AG | CRSP | H17182108 | 09-Jun-2022 | 4i. | Management | Y | F | F | ||
| CRISPR THERAPEUTICS AG | CRSP | H17182108 | 09-Jun-2022 | 4j. | Management | Y | F | F | ||
| CRISPR THERAPEUTICS AG | CRSP | H17182108 | 09-Jun-2022 | 5a. | Management | Y | F | F | ||
| CRISPR THERAPEUTICS AG | CRSP | H17182108 | 09-Jun-2022 | 5b. | Management | Y | F | F | ||
| CRISPR THERAPEUTICS AG | CRSP | H17182108 | 09-Jun-2022 | 5c. | Management | Y | F | F | ||
| CRISPR THERAPEUTICS AG | CRSP | H17182108 | 09-Jun-2022 | 6a. | Management | Y | F | F | ||
| CRISPR THERAPEUTICS AG | CRSP | H17182108 | 09-Jun-2022 | 6b. | Management | Y | F | F | ||
| CRISPR THERAPEUTICS AG | CRSP | H17182108 | 09-Jun-2022 | 6c. | Management | Y | F | F | ||
| CRISPR THERAPEUTICS AG | CRSP | H17182108 | 09-Jun-2022 | 6d. | Management | Y | F | F | ||
| CRISPR THERAPEUTICS AG | CRSP | H17182108 | 09-Jun-2022 | 6e. | Management | Y | F | F | ||
| CRISPR THERAPEUTICS AG | CRSP | H17182108 | 09-Jun-2022 | 7. | Management | Y | F | F | ||
| CRISPR THERAPEUTICS AG | CRSP | H17182108 | 09-Jun-2022 | 8. | Management | Y | 3 | F | ||
| CRISPR THERAPEUTICS AG | CRSP | H17182108 | 09-Jun-2022 | 9. | Management | Y | F | F | ||
| CRISPR THERAPEUTICS AG | CRSP | H17182108 | 09-Jun-2022 | 10. | Management | Y | F | F | ||
| CRISPR THERAPEUTICS AG | CRSP | H17182108 | 09-Jun-2022 | 11. | Management | Y | F | F | ||
| CRISPR THERAPEUTICS AG | CRSP | H17182108 | 09-Jun-2022 | 12. | Management | Y | F | F | ||
| CRISPR THERAPEUTICS AG | CRSP | H17182108 | 09-Jun-2022 | 13. | Management | Y | F | F | ||
| CRISPR THERAPEUTICS AG | CRSP | H17182108 | 09-Jun-2022 | 14. | Management | Y | F | F | ||
| CRISPR THERAPEUTICS AG | CRSP | H17182108 | 09-Jun-2022 | 15. | Management | Y | F | F | ||
| CRISPR THERAPEUTICS AG | CRSP | H17182108 | 09-Jun-2022 | 16. | Management | Y | F | F | ||
| REGENERON PHARMACEUTICALS, INC. | REGN | 75886F107 | 10-Jun-2022 | 1 | Management | Y | F | F | ||
| REGENERON PHARMACEUTICALS, INC. | REGN | 75886F107 | 10-Jun-2022 | 2.A | Management | Y | F | F | ||
| REGENERON PHARMACEUTICALS, INC. | REGN | 75886F107 | 10-Jun-2022 | 2.B | Management | Y | F | F | ||
| REGENERON PHARMACEUTICALS, INC. | REGN | 75886F107 | 10-Jun-2022 | 2.C | Management | Y | F | F | ||
| REGENERON PHARMACEUTICALS, INC. | REGN | 75886F107 | 10-Jun-2022 | 3 | Management | Y | F | F | ||
| REGENERON PHARMACEUTICALS, INC. | REGN | 75886F107 | 10-Jun-2022 | 4 | Management | Y | F | F | ||
| BEIJING TONG REN TANG CHINESE MEDICINE CO LTD | Y0774V108 | 10-Jun-2022 | 5.A | Management | Y | F | F | |||
| BEIJING TONG REN TANG CHINESE MEDICINE CO LTD | Y0774V108 | 10-Jun-2022 | 5.B | Management | Y | F | F | |||
| BEIJING TONG REN TANG CHINESE MEDICINE CO LTD | Y0774V108 | 10-Jun-2022 | 5.C | Management | Y | F | F | |||
| BEIJING TONG REN TANG CHINESE MEDICINE CO LTD | Y0774V108 | 10-Jun-2022 | 1a. | Management | Y | F | F | |||
| BEIJING TONG REN TANG CHINESE MEDICINE CO LTD | Y0774V108 | 10-Jun-2022 | 1b. | Management | Y | F | F | |||
| BEIJING TONG REN TANG CHINESE MEDICINE CO LTD | Y0774V108 | 10-Jun-2022 | 1c. | Management | Y | F | F | |||
| BEIJING TONG REN TANG CHINESE MEDICINE CO LTD | Y0774V108 | 10-Jun-2022 | 1d. | Management | Y | F | F | |||
| BEIJING TONG REN TANG CHINESE MEDICINE CO LTD | Y0774V108 | 10-Jun-2022 | 2. | Management | Y | F | F | |||
| BEIJING TONG REN TANG CHINESE MEDICINE CO LTD | Y0774V108 | 10-Jun-2022 | 3. | Management | Y | F | F | |||
| AMPHASTAR PHARMACEUTICALS INC. | AMPH | 03209R103 | 10-Jun-2022 | 1a. | Management | Y | F | F | ||
| AMPHASTAR PHARMACEUTICALS INC. | AMPH | 03209R103 | 10-Jun-2022 | 1b. | Management | Y | F | F | ||
| AMPHASTAR PHARMACEUTICALS INC. | AMPH | 03209R103 | 10-Jun-2022 | 1c. | Management | Y | F | F | ||
| AMPHASTAR PHARMACEUTICALS INC. | AMPH | 03209R103 | 10-Jun-2022 | 2. | Management | Y | F | F | ||
| AMPHASTAR PHARMACEUTICALS INC. | AMPH | 03209R103 | 10-Jun-2022 | 3. | Management | Y | F | F | ||
| LABORATORIOS FARMACEUTICOS ROVI, SA | E6996D109 | 14-Jun-2022 | 1 | Management | Y | F | F | |||
| LABORATORIOS FARMACEUTICOS ROVI, SA | E6996D109 | 14-Jun-2022 | 2 | Management | Y | F | F | |||
| LABORATORIOS FARMACEUTICOS ROVI, SA | E6996D109 | 14-Jun-2022 | 3 | Management | Y | F | F | |||
| LABORATORIOS FARMACEUTICOS ROVI, SA | E6996D109 | 14-Jun-2022 | 4 | Management | Y | F | F | |||
| LABORATORIOS FARMACEUTICOS ROVI, SA | E6996D109 | 14-Jun-2022 | 5 | Management | Y | F | F | |||
| LABORATORIOS FARMACEUTICOS ROVI, SA | E6996D109 | 14-Jun-2022 | 6 | Management | Y | F | F | |||
| LABORATORIOS FARMACEUTICOS ROVI, SA | E6996D109 | 14-Jun-2022 | 7 | Management | Y | F | F | |||
| LABORATORIOS FARMACEUTICOS ROVI, SA | E6996D109 | 14-Jun-2022 | 8 | Management | Y | F | F | |||
| LABORATORIOS FARMACEUTICOS ROVI, SA | E6996D109 | 14-Jun-2022 | 9 | Management | Y | F | F | |||
| LABORATORIOS FARMACEUTICOS ROVI, SA | E6996D109 | 14-Jun-2022 | 10 | Management | Y | F | F | |||
| LABORATORIOS FARMACEUTICOS ROVI, SA | E6996D109 | 14-Jun-2022 | 11 | Management | Y | F | F | |||
| UNIQURE N.V. | QURE | N90064101 | 14-Jun-2022 | 1. | Management | Y | F | F | ||
| UNIQURE N.V. | QURE | N90064101 | 14-Jun-2022 | 2. | Management | Y | F | F | ||
| UNIQURE N.V. | QURE | N90064101 | 14-Jun-2022 | 3. | Management | Y | F | F | ||
| UNIQURE N.V. | QURE | N90064101 | 14-Jun-2022 | 4. | Management | Y | F | F | ||
| UNIQURE N.V. | QURE | N90064101 | 14-Jun-2022 | 5. | Management | Y | F | F | ||
| UNIQURE N.V. | QURE | N90064101 | 14-Jun-2022 | 6. | Management | Y | F | F | ||
| UNIQURE N.V. | QURE | N90064101 | 14-Jun-2022 | 7. | Management | Y | F | F | ||
| UNIQURE N.V. | QURE | N90064101 | 14-Jun-2022 | 8. | Management | Y | F | F | ||
| UNIQURE N.V. | QURE | N90064101 | 14-Jun-2022 | 9. | Management | Y | F | F | ||
| SONOVA HOLDING AG | H8024W106 | 15-Jun-2022 | 1.1 | Management | Y | F | F | |||
| SONOVA HOLDING AG | H8024W106 | 15-Jun-2022 | 1.2 | Management | Y | F | F | |||
| SONOVA HOLDING AG | H8024W106 | 15-Jun-2022 | 1.3 | Management | Y | F | F | |||
| SONOVA HOLDING AG | H8024W106 | 15-Jun-2022 | 1.4 | Management | Y | F | F | |||
| SONOVA HOLDING AG | H8024W106 | 15-Jun-2022 | 1.5 | Management | Y | F | F | |||
| SONOVA HOLDING AG | H8024W106 | 15-Jun-2022 | 1.6 | Management | Y | F | F | |||
| SONOVA HOLDING AG | H8024W106 | 15-Jun-2022 | 1.7 | Management | Y | F | F | |||
| SONOVA HOLDING AG | H8024W106 | 15-Jun-2022 | 1.8 | Management | Y | F | F | |||
| SONOVA HOLDING AG | H8024W106 | 15-Jun-2022 | 2. | Management | Y | F | F | |||
| SONOVA HOLDING AG | H8024W106 | 15-Jun-2022 | 3. | Management | Y | F | F | |||
| SONOVA HOLDING AG | H8024W106 | 15-Jun-2022 | 1.1 | Management | Y | F | F | |||
| SONOVA HOLDING AG | H8024W106 | 15-Jun-2022 | 1.2 | Management | Y | F | F | |||
| SONOVA HOLDING AG | H8024W106 | 15-Jun-2022 | 2 | Management | Y | F | F | |||
| SONOVA HOLDING AG | H8024W106 | 15-Jun-2022 | 3 | Management | Y | F | F | |||
| SONOVA HOLDING AG | H8024W106 | 15-Jun-2022 | 4 | Management | Y | F | F | |||
| SONOVA HOLDING AG | H8024W106 | 15-Jun-2022 | 5.1.1 | Management | Y | F | F | |||
| SONOVA HOLDING AG | H8024W106 | 15-Jun-2022 | 5.1.2 | Management | Y | F | F | |||
| SONOVA HOLDING AG | H8024W106 | 15-Jun-2022 | 5.1.3 | Management | Y | F | F | |||
| SONOVA HOLDING AG | H8024W106 | 15-Jun-2022 | 5.1.4 | Management | Y | F | F | |||
| SONOVA HOLDING AG | H8024W106 | 15-Jun-2022 | 5.1.5 | Management | Y | F | F | |||
| SONOVA HOLDING AG | H8024W106 | 15-Jun-2022 | 5.1.6 | Management | Y | F | F | |||
| SONOVA HOLDING AG | H8024W106 | 15-Jun-2022 | 5.1.7 | Management | Y | F | F | |||
| SONOVA HOLDING AG | H8024W106 | 15-Jun-2022 | 5.1.8 | Management | Y | F | F | |||
| SONOVA HOLDING AG | H8024W106 | 15-Jun-2022 | 5.1.9 | Management | Y | F | F | |||
| INCYTE CORPORATION | INCY | 45337C102 | 15-Jun-2022 | 5.2 | Management | Y | F | F | ||
| INCYTE CORPORATION | INCY | 45337C102 | 15-Jun-2022 | 5.3.1 | Management | Y | F | F | ||
| INCYTE CORPORATION | INCY | 45337C102 | 15-Jun-2022 | 5.3.2 | Management | Y | F | F | ||
| INCYTE CORPORATION | INCY | 45337C102 | 15-Jun-2022 | 5.3.3 | Management | Y | F | F | ||
| INCYTE CORPORATION | INCY | 45337C102 | 15-Jun-2022 | 5.4 | Management | Y | F | F | ||
| INCYTE CORPORATION | INCY | 45337C102 | 15-Jun-2022 | 5.5 | Management | Y | F | F | ||
| INCYTE CORPORATION | INCY | 45337C102 | 15-Jun-2022 | 6.1 | Management | Y | F | F | ||
| INCYTE CORPORATION | INCY | 45337C102 | 15-Jun-2022 | 6.2 | Management | Y | F | F | ||
| INCYTE CORPORATION | INCY | 45337C102 | 15-Jun-2022 | 7.1 | Management | Y | F | F | ||
| INCYTE CORPORATION | INCY | 45337C102 | 15-Jun-2022 | 7.2 | Management | Y | F | F | ||
| ATEA PHARMACEUTICALS, INC. | AVIR | 04683R106 | 17-Jun-2022 | 1. | Management | Y | F | F | ||
| ATEA PHARMACEUTICALS, INC. | AVIR | 04683R106 | 17-Jun-2022 | 1. | Management | Y | F | F | ||
| ATEA PHARMACEUTICALS, INC. | AVIR | 04683R106 | 17-Jun-2022 | 1. | Management | Y | F | F | ||
| ATEA PHARMACEUTICALS, INC. | AVIR | 04683R106 | 17-Jun-2022 | 2. | Management | Y | 1 | F | ||
| ATEA PHARMACEUTICALS, INC. | AVIR | 04683R106 | 17-Jun-2022 | 3. | Management | Y | F | F | ||
| H.U. GROUP HOLDINGS,INC. | J4352B101 | 21-Jun-2022 | 1 | Management | Y | F | F | |||
| H.U. GROUP HOLDINGS,INC. | J4352B101 | 21-Jun-2022 | 2 | Management | Y | F | F | |||
| H.U. GROUP HOLDINGS,INC. | J4352B101 | 21-Jun-2022 | 3 | Management | Y | F | F | |||
| H.U. GROUP HOLDINGS,INC. | J4352B101 | 21-Jun-2022 | 4 | Management | Y | F | F | |||
| H.U. GROUP HOLDINGS,INC. | J4352B101 | 21-Jun-2022 | 5 | Management | Y | F | F | |||
| H.U. GROUP HOLDINGS,INC. | J4352B101 | 21-Jun-2022 | 6 | Management | Y | F | F | |||
| H.U. GROUP HOLDINGS,INC. | J4352B101 | 21-Jun-2022 | 7 | Management | Y | F | F | |||
| H.U. GROUP HOLDINGS,INC. | J4352B101 | 21-Jun-2022 | 8 | Management | Y | F | F | |||
| H.U. GROUP HOLDINGS,INC. | J4352B101 | 21-Jun-2022 | 9 | Management | Y | F | F | |||
| STE VIRBAC SA | F97900116 | 21-Jun-2022 | 10 | Management | Y | F | F | |||
| STE VIRBAC SA | F97900116 | 21-Jun-2022 | 11 | Management | Y | F | F | |||
| STE VIRBAC SA | F97900116 | 21-Jun-2022 | 12 | Management | Y | F | F | |||
| STE VIRBAC SA | F97900116 | 21-Jun-2022 | 13 | Management | Y | F | F | |||
| STE VIRBAC SA | F97900116 | 21-Jun-2022 | 14 | Management | Y | F | F | |||
| STE VIRBAC SA | F97900116 | 21-Jun-2022 | 15 | Management | Y | F | F | |||
| STE VIRBAC SA | F97900116 | 21-Jun-2022 | 16 | Management | Y | F | F | |||
| STE VIRBAC SA | F97900116 | 21-Jun-2022 | 17 | Management | Y | F | F | |||
| STE VIRBAC SA | F97900116 | 21-Jun-2022 | 18 | Management | Y | F | F | |||
| STE VIRBAC SA | F97900116 | 21-Jun-2022 | 19 | Management | Y | F | F | |||
| STE VIRBAC SA | F97900116 | 21-Jun-2022 | 20 | Management | Y | F | F | |||
| STE VIRBAC SA | F97900116 | 21-Jun-2022 | 21 | Management | Y | F | F | |||
| STE VIRBAC SA | F97900116 | 21-Jun-2022 | 22 | Management | Y | F | F | |||
| STE VIRBAC SA | F97900116 | 21-Jun-2022 | 23 | Management | Y | F | F | |||
| STE VIRBAC SA | F97900116 | 21-Jun-2022 | 24 | Management | Y | F | F | |||
| STE VIRBAC SA | F97900116 | 21-Jun-2022 | 1 | Management | Y | F | F | |||
| STE VIRBAC SA | F97900116 | 21-Jun-2022 | 2.1 | Management | Y | F | F | |||
| STE VIRBAC SA | F97900116 | 21-Jun-2022 | 2.2 | Management | Y | F | F | |||
| STE VIRBAC SA | F97900116 | 21-Jun-2022 | 2.3 | Management | Y | F | F | |||
| STE VIRBAC SA | F97900116 | 21-Jun-2022 | 2.4 | Management | Y | F | F | |||
| STE VIRBAC SA | F97900116 | 21-Jun-2022 | 2.5 | Management | Y | F | F | |||
| STE VIRBAC SA | F97900116 | 21-Jun-2022 | 2.6 | Management | Y | F | F | |||
| STE VIRBAC SA | F97900116 | 21-Jun-2022 | 2.7 | Management | Y | F | F | |||
| STE VIRBAC SA | F97900116 | 21-Jun-2022 | 2.8 | Management | Y | F | F | |||
| JCR PHARMACEUTICALS CO.,LTD. | J2810U109 | 22-Jun-2022 | 1 | Management | Y | F | F | |||
| JCR PHARMACEUTICALS CO.,LTD. | J2810U109 | 22-Jun-2022 | 2.1 | Management | Y | F | F | |||
| JCR PHARMACEUTICALS CO.,LTD. | J2810U109 | 22-Jun-2022 | 2.2 | Management | Y | F | F | |||
| JCR PHARMACEUTICALS CO.,LTD. | J2810U109 | 22-Jun-2022 | 2.3 | Management | Y | F | F | |||
| JCR PHARMACEUTICALS CO.,LTD. | J2810U109 | 22-Jun-2022 | 2.4 | Management | Y | F | F | |||
| JCR PHARMACEUTICALS CO.,LTD. | J2810U109 | 22-Jun-2022 | 2.5 | Management | Y | F | F | |||
| JCR PHARMACEUTICALS CO.,LTD. | J2810U109 | 22-Jun-2022 | 2.6 | Management | Y | F | F | |||
| JCR PHARMACEUTICALS CO.,LTD. | J2810U109 | 22-Jun-2022 | 2.7 | Management | Y | F | F | |||
| JCR PHARMACEUTICALS CO.,LTD. | J2810U109 | 22-Jun-2022 | 2.8 | Management | Y | F | F | |||
| JCR PHARMACEUTICALS CO.,LTD. | J2810U109 | 22-Jun-2022 | 2.9 | Management | Y | F | F | |||
| JCR PHARMACEUTICALS CO.,LTD. | J2810U109 | 22-Jun-2022 | 2.10 | Management | Y | F | F | |||
| JCR PHARMACEUTICALS CO.,LTD. | J2810U109 | 22-Jun-2022 | 2.11 | Management | Y | F | F | |||
| JCR PHARMACEUTICALS CO.,LTD. | J2810U109 | 22-Jun-2022 | 3 | Management | Y | F | F | |||
| JCR PHARMACEUTICALS CO.,LTD. | J2810U109 | 22-Jun-2022 | 4 | Management | Y | F | F | |||
| TIVITY HEALTH, INC. | TVTY | 88870R102 | 23-Jun-2022 | 1. | Management | Y | F | F | ||
| TIVITY HEALTH, INC. | TVTY | 88870R102 | 23-Jun-2022 | 2. | Management | Y | F | F | ||
| TIVITY HEALTH, INC. | TVTY | 88870R102 | 23-Jun-2022 | 3. | Management | Y | F | F | ||
| TAKARA BIO INC. | J805A2106 | 24-Jun-2022 | 1 | Management | Y | F | F | |||
| TAKARA BIO INC. | J805A2106 | 24-Jun-2022 | 2 | Management | Y | F | F | |||
| TAKARA BIO INC. | J805A2106 | 24-Jun-2022 | 3.1 | Management | Y | F | F | |||
| TAKARA BIO INC. | J805A2106 | 24-Jun-2022 | 3.2 | Management | Y | F | F | |||
| TAKARA BIO INC. | J805A2106 | 24-Jun-2022 | 3.3 | Management | Y | F | F | |||
| TAKARA BIO INC. | J805A2106 | 24-Jun-2022 | 3.4 | Management | Y | F | F | |||
| TAKARA BIO INC. | J805A2106 | 24-Jun-2022 | 3.5 | Management | Y | F | F | |||
| TAKARA BIO INC. | J805A2106 | 24-Jun-2022 | 3.6 | Management | Y | F | F | |||
| TAKARA BIO INC. | J805A2106 | 24-Jun-2022 | 3.7 | Management | Y | F | F | |||
| TAKARA BIO INC. | J805A2106 | 24-Jun-2022 | 3.8 | Management | Y | F | F | |||
| TAKARA BIO INC. | J805A2106 | 24-Jun-2022 | 3.9 | Management | Y | F | F | |||
| TOPCON CORPORATION | J87473112 | 28-Jun-2022 | 1 | Management | Y | F | F | |||
| TOPCON CORPORATION | J87473112 | 28-Jun-2022 | 2.1 | Management | Y | F | F | |||
| TOPCON CORPORATION | J87473112 | 28-Jun-2022 | 2.2 | Management | Y | F | F | |||
| TOPCON CORPORATION | J87473112 | 28-Jun-2022 | 2.3 | Management | Y | F | F | |||
| TOPCON CORPORATION | J87473112 | 28-Jun-2022 | 2.4 | Management | Y | F | F | |||
| TOPCON CORPORATION | J87473112 | 28-Jun-2022 | 2.5 | Management | Y | F | F | |||
| TOPCON CORPORATION | J87473112 | 28-Jun-2022 | 2.6 | Management | Y | F | F | |||
| TOPCON CORPORATION | J87473112 | 28-Jun-2022 | 2.7 | Management | Y | F | F | |||
| TOPCON CORPORATION | J87473112 | 28-Jun-2022 | 2.8 | Management | Y | F | F | |||
| TOPCON CORPORATION | J87473112 | 28-Jun-2022 | 2.9 | Management | Y | F | F | |||
| TOPCON CORPORATION | J87473112 | 28-Jun-2022 | 2.10 | Management | Y | F | F | |||
| TOPCON CORPORATION | J87473112 | 28-Jun-2022 | 3 | Management | Y | F | F | |||
| TOPCON CORPORATION | J87473112 | 28-Jun-2022 | 4 | Management | Y | F | F | |||
| HOYA CORPORATION | J22848105 | 28-Jun-2022 | 1 | Management | Y | F | F | |||
| HOYA CORPORATION | J22848105 | 28-Jun-2022 | 2.1 | Management | Y | F | F | |||
| HOYA CORPORATION | J22848105 | 28-Jun-2022 | 2.2 | Management | Y | F | F | |||
| HOYA CORPORATION | J22848105 | 28-Jun-2022 | 2.3 | Management | Y | F | F | |||
| HOYA CORPORATION | J22848105 | 28-Jun-2022 | 2.4 | Management | Y | F | F | |||
| HOYA CORPORATION | J22848105 | 28-Jun-2022 | 2.5 | Management | Y | F | F | |||
| HOYA CORPORATION | J22848105 | 28-Jun-2022 | 2.6 | Management | Y | F | F | |||
| HOYA CORPORATION | J22848105 | 28-Jun-2022 | 2.7 | Management | Y | F | F | |||
| HOYA CORPORATION | J22848105 | 28-Jun-2022 | 2.8 | Management | Y | F | F | |||
| SHIN NIPPON BIOMEDICAL LABORATORIES,LTD. | J7367W101 | 28-Jun-2022 | 2.9 | Management | Y | F | F | |||
| SHIN NIPPON BIOMEDICAL LABORATORIES,LTD. | J7367W101 | 28-Jun-2022 | 1.1 | Management | Y | F | F | |||
| SHIN NIPPON BIOMEDICAL LABORATORIES,LTD. | J7367W101 | 28-Jun-2022 | 1.2 | Management | Y | F | F | |||
| SHIN NIPPON BIOMEDICAL LABORATORIES,LTD. | J7367W101 | 28-Jun-2022 | 1.3 | Management | Y | F | F | |||
| SHIN NIPPON BIOMEDICAL LABORATORIES,LTD. | J7367W101 | 28-Jun-2022 | 1.4 | Management | Y | F | F | |||
| SHIN NIPPON BIOMEDICAL LABORATORIES,LTD. | J7367W101 | 28-Jun-2022 | 1.5 | Management | Y | F | F | |||
| SHIN NIPPON BIOMEDICAL LABORATORIES,LTD. | J7367W101 | 28-Jun-2022 | 1.6 | Management | Y | F | F | |||
| SHIN NIPPON BIOMEDICAL LABORATORIES,LTD. | J7367W101 | 28-Jun-2022 | 1.7 | Management | Y | F | F | |||
| SHIN NIPPON BIOMEDICAL LABORATORIES,LTD. | J7367W101 | 28-Jun-2022 | 1.8 | Management | Y | F | F | |||
| SHIN NIPPON BIOMEDICAL LABORATORIES,LTD. | J7367W101 | 28-Jun-2022 | 2 | Management | Y | F | F | |||
| NIHON KOHDEN CORPORATION | J50538115 | 28-Jun-2022 | 1 | Management | Y | F | F | |||
| NIHON KOHDEN CORPORATION | J50538115 | 28-Jun-2022 | 2 | Management | Y | F | F | |||
| NIHON KOHDEN CORPORATION | J50538115 | 28-Jun-2022 | 3.1 | Management | Y | F | F | |||
| NIHON KOHDEN CORPORATION | J50538115 | 28-Jun-2022 | 3.2 | Management | Y | F | F | |||
| NIHON KOHDEN CORPORATION | J50538115 | 28-Jun-2022 | 3.3 | Management | Y | F | F | |||
| NIHON KOHDEN CORPORATION | J50538115 | 28-Jun-2022 | 3.4 | Management | Y | F | F | |||
| NIHON KOHDEN CORPORATION | J50538115 | 28-Jun-2022 | 3.5 | Management | Y | F | F | |||
| NIHON KOHDEN CORPORATION | J50538115 | 28-Jun-2022 | 3.6 | Management | Y | F | F | |||
| NIHON KOHDEN CORPORATION | J50538115 | 28-Jun-2022 | 3.7 | Management | Y | F | F | |||
| NIHON KOHDEN CORPORATION | J50538115 | 28-Jun-2022 | 3.8 | Management | Y | F | F | |||
| NIHON KOHDEN CORPORATION | J50538115 | 28-Jun-2022 | 3.9 | Management | Y | F | F | |||
| NIHON KOHDEN CORPORATION | J50538115 | 28-Jun-2022 | 4.1 | Management | Y | F | F | |||
| NIHON KOHDEN CORPORATION | J50538115 | 28-Jun-2022 | 4.2 | Management | Y | F | F | |||
| NIHON KOHDEN CORPORATION | J50538115 | 28-Jun-2022 | 5 | Management | Y | F | F | |||
| BML,INC. | J0447V102 | 29-Jun-2022 | 1 | Management | Y | F | F | |||
| BML,INC. | J0447V102 | 29-Jun-2022 | 2 | Management | Y | F | F | |||
| BML,INC. | J0447V102 | 29-Jun-2022 | 3.1 | Management | Y | F | F | |||
| BML,INC. | J0447V102 | 29-Jun-2022 | 3.2 | Management | Y | F | F | |||
| BML,INC. | J0447V102 | 29-Jun-2022 | 3.3 | Management | Y | F | F | |||
| BML,INC. | J0447V102 | 29-Jun-2022 | 3.4 | Management | Y | F | F | |||
| BML,INC. | J0447V102 | 29-Jun-2022 | 3.5 | Management | Y | F | F | |||
| BML,INC. | J0447V102 | 29-Jun-2022 | 3.6 | Management | Y | F | F | |||
| BML,INC. | J0447V102 | 29-Jun-2022 | 3.7 | Management | Y | F | F | |||
| BML,INC. | J0447V102 | 29-Jun-2022 | 3.8 | Management | Y | F | F | |||
| BML,INC. | J0447V102 | 29-Jun-2022 | 3.9 | Management | Y | F | F | |||
| BML,INC. | J0447V102 | 29-Jun-2022 | 4 | Management | Y | F | F | |||
| Registrant:Anfield Universal Fixed Income Fund | Item 1, Exhibit 4 | |||||||||
| Investment Company Act file number: 811- 22718 | ||||||||||
| Reporting Period: July 1, 2021-June 30, 2022 | ||||||||||
| FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
| NO PROXIES VOTED DURING REPORTING PERIOD | ||||||||||
| Registrant: Anfield Dynamic Fixed Income ETF | Item 1, Exhibit 5 | |||||||||
| Investment Company Act file number: 811- 22718 | ||||||||||
| Reporting Period: July 1, 2021-June 30, 2022 | ||||||||||
| FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
| NO PROXIES VOTED DURING REPORTING PERIOD | ||||||||||
| Registrant: Affinity World Leaders Equity ETF | Item 1, Exhibit 6 | |||||||||||||||
| Investment Company Act file number: 811- 22718 | ||||||||||||||||
| Reporting Period: July 1, 2021-June 30, 2022 | ||||||||||||||||
| Vote Summary | ||||||||||||||||
| 3I GROUP PLC | ||||||||||||||||
| Security | G88473148 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 01-Jul-2021 | ||||||||||||||
| ISIN | GB00B1YW4409 | Agenda | 714220352 - Management | |||||||||||||
| Record Date | Holding Recon Date | 29-Jun-2021 | ||||||||||||||
| City / | Country | LONDON | / | United Kingdom |
Vote Deadline Date | 25-Jun-2021 | ||||||||||
| SEDOL(s) | B1YW440 - B23CDD0 - BKSG2Q9 | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1 | TO RECEIVE AND CONSIDER THE COMPANY'S ACCOUNTS AND THE REPORTS OF THE DIRECTORS AND THE AUDITOR FOR THE YEAR TO 31 MARCH 2021 |
Management | For | For | ||||||||||||
| 2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR TO 31 MARCH 2021 |
Management | For | For | ||||||||||||
| 3 | TO DECLARE A DIVIDEND OF 21P PER ORDINARY SHARE FOR THE YEAR TO 31 MARCH 2021, PAYABLE TO SHAREHOLDERS WHOSE NAMES APPEAR ON THE REGISTER OF MEMBERS AT CLOSE OF BUSINESS ON 18 JUNE 2021 |
Management | For | For | ||||||||||||
| 4 | TO REAPPOINT MRS C J BANSZKY AS A DIRECTOR | Management | For | For | ||||||||||||
| 5 | TO REAPPOINT MR S A BORROWS AS A DIRECTOR | Management | For | For | ||||||||||||
| 6 | TO REAPPOINT MR S W DAINTITH AS A DIRECTOR | Management | For | For | ||||||||||||
| 7 | TO REAPPOINT MR D A M HUTCHISON AS A DIRECTOR |
Management | For | For | ||||||||||||
| 8 | TO REAPPOINT MS C L MCCONVILLE AS A DIRECTOR |
Management | For | For | ||||||||||||
| 9 | TO REAPPOINT MR P A MCKELLAR AS A DIRECTOR | Management | For | For | ||||||||||||
| 10 | TO REAPPOINT MS A SCHAAPVELD AS A DIRECTOR | Management | For | For | ||||||||||||
| 11 | TO REAPPOINT MR S R THOMPSON AS A DIRECTOR | Management | For | For | ||||||||||||
| 12 | TO REAPPOINT MRS J S WILSON AS A DIRECTOR | Management | For | For | ||||||||||||
| 13 | TO APPOINT KPMG LLP AS AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL THE END OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE MEMBERS |
Management | For | For | ||||||||||||
| 14 | TO AUTHORISE THE DIRECTORS, ACTING THROUGH THE AUDIT AND COMPLIANCE COMMITTEE, TO FIX THE AUDITOR'S REMUNERATION |
Management | For | For | ||||||||||||
| 15 | THAT THE COMPANY AND ANY COMPANY WHICH IS OR BECOMES A SUBSIDIARY OF THE COMPANY AT ANY TIME DURING THE PERIOD FOR WHICH THIS RESOLUTION HAS EFFECT BE AUTHORISED TO: A) MAKE POLITICAL DONATIONS TO POLITICAL PARTIES AND/OR INDEPENDENT ELECTION |
Management | For | For | ||||||||||||
| CANDIDATES NOT EXCEEDING GBP 20,000 IN TOTAL; B) MAKE POLITICAL DONATIONS TO POLITICAL ORGANISATIONS OTHER THAN POLITICAL PARTIES NOT EXCEEDING GBP 20,000 IN TOTAL; AND C) INCUR POLITICAL EXPENDITURE NOT EXCEEDING GBP 20,000 IN TOTAL, DURING THE PERIOD UNTIL THE END OF NEXT YEAR'S ANNUAL GENERAL MEETING (OR, IF EARLIER, UNTIL THE CLOSE OF BUSINESS ON 30 SEPTEMBER 2022) PROVIDED THAT THE AGGREGATE AMOUNT OF POLITICAL DONATIONS AND POLITICAL EXPENDITURE MADE OR INCURRED BY THE COMPANY AND ITS SUBSIDIARIES PURSUANT TO THIS RESOLUTION SHALL NOT EXCEED GBP 20,000. ANY TERMS USED IN THIS RESOLUTION WHICH ARE DEFINED IN PART 14 OF THE COMPANIES ACT 2006 SHALL BEAR THE SAME MEANING FOR THE PURPOSES OF THIS RESOLUTION |
||||||||||||||||
| 16 | THAT THE DIRECTORS BE GENERALLY AND UNCONDITIONALLY AUTHORISED, IN SUBSTITUTION FOR ALL SUBSISTING AUTHORITIES, TO ALLOT SHARES IN THE COMPANY AND TO GRANT RIGHTS TO SUBSCRIBE FOR OR CONVERT ANY SECURITY INTO SHARES IN THE COMPANY: A) UP TO A NOMINAL AMOUNT OF GBP 239,606,624 (SUCH AMOUNT TO BE REDUCED BY THE NOMINAL AMOUNT ALLOTTED OR GRANTED UNDER PARAGRAPH (B) BELOW IN EXCESS OF SUCH SUM); AND B) COMPRISING EQUITY SECURITIES (AS DEFINED IN SECTION 560(1) OF THE COMPANIES ACT 2006) UP TO A NOMINAL AMOUNT OF GBP 479,213,247 (SUCH AMOUNT TO BE REDUCED BY ANY ALLOTMENTS OR GRANTS MADE UNDER PARAGRAPH (A) ABOVE) IN CONNECTION WITH AN OFFER BY WAY OF A RIGHTS ISSUE: I. TO ORDINARY SHAREHOLDERS IN PROPORTION (AS NEARLY AS MAY BE PRACTICABLE) TO THEIR EXISTING HOLDINGS; AND II. TO HOLDERS OF OTHER EQUITY SECURITIES AS REQUIRED BY THE RIGHTS OF THOSE SECURITIES OR AS THE DIRECTORS OTHERWISE CONSIDER NECESSARY, AND SO THAT THE DIRECTORS MAY IMPOSE ANY LIMITS OR RESTRICTIONS AND MAKE ANY ARRANGEMENTS WHICH THEY CONSIDER NECESSARY OR APPROPRIATE TO DEAL WITH TREASURY SHARES, FRACTIONAL ENTITLEMENTS, RECORD DATES, LEGAL, REGULATORY OR PRACTICAL PROBLEMS IN, OR UNDER THE LAWS OF, ANY TERRITORY OR ANY OTHER MATTER, SUCH AUTHORITIES TO APPLY UNTIL THE END OF NEXT YEAR'S ANNUAL GENERAL MEETING (OR, IF EARLIER, UNTIL THE CLOSE OF BUSINESS ON 30 SEPTEMBER 2022) BUT, IN EACH CASE, DURING THIS PERIOD THE COMPANY MAY MAKE OFFERS AND ENTER INTO AGREEMENTS WHICH WOULD, OR MIGHT, REQUIRE SHARES TO BE ALLOTTED OR RIGHTS TO SUBSCRIBE FOR OR CONVERT |
Management | For | For | ||||||||||||
| SECURITIES INTO SHARES TO BE GRANTED AFTER THE AUTHORITY ENDS AND THE DIRECTORS MAY ALLOT SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR OR CONVERT SECURITIES INTO SHARES UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT ENDED |
||||||||||||||||
| 17 | THAT, IF RESOLUTION 16 IS PASSED, THE DIRECTORS BE GIVEN THE POWER TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE COMPANIES ACT 2006) FOR CASH UNDER THE AUTHORITY GIVEN BY RESOLUTION 16 AND/OR TO SELL ORDINARY SHARES HELD BY THE COMPANY AS TREASURY SHARES FOR CASH AS IF SECTION 561 OF THE COMPANIES ACT 2006 DID NOT APPLY TO ANY SUCH ALLOTMENT OR SALE, SUCH POWER TO BE LIMITED: A) TO THE ALLOTMENT OF EQUITY SECURITIES AND SALE OF TREASURY SHARES FOR CASH IN CONNECTION WITH AN OFFER OF, OR INVITATION TO APPLY FOR, EQUITY SECURITIES (BUT IN THE CASE OF THE AUTHORITY GRANTED UNDER PARAGRAPH (B) OF RESOLUTION 16, BY WAY OF A RIGHTS ISSUE ONLY): I. TO ORDINARY SHAREHOLDERS IN PROPORTION (AS NEARLY AS MAY BE PRACTICABLE) TO THEIR EXISTING HOLDINGS; AND II. TO HOLDERS OF OTHER EQUITY SECURITIES, AS REQUIRED BY THE RIGHTS OF THOSE SECURITIES, OR AS THE DIRECTORS OTHERWISE CONSIDER NECESSARY, AND SO THAT THE DIRECTORS MAY IMPOSE ANY LIMITS OR RESTRICTIONS AND MAKE ANY ARRANGEMENTS WHICH THEY CONSIDER NECESSARY OR APPROPRIATE TO DEAL WITH TREASURY SHARES, FRACTIONAL ENTITLEMENTS, RECORD DATES, LEGAL, REGULATORY OR PRACTICAL PROBLEMS IN, OR UNDER THE LAWS OF, ANY TERRITORY OR ANY OTHER MATTER; AND B) IN THE CASE OF THE AUTHORITY GRANTED UNDER PARAGRAPH (A) OF RESOLUTION 16 AND/OR IN THE CASE OF ANY SALE OF TREASURY SHARES FOR CASH, TO THE ALLOTMENT (OTHERWISE THAN UNDER PARAGRAPH (A) ABOVE) OF EQUITY SECURITIES OR SALE OF TREASURY SHARES UP TO A NOMINAL AMOUNT OF GBP 35,940,993, SUCH POWER TO APPLY UNTIL THE END OF NEXT YEAR'S ANNUAL GENERAL MEETING (OR, IF EARLIER, UNTIL THE CLOSE OF BUSINESS ON 30 SEPTEMBER 2022) BUT, IN EACH CASE, DURING THIS PERIOD THE COMPANY MAY MAKE OFFERS, AND ENTER INTO AGREEMENTS, WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED (AND TREASURY SHARES TO BE SOLD) AFTER THE POWER ENDS AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES (AND SELL TREASURY SHARES) UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE POWER HAD NOT ENDED |
Management | For | For | ||||||||||||
| 18 | THAT, IF RESOLUTION 16 IS PASSED, THE DIRECTORS BE GIVEN THE POWER IN ADDITION TO ANY POWER GRANTED UNDER RESOLUTION 17 TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE COMPANIES ACT 2006) FOR CASH UNDER THE AUTHORITY GRANTED UNDER PARAGRAPH (A) OF RESOLUTION 16 AND/OR TO SELL ORDINARY SHARES HELD BY THE COMPANY AS TREASURY SHARES FOR CASH AS IF SECTION 561 OF THE COMPANIES ACT 2006 DID NOT APPLY TO ANY SUCH ALLOTMENT OR SALE, SUCH POWER TO BE: A) LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES OR SALE OF TREASURY SHARES UP TO A NOMINAL AMOUNT OF GBP 35,940,993; AND B) USED ONLY FOR THE PURPOSES OF FINANCING A TRANSACTION WHICH THE DIRECTORS OF THE COMPANY DETERMINE TO BE AN ACQUISITION OR OTHER CAPITAL INVESTMENT OF A KIND CONTEMPLATED BY THE STATEMENT OF PRINCIPLES ON DISAPPLYING PRE-EMPTION RIGHTS MOST RECENTLY PUBLISHED BY THE PRE- EMPTION GROUP PRIOR TO THE DATE OF THIS NOTICE OR FOR THE PURPOSES OF REFINANCING SUCH A TRANSACTION WITHIN SIX MONTHS OF IT TAKING PLACE, SUCH POWER TO APPLY UNTIL THE END OF NEXT YEAR'S ANNUAL GENERAL MEETING (OR, IF EARLIER, UNTIL THE CLOSE OF BUSINESS ON 30 SEPTEMBER 2022) BUT, IN EACH CASE, DURING THIS PERIOD THE COMPANY MAY MAKE OFFERS, AND ENTER INTO AGREEMENTS, WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED (AND TREASURY SHARES TO BE SOLD) AFTER THE POWER ENDS AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES (AND SELL TREASURY SHARES) UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE POWER HAD NOT ENDED |
Management | For | For | ||||||||||||
| 19 | THAT THE COMPANY BE AUTHORISED TO MAKE ONE OR MORE MARKET PURCHASES (AS DEFINED IN SECTION 693(4) OF THE COMPANIES ACT 2006) OF ITS ORDINARY SHARES OF 73 19/22P EACH SUCH POWER TO BE LIMITED: A) TO A MAXIMUM NUMBER OF 97,000,000 ORDINARY SHARES; B) BY THE CONDITION THAT THE MINIMUM PRICE WHICH MAY BE PAID FOR AN ORDINARY SHARE IS THE NOMINAL AMOUNT OF THAT SHARE; AND C) BY THE CONDITION THAT THE MAXIMUM PRICE WHICH MAY BE PAID FOR AN ORDINARY SHARE IS THE HIGHEST OF: I. AN AMOUNT EQUAL TO 5% ABOVE THE AVERAGE MARKET VALUE OF AN ORDINARY SHARE FOR THE FIVE BUSINESS DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH THAT ORDINARY SHARE IS CONTRACTED TO BE PURCHASED; AND II. THE HIGHER OF THE PRICE OF THE LAST INDEPENDENT TRADE AND THE HIGHEST CURRENT INDEPENDENT PURCHASE BID ON THE TRADING VENUES WHERE THE PURCHASE IS CARRIED OUT, |
Management | For | For | ||||||||||||
| IN EACH CASE, EXCLUSIVE OF EXPENSES, SUCH AUTHORITY TO APPLY UNTIL THE END OF NEXT YEAR'S ANNUAL GENERAL MEETING (OR, IF EARLIER, UNTIL THE CLOSE OF BUSINESS ON 30 SEPTEMBER 2022) BUT IN EACH CASE SO THAT THE COMPANY MAY ENTER INTO A CONTRACT TO PURCHASE ORDINARY SHARES WHICH WOULD OR MIGHT BE COMPLETED OR EXECUTED WHOLLY OR PARTLY AFTER THE AUTHORITY ENDS AND THE COMPANY MAY PURCHASE ORDINARY SHARES PURSUANT TO ANY SUCH CONTRACT AS IF THE AUTHORITY HAD NOT ENDED |
||||||||||||||||
| 20 | THAT A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE |
Management | For | For | ||||||||||||
| BT GROUP PLC | ||||||||||||||||
| Security | G16612106 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 15-Jul-2021 | ||||||||||||||
| ISIN | GB0030913577 | Agenda | 714356210 - Management | |||||||||||||
| Record Date | Holding Recon Date | 13-Jul-2021 | ||||||||||||||
| City / | Country | LONDON | / | United Kingdom |
Vote Deadline Date | 09-Jul-2021 | ||||||||||
| SEDOL(s) | 3091357 - B014679 - BL6CC33 | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1 | ANNUAL REPORT AND ACCOUNTS | Management | For | For | ||||||||||||
| 2 | REPORT ON DIRECTORS REMUNERATION | Management | For | For | ||||||||||||
| 3 | RE-ELECT JAN DU PLESSIS | Management | For | For | ||||||||||||
| 4 | RE-ELECT PHILIP JANSEN | Management | For | For | ||||||||||||
| 5 | RE-ELECT SIMON LOWTH | Management | For | For | ||||||||||||
| 6 | RE-ELECT ADEL AL-SALEH | Management | For | For | ||||||||||||
| 7 | RE-ELECT SIR IAN CHESHIRE | Management | For | For | ||||||||||||
| 8 | RE-ELECT IAIN CONN | Management | For | For | ||||||||||||
| 9 | RE-ELECT ISABEL HUDSON | Management | For | For | ||||||||||||
| 10 | RE-ELECT MATTHEW KEY | Management | For | For | ||||||||||||
| 11 | RE-ELECT ALLISON KIRKBY | Management | For | For | ||||||||||||
| 12 | RE-ELECT LEENA NAIR | Management | For | For | ||||||||||||
| 13 | RE-ELECT SARA WELLER | Management | For | For | ||||||||||||
| 14 | AUDITORS RE-APPOINTMENTS: KPMG LLP | Management | For | For | ||||||||||||
| 15 | AUDITORS REMUNERATION | Management | For | For | ||||||||||||
| 16 | AUTHORITY TO ALLOT SHARES | Management | For | For | ||||||||||||
| 17 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | For | For | ||||||||||||
| 18 | FURTHER DISAPPLICATION OF PRE-EMPTION RIGHTS |
Management | For | For | ||||||||||||
| 19 | AUTHORITY TO PURCHASE OWN SHARES | Management | For | For | ||||||||||||
| 20 | 14 DAYS NOTICE OF MEETING | Management | For | For | ||||||||||||
| 21 | AUTHORITY FOR POLITICAL DONATIONS | Management | For | For | ||||||||||||
| 22 | ARTICLES OF ASSOCIATION | Management | For | For | ||||||||||||
| CMMT | 16 JUNE 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 14. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU |
Non-Voting | ||||||||||||||
| SSE PLC | ||||||||||||||||
| Security | G8842P102 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 22-Jul-2021 | ||||||||||||||
| ISIN | GB0007908733 | Agenda | 714387506 - Management | |||||||||||||
| Record Date | Holding Recon Date | 20-Jul-2021 | ||||||||||||||
| City / | Country | PERTH | / | United Kingdom |
Vote Deadline Date | 16-Jul-2021 | ||||||||||
| SEDOL(s) | 0790873 - 5626832 - BL6CBM5 | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1 | RECEIVE THE REPORT AND ACCOUNTS | Management | For | For | ||||||||||||
| 2 | APPROVE THE REMUNERATION REPORT | Management | For | For | ||||||||||||
| 3 | DECLARE A FINAL DIVIDEND | Management | For | For | ||||||||||||
| 4 | RE-APPOINT GREGOR ALEXANDER | Management | For | For | ||||||||||||
| 5 | RE-APPOINT SUE BRUCE | Management | For | For | ||||||||||||
| 6 | RE-APPOINT TONY COCKER | Management | For | For | ||||||||||||
| 7 | RE-APPOINT PETER LYNAS | Management | For | For | ||||||||||||
| 8 | RE-APPOINT HELEN MAHY | Management | For | For | ||||||||||||
| 9 | APPOINT JOHN MANZONI | Management | For | For | ||||||||||||
| 10 | RE-APPOINT ALISTAIR PHILLIPS-DAVIES | Management | For | For | ||||||||||||
| 11 | RE-APPOINT MARTIN PIBWORTH | Management | For | For | ||||||||||||
| 12 | RE-APPOINT MELANIE SMITH | Management | For | For | ||||||||||||
| 13 | RE-APPOINT ANGELA STRANK | Management | For | For | ||||||||||||
| 14 | APPOINT ERNST AND YOUNG LLP AS AUDITOR | Management | For | For | ||||||||||||
| 15 | AUTHORISE THE AUDIT COMMITTEE TO AGREE THE AUDITOR'S REMUNERATION |
Management | For | For | ||||||||||||
| 16 | AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management | For | For | ||||||||||||
| 17 | AUTHORISE THE DIRECTORS TO RENEW THE SCRIP DIVIDEND SCHEME |
Management | For | For | ||||||||||||
| 18 | AUTHORISE THE DIRECTORS TO RENEW THE SHARESAVE SCHEME |
Management | For | For | ||||||||||||
| 19 | APPROVE ON AN ADVISORY BASIS THE NET ZERO TRANSITION REPORT FROM THE NEXT AGM |
Management | For | For | ||||||||||||
| 20 | SPECIAL RESOLUTION TO DISAPPLY PRE-EMPTION RIGHTS |
Management | For | For | ||||||||||||
| 21 | SPECIAL RESOLUTION TO EMPOWER THE COMPANY TO PURCHASE ITS OWN ORDINARY SHARES |
Management | For | For | ||||||||||||
| 22 | SPECIAL RESOLUTION TO APPROVE 14 DAYS' NOTICE OF GENERAL MEETINGS |
Management | For | For | ||||||||||||
| 23 | SPECIAL RESOLUTION TO APPROVE AMENDMENTS TO THE COMPANY'S ARTICLES OF ASSOCIATION |
Management | For | For | ||||||||||||
| VOLKSWAGEN AG | ||||||||||||||||
| Security | D94523103 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 22-Jul-2021 | ||||||||||||||
| ISIN | DE0007664039 | Agenda | 714414365 - Management | |||||||||||||
| Record Date | 30-Jun-2021 | Holding Recon Date | 30-Jun-2021 | |||||||||||||
| City / | Country | BERLIN | / | Germany | Vote Deadline Date | 12-Jul-2021 | ||||||||||
| SEDOL(s) | 0309291 - 5497168 - 5497276 - BD9NCZ9 - BF0Z8F0 - BG43NJ6 |
Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU |
Non-Voting | ||||||||||||||
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020 |
Non-Voting | ||||||||||||||
| 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 4.80 PER ORDINARY SHARE AND EUR 4.86 PER PREFERRED SHARE |
Management | For | For | ||||||||||||
| 3.1 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER H. DIESS FOR FISCAL YEAR 2020 |
Management | Against | Against | ||||||||||||
| 3.2 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER O. BLUME FOR FISCAL YEAR 2020 |
Management | Against | Against | ||||||||||||
| 3.3 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER M. DUESMANN (FROM APRIL 1, 2020) FOR FISCAL YEAR 2020 |
Management | Against | Against | ||||||||||||
| 3.4 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER G. KILIAN FOR FISCAL YEAR 2020 |
Management | Against | Against | ||||||||||||
| 3.5 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER A. RENSCHLER (UNTIL JULY 15, 2020) FOR FISCAL YEAR 2020 |
Management | Against | Against | ||||||||||||
| 3.6 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER A. SCHOT (UNTIL MARCH 31, 2020) FOR FISCAL YEAR 2020 |
Management | Against | Against | ||||||||||||
| 3.7 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER S. SOMMER (UNTIL JUNE 30, 2020) FOR FISCAL YEAR 2020 |
Management | Against | Against | ||||||||||||
| 3.8 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER H. D. WERNER FOR FISCAL YEAR 2020 |
Management | Against | Against | ||||||||||||
| 3.9 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER F. WITTER FOR FISCAL YEAR 2020 |
Management | Against | Against | ||||||||||||
| 4.1 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER H.D. POETSCH FOR FISCAL YEAR 2020 |
Management | Against | Against | ||||||||||||
| 4.2 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER J. HOFMANN FOR FISCAL YEAR 2020 |
Management | Against | Against | ||||||||||||
| 4.3 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER H.A. AL ABDULLA FOR FISCAL YEAR 2020 |
Management | Against | Against | ||||||||||||
| 4.4 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER H. S. AL JABER FOR FISCAL YEAR 2020 |
Management | Against | Against | ||||||||||||
| 4.5 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER B. ALTHUSMANN FOR FISCAL YEAR 2020 |
Management | Against | Against | ||||||||||||
| 4.6 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER K. BLIESENER (FROM JUNE 20, 2020) FOR FISCAL YEAR 2020 |
Management | Against | Against | ||||||||||||
| 4.7 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER H.-P. FISCHER FOR FISCAL YEAR 2020 |
Management | Against | Against | ||||||||||||
| 4.8 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER M. HEISS FOR FISCAL YEAR 2020 |
Management | Against | Against | ||||||||||||
| 4.9 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER J. JAERVKLO (UNTIL MAY 29, 2020) FOR FISCAL YEAR 2020 |
Management | Against | Against | ||||||||||||
| 4.10 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER U. JAKOB FOR FISCAL YEAR 2020 |
Management | Against | Against | ||||||||||||
| 4.11 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER L. KIESLING FOR FISCAL YEAR 2020 |
Management | Against | Against | ||||||||||||
| 4.12 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER P. MOSCH FOR FISCAL YEAR 2020 |
Management | Against | Against | ||||||||||||
| 4.13 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER B. MURKOVIC FOR FISCAL YEAR 2020 |
Management | Against | Against | ||||||||||||
| 4.14 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER B. OSTERLOH FOR FISCAL YEAR 2020 |
Management | Against | Against | ||||||||||||
| 4.15 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER H.M. PIECH FOR FISCAL YEAR 2020 |
Management | Against | Against | ||||||||||||
| 4.16 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER F.O. PORSCHE FOR FISCAL YEAR 2020 |
Management | Against | Against | ||||||||||||
| 4.17 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER W. PORSCHE FOR FISCAL YEAR 2020 |
Management | Against | Against | ||||||||||||
| 4.18 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER C. SCHOENHARDT FOR FISCAL YEAR 2020 |
Management | Against | Against | ||||||||||||
| 4.19 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER A. STIMONIARIS FOR FISCAL YEAR 2020 |
Management | Against | Against | ||||||||||||
| 4.20 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER S. WEIL FOR FISCAL YEAR 2020 |
Management | Against | Against | ||||||||||||
| 4.21 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER W. WERESCH FOR FISCAL YEAR 2020 |
Management | Against | Against | ||||||||||||
| 5.1 | ELECT LOUISE KIESLING TO THE SUPERVISORY BOARD |
Management | Against | Against | ||||||||||||
| 5.2 | ELECT HANS POETSCH TO THE SUPERVISORY BOARD |
Management | Against | Against | ||||||||||||
| 6 | APPROVE REMUNERATION POLICY | Management | Against | Against | ||||||||||||
| 7 | APPROVE REMUNERATION OF SUPERVISORY BOARD |
Management | For | For | ||||||||||||
| 8 | AMEND ARTICLES RE: ABSENTEE VOTE | Management | For | For | ||||||||||||
| 9 | AMEND ARTICLES RE: INTERIM DIVIDEND | Management | For | For | ||||||||||||
| 10.1 | APPROVE DISPUTE SETTLEMENT AGREEMENT WITH FORMER MANAGEMENT BOARD CHAIRMAN MARTIN WINTERKORN |
Management | For | For | ||||||||||||
| 10.2 | APPROVE DISPUTE SETTLEMENT AGREEMENT WITH FORMER MANAGEMENT BOARD MEMBER RUPERT STADLER |
Management | For | For | ||||||||||||
| 11 | APPROVE DISPUTE SETTLEMENT AGREEMENT WITH D&O-VERSICHERUNG |
Management | For | For | ||||||||||||
| 12 | RATIFY ERNST & YOUNG GMBH AS AUDITORS FOR FISCAL YEAR 2021 |
Management | Against | Against | ||||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 604743 DUE TO RECEIPT OF-SPLIT FOR RESOLUTION 10. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK-YOU. |
Non-Voting | ||||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE |
Non-Voting | ||||||||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE |
Non-Voting | ||||||||||||||
| CMMT | PLEASE NOTE THAT THESE SHARES HAVE NO VOTING RIGHTS SO PLEASE DO NOT VOTE ON-THE AGENDA ITEM ON THE PLATFORM. ANY VOTES SUBMITTED ON THE PLATFORM WILL BE-BE REJECTED. HOWEVER, IF YOU WISH TO ATTEND THE MEETING INSTEAD, YOU MAY-APPLY FOR AN ENTRANCE CARD VIA THE MEETING ATTENDANCE PROCESS |
Non-Voting | ||||||||||||||
| CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE |
Non-Voting | ||||||||||||||
| MCKESSON CORPORATION | ||||||||||||||||
| Security | 58155Q103 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | MCK | Meeting Date | 23-Jul-2021 | |||||||||||||
| ISIN | US58155Q1031 | Agenda | 935457425 - Management | |||||||||||||
| Record Date | 28-May-2021 | Holding Recon Date | 28-May-2021 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 22-Jul-2021 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1A. | Election of Director for a one-year term: Dominic J. Caruso |
Management | For | For | ||||||||||||
| 1B. | Election of Director for a one-year term: Donald R. Knauss |
Management | For | For | ||||||||||||
| 1C. | Election of Director for a one-year term: Bradley E. Lerman |
Management | For | For | ||||||||||||
| 1D. | Election of Director for a one-year term: Linda P. Mantia | Management | For | For | ||||||||||||
| 1E. | Election of Director for a one-year term: Maria Martinez | Management | For | For | ||||||||||||
| 1F. | Election of Director for a one-year term: Edward A. Mueller |
Management | For | For | ||||||||||||
| 1G. | Election of Director for a one-year term: Susan R. Salka | Management | For | For | ||||||||||||
| 1H. | Election of Director for a one-year term: Brian S. Tyler | Management | For | For | ||||||||||||
| 1I. | Election of Director for a one-year term: Kenneth E. Washington |
Management | For | For | ||||||||||||
| 2. | Ratification of the appointment of Deloitte & Touche LLP as the company's independent registered public accounting firm for the fiscal year ending March 31, 2022. |
Management | For | For | ||||||||||||
| 3. | Advisory vote on executive compensation. | Management | For | For | ||||||||||||
| 4. | Shareholder proposal on action by written consent of shareholders. |
Shareholder | Against | For | ||||||||||||
| QORVO, INC. | ||||||||||||||||
| Security | 74736K101 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | QRVO | Meeting Date | 10-Aug-2021 | |||||||||||||
| ISIN | US74736K1016 | Agenda | 935466258 - Management | |||||||||||||
| Record Date | 17-Jun-2021 | Holding Recon Date | 17-Jun-2021 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 09-Aug-2021 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1. | DIRECTOR | Management | ||||||||||||||
| 1 | Ralph G. Quinsey | For | For | |||||||||||||
| 2 | Robert A. Bruggeworth | For | For | |||||||||||||
| 3 | Judy Bruner | For | For | |||||||||||||
| 4 | Jeffery R. Gardner | For | For | |||||||||||||
| 5 | John R. Harding | For | For | |||||||||||||
| 6 | David H. Y. Ho | For | For | |||||||||||||
| 7 | Roderick D. Nelson | For | For | |||||||||||||
| 8 | Dr. Walden C. Rhines | For | For | |||||||||||||
| 9 | Susan L. Spradley | For | For | |||||||||||||
| 2. | To approve, on an advisory basis, the compensation of our Named Executive Officers (as defined in the proxy statement). |
Management | For | For | ||||||||||||
| 3. | To vote, on an advisory basis, on the frequency of future advisory votes on the compensation of our Named Executive Officers. |
Management | 1 Year | For | ||||||||||||
| 4. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending April 2, 2022. |
Management | For | For | ||||||||||||
| DXC TECHNOLOGY COMPANY | ||||||||||||||||
| Security | 23355L106 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | DXC | Meeting Date | 17-Aug-2021 | |||||||||||||
| ISIN | US23355L1061 | Agenda | 935469963 - Management | |||||||||||||
| Record Date | 21-Jun-2021 | Holding Recon Date | 21-Jun-2021 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 16-Aug-2021 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1A. | Election of Director: Mukesh Aghi | Management | For | For | ||||||||||||
| 1B. | Election of Director: Amy E. Alving | Management | For | For | ||||||||||||
| 1C. | Election of Director: David A. Barnes | Management | For | For | ||||||||||||
| 1D. | Election of Director: Raul J. Fernandez | Management | For | For | ||||||||||||
| 1E. | Election of Director: David L. Herzog | Management | For | For | ||||||||||||
| 1F. | Election of Director: Mary L. Krakauer | Management | For | For | ||||||||||||
| 1G. | Election of Director: Ian C. Read | Management | For | For | ||||||||||||
| 1H. | Election of Director: Dawn Rogers | Management | For | For | ||||||||||||
| 1I. | Election of Director: Michael J. Salvino | Management | For | For | ||||||||||||
| 1J. | Election of Director: Manoj P. Singh | Management | For | For | ||||||||||||
| 1K. | Election of Director: Akihiko Washington | Management | For | For | ||||||||||||
| 1L. | Election of Director: Robert F. Woods | Management | For | For | ||||||||||||
| 2. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending March 31, 2022. |
Management | For | For | ||||||||||||
| 3. | Approval, by advisory vote, of our named executive officer compensation. |
Management | Against | Against | ||||||||||||
| THE J. M. SMUCKER COMPANY | ||||||||||||||||
| Security | 832696405 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | SJM | Meeting Date | 18-Aug-2021 | |||||||||||||
| ISIN | US8326964058 | Agenda | 935468264 - Management | |||||||||||||
| Record Date | 21-Jun-2021 | Holding Recon Date | 21-Jun-2021 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 17-Aug-2021 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1A. | Election of Director whose term of office will expire in 2022: Susan E. Chapman-Hughes |
Management | For | For | ||||||||||||
| 1B. | Election of Director whose term of office will expire in 2022: Paul J. Dolan |
Management | For | For | ||||||||||||
| 1C. | Election of Director whose term of office will expire in 2022: Jay L. Henderson |
Management | For | For | ||||||||||||
| 1D. | Election of Director whose term of office will expire in 2022: Kirk L. Perry |
Management | For | For | ||||||||||||
| 1E. | Election of Director whose term of office will expire in 2022: Sandra Pianalto |
Management | For | For | ||||||||||||
| 1F. | Election of Director whose term of office will expire in 2022: Alex Shumate |
Management | For | For | ||||||||||||
| 1G. | Election of Director whose term of office will expire in 2022: Mark T. Smucker |
Management | For | For | ||||||||||||
| 1H. | Election of Director whose term of office will expire in 2022: Richard K. Smucker |
Management | For | For | ||||||||||||
| 1I. | Election of Director whose term of office will expire in 2022: Timothy P. Smucker |
Management | For | For | ||||||||||||
| 1J. | Election of Director whose term of office will expire in 2022: Jodi L. Taylor |
Management | For | For | ||||||||||||
| 1K. | Election of Director whose term of office will expire in 2022: Dawn C. Willoughby |
Management | For | For | ||||||||||||
| 2. | Ratification of appointment of Ernst & Young LLP as the Company's Independent Registered Public Accounting Firm for the 2022 fiscal year. |
Management | For | For | ||||||||||||
| 3. | Advisory approval of the Company's executive compensation. |
Management | For | For | ||||||||||||
| EVOLUTION AB | ||||||||||||||||
| Security | W3287P115 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 20-Aug-2021 | ||||||||||||||
| ISIN | SE0012673267 | Agenda | 714506144 - Management | |||||||||||||
| Record Date | 12-Aug-2021 | Holding Recon Date | 12-Aug-2021 | |||||||||||||
| City / | Country | TBD | / | Sweden | Vote Deadline Date | 12-Aug-2021 | ||||||||||
| SEDOL(s) | BJXSCH4 - BK4PJY7 - BKF19V1 | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION |
Non-Voting | ||||||||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED |
Non-Voting | ||||||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE |
Non-Voting | ||||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU |
Non-Voting | ||||||||||||||
| 1 | OPEN MEETING | Non-Voting | ||||||||||||||
| 2 | ELECT CHAIRMAN OF MEETING | Non-Voting | ||||||||||||||
| 3 | DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING |
Non-Voting | ||||||||||||||
| 4 | PREPARE AND APPROVE LIST OF SHAREHOLDERS | Non-Voting | ||||||||||||||
| 5 | APPROVE AGENDA OF MEETING | Non-Voting | ||||||||||||||
| 6 | ACKNOWLEDGE PROPER CONVENING OF MEETING | Non-Voting | ||||||||||||||
| 7.A | DETERMINE NUMBER OF MEMBERS (6) AND DEPUTY MEMBERS (0) OF BOARD |
Management | For | For | ||||||||||||
| 7.B | ELECT MIMI DRAKE AS DIRECTOR | Management | For | For | ||||||||||||
| 7.C | APPROVE REMUNERATION OF DIRECTORS IN THE TOTAL AMOUNT OF EUR 150,000 |
Management | For | For | ||||||||||||
| 8 | CLOSE MEETING | Non-Voting | ||||||||||||||
| CMMT | 29 JUL 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE |
Non-Voting | ||||||||||||||
| CMMT | 29 JUL 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT-AND POSTPONEMENT OF THE MEETING DATE FROM 19 AUG 2021 TO 20 AUG 2021. IF YOU-HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE-TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU |
Non-Voting | ||||||||||||||
| LOGITECH INTERNATIONAL SA | ||||||||||||||||
| Security | H50430232 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 08-Sep-2021 | ||||||||||||||
| ISIN | CH0025751329 | Agenda | 714505914 - Management | |||||||||||||
| Record Date | 02-Sep-2021 | Holding Recon Date | 02-Sep-2021 | |||||||||||||
| City / | Country | LAUSAN NE |
/ | Switzerland | Vote Deadline Date | 31-Aug-2021 | ||||||||||
| SEDOL(s) | B18YC04 - B18ZRK2 - B1921K0 - B2QTL89 |
Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1 | APPROVAL OF THE ANNUAL REPORT, THE CONSOLIDATED FINANCIAL STATEMENTS AND THE STATUTORY FINANCIAL STATEMENTS OF LOGITECH INTERNATIONAL S.A. FOR FISCAL YEAR 2021 |
Management | For | For | ||||||||||||
| 2 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For | ||||||||||||
| 3 | APPROPRIATION OF RETAINED EARNINGS AND DECLARATION OF DIVIDEND |
Management | For | For | ||||||||||||
| 4 | RELEASE OF THE BOARD OF DIRECTORS AND EXECUTIVE OFFICERS FROM LIABILITY FOR ACTIVITIES DURING FISCAL YEAR 2021 |
Management | For | For | ||||||||||||
| 5A | ELECTION TO THE BOARD OF DIRECTOR: RE- ELECTION OF DR. PATRICK AEBISCHER |
Management | For | For | ||||||||||||
| 5B | ELECTION TO THE BOARD OF DIRECTOR: RE- ELECTION OF MS. WENDY BECKER |
Management | For | For | ||||||||||||
| 5C | ELECTION TO THE BOARD OF DIRECTOR: RE- ELECTION OF DR. EDOUARD BUGNION |
Management | For | For | ||||||||||||
| 5D | ELECTION TO THE BOARD OF DIRECTOR: RE- ELECTION OF MR. RIET CADONAU |
Management | For | For | ||||||||||||
| 5E | ELECTION TO THE BOARD OF DIRECTOR: RE- ELECTION OF MR. BRACKEN DARRELL |
Management | For | For | ||||||||||||
| 5F | ELECTION TO THE BOARD OF DIRECTOR: RE- ELECTION OF MR. GUY GECHT |
Management | For | For | ||||||||||||
| 5G | ELECTION TO THE BOARD OF DIRECTOR: RE- ELECTION OF DR. NEIL HUNT |
Management | For | For | ||||||||||||
| 5H | ELECTION TO THE BOARD OF DIRECTOR: RE- ELECTION OF MS. MARJORIE LAO |
Management | For | For | ||||||||||||
| 5I | ELECTION TO THE BOARD OF DIRECTOR: RE- ELECTION OF MS. NEELA MONTGOMERY |
Management | For | For | ||||||||||||
| 5J | ELECTION TO THE BOARD OF DIRECTOR: RE- ELECTION OF MR. MICHAEL POLK |
Management | For | For | ||||||||||||
| 5K | ELECTION TO THE BOARD OF DIRECTOR: RE- ELECTION OF MS. DEBORAH THOMAS |
Management | For | For | ||||||||||||
| 6 | ELECTION OF THE CHAIRPERSON OF THE BOARD: MS. WENDY BECKER |
Management | For | For | ||||||||||||
| 7A | ELECTION TO THE COMPENSATION COMMITTEE: RE-ELECTION OF DR. EDOUARD BUGNION |
Management | For | For | ||||||||||||
| 7B | ELECTION TO THE COMPENSATION COMMITTEE: RE-ELECTION OF MR. RIET CADONAU |
Management | For | For | ||||||||||||
| 7C | ELECTION TO THE COMPENSATION COMMITTEE: RE-ELECTION OF DR. NEIL HUNT |
Management | For | For | ||||||||||||
| 7D | ELECTION TO THE COMPENSATION COMMITTEE: RE-ELECTION OF MR. MICHAEL POLK |
Management | For | For | ||||||||||||
| 7E | ELECTION TO THE COMPENSATION COMMITTEE: ELECTION OF MS. NEELA MONTGOMERY |
Management | For | For | ||||||||||||
| 8 | APPROVAL OF COMPENSATION FOR THE BOARD OF DIRECTORS FOR THE 2021 TO 2022 BOARD YEAR |
Management | For | For | ||||||||||||
| 9 | APPROVAL OF COMPENSATION FOR THE GROUP MANAGEMENT TEAM FOR FISCAL YEAR 2023 |
Management | For | For | ||||||||||||
| 10 | RE-ELECTION OF KPMG AG AS LOGITECH'S AUDITORS AND RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS LOGITECH'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2022 |
Management | For | For | ||||||||||||
| 11 | RE-ELECTION OF ETUDE REGINA WENGER & SARAH KEISER-WUGER AS INDEPENDENT REPRESENTATIVE |
Management | For | For | ||||||||||||
| CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE |
Non-Voting | ||||||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. |
Non-Voting | ||||||||||||||
| NORTONLIFELOCK INC | ||||||||||||||||
| Security | 668771108 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | NLOK | Meeting Date | 14-Sep-2021 | |||||||||||||
| ISIN | US6687711084 | Agenda | 935476932 - Management | |||||||||||||
| Record Date | 19-Jul-2021 | Holding Recon Date | 19-Jul-2021 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 13-Sep-2021 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1A. | Election of Director: Sue Barsamian | Management | For | For | ||||||||||||
| 1B. | Election of Director: Eric K. Brandt | Management | For | For | ||||||||||||
| 1C. | Election of Director: Frank E. Dangeard | Management | For | For | ||||||||||||
| 1D. | Election of Director: Nora M. Denzel | Management | For | For | ||||||||||||
| 1E. | Election of Director: Peter A. Feld | Management | For | For | ||||||||||||
| 1F. | Election of Director: Kenneth Y. Hao | Management | For | For | ||||||||||||
| 1G. | Election of Director: Emily Heath | Management | For | For | ||||||||||||
| 1H. | Election of Director: Vincent Pilette | Management | For | For | ||||||||||||
| 1I. | Election of Director: Sherrese Smith | Management | For | For | ||||||||||||
| 2. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the 2022 fiscal year. |
Management | For | For | ||||||||||||
| 3. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||||||
| 4. | Stockholder proposal regarding independent board chairman. |
Shareholder | Against | For | ||||||||||||
| DARDEN RESTAURANTS, INC. | ||||||||||||||||
| Security | 237194105 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | DRI | Meeting Date | 22-Sep-2021 | |||||||||||||
| ISIN | US2371941053 | Agenda | 935481856 - Management | |||||||||||||
| Record Date | 28-Jul-2021 | Holding Recon Date | 28-Jul-2021 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 21-Sep-2021 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1. | DIRECTOR | Management | ||||||||||||||
| 1 | Margaret Shân Atkins | For | For | |||||||||||||
| 2 | James P. Fogarty | For | For | |||||||||||||
| 3 | Cynthia T. Jamison | For | For | |||||||||||||
| 4 | Eugene I. Lee, Jr. | For | For | |||||||||||||
| 5 | Nana Mensah | For | For | |||||||||||||
| 6 | William S. Simon | For | For | |||||||||||||
| 7 | Charles M. Sonsteby | For | For | |||||||||||||
| 8 | Timothy J. Wilmott | For | For | |||||||||||||
| 2. | To obtain advisory approval of the Company's executive compensation. |
Management | For | For | ||||||||||||
| 3. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending May 29, 2022. |
Management | For | For | ||||||||||||
| 4. | To approve the amended Darden Restaurants, Inc. Employee Stock Purchase Plan. |
Management | For | For | ||||||||||||
| 5. | Proposal has been withdrawn. | Shareholder | Abstain | |||||||||||||
| FEDEX CORPORATION | ||||||||||||||||
| Security | 31428X106 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | FDX | Meeting Date | 27-Sep-2021 | |||||||||||||
| ISIN | US31428X1063 | Agenda | 935484016 - Management | |||||||||||||
| Record Date | 02-Aug-2021 | Holding Recon Date | 02-Aug-2021 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 24-Sep-2021 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1A. | Election of Director: MARVIN R. ELLISON | Management | For | For | ||||||||||||
| 1B. | Election of Director: SUSAN PATRICIA GRIFFITH | Management | For | For | ||||||||||||
| 1C. | Election of Director: KIMBERLY A. JABAL | Management | For | For | ||||||||||||
| 1D. | Election of Director: SHIRLEY ANN JACKSON | Management | For | For | ||||||||||||
| 1E. | Election of Director: R. BRAD MARTIN | Management | For | For | ||||||||||||
| 1F. | Election of Director: JOSHUA COOPER RAMO | Management | For | For | ||||||||||||
| 1G. | Election of Director: SUSAN C. SCHWAB | Management | For | For | ||||||||||||
| 1H. | Election of Director: FREDERICK W. SMITH | Management | For | For | ||||||||||||
| 1I. | Election of Director: DAVID P. STEINER | Management | For | For | ||||||||||||
| IJ. | Election of Director: RAJESH SUBRAMANIAM | Management | For | For | ||||||||||||
| 1K. | Election of Director: PAUL S. WALSH | Management | For | For | ||||||||||||
| 2. | Advisory vote to approve named executive officer compensation. |
Management | Against | Against | ||||||||||||
| 3. | Ratify the appointment of Ernst & Young LLP as FedEx's independent registered public accounting firm for fiscal year 2022. |
Management | For | For | ||||||||||||
| 4. | Stockholder proposal regarding independent board chairman. |
Shareholder | Against | For | ||||||||||||
| 5. | Stockholder proposal regarding report on alignment between company values and electioneering contributions. |
Shareholder | Against | For | ||||||||||||
| 6. | Stockholder proposal regarding lobbying activity and expenditure report. |
Shareholder | Against | For | ||||||||||||
| 7. | Stockholder proposal regarding assessing inclusion in the workplace. |
Shareholder | Against | For | ||||||||||||
| 8. | Stockholder proposal regarding shareholder ratification of termination pay. |
Shareholder | For | Against | ||||||||||||
| MERCEDES-BENZ GROUP AG | ||||||||||||||||
| Security | D1668R123 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 01-Oct-2021 | ||||||||||||||
| ISIN | DE0007100000 | Agenda | 714559513 - Management | |||||||||||||
| Record Date | 24-Sep-2021 | Holding Recon Date | 24-Sep-2021 | |||||||||||||
| City / | Country | STUTTG ART |
/ | Germany | Vote Deadline Date | 21-Sep-2021 | ||||||||||
| SEDOL(s) | 5529027 - 5543890 - B0Z52W5 - B3QRSH8 - B7N2TQ0 - BF0Z850 |
Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
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| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN.-IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. |
Non-Voting | ||||||||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE |
Non-Voting | ||||||||||||||
| CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL |
Non-Voting | ||||||||||||||
| CMMT | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE |
Non-Voting | ||||||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL |
Non-Voting | ||||||||||||||
| CMMT | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A-MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING.- COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE |
Non-Voting | ||||||||||||||
| 1 | APPROVE SPIN-OFF AGREEMENT WITH DAIMLER TRUCK HOLDING AG |
Management | For | For | ||||||||||||
| 2 | CHANGE COMPANY NAME TO MERCEDES-BENZ GROUP AG |
Management | For | For | ||||||||||||
| 3.1 | ELECT HELENE SVAHN TO THE SUPERVISORY BOARD |
Management | For | For | ||||||||||||
| 3.2 | ELECT OLAF KOCH TO THE SUPERVISORY BOARD | Management | For | For | ||||||||||||
| EVOLUTION AB | ||||||||||||||||
| Security | W3287P115 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 06-Oct-2021 | ||||||||||||||
| ISIN | SE0012673267 | Agenda | 714658347 - Management | |||||||||||||
| Record Date | 28-Sep-2021 | Holding Recon Date | 28-Sep-2021 | |||||||||||||
| City / | Country | TBD | / | Sweden | Vote Deadline Date | 28-Sep-2021 | ||||||||||
| SEDOL(s) | BJXSCH4 - BK4PJY7 - BKF19V1 | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
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| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION |
Non-Voting | ||||||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION |
Non-Voting | ||||||||||||||
| CMMT | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR- VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR VOTING INSTRUCTIONS MAY BE-REJECTED |
Non-Voting | ||||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED |
Non-Voting | ||||||||||||||
| 1 | OPEN MEETING | Non-Voting | ||||||||||||||
| 2 | ELECT CHAIRMAN OF MEETING | Non-Voting | ||||||||||||||
| 3 | DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING |
Non-Voting | ||||||||||||||
| 4 | PREPARE AND APPROVE LIST OF SHAREHOLDERS | Non-Voting | ||||||||||||||
| 5 | APPROVE AGENDA OF MEETING | Non-Voting | ||||||||||||||
| 6 | ACKNOWLEDGE PROPER CONVENING OF MEETING | Non-Voting | ||||||||||||||
| 7.A | DETERMINE NUMBER OF MEMBERS (7) AND DEPUTY MEMBERS (0) OF BOARD |
Management | For | For | ||||||||||||
| 7.B | ELECT SANDRA ANN URIE AS NEW DIRECTOR | Management | For | For | ||||||||||||
| 7.C | APPROVE REMUNERATION OF DIRECTORS IN THE AGGREGATE AMOUNT OF EUR 180,000 |
Management | For | For | ||||||||||||
| 8 | CLOSE MEETING | Non-Voting | ||||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE |
Non-Voting | ||||||||||||||
| BHP GROUP PLC | ||||||||||||||||
| Security | G10877127 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 14-Oct-2021 | ||||||||||||||
| ISIN | GB00BH0P3Z91 | Agenda | 714675521 - Management | |||||||||||||
| Record Date | Holding Recon Date | 12-Oct-2021 | ||||||||||||||
| City / | Country | LONDON | / | United Kingdom |
Vote Deadline Date | 08-Oct-2021 | ||||||||||
| SEDOL(s) | BH0P3Z9 - BHM13N3 - BYWQG94 | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1 | TO RECEIVE THE FINANCIAL STATEMENTS FOR BHP GROUP PLC AND BHP GROUP LIMITED AND THE REPORTS OF THE DIRECTORS AND THE AUDITOR FOR THE YEAR ENDED 30 JUNE 2021 |
Management | For | For | ||||||||||||
| 2 | TO REAPPOINT ERNST & YOUNG LLP AS THE AUDITOR OF BHP GROUP PLC |
Management | For | For | ||||||||||||
| 3 | TO AUTHORISE THE RISK AND AUDIT COMMITTEE TO AGREE THE REMUNERATION OF ERNST & YOUNG LLP AS THE AUDITOR OF BHP GROUP PLC |
Management | For | For | ||||||||||||
| 4 | GENERAL AUTHORITY TO ISSUE SHARES IN BHP GROUP PLC |
Management | For | For | ||||||||||||
| 5 | ISSUING SHARES IN BHP GROUP PLC FOR CASH | Management | For | For | ||||||||||||
| 6 | REPURCHASE OF SHARES IN BHP GROUP PLC | Management | For | For | ||||||||||||
| 7 | APPROVAL OF THE REMUNERATION REPORT OTHER THAN THE PART CONTAINING THE DIRECTORS' REMUNERATION POLICY |
Management | For | For | ||||||||||||
| 8 | APPROVAL OF THE REMUNERATION REPORT | Management | For | For | ||||||||||||
| 9 | APPROVAL OF GRANT TO EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||
| 10 | TO RE-ELECT TERRY BOWEN AS A DIRECTOR OF BHP |
Management | For | For | ||||||||||||
| 11 | TO RE-ELECT MALCOLM BROOMHEAD AS A DIRECTOR OF BHP |
Management | For | For | ||||||||||||
| 12 | TO RE-ELECT XIAOQUN CLEVER AS A DIRECTOR OF BHP |
Management | For | For | ||||||||||||
| 13 | TO RE-ELECT IAN COCKERILL AS A DIRECTOR OF BHP |
Management | For | For | ||||||||||||
| 14 | TO RE-ELECT GARY GOLDBERG AS A DIRECTOR OF BHP |
Management | For | For | ||||||||||||
| 15 | TO RE-ELECT MIKE HENRY AS A DIRECTOR OF BHP | Management | For | For | ||||||||||||
| 16 | TO RE-ELECT KEN MACKENZIE AS A DIRECTOR OF BHP |
Management | For | For | ||||||||||||
| 17 | TO RE-ELECT JOHN MOGFORD AS A DIRECTOR OF BHP |
Management | For | For | ||||||||||||
| 18 | TO RE-ELECT CHRISTINE O'REILLY AS A DIRECTOR OF BHP |
Management | For | For | ||||||||||||
| 19 | TO RE-ELECT DION WEISLER AS A DIRECTOR OF BHP |
Management | For | For | ||||||||||||
| 20 | APPROVAL OF THE CLIMATE TRANSITION ACTION PLAN |
Management | Against | Against | ||||||||||||
| 21 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: AMENDMENT TO THE CONSTITUTION OF BHP GROUP LIMITED: CLAUSE 46 |
Shareholder | Abstain | Against | ||||||||||||
| 22 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: CLIMATE-RELATED LOBBYING |
Shareholder | For | For | ||||||||||||
| 23 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: CAPITAL PROTECTION |
Shareholder | Against | For | ||||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 637973 DUE TO CHANGE IN-VOTING STATUS OF RESOLUTION 22. ALL VOTES RECEIVED ON THE PREVIOUS MEETING-WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE- ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU |
Non-Voting | ||||||||||||||
| TABCORP HOLDINGS LIMITED | ||||||||||||||||
| Security | Q8815D101 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 19-Oct-2021 | ||||||||||||||
| ISIN | AU000000TAH8 | Agenda | 714670610 - Management | |||||||||||||
| Record Date | 15-Oct-2021 | Holding Recon Date | 15-Oct-2021 | |||||||||||||
| City / | Country | VIRTUAL | / | Australia | Vote Deadline Date | 14-Oct-2021 | ||||||||||
| SEDOL(s) | 5697678 - 6873262 - B02PQM6 - BLNP2L3 |
Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
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| CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 3, 4 AND VOTES CAST BY-ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU- ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE- MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION |
Non-Voting | ||||||||||||||
| 2.A | RE-ELECTION OF MR HARRY BOON AS A DIRECTOR OF THE COMPANY |
Management | ||||||||||||||
| 2.B | RE-ELECTION OF MR STEVEN GREGG AS A DIRECTOR OF THE COMPANY |
Management | ||||||||||||||
| 2.C | ELECTION OF MS JANETTE KENDALL AS A DIRECTOR OF THE COMPANY |
Management | ||||||||||||||
| 3 | ADOPTION OF REMUNERATION REPORT | Management | ||||||||||||||
| 4 | GRANT OF PERFORMANCE RIGHTS TO MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER |
Management | ||||||||||||||
| STOCKLAND | ||||||||||||||||
| Security | Q8773B105 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 19-Oct-2021 | ||||||||||||||
| ISIN | AU000000SGP0 | Agenda | 714673654 - Management | |||||||||||||
| Record Date | 15-Oct-2021 | Holding Recon Date | 15-Oct-2021 | |||||||||||||
| City / | Country | VIRTUAL | / | Australia | Vote Deadline Date | 14-Oct-2021 | ||||||||||
| SEDOL(s) | 6850856 - B0935Z9 - B1HHP94 - BJ05342 |
Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 6, 7 AND VOTES CAST BY-ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU- ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE- MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION |
Non-Voting | ||||||||||||||
| 2 | ELECTION OF MR LAURENCE BRINDLE AS A DIRECTOR |
Management | ||||||||||||||
| 3 | ELECTION OF MR ADAM TINDALL AS A DIRECTOR | Management | ||||||||||||||
| 4 | RE-ELECTION OF MS MELINDA CONRAD AS A DIRECTOR |
Management | ||||||||||||||
| 5 | RE-ELECTION OF MS CHRISTINE O'REILLY AS A DIRECTOR |
Management | ||||||||||||||
| 6 | APPROVAL OF REMUNERATION REPORT | Management | ||||||||||||||
| 7 | GRANT OF PERFORMANCE RIGHTS TO MANAGING DIRECTOR |
Management | ||||||||||||||
| 8.1 | AMENDMENTS TO THE CONSTITUTION OF THE COMPANY |
Management | ||||||||||||||
| 8.2 | AMENDMENTS TO THE CONSTITUTION OF THE TRUST |
Management | ||||||||||||||
| CMMT | IF A PROPORTIONAL TAKEOVER BID IS MADE FOR THE COMPANY, A SHARE TRANSFER TO-THE OFFEROR CANNOT BE REGISTERED UNTIL THE BID IS APPROVED BY MEMBERS NOT-ASSOCIATED WITH THE BIDDER. THE RESOLUTION MUST BE CONSIDERED AT A MEETING-HELD MORE THAN 14 DAYS BEFORE THE BID CLOSES. EACH MEMBER HAS ONE VOTE FOR-EACH FULLY PAID SHARE HELD. THE VOTE IS DECIDED ON A SIMPLE MAJORITY. THE-BIDDER AND ITS ASSOCIATES ARE NOT ALLOWED TO VOTE |
Non-Voting | ||||||||||||||
| 9 | RENEWAL OF PROPORTIONAL TAKEOVER PROVISIONS |
Management | ||||||||||||||
| CMMT | 21 SEP 2021: PLEASE NOTE THAT RESOLUTIONS 2, 3, 4, 5, 6, 8.1 AND 9 ARE FOR-THE COMPANY AND RESOLUTIONS 7, 8.2 ARE FOR THE TRUST. THANK YOU |
Non-Voting | ||||||||||||||
| CMMT | 21 SEP 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU |
Non-Voting | ||||||||||||||
| SEAGATE TECHNOLOGY HOLDINGS PLC | ||||||||||||||||
| Security | G7997R103 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | STX | Meeting Date | 20-Oct-2021 | |||||||||||||
| ISIN | IE00BKVD2N49 | Agenda | 935491617 - Management | |||||||||||||
| Record Date | 25-Aug-2021 | Holding Recon Date | 25-Aug-2021 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 19-Oct-2021 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1A. | Election of Director: Mark W. Adams | Management | For | For | ||||||||||||
| 1B. | Election of Director: Shankar Arumugavelu | Management | For | For | ||||||||||||
| 1C. | Election of Director: Pratik ("Prat") Bhatt | Management | For | For | ||||||||||||
| 1D. | Election of Director: Judy Bruner | Management | For | For | ||||||||||||
| 1E. | Election of Director: Michael R. Cannon | Management | For | For | ||||||||||||
| 1F. | Election of Director: Jay L. Geldmacher | Management | For | For | ||||||||||||
| 1G. | Election of Director: Dylan Haggart | Management | For | For | ||||||||||||
| 1H. | Election of Director: William D. Mosley | Management | For | For | ||||||||||||
| 1I. | Election of Director: Stephanie Tilenius | Management | For | For | ||||||||||||
| 1J. | Election of Director: Edward J. Zander | Management | For | For | ||||||||||||
| 2. | Approve, in an advisory, non-binding vote, the compensation of the Company's named executive officers (Say-on-Pay). |
Management | For | For | ||||||||||||
| 3. | Ratify, in a non-binding vote, the appointment of Ernst & Young LLP as the independent auditors of the Company for the fiscal year ending July 1, 2022, and authorize, in a binding vote, the Audit and Finance Committee of the Company's Board of Directors to set the auditors' remuneration. |
Management | For | For | ||||||||||||
| 4. | Approve the Seagate Technology Holdings plc 2022 Equity Incentive Plan. |
Management | For | For | ||||||||||||
| CINTAS CORPORATION | ||||||||||||||||
| Security | 172908105 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | CTAS | Meeting Date | 26-Oct-2021 | |||||||||||||
| ISIN | US1729081059 | Agenda | 935495855 - Management | |||||||||||||
| Record Date | 01-Sep-2021 | Holding Recon Date | 01-Sep-2021 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 25-Oct-2021 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1A. | Election of Director: Gerald S. Adolph | Management | For | For | ||||||||||||
| 1B. | Election of Director: John F. Barrett | Management | For | For | ||||||||||||
| 1C. | Election of Director: Melanie W. Barstad | Management | For | For | ||||||||||||
| 1D. | Election of Director: Karen L. Carnahan | Management | For | For | ||||||||||||
| 1E. | Election of Director: Robert E. Coletti | Management | For | For | ||||||||||||
| 1F. | Election of Director: Scott D. Farmer | Management | For | For | ||||||||||||
| 1G. | Election of Director: Joseph Scaminace | Management | For | For | ||||||||||||
| 1H. | Election of Director: Todd M. Schneider | Management | For | For | ||||||||||||
| 1I. | Election of Director: Ronald W. Tysoe | Management | For | For | ||||||||||||
| 2. | To approve, on an advisory basis, named executive officer compensation. |
Management | For | For | ||||||||||||
| 3. | To ratify Ernst & Young LLP as our independent registered public accounting firm for fiscal year 2022. |
Management | For | For | ||||||||||||
| 4. | A shareholder proposal regarding a simple majority vote, if properly presented at the meeting. |
Shareholder | For | Against | ||||||||||||
| SOUTH32 LTD | ||||||||||||||||
| Security | Q86668102 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 28-Oct-2021 | ||||||||||||||
| ISIN | AU000000S320 | Agenda | 714687425 - Management | |||||||||||||
| Record Date | 26-Oct-2021 | Holding Recon Date | 26-Oct-2021 | |||||||||||||
| City / | Country | VIRTUAL | / | Australia | Vote Deadline Date | 22-Oct-2021 | ||||||||||
| SEDOL(s) | BLNP1Z0 - BWSW5C8 - BWSW5D9 - BWSW5H3 - BX8ZSZ8 |
Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 3, 4, 5 AND VOTES CAST-BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU- ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE- MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION |
Non-Voting | ||||||||||||||
| 2.A | RE-ELECTION OF MR WAYNE OSBORN AS A DIRECTOR |
Management | For | For | ||||||||||||
| 2.B | RE-ELECTION OF MR KEITH RUMBLE AS A DIRECTOR |
Management | For | For | ||||||||||||
| 3 | ADOPTION OF THE REMUNERATION REPORT | Management | For | For | ||||||||||||
| 4 | GRANT OF AWARDS TO EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||
| 5 | APPROVAL OF LEAVING ENTITLEMENTS | Management | For | For | ||||||||||||
| 6.A | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: SPECIAL RESOLUTION TO AMEND OUR COMPANY'S CONSTITUTION |
Shareholder | Abstain | Against | ||||||||||||
| 6.B | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: ORDINARY RESOLUTION ON CLIMATE-RELATED LOBBYING |
Shareholder | For | For | ||||||||||||
| NORTONLIFELOCK INC | ||||||||||||||||
| Security | 668771108 | Meeting Type | Special | |||||||||||||
| Ticker Symbol | NLOK | Meeting Date | 04-Nov-2021 | |||||||||||||
| ISIN | US6687711084 | Agenda | 935505911 - Management | |||||||||||||
| Record Date | 05-Oct-2021 | Holding Recon Date | 05-Oct-2021 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 03-Nov-2021 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1. | To approve the issuance of New NortonLifeLock Shares to Avast shareholders in connection with the Merger (the "Share Issuance Proposal"). |
Management | For | For | ||||||||||||
| 2. | To adjourn the special meeting to a later date or time, if necessary or appropriate, to solicit additional proxies in the event there are insufficient votes at the time of such adjournment to approve the Share Issuance Proposal (the "Adjournment Proposal"). |
Management | For | For | ||||||||||||
| NORTONLIFELOCK INC | ||||||||||||||||
| Security | 668771108 | Meeting Type | Special | |||||||||||||
| Ticker Symbol | NLOK | Meeting Date | 04-Nov-2021 | |||||||||||||
| ISIN | US6687711084 | Agenda | 935509476 - Management | |||||||||||||
| Record Date | 13-Oct-2021 | Holding Recon Date | 13-Oct-2021 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 03-Nov-2021 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1. | To approve the issuance of New NortonLifeLock Shares to Avast shareholders in connection with the Merger (the "Share Issuance Proposal"). |
Management | For | For | ||||||||||||
| 2. | To adjourn the special meeting to a later date or time, if necessary or appropriate, to solicit additional proxies in the event there are insufficient votes at the time of such adjournment to approve the Share Issuance Proposal (the "Adjournment Proposal"). |
Management | For | For | ||||||||||||
| CARDINAL HEALTH, INC. | ||||||||||||||||
| Security | 14149Y108 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | CAH | Meeting Date | 05-Nov-2021 | |||||||||||||
| ISIN | US14149Y1082 | Agenda | 935495920 - Management | |||||||||||||
| Record Date | 07-Sep-2021 | Holding Recon Date | 07-Sep-2021 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 04-Nov-2021 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1A. | Election of Director: Carrie S. Cox | Management | For | For | ||||||||||||
| 1B. | Election of Director: Bruce L. Downey | Management | For | For | ||||||||||||
| 1C. | Election of Director: Sheri H. Edison | Management | For | For | ||||||||||||
| 1D. | Election of Director: David C. Evans | Management | For | For | ||||||||||||
| 1E. | Election of Director: Patricia A. Hemingway Hall | Management | For | For | ||||||||||||
| 1F. | Election of Director: Akhil Johri | Management | For | For | ||||||||||||
| 1G. | Election of Director: Michael C. Kaufmann | Management | For | For | ||||||||||||
| 1H. | Election of Director: Gregory B. Kenny | Management | For | For | ||||||||||||
| 1I. | Election of Director: Nancy Killefer | Management | For | For | ||||||||||||
| 1J. | Election of Director: Dean A. Scarborough | Management | For | For | ||||||||||||
| 1K. | Election of Director: John H. Weiland | Management | For | For | ||||||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as our independent auditor for the fiscal year ending June 30, 2022. |
Management | For | For | ||||||||||||
| 3. | To approve, on a non-binding advisory basis, the compensation of our named executive officers. |
Management | For | For | ||||||||||||
| 4. | To approve the Cardinal Health, Inc. 2021 Long-Term Incentive Plan. |
Management | For | For | ||||||||||||
| 5. | To approve an amendment to our Restated Code of Regulations to reduce the share ownership threshold for calling a special meeting of shareholders. |
Management | For | For | ||||||||||||
| 6. | Shareholder proposal to adopt a policy that the chairman of the board be an independent director, if properly presented. |
Shareholder | Against | For | ||||||||||||
| ORACLE CORPORATION | ||||||||||||||||
| Security | 68389X105 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | ORCL | Meeting Date | 10-Nov-2021 | |||||||||||||
| ISIN | US68389X1054 | Agenda | 935498027 - Management | |||||||||||||
| Record Date | 13-Sep-2021 | Holding Recon Date | 13-Sep-2021 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 09-Nov-2021 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1. | DIRECTOR | Management | ||||||||||||||
| 1 | Jeffrey S. Berg | For | For | |||||||||||||
| 2 | Michael J. Boskin | For | For | |||||||||||||
| 3 | Safra A. Catz | For | For | |||||||||||||
| 4 | Bruce R. Chizen | For | For | |||||||||||||
| 5 | George H. Conrades | For | For | |||||||||||||
| 6 | Lawrence J. Ellison | For | For | |||||||||||||
| 7 | Rona A. Fairhead | For | For | |||||||||||||
| 8 | Jeffrey O. Henley | For | For | |||||||||||||
| 9 | Renee J. James | For | For | |||||||||||||
| 10 | Charles W. Moorman IV | For | For | |||||||||||||
| 11 | Leon E. Panetta | For | For | |||||||||||||
| 12 | William G. Parrett | For | For | |||||||||||||
| 13 | Naomi O. Seligman | For | For | |||||||||||||
| 14 | Vishal Sikka | For | For | |||||||||||||
| 2. | Advisory Vote to Approve the Compensation of our Named Executive Officers. |
Management | Against | Against | ||||||||||||
| 3. | Approve an Amendment to the Oracle Corporation 2020 Equity Incentive Plan. |
Management | Against | Against | ||||||||||||
| 4. | Ratification of Selection of Independent Registered Public Accounting Firm. |
Management | For | For | ||||||||||||
| 5. | Stockholder Proposal Regarding Racial Equity Audit. | Shareholder | For | Against | ||||||||||||
| 6. | Stockholder Proposal Regarding Independent Board Chair. |
Shareholder | Against | For | ||||||||||||
| 7. | Stockholder Proposal Regarding Political Spending. | Shareholder | Against | For | ||||||||||||
| SONIC HEALTHCARE LIMITED | ||||||||||||||||
| Security | Q8563C107 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 18-Nov-2021 | ||||||||||||||
| ISIN | AU000000SHL7 | Agenda | 714741849 - Management | |||||||||||||
| Record Date | 16-Nov-2021 | Holding Recon Date | 16-Nov-2021 | |||||||||||||
| City / | Country | VIRTUAL | / | Australia | Vote Deadline Date | 12-Nov-2021 | ||||||||||
| SEDOL(s) | 5975589 - 6821120 - BJ05375 | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 3, 4, 5 AND VOTES CAST-BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU- ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE- MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION |
Non-Voting | ||||||||||||||
| 1 | RE-ELECTION OF MS KATE SPARGO | Management | For | For | ||||||||||||
| 2 | RE-ELECTION OF MR LOU PANACCIO | Management | For | For | ||||||||||||
| 3 | ADOPTION OF THE REMUNERATION REPORT | Management | For | For | ||||||||||||
| 4 | APPROVAL OF LONG TERM INCENTIVES FOR DR COLIN GOLDSCHMIDT, MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER |
Management | For | For | ||||||||||||
| 5 | APPROVAL OF LONG TERM INCENTIVES FOR MR CHRIS WILKS, FINANCE DIRECTOR AND CHIEF FINANCIAL OFFICER |
Management | For | For | ||||||||||||
| BROADRIDGE FINANCIAL SOLUTIONS, INC. | ||||||||||||||||
| Security | 11133T103 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | BR | Meeting Date | 18-Nov-2021 | |||||||||||||
| ISIN | US11133T1034 | Agenda | 935503563 - Management | |||||||||||||
| Record Date | 23-Sep-2021 | Holding Recon Date | 23-Sep-2021 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 17-Nov-2021 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1A. | Election of Director to serve until the 2022 Annual Meeting of Stockholders: Leslie A. Brun |
Management | For | For | ||||||||||||
| 1B. | Election of Director to serve until the 2022 Annual Meeting of Stockholders: Pamela L. Carter |
Management | For | For | ||||||||||||
| 1C. | Election of Director to serve until the 2022 Annual Meeting of Stockholders: Richard J. Daly |
Management | For | For | ||||||||||||
| 1D. | Election of Director to serve until the 2022 Annual Meeting of Stockholders: Robert N. Duelks |
Management | For | For | ||||||||||||
| 1E. | Election of Director to serve until the 2022 Annual Meeting of Stockholders: Melvin L. Flowers |
Management | For | For | ||||||||||||
| 1F. | Election of Director to serve until the 2022 Annual Meeting of Stockholders: Timothy C. Gokey |
Management | For | For | ||||||||||||
| 1G. | Election of Director to serve until the 2022 Annual Meeting of Stockholders: Brett A. Keller |
Management | For | For | ||||||||||||
| 1H. | Election of Director to serve until the 2022 Annual Meeting of Stockholders: Maura A. Markus |
Management | For | For | ||||||||||||
| 1I. | Election of Director to serve until the 2022 Annual Meeting of Stockholders: Annette L. Nazareth |
Management | For | For | ||||||||||||
| 1J. | Election of Director to serve until the 2022 Annual Meeting of Stockholders: Thomas J. Perna |
Management | For | For | ||||||||||||
| 1K. | Election of Director to serve until the 2022 Annual Meeting of Stockholders: Amit K. Zavery |
Management | For | For | ||||||||||||
| 2. | Advisory vote to approve the compensation of the Company's Named Executive Officers (the Say on Pay Vote). |
Management | For | For | ||||||||||||
| 3. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accountants for the fiscal year ending June 30, 2022. |
Management | For | For | ||||||||||||
| ROYAL DUTCH SHELL PLC | ||||||||||||||||
| Security | G7690A118 | Meeting Type | Ordinary General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 10-Dec-2021 | ||||||||||||||
| ISIN | GB00B03MM408 | Agenda | 714907473 - Management | |||||||||||||
| Record Date | Holding Recon Date | 08-Dec-2021 | ||||||||||||||
| City / | Country | TBD | / | United Kingdom |
Vote Deadline Date | 07-Dec-2021 | ||||||||||
| SEDOL(s) | B03MM40 - B09CBN6 - B0DX3B7 - B0F7DX9 - BYQ7YD3 |
Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1 | ADOPTION OF THE NEW ARTICLES OF ASSOCIATION |
Management | For | For | ||||||||||||
| CMMT | 23 NOV 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN MEETING-TYPE FROM EGM TO OGM. IF YOU HAVE ALREADY SENT IN YOUR VOTES. PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. |
Non-Voting | ||||||||||||||
| ATHENE HOLDING LTD. | ||||||||||||||||
| Security | G0684D107 | Meeting Type | Special | |||||||||||||
| Ticker Symbol | ATH | Meeting Date | 21-Dec-2021 | |||||||||||||
| ISIN | BMG0684D1074 | Agenda | 935519047 - Management | |||||||||||||
| Record Date | 04-Nov-2021 | Holding Recon Date | 04-Nov-2021 | |||||||||||||
| City / | Country | / | Bermuda | Vote Deadline Date | 20-Dec-2021 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1. | To approve the merger of AHL and Blue Merger Sub, Ltd. and the Agreement and Plan of Merger, by and among Apollo Global Management, Inc., AHL, Tango Holdings, Inc., Blue Merger Sub, Ltd. and Green Merger Sub, Inc. (which, as it may be amended from time to time, we refer to as the "merger agreement"), and the statutory merger agreement required by Section 105 of the Companies Act, 1981 (as amended) of Bermuda, which proposal is referred to as the "AHL merger agreement proposal." |
Management | For | For | ||||||||||||
| 2. | To approve the adjournment of the AHL special general meeting to solicit additional proxies if there are not sufficient votes at the time of the AHL special general meeting to approve the AHL merger agreement proposal or to ensure that any supplement or amendment to the joint proxy statement/prospectus is timely provided to holders of AHL Common Shares and AHL Preferred Shares, which is referred to as the "AHL adjournment proposal." |
Management | For | For | ||||||||||||
| 3. | To approve, on a non-binding advisory basis, certain compensation that may be paid or become payable to AHL's named executive officers, pursuant to arrangements with AHL, that is based on or otherwise relates to the transactions contemplated by the merger agreement, which proposal is referred to as the "AHL non-binding compensation advisory proposal." |
Management | For | For | ||||||||||||
| CNH INDUSTRIAL N.V. | ||||||||||||||||
| Security | N20944109 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 23-Dec-2021 | ||||||||||||||
| ISIN | NL0010545661 | Agenda | 714905811 - Management | |||||||||||||
| Record Date | 25-Nov-2021 | Holding Recon Date | 25-Nov-2021 | |||||||||||||
| City / | Country | AMSTER DAM |
/ | Netherlands | Vote Deadline Date | 09-Dec-2021 | ||||||||||
| SEDOL(s) | BDSV2V0 - BDX85Z1 - BF445D0 - BFCB7X7 - BFH3MS8 - BKSG076 |
Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED. |
Non-Voting | ||||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. |
Non-Voting | ||||||||||||||
| 1 | OPEN MEETING | Non-Voting | ||||||||||||||
| 2 | RECEIVE EXPLANATION OF THE DEMERGER AS PART OF THE SEPARATION AND LISTING OF-THE IVECO GROUP |
Non-Voting | ||||||||||||||
| E.3 | APPROVE DEMERGER IN ACCORDANCE WITH THE PROPOSAL BETWEEN CNH INDUSTRIAL N.V. AND IVECO GROUP N.V. |
Management | For | For | ||||||||||||
| E.4.a | ELECT ASA TAMSONS AS NON-EXECUTIVE DIRECTOR |
Management | For | For | ||||||||||||
| E.4.b | ELECT CATIA BASTIOLI AS NON-EXECUTIVE DIRECTOR |
Management | For | For | ||||||||||||
| E.5 | APPROVE DISCHARGE OF TUFAN ERGINBILGIC AND LORENZO SIMONELLI AS NON-EXECUTIVE DIRECTORS |
Management | For | For | ||||||||||||
| 6 | CLOSE MEETING | Non-Voting | ||||||||||||||
| CMMT | 17 NOV 2021: COMMENT DELETED | Non-Voting | ||||||||||||||
| CMMT | 17 NOV 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE |
Non-Voting | ||||||||||||||
| CMMT | 17 NOV 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT-AND CHANGE IN NUMBERING OF RESOLUTIONS.. IF YOU HAVE ALREADY SENT IN YOUR-VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU |
Non-Voting | ||||||||||||||
| ACCENTURE LLP | ||||||||||||||||
| Security | G1151C101 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | ACN | Meeting Date | 26-Jan-2022 | |||||||||||||
| ISIN | IE00B4BNMY34 | Agenda | 935534405 - Management | |||||||||||||
| Record Date | 29-Nov-2021 | Holding Recon Date | 29-Nov-2021 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 25-Jan-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1A. | Appointment of Director: Jaime Ardila | Management | For | For | ||||||||||||
| 1B. | Appointment of Director: Nancy McKinstry | Management | For | For | ||||||||||||
| 1C. | Appointment of Director: Beth E. Mooney | Management | For | For | ||||||||||||
| 1D. | Appointment of Director: Gilles C. Pélisson | Management | For | For | ||||||||||||
| 1E. | Appointment of Director: Paula A. Price | Management | For | For | ||||||||||||
| 1F. | Appointment of Director: Venkata (Murthy) Renduchintala | Management | For | For | ||||||||||||
| 1G. | Appointment of Director: Arun Sarin | Management | For | For | ||||||||||||
| 1H. | Appointment of Director: Julie Sweet | Management | For | For | ||||||||||||
| 1I. | Appointment of Director: Frank K. Tang | Management | For | For | ||||||||||||
| 1J. | Appointment of Director: Tracey T. Travis | Management | For | For | ||||||||||||
| 2. | To approve, in a non-binding vote, the compensation of our named executive officers. |
Management | For | For | ||||||||||||
| 3. | To approve an amendment to the Amended and Restated Accenture plc 2010 Share Incentive Plan to increase the number of shares available for issuance thereunder. |
Management | For | For | ||||||||||||
| 4. | To ratify, in a non-binding vote, the appointment of KPMG LLP ("KPMG") as independent auditors of Accenture and to authorize, in a binding vote, the Audit Committee of the Board of Directors to determine KPMG's remuneration. |
Management | For | For | ||||||||||||
| 5. | To grant the Board of Directors the authority to issue shares under Irish law. |
Management | For | For | ||||||||||||
| 6. | To grant the Board of Directors the authority to opt-out of pre- emption rights under Irish law. |
Management | For | For | ||||||||||||
| 7. | To determine the price range at which Accenture can re- allot shares that it acquires as treasury shares under Irish law. |
Management | For | For | ||||||||||||
| UGI CORPORATION | ||||||||||||||||
| Security | 902681105 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | UGI | Meeting Date | 28-Jan-2022 | |||||||||||||
| ISIN | US9026811052 | Agenda | 935531916 - Management | |||||||||||||
| Record Date | 18-Nov-2021 | Holding Recon Date | 18-Nov-2021 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 27-Jan-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1A. | Election of Director for term expiring in 2023: Frank S. Hermance, Chair |
Management | For | For | ||||||||||||
| 1B. | Election of Director for term expiring in 2023: M. Shawn Bort |
Management | For | For | ||||||||||||
| 1C. | Election of Director for term expiring in 2023: Theodore A. Dosch |
Management | For | For | ||||||||||||
| 1D. | Election of Director for term expiring in 2023: Alan N. Harris |
Management | For | For | ||||||||||||
| 1E. | Election of Director for term expiring in 2023: Mario Longhi |
Management | For | For | ||||||||||||
| 1F. | Election of Director for term expiring in 2023: William J. Marrazzo |
Management | For | For | ||||||||||||
| 1G. | Election of Director for term expiring in 2023: Cindy J. Miller |
Management | For | For | ||||||||||||
| 1H. | Election of Director for term expiring in 2023: Roger Perreault |
Management | For | For | ||||||||||||
| 1I. | Election of Director for term expiring in 2023: Kelly A. Romano |
Management | For | For | ||||||||||||
| 1J. | Election of Director for term expiring in 2023: James B. Stallings, Jr. |
Management | For | For | ||||||||||||
| 1K. | Election of Director for term expiring in 2023: John L. Walsh |
Management | For | For | ||||||||||||
| 2. | Advisory Vote on Executive Compensation | Management | For | For | ||||||||||||
| 3. | Ratification of Independent Registered Public Accounting Firm for 2022 |
Management | For | For | ||||||||||||
| EMERSON ELECTRIC CO. | ||||||||||||||||
| Security | 291011104 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | EMR | Meeting Date | 01-Feb-2022 | |||||||||||||
| ISIN | US2910111044 | Agenda | 935533299 - Management | |||||||||||||
| Record Date | 23-Nov-2021 | Holding Recon Date | 23-Nov-2021 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 31-Jan-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1. | DIRECTOR | Management | ||||||||||||||
| 1 | J. B. Bolten | For | For | |||||||||||||
| 2 | W. H. Easter III | For | For | |||||||||||||
| 3 | S. L. Karsanbhai | For | For | |||||||||||||
| 4 | L. M. Lee | For | For | |||||||||||||
| 2. | Ratification of KPMG LLP as Independent Registered Public Accounting Firm. |
Management | For | For | ||||||||||||
| 3. | Approval, by non-binding advisory vote, of Emerson Electric Co. executive compensation. |
Management | For | For | ||||||||||||
| IMPERIAL BRANDS PLC | ||||||||||||||||
| Security | G4720C107 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 02-Feb-2022 | ||||||||||||||
| ISIN | GB0004544929 | Agenda | 714985629 - Management | |||||||||||||
| Record Date | Holding Recon Date | 31-Jan-2022 | ||||||||||||||
| City / | Country | TBD | / | United Kingdom |
Vote Deadline Date | 28-Jan-2022 | ||||||||||
| SEDOL(s) | 0454492 - 5919974 - B02SW50 - BGLNNR7 - BRTM7M6 |
Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1 | ANNUAL REPORT AND ACCOUNTS | Management | For | For | ||||||||||||
| 2 | DIRECTORS REMUNERATION REPORT | Management | For | For | ||||||||||||
| 3 | TO DECLARE A FINAL DIVIDEND | Management | For | For | ||||||||||||
| 4 | TO RE-ELECT S BOMHARD | Management | For | For | ||||||||||||
| 5 | TO RE-ELECT S CLARK | Management | For | For | ||||||||||||
| 6 | TO ELECT N EDOZIEN | Management | For | For | ||||||||||||
| 7 | TO RE-ELECT T ESPERDY | Management | For | For | ||||||||||||
| 8 | TO RE-ELECT A JOHNSON | Management | For | For | ||||||||||||
| 9 | TO RE-ELECT R KUNZE-CONCEWITZ | Management | For | For | ||||||||||||
| 10 | TO RE-ELECT S LANGELIER | Management | For | For | ||||||||||||
| 11 | TO ELECT L PARAVICINI | Management | For | For | ||||||||||||
| 12 | TO ELECT D DE SAINT VICTOR | Management | For | For | ||||||||||||
| 13 | TO RE-ELECT J STANTON | Management | For | For | ||||||||||||
| 14 | RE-APPOINTMENT OF AUDITOR: ERNST YOUNG LLP | Management | For | For | ||||||||||||
| 15 | REMUNERATION OF AUDITOR | Management | For | For | ||||||||||||
| 16 | POLITICAL DONATIONS AND EXPENDITURE | Management | For | For | ||||||||||||
| 17 | AUTHORITY TO ALLOT SECURITIES | Management | For | For | ||||||||||||
| 18 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | For | For | ||||||||||||
| 19 | PURCHASE OF OWN SHARES | Management | For | For | ||||||||||||
| 20 | NOTICE PERIOD FOR GENERAL MEETINGS | Management | For | For | ||||||||||||
| CMMT | 23 DEC 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 14. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU |
Non-Voting | ||||||||||||||
| TYSON FOODS, INC. | ||||||||||||||||
| Security | 902494103 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | TSN | Meeting Date | 10-Feb-2022 | |||||||||||||
| ISIN | US9024941034 | Agenda | 935537920 - Management | |||||||||||||
| Record Date | 13-Dec-2021 | Holding Recon Date | 13-Dec-2021 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 09-Feb-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1A. | Election of Director: John H. Tyson | Management | For | For | ||||||||||||
| 1B. | Election of Director: Les R. Baledge | Management | For | For | ||||||||||||
| 1C. | Election of Director: Mike Beebe | Management | For | For | ||||||||||||
| 1D. | Election of Director: Maria Claudia Borras | Management | For | For | ||||||||||||
| 1E. | Election of Director: David J. Bronczek | Management | For | For | ||||||||||||
| 1F. | Election of Director: Mikel A. Durham | Management | For | For | ||||||||||||
| 1G. | Election of Director: Donnie King | Management | For | For | ||||||||||||
| 1H. | Election of Director: Jonathan D. Mariner | Management | For | For | ||||||||||||
| 1I. | Election of Director: Kevin M. McNamara | Management | For | For | ||||||||||||
| 1J. | Election of Director: Cheryl S. Miller | Management | For | For | ||||||||||||
| 1K. | Election of Director: Jeffrey K. Schomburger | Management | For | For | ||||||||||||
| 1L. | Election of Director: Barbara A. Tyson | Management | For | For | ||||||||||||
| 1M. | Election of Director: Noel White | Management | For | For | ||||||||||||
| 2. | To ratify the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Company for fiscal year ending October 1, 2022. |
Management | For | For | ||||||||||||
| 3. | Shareholder proposal to request a report on sustainable packaging efforts. |
Shareholder | Against | For | ||||||||||||
| AMERISOURCEBERGEN CORPORATION | ||||||||||||||||
| Security | 03073E105 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | ABC | Meeting Date | 10-Mar-2022 | |||||||||||||
| ISIN | US03073E1055 | Agenda | 935545016 - Management | |||||||||||||
| Record Date | 10-Jan-2022 | Holding Recon Date | 10-Jan-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 09-Mar-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1A. | Election of Director: Ornella Barra | Management | For | For | ||||||||||||
| 1B. | Election of Director: Steven H. Collis | Management | For | For | ||||||||||||
| 1C. | Election of Director: D. Mark Durcan | Management | For | For | ||||||||||||
| 1D. | Election of Director: Richard W. Gochnauer | Management | For | For | ||||||||||||
| 1E. | Election of Director: Lon R. Greenberg | Management | For | For | ||||||||||||
| 1F. | Election of Director: Jane E. Henney, M.D. | Management | For | For | ||||||||||||
| 1G. | Election of Director: Kathleen W. Hyle | Management | For | For | ||||||||||||
| 1H. | Election of Director: Michael J. Long | Management | For | For | ||||||||||||
| 1I. | Election of Director: Henry W. McGee | Management | For | For | ||||||||||||
| 1J. | Election of Director: Dennis M. Nally | Management | For | For | ||||||||||||
| 2. | Ratification of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal year 2022. |
Management | For | For | ||||||||||||
| 3. | Advisory vote to approve the compensation of named executive officers. |
Management | For | For | ||||||||||||
| 4. | Approval of the AmerisourceBergen Corporation 2022 Omnibus Incentive Plan. |
Management | For | For | ||||||||||||
| 5. | Stockholder proposal, if properly presented, to adopt a policy that no financial performance metric be adjusted to exclude legal or compliance costs in determining executive compensation. |
Shareholder | For | Against | ||||||||||||
| 6. | Stockholder proposal, if properly presented, regarding the threshold for calling a special meeting. |
Shareholder | For | Against | ||||||||||||
| TD SYNNEX CORPORATION | ||||||||||||||||
| Security | 87162W100 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | SNX | Meeting Date | 15-Mar-2022 | |||||||||||||
| ISIN | US87162W1009 | Agenda | 935545838 - Management | |||||||||||||
| Record Date | 21-Jan-2022 | Holding Recon Date | 21-Jan-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 14-Mar-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1A. | Election of Director: Dennis Polk | Management | For | For | ||||||||||||
| 1B. | Election of Director: Robert Kalsow-Ramos | Management | For | For | ||||||||||||
| 1C. | Election of Director: Ann Vezina | Management | For | For | ||||||||||||
| 1D. | Election of Director: Richard Hume | Management | For | For | ||||||||||||
| 1E. | Election of Director: Fred Breidenbach | Management | For | For | ||||||||||||
| 1F. | Election of Director: Hau Lee | Management | For | For | ||||||||||||
| 1G. | Election of Director: Matthew Miau | Management | For | For | ||||||||||||
| 1H. | Election of Director: Nayaki Nayyar | Management | For | For | ||||||||||||
| 1I. | Election of Director: Matthew Nord | Management | For | For | ||||||||||||
| 1J. | Election of Director: Merline Saintil | Management | For | For | ||||||||||||
| 1K. | Election of Director: Duane Zitzner | Management | For | For | ||||||||||||
| 2. | An advisory vote to approve our Executive Compensation. |
Management | Against | Against | ||||||||||||
| 3. | Ratification of the appointment of KPMG LLP as our independent auditors for 2022. |
Management | For | For | ||||||||||||
| 4. | Adoption of an amendment to the TD SYNNEX Certificate of Incorporation, pursuant to which TD SYNNEX shall waive the corporate opportunity doctrine with respect to certain directors and certain other parties. |
Management | Against | Against | ||||||||||||
| KUBOTA CORPORATION | ||||||||||||||||
| Security | J36662138 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 18-Mar-2022 | ||||||||||||||
| ISIN | JP3266400005 | Agenda | 715192530 - Management | |||||||||||||
| Record Date | 31-Dec-2021 | Holding Recon Date | 31-Dec-2021 | |||||||||||||
| City / | Country | OSAKA | / | Japan | Vote Deadline Date | 16-Mar-2022 | ||||||||||
| SEDOL(s) | 5675522 - 6497509 - B098JS5 - BJ1FDV8 |
Quick Code | 63260 | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||||||
| 1 | Amend Articles to: Amend Business Lines, Increase the Board of Directors Size, Approve Minor Revisions Related to Change of Laws and Regulations |
Management | For | For | ||||||||||||
| 2.1 | Appoint a Director Kimata, Masatoshi | Management | Against | Against | ||||||||||||
| 2.2 | Appoint a Director Kitao, Yuichi | Management | Against | Against | ||||||||||||
| 2.3 | Appoint a Director Yoshikawa, Masato | Management | Against | Against | ||||||||||||
| 2.4 | Appoint a Director Kurosawa, Toshihiko | Management | Against | Against | ||||||||||||
| 2.5 | Appoint a Director Watanabe, Dai | Management | Against | Against | ||||||||||||
| 2.6 | Appoint a Director Kimura, Hiroto | Management | Against | Against | ||||||||||||
| 2.7 | Appoint a Director Matsuda, Yuzuru | Management | For | For | ||||||||||||
| 2.8 | Appoint a Director Ina, Koichi | Management | For | For | ||||||||||||
| 2.9 | Appoint a Director Shintaku, Yutaro | Management | For | For | ||||||||||||
| 2.10 | Appoint a Director Arakane, Kumi | Management | For | For | ||||||||||||
| 3.1 | Appoint a Corporate Auditor Fukuyama, Toshikazu | Management | For | For | ||||||||||||
| 3.2 | Appoint a Corporate Auditor Hiyama, Yasuhiko | Management | For | For | ||||||||||||
| 3.3 | Appoint a Corporate Auditor Tsunematsu, Masashi | Management | Against | Against | ||||||||||||
| 3.4 | Appoint a Corporate Auditor Kimura, Keijiro | Management | For | For | ||||||||||||
| 4 | Appoint a Substitute Corporate Auditor Fujiwara, Masaki | Management | For | For | ||||||||||||
| 5 | Approve Payment of Bonuses to Directors | Management | For | For | ||||||||||||
| 6 | Approve Details of the Compensation to be received by Directors |
Management | For | For | ||||||||||||
| 7 | Approve Details of the Compensation to be received by Corporate Auditors |
Management | For | For | ||||||||||||
| 8 | Approve Details of the Stock Compensation to be received by Directors |
Management | For | For | ||||||||||||
| JAPAN TOBACCO INC. | ||||||||||||||||
| Security | J27869106 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 23-Mar-2022 | ||||||||||||||
| ISIN | JP3726800000 | Agenda | 715204943 - Management | |||||||||||||
| Record Date | 31-Dec-2021 | Holding Recon Date | 31-Dec-2021 | |||||||||||||
| City / | Country | TOKYO | / | Japan | Vote Deadline Date | 21-Mar-2022 | ||||||||||
| SEDOL(s) | 5754357 - 6474535 - B02H525 - BP2NLS6 |
Quick Code | 29140 | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||||
| 2 | Amend Articles to: Reduce Term of Office of Directors to One Year |
Management | For | For | ||||||||||||
| 3 | Amend Articles to: Establish the Articles Related to Shareholders Meeting held without specifying a venue |
Management | For | For | ||||||||||||
| 4 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations |
Management | For | For | ||||||||||||
| 5.1 | Appoint a Director Iwai, Mutsuo | Management | Against | Against | ||||||||||||
| 5.2 | Appoint a Director Okamoto, Shigeaki | Management | Against | Against | ||||||||||||
| 5.3 | Appoint a Director Terabatake, Masamichi | Management | Against | Against | ||||||||||||
| 5.4 | Appoint a Director Minami, Naohiro | Management | Against | Against | ||||||||||||
| 5.5 | Appoint a Director Hirowatari, Kiyohide | Management | Against | Against | ||||||||||||
| 5.6 | Appoint a Director Yamashita, Kazuhito | Management | Against | Against | ||||||||||||
| 5.7 | Appoint a Director Koda, Main | Management | For | For | ||||||||||||
| 5.8 | Appoint a Director Nagashima, Yukiko | Management | For | For | ||||||||||||
| 5.9 | Appoint a Director Kitera, Masato | Management | For | For | ||||||||||||
| 5.10 | Appoint a Director Shoji, Tetsuya | Management | For | For | ||||||||||||
| 6 | Approve Details of the Compensation to be received by Outside Directors |
Management | For | For | ||||||||||||
| YAMAHA MOTOR CO.,LTD. | ||||||||||||||||
| Security | J95776126 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 23-Mar-2022 | ||||||||||||||
| ISIN | JP3942800008 | Agenda | 715205008 - Management | |||||||||||||
| Record Date | 31-Dec-2021 | Holding Recon Date | 31-Dec-2021 | |||||||||||||
| City / | Country | SHIZUO KA |
/ | Japan | Vote Deadline Date | 21-Mar-2022 | ||||||||||
| SEDOL(s) | 6985264 - B02NKF1 - B1CGSW0 | Quick Code | 72720 | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||||
| 2 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations |
Management | For | For | ||||||||||||
| 3.1 | Appoint a Director Watanabe, Katsuaki | Management | Against | Against | ||||||||||||
| 3.2 | Appoint a Director Hidaka, Yoshihiro | Management | Against | Against | ||||||||||||
| 3.3 | Appoint a Director Maruyama, Heiji | Management | Against | Against | ||||||||||||
| 3.4 | Appoint a Director Matsuyama, Satohiko | Management | Against | Against | ||||||||||||
| 3.5 | Appoint a Director Shitara, Motofumi | Management | Against | Against | ||||||||||||
| 3.6 | Appoint a Director Nakata, Takuya | Management | Against | Against | ||||||||||||
| 3.7 | Appoint a Director Kamigama, Takehiro | Management | For | For | ||||||||||||
| 3.8 | Appoint a Director Tashiro, Yuko | Management | For | For | ||||||||||||
| 3.9 | Appoint a Director Ohashi, Tetsuji | Management | For | For | ||||||||||||
| 3.10 | Appoint a Director Jin Song Montesano | Management | For | For | ||||||||||||
| 4 | Appoint a Substitute Corporate Auditor Fujita, Ko | Management | Against | Against | ||||||||||||
| 5 | Approve Details of the Compensation to be received by Corporate Officers |
Management | For | For | ||||||||||||
| 6 | Approve Details of the Performance-based Stock Compensation to be received by Corporate Officers |
Management | For | For | ||||||||||||
| SKF AB | ||||||||||||||||
| Security | W84237143 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 24-Mar-2022 | ||||||||||||||
| ISIN | SE0000108227 | Agenda | 715192720 - Management | |||||||||||||
| Record Date | 16-Mar-2022 | Holding Recon Date | 16-Mar-2022 | |||||||||||||
| City / | Country | TBD | / | Sweden | Vote Deadline Date | 16-Mar-2022 | ||||||||||
| SEDOL(s) | B1Q3J35 - B1S83H0 - B1XCRX1 - B1XGV08 - BJ053K8 - BMGRGZ5 |
Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
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| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION |
Non-Voting | ||||||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION |
Non-Voting | ||||||||||||||
| CMMT | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR- VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR VOTING INSTRUCTIONS MAY BE-REJECTED |
Non-Voting | ||||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED |
Non-Voting | ||||||||||||||
| 1 | OPEN MEETING | Non-Voting | ||||||||||||||
| 2 | ELECT CHAIRMAN OF MEETING | Non-Voting | ||||||||||||||
| 3.1 | DESIGNATE MARTIN JONASSON AS INSPECTOR OF MINUTES OF MEETING |
Non-Voting | ||||||||||||||
| 3.2 | DESIGNATE EMILIE WESTHOLM AS INSPECTOR OF MINUTES OF MEETING |
Non-Voting | ||||||||||||||
| 4 | PREPARE AND APPROVE LIST OF SHAREHOLDERS | Non-Voting | ||||||||||||||
| 5 | APPROVE AGENDA OF MEETING | Non-Voting | ||||||||||||||
| 6 | ACKNOWLEDGE PROPER CONVENING OF MEETING | Non-Voting | ||||||||||||||
| 7 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS |
Non-Voting | ||||||||||||||
| 8 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS |
Management | For | For | ||||||||||||
| 9 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF SEK 7.00 PER SHARE |
Management | For | For | ||||||||||||
| 10.1 | APPROVE DISCHARGE OF BOARD MEMBER HANS STRABERG |
Management | For | For | ||||||||||||
| 10.2 | APPROVE DISCHARGE OF BOARD MEMBER HOCK GOH |
Management | For | For | ||||||||||||
| 10.3 | APPROVE DISCHARGE OF BOARD MEMBER ALRIK DANIELSON |
Management | For | For | ||||||||||||
| 10.4 | APPROVE DISCHARGE OF PRESIDENT ALRIK DANIELSON |
Management | For | For | ||||||||||||
| 10.5 | APPROVE DISCHARGE OF BOARD MEMBER RONNIE LETEN |
Management | For | For | ||||||||||||
| 10.6 | APPROVE DISCHARGE OF BOARD MEMBER BARB SAMARDZICH |
Management | For | For | ||||||||||||
| 10.7 | APPROVE DISCHARGE OF BOARD MEMBER COLLEEN REPPLIER |
Management | For | For | ||||||||||||
| 10.8 | APPROVE DISCHARGE OF BOARD MEMBER GEERT FOLLENS |
Management | For | For | ||||||||||||
| 10.9 | APPROVE DISCHARGE OF BOARD MEMBER HAKAN BUSKHE |
Management | For | For | ||||||||||||
| 10.10 | APPROVE DISCHARGE OF BOARD MEMBER SUSANNA SCHNEEBERGER |
Management | For | For | ||||||||||||
| 10.11 | APPROVE DISCHARGE OF BOARD MEMBER RICKARD GUSTAFSON |
Management | For | For | ||||||||||||
| 10.12 | APPROVE DISCHARGE OF PRESIDENT RICKARD GUSTAFSON |
Management | For | For | ||||||||||||
| 10.13 | APPROVE DISCHARGE OF BOARD MEMBER JONNY HILBERT |
Management | For | For | ||||||||||||
| 10.14 | APPROVE DISCHARGE OF BOARD MEMBER ZARKO DJUROVIC |
Management | For | For | ||||||||||||
| 10.15 | APPROVE DISCHARGE OF DEPUTY EMPLOYEE REPRESENTATIVE KENNET CARLSSON |
Management | For | For | ||||||||||||
| 10.16 | APPROVE DISCHARGE OF DEPUTY EMPLOYEE REPRESENTATIVE CLAES PALM |
Management | For | For | ||||||||||||
| 10.17 | APPROVE DISCHARGE OF DEPUTY EMPLOYEE REPRESENTATIVE STEVE NORRMAN |
Management | For | For | ||||||||||||
| 10.18 | APPROVE DISCHARGE OF DEPUTY EMPLOYEE REPRESENTATIVE THOMAS ELIASSON |
Management | For | For | ||||||||||||
| 10.19 | APPROVE DISCHARGE OF PRESIDENT NICLAS ROSENLEW |
Management | For | For | ||||||||||||
| CMMT | PLEASE NOTE THAT THE RESOLUTIONS 11, 12, 13.1 TO 13.7 AND 14 ARE PROPOSED BY-NOMINATION COMMITTEE AND BOARD DOES NOT MAKE ANY RECOMMENDATION ON THESE-PROPOSALS. THE STANDING INSTRUCTIONS ARE DISABLED FOR THIS MEETING. THANK YOU |
Non-Voting | ||||||||||||||
| 11 | DETERMINE NUMBER OF MEMBERS (7) AND DEPUTY MEMBERS (0) OF BOARD |
Management | For | |||||||||||||
| 12 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF SEK 2.5 MILLION FOR CHAIRMAN AND SEK 825,000 FOR OTHER DIRECTORS; APPROVE REMUNERATION FOR COMMITTEE WORK |
Management | For | |||||||||||||
| 13.1 | REELECT HANS STRABERG AS DIRECTOR | Management | Against | |||||||||||||
| 13.2 | REELECT HOCK GOH AS DIRECTOR | Management | For | |||||||||||||
| 13.3 | REELECT COLLEEN REPPLIER AS DIRECTOR | Management | For | |||||||||||||
| 13.4 | REELECT GEERT FOLLENS AS DIRECTOR | Management | For | |||||||||||||
| 13.5 | REELECT HAKAN BUSKHE AS DIRECTOR | Management | Against | |||||||||||||
| 13.6 | REELECT SUSANNA SCHNEEBERGER AS DIRECTOR | Management | For | |||||||||||||
| 13.7 | REELECT RICKARD GUSTAFSON AS DIRECTOR | Management | Against | |||||||||||||
| 14 | REELECT HANS STRABERG AS BOARD CHAIRMAN | Management | For | |||||||||||||
| 15 | APPROVE REMUNERATION POLICY AND OTHER TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT |
Management | For | For | ||||||||||||
| 16 | APPROVE REMUNERATION REPORT | Management | For | For | ||||||||||||
| 17 | APPROVE 2022 PERFORMANCE SHARE PROGRAM | Management | For | For | ||||||||||||
| CMMT | "INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE" |
Non-Voting | ||||||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON-RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES)-UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED- AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED-POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM.-BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR-VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL-INCLUDE |
Non-Voting | ||||||||||||||
| TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR-CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE-CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM-YOU |
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| ABB AG | ||||||||||||||||
| Security | H0010V101 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 24-Mar-2022 | ||||||||||||||
| ISIN | CH0012221716 | Agenda | 715210592 - Management | |||||||||||||
| Record Date | 16-Mar-2022 | Holding Recon Date | 16-Mar-2022 | |||||||||||||
| City / | Country | ZURICH | / | Switzerland | Vote Deadline Date | 14-Mar-2022 | ||||||||||
| SEDOL(s) | 7108899 - 7144053 - B0YBLH2 | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1 | APPROVAL OF THE MANAGEMENT REPORT, THE CONSOLIDATED FINANCIAL STATEMENTS AND THE ANNUAL FINANCIAL STATEMENTS FOR 2021 |
Management | For | For | ||||||||||||
| 2 | CONSULTATIVE VOTE ON THE 2021 COMPENSATION REPORT |
Management | For | For | ||||||||||||
| 3 | DISCHARGE OF THE BOARD OF DIRECTORS AND THE PERSONS ENTRUSTED WITH MANAGEMENT |
Management | For | For | ||||||||||||
| 4 | APPROPRIATION OF EARNINGS | Management | For | For | ||||||||||||
| 5 | CAPITAL REDUCTION THROUGH CANCELLATION OF SHARES REPURCHASED UNDER THE SHARE BUYBACK PROGRAMS 2020 AND 2021 |
Management | For | For | ||||||||||||
| 6.1 | BINDING VOTE ON THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION OF THE BOARD OF DIRECTORS FOR THE NEXT TERM OF OFFICE |
Management | For | For | ||||||||||||
| 6.2 | BINDING VOTE ON THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION OF THE EXECUTIVE COMMITTEE FOR THE FOLLOWING FINANCIAL YEAR |
Management | For | For | ||||||||||||
| 7.1 | ELECTIONS TO THE BOARD OF DIRECTOR AND ELECTION OF THE CHAIRMAN OF THE BOARD OF DIRECTOR: GUNNAR BROCK AS DIRECTOR |
Management | For | For | ||||||||||||
| 7.2 | ELECTIONS TO THE BOARD OF DIRECTOR AND ELECTION OF THE CHAIRMAN OF THE BOARD OF DIRECTOR: DAVID CONSTABLE AS DIRECTOR |
Management | For | For | ||||||||||||
| 7.3 | ELECTIONS TO THE BOARD OF DIRECTOR AND ELECTION OF THE CHAIRMAN OF THE BOARD OF DIRECTOR: FREDERICO FLEURY CURADO AS DIRECTOR |
Management | For | For | ||||||||||||
| 7.4 | ELECTIONS TO THE BOARD OF DIRECTOR AND ELECTION OF THE CHAIRMAN OF THE BOARD OF DIRECTOR: LARS FOERBERG AS DIRECTOR |
Management | For | For | ||||||||||||
| 7.5 | ELECTIONS TO THE BOARD OF DIRECTOR AND ELECTION OF THE CHAIRMAN OF THE BOARD OF DIRECTOR: JENNIFER XIN-ZHE LI AS DIRECTOR |
Management | For | For | ||||||||||||
| 7.6 | ELECTIONS TO THE BOARD OF DIRECTOR AND ELECTION OF THE CHAIRMAN OF THE BOARD OF DIRECTOR: GERALDINE MATCHETT AS DIRECTOR |
Management | For | For | ||||||||||||
| 7.7 | ELECTIONS TO THE BOARD OF DIRECTOR AND ELECTION OF THE CHAIRMAN OF THE BOARD OF DIRECTOR: DAVID MELINE AS DIRECTOR |
Management | For | For | ||||||||||||
| 7.8 | ELECTIONS TO THE BOARD OF DIRECTOR AND ELECTION OF THE CHAIRMAN OF THE BOARD OF DIRECTOR: SATISH PAI AS DIRECTOR |
Management | For | For | ||||||||||||
| 7.9 | ELECTIONS TO THE BOARD OF DIRECTOR AND ELECTION OF THE CHAIRMAN OF THE BOARD OF DIRECTOR: JACOB WALLENBERG AS DIRECTOR |
Management | For | For | ||||||||||||
| 7.10 | ELECTIONS TO THE BOARD OF DIRECTOR AND ELECTION OF THE CHAIRMAN OF THE BOARD OF DIRECTOR: PETER VOSER AS DIRECTOR AND CHAIRMAN |
Management | For | For | ||||||||||||
| 8.1 | ELECTIONS TO THE COMPENSATION COMMITTEE: DAVID CONSTABLE |
Management | For | For | ||||||||||||
| 8.2 | ELECTIONS TO THE COMPENSATION COMMITTEE: FREDERICO FLEURY CURADO |
Management | For | For | ||||||||||||
| 8.3 | ELECTIONS TO THE COMPENSATION COMMITTEE: JENNIFER XIN-ZHE LI |
Management | For | For | ||||||||||||
| 9 | ELECTION OF THE INDEPENDENT PROXY: ZEHNDER BOLLIGER AND PARTNER |
Management | For | For | ||||||||||||
| 10 | ELECTION OF THE AUDITORS: KPMG AG | Management | For | For | ||||||||||||
| CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE |
Non-Voting | ||||||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION-MAY BE REJECTED. |
Non-Voting | ||||||||||||||
| INPEX CORPORATION | ||||||||||||||||
| Security | J2467E101 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 25-Mar-2022 | ||||||||||||||
| ISIN | JP3294460005 | Agenda | 715213132 - Management | |||||||||||||
| Record Date | 31-Dec-2021 | Holding Recon Date | 31-Dec-2021 | |||||||||||||
| City / | Country | TOKYO | / | Japan | Vote Deadline Date | 23-Mar-2022 | ||||||||||
| SEDOL(s) | B10RB15 - B128D43 - B1446T5 | Quick Code | 16050 | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||||
| 2 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations |
Management | For | For | ||||||||||||
| 3.1 | Appoint a Director Kitamura, Toshiaki | Management | Against | Against | ||||||||||||
| 3.2 | Appoint a Director Ueda, Takayuki | Management | Against | Against | ||||||||||||
| 3.3 | Appoint a Director Ikeda, Takahiko | Management | Against | Against | ||||||||||||
| 3.4 | Appoint a Director Kawano, Kenji | Management | Against | Against | ||||||||||||
| 3.5 | Appoint a Director Kittaka, Kimihisa | Management | Against | Against | ||||||||||||
| 3.6 | Appoint a Director Sase, Nobuharu | Management | Against | Against | ||||||||||||
| 3.7 | Appoint a Director Yamada, Daisuke | Management | Against | Against | ||||||||||||
| 3.8 | Appoint a Director Yanai, Jun | Management | For | For | ||||||||||||
| 3.9 | Appoint a Director Iio, Norinao | Management | For | For | ||||||||||||
| 3.10 | Appoint a Director Nishimura, Atsuko | Management | For | For | ||||||||||||
| 3.11 | Appoint a Director Nishikawa, Tomoo | Management | For | For | ||||||||||||
| 3.12 | Appoint a Director Morimoto, Hideka | Management | For | For | ||||||||||||
| 4 | Approve Payment of Bonuses to Directors | Management | For | For | ||||||||||||
| 5 | Approve Details of the Compensation to be received by Directors |
Management | For | For | ||||||||||||
| 6 | Approve Details of the Compensation to be received by Corporate Auditors |
Management | For | For | ||||||||||||
| 7 | Approve Details of the Stock Compensation to be received by Directors and Executive Officers |
Management | For | For | ||||||||||||
| FORTUM CORPORATION | ||||||||||||||||
| Security | X2978Z118 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 28-Mar-2022 | ||||||||||||||
| ISIN | FI0009007132 | Agenda | 715223044 - Management | |||||||||||||
| Record Date | 16-Mar-2022 | Holding Recon Date | 16-Mar-2022 | |||||||||||||
| City / | Country | ESPOO | / | Finland | Vote Deadline Date | 18-Mar-2022 | ||||||||||
| SEDOL(s) | 5579550 - 5590261 - B0ZSJ12 - BHZLGQ4 |
Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION. |
Non-Voting | ||||||||||||||
| CMMT | A POWER OF ATTORNEY (POA) IS REQUIRED TO APPOINT A REPRESENTATIVE TO ATTEND-THE MEETING AND LODGE YOUR VOTING INSTRUCTIONS. IF YOU APPOINT A FINNISH SUB- CUSTODIAN BANK, NO POA IS REQUIRED (UNLESS THE SHAREHOLDER IS FINNISH). |
Non-Voting | ||||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. |
Non-Voting | ||||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE |
Non-Voting | ||||||||||||||
| 1 | OPEN MEETING | Non-Voting | ||||||||||||||
| 2 | CALL THE MEETING TO ORDER | Non-Voting | ||||||||||||||
| 3 | DESIGNATE INSPECTOR OR SHAREHOLDER REPRESENTATIVE(S) OF MINUTES OF MEETING |
Non-Voting | ||||||||||||||
| 4 | ACKNOWLEDGE PROPER CONVENING OF MEETING | Non-Voting | ||||||||||||||
| 5 | PREPARE AND APPROVE LIST OF SHAREHOLDERS | Non-Voting | ||||||||||||||
| 6 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS |
Non-Voting | ||||||||||||||
| 7 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS |
Management | For | For | ||||||||||||
| 8 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 1.14 PER SHARE |
Management | For | For | ||||||||||||
| 9 | APPROVE DISCHARGE OF BOARD AND PRESIDENT | Management | For | For | ||||||||||||
| 10 | APPROVE REMUNERATION REPORT (ADVISORY VOTE) |
Management | For | For | ||||||||||||
| 11 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF EUR 88,800 FOR CHAIR, EUR 63,300 FOR DEPUTY CHAIR AND EUR 43,100 FOR OTHER DIRECTORS; APPROVE REMUNERATION FOR COMMITTEE WORK; APPROVE MEETING FEES |
Management | For | For | ||||||||||||
| 12 | FIX NUMBER OF DIRECTORS AT NINE | Management | For | For | ||||||||||||
| 13 | REELECT LUISA DELGADO, ESSIMARI KAIRISTO, ANJA MCALISTER, TEPPO PAAVOLA, VELI-MATTI REINIKKALA (CHAIR), PHILIPP ROSLER AND ANNETTE STUBE AS DIRECTORS; ELECT RALF CHRISTIAN AND KIMMO VIERTOLA AS NEW DIRECTORS |
Management | For | For | ||||||||||||
| 14 | APPROVE REMUNERATION OF AUDITORS | Management | For | For | ||||||||||||
| 15 | RATIFY DELOITTE AS AUDITORS | Management | For | For | ||||||||||||
| 16 | AUTHORIZE SHARE REPURCHASE PROGRAM | Management | For | For | ||||||||||||
| 17 | AUTHORIZE REISSUANCE OF REPURCHASED SHARES |
Management | For | For | ||||||||||||
| 18 | APPROVE CHARITABLE DONATIONS | Management | For | For | ||||||||||||
| 19 | CLOSE MEETING | Non-Voting | ||||||||||||||
| JEFFERIES FINANCIAL GROUP INC. | ||||||||||||||||
| Security | 47233W109 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | JEF | Meeting Date | 29-Mar-2022 | |||||||||||||
| ISIN | US47233W1099 | Agenda | 935549812 - Management | |||||||||||||
| Record Date | 31-Jan-2022 | Holding Recon Date | 31-Jan-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 28-Mar-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1A. | Election of Director: Linda L. Adamany | Management | For | For | ||||||||||||
| 1B. | Election of Director: Barry J. Alperin | Management | For | For | ||||||||||||
| 1C. | Election of Director: Robert D. Beyer | Management | For | For | ||||||||||||
| 1D. | Election of Director: Matrice Ellis Kirk | Management | For | For | ||||||||||||
| 1E. | Election of Director: Brian P. Friedman | Management | For | For | ||||||||||||
| 1F. | Election of Director: MaryAnne Gilmartin | Management | For | For | ||||||||||||
| 1G. | Election of Director: Richard B. Handler | Management | For | For | ||||||||||||
| 1H. | Election of Director: Thomas W. Jones | Management | For | For | ||||||||||||
| 1I. | Election of Director: Jacob M. Katz | Management | For | For | ||||||||||||
| 1J. | Election of Director: Michael T. O'Kane | Management | For | For | ||||||||||||
| 1K. | Election of Director: Joseph S. Steinberg | Management | For | For | ||||||||||||
| 1L. | Election of Director: Melissa V. Weiler | Management | For | For | ||||||||||||
| 2. | Approve named executive officer compensation on an advisory basis. |
Management | Against | Against | ||||||||||||
| 3. | Ratify Deloitte & Touche LLP as independent auditors for the fiscal year ending November 30, 2022. |
Management | For | For | ||||||||||||
| CANON INC. | ||||||||||||||||
| Security | J05124144 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 30-Mar-2022 | ||||||||||||||
| ISIN | JP3242800005 | Agenda | 715217762 - Management | |||||||||||||
| Record Date | 31-Dec-2021 | Holding Recon Date | 31-Dec-2021 | |||||||||||||
| City / | Country | TOKYO | / | Japan | Vote Deadline Date | 28-Mar-2022 | ||||||||||
| SEDOL(s) | 5485271 - 6172323 - B021CR1 - BYW3ZD2 |
Quick Code | 77510 | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||||
| 2 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations |
Management | For | For | ||||||||||||
| 3.1 | Appoint a Director Mitarai, Fujio | Management | Against | Against | ||||||||||||
| 3.2 | Appoint a Director Tanaka, Toshizo | Management | Against | Against | ||||||||||||
| 3.3 | Appoint a Director Homma, Toshio | Management | Against | Against | ||||||||||||
| 3.4 | Appoint a Director Saida, Kunitaro | Management | For | For | ||||||||||||
| 3.5 | Appoint a Director Kawamura, Yusuke | Management | For | For | ||||||||||||
| 4.1 | Appoint a Corporate Auditor Yanagibashi, Katsuhito | Management | For | For | ||||||||||||
| 4.2 | Appoint a Corporate Auditor Kashimoto, Koichi | Management | For | For | ||||||||||||
| 5 | Approve Payment of Bonuses to Directors | Management | For | For | ||||||||||||
| DENTSU GROUP INC. | ||||||||||||||||
| Security | J1207N108 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 30-Mar-2022 | ||||||||||||||
| ISIN | JP3551520004 | Agenda | 715252817 - Management | |||||||||||||
| Record Date | 31-Dec-2021 | Holding Recon Date | 31-Dec-2021 | |||||||||||||
| City / | Country | TOKYO | / | Japan | Vote Deadline Date | 28-Mar-2022 | ||||||||||
| SEDOL(s) | 6416281 - B1CFQQ7 - B3BGZV3 | Quick Code | 43240 | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||||||
| 1 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations |
Management | For | For | ||||||||||||
| 2 | Amend Articles to: Increase the Board of Directors Size | Management | For | For | ||||||||||||
| 3.1 | Appoint a Director who is not Audit and Supervisory Committee Member Timothy Andree |
Management | Against | Against | ||||||||||||
| 3.2 | Appoint a Director who is not Audit and Supervisory Committee Member Igarashi, Hiroshi |
Management | Against | Against | ||||||||||||
| 3.3 | Appoint a Director who is not Audit and Supervisory Committee Member Soga, Arinobu |
Management | Against | Against | ||||||||||||
| 3.4 | Appoint a Director who is not Audit and Supervisory Committee Member Nick Priday |
Management | Against | Against | ||||||||||||
| 3.5 | Appoint a Director who is not Audit and Supervisory Committee Member Wendy Clark |
Management | Against | Against | ||||||||||||
| 3.6 | Appoint a Director who is not Audit and Supervisory Committee Member Kuretani, Norihiro |
Management | Against | Against | ||||||||||||
| 3.7 | Appoint a Director who is not Audit and Supervisory Committee Member Takahashi, Yuko |
Management | Against | Against | ||||||||||||
| 4.1 | Appoint a Director who is Audit and Supervisory Committee Member Okoshi, Izumi |
Management | Against | Against | ||||||||||||
| 4.2 | Appoint a Director who is Audit and Supervisory Committee Member Matsui, Gan |
Management | For | For | ||||||||||||
| 4.3 | Appoint a Director who is Audit and Supervisory Committee Member Paul Candland |
Management | For | For | ||||||||||||
| 4.4 | Appoint a Director who is Audit and Supervisory Committee Member Andrew House |
Management | For | For | ||||||||||||
| 4.5 | Appoint a Director who is Audit and Supervisory Committee Member Sagawa, Keiichi |
Management | Against | Against | ||||||||||||
| 4.6 | Appoint a Director who is Audit and Supervisory Committee Member Sogabe, Mihoko |
Management | For | For | ||||||||||||
| NOKIA CORP | ||||||||||||||||
| Security | X61873133 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 05-Apr-2022 | ||||||||||||||
| ISIN | FI0009000681 | Agenda | 715264848 - Management | |||||||||||||
| Record Date | 24-Mar-2022 | Holding Recon Date | 24-Mar-2022 | |||||||||||||
| City / | Country | TBD | / | Finland | Vote Deadline Date | 28-Mar-2022 | ||||||||||
| SEDOL(s) | 5902941 - 5946154 - 5946455 - B02G9J7 - B0CRGQ6 - B10RVY8 - B19GJC0 - B1YCCZ7 - B71DPB2 - B80G3T3 - BF446V5 |
Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION. |
Non-Voting | ||||||||||||||
| CMMT | A POWER OF ATTORNEY (POA) IS REQUIRED TO APPOINT A REPRESENTATIVE TO ATTEND-THE MEETING AND LODGE YOUR VOTING INSTRUCTIONS. IF YOU APPOINT A FINNISH SUB- CUSTODIAN BANK, NO POA IS REQUIRED (UNLESS THE SHAREHOLDER IS FINNISH). |
Non-Voting | ||||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. |
Non-Voting | ||||||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 699594 DUE TO RECEIPT OF-APPLY THE SPIN CONTROL FOR RES.8 AND 8.A. ALL VOTES RECEIVED ON THE PREVIOUS-MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED.-THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER-VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE- CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE.-PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING,-AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU |
Non-Voting | ||||||||||||||
| 1 | OPENING OF THE MEETING | Non-Voting | ||||||||||||||
| 2 | MATTERS OF ORDER FOR THE MEETING | Non-Voting | ||||||||||||||
| 3 | ELECTION OF A PERSON TO CONFIRM THE MINUTES AND A PERSON TO VERIFY THE- COUNTING OF VOTES |
Non-Voting | ||||||||||||||
| 4 | RECORDING THE LEGAL CONVENING OF THE MEETING AND QUORUM |
Non-Voting | ||||||||||||||
| 5 | RECORDING THE ATTENDANCE AT THE MEETING AND ADOPTION OF THE LIST OF VOTES |
Non-Voting | ||||||||||||||
| 6 | PRESENTATION OF THE ANNUAL ACCOUNTS, THE REVIEW BY THE BOARD OF DIRECTORS AND-THE AUDITOR'S REPORT FOR THE FINANCIAL YEAR 2021 |
Non-Voting | ||||||||||||||
| 7 | ADOPTION OF THE ANNUAL ACCOUNTS | Management | For | For | ||||||||||||
| CMMT | KINDLY NOTE THAT IT IS A VOLUNTARY ITEM 8A (MINORITY DIVIDEND), FOR WHICH-SHAREHOLDER CAN REQUEST IN CASE THEY HAVE VOTED AGAINST OR ABSTAIN FOR ITEM-8. ALSO NOTE THAT IF SHAREHOLDER CHOOSES TO VOTE "FOR" RESOLUTION NUMBER 8-THEY ARE GIVING THE BOARD AUTHORIZATION TO DECIDE REGARDING THE DIVIDEND, IF-THEY WISH TO DEMAND MINORITY DIVIDEND THEY SHOULD VOTE "FOR" ITEM NUMBER 8A |
Non-Voting | ||||||||||||||
| CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 2 OPTIONS TO BE ELECTED FOR RESOLUTIONS 8- AND 8.A, THERE 1 ONLY 1 OPTION AVAILABLE TO BE FILLED AT THE MEETING. THE-STANDING INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE,-YOU ARE REQUIRED TO VOTE FOR, AGAINST OR ABSTAIN ON ONLY 1 OF THE 2 OPTIONS-AND TO SELECT 'CLEAR' FOR THE OTHERS. THANK YOU |
Non-Voting | ||||||||||||||
| 8 | THE BOARD OF DIRECTORS PROPOSES TO THE ANNUAL GENERAL MEETING THAT BASED ON THE BALANCE SHEET TO BE ADOPTED FOR THE FINANCIAL YEAR ENDED ON 31 DECEMBER 2021, NO DIVIDEND IS DISTRIBUTED BY A RESOLUTION OF THE ANNUAL GENERAL MEETING. INSTEAD, THE BOARD PROPOSES TO BE AUTHORIZED TO DECIDE ON THE DISTRIBUTION OF AN AGGREGATE MAXIMUM OF EUR 0.08 PER SHARE AS DIVIDEND AND/OR AS ASSETS FROM THE INVESTED UNRESTRICTED EQUITY FUND. RESOLUTION ON THE USE OF THE PROFIT SHOWN ON THE BALANCE SHEET AND AUTHORIZATION OF THE BOARD OF DIRECTORS TO DECIDE ON THE DISTRIBUTION OF DIVIDEND AND ASSETS FROM THE INVESTED UNRESTRICTED EQUITY FUND |
Management | For | For | ||||||||||||
| 8.A | IN CONFLICT WITH THE BOARD PROPOSAL 8,I DEMAND MINORITY DIVIDEND TO BE PAID PURSUANT TO THE FINNISH COMPANIES ACT 624/2006. MINORITY DIVIDEND |
Management | ||||||||||||||
| 9 | RESOLUTION ON THE DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE PRESIDENT AND CEO FROM LIABILITY FOR THE FINANCIAL YEAR 2021 |
Management | For | For | ||||||||||||
| 10 | REFER TO THE NOTICE OF THE MEETING ADDRESSING THE REMUNERATION REPORT |
Management | For | For | ||||||||||||
| 11 | REFER TO THE NOTICE OF THE MEETING RESOLUTION ON THE REMUNERATION TO THE MEMBERS OF THE BOARD OF DIRECTORS |
Management | For | For | ||||||||||||
| 12 | ON THE RECOMMENDATION OF THE BOARD'S CORPORATE GOVERNANCE AND NOMINATION COMMITTEE, THE BOARD PROPOSES TO THE ANNUAL GENERAL MEETING THAT THE NUMBER OF BOARD MEMBERS BE TEN (10). RESOLUTION ON THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS |
Management | For | For | ||||||||||||
| 13 | THE BOARD PROPOSES, ON THE RECOMMENDATION OF THE BOARD'S CORPORATE GOVERNANCE AND NOMINATION COMMITTEE, THAT THE FOLLOWING CURRENT BOARD MEMBERS BE RE-ELECTED AS MEMBERS OF THE BOARD OF DIRECTORS FOR A TERM UNTIL THE CLOSE OF THE NEXT ANNUAL GENERAL MEETING: SARI BALDAUF, BRUCE BROWN, THOMAS DANNENFELDT, JEANETTE HORAN, EDWARD KOZEL, S REN SKOU AND CARLA SMITS-NUSTELING. IN ADDITION, IT IS PROPOSED THAT LISA HOOK, FORMER PRESIDENT AND CHIEF EXECUTIVE OFFICER OF NEUSTAR, INC., THOMAS SAUERESSIG, MEMBER OF THE EXECUTIVE BOARD OF SAP SE AND GLOBAL HEAD OF SAP PRODUCT ENGINEERING, AND KAI OISTAMO , PRESIDENT AND CHIEF EXECUTIVE OFFICER OF VAISALA CORPORATION, BE ELECTED AS NEW MEMBERS OF THE BOARD OF DIRECTORS FOR THE SAME TERM OF OFFICE. ELECTION OF MEMBERS OF THE BOARD OF DIRECTORS |
Management | For | For | ||||||||||||
| 14 | ON THE RECOMMENDATION OF THE BOARD'S AUDIT COMMITTEE, THE BOARD OF DIRECTORS PROPOSES TO THE ANNUAL GENERAL MEETING THAT THE AUDITOR TO BE ELECTED FOR THE FINANCIAL YEAR 2023 BE REIMBURSED BASED ON THE INVOICE OF THE AUDITOR AND IN COMPLIANCE WITH THE PURCHASE POLICY APPROVED BY THE BOARD'S AUDIT COMMITTEE. RESOLUTION ON THE REMUNERATION OF THE AUDITOR |
Management | For | For | ||||||||||||
| 15 | ON THE RECOMMENDATION OF THE BOARD'S AUDIT COMMITTEE, THE BOARD OF DIRECTORS PROPOSES TO THE ANNUAL GENERAL MEETING THAT DELOITTE OY BE RE-ELECTED AS THE AUDITOR OF THE COMPANY FOR THE FINANCIAL YEAR 2023. ELECTION OF AUDITOR FOR THE FINANCIAL YEAR 2023 |
Management | For | For | ||||||||||||
| 16 | REFER TO THE NOTICE OF THE MEETING AUTHORIZATION TO THE BOARD OF DIRECTORS TO RESOLVE TO REPURCHASE THE COMPANY'S OWN SHARES |
Management | For | For | ||||||||||||
| 17 | REFER TO THE NOTICE OF THE MEETING AUTHORIZATION TO THE BOARD OF DIRECTORS TO RESOLVE TO ISSUE SHARES AND SPECIAL RIGHTS ENTITLING TO SHARES |
Management | For | For | ||||||||||||
| 18 | CLOSING OF THE MEETING | Non-Voting | ||||||||||||||
| CMMT | 16 MAR 2022: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE |
Non-Voting | ||||||||||||||
| CMMT | 16 MAR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF-COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU |
Non-Voting | ||||||||||||||
| UBS GROUP AG | ||||||||||||||||
| Security | H42097107 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 06-Apr-2022 | ||||||||||||||
| ISIN | CH0244767585 | Agenda | 715233273 - Management | |||||||||||||
| Record Date | 01-Apr-2022 | Holding Recon Date | 01-Apr-2022 | |||||||||||||
| City / | Country | ZURICH | / | Switzerland | Vote Deadline Date | 30-Mar-2022 | ||||||||||
| SEDOL(s) | BRJL176 - BRTR118 - BSQX8C6 - BSZLML8 |
Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION-MAY BE REJECTED. |
Non-Voting | ||||||||||||||
| 1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS |
Management | For | For | ||||||||||||
| 2 | APPROVE REMUNERATION REPORT | Management | For | For | ||||||||||||
| 3 | APPROVE CLIMATE ACTION PLAN | Management | Abstain | Against | ||||||||||||
| 4 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF USD 0.50 PER SHARE |
Management | For | For | ||||||||||||
| 5 | APPROVE DISCHARGE OF BOARD AND SENIOR MANAGEMENT FOR FISCAL YEAR 2021, EXCLUDING FRENCH CROSS-BORDER MATTER |
Management | For | For | ||||||||||||
| 6.1 | REELECT JEREMY ANDERSON AS DIRECTOR | Management | For | For | ||||||||||||
| 6.2 | REELECT CLAUDIA BOECKSTIEGEL AS DIRECTOR | Management | For | For | ||||||||||||
| 6.3 | REELECT WILLIAM DUDLEY AS DIRECTOR | Management | For | For | ||||||||||||
| 6.4 | REELECT PATRICK FIRMENICH AS DIRECTOR | Management | For | For | ||||||||||||
| 6.5 | REELECT FRED HU AS DIRECTOR | Management | For | For | ||||||||||||
| 6.6 | REELECT MARK HUGHES AS DIRECTOR | Management | For | For | ||||||||||||
| 6.7 | REELECT NATHALIE RACHOU AS DIRECTOR | Management | For | For | ||||||||||||
| 6.8 | REELECT JULIE RICHARDSON AS DIRECTOR | Management | For | For | ||||||||||||
| 6.9 | REELECT DIETER WEMMER AS DIRECTOR | Management | For | For | ||||||||||||
| 6.10 | REELECT JEANETTE WONG AS DIRECTOR | Management | For | For | ||||||||||||
| 7.1 | ELECT LUKAS GAEHWILER AS DIRECTOR | Management | For | For | ||||||||||||
| 7.2 | ELECT COLM KELLEHER AS DIRECTOR AND BOARD CHAIRMAN |
Management | For | For | ||||||||||||
| 8.1 | REAPPOINT JULIE RICHARDSON AS MEMBER OF THE COMPENSATION COMMITTEE |
Management | For | For | ||||||||||||
| 8.2 | REAPPOINT DIETER WEMMER AS MEMBER OF THE COMPENSATION COMMITTEE |
Management | For | For | ||||||||||||
| 8.3 | REAPPOINT JEANETTE WONG AS MEMBER OF THE COMPENSATION COMMITTEE |
Management | For | For | ||||||||||||
| 9.1 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF CHF 13 MILLION |
Management | For | For | ||||||||||||
| 9.2 | APPROVE VARIABLE REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 79.8 MILLION |
Management | For | For | ||||||||||||
| 9.3 | APPROVE FIXED REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 33 MILLION |
Management | For | For | ||||||||||||
| 10.1 | DESIGNATE ADB ALTORFER DUSS BEILSTEIN AG AS INDEPENDENT PROXY |
Management | For | For | ||||||||||||
| 10.2 | RATIFY ERNST YOUNG AG AS AUDITORS | Management | For | For | ||||||||||||
| 11 | APPROVE CHF 17.8 MILLION REDUCTION IN SHARE CAPITAL AS PART OF THE SHARE BUYBACK PROGRAM VIA CANCELLATION OF REPURCHASED SHARES |
Management | For | For | ||||||||||||
| 12 | AUTHORIZE REPURCHASE OF UP TO USD 6 BILLION IN ISSUED SHARE CAPITAL |
Management | For | For | ||||||||||||
| CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE |
Non-Voting | ||||||||||||||
| CMMT | 30 MAR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 12. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU |
Non-Voting | ||||||||||||||
| CANADIAN IMPERIAL BANK OF COMMERCE | ||||||||||||||||
| Security | 136069101 | Meeting Type | MIX | |||||||||||||
| Ticker Symbol | Meeting Date | 07-Apr-2022 | ||||||||||||||
| ISIN | CA1360691010 | Agenda | 715229286 - Management | |||||||||||||
| Record Date | 07-Feb-2022 | Holding Recon Date | 07-Feb-2022 | |||||||||||||
| City / | Country | VIRTUAL | / | Canada | Vote Deadline Date | 01-Apr-2022 | ||||||||||
| SEDOL(s) | 2170525 - 2418872 - 5619694 - BD6T9C6 - BHZLCD3 - BLGT386 |
Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTIONS 3, 4 AND 5 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR-RESOLUTION NUMBERS 1.A TO 1.N AND 2. THANK YOU |
Non-Voting | ||||||||||||||
| 1.A | ELECTION OF DIRECTOR: AMMAR ALJOUNDI | Management | For | For | ||||||||||||
| 1.B | ELECTION OF DIRECTOR: CHARLES J. G. BRINDAMOUR |
Management | For | For | ||||||||||||
| 1.C | ELECTION OF DIRECTOR: NANCI E. CALDWELL | Management | For | For | ||||||||||||
| 1.D | ELECTION OF DIRECTOR: MICHELLE L. COLLINS | Management | For | For | ||||||||||||
| 1.E | ELECTION OF DIRECTOR: LUC DESJARDINS | Management | For | For | ||||||||||||
| 1.F | ELECTION OF DIRECTOR: VICTOR G. DODIG | Management | For | For | ||||||||||||
| 1.G | ELECTION OF DIRECTOR: KEVIN J. KELLY | Management | For | For | ||||||||||||
| 1.H | ELECTION OF DIRECTOR: CHRISTINE E. LARSEN | Management | For | For | ||||||||||||
| 1.I | ELECTION OF DIRECTOR: NICHOLAS D. LE PAN | Management | For | For | ||||||||||||
| 1.J | ELECTION OF DIRECTOR: MARY LOU MAHER | Management | For | For | ||||||||||||
| 1.K | ELECTION OF DIRECTOR: JANE L. PEVERETT | Management | For | For | ||||||||||||
| 1.L | ELECTION OF DIRECTOR: KATHARINE B. STEVENSON |
Management | For | For | ||||||||||||
| 1.M | ELECTION OF DIRECTOR: MARTINE TURCOTTE | Management | For | For | ||||||||||||
| 1.N | ELECTION OF DIRECTOR: BARRY L. ZUBROW | Management | For | For | ||||||||||||
| 2 | APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS |
Management | For | For | ||||||||||||
| 3 | ADVISORY RESOLUTION REGARDING OUR EXECUTIVE COMPENSATION APPROACH |
Management | For | For | ||||||||||||
| 4 | SPECIAL RESOLUTION TO AMEND BY-LAW NO. 1 TO GIVE EFFECT TO A TWO-FOR-ONE SHARE SPLIT OF CIBC COMMON SHARES |
Management | For | For | ||||||||||||
| 5 | SPECIAL RESOLUTION REGARDING VARIABLE COMPENSATION FOR UK MATERIAL RISK TAKERS (UK MRTS) |
Management | For | For | ||||||||||||
| 6 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: PROPOSE THE POSSIBILITY OF BECOMING A BENEFIT CORPORATION |
Shareholder | Against | For | ||||||||||||
| 7 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: ADVISORY VOTE ON ENVIRONMENTAL POLICY |
Shareholder | Against | For | ||||||||||||
| 8 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: APPROVE FRENCH AS AN OFFICIAL LANGUAGE |
Shareholder | Against | For | ||||||||||||
| 9 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: DISCLOSURE OF THE CEO COMPENSATION TO MEDIAN WORKER PAY RATIO |
Shareholder | Against | For | ||||||||||||
| EVOLUTION AB | ||||||||||||||||
| Security | W3287P115 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 08-Apr-2022 | ||||||||||||||
| ISIN | SE0012673267 | Agenda | 715239679 - Management | |||||||||||||
| Record Date | 31-Mar-2022 | Holding Recon Date | 31-Mar-2022 | |||||||||||||
| City / | Country | TBD | / | Sweden | Vote Deadline Date | 31-Mar-2022 | ||||||||||
| SEDOL(s) | BFY1JZ1 - BJXSCH4 - BK4PJY7 - BKF19V1 - BMX3JS0 |
Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION |
Non-Voting | ||||||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION |
Non-Voting | ||||||||||||||
| CMMT | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR- VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR VOTING INSTRUCTIONS MAY BE-REJECTED |
Non-Voting | ||||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED |
Non-Voting | ||||||||||||||
| 1 | OPEN MEETING | Non-Voting | ||||||||||||||
| 2 | ELECT CHAIRMAN OF MEETING | Non-Voting | ||||||||||||||
| 3 | DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING |
Non-Voting | ||||||||||||||
| 4 | PREPARE AND APPROVE LIST OF SHAREHOLDERS | Non-Voting | ||||||||||||||
| 5 | APPROVE AGENDA OF MEETING | Non-Voting | ||||||||||||||
| 6 | ACKNOWLEDGE PROPER CONVENING OF MEETING | Non-Voting | ||||||||||||||
| 7.A | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS |
Management | For | For | ||||||||||||
| 7.B | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 1.42 PER SHARE |
Management | For | For | ||||||||||||
| 7.C1 | APPROVE DISCHARGE OF JENS VON BAHR | Management | For | For | ||||||||||||
| 7.C2 | APPROVE DISCHARGE OF JOEL CITRON | Management | For | For | ||||||||||||
| 7.C3 | APPROVE DISCHARGE OF MIMI DRAKE | Management | For | For | ||||||||||||
| 7.C4 | APPROVE DISCHARGE OF JONAS ENGWALL | Management | For | For | ||||||||||||
| 7.C5 | APPROVE DISCHARGE OF IAN LIVINGSTONE | Management | For | For | ||||||||||||
| 7.C6 | APPROVE DISCHARGE OF SANDRA URIE | Management | For | For | ||||||||||||
| 7.C7 | APPROVE DISCHARGE OF FREDRIK OSTERBERG | Management | For | For | ||||||||||||
| 7.C8 | APPROVE DISCHARGE OF MARTIN CARLESUND | Management | For | For | ||||||||||||
| 8 | DETERMINE NUMBER OF MEMBERS (7) AND DEPUTY MEMBERS (0) OF BOARD |
Management | For | For | ||||||||||||
| 9 | APPROVE REMUNERATION OF DIRECTORS IN THE AGGREGATE AMOUNT OF EUR 1 MILLION |
Management | Against | Against | ||||||||||||
| 10.A1 | REELECT JENS VON BAHR AS DIRECTOR | Management | For | For | ||||||||||||
| 10.A2 | REELECT JOEL CITRON AS DIRECTOR | Management | For | For | ||||||||||||
| 10.A3 | REELECT MIMI DRAKE AS DIRECTOR | Management | For | For | ||||||||||||
| 10.A4 | REELECT JONAS ENGWALL AS DIRECTOR | Management | For | For | ||||||||||||
| 10.A5 | REELECT IAN LIVINGSTONE AS DIRECTOR | Management | For | For | ||||||||||||
| 10.A6 | REELECT SANDRA URIE AS DIRECTOR | Management | For | For | ||||||||||||
| 10.A7 | REELECT FREDRIK OSTERBERG AS DIRECTOR | Management | For | For | ||||||||||||
| 10.B | ELECT JENS VON BAHR AS BOARD CHAIRMAN | Management | For | For | ||||||||||||
| 11 | APPROVE REMUNERATION OF AUDITORS | Management | For | For | ||||||||||||
| 12 | RATIFY PRICEWATERHOUSECOOPERS AS AUDITORS |
Management | For | For | ||||||||||||
| 13 | APPROVE NOMINATION COMMITTEE PROCEDURES | Management | Against | Against | ||||||||||||
| 14 | APPROVE REMUNERATION REPORT | Management | Against | Against | ||||||||||||
| 15 | AMEND ARTICLES OF ASSOCIATION RE: POSTAL VOTING |
Management | For | For | ||||||||||||
| 16.A | AUTHORIZE SHARE REPURCHASE PROGRAM | Management | For | For | ||||||||||||
| 16.B | AUTHORIZE REISSUANCE OF REPURCHASED SHARES |
Management | For | For | ||||||||||||
| 17 | APPROVE CREATION OF POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS |
Management | For | For | ||||||||||||
| 18 | AUTHORIZE THE BOARD TO REPURCHASE WARRANTS FROM PARTICIPANTS IN WARRANTS PLAN 2020 |
Management | For | For | ||||||||||||
| 19 | CLOSE MEETING | Non-Voting | ||||||||||||||
| CMMT | 11 MAR 2022: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE |
Non-Voting | ||||||||||||||
| CMMT | 11 MAR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU |
Non-Voting | ||||||||||||||
| LENNAR CORPORATION | ||||||||||||||||
| Security | 526057104 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | LEN | Meeting Date | 12-Apr-2022 | |||||||||||||
| ISIN | US5260571048 | Agenda | 935554774 - Management | |||||||||||||
| Record Date | 15-Feb-2022 | Holding Recon Date | 15-Feb-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 11-Apr-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1A. | Election of Director to serve until the 2023 Annual Meeting: Amy Banse |
Management | For | For | ||||||||||||
| 1B. | Election of Director to serve until the 2023 Annual Meeting: Rick Beckwitt |
Management | For | For | ||||||||||||
| 1C. | Election of Director to serve until the 2023 Annual Meeting: Steven L. Gerard |
Management | For | For | ||||||||||||
| 1D. | Election of Director to serve until the 2023 Annual Meeting: Tig Gilliam |
Management | For | For | ||||||||||||
| 1E. | Election of Director to serve until the 2023 Annual Meeting: Sherrill W. Hudson |
Management | For | For | ||||||||||||
| 1F. | Election of Director to serve until the 2023 Annual Meeting: Jonathan M. Jaffe |
Management | For | For | ||||||||||||
| 1G. | Election of Director to serve until the 2023 Annual Meeting: Sidney Lapidus |
Management | For | For | ||||||||||||
| 1H. | Election of Director to serve until the 2023 Annual Meeting: Teri P. McClure |
Management | For | For | ||||||||||||
| 1I. | Election of Director to serve until the 2023 Annual Meeting: Stuart Miller |
Management | For | For | ||||||||||||
| 1J. | Election of Director to serve until the 2023 Annual Meeting: Armando Olivera |
Management | For | For | ||||||||||||
| 1K. | Election of Director to serve until the 2023 Annual Meeting: Jeffrey Sonnenfeld |
Management | For | For | ||||||||||||
| 2. | Approval, on an advisory basis, of the compensation of our named executive officers. |
Management | Against | Against | ||||||||||||
| 3. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for our fiscal year ending November 30, 2022. |
Management | For | For | ||||||||||||
| 4. | Approval of the Lennar Corporation 2016 Equity Incentive Plan, as Amended and Restated. |
Management | For | For | ||||||||||||
| 5. | Approval of a stockholder proposal to reduce the common stock ownership threshold to call a special meeting. |
Shareholder | For | Against | ||||||||||||
| CNH INDUSTRIAL N.V. | ||||||||||||||||
| Security | N20944109 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 13-Apr-2022 | ||||||||||||||
| ISIN | NL0010545661 | Agenda | 715216049 - Management | |||||||||||||
| Record Date | 16-Mar-2022 | Holding Recon Date | 16-Mar-2022 | |||||||||||||
| City / | Country | TBD | / | Netherlands | Vote Deadline Date | 29-Mar-2022 | ||||||||||
| SEDOL(s) | BDSV2V0 - BDX85Z1 - BF445D0 - BFCB7X7 - BFH3MS8 - BKSG076 |
Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED. |
Non-Voting | ||||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. |
Non-Voting | ||||||||||||||
| 1 | OPEN MEETING | Non-Voting | ||||||||||||||
| 2.a | RECEIVE EXPLANATION ON COMPANY'S RESERVES AND DIVIDEND POLICY |
Non-Voting | ||||||||||||||
| O.2.b | ADOPT FINANCIAL STATEMENTS | Management | For | For | ||||||||||||
| O.2.c | APPROVE DIVIDENDS OF EUR 0.28 PER SHARE | Management | For | For | ||||||||||||
| O.2.d | APPROVE DISCHARGE OF DIRECTORS | Management | For | For | ||||||||||||
| O.3 | APPROVE REMUNERATION REPORT | Management | Against | Against | ||||||||||||
| O.4.a | REELECT SUZANNE HEYWOOD AS EXECUTIVE DIRECTOR |
Management | For | For | ||||||||||||
| O.4.b | REELECT SCOTT W. WINE AS EXECUTIVE DIRECTOR |
Management | For | For | ||||||||||||
| O.4.c | REELECT CATIA BASTIOLI AS NON-EXECUTIVE DIRECTOR |
Management | For | For | ||||||||||||
| O.4.d | REELECT HOWARD W. BUFFETT AS NON- EXECUTIVE DIRECTOR |
Management | For | For | ||||||||||||
| O.4.e | REELECT LEO W. HOULE AS NON-EXECUTIVE DIRECTOR |
Management | For | For | ||||||||||||
| O.4.f | REELECT JOHN B. LANAWAY AS NON-EXECUTIVE DIRECTOR |
Management | For | For | ||||||||||||
| O.4.g | REELECT ALESSANDRO NASI AS NON-EXECUTIVE DIRECTOR |
Management | For | For | ||||||||||||
| O.4.h | REELECT VAGN SORENSEN AS NON-EXECUTIVE DIRECTOR |
Management | For | For | ||||||||||||
| O.4.i | REELECT ASA TAMSONS AS NON-EXECUTIVE DIRECTOR |
Management | For | For | ||||||||||||
| O.4.j | ELECT KAREN LINEHAN AS NON-EXECUTIVE DIRECTOR |
Management | For | For | ||||||||||||
| O.5.a | RATIFY ERNST & YOUNG ACCOUNTANTS LLP AS AUDITORS FOR THE 2022 FINANCIAL YEAR |
Management | For | For | ||||||||||||
| O.5.b | RATIFY DELOITTE ACCOUNTANTS B.V AS AUDITORS FOR THE 2023 FINANCIAL YEAR |
Management | For | For | ||||||||||||
| O.6 | AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF ISSUED COMMON SHARES |
Management | For | For | ||||||||||||
| 7 | CLOSE MEETING | Non-Voting | ||||||||||||||
| CMMT | 08 MAR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING-OF RESOLUTIONS AND ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR-VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU |
Non-Voting | ||||||||||||||
| CMMT | 08 MAR 2022: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE |
Non-Voting | ||||||||||||||
| IVECO GROUP N.V. | ||||||||||||||||
| Security | N47017103 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 13-Apr-2022 | ||||||||||||||
| ISIN | NL0015000LU4 | Agenda | 715217356 - Management | |||||||||||||
| Record Date | 16-Mar-2022 | Holding Recon Date | 16-Mar-2022 | |||||||||||||
| City / | Country | TBD | / | Netherlands | Vote Deadline Date | 29-Mar-2022 | ||||||||||
| SEDOL(s) | BKPGF52 | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED. |
Non-Voting | ||||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. |
Non-Voting | ||||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE |
Non-Voting | ||||||||||||||
| 1 | OPEN MEETING | Non-Voting | ||||||||||||||
| O.2.a | ADOPTION OF THE 2021 COMPANY BALANCE SHEET |
Management | For | For | ||||||||||||
| O.2.b | RELEASE FROM LIABILITY OF THE MEMBERS OF THE BOARD |
Management | Against | Against | ||||||||||||
| O.3 | APPLICATION OF THE REMUNERATION POLICY IN 2021 (ADVISORY VOTE) |
Management | For | For | ||||||||||||
| O.4 | APPOINTMENT OF BENOIT RIBADEAU-DUMAS (NON- EXECUTIVE DIRECTOR) |
Management | Against | Against | ||||||||||||
| O.5.a | PROPOSAL TO RE-APPOINT ERNST AND YOUNG ACCOUNTANTS LLP AS THE INDEPENDENT AUDITOR OF THE COMPANY FOR THE 2022 FINANCIAL YEAR |
Management | For | For | ||||||||||||
| O.5.b | PROPOSAL TO APPOINT DELOITTE ACCOUNTANTS B.V. AS THE INDEPENDENT AUDITOR OF THE COMPANY FOR THE 2023 FINANCIAL YEAR |
Management | For | For | ||||||||||||
| O.6 | PROPOSAL TO APPROVE THE PLAN TO AWARD (RIGHTS TO SUBSCRIBE FOR) COMMON SHARES IN THE CAPITAL OF THE COMPANY TO EXECUTIVE DIRECTORS IN ACCORDANCE WITH ARTICLE 12.6 OF THE COMPANY'S BY-LAWS |
Management | For | For | ||||||||||||
| 7 | CLOSE MEETING | Non-Voting | ||||||||||||||
| KONINKLIJKE AHOLD DELHAIZE N.V. | ||||||||||||||||
| Security | N0074E105 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 13-Apr-2022 | ||||||||||||||
| ISIN | NL0011794037 | Agenda | 715221038 - Management | |||||||||||||
| Record Date | 16-Mar-2022 | Holding Recon Date | 16-Mar-2022 | |||||||||||||
| City / | Country | VIRTUAL | / | Netherlands | Vote Deadline Date | 05-Apr-2022 | ||||||||||
| SEDOL(s) | BD03R31 - BD0PBC4 - BD0Q398 - BD0R7S8 - BD90078 - BF444G6 - BYXRDC8 - BZ8W143 - BZ9ND50 |
Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED. |
Non-Voting | ||||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. |
Non-Voting | ||||||||||||||
| 1. | OPEN MEETING | Non-Voting | ||||||||||||||
| 2. | RECEIVE REPORT OF MANAGEMENT BOARD | Non-Voting | ||||||||||||||
| 3. | RECEIVE EXPLANATION ON COMPANY'S RESERVES AND DIVIDEND POLICY |
Non-Voting | ||||||||||||||
| 4. | ADOPT FINANCIAL STATEMENTS AND STATUTORY REPORTS |
Management | For | For | ||||||||||||
| 5. | APPROVE DIVIDENDS | Management | For | For | ||||||||||||
| 6. | APPROVE REMUNERATION REPORT | Management | For | For | ||||||||||||
| 7. | APPROVE DISCHARGE OF MANAGEMENT BOARD | Management | For | For | ||||||||||||
| 8. | APPROVE DISCHARGE OF SUPERVISORY BOARD | Management | For | For | ||||||||||||
| 9. | REELECT BILL MCEWAN TO SUPERVISORY BOARD | Management | For | For | ||||||||||||
| 10. | REELECT RENE HOOFT GRAAFLAND TO SUPERVISORY BOARD |
Management | For | For | ||||||||||||
| 11. | REELECT PAULINE VAN DER MEER MOHR TO SUPERVISORY BOARD |
Management | For | For | ||||||||||||
| 12. | REELECT WOUTER KOLK TO MANAGEMENT BOARD | Management | For | For | ||||||||||||
| 13. | ADOPT AMENDED REMUNERATION POLICY FOR MANAGEMENT BOARD |
Management | For | For | ||||||||||||
| 14. | ADOPT AMENDED REMUNERATION POLICY FOR SUPERVISORY BOARD |
Management | For | For | ||||||||||||
| 15. | RATIFY PRICEWATERHOUSECOOPERS ACCOUNTANTS N.V. AS AUDITORS FOR FINANCIAL YEAR 2022 |
Management | For | For | ||||||||||||
| 16. | RATIFY KPMG ACCOUNTANTS N.V. AS AUDITORS FOR FINANCIAL YEAR 2023 |
Management | For | For | ||||||||||||
| 17 | GRANT BOARD AUTHORITY TO ISSUE SHARES UP TO 10 PERCENT OF ISSUED CAPITAL |
Management | For | For | ||||||||||||
| 18. | AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE RIGHTS FROM SHARE ISSUANCES |
Management | For | For | ||||||||||||
| 19. | AUTHORIZE BOARD TO ACQUIRE COMMON SHARES | Management | For | For | ||||||||||||
| 20. | APPROVE CANCELLATION OF REPURCHASED SHARES |
Management | For | For | ||||||||||||
| 21. | CLOSE MEETING | Non-Voting | ||||||||||||||
| CMMT | 04 MAR 2022: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE |
Non-Voting | ||||||||||||||
| CMMT | 11 MAR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT-AND CHANGE IN NUMBERING OF RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR-VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU |
Non-Voting | ||||||||||||||
| STELLANTIS N.V. | ||||||||||||||||
| Security | N82405106 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 13-Apr-2022 | ||||||||||||||
| ISIN | NL00150001Q9 | Agenda | 715222826 - Management | |||||||||||||
| Record Date | 16-Mar-2022 | Holding Recon Date | 16-Mar-2022 | |||||||||||||
| City / | Country | AMSTER DAM |
/ | Netherlands | Vote Deadline Date | 29-Mar-2022 | ||||||||||
| SEDOL(s) | BM9QFQ3 - BM9QFR4 - BM9QFS5 - BM9RCN2 - BMD8F98 - BMD8KX7 - BMV7JB7 - BMYCBJ1 - BND74C8 |
Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED. |
Non-Voting | ||||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. |
Non-Voting | ||||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE" |
Non-Voting | ||||||||||||||
| CMMT | 07 MAR 2022: DELETION OF COMMENT | Non-Voting | ||||||||||||||
| 1 | OPEN MEETING | Non-Voting | ||||||||||||||
| 2.a | RECEIVE REPORT OF BOARD OF DIRECTORS | Non-Voting | ||||||||||||||
| 2.b | RECEIVE EXPLANATION ON COMPANY'S RESERVES AND DIVIDEND POLICY |
Non-Voting | ||||||||||||||
| O.2.c | APPROVE REMUNERATION REPORT | Management | Against | Against | ||||||||||||
| O.2.d | ADOPT FINANCIAL STATEMENTS AND STATUTORY REPORTS |
Management | For | For | ||||||||||||
| O.2.e | APPROVE DIVIDENDS OF EUR 1.04 PER SHARE | Management | For | For | ||||||||||||
| O.2.f | APPROVE DISCHARGE OF DIRECTORS | Management | Against | Against | ||||||||||||
| O.3 | RATIFY ERNST & YOUNG ACCOUNTANTS LLP AS AUDITORS |
Management | For | For | ||||||||||||
| O.4 | AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF ISSUED SHARE CAPITAL |
Management | For | For | ||||||||||||
| 5 | CLOSE MEETING | Non-Voting | ||||||||||||||
| CMMT | 18 MAR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING-OF RESOLUTIONS AND DELETION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR-VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU |
Non-Voting | ||||||||||||||
| KONINKLIJKE KPN NV | ||||||||||||||||
| Security | N4297B146 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 13-Apr-2022 | ||||||||||||||
| ISIN | NL0000009082 | Agenda | 715226557 - Management | |||||||||||||
| Record Date | 16-Mar-2022 | Holding Recon Date | 16-Mar-2022 | |||||||||||||
| City / | Country | ROTTER DAM |
/ | Netherlands | Vote Deadline Date | 05-Apr-2022 | ||||||||||
| SEDOL(s) | 0726469 - 5956078 - 5983537 - B02P035 - B0CM843 - B88QS01 - B8XVGM9 - BF446D7 |
Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1. | OPENING AND ANNOUNCEMENTS | Non-Voting | ||||||||||||||
| 2. | REPORT BY THE BOARD OF MANAGEMENT FOR THE FISCAL YEAR 2021 |
Non-Voting | ||||||||||||||
| 3. | PROPOSAL TO ADOPT THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR 2021 |
Management | For | For | ||||||||||||
| 4. | PROPOSAL TO APPROVE THE REMUNERATION REPORT FOR THE FISCAL YEAR 2021 (ADVISORY VOTE) |
Management | For | For | ||||||||||||
| 5. | EXPLANATION OF THE FINANCIAL AND DIVIDEND POLICY |
Non-Voting | ||||||||||||||
| 6. | PROPOSAL TO DETERMINE THE DIVIDEND OVER THE FISCAL YEAR 2021 |
Management | For | For | ||||||||||||
| 7. | PROPOSAL TO DISCHARGE THE MEMBERS OF THE BOARD OF MANAGEMENT FROM LIABILITY |
Management | For | For | ||||||||||||
| 8. | PROPOSAL TO DISCHARGE THE MEMBERS OF THE SUPERVISORY BOARD FROM LIABILITY |
Management | For | For | ||||||||||||
| 9. | RATIFY ERNST YOUNG ACCOUNTANTS LLP AS AUDITORS |
Management | For | For | ||||||||||||
| 10. | OPPORTUNITY TO MAKE RECOMMENDATIONS FOR THE APPOINTMENT OF MEMBERS OF THE- SUPERVISORY BOARD |
Non-Voting | ||||||||||||||
| 11. | PROPOSAL TO APPOINT MS. K. KOELEMEIJER AS MEMBER OF THE SUPERVISORY BOARD |
Management | For | For | ||||||||||||
| 12. | PROPOSAL TO APPOINT MS. C. VERGOUW AS MEMBER OF THE SUPERVISORY BOARD |
Management | For | For | ||||||||||||
| 13. | ANNOUNCEMENT CONCERNING VACANCIES IN THE SUPERVISORY BOARD ARISING IN 2023 |
Non-Voting | ||||||||||||||
| 14. | DISCUSSION ON PROFILE OF THE SUPERVISORY BOARD |
Non-Voting | ||||||||||||||
| 15. | PROPOSAL TO AUTHORIZE THE BOARD OF MANAGEMENT TO RESOLVE THAT THE COMPANY MAY ACQUIRE ITS OWN SHARES |
Management | For | For | ||||||||||||
| 16. | PROPOSAL TO REDUCE THE CAPITAL BY CANCELLING OWN SHARES |
Management | For | For | ||||||||||||
| 17. | PROPOSAL TO DESIGNATE THE BOARD OF MANAGEMENT AS THE COMPETENT BODY TO ISSUE ORDINARY SHARES |
Management | For | For | ||||||||||||
| 18. | PROPOSAL TO DESIGNATE THE BOARD OF MANAGEMENT AS THE COMPETENT BODY TO RESTRICT OR EXCLUDE PRE-EMPTIVE RIGHTS UPON ISSUING ORDINARY SHARES |
Management | For | For | ||||||||||||
| 19. | ANY OTHER BUSINESS | Non-Voting | ||||||||||||||
| 20. | VOTING RESULTS AND CLOSURE OF THE MEETING | Non-Voting | ||||||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED. |
Non-Voting | ||||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. |
Non-Voting | ||||||||||||||
| CMMT | "INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE" |
Non-Voting | ||||||||||||||
| CMMT | 08 MAR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT-IN RESOLUTION 9. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. |
Non-Voting | ||||||||||||||
| OWENS CORNING | ||||||||||||||||
| Security | 690742101 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | OC | Meeting Date | 14-Apr-2022 | |||||||||||||
| ISIN | US6907421019 | Agenda | 935552794 - Management | |||||||||||||
| Record Date | 17-Feb-2022 | Holding Recon Date | 17-Feb-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 13-Apr-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1A. | Election of Director: Brian D. Chambers | Management | For | For | ||||||||||||
| 1B. | Election of Director: Eduardo E. Cordeiro | Management | For | For | ||||||||||||
| 1C. | Election of Director: Adrienne D. Elsner | Management | For | For | ||||||||||||
| 1D. | Election of Director: Alfred E. Festa | Management | For | For | ||||||||||||
| 1E. | Election of Director: Edward F. Lonergan | Management | For | For | ||||||||||||
| 1F. | Election of Director: Maryann T. Mannen | Management | For | For | ||||||||||||
| 1G. | Election of Director: Paul E. Martin | Management | For | For | ||||||||||||
| 1H. | Election of Director: W. Howard Morris | Management | For | For | ||||||||||||
| 1I. | Election of Director: Suzanne P. Nimocks | Management | For | For | ||||||||||||
| 1J. | Election of Director: John D. Williams | Management | For | For | ||||||||||||
| 2. | To ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2022. |
Management | For | For | ||||||||||||
| 3. | To approve, on an advisory basis, named executive officer compensation. |
Management | For | For | ||||||||||||
| DOW INC. | ||||||||||||||||
| Security | 260557103 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | DOW | Meeting Date | 14-Apr-2022 | |||||||||||||
| ISIN | US2605571031 | Agenda | 935554736 - Management | |||||||||||||
| Record Date | 18-Feb-2022 | Holding Recon Date | 18-Feb-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 13-Apr-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1A. | Election of Director: Samuel R. Allen | Management | For | For | ||||||||||||
| 1B. | Election of Director: Gaurdie Banister Jr. | Management | For | For | ||||||||||||
| 1C. | Election of Director: Wesley G. Bush | Management | For | For | ||||||||||||
| 1D. | Election of Director: Richard K. Davis | Management | For | For | ||||||||||||
| 1E. | Election of Director: Jerri DeVard | Management | For | For | ||||||||||||
| 1F. | Election of Director: Debra L. Dial | Management | For | For | ||||||||||||
| 1G. | Election of Director: Jeff M. Fettig | Management | For | For | ||||||||||||
| 1H. | Election of Director: Jim Fitterling | Management | For | For | ||||||||||||
| 1I. | Election of Director: Jacqueline C. Hinman | Management | For | For | ||||||||||||
| 1J. | Election of Director: Luis Alberto Moreno | Management | For | For | ||||||||||||
| 1K. | Election of Director: Jill S. Wyant | Management | For | For | ||||||||||||
| 1L. | Election of Director: Daniel W. Yohannes | Management | For | For | ||||||||||||
| 2. | Advisory Resolution to Approve Executive Compensation. |
Management | For | For | ||||||||||||
| 3. | Ratification of the Appointment of Deloitte & Touche LLP as the Company's Independent Registered Public Accounting Firm for 2022. |
Management | For | For | ||||||||||||
| 4. | Stockholder Proposal - Independent Board Chairman. | Shareholder | Against | For | ||||||||||||
| ANGLO AMERICAN PLC | ||||||||||||||||
| Security | G03764134 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 19-Apr-2022 | ||||||||||||||
| ISIN | GB00B1XZS820 | Agenda | 715226519 - Management | |||||||||||||
| Record Date | Holding Recon Date | 15-Apr-2022 | ||||||||||||||
| City / | Country | LONDON | / | United Kingdom |
Vote Deadline Date | 11-Apr-2022 | ||||||||||
| SEDOL(s) | B1XZS82 - B1YVRG0 - B1YW0L9 - B1YW0Q4 - B1YWCG8 - B1YYNZ0 - B1Z91K5 - BH7KD57 |
Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1 | TO RECEIVE THE REPORT AND ACCOUNTS | Management | For | For | ||||||||||||
| 2 | TO DECLARE A FINAL DIVIDEND | Management | For | For | ||||||||||||
| 3 | TO DECLARE A SPECIAL DIVIDEND | Management | For | For | ||||||||||||
| 4 | TO ELECT IAN TYLER AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||||||
| 5 | TO ELECT DUNCAN WANBLAD AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||||||
| 6 | TO RE-ELECT IAN ASHBY AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||||||
| 7 | TO RE-ELECT MARCELO BASTOS AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||||||
| 8 | TO RE-ELECT ELISABETH BRINTON AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||||||
| 9 | TO RE-ELECT STUART CHAMBERS AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||||||
| 10 | TO RE-ELECT HILARY MAXSON AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||||||
| 11 | TO RE-ELECT HIXONIA NYASULU AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||||||
| 12 | TO RE-ELECT NONKULULEKO NYEMBEZI AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||||||
| 13 | TO RE-ELECT TONY O'NEILL AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||||||
| 14 | TO RE-ELECT STEPHEN PEARCE AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||||||
| 15 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITOR OF THE COMPANY FOR THE ENSUING YEAR |
Management | For | For | ||||||||||||
| 16 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE REMUNERATION OF THE AUDITOR |
Management | For | For | ||||||||||||
| 17 | TO APPROVE THE IMPLEMENTATION REPORT CONTAINED IN THE DIRECTORS' REMUNERATION REPORT |
Management | For | For | ||||||||||||
| 18 | TO APPROVE THE ANGLO AMERICAN PLC SHARE OWNERSHIP PLAN 2022 |
Management | For | For | ||||||||||||
| 19 | TO APPROVE THE CLIMATE CHANGE REPORT 2021 | Management | For | For | ||||||||||||
| 20 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management | For | For | ||||||||||||
| 21 | TO DISAPPLY PRE-EMPTION RIGHTS | Management | For | For | ||||||||||||
| 22 | TO AUTHORISE THE PURCHASE OF OWN SHARES | Management | For | For | ||||||||||||
| 23 | TO AUTHORISE THE DIRECTORS TO CALL GENERAL MEETINGS, OTHER THAN AN AGM ON NOT LESS THAN 14 CLEAR DAYS' NOTICE |
Management | For | For | ||||||||||||
| HP INC. | ||||||||||||||||
| Security | 40434L105 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | HPQ | Meeting Date | 19-Apr-2022 | |||||||||||||
| ISIN | US40434L1052 | Agenda | 935555536 - Management | |||||||||||||
| Record Date | 18-Feb-2022 | Holding Recon Date | 18-Feb-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 18-Apr-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1A. | Election of Director: Aida M. Alvarez | Management | For | For | ||||||||||||
| 1B. | Election of Director: Shumeet Banerji | Management | For | For | ||||||||||||
| 1C. | Election of Director: Robert R. Bennett | Management | For | For | ||||||||||||
| 1D. | Election of Director: Charles V. Bergh | Management | For | For | ||||||||||||
| 1E. | Election of Director: Bruce Broussard | Management | For | For | ||||||||||||
| 1F. | Election of Director: Stacy Brown-Philpot | Management | For | For | ||||||||||||
| 1G. | Election of Director: Stephanie A. Burns | Management | For | For | ||||||||||||
| 1H. | Election of Director: Mary Anne Citrino | Management | For | For | ||||||||||||
| 1I. | Election of Director: Richard Clemmer | Management | For | For | ||||||||||||
| 1J. | Election of Director: Enrique Lores | Management | For | For | ||||||||||||
| 1K. | Election of Director: Judith Miscik | Management | For | For | ||||||||||||
| 1L. | Election of Director: Kim K.W. Rucker | Management | For | For | ||||||||||||
| 1M. | Election of Director: Subra Suresh | Management | For | For | ||||||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as HP Inc.'s independent registered public accounting firm for the fiscal year ending October 31, 2022. |
Management | For | For | ||||||||||||
| 3. | To approve, on an advisory basis, HP Inc.'s executive compensation. |
Management | For | For | ||||||||||||
| 4. | To approve the Third Amended and Restated HP Inc. 2004 Stock Incentive Plan. |
Management | For | For | ||||||||||||
| 5. | Stockholder proposal to reduce the ownership threshold for calling a special meeting of stockholders. |
Shareholder | Against | For | ||||||||||||
| WHIRLPOOL CORPORATION | ||||||||||||||||
| Security | 963320106 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | WHR | Meeting Date | 19-Apr-2022 | |||||||||||||
| ISIN | US9633201069 | Agenda | 935557085 - Management | |||||||||||||
| Record Date | 22-Feb-2022 | Holding Recon Date | 22-Feb-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 18-Apr-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1A. | Election of Director: Samuel R. Allen | Management | For | For | ||||||||||||
| 1B. | Election of Director: Marc R. Bitzer | Management | For | For | ||||||||||||
| 1C. | Election of Director: Greg Creed | Management | For | For | ||||||||||||
| 1D. | Election of Director: Gary T. DiCamillo | Management | For | For | ||||||||||||
| 1E. | Election of Director: Diane M. Dietz | Management | For | For | ||||||||||||
| 1F. | Election of Director: Gerri T. Elliott | Management | For | For | ||||||||||||
| 1G. | Election of Director: Jennifer A. LaClair | Management | For | For | ||||||||||||
| 1H. | Election of Director: John D. Liu | Management | For | For | ||||||||||||
| 1I. | Election of Director: James M. Loree | Management | For | For | ||||||||||||
| 1J. | Election of Director: Harish Manwani | Management | For | For | ||||||||||||
| 1K. | Election of Director: Patricia K. Poppe | Management | For | For | ||||||||||||
| 1L. | Election of Director: Larry O. Spencer | Management | For | For | ||||||||||||
| 1M. | Election of Director: Michael D. White | Management | For | For | ||||||||||||
| 2. | Advisory vote to approve Whirlpool Corporation's executive compensation. |
Management | For | For | ||||||||||||
| 3. | Ratification of the appointment of Ernst & Young LLP as Whirlpool Corporation's independent registered public accounting firm for 2022. |
Management | For | For | ||||||||||||
| EIFFAGE SA | ||||||||||||||||
| Security | F2924U106 | Meeting Type | MIX | |||||||||||||
| Ticker Symbol | Meeting Date | 20-Apr-2022 | ||||||||||||||
| ISIN | FR0000130452 | Agenda | 715253910 - Management | |||||||||||||
| Record Date | 14-Apr-2022 | Holding Recon Date | 14-Apr-2022 | |||||||||||||
| City / | Country | PARIS | / | France | Vote Deadline Date | 06-Apr-2022 | ||||||||||
| SEDOL(s) | B13X013 - B142G22 - B28GX71 - B3BH215 - BMT6VB0 |
Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING- INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE-DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY-CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT. |
Non-Voting | ||||||||||||||
| CMMT | FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID VOTING OPTION. FOR ANY ADDITIONAL- RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO-'AGAINST.' IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING-INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN. |
Non-Voting | ||||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. |
Non-Voting | ||||||||||||||
| CMMT | DUE TO THE COVID19 CRISIS AND IN ACCORDANCE WITH THE PROVISIONS ADOPTED BY-THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF NOVEMBER 14, 2020, EXTENDED-AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18 2020; THE GENERAL MEETING-WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE OF-SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO NOT SUBMIT ANY REQUESTS TO-ATTEND THE MEETING IN PERSON. THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO-REGULARLY CONSULT THE COMPANY WEBSITE TO VIEW ANY CHANGES TO THIS POLICY. |
Non-Voting | ||||||||||||||
| 1 | APPROVAL OF THE COMPANY FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2021 |
Management | For | For | ||||||||||||
| 2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 202 |
Management | For | For | ||||||||||||
| 3 | APPROPRIATION OF THE PROFIT FOR THE FINANCIAL YEAR AND DECLARATION OF A DIVIDEND |
Management | For | For | ||||||||||||
| 4 | STATUTORY AUDITORS' SPECIAL REPORT ON A RELATED-PARTY AGREEMENT AND APPROVAL OF THAT AGREEMENT |
Management | For | For | ||||||||||||
| 5 | REAPPOINTMENT OF ODILE GEORGES-PICOT AS A DIRECTOR |
Management | For | For | ||||||||||||
| 6 | APPROVAL OF THE COMPENSATION POLICY RELATING TO MEMBERS OF THE BOARD OF DIRECTORS |
Management | For | For | ||||||||||||
| 7 | APPROVAL OF THE COMPENSATION POLICY RELATING TO THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER |
Management | For | For | ||||||||||||
| 8 | APPROVAL OF THE INFORMATION SPECIFIED IN PARAGRAPH I OF ARTICLE L.22-10-9 OF THE FRENCH COMMERCIAL CODE |
Management | For | For | ||||||||||||
| 9 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS OF TOTAL COMPENSATION AND BENEFITS IN KIND PAID OR DUE IN RESPECT OF THE YEAR UNDER REVIEW TO BENO T DE RUFFRAY, CHAIRMAN AND CHIEF EXECUTIVE OFFICER |
Management | For | For | ||||||||||||
| 10 | AUTHORISATION TO THE BOARD OF DIRECTORS FOR THE COMPANY TO BUY BACK ITS OWN SHARES PURSUANT TO ARTICLE L.22-10-62 OF THE FRENCH COMMERCIAL CODE, LENGTH OF THE AUTHORISATION, PURPOSES, PROCEDURES, UPPER LIMIT, SUSPENSION DURING A PUBLIC OFFER PERIOD |
Management | For | For | ||||||||||||
| 11 | AUTHORISATION TO THE BOARD OF DIRECTORS TO CANCEL THE SHARES BOUGHT BACK BY THE COMPANY PURSUANT TO ARTICLE L.22-10-62 OF THE FRENCH COMMERCIAL CODE, LENGTH OF THE AUTHORISATION, UPPER LIMIT, SUSPENSION DURING A PUBLIC OFFER PERIOD |
Management | For | For | ||||||||||||
| 12 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE COMPANY'S CAPITAL THROUGH THE INCORPORATION OF RESERVES, PROFITS AND/OR PREMIUMS, LENGTH OF THE DELEGATION, MAXIMUM NOMINAL AMOUNT OF THE CAPITAL INCREASE, ARRANGEMENTS FOR FRACTIONAL SHARES, SUSPENSION DURING A PUBLIC OFFER PERIOD |
Management | For | For | ||||||||||||
| 13 | DELEGATION OF AUTHORITY TO THE BOARD TO ISSUE ORDINARY SHARES CARRYING, WHEN APPLICABLE, RIGHTS TO ORDINARY SHARES OR THE ALLOCATION OF DEBT SECURITIES AND/OR TRANSFERABLE SECURITIES PROVIDING ACCESS TO THE CAPITAL WHILE MAINTAINING THE PSR, ATTRIBUTES, SUSPENSION DURING A PUBLIC OFFER PERIOD |
Management | For | For | ||||||||||||
| 14 | DELEGATION OF AUTHORITY TO THE BOARD TO ISSUE ORDINARY SHARES CARRYING, WHEN APPLICABLE, RIGHTS TO ORDINARY SHARES OR THE ALLOCATION OF DEBT SECURITIES PROVIDING ACCESS TO THE CAPITAL AND CANCELLING THE PSR VIA A PUBLIC OFFER, OR AS CONSIDERATION FOR SECURITIES IN A PUBLIC EXCHANGE OFFER, ATTRIBUTES, SUSPENSION DURING A PUBLIC OFFER |
Management | For | For | ||||||||||||
| 15 | DELEGATION OF AUTHORITY TO THE BOARD TO ISSUE ORDINARY SHARES CARRYING, WHEN APPLICABLE, RIGHTS TO ORDINARY SHARES OR THE ALLOCATION OF DEBT SECURITIES AND/OR TRANSFERABLE SECURITIES PROVIDING ACCESS TO THE CAPITAL AND CANCELLING THE PSR BY AN OFFER SPECIFIED IN ARTICLE L.411-2 (1), ATTRIBUTES, SUSPENSION DURING A PUBLIC OFFER PERIOD |
Management | For | For | ||||||||||||
| 16 | AUTHORISATION TO INCREASE THE AMOUNT OF SHARE ISSUES, SUSPENSION DURING A PUBLIC OFFER PERIOD |
Management | For | For | ||||||||||||
| 17 | DELEGATION OF AUTHORITY TO THE BOARD TO INCREASE THE SHARE CAPITAL BY ISSUING ORDINARY SHARES AND/OR OTHER TRANSFERABLE SECURITIES CARRYING RIGHTS TO SHARES UP TO A LIMIT OF 10% OF THE CAPITAL, AS PAYMENT FOR TRANSFERS IN KIND OF EQUITY SECURITIES, ATTRIBUTES, SUSPENSION DURING A PUBLIC OFFER PERIOD |
Management | For | For | ||||||||||||
| 18 | OVERALL UPPER LIMIT OF THE DELEGATIONS OF AUTHORITY PROVIDED FOR IN THE OVERALL CAP ON THE DELEGATIONS OF AUTHORITY PROVIDED FOR IN THE 14TH, 15TH AND 17TH RESOLUTIONS OF THIS GENERAL MEETING |
Management | For | For | ||||||||||||
| 19 | DELEGATION OF AUTHORITY TO THE BOARD TO INCREASE THE SHARE CAPITAL THROUGH THE ISSUE OF ORDINARY SHARES AND/OR TRANSFERABLE SECURITIES CARRYING RIGHTS TO SHARES WITH PSR CANCELLED IN FAVOUR OF MEMBERS OF A COMPANY SAVINGS PLAN, ATTRIBUTES |
Management | For | For | ||||||||||||
| 20 | AUTHORISATION TO THE BOARD TO ALLOCATE EXISTING FREE SHARES. THE TOTAL NUMBER OF SHARES ALLOCATED IS 1,000,000 OF WHICH A MAXIMUM OF 100,000 SHARES TO BE GRANTED TO THE CEO. THE DEFINITIVE ALLOCATION TO THE COMPANY'S CORPORATE OFFICERS AND THE COMEX SHALL BE CONDITIONAL UPON THE PERFORMANCE CRITERIA OF CEO SAY ON PAY RESOLUTION |
Management | For | For | ||||||||||||
| 21 | HARMONISATION OF THE ARTICLES OF ASSOCIATION |
Management | For | For | ||||||||||||
| 22 | AMENDMENT OF ARTICLE 17 OF THE ARTICLES OF ASSOCIATION CONCERNING THE PROCEDURE FOR SELECTING CANDIDATES FOR THE POSITION OF DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS |
Management | For | For | ||||||||||||
| 23 | POWERS TO CARRY OUT LEGAL FORMALITIES | Management | For | For | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE |
Non-Voting | ||||||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON-RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES)-UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED- AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED-POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM.-BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR-VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL-INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR-CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE-CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM-YOU |
Non-Voting | ||||||||||||||
| CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/balo/document/202203112200493-30 |
Non-Voting | ||||||||||||||
| EOG RESOURCES, INC. | ||||||||||||||||
| Security | 26875P101 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | EOG | Meeting Date | 20-Apr-2022 | |||||||||||||
| ISIN | US26875P1012 | Agenda | 935557011 - Management | |||||||||||||
| Record Date | 24-Feb-2022 | Holding Recon Date | 24-Feb-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 19-Apr-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1A. | Election of Director to serve until 2023: Janet F. Clark | Management | For | For | ||||||||||||
| 1B. | Election of Director to serve until 2023: Charles R. Crisp | Management | For | For | ||||||||||||
| 1C. | Election of Director to serve until 2023: Robert P. Daniels | Management | For | For | ||||||||||||
| 1D. | Election of Director to serve until 2023: James C. Day | Management | For | For | ||||||||||||
| 1E. | Election of Director to serve until 2023: C. Christopher Gaut |
Management | For | For | ||||||||||||
| 1F. | Election of Director to serve until 2023: Michael T. Kerr | Management | For | For | ||||||||||||
| 1G. | Election of Director to serve until 2023: Julie J. Robertson | Management | For | For | ||||||||||||
| 1H. | Election of Director to serve until 2023: Donald F. Textor | Management | For | For | ||||||||||||
| 1I. | Election of Director to serve until 2023: William R. Thomas |
Management | For | For | ||||||||||||
| 1J. | Election of Director to serve until 2023: Ezra Y. Yacob | Management | For | For | ||||||||||||
| 2. | To ratify the appointment by the Audit Committee of the Board of Directors of Deloitte & Touche LLP, independent registered public accounting firm, as auditors for the Company for the year ending December 31, 2022. |
Management | For | For | ||||||||||||
| 3. | To approve, by non-binding vote, the compensation of the Company's named executive officers. |
Management | For | For | ||||||||||||
| CELANESE CORPORATION | ||||||||||||||||
| Security | 150870103 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | CE | Meeting Date | 20-Apr-2022 | |||||||||||||
| ISIN | US1508701034 | Agenda | 935558001 - Management | |||||||||||||
| Record Date | 22-Feb-2022 | Holding Recon Date | 22-Feb-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 19-Apr-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1A. | Election of Director: Jean S. Blackwell | Management | For | For | ||||||||||||
| 1B. | Election of Director: William M. Brown | Management | For | For | ||||||||||||
| 1C. | Election of Director: Edward G. Galante | Management | For | For | ||||||||||||
| 1D. | Election of Director: Rahul Ghai | Management | For | For | ||||||||||||
| 1E. | Election of Director: Kathryn M. Hill | Management | For | For | ||||||||||||
| 1F. | Election of Director: David F. Hoffmeister | Management | For | For | ||||||||||||
| 1G. | Election of Director: Dr. Jay V. Ihlenfeld | Management | For | For | ||||||||||||
| 1H. | Election of Director: Deborah J. Kissire | Management | For | For | ||||||||||||
| 1I. | Election of Director: Michael Koenig | Management | For | For | ||||||||||||
| 1J. | Election of Director: Kim K.W. Rucker | Management | For | For | ||||||||||||
| 1K. | Election of Director: Lori J. Ryerkerk | Management | For | For | ||||||||||||
| 2. | Ratification of the selection of KPMG LLP as our independent registered public accounting firm for 2022. |
Management | For | For | ||||||||||||
| 3. | Advisory vote to approve executive compensation | Management | For | For | ||||||||||||
| COVESTRO AG | ||||||||||||||||
| Security | D15349109 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 21-Apr-2022 | ||||||||||||||
| ISIN | DE0006062144 | Agenda | 715237625 - Management | |||||||||||||
| Record Date | 30-Mar-2022 | Holding Recon Date | 30-Mar-2022 | |||||||||||||
| City / | Country | BERLIN | / | Germany | Vote Deadline Date | 11-Apr-2022 | ||||||||||
| SEDOL(s) | BDQZKF4 - BF16XB3 - BGPHZC4 - BJF2274 - BYNJRQ6 - BYTBWY9 - BYW5Y20 |
Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
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| CMMT | 10 MAR 2022: VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY-YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION-MAY BE REJECTED. |
Non-Voting | ||||||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. |
Non-Voting | ||||||||||||||
| CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE. |
Non-Voting | ||||||||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE. |
Non-Voting | ||||||||||||||
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2021 |
Non-Voting | ||||||||||||||
| 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 3.40 PER SHARE |
Management | For | For | ||||||||||||
| 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2021 |
Management | For | For | ||||||||||||
| 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2021 |
Management | For | For | ||||||||||||
| 5 | RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR 2022 AND FOR THE REVIEW OF THE INTERIM FINANCIAL STATEMENTS FOR FISCAL YEAR 2022 AND FIRST QUARTER OF FISCAL YEAR 2023 |
Management | For | For | ||||||||||||
| 6 | ELECT SVEN SCHNEIDER TO THE SUPERVISORY BOARD |
Management | For | For | ||||||||||||
| 7 | APPROVE REMUNERATION REPORT | Management | For | For | ||||||||||||
| 8 | APPROVE REMUNERATION POLICY | Management | For | For | ||||||||||||
| 9 | APPROVE REMUNERATION OF SUPERVISORY BOARD |
Management | For | For | ||||||||||||
| CMMT | 10 MAR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF-COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU |
Non-Voting | ||||||||||||||
| ENGIE SA | ||||||||||||||||
| Security | F7629A107 | Meeting Type | MIX | |||||||||||||
| Ticker Symbol | Meeting Date | 21-Apr-2022 | ||||||||||||||
| ISIN | FR0010208488 | Agenda | 715381795 - Management | |||||||||||||
| Record Date | 18-Apr-2022 | Holding Recon Date | 18-Apr-2022 | |||||||||||||
| City / | Country | PARIS | / | France | Vote Deadline Date | 11-Apr-2022 | ||||||||||
| SEDOL(s) | B0C2CQ3 - B0CYN33 - B0Z11C6 - B28HB14 - B3B89W8 - B3BQVC6 - B3BVQW6 - BF445Q3 - BH4HMN2 |
Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING- INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE-DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY-CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT |
Non-Voting | ||||||||||||||
| CMMT | FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID VOTING OPTION. FOR ANY ADDITIONAL- RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO-'AGAINST.' IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING-INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN |
Non-Voting | ||||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED |
Non-Voting | ||||||||||||||
| CMMT | DUE TO THE COVID19 CRISIS AND IN ACCORDANCE WITH THE PROVISIONS ADOPTED BY-THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF NOVEMBER 14, 2020, EXTENDED-AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18 2020; THE GENERAL MEETING-WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE OF-SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO NOT SUBMIT ANY REQUESTS TO-ATTEND THE MEETING IN PERSON. THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO-REGULARLY CONSULT THE COMPANY WEBSITE TO VIEW ANY CHANGES TO THIS POLICY |
Non-Voting | ||||||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 694333 DUE TO RECEIVED-ADDITION OF RESOLUTIONS A AND B. ALL VOTES RECEIVED ON THE PREVIOUS MEETING-WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF |
Non-Voting | ||||||||||||||
| HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE- ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU |
||||||||||||||||
| CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/balo/document/202202182200292-21 |
Non-Voting | ||||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE |
Non-Voting | ||||||||||||||
| 1 | APPROVE FINANCIAL STATEMENTS AND STATUTORY REPORTS |
Management | For | For | ||||||||||||
| 2 | APPROVE CONSOLIDATED FINANCIAL STATEMENTS AND STATUTORY REPORTS |
Management | For | For | ||||||||||||
| 3 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.85 PER SHARE |
Management | For | For | ||||||||||||
| 4 | APPROVE AUDITORS' SPECIAL REPORT ON RELATED-PARTY TRANSACTIONS |
Management | For | For | ||||||||||||
| 5 | AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF ISSUED SHARE CAPITAL |
Management | For | For | ||||||||||||
| 6 | REELECT JEAN-PIERRE CLAMADIEU AS DIRECTOR | Management | For | For | ||||||||||||
| 7 | REELECT ROSS MCINNES AS DIRECTOR | Management | For | For | ||||||||||||
| 8 | ELECT MARIE-CLAIRE DAVEU AS DIRECTOR | Management | For | For | ||||||||||||
| 9 | APPROVE COMPENSATION REPORT OF CORPORATE OFFICERS |
Management | For | For | ||||||||||||
| 10 | APPROVE COMPENSATION OF JEAN PIERRE CLAMADIEU, CHAIRMAN OF THE BOARD |
Management | For | For | ||||||||||||
| 11 | APPROVE COMPENSATION OF CATHERINE MACGREGOR, CEO |
Management | For | For | ||||||||||||
| 12 | APPROVE REMUNERATION POLICY OF DIRECTORS | Management | For | For | ||||||||||||
| 13 | APPROVE REMUNERATION POLICY OF CHAIRMAN OF THE BOARD |
Management | For | For | ||||||||||||
| 14 | APPROVE REMUNERATION POLICY OF CEO | Management | For | For | ||||||||||||
| 15 | APPROVE COMPANY'S CLIMATE TRANSITION PLAN | Management | For | For | ||||||||||||
| 16 | AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF EUR 225 MILLION |
Management | For | For | ||||||||||||
| 17 | AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF EUR 225 MILLION |
Management | For | For | ||||||||||||
| 18 | APPROVE ISSUANCE OF EQUITY OR EQUITY- LINKED SECURITIES FOR PRIVATE PLACEMENTS, UP TO AGGREGATE NOMINAL AMOUNT OF EUR 225 MILLION |
Management | For | For | ||||||||||||
| 19 | AUTHORIZE BOARD TO INCREASE CAPITAL IN THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION SUBMITTED TO SHAREHOLDER VOTE UNDER ITEM 15, 16 AND 17 |
Management | For | For | ||||||||||||
| 20 | AUTHORIZE CAPITAL INCREASE OF UP TO 10 PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND |
Management | For | For | ||||||||||||
| 21 | SET TOTAL LIMIT FOR CAPITAL INCREASE TO RESULT FROM ISSUANCE REQUESTS UNDER ITEMS 15-19 AND 23 24 AT EUR 265 MILLION |
Management | For | For | ||||||||||||
| 22 | AUTHORIZE CAPITALIZATION OF RESERVES FOR BONUS ISSUE OR INCREASE IN PAR VALUE |
Management | For | For | ||||||||||||
| 23 | AUTHORIZE DECREASE IN SHARE CAPITAL VIA CANCELLATION OF REPURCHASED SHARES |
Management | For | For | ||||||||||||
| 24 | AUTHORIZE CAPITAL ISSUANCES FOR USE IN EMPLOYEE STOCK PURCHASE PLANS |
Management | For | For | ||||||||||||
| 25 | AUTHORIZE CAPITAL ISSUANCES FOR USE IN EMPLOYEE STOCK PURCHASE PLANS RESERVED FOR EMPLOYEES OF INTERNATIONAL SUBSIDIARIES |
Management | For | For | ||||||||||||
| 26 | AUTHORIZE UP TO 0.75 PERCENT OF ISSUED CAPITAL FOR USE IN RESTRICTED STOCK PLANS RESERVED FOR EMPLOYEES, CORPORATE OFFICERS AND EMPLOYEES OF INTERNATIONAL SUBSIDIARIES FROM GROUPE ENGIE |
Management | For | For | ||||||||||||
| 27 | AUTHORIZE UP TO 0.75 PERCENT OF ISSUED CAPITAL FOR USE IN RESTRICTED STOCK PLANS |
Management | For | For | ||||||||||||
| 28 | AUTHORIZE FILING OF REQUIRED DOCUMENTS/OTHER FORMALITIES |
Management | For | For | ||||||||||||
| A | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.45 PER SHARE |
Shareholder | Against | For | ||||||||||||
| B | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: APPROVE ALLOCATION OF INCOME 2023 AND 2024 |
Shareholder | Against | For | ||||||||||||
| AGNC INVESTMENT CORP. | ||||||||||||||||
| Security | 00123Q104 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | AGNC | Meeting Date | 21-Apr-2022 | |||||||||||||
| ISIN | US00123Q1040 | Agenda | 935560056 - Management | |||||||||||||
| Record Date | 25-Feb-2022 | Holding Recon Date | 25-Feb-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 20-Apr-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1A. | Election of Director: Donna J. Blank | Management | For | For | ||||||||||||
| 1B. | Election of Director: Morris A. Davis | Management | For | For | ||||||||||||
| 1C. | Election of Director: Peter J. Federico | Management | For | For | ||||||||||||
| 1D. | Election of Director: John D. Fisk | Management | For | For | ||||||||||||
| 1E. | Election of Director: Andrew A. Johnson, Jr. | Management | For | For | ||||||||||||
| 1F. | Election of Director: Gary D. Kain | Management | For | For | ||||||||||||
| 1G. | Election of Director: Prue B. Larocca | Management | For | For | ||||||||||||
| 1H. | Election of Director: Paul E. Mullings | Management | For | For | ||||||||||||
| 1I. | Election of Director: Frances R. Spark | Management | For | For | ||||||||||||
| 2. | Advisory vote to approve the compensation of our named executive officers. |
Management | For | For | ||||||||||||
| 3. | Ratification of appointment of Ernst & Young LLP as our independent public accountant for the year ending December 31, 2022. |
Management | For | For | ||||||||||||
| 4A. | Approve amendment to our Amended and Restated Certificate of Incorporation eliminating supermajority voting requirements for stockholders to: amend certain provisions of our Amended and Restated Certificate of Incorporation. |
Management | For | For | ||||||||||||
| 4B. | Approve amendment to our Amended and Restated Certificate of Incorporation eliminating supermajority voting requirements for stockholders to: amend our Fourth Amended and Restated Bylaws. |
Management | For | For | ||||||||||||
| 4C. | Approve amendment to our Amended and Restated Certificate of Incorporation eliminating supermajority voting requirements for stockholders to: remove directors. |
Management | For | For | ||||||||||||
| HCA HEALTHCARE, INC. | ||||||||||||||||
| Security | 40412C101 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | HCA | Meeting Date | 21-Apr-2022 | |||||||||||||
| ISIN | US40412C1018 | Agenda | 935561236 - Management | |||||||||||||
| Record Date | 25-Feb-2022 | Holding Recon Date | 25-Feb-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 20-Apr-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1A. | Election of Director: Thomas F. Frist III | Management | For | For | ||||||||||||
| 1B. | Election of Director: Samuel N. Hazen | Management | For | For | ||||||||||||
| 1C. | Election of Director: Meg G. Crofton | Management | For | For | ||||||||||||
| 1D. | Election of Director: Robert J. Dennis | Management | For | For | ||||||||||||
| 1E. | Election of Director: Nancy-Ann DeParle | Management | For | For | ||||||||||||
| 1F. | Election of Director: William R. Frist | Management | For | For | ||||||||||||
| 1G. | Election of Director: Charles O. Holliday, Jr. | Management | For | For | ||||||||||||
| 1H. | Election of Director: Hugh F. Johnston | Management | For | For | ||||||||||||
| 1I. | Election of Director: Michael W. Michelson | Management | For | For | ||||||||||||
| 1J. | Election of Director: Wayne J. Riley, M.D. | Management | For | For | ||||||||||||
| 1K. | Election of Director: Andrea B. Smith | Management | For | For | ||||||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2022. |
Management | For | For | ||||||||||||
| 3. | Advisory vote to approve named executive officer compensation. |
Management | For | For | ||||||||||||
| 4. | Stockholder proposal, if properly presented at the meeting, regarding political spending disclosure. |
Shareholder | Against | For | ||||||||||||
| 5. | Stockholder proposal, if properly presented at the meeting, regarding lobbying disclosure. |
Shareholder | Against | For | ||||||||||||
| ING GROUP NV | ||||||||||||||||
| Security | N4578E595 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 25-Apr-2022 | ||||||||||||||
| ISIN | NL0011821202 | Agenda | 715269850 - Management | |||||||||||||
| Record Date | 28-Mar-2022 | Holding Recon Date | 28-Mar-2022 | |||||||||||||
| City / | Country | AMSTER DAM |
/ | Netherlands | Vote Deadline Date | 15-Apr-2022 | ||||||||||
| SEDOL(s) | BD1X3Q5 - BD3GKS3 - BD3H7D0 - BD82H29 - BD82HY1 - BF44693 - BMCDQB3 - BYP1QY1 - BZ57390 |
Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED |
Non-Voting | ||||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED |
Non-Voting | ||||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE |
Non-Voting | ||||||||||||||
| 1. | OPEN MEETING | Non-Voting | ||||||||||||||
| 2a. | RECEIVE REPORT OF MANAGEMENT BOARD | Non-Voting | ||||||||||||||
| 2b. | RECEIVE ANNOUNCEMENTS ON SUSTAINABILITY | Non-Voting | ||||||||||||||
| 2c. | RECEIVE REPORT OF SUPERVISORY BOARD | Non-Voting | ||||||||||||||
| 2d. | APPROVE REMUNERATION REPORT | Management | For | For | ||||||||||||
| 2e. | ADOPT FINANCIAL STATEMENTS AND STATUTORY REPORTS |
Management | For | For | ||||||||||||
| 3a. | RECEIVE EXPLANATION ON PROFIT RETENTION AND DISTRIBUTION POLICY |
Non-Voting | ||||||||||||||
| 3b. | APPROVE DIVIDENDS OF EUR 0.62 PER SHARE | Management | For | For | ||||||||||||
| 4a. | APPROVE DISCHARGE OF MANAGEMENT BOARD | Management | For | For | ||||||||||||
| 4b. | APPROVE DISCHARGE OF SUPERVISORY BOARD | Management | For | For | ||||||||||||
| 5. | AMENDMENT OF SUPERVISORY BOARD PROFILE | Non-Voting | ||||||||||||||
| 6a. | GRANT BOARD AUTHORITY TO ISSUE SHARES | Management | For | For | ||||||||||||
| 6b. | GRANT BOARD AUTHORITY TO ISSUE SHARES UP TO 10 PERCENT OF ISSUED CAPITAL AND RESTRICT/EXCLUDE PREEMPTIVE RIGHTS |
Management | For | For | ||||||||||||
| 7. | AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF ISSUED SHARE CAPITAL |
Management | For | For | ||||||||||||
| 8a. | APPROVE REDUCTION IN SHARE CAPITAL THROUGH CANCELLATION OF SHARES |
Management | For | For | ||||||||||||
| 8b. | AMEND ARTICLES TO REFLECT CHANGES IN CAPITAL |
Management | For | For | ||||||||||||
| 9. | APPROVE CANCELLATION OF REPURCHASED SHARES PURSUANT TO THE AUTHORITY UNDER ITEM 7 |
Management | For | For | ||||||||||||
| CMMT | 18 MAR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING-OF RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU |
Non-Voting | ||||||||||||||
| INTERNATIONAL BUSINESS MACHINES CORP. | ||||||||||||||||
| Security | 459200101 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | IBM | Meeting Date | 26-Apr-2022 | |||||||||||||
| ISIN | US4592001014 | Agenda | 935559483 - Management | |||||||||||||
| Record Date | 25-Feb-2022 | Holding Recon Date | 25-Feb-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 25-Apr-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1A. | Election of Director for a Term of One Year: Thomas Buberl |
Management | For | For | ||||||||||||
| 1B. | Election of Director for a Term of One Year: David N. Farr | Management | For | For | ||||||||||||
| 1C. | Election of Director for a Term of One Year: Alex Gorsky | Management | For | For | ||||||||||||
| 1D. | Election of Director for a Term of One Year: Michelle J. Howard |
Management | For | For | ||||||||||||
| 1E. | Election of Director for a Term of One Year: Arvind Krishna |
Management | For | For | ||||||||||||
| 1F. | Election of Director for a Term of One Year: Andrew N. Liveris |
Management | For | For | ||||||||||||
| 1G. | Election of Director for a Term of One Year: F. William McNabb III |
Management | For | For | ||||||||||||
| 1H. | Election of Director for a Term of One Year: Martha E. Pollack |
Management | For | For | ||||||||||||
| 1I. | Election of Director for a Term of One Year: Joseph R. Swedish |
Management | For | For | ||||||||||||
| 1J. | Election of Director for a Term of One Year: Peter R. Voser |
Management | For | For | ||||||||||||
| 1K. | Election of Director for a Term of One Year: Frederick H. Waddell |
Management | For | For | ||||||||||||
| 1L. | Election of Director for a Term of One Year: Alfred W. Zollar |
Management | For | For | ||||||||||||
| 2. | Ratification of Appointment of Independent Registered Public Accounting Firm. |
Management | For | For | ||||||||||||
| 3. | Advisory Vote on Executive Compensation. | Management | For | For | ||||||||||||
| 4. | Stockholder Proposal to Lower Special Meeting Right Ownership Threshold. |
Shareholder | For | Against | ||||||||||||
| 5. | Stockholder Proposal to Have An Independent Board Chairman. |
Shareholder | Against | For | ||||||||||||
| 6. | Stockholder Proposal Requesting Public Report on the use of Concealment Clauses. |
Shareholder | For | Against | ||||||||||||
| EXELON CORPORATION | ||||||||||||||||
| Security | 30161N101 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | EXC | Meeting Date | 26-Apr-2022 | |||||||||||||
| ISIN | US30161N1019 | Agenda | 935561387 - Management | |||||||||||||
| Record Date | 01-Mar-2022 | Holding Recon Date | 01-Mar-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 25-Apr-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1A. | Election of Director: Anthony Anderson | Management | For | For | ||||||||||||
| 1B. | Election of Director: Ann Berzin | Management | For | For | ||||||||||||
| 1C. | Election of Director: W. Paul Bowers | Management | For | For | ||||||||||||
| 1D. | Election of Director: Marjorie Rodgers Cheshire | Management | For | For | ||||||||||||
| 1E. | Election of Director: Christopher Crane | Management | For | For | ||||||||||||
| 1F. | Election of Director: Carlos Gutierrez | Management | For | For | ||||||||||||
| 1G. | Election of Director: Linda Jojo | Management | For | For | ||||||||||||
| 1H. | Election of Director: Paul Joskow | Management | For | For | ||||||||||||
| 1I. | Election of Director: John Young | Management | For | For | ||||||||||||
| 2. | Ratification of PricewaterhouseCoopers LLP as Exelon's Independent Auditor for 2022. |
Management | For | For | ||||||||||||
| 3. | Advisory approval of executive compensation. | Management | For | For | ||||||||||||
| 4. | A shareholder proposal requesting a report on the impact of Exelon plans involving electric vehicles and charging stations with regard to child labor outside the United States. |
Shareholder | Against | For | ||||||||||||
| MARATHON PETROLEUM CORPORATION | ||||||||||||||||
| Security | 56585A102 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | MPC | Meeting Date | 27-Apr-2022 | |||||||||||||
| ISIN | US56585A1025 | Agenda | 935563230 - Management | |||||||||||||
| Record Date | 02-Mar-2022 | Holding Recon Date | 02-Mar-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 26-Apr-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1A. | Election of Class II Directors: Evan Bayh | Management | For | For | ||||||||||||
| 1B. | Election of Class II Directors: Charles E. Bunch | Management | For | For | ||||||||||||
| 1C. | Election of Class II Directors: Edward G. Galante | Management | For | For | ||||||||||||
| 1D. | Election of Class II Directors: Kim K.W. Rucker | Management | For | For | ||||||||||||
| 2. | Ratification of the selection of PriceWaterhouseCoopers LLP as the company's independent auditor for 2022. |
Management | For | For | ||||||||||||
| 3. | Approval, on an advisory basis, of the company's named executive officer compensation. |
Management | For | For | ||||||||||||
| 4. | Approval of an amendment to the company's Restated Certificate of Incorporation to declassify the Board of Directors. |
Management | For | For | ||||||||||||
| 5. | Approval of an amendment to the company's Restated Certificate of Incorporation to eliminate the supermajority provisions. |
Management | For | For | ||||||||||||
| 6. | Approval of an amendment to the company's Restated Certificate of Incorporation to amend the exclusive forum provision. |
Management | Against | Against | ||||||||||||
| 7. | Shareholder proposal seeking alternative right to call a special meeting. |
Shareholder | For | Against | ||||||||||||
| 8. | Shareholder proposal seeking an amendment to the company's existing clawback provisions. |
Shareholder | For | Against | ||||||||||||
| 9. | Shareholder proposal seeking a report on just transition. | Shareholder | Against | For | ||||||||||||
| AXA SA | ||||||||||||||||
| Security | F06106102 | Meeting Type | MIX | |||||||||||||
| Ticker Symbol | Meeting Date | 28-Apr-2022 | ||||||||||||||
| ISIN | FR0000120628 | Agenda | 715213106 - Management | |||||||||||||
| Record Date | 25-Apr-2022 | Holding Recon Date | 25-Apr-2022 | |||||||||||||
| City / | Country | PARIS | / | France | Vote Deadline Date | 21-Apr-2022 | ||||||||||
| SEDOL(s) | 7088429 - 7090509 - B02PRD4 - B0CRJ45 - B0YVB61 - B1G0HV0 - B7N2TJ3 - BF444V1 - BH7KCR2 |
Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING- INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE-DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY-CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT |
Non-Voting | ||||||||||||||
| CMMT | FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID VOTING OPTION. FOR ANY ADDITIONAL- RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO-'AGAINST.' IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING-INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN |
Non-Voting | ||||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED |
Non-Voting | ||||||||||||||
| CMMT | DUE TO THE COVID19 CRISIS AND IN ACCORDANCE WITH THE PROVISIONS ADOPTED BY-THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF NOVEMBER 14, 2020, EXTENDED-AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18 2020; THE GENERAL MEETING-WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE OF-SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO NOT SUBMIT ANY REQUESTS TO-ATTEND THE MEETING IN PERSON. THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO-REGULARLY CONSULT THE COMPANY WEBSITE TO VIEW ANY CHANGES TO THIS POLICY |
Non-Voting | ||||||||||||||
| 1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2021 |
Management | For | For | ||||||||||||
| 2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2021 |
Management | For | For | ||||||||||||
| 3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR 2021 AND SETTING OF THE DIVIDEND AT 1.54 EURO PER SHARE |
Management | For | For | ||||||||||||
| 4 | APPROVAL OF THE INFORMATION MENTIONED IN SECTION I OF ARTICLE L.22-10-9 OF THE FRENCH COMMERCIAL CODE RELATING TO THE REMUNERATION OF CORPORATE OFFICERS |
Management | For | For | ||||||||||||
| 5 | APPROVAL OF THE INDIVIDUAL REMUNERATION OF MR. DENIS DUVERNE AS CHAIRMAN OF THE BOARD OF DIRECTORS |
Management | For | For | ||||||||||||
| 6 | APPROVAL OF THE INDIVIDUAL REMUNERATION OF MR. THOMAS BUBERL AS CHIEF EXECUTIVE OFFICER |
Management | For | For | ||||||||||||
| 7 | APPROVAL OF THE REMUNERATION POLICY FOR THE CHIEF EXECUTIVE OFFICER PURSUANT TO SECTION II OF ARTICLE L.22-10-8 OF THE FRENCH COMMERCIAL CODE |
Management | For | For | ||||||||||||
| 8 | APPROVAL OF THE REMUNERATION POLICY FOR THE CHAIRMAN OF THE BOARD OF DIRECTORS PURSUANT TO SECTION II OF ARTICLE L.22-10-8 OF THE FRENCH COMMERCIAL CODE |
Management | For | For | ||||||||||||
| 9 | APPROVAL OF THE REMUNERATION POLICY FOR DIRECTORS PURSUANT TO SECTION II OF ARTICLE L.22-10-8 OF THE FRENCH COMMERCIAL CODE |
Management | For | For | ||||||||||||
| 10 | STATUTORY AUDITORS' SPECIAL REPORT ON THE AGREEMENTS REFERRED TO IN ARTICLES L.225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE |
Management | For | For | ||||||||||||
| 11 | RENEWAL OF THE TERM OF OFFICE OF MR. THOMAS BUBERL AS DIRECTOR |
Management | For | For | ||||||||||||
| 12 | RENEWAL OF THE TERM OF OFFICE OF MRS. RACHEL DUAN AS DIRECTOR |
Management | For | For | ||||||||||||
| 13 | RENEWAL OF THE TERM OF OFFICE OF MR. ANDRE FRANCOIS-PONCET AS DIRECTOR |
Management | For | For | ||||||||||||
| 14 | RATIFICATION OF THE CO-OPTATION OF MRS. CLOTILDE DELBOS AS DIRECTOR |
Management | For | For | ||||||||||||
| 15 | APPOINTMENT OF MR. GERALD HARLIN AS DIRECTOR |
Management | For | For | ||||||||||||
| 16 | APPOINTMENT OF MRS. RACHEL PICARD AS DIRECTOR |
Management | For | For | ||||||||||||
| 17 | APPOINTMENT OF THE FIRM ERNST & YOUNG AUDIT AS PRINCIPAL STATUTORY AUDITOR AS A REPLACEMENT FOR MAZARS FIRM |
Management | For | For | ||||||||||||
| 18 | APPOINTMENT OF THE FIRM PICARLE ET ASSOCIES AS DEPUTY STATUTORY AUDITOR AS A REPLACEMENT FOR MR. EMMANUEL CHARNAVEL |
Management | For | For | ||||||||||||
| 19 | SETTING OF THE ANNUAL AMOUNT OF ATTENDANCE FEES TO BE ALLOCATED TO MEMBERS OF THE BOARD OF DIRECTORS |
Management | For | For | ||||||||||||
| 20 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS TO PURCHASE THE COMMON SHARES OF THE COMPANY |
Management | For | For | ||||||||||||
| 21 | DELEGATION OF POWERS GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING COMMON SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO COMMON SHARES OF THE COMPANY RESERVED FOR MEMBERS OF A COMPANY SAVINGS PLAN, WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT |
Management | For | For | ||||||||||||
| 22 | DELEGATION OF POWERS GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING COMMON SHARES, WITH CANCELLATION OF THE SHAREHOLDERS' PRE- EMPTIVE SUBSCRIPTION RIGHT, IN FAVOUR OF A SPECIFIED CATEGORY OF BENEFICIARIES |
Management | For | For | ||||||||||||
| 23 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS TO GRANT FREE EXISTING SHARES OR SHARES TO BE ISSUED, SUBJECT TO PERFORMANCE CONDITIONS, TO ELIGIBLE EMPLOYEES AND CORPORATE OFFICERS OF THE AXA GROUP, AUTOMATICALLY ENTAILING, IN THE EVENT OF AN ALLOCATION OF SHARES TO BE ISSUED, A WAIVER BY THE SHAREHOLDERS OF THEIR PRE-EMPTIVE SUBSCRIPTION RIGHT TO THE SHARES TO BE ISSUED |
Management | For | For | ||||||||||||
| 24 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS TO GRANT FREE EXISTING OR FUTURE SHARES DEDICATED TO RETIREMENT, SUBJECT TO PERFORMANCE CONDITIONS, TO ELIGIBLE EMPLOYEES AND CORPORATE OFFICERS OF THE AXA GROUP, ENTAILING, IN THE EVENT OF A GRANT OF SHARES TO BE ISSUED, THE WAIVER BY THE SHAREHOLDERS OF THEIR PRE-EMPTIVE RIGHT TO SUBSCRIBE TO THE SHARES TO BE ISSUED |
Management | For | For | ||||||||||||
| 25 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLING COMMON SHARES |
Management | For | For | ||||||||||||
| 26 | AMENDMENT TO ARTICLE 10.A-2 OF THE COMPANY BY-LAWS IN ORDER TO ALLOW THE IMPLEMENTATION OF A STAGGERED TERMS OF OFFICE FOR MEMBERS OF THE BOARD OF DIRECTORS |
Management | For | For | ||||||||||||
| 27 | AMENDMENT OF THE COMPANY CORPORATE PURPOSE AND UPDATING OF ARTICLE 3 ('CORPORATE PURPOSE') OF THE COMPANY BY- LAWS AS OF, AND SUBJECT TO THE SATISFACTION OF THE CONDITION PRECEDENT RELATING TO THE COMPANY OBTAINING THE REINSURANCE UNDERTAKING AUTHORISATION ISSUED BY THE AUTHORITY FOR PRUDENTIAL AND RESOLUTION CONTROL (ACPR)) |
Management | For | For | ||||||||||||
| 28 | POWERS TO CARRY OUT FORMALITIES | Management | For | For | ||||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON-RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES)-UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED- AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED-POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM.-BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR-VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL-INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR-CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE-CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM-YOU |
Non-Voting | ||||||||||||||
| CMMT | 02 MAR 2022: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202202252200317-24 AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING OF-RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU |
Non-Voting | ||||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE |
Non-Voting | ||||||||||||||
| BRITISH AMERICAN TOBACCO PLC | ||||||||||||||||
| Security | G1510J102 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 28-Apr-2022 | ||||||||||||||
| ISIN | GB0002875804 | Agenda | 715272530 - Management | |||||||||||||
| Record Date | Holding Recon Date | 26-Apr-2022 | ||||||||||||||
| City / | Country | LONDON | / | United Kingdom |
Vote Deadline Date | 22-Apr-2022 | ||||||||||
| SEDOL(s) | 0287580 - 5617278 - B02S755 - B3DCKS1 - B3F9DG9 - BN459L5 - BPK3QF0 |
Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS |
Management | For | For | ||||||||||||
| 2 | APPROVE REMUNERATION POLICY | Management | For | For | ||||||||||||
| 3 | APPROVE REMUNERATION REPORT | Management | For | For | ||||||||||||
| 4 | REAPPOINT KPMG LLP AS AUDITORS | Management | For | For | ||||||||||||
| 5 | AUTHORISE THE AUDIT COMMITTEE TO FIX REMUNERATION OF AUDITORS |
Management | For | For | ||||||||||||
| 6 | RE-ELECT LUC JOBIN AS DIRECTOR | Management | For | For | ||||||||||||
| 7 | RE-ELECT JACK BOWLES AS DIRECTOR | Management | For | For | ||||||||||||
| 8 | RE-ELECT TADEU MARROCO AS DIRECTOR | Management | For | For | ||||||||||||
| 9 | RE-ELECT SUE FARR AS DIRECTOR | Management | For | For | ||||||||||||
| 10 | RE-ELECT KAREN GUERRA AS DIRECTOR | Management | For | For | ||||||||||||
| 11 | RE-ELECT HOLLY KELLER KOEPPEL AS DIRECTOR | Management | For | For | ||||||||||||
| 12 | RE-ELECT SAVIO KWAN AS DIRECTOR | Management | For | For | ||||||||||||
| 13 | RE-ELECT DIMITRI PANAYOTOPOULOS AS DIRECTOR |
Management | For | For | ||||||||||||
| 14 | RE-ELECT DARRELL THOMAS AS DIRECTOR | Management | For | For | ||||||||||||
| 15 | ELECT KANDY ANAND AS DIRECTOR | Management | For | For | ||||||||||||
| 16 | AUTHORISE UK POLITICAL DONATIONS AND EXPENDITURE |
Management | For | For | ||||||||||||
| 17 | AUTHORISE ISSUE OF EQUITY | Management | For | For | ||||||||||||
| 18 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS |
Management | For | For | ||||||||||||
| 19 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES |
Management | For | For | ||||||||||||
| 20 | AUTHORISE THE COMPANY TO CALL GENERAL MEETING WITH TWO WEEKS' NOTICE |
Management | For | For | ||||||||||||
| NATWEST GROUP PLC | ||||||||||||||||
| Security | G6422B105 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 28-Apr-2022 | ||||||||||||||
| ISIN | GB00B7T77214 | Agenda | 715295297 - Management | |||||||||||||
| Record Date | Holding Recon Date | 26-Apr-2022 | ||||||||||||||
| City / | Country | TBD | / | United Kingdom |
Vote Deadline Date | 25-Apr-2022 | ||||||||||
| SEDOL(s) | B7SZFK0 - B7T7721 - B8C2786 - BRTM7Y8 |
Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS |
Management | For | For | ||||||||||||
| 2 | APPROVE REMUNERATION POLICY | Management | Against | Against | ||||||||||||
| 3 | APPROVE REMUNERATION REPORT | Management | For | For | ||||||||||||
| 4 | APPROVE FINAL DIVIDEND | Management | For | For | ||||||||||||
| 5 | RE-ELECT HOWARD DAVIES AS DIRECTOR | Management | For | For | ||||||||||||
| 6 | RE-ELECT ALISON ROSE-SLADE AS DIRECTOR | Management | For | For | ||||||||||||
| 7 | RE-ELECT KATIE MURRAY AS DIRECTOR | Management | For | For | ||||||||||||
| 8 | RE-ELECT FRANK DANGEARD AS DIRECTOR | Management | For | For | ||||||||||||
| 9 | RE-ELECT PATRICK FLYNN AS DIRECTOR | Management | For | For | ||||||||||||
| 10 | RE-ELECT MORTEN FRIIS AS DIRECTOR | Management | For | For | ||||||||||||
| 11 | RE-ELECT ROBERT GILLESPIE AS DIRECTOR | Management | For | For | ||||||||||||
| 12 | RE-ELECT YASMIN JETHA AS DIRECTOR | Management | For | For | ||||||||||||
| 13 | RE-ELECT MIKE ROGERS AS DIRECTOR | Management | For | For | ||||||||||||
| 14 | RE-ELECT MARK SELIGMAN AS DIRECTOR | Management | For | For | ||||||||||||
| 15 | RE-ELECT LENA WILSON AS DIRECTOR | Management | For | For | ||||||||||||
| 16 | REAPPOINT ERNST & YOUNG LLP AS AUDITORS | Management | For | For | ||||||||||||
| 17 | AUTHORISE THE GROUP AUDIT COMMITTEE TO FIX REMUNERATION OF AUDITORS |
Management | For | For | ||||||||||||
| 18 | AUTHORISE ISSUE OF EQUITY | Management | For | For | ||||||||||||
| 19 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS |
Management | For | For | ||||||||||||
| 20 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT |
Management | For | For | ||||||||||||
| 21 | AUTHORISE ISSUE OF EQUITY IN CONNECTION WITH EQUITY CONVERTIBLE NOTES |
Management | For | For | ||||||||||||
| 22 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS IN CONNECTION WITH EQUITY CONVERTIBLE NOTES |
Management | For | For | ||||||||||||
| 23 | AUTHORISE THE COMPANY TO CALL GENERAL MEETING WITH TWO WEEKS' NOTICE |
Management | For | For | ||||||||||||
| 24 | AUTHORISE UK POLITICAL DONATIONS AND EXPENDITURE |
Management | For | For | ||||||||||||
| 25 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES |
Management | For | For | ||||||||||||
| 26 | AUTHORISE OFF-MARKET PURCHASE OF ORDINARY SHARES |
Management | For | For | ||||||||||||
| 27 | AUTHORISE OFF-MARKET PURCHASE OF PREFERENCE SHARES |
Management | For | For | ||||||||||||
| 28 | APPROVE CLIMATE STRATEGY | Management | For | For | ||||||||||||
| GLENCORE PLC | ||||||||||||||||
| Security | G39420107 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 28-Apr-2022 | ||||||||||||||
| ISIN | JE00B4T3BW64 | Agenda | 715328464 - Management | |||||||||||||
| Record Date | Holding Recon Date | 26-Apr-2022 | ||||||||||||||
| City / | Country | TBD | / | Jersey | Vote Deadline Date | 22-Apr-2022 | ||||||||||
| SEDOL(s) | B4MSCG9 - B4T3BW6 - B55NST3 - B77NQY6 - BG6MV64 - BGPK697 |
Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1 | TO RECEIVE THE COMPANY'S ACCOUNTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2021 |
Management | For | For | ||||||||||||
| 2 | TO APPROVE THAT THE COMPANY'S CAPITAL CONTRIBUTION RESERVES (FORMING PART OF ITS SHARE PREMIUM ACCOUNT) BE REDUCED AND BE REPAID TO SHAREHOLDERS AS PER THE TERMS SET OUT IN THE NOTICE OF THE MEETING |
Management | For | For | ||||||||||||
| 3 | TO RE-ELECT KALIDAS MADHAVPEDDI AS A DIRECTOR |
Management | For | For | ||||||||||||
| 4 | TO RE-ELECT PETER COATES AS A DIRECTOR | Management | For | For | ||||||||||||
| 5 | TO RE-ELECT MARTIN GILBERT AS A DIRECTOR | Management | For | For | ||||||||||||
| 6 | TO RE-ELECT GILL MARCUS AS A DIRECTOR | Management | For | For | ||||||||||||
| 7 | TO RE-ELECT PATRICE MERRIN AS A DIRECTOR | Management | For | For | ||||||||||||
| 8 | TO RE-ELECT CYNTHIA CARROLL AS A DIRECTOR | Management | For | For | ||||||||||||
| 9 | TO RE-ELECT GARY NAGLE AS A DIRECTOR | Management | For | For | ||||||||||||
| 10 | TO RE-ELECT DAVID WORMSLEY AS A DIRECTOR | Management | For | For | ||||||||||||
| 11 | TO REAPPOINT DELOITTE LLP AS THE COMPANY'S AUDITORS TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID OR DATE TO BE DETERMINED BY THE DIRECTORS |
Management | For | For | ||||||||||||
| 12 | TO AUTHORISE THE AUDIT COMMITTEE TO FIX THE REMUNERATION OF THE AUDITORS |
Management | For | For | ||||||||||||
| 13 | TO APPROVE THE COMPANY'S 2021 CLIMATE PROGRESS REPORT |
Management | Against | Against | ||||||||||||
| 14 | TO APPROVE THE DIRECTOR'S REMUNERATION REPORT AS SET OUT IN THE 2021 ANNUAL REPORT |
Management | For | For | ||||||||||||
| 15 | TO RENEW THE AUTHORITY CONFERRED ON THE DIRECTORS PURSUANT TO ARTICLE 10.2 OF THE COMPANY'S ARTICLES OF ASSOCIATION |
Management | For | For | ||||||||||||
| 16 | SUBJECT TO THE PASSING OF THE RESOLUTION 15. TO RENEW THE AUTHORITY CONFERRED ON THE DIRECTORS PURSUANT TO ARTICLE 10.3 OF THE COMPANY'S ARTICLES OF ASSOCIATION TO ALLOT EQUITY SECURITIES FOR CASH FOR AN ALLOTMENT PERIOD |
Management | For | For | ||||||||||||
| 17 | SUBJECT TO THE PASSING OF RESOLUTION 15, AND IN ADDITION TO ANY AUTHORITY GRANTED UNDER RESOLUTION 16, TO EMPOWER TO DIRECTORS PURSUANT TO ARTICLE 10.3 OF THE ARTICLES TO ALLOT EQUITY SECURITIES FOR CASH FOR AN ALLOTMENT PERIOD |
Management | For | For | ||||||||||||
| 18 | TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF ORDINARY SHARES |
Management | For | For | ||||||||||||
| NRG ENERGY, INC. | ||||||||||||||||
| Security | 629377508 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | NRG | Meeting Date | 28-Apr-2022 | |||||||||||||
| ISIN | US6293775085 | Agenda | 935560006 - Management | |||||||||||||
| Record Date | 01-Mar-2022 | Holding Recon Date | 01-Mar-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 27-Apr-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1A. | Election of Director: E. Spencer Abraham | Management | For | For | ||||||||||||
| 1B. | Election of Director: Antonio Carrillo | Management | For | For | ||||||||||||
| 1C. | Election of Director: Matthew Carter, Jr. | Management | For | For | ||||||||||||
| 1D. | Election of Director: Lawrence S. Coben | Management | For | For | ||||||||||||
| 1E. | Election of Director: Heather Cox | Management | For | For | ||||||||||||
| 1F. | Election of Director: Elisabeth B. Donohue | Management | For | For | ||||||||||||
| 1G. | Election of Director: Mauricio Gutierrez | Management | For | For | ||||||||||||
| 1H. | Election of Director: Paul W. Hobby | Management | For | For | ||||||||||||
| 1I. | Election of Director: Alexandra Pruner | Management | For | For | ||||||||||||
| 1J. | Election of Director: Anne C. Schaumburg | Management | For | For | ||||||||||||
| 1K. | Election of Director: Thomas H. Weidemeyer | Management | For | For | ||||||||||||
| 2. | To approve, on a non-binding advisory basis, the compensation of the Company's named executive officers. |
Management | For | For | ||||||||||||
| 3. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2022. |
Management | For | For | ||||||||||||
| PFIZER INC. | ||||||||||||||||
| Security | 717081103 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | PFE | Meeting Date | 28-Apr-2022 | |||||||||||||
| ISIN | US7170811035 | Agenda | 935562062 - Management | |||||||||||||
| Record Date | 02-Mar-2022 | Holding Recon Date | 02-Mar-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 27-Apr-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1A. | Election of Director: Ronald E. Blaylock | Management | For | For | ||||||||||||
| 1B. | Election of Director: Albert Bourla | Management | For | For | ||||||||||||
| 1C. | Election of Director: Susan Desmond-Hellmann | Management | For | For | ||||||||||||
| 1D. | Election of Director: Joseph J. Echevarria | Management | For | For | ||||||||||||
| 1E. | Election of Director: Scott Gottlieb | Management | For | For | ||||||||||||
| 1F. | Election of Director: Helen H. Hobbs | Management | For | For | ||||||||||||
| 1G. | Election of Director: Susan Hockfield | Management | For | For | ||||||||||||
| 1H. | Election of Director: Dan R. Littman | Management | For | For | ||||||||||||
| 1I. | Election of Director: Shantanu Narayen | Management | For | For | ||||||||||||
| 1J. | Election of Director: Suzanne Nora Johnson | Management | For | For | ||||||||||||
| 1K. | Election of Director: James Quincey | Management | For | For | ||||||||||||
| 1L. | Election of Director: James C. Smith | Management | For | For | ||||||||||||
| 2. | Ratify the selection of KPMG LLP as independent registered public accounting firm for 2022 |
Management | For | For | ||||||||||||
| 3. | 2022 advisory approval of executive compensation | Management | For | For | ||||||||||||
| 4. | Shareholder proposal regarding amending proxy access | Shareholder | Against | For | ||||||||||||
| 5. | Shareholder proposal regarding report on political expenditures congruency |
Shareholder | Against | For | ||||||||||||
| 6. | Shareholder proposal regarding report on transfer of intellectual property to potential COVID-19 manufacturers |
Shareholder | Against | For | ||||||||||||
| 7. | Shareholder proposal regarding report on board oversight of risks related to anticompetitive practices |
Shareholder | Against | For | ||||||||||||
| 8. | Shareholder proposal regarding report on public health costs of protecting vaccine technology |
Shareholder | Against | For | ||||||||||||
| SNAP-ON INCORPORATED | ||||||||||||||||
| Security | 833034101 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | SNA | Meeting Date | 28-Apr-2022 | |||||||||||||
| ISIN | US8330341012 | Agenda | 935565979 - Management | |||||||||||||
| Record Date | 28-Feb-2022 | Holding Recon Date | 28-Feb-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 27-Apr-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1A. | Election of Director: David C. Adams | Management | For | For | ||||||||||||
| 1B. | Election of Director: Karen L. Daniel | Management | For | For | ||||||||||||
| 1C. | Election of Director: Ruth Ann M. Gillis | Management | For | For | ||||||||||||
| 1D. | Election of Director: James P. Holden | Management | For | For | ||||||||||||
| 1E. | Election of Director: Nathan J. Jones | Management | For | For | ||||||||||||
| 1F. | Election of Director: Henry W. Knueppel | Management | For | For | ||||||||||||
| 1G. | Election of Director: W. Dudley Lehman | Management | For | For | ||||||||||||
| 1H. | Election of Director: Nicholas T. Pinchuk | Management | For | For | ||||||||||||
| 1I. | Election of Director: Gregg M. Sherrill | Management | For | For | ||||||||||||
| 1J. | Election of Director: Donald J. Stebbins | Management | For | For | ||||||||||||
| 2. | Proposal to ratify the appointment of Deloitte & Touche LLP as Snap-on Incorporated's independent registered public accounting firm for fiscal 2022. |
Management | For | For | ||||||||||||
| 3. | Advisory vote to approve the compensation of Snap-on Incorporated's named executive officers, as disclosed in "Compensation Discussion and Analysis" and "Executive Compensation Information" in the Proxy Statement. |
Management | For | For | ||||||||||||
| AGCO CORPORATION | ||||||||||||||||
| Security | 001084102 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | AGCO | Meeting Date | 28-Apr-2022 | |||||||||||||
| ISIN | US0010841023 | Agenda | 935585200 - Management | |||||||||||||
| Record Date | 18-Mar-2022 | Holding Recon Date | 18-Mar-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 27-Apr-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1a. | Election of Director: Michael C. Arnold | Management | For | For | ||||||||||||
| 1b. | Election of Director: Sondra L. Barbour | Management | For | For | ||||||||||||
| 1c. | Election of Director: Suzanne P. Clark | Management | For | For | ||||||||||||
| 1d. | Election of Director: Bob De Lange | Management | For | For | ||||||||||||
| 1e. | Election of Director: Eric P. Hansotia | Management | For | For | ||||||||||||
| 1f. | Election of Director: George E. Minnich | Management | For | For | ||||||||||||
| 1g. | Election of Director: Niels Pörksen | Management | For | For | ||||||||||||
| 1h. | Election of Director: David Sagehorn | Management | For | For | ||||||||||||
| 1i. | Election of Director: Mallika Srinivasan | Management | For | For | ||||||||||||
| 1j. | Election of Director: Matthew Tsien | Management | For | For | ||||||||||||
| 2. | NON-BINDING ADVISORY RESOLUTION TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS |
Management | For | For | ||||||||||||
| 3. | RATIFICATION OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2022 |
Management | For | For | ||||||||||||
| BAYER AG | ||||||||||||||||
| Security | D0712D163 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 29-Apr-2022 | ||||||||||||||
| ISIN | DE000BAY0017 | Agenda | 715247981 - Management | |||||||||||||
| Record Date | 22-Apr-2022 | Holding Recon Date | 22-Apr-2022 | |||||||||||||
| City / | Country | VIRTUAL | / | Germany | Vote Deadline Date | 19-Apr-2022 | ||||||||||
| SEDOL(s) | 0070520 - 5069211 - 5069459 - B7N2TM6 - B8LS406 - BF0Z8N8 |
Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN.-IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. |
Non-Voting | ||||||||||||||
| CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL |
Non-Voting | ||||||||||||||
| CMMT | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE |
Non-Voting | ||||||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD |
Non-Voting | ||||||||||||||
| PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL |
||||||||||||||||
| CMMT | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A-MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING.- COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE |
Non-Voting | ||||||||||||||
| 1 | DISTRIBUTION OF THE PROFIT | Management | For | For | ||||||||||||
| 2 | RATIFICATION OF THE ACTIONS OF THE MEMBERS OF THE BOARD OF MANAGEMENT |
Management | For | For | ||||||||||||
| 3 | RATIFICATION OF THE ACTIONS OF THE MEMBERS OF THE SUPERVISORY BOARD |
Management | For | For | ||||||||||||
| 4.1 | SUPERVISORY BOARD ELECTION: DR. PAUL ACHLEITNER |
Management | For | For | ||||||||||||
| 4.2 | SUPERVISORY BOARD ELECTION: DR. NORBERT W. BISCHOFBERGER |
Management | For | For | ||||||||||||
| 4.3 | SUPERVISORY BOARD ELECTION: COLLEEN A. GOGGINS |
Management | For | For | ||||||||||||
| 5 | APPROVAL OF THE COMPENSATION REPORT | Management | Against | Against | ||||||||||||
| 6 | APPROVAL OF THE CONTROL AND PROFIT AND LOSS TRANSFER AGREEMENT BETWEEN THE COMPANY AND BAYER CHEMICALS GMBH |
Management | For | For | ||||||||||||
| 7 | RATIFY DELOITTE GMBH AS AUDITORS FOR FISCAL YEAR 2022 |
Management | For | For | ||||||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE |
Non-Voting | ||||||||||||||
| CMMT | 14 MAR 2022: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE |
Non-Voting | ||||||||||||||
| CMMT | 28 MAR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENTS-AND MODIFICATION OF TEXT IN RESOLUTION 7. IF YOU HAVE ALREADY SENT IN YOUR-VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU |
Non-Voting | ||||||||||||||
| CMMT | 18 MAR 2022: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS- PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD-DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS-CONFIRMED AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED- MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE- THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR- FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE- SEPARATE INSTRUCTIONS FROM YOU |
Non-Voting | ||||||||||||||
| MERCEDES-BENZ GROUP AG | ||||||||||||||||
| Security | D1668R123 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 29-Apr-2022 | ||||||||||||||
| ISIN | DE0007100000 | Agenda | 715273657 - Management | |||||||||||||
| Record Date | 22-Apr-2022 | Holding Recon Date | 22-Apr-2022 | |||||||||||||
| City / | Country | STUTTG ART |
/ | Germany | Vote Deadline Date | 19-Apr-2022 | ||||||||||
| SEDOL(s) | 2190716 - 2307389 - 5529027 - 5543890 - B0Z52W5 - B19GKT4 - B3QRSH8 - B7N2TQ0 - BF0Z850 - BY9CV01 |
Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| CMMT | 18 MAR 2022: VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY-YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION-MAY BE REJECTED. |
Non-Voting | ||||||||||||||
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2021 |
Non-Voting | ||||||||||||||
| 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 5.00 PER SHARE |
Management | For | For | ||||||||||||
| 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2021 |
Management | Abstain | Against | ||||||||||||
| 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2021 |
Management | Abstain | Against | ||||||||||||
| 5.1 | RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR 2022 |
Management | For | For | ||||||||||||
| 5.2 | RATIFY KPMG AG AS AUDITORS FOR THE 2023 INTERIM FINANCIAL STATEMENTS UNTIL THE 2023 AGM |
Management | For | For | ||||||||||||
| 6.1 | ELECT DAME COURTICE TO THE SUPERVISORY BOARD |
Management | For | For | ||||||||||||
| 6.2 | ELECT MARCO GOBBETTI TO THE SUPERVISORY BOARD |
Management | For | For | ||||||||||||
| 7 | APPROVE REMUNERATION REPORT | Management | For | For | ||||||||||||
| CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN |
Non-Voting | ||||||||||||||
| BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL |
||||||||||||||||
| CMMT | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE. |
Non-Voting | ||||||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL |
Non-Voting | ||||||||||||||
| CMMT | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A-MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING.- COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE. |
Non-Voting | ||||||||||||||
| CMMT | FROM 10TH FEBRUARY BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY IF YOU WISH TO SEE THE AGENDA IN GERMAN THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE MATERIAL URL DROPDOWN AT THE TOP OF THE BALLOT-THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE FOR-FURTHER INFORMATION PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE |
Non-Voting | ||||||||||||||
| CMMT | 22 MAR 2022: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS- PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD-DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS-CONFIRMED AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED- MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE- THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR- FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE- SEPARATE INSTRUCTIONS FROM YOU |
Non-Voting | ||||||||||||||
| CMMT | 18 MAR 2022: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE |
Non-Voting | ||||||||||||||
| CMMT | DELETION OF COMMENT | Non-Voting | ||||||||||||||
| DISH NETWORK CORPORATION | ||||||||||||||||
| Security | 25470M109 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | DISH | Meeting Date | 29-Apr-2022 | |||||||||||||
| ISIN | US25470M1099 | Agenda | 935566325 - Management | |||||||||||||
| Record Date | 08-Mar-2022 | Holding Recon Date | 08-Mar-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 28-Apr-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1. | DIRECTOR | Management | ||||||||||||||
| 1 | Kathleen Q. Abernathy | For | For | |||||||||||||
| 2 | George R. Brokaw | For | For | |||||||||||||
| 3 | W. Erik Carlson | For | For | |||||||||||||
| 4 | James DeFranco | For | For | |||||||||||||
| 5 | Cantey M. Ergen | For | For | |||||||||||||
| 6 | Charles W. Ergen | For | For | |||||||||||||
| 7 | Tom A. Ortolf | For | For | |||||||||||||
| 8 | Joseph T. Proietti | For | For | |||||||||||||
| 2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. |
Management | For | For | ||||||||||||
| 3. | The shareholder proposal regarding disclosure of certain political contributions. |
Shareholder | Against | For | ||||||||||||
| BERKSHIRE HATHAWAY INC. | ||||||||||||||||
| Security | 084670702 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | BRKB | Meeting Date | 30-Apr-2022 | |||||||||||||
| ISIN | US0846707026 | Agenda | 935562137 - Management | |||||||||||||
| Record Date | 02-Mar-2022 | Holding Recon Date | 02-Mar-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 29-Apr-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1. | DIRECTOR | Management | ||||||||||||||
| 1 | Warren E. Buffett | For | For | |||||||||||||
| 2 | Charles T. Munger | For | For | |||||||||||||
| 3 | Gregory E. Abel | For | For | |||||||||||||
| 4 | Howard G. Buffett | For | For | |||||||||||||
| 5 | Susan A. Buffett | For | For | |||||||||||||
| 6 | Stephen B. Burke | For | For | |||||||||||||
| 7 | Kenneth I. Chenault | For | For | |||||||||||||
| 8 | Christopher C. Davis | For | For | |||||||||||||
| 9 | Susan L. Decker | For | For | |||||||||||||
| 10 | David S. Gottesman | For | For | |||||||||||||
| 11 | Charlotte Guyman | For | For | |||||||||||||
| 12 | Ajit Jain | For | For | |||||||||||||
| 13 | Ronald L. Olson | For | For | |||||||||||||
| 14 | Wallace R. Weitz | For | For | |||||||||||||
| 15 | Meryl B. Witmer | For | For | |||||||||||||
| 2. | Shareholder proposal regarding the adoption of a policy requiring that the Board Chair be an independent director. |
Shareholder | Against | For | ||||||||||||
| 3. | Shareholder proposal regarding the publishing of an annual assessment addressing how the Corporation manages climate risks. |
Shareholder | For | Against | ||||||||||||
| 4. | Shareholder proposal regarding how the Corporation intends to measure, disclose and reduce greenhouse gas emissions. |
Shareholder | For | Against | ||||||||||||
| 5. | Shareholder proposal regarding the reporting of the Corporation's diversity, equity and inclusion efforts. |
Shareholder | For | Against | ||||||||||||
| SANOFI SA | ||||||||||||||||
| Security | F5548N101 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 03-May-2022 | ||||||||||||||
| ISIN | FR0000120578 | Agenda | 715314201 - Management | |||||||||||||
| Record Date | 28-Apr-2022 | Holding Recon Date | 28-Apr-2022 | |||||||||||||
| City / | Country | PARIS | / | France | Vote Deadline Date | 22-Apr-2022 | ||||||||||
| SEDOL(s) | 5671735 - 5696589 - B01DR51 - B114ZY6 - B19GKJ4 - BF447L2 - BN75S48 |
Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING- INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE-DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY-CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT. |
Non-Voting | ||||||||||||||
| CMMT | FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID VOTING OPTION. FOR ANY ADDITIONAL- RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO-'AGAINST.' IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING-INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN. |
Non-Voting | ||||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. |
Non-Voting | ||||||||||||||
| CMMT | DUE TO THE COVID19 CRISIS AND IN ACCORDANCE WITH THE PROVISIONS ADOPTED BY-THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF NOVEMBER 14, 2020, EXTENDED-AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18 2020; THE GENERAL MEETING-WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE OF-SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO NOT SUBMIT ANY REQUESTS TO-ATTEND THE MEETING IN PERSON. THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO-REGULARLY CONSULT THE COMPANY WEBSITE TO VIEW ANY CHANGES TO THIS POLICY. |
Non-Voting | ||||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE |
Non-Voting | ||||||||||||||
| CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/balo/document/202203252200635-36 |
Non-Voting | ||||||||||||||
| 1 | APPROVAL OF THE INDIVIDUAL COMPANY FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2021 |
Management | For | For | ||||||||||||
| 2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2021 |
Management | For | For | ||||||||||||
| 3 | APPROPRIATION OF PROFITS FOR THE YEAR ENDED DECEMBER 31, 2021 AND DECLARATION OF DIVIDEND |
Management | For | For | ||||||||||||
| 4 | REAPPOINTMENT OF PAUL HUDSON AS DIRECTOR | Management | For | For | ||||||||||||
| 5 | REAPPOINTMENT OF CHRISTOPHE BABULE AS DIRECTOR |
Management | For | For | ||||||||||||
| 6 | REAPPOINTMENT OF PATRICK KRON AS DIRECTOR | Management | For | For | ||||||||||||
| 7 | REAPPOINTMENT OF GILLES SCHNEPP AS DIRECTOR |
Management | For | For | ||||||||||||
| 8 | APPOINTMENT OF CAROLE FERRAND AS DIRECTOR | Management | For | For | ||||||||||||
| 9 | APPOINTMENT OF EMILE VOEST AS DIRECTOR | Management | For | For | ||||||||||||
| 10 | APPOINTMENT OF ANTOINE YVER AS DIRECTOR | Management | For | For | ||||||||||||
| 11 | APPROVAL OF THE REPORT ON THE COMPENSATION OF CORPORATE OFFICERS ISSUED IN ACCORDANCE WITH ARTICLE L. 22-10-9 OF THE FRENCH COMMERCIAL CODE |
Management | For | For | ||||||||||||
| 12 | APPROVAL OF THE COMPONENTS OF THE COMPENSATION PAID OR AWARDED IN RESPECT OF THE YEAR ENDED DECEMBER 31, 2021 TO SERGE WEINBERG, CHAIRMAN OF THE BOARD |
Management | For | For | ||||||||||||
| 13 | APPROVAL OF THE COMPONENTS OF THE COMPENSATION PAID OR AWARDED IN RESPECT OF THE YEAR ENDED DECEMBER 31, 2021 TO PAUL HUDSON, CHIEF EXECUTIVE OFFICER |
Management | For | For | ||||||||||||
| 14 | APPROVAL OF THE COMPENSATION POLICY FOR DIRECTORS |
Management | For | For | ||||||||||||
| 15 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN OF THE BOARD OF DIRECTORS |
Management | For | For | ||||||||||||
| 16 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHIEF EXECUTIVE OFFICER |
Management | For | For | ||||||||||||
| 17 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO CARRY OUT TRANSACTIONS IN THE COMPANY'S SHARES (USABLE OUTSIDE THE PERIOD OF A PUBLIC TENDER OFFER) |
Management | For | For | ||||||||||||
| 18 | AMENDMENT TO ARTICLE 25 OF THE COMPANY'S ARTICLES OF ASSOCIATION - DIVIDENDS |
Management | For | For | ||||||||||||
| 19 | POWERS FOR FORMALITIES | Management | For | For | ||||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON-RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES)-UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED- AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED-POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM.-BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR-VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL-INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR-CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE-CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM-YOU |
Non-Voting | ||||||||||||||
| ALLY FINANCIAL INC. | ||||||||||||||||
| Security | 02005N100 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | ALLY | Meeting Date | 03-May-2022 | |||||||||||||
| ISIN | US02005N1000 | Agenda | 935564105 - Management | |||||||||||||
| Record Date | 07-Mar-2022 | Holding Recon Date | 07-Mar-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 02-May-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1A. | Election of Director: Franklin W. Hobbs | Management | For | For | ||||||||||||
| 1B. | Election of Director: Kenneth J. Bacon | Management | For | For | ||||||||||||
| 1C. | Election of Director: Maureen A. Breakiron-Evans | Management | For | For | ||||||||||||
| 1D. | Election of Director: William H. Cary | Management | For | For | ||||||||||||
| 1E. | Election of Director: Mayree C. Clark | Management | For | For | ||||||||||||
| 1F. | Election of Director: Kim S. Fennebresque | Management | For | For | ||||||||||||
| 1G. | Election of Director: Melissa Goldman | Management | For | For | ||||||||||||
| 1H. | Election of Director: Marjorie Magner | Management | For | For | ||||||||||||
| 1I. | Election of Director: David Reilly | Management | For | For | ||||||||||||
| 1J. | Election of Director: Brian H. Sharples | Management | For | For | ||||||||||||
| 1K. | Election of Director: Michael F. Steib | Management | For | For | ||||||||||||
| 1L. | Election of Director: Jeffrey J. Brown | Management | For | For | ||||||||||||
| 2. | Advisory vote on executive compensation. | Management | For | For | ||||||||||||
| 3. | Ratification of the Audit Committee's engagement of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2022. |
Management | For | For | ||||||||||||
| OMNICOM GROUP INC. | ||||||||||||||||
| Security | 681919106 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | OMC | Meeting Date | 03-May-2022 | |||||||||||||
| ISIN | US6819191064 | Agenda | 935570639 - Management | |||||||||||||
| Record Date | 14-Mar-2022 | Holding Recon Date | 14-Mar-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 02-May-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1A. | Election of Director: John D. Wren | Management | For | For | ||||||||||||
| 1B. | Election of Director: Mary C. Choksi | Management | For | For | ||||||||||||
| 1C. | Election of Director: Leonard S. Coleman, Jr. | Management | For | For | ||||||||||||
| 1D. | Election of Director: Mark D. Gerstein | Management | For | For | ||||||||||||
| 1E. | Election of Director: Ronnie S. Hawkins | Management | For | For | ||||||||||||
| 1F. | Election of Director: Deborah J. Kissire | Management | For | For | ||||||||||||
| 1G. | Election of Director: Gracia C. Martore | Management | For | For | ||||||||||||
| 1H. | Election of Director: Patricia Salas Pineda | Management | For | For | ||||||||||||
| 1I. | Election of Director: Linda Johnson Rice | Management | For | For | ||||||||||||
| 1J. | Election of Director: Valerie M. Williams | Management | For | For | ||||||||||||
| 2. | Advisory resolution to approve executive compensation. | Management | For | For | ||||||||||||
| 3. | Ratification of the appointment of KPMG LLP as the Company's independent auditors for the 2022 fiscal year. |
Management | For | For | ||||||||||||
| 4. | Shareholder proposal regarding political spending disclosure. |
Shareholder | Against | For | ||||||||||||
| EXPEDITORS INT'L OF WASHINGTON, INC. | ||||||||||||||||
| Security | 302130109 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | EXPD | Meeting Date | 03-May-2022 | |||||||||||||
| ISIN | US3021301094 | Agenda | 935571732 - Management | |||||||||||||
| Record Date | 08-Mar-2022 | Holding Recon Date | 08-Mar-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 02-May-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1.1 | Election of Director: Glenn M. Alger | Management | For | For | ||||||||||||
| 1.2 | Election of Director: Robert P. Carlile | Management | For | For | ||||||||||||
| 1.3 | Election of Director: James M. DuBois | Management | For | For | ||||||||||||
| 1.4 | Election of Director: Mark A. Emmert | Management | For | For | ||||||||||||
| 1.5 | Election of Director: Diane H. Gulyas | Management | For | For | ||||||||||||
| 1.6 | Election of Director: Jeffrey S. Musser | Management | For | For | ||||||||||||
| 1.7 | Election of Director: Brandon S. Pedersen | Management | For | For | ||||||||||||
| 1.8 | Election of Director: Liane J. Pelletier | Management | For | For | ||||||||||||
| 1.9 | Election of Director: Olivia D. Polius | Management | For | For | ||||||||||||
| 2. | Advisory Vote to Approve Named Executive Officer Compensation |
Management | For | For | ||||||||||||
| 3. | Ratification of Independent Registered Public Accounting Firm |
Management | For | For | ||||||||||||
| 4. | Shareholder Proposal: Political Spending Disclosure | Shareholder | Against | For | ||||||||||||
| GSK PLC | ||||||||||||||||
| Security | G3910J112 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 04-May-2022 | ||||||||||||||
| ISIN | GB0009252882 | Agenda | 715319352 - Management | |||||||||||||
| Record Date | Holding Recon Date | 02-May-2022 | ||||||||||||||
| City / | Country | LONDON | / | United Kingdom |
Vote Deadline Date | 27-Apr-2022 | ||||||||||
| SEDOL(s) | 0925288 - 4907657 - B01DHS4 - BMH7N08 - BRTM7S2 |
Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1 | TO RECEIVE AND ADOPT THE 2021 ANNUAL REPORT |
Management | For | For | ||||||||||||
| 2 | TO APPROVE THE ANNUAL REPORT ON REMUNERATION |
Management | For | For | ||||||||||||
| 3 | TO APPROVE THE REMUNERATION POLICY SET OUT IN THE 2021 ANNUAL REPORT |
Management | For | For | ||||||||||||
| 4 | TO ELECT DR ANNE BEAL AS A DIRECTOR | Management | For | For | ||||||||||||
| 5 | TO ELECT DR HARRY C. DIETZ AS A DIRECTOR | Management | For | For | ||||||||||||
| 6 | TO RE-ELECT SIR JONATHAN SYMONDS AS A DIRECTOR |
Management | For | For | ||||||||||||
| 7 | TO RE-ELECT DAME EMMA WALMSLEY AS A DIRECTOR |
Management | For | For | ||||||||||||
| 8 | TO RE-ELECT CHARLES BANCROFT AS A DIRECTOR | Management | For | For | ||||||||||||
| 9 | TO RE-ELECT VINDI BANGA AS A DIRECTOR | Management | For | For | ||||||||||||
| 10 | TO RE-ELECT DR HAL BARRON AS A DIRECTOR | Management | For | For | ||||||||||||
| 11 | TO RE-ELECT DAME VIVIENNE COX AS A DIRECTOR | Management | For | For | ||||||||||||
| 12 | TO RE-ELECT LYNN ELSENHANS AS A DIRECTOR | Management | For | For | ||||||||||||
| 13 | TO RE-ELECT DR LAURIE GLIMCHER AS A DIRECTOR |
Management | For | For | ||||||||||||
| 14 | TO RE-ELECT DR JESSE GOODMAN AS A DIRECTOR | Management | For | For | ||||||||||||
| 15 | TO RE-ELECT IAIN MACKAY AS A DIRECTOR | Management | For | For | ||||||||||||
| 16 | TO RE-ELECT URS ROHNER AS A DIRECTOR | Management | For | For | ||||||||||||
| 17 | TO RE-APPOINT THE AUDITOR: DELOITTE LLP | Management | For | For | ||||||||||||
| 18 | TO DETERMINE REMUNERATION OF THE AUDITOR | Management | For | For | ||||||||||||
| 19 | TO AUTHORISE THE COMPANY AND ITS SUBSIDIARIES TO MAKE DONATIONS TO POLITICAL ORGANISATIONS AND INCUR POLITICAL EXPENDITURE |
Management | For | For | ||||||||||||
| 20 | TO AUTHORISE ALLOTMENT OF SHARES | Management | For | For | ||||||||||||
| 21 | TO DISAPPLY PRE-EMPTION RIGHTS - GENERAL POWER |
Management | For | For | ||||||||||||
| 22 | TO DISAPPLY PRE-EMPTION RIGHTS - IN CONNECTION WITH AN ACQUISITION OR SPECIFIED CAPITAL INVESTMENT |
Management | For | For | ||||||||||||
| 23 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES |
Management | For | For | ||||||||||||
| 24 | TO AUTHORISE EXEMPTION FROM STATEMENT OF NAME OF SENIOR STATUTORY AUDITOR |
Management | For | For | ||||||||||||
| 25 | TO AUTHORISE REDUCED NOTICE OF A GENERAL MEETING OTHER THAN AN AGM |
Management | For | For | ||||||||||||
| 26 | TO APPROVE THE GLAXOSMITHKLINE PLC SHARE SAVE PLAN 2022 |
Management | For | For | ||||||||||||
| 27 | TO APPROVE THE GLAXOSMITHKLINE PLC SHARE REWARD PLAN 2022 |
Management | For | For | ||||||||||||
| 28 | TO APPROVE ADOPTION OF NEW ARTICLES OF ASSOCIATION |
Management | For | For | ||||||||||||
| ARCELORMITTAL SA | ||||||||||||||||
| Security | L0302D210 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 04-May-2022 | ||||||||||||||
| ISIN | LU1598757687 | Agenda | 715403274 - Management | |||||||||||||
| Record Date | 20-Apr-2022 | Holding Recon Date | 20-Apr-2022 | |||||||||||||
| City / | Country | TBD | / | Luxembourg | Vote Deadline Date | 27-Apr-2022 | ||||||||||
| SEDOL(s) | BDR7SS8 - BDZZ3Z6 - BDZZQC4 - BDZZRB0 - BDZZRR6 - BF446S2 - BKPBQ87 - BYPBS67 - BYQMDN1 - BYQMV15 - BZ11XT6 - BZ3G1Z1 |
Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. |
Non-Voting | ||||||||||||||
| 1. | DECISION TO CANCEL SHARES AND TO CONSEQUENTLY REDUCE THE ISSUED SHARE CAPITAL FOLLOWING THE CANCELLATION OF SHARES REPURCHASED UNDER ITS SHARE BUYBACK PROGRAM |
Management | For | For | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE |
Non-Voting | ||||||||||||||
| CMMT | 13 APR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING-OF RESOLUTION 1. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU |
Non-Voting | ||||||||||||||
| ARCELORMITTAL SA | ||||||||||||||||
| Security | L0302D210 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 04-May-2022 | ||||||||||||||
| ISIN | LU1598757687 | Agenda | 715417970 - Management | |||||||||||||
| Record Date | 20-Apr-2022 | Holding Recon Date | 20-Apr-2022 | |||||||||||||
| City / | Country | LUXEMB OURG |
/ | Luxembourg | Vote Deadline Date | 27-Apr-2022 | ||||||||||
| SEDOL(s) | BDR7SS8 - BDZZ3Z6 - BDZZQC4 - BDZZRB0 - BDZZRR6 - BF446S2 - BKPBQ87 - BYPBS67 - BYQMDN1 - BYQMV15 - BZ11XT6 - BZ3G1Z1 |
Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. |
Non-Voting | ||||||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 720018 DUE TO RECEIPT OF-UPDATED AGENDA ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED-IF VOTE DEADLINE EXTENSIONS ARE GRANTED.THEREFORE PLEASE REINSTRUCT ON THIS-MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT- GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND YOUR VOTE INTENTIONS-ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE ENSURE VOTING IS SUBMITTED-PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS SOON AS POSSIBLE ON THIS NEW-AMENDED MEETING. THANK YOU |
Non-Voting | ||||||||||||||
| 1. | PRESENTATION OF THE MANAGEMENT REPORT OF THE BOARD OF DIRECTORS OF THE-COMPANY (THE BOARD OF DIRECTORS) AND THE REPORTS OF THE INDEPENDENT AUDITOR-ON THE FINANCIAL STATEMENTS OF THE COMPANY (THE PARENT COMPANY FINANCIAL-STATEMENTS) AND THE CONSOLIDATE 1 |
Non-Voting | ||||||||||||||
| I. | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2021 |
Management | For | For | ||||||||||||
| II. | APPROVAL OF THE PARENT COMPANY FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2021 |
Management | For | For | ||||||||||||
| III. | THE ANNUAL GENERAL MEETING ACKNOWLEDGES THE NET INCOME OF USD 13,318 MILLION AND THAT NO ALLOCATION TO THE LEGAL RESERVE OR TO THE RESERVE FOR TREASURY SHARES IS REQUIRED |
Management | For | For | ||||||||||||
| IV. | CONSIDERING RESOLUTION III ABOVE, THE ANNUAL GENERAL MEETING, UPON THE PROPOSAL OF THE BOARD OF DIRECTORS, DECIDES TO ALLOCATE THE RESULTS OF THE COMPANY BASED ON THE PARENT COMPANY FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2021 |
Management | For | For | ||||||||||||
| V. | THE ANNUAL GENERAL MEETING DECIDES BY AN ADVISORY VOTE TO APPROVE THE REMUNERATION REPORT OF THE COMPANY FOR 2021 |
Management | Against | Against | ||||||||||||
| VI. | BASED ON RESOLUTION III, ALLOCATING THE AMOUNT OF TOTAL REMUNERATION FOR THE BOARD OF DIRECTORS IN RELATION TO THE FINANCIAL YEAR 2021 AT EUR 1,605,093 (USD 1,817,929), THE ANNUAL GENERAL MEETING APPROVES THE FOLLOWING ANNUAL FEES PER FUNCTION THAT DIRECT |
Management | For | For | ||||||||||||
| VII. | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS |
Management | Against | Against | ||||||||||||
| VIII. | THE ANNUAL GENERAL MEETING RE-ELECTS MRS. VANISHA MITTAL BHATIA AS DIRECTOR OF ARCELORMITTAL FOR A THREE-YEAR MANDATE THAT WILL AUTOMATICALLY EXPIRE ON THE DATE OF THE ANNUAL GENERAL MEETING OF SHAREHOLDERS TO BE HELD IN 2025 |
Management | For | For | ||||||||||||
| IX. | THE ANNUAL GENERAL MEETING RE-ELECTS MR. KAREL DE GUCHT AS DIRECTOR OF ARCELORMITTAL FOR A THREE-YEAR MANDATE THAT WILL AUTOMATICALLY EXPIRE ON THE DATE OF THE ANNUAL GENERAL MEETING OF SHAREHOLDERS TO BE HELD IN 2025 |
Management | For | For | ||||||||||||
| X | THE ANNUAL GENERAL MEETING DECIDES (A) TO CANCEL WITH EFFECT AS OF THE DATE OF THIS ANNUAL GENERAL MEETING THE AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS BY THE 2021 AGM WITH RESPECT TO THE SHARE BUYBACK PROGRAM, AND (B) TO AUTHORISE, EFFECTIVE IMMED |
Management | For | For | ||||||||||||
| XI. | APPOINTMENT OF AN INDEPENDENT AUDITOR IN RELATION TO THE PARENT COMPANY FINANCIAL STATEMENTS AND THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2022 |
Management | For | For | ||||||||||||
| XII. | AUTHORISATION OF GRANTS OF SHARE-BASED INCENTIVES |
Management | For | For | ||||||||||||
| CMMT | 13 APR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING-OF RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU |
Non-Voting | ||||||||||||||
| MOLINA HEALTHCARE, INC. | ||||||||||||||||
| Security | 60855R100 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | MOH | Meeting Date | 04-May-2022 | |||||||||||||
| ISIN | US60855R1005 | Agenda | 935564092 - Management | |||||||||||||
| Record Date | 07-Mar-2022 | Holding Recon Date | 07-Mar-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 03-May-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1A. | Election of Director to hold office until the 2023 Annual Meeting: Barbara L. Brasier |
Management | For | For | ||||||||||||
| 1B. | Election of Director to hold office until the 2023 Annual Meeting: Daniel Cooperman |
Management | For | For | ||||||||||||
| 1C. | Election of Director to hold office until the 2023 Annual Meeting: Stephen H. Lockhart |
Management | For | For | ||||||||||||
| 1D. | Election of Director to hold office until the 2023 Annual Meeting: Steven J. Orlando |
Management | For | For | ||||||||||||
| 1E. | Election of Director to hold office until the 2023 Annual Meeting: Ronna E. Romney |
Management | For | For | ||||||||||||
| 1F. | Election of Director to hold office until the 2023 Annual Meeting: Richard M. Schapiro |
Management | For | For | ||||||||||||
| 1G. | Election of Director to hold office until the 2023 Annual Meeting: Dale B. Wolf |
Management | For | For | ||||||||||||
| 1H. | Election of Director to hold office until the 2023 Annual Meeting: Richard C. Zoretic |
Management | For | For | ||||||||||||
| 1I. | Election of Director to hold office until the 2023 Annual Meeting: Joseph M. Zubretsky |
Management | For | For | ||||||||||||
| 2. | To consider and approve, on a non-binding, advisory basis, the compensation of our named executive officers. |
Management | For | For | ||||||||||||
| 3. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2022. |
Management | For | For | ||||||||||||
| PHILIP MORRIS INTERNATIONAL INC. | ||||||||||||||||
| Security | 718172109 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | PM | Meeting Date | 04-May-2022 | |||||||||||||
| ISIN | US7181721090 | Agenda | 935568355 - Management | |||||||||||||
| Record Date | 11-Mar-2022 | Holding Recon Date | 11-Mar-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 03-May-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1A. | Election of Director: Brant Bonin Bough | Management | For | For | ||||||||||||
| 1B. | Election of Director: André Calantzopoulos | Management | For | For | ||||||||||||
| 1C. | Election of Director: Michel Combes | Management | For | For | ||||||||||||
| 1D. | Election of Director: Juan José Daboub | Management | For | For | ||||||||||||
| 1E. | Election of Director: Werner Geissler | Management | For | For | ||||||||||||
| 1F. | Election of Director: Lisa A. Hook | Management | For | For | ||||||||||||
| 1G. | Election of Director: Jun Makihara | Management | For | For | ||||||||||||
| 1H. | Election of Director: Kalpana Morparia | Management | For | For | ||||||||||||
| 1I. | Election of Director: Lucio A. Noto | Management | For | For | ||||||||||||
| 1J. | Election of Director: Jacek Olczak | Management | For | For | ||||||||||||
| 1K. | Election of Director: Frederik Paulsen | Management | For | For | ||||||||||||
| 1L. | Election of Director: Robert B. Polet | Management | For | For | ||||||||||||
| 1M. | Election of Director: Dessislava Temperley | Management | For | For | ||||||||||||
| 1N. | Election of Director: Shlomo Yanai | Management | For | For | ||||||||||||
| 2. | Advisory Vote Approving Executive Compensation. | Management | For | For | ||||||||||||
| 3. | 2022 Performance Incentive Plan. | Management | For | For | ||||||||||||
| 4. | Ratification of the Selection of Independent Auditors. | Management | For | For | ||||||||||||
| 5. | Shareholder Proposal to phase out all health-hazardous and addictive products produced by Philip Morris International Inc. by 2025. |
Shareholder | Against | For | ||||||||||||
| GENERAL DYNAMICS CORPORATION | ||||||||||||||||
| Security | 369550108 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | GD | Meeting Date | 04-May-2022 | |||||||||||||
| ISIN | US3695501086 | Agenda | 935569876 - Management | |||||||||||||
| Record Date | 09-Mar-2022 | Holding Recon Date | 09-Mar-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 03-May-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1A. | Election of Director: James S. Crown | Management | For | For | ||||||||||||
| 1B. | Election of Director: Rudy F. deLeon | Management | For | For | ||||||||||||
| 1C. | Election of Director: Cecil D. Haney | Management | For | For | ||||||||||||
| 1D. | Election of Director: Mark M. Malcolm | Management | For | For | ||||||||||||
| 1E. | Election of Director: James N. Mattis | Management | For | For | ||||||||||||
| 1F. | Election of Director: Phebe N. Novakovic | Management | For | For | ||||||||||||
| 1G. | Election of Director: C. Howard Nye | Management | For | For | ||||||||||||
| 1H. | Election of Director: Catherine B. Reynolds | Management | For | For | ||||||||||||
| 1I. | Election of Director: Laura J. Schumacher | Management | For | For | ||||||||||||
| 1J. | Election of Director: Robert K. Steel | Management | For | For | ||||||||||||
| 1K. | Election of Director: John G. Stratton | Management | For | For | ||||||||||||
| 1L. | Election of Director: Peter A. Wall | Management | For | For | ||||||||||||
| 2. | Advisory Vote on the Selection of Independent Auditors. | Management | For | For | ||||||||||||
| 3. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||||||||||
| 4. | Shareholder Proposal to Require an Independent Board Chairman. |
Shareholder | Against | For | ||||||||||||
| 5. | Shareholder Proposal that the Board of Directors Issue a Report on Human Rights Due Diligence. |
Shareholder | Against | For | ||||||||||||
| GILEAD SCIENCES, INC. | ||||||||||||||||
| Security | 375558103 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | GILD | Meeting Date | 04-May-2022 | |||||||||||||
| ISIN | US3755581036 | Agenda | 935570134 - Management | |||||||||||||
| Record Date | 15-Mar-2022 | Holding Recon Date | 15-Mar-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 03-May-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1A. | Election of Director: Jacqueline K. Barton, Ph.D. | Management | For | For | ||||||||||||
| 1B. | Election of Director: Jeffrey A. Bluestone, Ph.D. | Management | For | For | ||||||||||||
| 1C. | Election of Director: Sandra J. Horning, M.D. | Management | For | For | ||||||||||||
| 1D. | Election of Director: Kelly A. Kramer | Management | For | For | ||||||||||||
| 1E. | Election of Director: Kevin E. Lofton | Management | For | For | ||||||||||||
| 1F. | Election of Director: Harish Manwani | Management | For | For | ||||||||||||
| 1G. | Election of Director: Daniel P. O'Day | Management | For | For | ||||||||||||
| 1H. | Election of Director: Javier J. Rodriguez | Management | For | For | ||||||||||||
| 1I. | Election of Director: Anthony Welters | Management | For | For | ||||||||||||
| 2. | To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. |
Management | For | For | ||||||||||||
| 3. | To approve, on an advisory basis, the compensation of our Named Executive Officers as presented in the Proxy Statement. |
Management | For | For | ||||||||||||
| 4. | To approve the Gilead Sciences, Inc. 2022 Equity Incentive Plan. |
Management | For | For | ||||||||||||
| 5. | To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board adopt a policy that the Chairperson of the Board of Directors be an independent director. |
Shareholder | Against | For | ||||||||||||
| 6. | To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board include one member from Gilead's non-management employees. |
Shareholder | Against | For | ||||||||||||
| 7. | To vote on a stockholder proposal, if properly presented at the meeting, requesting a 10% threshold to call a special stockholder meeting. |
Shareholder | For | Against | ||||||||||||
| 8. | To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board publish a third- party review of Gilead's lobbying activities. |
Shareholder | Against | For | ||||||||||||
| 9. | To vote on a stockholder proposal, if properly presented at the meeting, requesting a Board report on oversight of risks related to anticompetitive practices. |
Shareholder | Against | For | ||||||||||||
| GENERAL DYNAMICS CORPORATION | ||||||||||||||||
| Security | 369550108 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | GD | Meeting Date | 04-May-2022 | |||||||||||||
| ISIN | US3695501086 | Agenda | 935608921 - Management | |||||||||||||
| Record Date | 09-Mar-2022 | Holding Recon Date | 09-Mar-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 03-May-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1A. | Election of Director: James S. Crown | Management | For | For | ||||||||||||
| 1B. | Election of Director: Rudy F. deLeon | Management | For | For | ||||||||||||
| 1C. | Election of Director: Cecil D. Haney | Management | For | For | ||||||||||||
| 1D. | Election of Director: Mark M. Malcolm | Management | For | For | ||||||||||||
| 1E. | Election of Director: James N. Mattis | Management | For | For | ||||||||||||
| 1F. | Election of Director: Phebe N. Novakovic | Management | For | For | ||||||||||||
| 1G. | Election of Director: C. Howard Nye | Management | For | For | ||||||||||||
| 1H. | Election of Director: Catherine B. Reynolds | Management | For | For | ||||||||||||
| 1I. | Election of Director: Laura J. Schumacher | Management | For | For | ||||||||||||
| 1J. | Election of Director: Robert K. Steel | Management | For | For | ||||||||||||
| 1K. | Election of Director: John G. Stratton | Management | For | For | ||||||||||||
| 1L. | Election of Director: Peter A. Wall | Management | For | For | ||||||||||||
| 2. | Advisory Vote on the Selection of Independent Auditors. | Management | For | For | ||||||||||||
| 3. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||||||||||
| 4. | Shareholder Proposal to Require an Independent Board Chairman. |
Shareholder | Against | For | ||||||||||||
| 5. | Shareholder Proposal that the Board of Directors Issue a Report on Human Rights Due Diligence. |
Shareholder | Against | For | ||||||||||||
| BAE SYSTEMS PLC | ||||||||||||||||
| Security | G06940103 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 05-May-2022 | ||||||||||||||
| ISIN | GB0002634946 | Agenda | 715327587 - Management | |||||||||||||
| Record Date | Holding Recon Date | 03-May-2022 | ||||||||||||||
| City / | Country | HAMPSH IRE |
/ | United Kingdom |
Vote Deadline Date | 28-Apr-2022 | ||||||||||
| SEDOL(s) | 0263494 - 5473759 - B02S669 - BK8LP43 - BKT32R0 |
Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 01 | REPORT AND ACCOUNTS | Management | For | For | ||||||||||||
| 02 | REMUNERATION REPORT | Management | For | For | ||||||||||||
| 03 | FINAL DIVIDEND | Management | For | For | ||||||||||||
| 04 | RE-ELECT NICHOLAS ANDERSON | Management | For | For | ||||||||||||
| 05 | RE-ELECT THOMAS ARSENEAULT | Management | For | For | ||||||||||||
| 06 | RE-ELECT SIR ROGER CARR | Management | For | For | ||||||||||||
| 07 | RE-ELECT DAME ELIZABETH CORLEY | Management | For | For | ||||||||||||
| 08 | RE-ELECT BRADLEY GREVE | Management | For | For | ||||||||||||
| 09 | RE-ELECT JANE GRIFFITHS | Management | For | For | ||||||||||||
| 10 | RE-ELECT CHRISTOPHER GRIGG | Management | For | For | ||||||||||||
| 11 | RE-ELECT STEPHEN PEARCE | Management | For | For | ||||||||||||
| 12 | RE-ELECT NICOLE PIASECKI | Management | For | For | ||||||||||||
| 13 | RE-ELECT CHARLES WOODBURN | Management | For | For | ||||||||||||
| 14 | ELECT CRYSTAL E ASHBY | Management | For | For | ||||||||||||
| 15 | ELECT EWAN KIRK | Management | For | For | ||||||||||||
| 16 | RE-APPOINTMENT OF AUDITORS | Management | For | For | ||||||||||||
| 17 | REMUNERATION OF AUDITORS | Management | For | For | ||||||||||||
| 18 | POLITICAL DONATIONS UP TO SPECIFIED LIMITS | Management | For | For | ||||||||||||
| 19 | BAE SYSTEMS SHARE INCENTIVE PLAN | Management | For | For | ||||||||||||
| 20 | AUTHORITY TO ALLOT NEW SHARES | Management | For | For | ||||||||||||
| 21 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | For | For | ||||||||||||
| 22 | PURCHASE OWN SHARES | Management | For | For | ||||||||||||
| 23 | NOTICE OF GENERAL MEETINGS | Management | For | For | ||||||||||||
| REPSOL S.A. | ||||||||||||||||
| Security | E8471S130 | Meeting Type | Ordinary General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 05-May-2022 | ||||||||||||||
| ISIN | ES0173516115 | Agenda | 715383345 - Management | |||||||||||||
| Record Date | 29-Apr-2022 | Holding Recon Date | 29-Apr-2022 | |||||||||||||
| City / | Country | MADRID | / | Spain | Vote Deadline Date | 02-May-2022 | ||||||||||
| SEDOL(s) | 2525095 - 5669343 - 5669354 - B0389R0 - B114HV7 - B7VMR46 - BF447G7 - BHZLQX1 - BR3NPB0 |
Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. |
Non-Voting | ||||||||||||||
| CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 06 MAY 2022. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL-REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU |
Non-Voting | ||||||||||||||
| 1 | REVIEW AND APPROVAL, IF APPROPRIATE, OF THE ANNUAL FINANCIAL STATEMENTS AND MANAGEMENT REPORT OF REPSOL, S.A. AND THE CONSOLIDATED ANNUAL FINANCIAL STATEMENTS AND CONSOLIDATED MANAGEMENT REPORT, FOR FISCAL YEAR ENDED 31 DECEMBER 2021 |
Management | For | For | ||||||||||||
| 2 | REVIEW AND APPROVAL, IF APPROPRIATE, OF THE PROPOSAL FOR THE ALLOCATION OF RESULTS IN 2021 |
Management | For | For | ||||||||||||
| 3 | REVIEW AND APPROVAL, IF APPROPRIATE, OF THE STATEMENT OF NON-FINANCIAL INFORMATION FOR FISCAL YEAR ENDED 31 DECEMBER 2021 |
Management | For | For | ||||||||||||
| 4 | REVIEW AND APPROVAL, IF APPROPRIATE, OF THE MANAGEMENT OF THE BOARD OF DIRECTORS OF REPSOL, S.A. DURING 2021 |
Management | For | For | ||||||||||||
| 5 | APPOINTMENT OF THE ACCOUNTS AUDITOR OF REPSOL, S.A. AND ITS CONSOLIDATED GROUP FOR FISCAL YEAR 2022 |
Management | For | For | ||||||||||||
| 6 | DISTRIBUTION OF THE FIXED AMOUNT OF 0.325 EUROS GROSS PER SHARE CHARGED TO FREE RESERVES. DELEGATION OF POWERS TO THE BOARD OF DIRECTORS OR, BY SUBSTITUTION, TO THE DELEGATED COMMITTEE OR THE CHIEF EXECUTIVE OFFICER, TO ESTABLISH THE TERMS |
Management | For | For | ||||||||||||
| OF DISTRIBUTION FOR THAT WHICH MAY GO UNFORESEEN BY THE GENERAL MEETING, TO CARRY OUT THE ACTS NECESSARY FOR ITS EXECUTION AND TO ISSUE AS MANY PUBLIC AND PRIVATE DOCUMENTS AS MAY BE REQUIRED TO FULFIL THE AGREEMENT |
||||||||||||||||
| 7 | APPROVAL OF A SHARE CAPITAL REDUCTION FOR A MAXIMUM AMOUNT OF 75,000,000 EUROS, THROUGH THE REDEMPTION OF A MAXIMUM OF 75,000,000 OF THE COMPANY'S OWN SHARES. DELEGATION OF POWERS TO THE BOARD OF DIRECTORS OR, AS ITS REPLACEMENT, TO THE DELEGATE COMMITTEE OR THE CHIEF EXECUTIVE OFFICER, TO SET THE OTHER TERMS FOR THE REDUCTION IN RELATION TO EVERYTHING NOT DETERMINED BY THE GENERAL MEETING, INCLUDING, AMONG OTHER MATTERS, THE POWERS TO REDRAFT ARTICLES 5 AND 6 OF THE COMPANY'S ARTICLES OF ASSOCIATION, RELATING TO SHARE CAPITAL AND SHARES RESPECTIVELY, AND TO REQUEST THE DELISTING AND CANCELLATION OF THE ACCOUNTING RECORDS OF THE SHARES THAT ARE BEING REDEEMED |
Management | For | For | ||||||||||||
| 8 | APPROVAL OF A CAPITAL REDUCTION FOR A MAXIMUM AMOUNT OF 152,739,605 EUROS, EQUAL TO 10% OF THE SHARE CAPITAL, THROUGH THE REDEMPTION OF A MAXIMUM OF 152,739,605 OWN SHARES OF THE COMPANY. DELEGATION OF POWERS TO THE BOARD OR, BY SUBSTITUTION, TO THE DELEGATE COMMITTEE OR THE CHIEF EXECUTIVE OFFICER, TO RESOLVE ON THE EXECUTION OF THE REDUCTION, AND TO ESTABLISH THE OTHER TERMS FOR THE REDUCTION IN RELATION TO ALL MATTERS NOT DETERMINED BY THE SHAREHOLDERS AT THE GENERAL MEETING, INCLUDING, AMONG OTHER MATTERS, THE POWERS TO REDRAFT ARTICLES 5 AND 6 OF THE COMPANY'S ARTICLES OF ASSOCIATION, RELATING TO SHARE CAPITAL AND SHARES, RESPECTIVELY, AND TO REQUEST THE DELISTING AND DERECOGNITION FROM THE ACCOUNTING RECORDS OF THE SHARES THAT ARE BEING REDEEMED |
Management | For | For | ||||||||||||
| 9 | DELEGATION TO THE BOARD OF DIRECTORS, WITHIN THE PROVISIONS OF ARTICLE 297.1.B OF THE SPANISH COMPANIES ACT, OF THE POWER TO RESOLVE THE INCREASE OF THE CAPITAL STOCK, ONCE OR ON SEVERAL OCCASIONS AND AT ANY TIME WITHIN A PERIOD OF FIVE YEARS, THROUGH MONETARY CONTRIBUTIONS, UP TO THE NOMINAL MAXIMUM AMOUNT OF 763,698,026 EUROS, LEAVING WITHOUT EFFECT THE SECOND RESOLUTION APPROVED BY THE GENERAL |
Management | For | For | ||||||||||||
| SHAREHOLDERS' MEETING HELD ON MAY 11, 2018 UNDER THE SEVENTH POINT OF THE AGENDA. DELEGATION OF THE POWERS TO EXCLUDE THE PREEMPTIVE SUBSCRIPTION RIGHTS IN ACCORDANCE WITH ARTICLE 506 OF THE SPANISH COMPANIES ACT |
||||||||||||||||
| 10 | AUTHORIZATION TO THE BOARD OF DIRECTORS, WITH EXPRESS POWER OF DELEGATION, FOR THE DERIVATIVE ACQUISITION OF SHARES OF REPSOL, S.A., DIRECTLY OR THROUGH SUBSIDIARIES, WITHIN A PERIOD OF 5 YEARS FROM THE RESOLUTION OF THE SHAREHOLDERS MEETING, LEAVING WITHOUT EFFECT, IN THE PART NOT USED, THE AUTHORIZATION GRANTED BY THE GENERAL SHAREHOLDERS MEETING HELD ON MAY 11, 2018 UNDER POINT EIGHTH ON THE AGENDA |
Management | For | For | ||||||||||||
| 11 | RE-ELECTION AS DIRECTOR OF MS. MARIA DEL CARMEN GANYET I CIRERA |
Management | For | For | ||||||||||||
| 12 | RE-ELECTION AS DIRECTOR OF MR. IGNACIO MARTIN SAN VICENTE |
Management | For | For | ||||||||||||
| 13 | RATIFICATION OF THE APPOINTMENT BY CO- OPTATION AND RE-ELECTION AS DIRECTOR OF MR. EMILIANO LOPEZ ACHURRA |
Management | For | For | ||||||||||||
| 14 | RATIFICATION OF THE APPOINTMENT BY CO- OPTATION AND RE-ELECTION AS DIRECTOR OF MR. JOSE IVAN MARTEN ULIARTE |
Management | For | For | ||||||||||||
| 15 | ADVISORY VOTE ON THE REPSOL, S.A. ANNUAL REPORT ON DIRECTORS' REMUNERATION FOR 2021 |
Management | For | For | ||||||||||||
| 16 | APPROVAL OF THREE NEW ADDITIONAL CYCLES OF THE LONG-TERM INCENTIVE PROGRAMME |
Management | For | For | ||||||||||||
| 17 | ADVISORY VOTE ON THE COMPANY'S CLIMATE STRATEGY |
Management | For | For | ||||||||||||
| 18 | DELEGATION OF POWERS TO INTERPRET, SUPPLEMENT, DEVELOP, EXECUTE, RECTIFY AND FORMALIZE THE RESOLUTIONS ADOPTED BY THE GENERAL SHAREHOLDERS' MEETING |
Management | For | For | ||||||||||||
| CAPITAL ONE FINANCIAL CORPORATION | ||||||||||||||||
| Security | 14040H105 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | COF | Meeting Date | 05-May-2022 | |||||||||||||
| ISIN | US14040H1059 | Agenda | 935565501 - Management | |||||||||||||
| Record Date | 09-Mar-2022 | Holding Recon Date | 09-Mar-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 04-May-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1A. | Election of Director: Richard D. Fairbank | Management | For | For | ||||||||||||
| 1B. | Election of Director: Ime Archibong | Management | For | For | ||||||||||||
| 1C. | Election of Director: Christine Detrick | Management | For | For | ||||||||||||
| 1D. | Election of Director: Ann Fritz Hackett | Management | For | For | ||||||||||||
| 1E. | Election of Director: Peter Thomas Killalea | Management | For | For | ||||||||||||
| 1F. | Election of Director: Cornelis "Eli" Leenaars | Management | For | For | ||||||||||||
| 1G. | Election of Director: François Locoh-Donou | Management | For | For | ||||||||||||
| 1H. | Election of Director: Peter E. Raskind | Management | For | For | ||||||||||||
| 1I. | Election of Director: Eileen Serra | Management | For | For | ||||||||||||
| 1J. | Election of Director: Mayo A. Shattuck III | Management | For | For | ||||||||||||
| 1K. | Election of Director: Bradford H. Warner | Management | For | For | ||||||||||||
| 1L. | Election of Director: Catherine G. West | Management | For | For | ||||||||||||
| 1M. | Election of Director: Craig Anthony Williams | Management | For | For | ||||||||||||
| 2. | Advisory approval of Capital One's 2021 Named Executive Officer compensation. |
Management | For | For | ||||||||||||
| 3. | Ratification of the selection of Ernst & Young LLP as independent registered public accounting firm of Capital One for 2022. |
Management | For | For | ||||||||||||
| ALCOA CORPORATION | ||||||||||||||||
| Security | 013872106 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | AA | Meeting Date | 05-May-2022 | |||||||||||||
| ISIN | US0138721065 | Agenda | 935568393 - Management | |||||||||||||
| Record Date | 11-Mar-2022 | Holding Recon Date | 11-Mar-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 04-May-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1A. | Election of Director to serve for one-year term expiring in 2023: Steven W. Williams |
Management | For | For | ||||||||||||
| 1B. | Election of Director to serve for one-year term expiring in 2023: Mary Anne Citrino |
Management | For | For | ||||||||||||
| 1C. | Election of Director to serve for one-year term expiring in 2023: Pasquale (Pat) Fiore |
Management | For | For | ||||||||||||
| 1D. | Election of Director to serve for one-year term expiring in 2023: Thomas J. Gorman |
Management | For | For | ||||||||||||
| 1E. | Election of Director to serve for one-year term expiring in 2023: Roy C. Harvey |
Management | For | For | ||||||||||||
| 1F. | Election of Director to serve for one-year term expiring in 2023: James A. Hughes |
Management | For | For | ||||||||||||
| 1G. | Election of Director to serve for one-year term expiring in 2023: James E. Nevels |
Management | For | For | ||||||||||||
| 1H. | Election of Director to serve for one-year term expiring in 2023: Carol L. Roberts |
Management | For | For | ||||||||||||
| 1I. | Election of Director to serve for one-year term expiring in 2023: Jackson (Jackie) P. Roberts |
Management | For | For | ||||||||||||
| 1J. | Election of Director to serve for one-year term expiring in 2023: Ernesto Zedillo |
Management | For | For | ||||||||||||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent auditor for 2022 |
Management | For | For | ||||||||||||
| 3. | Approval, on an advisory basis, of the Company's 2021 named executive officer compensation |
Management | For | For | ||||||||||||
| 4. | Stockholder proposal to reduce the ownership threshold for stockholders to call a special meeting, if properly presented |
Shareholder | For | Against | ||||||||||||
| UNITED PARCEL SERVICE, INC. | ||||||||||||||||
| Security | 911312106 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | UPS | Meeting Date | 05-May-2022 | |||||||||||||
| ISIN | US9113121068 | Agenda | 935570487 - Management | |||||||||||||
| Record Date | 09-Mar-2022 | Holding Recon Date | 09-Mar-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 04-May-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1A. | Election of Director to serve until 2023 annual meeting: Carol B. Tomé |
Management | For | For | ||||||||||||
| 1B. | Election of Director to serve until 2023 annual meeting: Rodney C. Adkins |
Management | For | For | ||||||||||||
| 1C. | Election of Director to serve until 2023 annual meeting: Eva C. Boratto |
Management | For | For | ||||||||||||
| 1D. | Election of Director to serve until 2023 annual meeting: Michael J. Burns |
Management | For | For | ||||||||||||
| 1E. | Election of Director to serve until 2023 annual meeting: Wayne M. Hewett |
Management | For | For | ||||||||||||
| 1F. | Election of Director to serve until 2023 annual meeting: Angela Hwang |
Management | For | For | ||||||||||||
| 1G. | Election of Director to serve until 2023 annual meeting: Kate E. Johnson |
Management | For | For | ||||||||||||
| 1H. | Election of Director to serve until 2023 annual meeting: William R. Johnson |
Management | For | For | ||||||||||||
| 1I. | Election of Director to serve until 2023 annual meeting: Ann M. Livermore |
Management | For | For | ||||||||||||
| 1J. | Election of Director to serve until 2023 annual meeting: Franck J. Moison |
Management | For | For | ||||||||||||
| 1K. | Election of Director to serve until 2023 annual meeting: Christiana Smith Shi |
Management | For | For | ||||||||||||
| 1L. | Election of Director to serve until 2023 annual meeting: Russell Stokes |
Management | For | For | ||||||||||||
| 1M. | Election of Director to serve until 2023 annual meeting: Kevin Warsh |
Management | For | For | ||||||||||||
| 2. | To approve on an advisory basis named executive officer compensation. |
Management | For | For | ||||||||||||
| 3. | To ratify the appointment of Deloitte & Touche LLP as UPS's independent registered public accounting firm for the year ending December 31, 2022. |
Management | For | For | ||||||||||||
| 4. | To prepare an annual report on lobbying activities. | Shareholder | Against | For | ||||||||||||
| 5. | To prepare a report on alignment of lobbying activities with the Paris Climate Agreement. |
Shareholder | For | Against | ||||||||||||
| 6. | To reduce the voting power of UPS class A stock from 10 votes per share to one vote per share. |
Shareholder | For | Against | ||||||||||||
| 7. | To require adoption of independently verified science- based greenhouse gas emissions reduction targets. |
Shareholder | For | Against | ||||||||||||
| 8. | To prepare a report on balancing climate measures and financial returns. |
Shareholder | Against | For | ||||||||||||
| 9. | To prepare an annual report assessing UPS's diversity and inclusion. |
Shareholder | For | Against | ||||||||||||
| UNITED RENTALS, INC. | ||||||||||||||||
| Security | 911363109 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | URI | Meeting Date | 05-May-2022 | |||||||||||||
| ISIN | US9113631090 | Agenda | 935571225 - Management | |||||||||||||
| Record Date | 08-Mar-2022 | Holding Recon Date | 08-Mar-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 04-May-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1A. | Election of Director: José B. Alvarez | Management | For | For | ||||||||||||
| 1B. | Election of Director: Marc A. Bruno | Management | For | For | ||||||||||||
| 1C. | Election of Director: Larry D. De Shon | Management | For | For | ||||||||||||
| 1D. | Election of Director: Matthew J. Flannery | Management | For | For | ||||||||||||
| 1E. | Election of Director: Bobby J. Griffin | Management | For | For | ||||||||||||
| 1F. | Election of Director: Kim Harris Jones | Management | For | For | ||||||||||||
| 1G. | Election of Director: Terri L. Kelly | Management | For | For | ||||||||||||
| 1H. | Election of Director: Michael J. Kneeland | Management | For | For | ||||||||||||
| 1I. | Election of Director: Gracia C. Martore | Management | For | For | ||||||||||||
| 1J. | Election of Director: Shiv Singh | Management | For | For | ||||||||||||
| 2. | Ratification of Appointment of Public Accounting Firm | Management | For | For | ||||||||||||
| 3. | Advisory Approval of Executive Compensation | Management | For | For | ||||||||||||
| 4. | Company Proposal for Special Shareholder Meeting Improvement (Amend By-Laws to Reduce Threshold to 15%) |
Management | For | For | ||||||||||||
| 5. | Stockholder Proposal for Special Shareholder Meeting Improvement |
Shareholder | Against | For | ||||||||||||
| DEUTSCHE POST AG | ||||||||||||||||
| Security | D19225107 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 06-May-2022 | ||||||||||||||
| ISIN | DE0005552004 | Agenda | 715303563 - Management | |||||||||||||
| Record Date | 29-Apr-2022 | Holding Recon Date | 29-Apr-2022 | |||||||||||||
| City / | Country | BONN | / | Germany | Vote Deadline Date | 28-Apr-2022 | ||||||||||
| SEDOL(s) | 4617859 - B01DG65 - B0ZKVD4 - B7Y7RC6 - BCZRLZ1 - BF0Z6X4 - BHZLDY1 - BTDY3J1 - BYL6SP5 |
Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
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| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN.-IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. |
Non-Voting | ||||||||||||||
| CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL |
Non-Voting | ||||||||||||||
| CMMT | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE. |
Non-Voting | ||||||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD |
Non-Voting | ||||||||||||||
| PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. |
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| CMMT | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A-MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING.- COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE. |
Non-Voting | ||||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE |
Non-Voting | ||||||||||||||
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2021 |
Non-Voting | ||||||||||||||
| 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 1.80 PER SHARE |
Management | ||||||||||||||
| 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2021 |
Management | ||||||||||||||
| 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2021 |
Management | ||||||||||||||
| 5 | RATIFY PRICEWATERHOUSECOOPERS GMBH AS AUDITORS FOR FISCAL YEAR 2022 |
Management | ||||||||||||||
| 6 | RATIFY DELOITTE GMBH AS AUDITORS FOR FISCAL YEAR 2023 AND FOR THE REVIEW OF INTERIM FINANCIAL STATEMENTS FOR THE PERIOD FROM JANUARY 1, 2023, UNTIL 2024 AGM |
Management | ||||||||||||||
| 7.1 | ELECT LUISE HOELSCHER TO THE SUPERVISORY BOARD |
Management | ||||||||||||||
| 7.2 | ELECT STEFAN WINTELS TO THE SUPERVISORY BOARD |
Management | ||||||||||||||
| 8 | APPROVE STOCK OPTION PLAN FOR KEY EMPLOYEES; APPROVE CREATION OF EUR 20 MILLION POOL OF CONDITIONAL CAPITAL TO GUARANTEE CONVERSION RIGHTS |
Management | ||||||||||||||
| 9 | APPROVE ISSUANCE OF WARRANTS/BONDS WITH WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF EUR 2 BILLION; APPROVE CREATION OF EUR 40 MILLION POOL OF CAPITAL TO GUARANTEE CONVERSION RIGHTS |
Management | ||||||||||||||
| 10 | APPROVE REMUNERATION REPORT | Management | ||||||||||||||
| 11 | APPROVE REMUNERATION OF SUPERVISORY BOARD |
Management | ||||||||||||||
| INTERCONTINENTAL HOTELS GROUP PLC | ||||||||||||||||
| Security | G4804L163 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 06-May-2022 | ||||||||||||||
| ISIN | GB00BHJYC057 | Agenda | 715319770 - Management | |||||||||||||
| Record Date | Holding Recon Date | 04-May-2022 | ||||||||||||||
| City / | Country | LONDON | / | United Kingdom |
Vote Deadline Date | 02-May-2022 | ||||||||||
| SEDOL(s) | BGMHGD5 - BGMJQJ7 - BHJYC05 - BJCY091 - BKDRGD2 |
Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
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| 1 | REPORT AND ACCOUNTS 2021 | Management | For | For | ||||||||||||
| 2 | DIRECTORS' REMUNERATION REPORT 2021 | Management | Against | Against | ||||||||||||
| 3 | DECLARATION OF FINAL DIVIDEND | Management | For | For | ||||||||||||
| 4.A | RE-ELECTION OF GRAHAM ALLAN AS A DIRECTOR | Management | For | For | ||||||||||||
| 4.B | RE-ELECTION OF DANIELA BARONE SOARES AS A DIRECTOR |
Management | For | For | ||||||||||||
| 4.C | RE-ELECTION OF KEITH BARR AS A DIRECTOR | Management | For | For | ||||||||||||
| 4.D | RE-ELECTION OF PATRICK CESCAU AS A DIRECTOR | Management | For | For | ||||||||||||
| 4.E | RE-ELECTION OF ARTHUR DE HAAST AS A DIRECTOR |
Management | For | For | ||||||||||||
| 4.F | RE-ELECTION OF IAN DYSON AS A DIRECTOR | Management | For | For | ||||||||||||
| 4.G | RE-ELECTION OF PAUL EDGECLIFFE-JOHNSON AS A DIRECTOR |
Management | For | For | ||||||||||||
| 4.H | RE-ELECTION OF DURIYA FAROOQUI AS A DIRECTOR |
Management | For | For | ||||||||||||
| 4.I | RE-ELECTION OF JO HARLOW AS A DIRECTOR | Management | For | For | ||||||||||||
| 4.J | RE-ELECTION OF ELIE MAALOUF AS A DIRECTOR | Management | For | For | ||||||||||||
| 4.K | RE-ELECTION OF JILL MCDONALD AS A DIRECTOR | Management | For | For | ||||||||||||
| 4.L | RE-ELECTION OF SHARON ROTHSTEIN AS A DIRECTOR |
Management | For | For | ||||||||||||
| 5 | REAPPOINTMENT OF AUDITOR | Management | For | For | ||||||||||||
| 6 | REMUNERATION OF AUDITOR | Management | For | For | ||||||||||||
| 7 | POLITICAL DONATIONS | Management | For | For | ||||||||||||
| 8 | ALLOTMENT OF SHARES | Management | For | For | ||||||||||||
| 9 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | For | For | ||||||||||||
| 10 | FURTHER DISAPPLICATION OF PRE-EMPTION RIGHTS |
Management | For | For | ||||||||||||
| 11 | AUTHORITY TO PURCHASE OWN SHARES | Management | For | For | ||||||||||||
| 12 | NOTICE OF GENERAL MEETINGS | Management | For | For | ||||||||||||
| CMMT | 31 MAR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 4.H. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU |
Non-Voting | ||||||||||||||
| SOLVAY SA | ||||||||||||||||
| Security | B82095116 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 10-May-2022 | ||||||||||||||
| ISIN | BE0003470755 | Agenda | 715381199 - Management | |||||||||||||
| Record Date | 26-Apr-2022 | Holding Recon Date | 26-Apr-2022 | |||||||||||||
| City / | Country | BRUSSE LS |
/ | Belgium | Vote Deadline Date | 02-May-2022 | ||||||||||
| SEDOL(s) | 4821100 - B02PR12 - B1BDGT5 - B28ZTH0 - B7MC1B0 - BF447V2 - BJ053X1 - BJQP012 |
Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
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| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION |
Non-Voting | ||||||||||||||
| CMMT | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED TO LODGE- VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE-REJECTED |
Non-Voting | ||||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED |
Non-Voting | ||||||||||||||
| 1. | ANNUAL REPORT FOR THE 2021 FINANCIAL YEAR (INCLUDING THE STATEMENT ON-CORPORATE GOVERNANCE) |
Non-Voting | ||||||||||||||
| 2. | REPORT OF THE STATUTORY AUDITOR FOR THE 2021 FINANCIAL YEAR |
Non-Voting | ||||||||||||||
| 3. | CONSOLIDATED ACCOUNTS FOR THE 2021 FINANCIAL YEAR - REPORT OF THE STATUTORY- AUDITOR ON THE CONSOLIDATED ACCOUNTS |
Non-Voting | ||||||||||||||
| 4. | APPROVAL OF THE ANNUAL ACCOUNTS FOR THE 2021 FINANCIAL YEAR - APPROPRIATION OF THE RESULT AND DETERMINATION OF THE DIVIDEND |
Management | ||||||||||||||
| 5. | DISCHARGE OF DISCHARGE TO THE DIRECTORS FOR THE TRANSACTIONS OF THE 2021 FINANCIAL YEAR |
Management | ||||||||||||||
| 6. | DISCHARGE TO THE STATUTORY AUDITOR FOR THE 2021 FINANCIAL YEAR |
Management | ||||||||||||||
| 7. | APPROVAL OF THE REMUNERATION REPORT FOR THE 2021 FINANCIAL YEAR |
Management | ||||||||||||||
| 8. | REMUNERATION POLICY 2022 | Management | ||||||||||||||
| 9.a | THE MANDATES OF MR GILLES MICHEL, MR MATTI LIEVONEN, MRS ROSEMARY THORNE AND-MR PHILIPPE TOURNAY EXPIRE AT THE END OF THIS MEETING. MR PHILIPPE TOURNAY-HAS FOR PERSONAL REASONS DECIDED NOT TO RUN FOR THE RENEWAL OF HIS-DIRECTORSHIP |
Non-Voting | ||||||||||||||
| 9.b | PROPOSED IS THE MANDATE OF MR GILLES MICHEL AS DIRECTOR TO BE RENEWED FOR A PERIOD OF FOUR YEAR. HIS TERM OF OFFICE EXPIRES AT THE END OF THE ORDINARY GENERAL MEETING IN MAY 2026 |
Management | ||||||||||||||
| 9.c | IT IS PROPOSED TO APPOINT MR GILLES MICHEL TO CONFIRM INDEPENDENT DIRECTOR |
Management | ||||||||||||||
| 9.d | MR MATTI LIEVONEN IS PROPOSED TO REAPPOINTED AS DIRECTOR FOR A PERIOD OF FOUR YEARS. TO BE TERM OF OFFICE EXPIRES AT THE END OF THE ORDINARY GENERAL MEETING IN MAY 2026 |
Management | ||||||||||||||
| 9.e | IT IS PROPOSED THAT THE APPOINTMENT OF MR MATTI LIEVONEN TO CONFIRM INDEPENDENT DIRECTOR |
Management | ||||||||||||||
| 9.f | MS ROSEMARY THORNE IS PROPOSED TO BE REAPPOINTED AS DIRECTOR FOR A PERIOD OF ONE YEAR. HAIR MANDATE EXPIRES AFTER THE ANNUAL GENERAL MEETING IN MAY 2023. ALTHOUGH ROSEMARY THORNE HAS REACHED THE AGE LIMIT THIS YEAR ACHIEVES THOSE IN THE COMPANYS CORPORATE GOVERNANCE CHARTER HAS BEEN ESTABLISHED, IT WAS CONSIDERED APPROPRIATE TO EXTEND HIS PROPOSE A TERM OF OFFICE WITH A LIMITED PERIOD OF ONE YEAR, IN ORDER TO ENSURE A HARMONIOUS TRANSITION OF HIS DUTIES IN THE COUNCIL GUARANTEE |
Management | ||||||||||||||
| 9.g | IT IS PROPOSED TO APPOINT MRS ROSEMARY THORNE TO CONFIRM INDEPENDENT DIRECTOR |
Management | ||||||||||||||
| 9.h | IT IS PROPOSED THAT MR PIERRE GURDJIAN TE APPOINTED AS DIRECTOR FOR A PERIOD OF FOUR YEARS. THE MANDATE OF MR PIERRE GURDJIAN EXPIRES AT THE END OF THE ORDINARY GENERAL MEETING IN MAY 2026 |
Management | ||||||||||||||
| 9.i | IT IS PROPOSED THAT THE APPOINTMENT OF MR PIERRE GURDJIAN TO CONFIRM INDEPENDENT DIRECTOR |
Management | ||||||||||||||
| 9.J | MS LAURENCE IS PROPOSED DEBROUX AS DIRECTOR FOR A PERIOD OF FOUR YEARS. MS LAURENCE DEBROUXS MANDATE EXPIRES AT THE END OF THE ORDINARY GENERAL MEETING IN MAY 2026 |
Management | ||||||||||||||
| 9.k | IT IS PROPOSED THAT THE APPOINTMENT OF MRS LAURENCE DEBROUX AS INDEPENDENT DIRECTOR |
Management | ||||||||||||||
| 10.a | APPOINTMENT OF A NEW STATUTORY AUDITOR: ERNST & YOUNG BEDRIJFSREVISOREN BVBA |
Management | ||||||||||||||
| 10.b | DETERMINATION OF THE REMUNERATION OF THE STATUTORY AUDITOR |
Management | ||||||||||||||
| 11. | VARIOUS | Non-Voting | ||||||||||||||
| CMMT | 15 APR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING-OF RESOLUTIONS AND DUE TO MODIFICATION OF TEXT IN RESOLUTION 10A. IF YOU HAVE-ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO-AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU |
Non-Voting | ||||||||||||||
| YARA INTERNATIONAL ASA | ||||||||||||||||
| Security | R9900C106 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 10-May-2022 | ||||||||||||||
| ISIN | NO0010208051 | Agenda | 715456097 - Management | |||||||||||||
| Record Date | 09-May-2022 | Holding Recon Date | 09-May-2022 | |||||||||||||
| City / | Country | VIRTUAL | / | Norway | Blocking | Vote Deadline Date | 04-May-2022 | |||||||||
| SEDOL(s) | 7751259 - B00JX30 - B05PQ78 - B28N877 - BHZKRG8 |
Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
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| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION. |
Non-Voting | ||||||||||||||
| CMMT | IF YOUR CUSTODIAN DOES NOT HAVE A POWER OF ATTORNEY (POA) IN PLACE, AN-INDIVIDUAL BENEFICIAL OWNER SIGNED POA MAY BE REQUIRED. |
Non-Voting | ||||||||||||||
| CMMT | TO VOTE SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT IN THE LOCAL MARKET, THE-LOCAL CUSTODIAN WILL TEMPORARILY TRANSFER VOTED SHARES TO A SEPARATE ACCOUNT-IN THE BENEFICIAL OWNER'S NAME ON THE PROXY VOTING DEADLINE AND TRANSFER BACK-TO THE OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE MEETING DATE. |
Non-Voting | ||||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. |
Non-Voting | ||||||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON-RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES)-UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED- AVAILABILIY OF THE POSITION. IN ORDER FOR A |
Non-Voting | ||||||||||||||
| VOTE TO BE ACCEPTED, THE VOTED-POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM.-BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR-VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL-INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR-CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE-CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM-YOU |
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| 1 | APPROVE NOTICE OF MEETING AND AGENDA | Management | For | For | ||||||||||||
| 2 | ELECT CHAIRMAN OF MEETING; DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING |
Management | For | For | ||||||||||||
| 3 | APPROVE REMUNERATION OF AUDITORS | Management | For | For | ||||||||||||
| 4 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS; APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF NOK 30.00 PER SHARE |
Management | For | For | ||||||||||||
| 5.1 | APPROVE REMUNERATION POLICY AND OTHER TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT |
Management | For | For | ||||||||||||
| 5.2 | APPROVE REMUNERATION STATEMENT | Management | For | For | ||||||||||||
| 6 | APPROVE COMPANY'S CORPORATE GOVERNANCE STATEMENT |
Management | For | For | ||||||||||||
| 7 | ELECT TROND BERGER, JOHN THUESTAD, BIRGITTE RINGSTAD VARTDAL, HAKON REISTAD FURE, TOVE FELD AND JANNICKE HILLAND AS DIRECTORS |
Management | For | For | ||||||||||||
| 8 | ELECT OTTO SOBERG (CHAIR), THORUNN KATHRINE BAKKE, ANN KRISTIN BRAUTASET AND OTTAR ERTZEID AS MEMBERS OF NOMINATING COMMITTEE |
Management | For | For | ||||||||||||
| 9 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF NOK 713,500 FOR THE CHAIRMAN, NOK 426,000 FOR THE VICE CHAIRMAN, AND NOK 375,500 FOR THE OTHER DIRECTORS; APPROVE COMMITTEE FEES |
Management | For | For | ||||||||||||
| 10 | APPROVE REMUNERATION OF NOMINATING COMMITTEE |
Management | For | For | ||||||||||||
| 11 | AUTHORIZE SHARE REPURCHASE PROGRAM AND CANCELLATION OF REPURCHASED SHARES |
Management | For | For | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE |
Non-Voting | ||||||||||||||
| CMMT | 25 APR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 6 AND RECEIPT OF RECORD DATE. IF YOU HAVE ALREADY SENT IN-YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU |
Non-Voting | ||||||||||||||
| NORSK HYDRO ASA | ||||||||||||||||
| Security | R61115102 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 10-May-2022 | ||||||||||||||
| ISIN | NO0005052605 | Agenda | 715555542 - Management | |||||||||||||
| Record Date | 03-May-2022 | Holding Recon Date | 03-May-2022 | |||||||||||||
| City / | Country | DRAMME NSVEI |
/ | Norway | Blocking | Vote Deadline Date | 28-Apr-2022 | |||||||||
| SEDOL(s) | B11HK39 - B124Y37 - B14NQZ8 - B14NSY1 - B14ZPP7 |
Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
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| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION. |
Non-Voting | ||||||||||||||
| CMMT | IF YOUR CUSTODIAN DOES NOT HAVE A POWER OF ATTORNEY (POA) IN PLACE, AN-INDIVIDUAL BENEFICIAL OWNER SIGNED POA MAY BE REQUIRED. |
Non-Voting | ||||||||||||||
| CMMT | TO VOTE SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT IN THE LOCAL MARKET, THE-LOCAL CUSTODIAN WILL TEMPORARILY TRANSFER VOTED SHARES TO A SEPARATE ACCOUNT-IN THE BENEFICIAL OWNER'S NAME ON THE PROXY VOTING DEADLINE AND TRANSFER BACK-TO THE OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE MEETING DATE. |
Non-Voting | ||||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. |
Non-Voting | ||||||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 700136 DUE TO RECEIVED-WITHOUT APPLICABLE OF SPIN CONTROL FOR RES. 13.1 AND 13.2. ALL VOTES RECEIVED-ON THE PREVIOUS MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE-GRANTED. THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB.-IF HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS-MEETING WILL BE CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL-BE APPLICABLE. PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE- ORIGINAL MEETING, AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK-YOU |
Non-Voting | ||||||||||||||
| 1 | APPROVAL OF THE NOTICE AND THE AGENDA | Management | For | For | ||||||||||||
| 2 | ELECTION OF PERSON TO CO-SIGN THE MINUTES | Management | For | For | ||||||||||||
| 3 | APPROVAL OF THE FINANCIAL STATEMENTS AND THE BOARD OF DIRECTOR'S REPORT FOR THE FINANCIAL YEAR 2021 FOR NORSK HYDRO ASA AND THE GROUP, INCLUDING THE BOARD OF DIRECTOR'S PROPOSAL FOR DISTRIBUTION OF DIVIDEND |
Management | For | For | ||||||||||||
| 4 | APPROVAL OF REMUNERATION TO THE COMPANY'S EXTERNAL AUDITOR |
Management | For | For | ||||||||||||
| 5 | THE BOARD OF DIRECTOR'S STATEMENT ON CORPORATE GOVERNANCE |
Non-Voting | ||||||||||||||
| 6 | APPROVAL OF NORSK HYDRO ASA'S REMUNERATION POLICY FOR LEADING PERSONS |
Management | For | For | ||||||||||||
| 7 | ADVISORY VOTE ON NORSK HYDRO ASA'S REMUNERATION REPORT FOR LEADING PERSONS FOR THE FINANCIAL YEAR 2021 |
Management | For | For | ||||||||||||
| 8 | APPROVAL OF THE AGREEMENT ON DISCONTINUATION OF THE CORPORATE ASSEMBLY |
Management | For | For | ||||||||||||
| 9 | APPROVAL OF AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY |
Management | For | For | ||||||||||||
| 10 | APPROVAL OF AMENDMENTS TO THE GUIDELINES FOR THE NOMINATION COMMITTEE |
Management | For | For | ||||||||||||
| 11I | ELECTION OF MEMBER TO THE BOARD OF DIRECTOR: DAG MEJDELL |
Management | For | For | ||||||||||||
| 11II | ELECTION OF MEMBER TO THE BOARD OF DIRECTOR: MARIANNE WIINHOLT |
Management | For | For | ||||||||||||
| 11III | ELECTION OF MEMBER TO THE BOARD OF DIRECTOR: RUNE BJERKE |
Management | For | For | ||||||||||||
| 11IV | ELECTION OF MEMBER TO THE BOARD OF DIRECTOR: PETER KUKIELSKI |
Management | For | For | ||||||||||||
| 11V | ELECTION OF MEMBER TO THE BOARD OF DIRECTOR: KRISTIN FEJERSKOV KRAGSETH |
Management | For | For | ||||||||||||
| 11VI | ELECTION OF MEMBER TO THE BOARD OF DIRECTOR: PETRA EINARSSON |
Management | For | For | ||||||||||||
| 11VII | ELECTION OF MEMBER TO THE BOARD OF DIRECTOR: PHILIP GRAHAM NEW |
Management | For | For | ||||||||||||
| 12A.1 | ELECTION OF MEMBER TO THE NOMINATION COMMITTEE: BERIT LEDEL HENRIKSEN |
Management | For | For | ||||||||||||
| 12A.2 | ELECTION OF MEMBER TO THE NOMINATION COMMITTEE: MORTEN STROMGREN |
Management | For | For | ||||||||||||
| 12A.3 | ELECTION OF MEMBER TO THE NOMINATION COMMITTEE: NILS BASTIANSEN |
Management | For | For | ||||||||||||
| 12A.4 | ELECTION OF MEMBER TO THE NOMINATION COMMITTEE: SUSANNE MUNCH THORE |
Management | For | For | ||||||||||||
| 12B.1 | ELECTION OF CHAIR MEMBER OF THE NOMINATION COMMITTEE: BERIT LEDEL HENRIKSEN |
Management | For | For | ||||||||||||
| CMMT | AT THE ANNUAL GENERAL MEETING THE SHAREHOLDERS WILL BE ASKED TO FIRST CAST A- VOTE OVER THE PROPOSED RESOLUTION FROM THE NOMINATION COMMITTEE (RESOLUTION-13.1). IF THIS PROPOSED DOES NOT RECEIVE THE REQUIRED MAJORITY, THE-SHAREHOLDERS WILL BE ASKED TO CAST A VOTE OVER THE PROPOSED RESOLUTION FROM-SHAREHOLDER MINISTRY OF TRADE, INDUSTRY AND FISHERIES (RESOLUTION 13.2) |
Non-Voting | ||||||||||||||
| 13.1 | APPROVAL OF REMUNERATION TO THE MEMBERS OF THE BOARD OF DIRECTORS: ALTERNATIVE 1 - THE NOMINATION COMMITTEE'S PROPOSED RESOLUTION |
Management | For | For | ||||||||||||
| 13.2 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: APPROVAL OF REMUNERATION TO THE MEMBERS OF THE BOARD OF DIRECTORS: ALTERNATIVE 2 - PROPOSED ALTERNATIVE RESOLUTION FROM SHAREHOLDER |
Shareholder | For | |||||||||||||
| 14 | APPROVAL OF REMUNERATION TO THE MEMBERS OF THE NOMINATION COMMITTEE |
Management | For | For | ||||||||||||
| DARLING INGREDIENTS INC. | ||||||||||||||||
| Security | 237266101 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | DAR | Meeting Date | 10-May-2022 | |||||||||||||
| ISIN | US2372661015 | Agenda | 935571972 - Management | |||||||||||||
| Record Date | 15-Mar-2022 | Holding Recon Date | 15-Mar-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 09-May-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1A. | Election of Director: Randall C. Stuewe | Management | For | For | ||||||||||||
| 1B. | Election of Director: Charles Adair | Management | For | For | ||||||||||||
| 1C. | Election of Director: Beth Albright | Management | For | For | ||||||||||||
| 1D. | Election of Director: Celeste A. Clark | Management | For | For | ||||||||||||
| 1E. | Election of Director: Linda Goodspeed | Management | For | For | ||||||||||||
| 1F. | Election of Director: Enderson Guimaraes | Management | For | For | ||||||||||||
| 1G. | Election of Director: Dirk Kloosterboer | Management | For | For | ||||||||||||
| 1H. | Election of Director: Mary R. Korby | Management | For | For | ||||||||||||
| 1I. | Election of Director: Gary W. Mize | Management | For | For | ||||||||||||
| 1J. | Election of Director: Michael E. Rescoe | Management | For | For | ||||||||||||
| 2. | Proposal to ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022. |
Management | For | For | ||||||||||||
| 3. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||||||
| LKQ CORPORATION | ||||||||||||||||
| Security | 501889208 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | LKQ | Meeting Date | 10-May-2022 | |||||||||||||
| ISIN | US5018892084 | Agenda | 935575374 - Management | |||||||||||||
| Record Date | 14-Mar-2022 | Holding Recon Date | 14-Mar-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 09-May-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1A. | Election of Director: Patrick Berard | Management | For | For | ||||||||||||
| 1B. | Election of Director: Meg A. Divitto | Management | For | For | ||||||||||||
| 1C. | Election of Director: Robert M. Hanser | Management | For | For | ||||||||||||
| 1D. | Election of Director: Joseph M. Holsten | Management | For | For | ||||||||||||
| 1E. | Election of Director: Blythe J. McGarvie | Management | For | For | ||||||||||||
| 1F. | Election of Director: John W. Mendel | Management | For | For | ||||||||||||
| 1G. | Election of Director: Jody G. Miller | Management | For | For | ||||||||||||
| 1H. | Election of Director: Guhan Subramanian | Management | For | For | ||||||||||||
| 1I. | Election of Director: Xavier Urbain | Management | For | For | ||||||||||||
| 1J. | Election of Director: Jacob H. Welch | Management | For | For | ||||||||||||
| 1K. | Election of Director: Dominick Zarcone | Management | For | For | ||||||||||||
| 2. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2022. |
Management | For | For | ||||||||||||
| 3. | Approval, on an advisory basis, of the compensation of our named executive officers. |
Management | For | For | ||||||||||||
| IRON MOUNTAIN INCORPORATED | ||||||||||||||||
| Security | 46284V101 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | IRM | Meeting Date | 10-May-2022 | |||||||||||||
| ISIN | US46284V1017 | Agenda | 935578801 - Management | |||||||||||||
| Record Date | 14-Mar-2022 | Holding Recon Date | 14-Mar-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 09-May-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1A. | Election of Director for a one year term: Jennifer Allerton | Management | For | For | ||||||||||||
| 1B. | Election of Director for a one year term: Pamela M. Arway |
Management | For | For | ||||||||||||
| 1C. | Election of Director for a one year term: Clarke H. Bailey | Management | For | For | ||||||||||||
| 1D. | Election of Director for a one year term: Kent P. Dauten | Management | For | For | ||||||||||||
| 1E. | Election of Director for a one year term: Monte Ford | Management | For | For | ||||||||||||
| 1F. | Election of Director for a one year term: Robin L. Matlock | Management | For | For | ||||||||||||
| 1G. | Election of Director for a one year term: William L. Meaney |
Management | For | For | ||||||||||||
| 1H. | Election of Director for a one year term: Wendy J. Murdock |
Management | For | For | ||||||||||||
| 1I. | Election of Director for a one year term: Walter C. Rakowich |
Management | For | For | ||||||||||||
| 1J. | Election of Director for a one year term: Doyle R. Simons | Management | For | For | ||||||||||||
| 1K. | Election of Director for a one year term: Alfred J. Verrecchia |
Management | For | For | ||||||||||||
| 2. | The approval of a non-binding, advisory resolution approving the compensation of our named executive officers as described in the Iron Mountain Incorporated Proxy Statement. |
Management | For | For | ||||||||||||
| 3. | The ratification of the selection by the Audit Committee of Deloitte & Touche LLP as Iron Mountain Incorporated's independent registered public accounting firm for the year ending December 31, 2022. |
Management | For | For | ||||||||||||
| BAYERISCHE MOTOREN WERKE AG | ||||||||||||||||
| Security | D12096109 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 11-May-2022 | ||||||||||||||
| ISIN | DE0005190003 | Agenda | 715314972 - Management | |||||||||||||
| Record Date | 20-Apr-2022 | Holding Recon Date | 20-Apr-2022 | |||||||||||||
| City / | Country | TBD | / | Germany | Vote Deadline Date | 29-Apr-2022 | ||||||||||
| SEDOL(s) | 2549783 - 5756029 - 5757260 - 7080179 - B0Z5366 - B23V5Q4 - B82TK11 - B8DHM07 - BF0Z6T0 - BP4DWD6 - BYL6SM2 |
Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN.-IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. |
Non-Voting | ||||||||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE |
Non-Voting | ||||||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL |
Non-Voting | ||||||||||||||
| CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE |
Non-Voting | ||||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE |
Non-Voting | ||||||||||||||
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2021 |
Non-Voting | ||||||||||||||
| 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 5.80 PER ORDINARY SHARE AND EUR 5.82 PER PREFERRED SHARE |
Management | For | For | ||||||||||||
| 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2021 |
Management | For | For | ||||||||||||
| 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2021 |
Management | For | For | ||||||||||||
| 5 | RATIFY PRICEWATERHOUSECOOPERS GMBH AS AUDITORS FOR FISCAL YEAR 2022 |
Management | For | For | ||||||||||||
| 6 | ELECT HEINRICH HIESINGER TO THE SUPERVISORY BOARD |
Management | For | For | ||||||||||||
| 7 | APPROVE REMUNERATION REPORT | Management | Against | Against | ||||||||||||
| 8 | AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OR CANCELLATION OF REPURCHASED SHARES |
Management | For | For | ||||||||||||
| 9.1 | APPROVE AFFILIATION AGREEMENT WITH BAVARIA WIRTSCHAFTSAGENTUR GMBH |
Management | For | For | ||||||||||||
| 9.2 | APPROVE AFFILIATION AGREEMENT WITH BMW ANLAGEN VERWALTUNGS GMBH |
Management | For | For | ||||||||||||
| 9.3 | APPROVE AFFILIATION AGREEMENT WITH BMW BANK GMBH |
Management | For | For | ||||||||||||
| 9.4 | APPROVE AFFILIATION AGREEMENT WITH BMW FAHRZEUGTECHNIK GMBH |
Management | For | For | ||||||||||||
| 9.5 | APPROVE AFFILIATION AGREEMENT WITH BMW INTEC BETEILIGUNGS GMBH |
Management | For | For | ||||||||||||
| 9.6 | APPROVE AFFILIATION AGREEMENT WITH BMW M GMBH |
Management | For | For | ||||||||||||
| CMMT | 01 APR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE OF THE RECORD-DATE FROM 19 APR 2022 TO 20 APR 2022. IF YOU HAVE ALREADY SENT IN YOUR VOTES,-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU |
Non-Voting | ||||||||||||||
| CVS HEALTH CORPORATION | ||||||||||||||||
| Security | 126650100 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | CVS | Meeting Date | 11-May-2022 | |||||||||||||
| ISIN | US1266501006 | Agenda | 935576972 - Management | |||||||||||||
| Record Date | 14-Mar-2022 | Holding Recon Date | 14-Mar-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 10-May-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1A. | Election of Director: Fernando Aguirre | Management | For | For | ||||||||||||
| 1B. | Election of Director: C. David Brown II | Management | For | For | ||||||||||||
| 1C. | Election of Director: Alecia A. DeCoudreaux | Management | For | For | ||||||||||||
| 1D. | Election of Director: Nancy-Ann M. DeParle | Management | For | For | ||||||||||||
| 1E. | Election of Director: Roger N. Farah | Management | For | For | ||||||||||||
| 1F. | Election of Director: Anne M. Finucane | Management | For | For | ||||||||||||
| 1G. | Election of Director: Edward J. Ludwig | Management | For | For | ||||||||||||
| 1H. | Election of Director: Karen S. Lynch | Management | For | For | ||||||||||||
| 1I. | Election of Director: Jean-Pierre Millon | Management | For | For | ||||||||||||
| 1J. | Election of Director: Mary L. Schapiro | Management | For | For | ||||||||||||
| 1K. | Election of Director: William C. Weldon | Management | For | For | ||||||||||||
| 2. | Ratification of the appointment of our independent registered public accounting firm for 2022. |
Management | For | For | ||||||||||||
| 3. | Say on Pay, a proposal to approve, on an advisory basis, the Company's executive compensation. |
Management | For | For | ||||||||||||
| 4. | Stockholder proposal for reducing our ownership threshold to request a special stockholder meeting. |
Shareholder | Against | For | ||||||||||||
| 5. | Stockholder proposal regarding our independent Board Chair. |
Shareholder | Against | For | ||||||||||||
| 6. | Stockholder proposal on civil rights and non- discrimination audit focused on "non-diverse" employees. |
Shareholder | Against | For | ||||||||||||
| 7. | Stockholder proposal requesting paid sick leave for all employees. |
Shareholder | For | Against | ||||||||||||
| 8. | Stockholder proposal regarding a report on the public health costs of our food business to diversified portfolios. |
Shareholder | Against | For | ||||||||||||
| SIMON PROPERTY GROUP, INC. | ||||||||||||||||
| Security | 828806109 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | SPG | Meeting Date | 11-May-2022 | |||||||||||||
| ISIN | US8288061091 | Agenda | 935577429 - Management | |||||||||||||
| Record Date | 15-Mar-2022 | Holding Recon Date | 15-Mar-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 10-May-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1A. | Election of Director: Glyn F. Aeppel | Management | For | For | ||||||||||||
| 1B. | Election of Director: Larry C. Glasscock | Management | For | For | ||||||||||||
| 1C. | Election of Director: Karen N. Horn, Ph.D. | Management | For | For | ||||||||||||
| 1D. | Election of Director: Allan Hubbard | Management | For | For | ||||||||||||
| 1E. | Election of Director: Reuben S. Leibowitz | Management | For | For | ||||||||||||
| 1F. | Election of Director: Gary M. Rodkin | Management | For | For | ||||||||||||
| 1G. | Election of Director: Peggy Fang Roe | Management | For | For | ||||||||||||
| 1H. | Election of Director: Stefan M. Selig | Management | For | For | ||||||||||||
| 1I. | Election of Director: Daniel C. Smith, Ph.D. | Management | For | For | ||||||||||||
| 1J. | Election of Director: J. Albert Smith, Jr. | Management | For | For | ||||||||||||
| 1K. | Election of Director: Marta R. Stewart | Management | For | For | ||||||||||||
| 2. | Advisory Vote to Approve the Compensation of our Named Executive Officers. |
Management | For | For | ||||||||||||
| 3. | Ratify the appointment of Ernst & Young LLP as our Independent Registered Public Accounting Firm for 2022. |
Management | For | For | ||||||||||||
| LABORATORY CORP. OF AMERICA HOLDINGS | ||||||||||||||||
| Security | 50540R409 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | LH | Meeting Date | 11-May-2022 | |||||||||||||
| ISIN | US50540R4092 | Agenda | 935577479 - Management | |||||||||||||
| Record Date | 16-Mar-2022 | Holding Recon Date | 16-Mar-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 10-May-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1A. | Election of Director: Kerrii B. Anderson | Management | For | For | ||||||||||||
| 1B. | Election of Director: Jean-Luc Bélingard | Management | For | For | ||||||||||||
| 1C. | Election of Director: Jeffrey A. Davis | Management | For | For | ||||||||||||
| 1D. | Election of Director: D. Gary Gilliland, M.D., Ph.D. | Management | For | For | ||||||||||||
| 1E. | Election of Director: Garheng Kong, M.D., Ph.D. | Management | For | For | ||||||||||||
| 1F. | Election of Director: Peter M. Neupert | Management | For | For | ||||||||||||
| 1G. | Election of Director: Richelle P. Parham | Management | For | For | ||||||||||||
| 1H. | Election of Director: Adam H. Schechter | Management | For | For | ||||||||||||
| 1I. | Election of Director: Kathryn E. Wengel | Management | For | For | ||||||||||||
| 1J. | Election of Director: R. Sanders Williams, M.D. | Management | For | For | ||||||||||||
| 2. | To approve, by non-binding vote, executive compensation. |
Management | For | For | ||||||||||||
| 3. | Ratification of the appointment of Deloitte and Touche LLP as Laboratory Corporation of America Holdings' independent registered public accounting firm for the year ending December 31, 2022. |
Management | For | For | ||||||||||||
| 4. | Shareholder proposal seeking an amendment to our governing documents relating to procedural requirements in connection with shareholders' rights to call a special meeting. |
Shareholder | Against | For | ||||||||||||
| ARROW ELECTRONICS, INC. | ||||||||||||||||
| Security | 042735100 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | ARW | Meeting Date | 11-May-2022 | |||||||||||||
| ISIN | US0427351004 | Agenda | 935585440 - Management | |||||||||||||
| Record Date | 16-Mar-2022 | Holding Recon Date | 16-Mar-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 10-May-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1. | DIRECTOR | Management | ||||||||||||||
| 1 | Barry W. Perry | For | For | |||||||||||||
| 2 | William F. Austen | For | For | |||||||||||||
| 3 | Fabian T. Garcia | For | For | |||||||||||||
| 4 | Steven H. Gunby | For | For | |||||||||||||
| 5 | Gail E. Hamilton | For | For | |||||||||||||
| 6 | Andrew C. Kerin | For | For | |||||||||||||
| 7 | Laurel J. Krzeminski | For | For | |||||||||||||
| 8 | Michael J. Long | For | For | |||||||||||||
| 9 | Carol P. Lowe | Withheld | Against | |||||||||||||
| 10 | Stephen C. Patrick | For | For | |||||||||||||
| 11 | Gerry P. Smith | For | For | |||||||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as Arrow's independent registered public accounting firm for the fiscal year ending December 31, 2022. |
Management | For | For | ||||||||||||
| 3. | To approve, by non-binding vote, named executive officer compensation. |
Management | For | For | ||||||||||||
| BP PLC | ||||||||||||||||
| Security | G12793108 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 12-May-2022 | ||||||||||||||
| ISIN | GB0007980591 | Agenda | 715277845 - Management | |||||||||||||
| Record Date | Holding Recon Date | 10-May-2022 | ||||||||||||||
| City / | Country | LONDON | / | United Kingdom |
Vote Deadline Date | 06-May-2022 | ||||||||||
| SEDOL(s) | 0798059 - 5789401 - 7110786 - B02S6Z8 - BPK3PQ4 |
Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1 | TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2021 |
Management | For | For | ||||||||||||
| 2 | TO APPROVE THE DIRECTORS REMUNERATION REPORT |
Management | For | For | ||||||||||||
| 3 | THAT THE REPORT "NET ZERO - FROM AMBITION TO ACTION" IS SUPPORTED |
Management | For | For | ||||||||||||
| 4 | TO RE-ELECT MR H LUND AS A DIRECTOR | Management | For | For | ||||||||||||
| 5 | TO RE-ELECT MR B LOONEY AS A DIRECTOR | Management | For | For | ||||||||||||
| 6 | TO RE-ELECT MR M AUCHINCLOSS AS A DIRECTOR | Management | For | For | ||||||||||||
| 7 | TO RE-ELECT MRS P R REYNOLDS AS A DIRECTOR | Management | For | For | ||||||||||||
| 8 | TO RE-ELECT MISS P DALEY AS A DIRECTOR | Management | For | For | ||||||||||||
| 9 | TO RE-ELECT MRS M B MEYER AS A DIRECTOR | Management | For | For | ||||||||||||
| 10 | TO RE-ELECT SIR J SAWERS AS A DIRECTOR | Management | For | For | ||||||||||||
| 11 | TO RE-ELECT MR T MORZARIA AS A DIRECTOR | Management | For | For | ||||||||||||
| 12 | TO RE-ELECT MRS K RICHARDSON AS A DIRECTOR | Management | For | For | ||||||||||||
| 13 | TO RE-ELECT DR J TEYSSEN AS A DIRECTOR | Management | For | For | ||||||||||||
| 14 | TO REAPPOINT DELOITTE LLP AS AUDITOR | Management | For | For | ||||||||||||
| 15 | TO AUTHORIZE THE AUDIT COMMITTEE TO FIX THE AUDITORS REMUNERATION |
Management | For | For | ||||||||||||
| 16 | TO APPROVE THE RENEWAL OF THE BP SHAREMATCH UK PLAN 2001 (AS AMENDED) |
Management | For | For | ||||||||||||
| 17 | TO APPROVE THE RENEWAL OF THE BP SHARESAVE UK PLAN 2001 (AS AMENDED) |
Management | For | For | ||||||||||||
| 18 | TO AUTHORIZE THE COMPANY TO MAKE POLITICAL DONATIONS AND POLITICAL EXPENDITURE |
Management | For | For | ||||||||||||
| 19 | TO AUTHORIZE THE DIRECTORS TO ALLOT SHARES | Management | For | For | ||||||||||||
| 20 | TO AUTHORIZE THE DISAPPLICATION OF PRE- EMPTION RIGHTS |
Management | For | For | ||||||||||||
| 21 | TO AUTHORIZE THE ADDITIONAL DISAPPLICATION OF PRE-EMPTION RIGHTS |
Management | For | For | ||||||||||||
| 22 | TO GIVE LIMITED AUTHORITY FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY |
Management | For | For | ||||||||||||
| 23 | TO AUTHORISE THE CALLING OF GENERAL MEETINGS OF THE COMPANY (NOT BEING AN ANNUAL GENERAL MEETING) BY NOTICE OF AT LEAST 14 CLEAR DAYS |
Management | For | For | ||||||||||||
| 24 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: FOLLOW THIS SHAREHOLDER RESOLUTION ON CLIMATE CHANGE TARGETS |
Shareholder | Against | For | ||||||||||||
| E.ON SE | ||||||||||||||||
| Security | D24914133 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 12-May-2022 | ||||||||||||||
| ISIN | DE000ENAG999 | Agenda | 715353897 - Management | |||||||||||||
| Record Date | 05-May-2022 | Holding Recon Date | 05-May-2022 | |||||||||||||
| City / | Country | TBD | / | Germany | Vote Deadline Date | 02-May-2022 | ||||||||||
| SEDOL(s) | 4942904 - 4943190 - B0395C0 - B0ZKY46 - B1G0J58 - B6WZL89 - B86YWB6 - BF0Z8Q1 - BFNKR11 - BG43LL4 - BH7KD46 - BYPFL60 |
Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN.-IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. |
Non-Voting | ||||||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON-RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES)-UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED- AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED-POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM.-BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR-VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL-INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR-CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE-CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM-YOU |
Non-Voting | ||||||||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE. |
Non-Voting | ||||||||||||||
| CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL |
Non-Voting | ||||||||||||||
| CMMT | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE. |
Non-Voting | ||||||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. . |
Non-Voting | ||||||||||||||
| CMMT | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A-MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING.- COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE. |
Non-Voting | ||||||||||||||
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR |
Non-Voting | ||||||||||||||
| 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.49 PER SHARE |
Management | ||||||||||||||
| 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2021 |
Management | ||||||||||||||
| 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2021 |
Management | ||||||||||||||
| 5.1 | RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR 2022 |
Management | ||||||||||||||
| 5.2 | RATIFY KPMG AG AS AUDITORS FOR THE REVIEW OF INTERIM FINANCIAL STATEMENTS FOR FISCAL YEAR 2022 |
Management | ||||||||||||||
| 5.3 | RATIFY KPMG AG AS AUDITORS FOR THE REVIEW OF INTERIM FINANCIAL STATEMENTS FOR THE FIRST QUARTER OF FISCAL YEAR 2023 |
Management | ||||||||||||||
| 6 | APPROVE REMUNERATION REPORT | Management | ||||||||||||||
| CANADIAN TIRE CORP LTD | ||||||||||||||||
| Security | 136681202 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 12-May-2022 | ||||||||||||||
| ISIN | CA1366812024 | Agenda | 715382595 - Management | |||||||||||||
| Record Date | 24-Mar-2022 | Holding Recon Date | 24-Mar-2022 | |||||||||||||
| City / | Country | TORONT O |
/ | Canada | Vote Deadline Date | 06-May-2022 | ||||||||||
| SEDOL(s) | 2172286 - 5619359 - B1SLH77 | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'-ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.3. THANK YOU. |
Non-Voting | ||||||||||||||
| 1.1 | ELECTION OF DIRECTOR: NORMAN JASKOLKA | Management | For | For | ||||||||||||
| 1.2 | ELECTION OF DIRECTOR: NADIR PATEL | Management | For | For | ||||||||||||
| 1.3 | ELECTION OF DIRECTOR: CYNTHIA TRUDELL | Management | For | For | ||||||||||||
| BUNGE LIMITED | ||||||||||||||||
| Security | G16962105 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | BG | Meeting Date | 12-May-2022 | |||||||||||||
| ISIN | BMG169621056 | Agenda | 935576592 - Management | |||||||||||||
| Record Date | 14-Mar-2022 | Holding Recon Date | 14-Mar-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 11-May-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1A. | Election of Director: Sheila Bair | Management | For | For | ||||||||||||
| 1B. | Election of Director: Carol Browner | Management | For | For | ||||||||||||
| 1C. | Election of Director: Paul Fribourg | Management | For | For | ||||||||||||
| 1D. | Election of Director: J. Erik Fyrwald | Management | For | For | ||||||||||||
| 1E. | Election of Director: Gregory Heckman | Management | For | For | ||||||||||||
| 1F. | Election of Director: Bernardo Hees | Management | For | For | ||||||||||||
| 1G. | Election of Director: Kathleen Hyle | Management | For | For | ||||||||||||
| 1H. | Election of Director: Michael Kobori | Management | For | For | ||||||||||||
| 1I. | Election of Director: Kenneth Simril | Management | For | For | ||||||||||||
| 1J. | Election of Director: Henry "Jay" Winship | Management | For | For | ||||||||||||
| 1K. | Election of Director: Mark Zenuk | Management | For | For | ||||||||||||
| 2. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||||||
| 3. | To appoint Deloitte & Touche LLP as Bunge Limited's independent auditor for the fiscal year ending December 31, 2022, and to authorize the audit committee of the Board of Directors to determine the independent auditor's fees. |
Management | For | For | ||||||||||||
| 4. | To approve the amendments to the Bye-Laws of Bunge Limited as set forth in the proxy statement. |
Management | For | For | ||||||||||||
| 5. | Shareholder proposal regarding shareholder right to act by written consent. |
Shareholder | For | Against | ||||||||||||
| NUCOR CORPORATION | ||||||||||||||||
| Security | 670346105 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | NUE | Meeting Date | 12-May-2022 | |||||||||||||
| ISIN | US6703461052 | Agenda | 935577392 - Management | |||||||||||||
| Record Date | 14-Mar-2022 | Holding Recon Date | 14-Mar-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 11-May-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
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| 1. | DIRECTOR | Management | ||||||||||||||
| 1 | Norma B. Clayton | For | For | |||||||||||||
| 2 | Patrick J. Dempsey | For | For | |||||||||||||
| 3 | Christopher J. Kearney | For | For | |||||||||||||
| 4 | Laurette T. Koellner | For | For | |||||||||||||
| 5 | Joseph D. Rupp | For | For | |||||||||||||
| 6 | Leon J. Topalian | For | For | |||||||||||||
| 7 | John H. Walker | For | For | |||||||||||||
| 8 | Nadja Y. West | For | For | |||||||||||||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP to serve as Nucor's independent registered public accounting firm for 2022 |
Management | For | For | ||||||||||||
| 3. | Approval, on an advisory basis, of Nucor's named executive officer compensation in 2021 |
Management | For | For | ||||||||||||
| AERCAP HOLDINGS N.V. | ||||||||||||||||
| Security | N00985106 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | AER | Meeting Date | 12-May-2022 | |||||||||||||
| ISIN | NL0000687663 | Agenda | 935610750 - Management | |||||||||||||
| Record Date | 30-Mar-2022 | Holding Recon Date | 30-Mar-2022 | |||||||||||||
| City / | Country | / | Ireland | Vote Deadline Date | 05-May-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
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| 3 | Adoption of the annual accounts for the 2021 financial year. |
Management | For | For | ||||||||||||
| 5 | Release of liability of the directors with respect to their management during the 2021 financial year. |
Management | For | For | ||||||||||||
| 6A | Appointment of Mr. Jean Raby as non-executive director for a period of four years. |
Management | For | For | ||||||||||||
| 6B | Re-appointment of Mr. Julian Branch as non-executive director for a period of four years. |
Management | For | For | ||||||||||||
| 6C | Re-appointment of Ms. Stacey Cartwright as non- executive director for a period of four years. |
Management | For | For | ||||||||||||
| 6D | Re-appointment of Ms. Rita Forst as non-executive director for a period of four years. |
Management | For | For | ||||||||||||
| 6E | Re-appointment of Mr. Richard Gradon as non-executive director for a period of four years. |
Management | For | For | ||||||||||||
| 6F | Re-appointment of Mr. Robert Warden as non-executive director for a period of four years. |
Management | For | For | ||||||||||||
| 7 | Appointment of Mr. Peter L. Juhas as the person referred to in article 16, paragraph 8 of the Company's articles of association. |
Management | For | For | ||||||||||||
| 8 | Appointment of KPMG Accountants N.V. for the audit of the Company's annual accounts. |
Management | For | For | ||||||||||||
| 9A | Authorization of the Board of Directors to issue shares and to grant rights to subscribe for shares. |
Management | For | For | ||||||||||||
| 9B | Authorization of the Board of Directors to limit or exclude pre-emptive rights in relation to agenda item 9(a). |
Management | For | For | ||||||||||||
| 9C | Authorization of the Board of Directors to issue additional shares and to grant additional rights to subscribe for shares. |
Management | For | For | ||||||||||||
| 9D | Authorization of the Board of Directors to limit or exclude pre-emptive rights in relation to agenda item 9(c). |
Management | Against | Against | ||||||||||||
| 10A | Authorization of the Board of Directors to repurchase shares. |
Management | For | For | ||||||||||||
| 10B | Conditional authorization of the Board of Directors to repurchase additional shares. |
Management | For | For | ||||||||||||
| 11 | Reduction of capital through cancellation of shares. | Management | For | For | ||||||||||||
| SOCIETE GENERALE SA | ||||||||||||||||
| Security | F8591M517 | Meeting Type | MIX | |||||||||||||
| Ticker Symbol | Meeting Date | 17-May-2022 | ||||||||||||||
| ISIN | FR0000130809 | Agenda | 715226925 - Management | |||||||||||||
| Record Date | 12-May-2022 | Holding Recon Date | 12-May-2022 | |||||||||||||
| City / | Country | PARIS | / | France | Vote Deadline Date | 06-May-2022 | ||||||||||
| SEDOL(s) | 5966442 - 5966516 - B030BZ8 - B11BQ55 - B1G0HT8 - BF447T0 - BH7KCY9 - BRTM771 |
Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
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| CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING- INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE-DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY-CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT. |
Non-Voting | ||||||||||||||
| CMMT | FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID VOTING OPTION. FOR ANY ADDITIONAL- RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO-'AGAINST.' IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING-INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN. |
Non-Voting | ||||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. |
Non-Voting | ||||||||||||||
| CMMT | DUE TO THE COVID19 CRISIS AND IN ACCORDANCE WITH THE PROVISIONS ADOPTED BY-THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF NOVEMBER 14, 2020, EXTENDED-AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18 2020; THE GENERAL MEETING-WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE OF-SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO NOT SUBMIT ANY REQUESTS TO-ATTEND THE MEETING IN PERSON. THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO-REGULARLY CONSULT THE COMPANY WEBSITE TO VIEW ANY CHANGES TO THIS POLICY. |
Non-Voting | ||||||||||||||
| CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/balo/document/202203042200380-27 |
Non-Voting | ||||||||||||||
| 1 | APPROVE CONSOLIDATED FINANCIAL STATEMENTS AND STATUTORY REPORTS |
Management | ||||||||||||||
| 2 | APPROVE FINANCIAL STATEMENTS AND STATUTORY REPORTS |
Management | ||||||||||||||
| 3 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 1.65 PER SHARE |
Management | ||||||||||||||
| 4 | APPROVE AUDITORS' SPECIAL REPORT ON RELATED-PARTY TRANSACTIONS MENTIONING THE ABSENCE OF NEW TRANSACTIONS |
Management | ||||||||||||||
| 5 | APPROVE REMUNERATION POLICY OF CHAIRMAN OF THE BOARD |
Management | ||||||||||||||
| 6 | APPROVE REMUNERATION POLICY OF CEO AND VICE-CEOS |
Management | ||||||||||||||
| 7 | APPROVE REMUNERATION POLICY OF DIRECTORS | Management | ||||||||||||||
| 8 | APPROVE COMPENSATION REPORT OF CORPORATE OFFICERS |
Management | ||||||||||||||
| 9 | APPROVE COMPENSATION OF LORENZO BINI SMAGHI, CHAIRMAN OF THE BOARD |
Management | ||||||||||||||
| 10 | APPROVE COMPENSATION OF FREDERIC OUDEA, CEO |
Management | ||||||||||||||
| 11 | APPROVE COMPENSATION OF PHILIPPE AYMERICH, VICE-CEO |
Management | ||||||||||||||
| 12 | APPROVE COMPENSATION OF DIONY LEBOT, VICE- CEO |
Management | ||||||||||||||
| 13 | APPROVE REMUNERATION OF DIRECTORS IN THE AGGREGATE AMOUNT OF EUR 297.68 MILLION (FY 2021) |
Management | ||||||||||||||
| 14 | REELECT LORENZO BINI SMAGHI AS DIRECTOR | Management | ||||||||||||||
| 15 | REELECT JEROME CONTAMINE AS DIRECTOR | Management | ||||||||||||||
| 16 | REELECT DIANE COTE AS DIRECTOR | Management | ||||||||||||||
| 17 | AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF ISSUED SHARE CAPITAL |
Management | ||||||||||||||
| 18 | AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- LINKED SECURITIES WITH PREEMPTIVE RIGHTS AND/OR CAPITALIZATION OF RESERVES FOR BONUS ISSUE OR INCREASE IN PAR VALUE UP TO AGGREGATE NOMINAL AMOUNT OF EUR 345.3 MILLION |
Management | ||||||||||||||
| 19 | AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF EUR 104.64 MILLION |
Management | ||||||||||||||
| 20 | AUTHORIZE CAPITAL INCREASE OF UP TO 10 PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND |
Management | ||||||||||||||
| 21 | AUTHORIZE CAPITAL ISSUANCES FOR USE IN EMPLOYEE STOCK PURCHASE PLANS |
Management | ||||||||||||||
| 22 | AUTHORIZE UP TO 1.2 PERCENT OF ISSUED CAPITAL FOR USE IN RESTRICTED STOCK PLANS RESERVED FOR REGULATED PERSONS |
Management | ||||||||||||||
| 23 | AUTHORIZE UP TO 0.5 PERCENT OF ISSUED CAPITAL FOR USE IN RESTRICTED STOCK PLANS |
Management | ||||||||||||||
| 24 | AUTHORIZE DECREASE IN SHARE CAPITAL VIA CANCELLATION OF REPURCHASED SHARES |
Management | ||||||||||||||
| 25 | AUTHORIZE FILING OF REQUIRED DOCUMENTS/OTHER FORMALITIES |
Management | ||||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE |
Non-Voting | ||||||||||||||
| ANTHEM, INC. | ||||||||||||||||
| Security | 036752103 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | ANTM | Meeting Date | 18-May-2022 | |||||||||||||
| ISIN | US0367521038 | Agenda | 935576720 - Management | |||||||||||||
| Record Date | 17-Mar-2022 | Holding Recon Date | 17-Mar-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 17-May-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1.1 | Election of Director: Susan D. DeVore | Management | For | For | ||||||||||||
| 1.2 | Election of Director: Bahija Jallal | Management | For | For | ||||||||||||
| 1.3 | Election of Director: Ryan M. Schneider | Management | For | For | ||||||||||||
| 1.4 | Election of Director: Elizabeth E. Tallett | Management | For | For | ||||||||||||
| 2. | Advisory vote to approve the compensation of our named executive officers. |
Management | For | For | ||||||||||||
| 3. | To ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm for 2022. |
Management | For | For | ||||||||||||
| 4. | To approve an amendment to our Articles of Incorporation to change our name to Elevance Health, Inc. |
Management | For | For | ||||||||||||
| 5. | Shareholder proposal to prohibit political funding. | Shareholder | Against | For | ||||||||||||
| 6. | Shareholder proposal requesting a racial impact audit and report. |
Shareholder | For | Against | ||||||||||||
| PPL CORPORATION | ||||||||||||||||
| Security | 69351T106 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | PPL | Meeting Date | 18-May-2022 | |||||||||||||
| ISIN | US69351T1060 | Agenda | 935584943 - Management | |||||||||||||
| Record Date | 28-Feb-2022 | Holding Recon Date | 28-Feb-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 17-May-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1A. | Election of Director: Arthur P. Beattie | Management | For | For | ||||||||||||
| 1B. | Election of Director: Raja Rajamannar | Management | For | For | ||||||||||||
| 1C. | Election of Director: Heather B. Redman | Management | For | For | ||||||||||||
| 1D. | Election of Director: Craig A. Rogerson | Management | For | For | ||||||||||||
| 1E. | Election of Director: Vincent Sorgi | Management | For | For | ||||||||||||
| 1F. | Election of Director: Natica von Althann | Management | For | For | ||||||||||||
| 1G. | Election of Director: Keith H. Williamson | Management | For | For | ||||||||||||
| 1H. | Election of Director: Phoebe A. Wood | Management | For | For | ||||||||||||
| 1I. | Election of Director: Armando Zagalo de Lima | Management | For | For | ||||||||||||
| 2. | Advisory vote to approve compensation of named executive officers |
Management | For | For | ||||||||||||
| 3. | Ratification of the appointment of Independent Registered Public Accounting Firm |
Management | For | For | ||||||||||||
| ROBERT HALF INTERNATIONAL INC. | ||||||||||||||||
| Security | 770323103 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | RHI | Meeting Date | 18-May-2022 | |||||||||||||
| ISIN | US7703231032 | Agenda | 935609303 - Management | |||||||||||||
| Record Date | 25-Mar-2022 | Holding Recon Date | 25-Mar-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 17-May-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1A. | Election of Director: Julia L. Coronado | Management | For | For | ||||||||||||
| 1B. | Election of Director: Dirk A. Kempthorne | Management | For | For | ||||||||||||
| 1C. | Election of Director: Harold M. Messmer, Jr. | Management | For | For | ||||||||||||
| 1D. | Election of Director: Marc H. Morial | Management | For | For | ||||||||||||
| 1E. | Election of Director: Robert J. Pace | Management | For | For | ||||||||||||
| 1F. | Election of Director: Frederick A. Richman | Management | For | For | ||||||||||||
| 1G. | Election of Director: M. Keith Waddell | Management | For | For | ||||||||||||
| 2. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||||||
| 3. | To ratify the appointment of PricewaterhouseCoopers LLP, as the Company's independent registered public accounting firm for 2022. |
Management | For | For | ||||||||||||
| QUEST DIAGNOSTICS INCORPORATED | ||||||||||||||||
| Security | 74834L100 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | DGX | Meeting Date | 18-May-2022 | |||||||||||||
| ISIN | US74834L1008 | Agenda | 935621107 - Management | |||||||||||||
| Record Date | 21-Mar-2022 | Holding Recon Date | 21-Mar-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 17-May-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1.1 | Election of Director: Tracey C. Doi | Management | For | For | ||||||||||||
| 1.2 | Election of Director: Vicky B. Gregg | Management | For | For | ||||||||||||
| 1.3 | Election of Director: Wright L. Lassiter III | Management | For | For | ||||||||||||
| 1.4 | Election of Director: Timothy L. Main | Management | For | For | ||||||||||||
| 1.5 | Election of Director: Denise M. Morrison | Management | For | For | ||||||||||||
| 1.6 | Election of Director: Gary M. Pfeiffer | Management | For | For | ||||||||||||
| 1.7 | Election of Director: Timothy M. Ring | Management | For | For | ||||||||||||
| 1.8 | Election of Director: Stephen H. Rusckowski | Management | For | For | ||||||||||||
| 1.9 | Election of Director: Gail R. Wilensky | Management | For | For | ||||||||||||
| 2. | An advisory resolution to approve the executive officer compensation disclosed in the Company's 2022 proxy statement |
Management | For | For | ||||||||||||
| 3. | Ratification of the appointment of our independent registered public accounting firm for 2022 |
Management | For | For | ||||||||||||
| 4. | To adopt an amendment to the Company's Certificate of Incorporation to allow stockholders to act by non- unanimous written consent |
Management | For | For | ||||||||||||
| 5. | To adopt an amendment to the Company's Certificate of Incorporation to permit stockholders holding 15% or more of the Company's common stock to request that the Company call a special meeting of stockholders |
Management | For | For | ||||||||||||
| 6. | Stockholder proposal regarding the right to call a special meeting of stockholders |
Shareholder | Against | For | ||||||||||||
| CAPGEMINI SE | ||||||||||||||||
| Security | F4973Q101 | Meeting Type | MIX | |||||||||||||
| Ticker Symbol | Meeting Date | 19-May-2022 | ||||||||||||||
| ISIN | FR0000125338 | Agenda | 715307927 - Management | |||||||||||||
| Record Date | 16-May-2022 | Holding Recon Date | 16-May-2022 | |||||||||||||
| City / | Country | PARIS | / | France | Vote Deadline Date | 10-May-2022 | ||||||||||
| SEDOL(s) | 4163437 - 5619382 - B02PRN4 - B0Z6WF1 - B7JYK78 - BF44596 - BF52KT4 - BRTM6X0 |
Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING- INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE-DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY-CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT. |
Non-Voting | ||||||||||||||
| CMMT | FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID VOTING OPTION. FOR ANY ADDITIONAL- RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO-'AGAINST.' IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING-INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN. |
Non-Voting | ||||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. |
Non-Voting | ||||||||||||||
| CMMT | 30 MAR 2022: DUE TO THE COVID19 CRISIS AND IN ACCORDANCE WITH THE PROVISIONS-ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020- 1379 OF NOVEMBER 14,-2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18 2020; THE-GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE PHYSICAL- PRESENCE OF SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO NOT SUBMIT ANY- REQUESTS TO ATTEND THE MEETING IN PERSON. THE COMPANY ENCOURAGES ALL-SHAREHOLDERS TO REGULARLY CONSULT THE COMPANY WEBSITE TO VIEW ANY CHANGES TO-THIS POLICY AND PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS-(CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER |
Non-Voting | ||||||||||||||
| WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS- PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD-DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS-CONFIRMED AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED- MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE- THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR- FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE- SEPARATE INSTRUCTIONS FROM YOU |
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| CMMT | 30 MAR 2022: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202203282200640-37 AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT. IF YOU HAVE-ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO-AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU |
Non-Voting | ||||||||||||||
| 1 | APPROVE FINANCIAL STATEMENTS AND STATUTORY REPORTS |
Management | For | For | ||||||||||||
| 2 | APPROVE CONSOLIDATED FINANCIAL STATEMENTS AND STATUTORY REPORTS |
Management | For | For | ||||||||||||
| 3 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 2.40 PER SHARE |
Management | For | For | ||||||||||||
| 4 | APPROVE AUDITORS' SPECIAL REPORT ON RELATED-PARTY TRANSACTIONS MENTIONING THE ABSENCE OF NEW TRANSACTIONS |
Management | For | For | ||||||||||||
| 5 | APPROVE COMPENSATION REPORT OF CORPORATE OFFICERS |
Management | For | For | ||||||||||||
| 6 | APPROVE COMPENSATION OF PAUL HERMELIN, CHAIRMAN OF THE BOARD |
Management | For | For | ||||||||||||
| 7 | APPROVE COMPENSATION OF AIMAN EZZAT, CEO | Management | For | For | ||||||||||||
| 8 | APPROVE REMUNERATION POLICY OF CHAIRMAN OF THE BOARD UNTIL 19 MAY 2022 |
Management | For | For | ||||||||||||
| 9 | APPROVE REMUNERATION POLICY OF CHAIRMAN OF THE BOARD FROM 20 MAY 2022 |
Management | For | For | ||||||||||||
| 10 | APPROVE REMUNERATION POLICY OF CEO | Management | For | For | ||||||||||||
| 11 | APPROVE REMUNERATION POLICY OF DIRECTORS | Management | For | For | ||||||||||||
| 12 | APPROVE REMUNERATION OF DIRECTORS IN THE AGGREGATE AMOUNT OF EUR 1.7 MILLION |
Management | For | For | ||||||||||||
| 13 | ELECT MARIA FERRARO AS DIRECTOR | Management | For | For | ||||||||||||
| 14 | ELECT OLIVIER ROUSSAT AS DIRECTOR | Management | For | For | ||||||||||||
| 15 | REELECT PAUL HERMELIN AS DIRECTOR | Management | For | For | ||||||||||||
| 16 | REELECT XAVIER MUSCA AS DIRECTOR | Management | For | For | ||||||||||||
| 17 | ELECT FREDERIC OUDEA AS DIRECTOR | Management | For | For | ||||||||||||
| 18 | AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF ISSUED SHARE CAPITAL |
Management | For | For | ||||||||||||
| 19 | AMEND ARTICLE 11 OF BYLAWS RE: SHARES HELD BY DIRECTORS |
Management | For | For | ||||||||||||
| 20 | AUTHORIZE DECREASE IN SHARE CAPITAL VIA CANCELLATION OF REPURCHASED SHARES |
Management | For | For | ||||||||||||
| 21 | AUTHORIZE CAPITALIZATION OF RESERVES OF UP TO EUR 1.5 BILLION FOR BONUS ISSUE OR INCREASE IN PAR VALUE |
Management | For | For | ||||||||||||
| 22 | AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF EUR 540 MILLION |
Management | Against | Against | ||||||||||||
| 23 | AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF EUR 135 MILLION |
Management | Against | Against | ||||||||||||
| 24 | APPROVE ISSUANCE OF EQUITY OR EQUITY- LINKED SECURITIES FOR PRIVATE PLACEMENTS, UP TO AGGREGATE NOMINAL AMOUNT OF EUR 135 MILLION |
Management | Against | Against | ||||||||||||
| 25 | AUTHORIZE BOARD TO SET ISSUE PRICE FOR 10 PERCENT PER YEAR OF ISSUED CAPITAL PURSUANT TO ISSUE AUTHORITY WITHOUT PREEMPTIVE RIGHTS UNDER ITEMS 23 AND 24 |
Management | Against | Against | ||||||||||||
| 26 | AUTHORIZE BOARD TO INCREASE CAPITAL IN THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION SUBMITTED TO SHAREHOLDER VOTE ABOVE |
Management | Against | Against | ||||||||||||
| 27 | AUTHORIZE CAPITAL INCREASE OF UP TO 10 PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND |
Management | Against | Against | ||||||||||||
| 28 | AUTHORIZE UP TO 1.2 PERCENT OF ISSUED CAPITAL FOR USE IN RESTRICTED STOCK PLANS UNDER PERFORMANCE CONDITIONS RESERVED FOR EMPLOYEES AND EXECUTIVE OFFICERS |
Management | For | For | ||||||||||||
| 29 | AUTHORIZE CAPITAL ISSUANCES FOR USE IN EMPLOYEE STOCK PURCHASE PLANS |
Management | For | For | ||||||||||||
| 30 | AUTHORIZE CAPITAL ISSUANCES FOR USE IN EMPLOYEE STOCK PURCHASE PLANS RESERVED FOR EMPLOYEES OF INTERNATIONAL SUBSIDIARIES |
Management | For | For | ||||||||||||
| 31 | AUTHORIZE FILING OF REQUIRED DOCUMENTS/OTHER FORMALITIES |
Management | For | For | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE |
Non-Voting | ||||||||||||||
| NN GROUP N.V. | ||||||||||||||||
| Security | N64038107 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 19-May-2022 | ||||||||||||||
| ISIN | NL0010773842 | Agenda | 715394122 - Management | |||||||||||||
| Record Date | 21-Apr-2022 | Holding Recon Date | 21-Apr-2022 | |||||||||||||
| City / | Country | TBD | / | Netherlands | Vote Deadline Date | 11-May-2022 | ||||||||||
| SEDOL(s) | BDFC799 - BF446T3 - BJQP1K8 - BNG62F1 - BNG8PQ9 - BP7Q9G4 - BQ7JSJ6 |
Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
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| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED. |
Non-Voting | ||||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. |
Non-Voting | ||||||||||||||
| 1. | OPEN MEETING | Non-Voting | ||||||||||||||
| 2. | RECEIVE ANNUAL REPORT | Non-Voting | ||||||||||||||
| 3. | APPROVE REMUNERATION REPORT | Management | For | For | ||||||||||||
| 4.a. | ADOPT FINANCIAL STATEMENTS AND STATUTORY REPORTS |
Management | For | For | ||||||||||||
| 4.b. | RECEIVE EXPLANATION ON COMPANY'S RESERVES AND DIVIDEND POLICY |
Non-Voting | ||||||||||||||
| 4.c. | APPROVE DIVIDENDS OF EUR 1.56 PER SHARE | Management | For | For | ||||||||||||
| 5.a. | APPROVE DISCHARGE OF EXECUTIVE BOARD | Management | For | For | ||||||||||||
| 5.b. | APPROVE DISCHARGE OF SUPERVISORY BOARD | Management | For | For | ||||||||||||
| 6.a. | ANNOUNCE INTENTION TO APPOINT ANNEMIEK VAN MELICK TO EXECUTIVE BOARD |
Non-Voting | ||||||||||||||
| 6.b. | ANNOUNCE INTENTION TO REAPPOINT DELFIN RUEDA TO EXECUTIVE BOARD |
Non-Voting | ||||||||||||||
| 7.a. | REELECT DAVID COLE TO SUPERVISORY BOARD | Management | For | For | ||||||||||||
| 7.b. | REELECT HANS SCHOEN TO SUPERVISORY BOARD | Management | For | For | ||||||||||||
| 7.c. | ELECT PAULINE VAN DER MEER MOHR TO SUPERVISORY BOARD |
Management | For | For | ||||||||||||
| 8. | RATIFY KPMG ACCOUNTANTS N.V. AS AUDITORS | Management | For | For | ||||||||||||
| 9.a.i | GRANT BOARD AUTHORITY TO ISSUE ORDINARY SHARES UP TO 10 PERCENT OF ISSUED CAPITAL |
Management | For | For | ||||||||||||
| 9.aii | AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE RIGHTS FROM SHARE ISSUANCES |
Management | For | For | ||||||||||||
| 9.b. | GRANT BOARD AUTHORITY TO ISSUE SHARES UP TO 20 PERCENT OF ISSUED CAPITAL IN CONNECTION WITH A RIGHTS ISSUE |
Management | For | For | ||||||||||||
| 10. | AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF ISSUED SHARE CAPITAL |
Management | For | For | ||||||||||||
| 11. | APPROVE REDUCTION IN SHARE CAPITAL THROUGH CANCELLATION OF SHARES |
Management | For | For | ||||||||||||
| 12. | CLOSE MEETING | Non-Voting | ||||||||||||||
| CMMT | 21 APR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING-OF RESOLUTIONS AND ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR-VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU |
Non-Voting | ||||||||||||||
| CMMT | 21 APR 2022: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANC |
Non-Voting | ||||||||||||||
| CK ASSET HOLDINGS LIMITED | ||||||||||||||||
| Security | G2177B101 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 19-May-2022 | ||||||||||||||
| ISIN | KYG2177B1014 | Agenda | 715430536 - Management | |||||||||||||
| Record Date | 13-May-2022 | Holding Recon Date | 13-May-2022 | |||||||||||||
| City / | Country | HONG KONG |
/ | Cayman Islands |
Vote Deadline Date | 12-May-2022 | ||||||||||
| SEDOL(s) | BF2BSW3 - BF51HR8 - BLLXD27 - BYZQ077 - BZ60MS0 |
Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
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| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2022/ 0411/2022041100644.pdf- https://www1.hkexnews.hk/listedco/listconews/sehk/2022/ 0411/2022041100654.pdf |
Non-Voting | ||||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING. |
Non-Voting | ||||||||||||||
| 1 | TO RECEIVE THE AUDITED FINANCIAL STATEMENTS, THE REPORT OF THE DIRECTORS AND THE INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31 DECEMBER 2021 |
Management | ||||||||||||||
| 2 | TO DECLARE A FINAL DIVIDEND | Management | ||||||||||||||
| 3.1 | TO ELECT MR. KAM HING LAM AS DIRECTOR | Management | ||||||||||||||
| 3.2 | TO ELECT MR. CHUNG SUN KEUNG, DAVY AS DIRECTOR |
Management | ||||||||||||||
| 3.3 | TO ELECT MS. PAU YEE WAN, EZRA AS DIRECTOR | Management | ||||||||||||||
| 3.4 | TO ELECT MS. HUNG SIU-LIN, KATHERINE AS DIRECTOR |
Management | ||||||||||||||
| 3.5 | TO ELECT MR. COLIN STEVENS RUSSEL AS DIRECTOR |
Management | ||||||||||||||
| 4 | TO APPOINT MESSRS. DELOITTE TOUCHE TOHMATSU AS AUDITOR AND AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION |
Management | ||||||||||||||
| 5.1 | ORDINARY RESOLUTION NO. 5(1) OF THE NOTICE OF ANNUAL GENERAL MEETING (TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE ADDITIONAL SHARES OF THE COMPANY) |
Management | ||||||||||||||
| 5.2 | ORDINARY RESOLUTION NO. 5(2) OF THE NOTICE OF ANNUAL GENERAL MEETING (TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO BUY BACK SHARES OF THE COMPANY) |
Management | ||||||||||||||
| ORANGE SA | ||||||||||||||||
| Security | F6866T100 | Meeting Type | MIX | |||||||||||||
| Ticker Symbol | Meeting Date | 19-May-2022 | ||||||||||||||
| ISIN | FR0000133308 | Agenda | 715513265 - Management | |||||||||||||
| Record Date | 16-May-2022 | Holding Recon Date | 16-May-2022 | |||||||||||||
| City / | Country | PARIS | / | France | Vote Deadline Date | 12-May-2022 | ||||||||||
| SEDOL(s) | 5176177 - 5356399 - B030BQ9 - B0ZSJ34 - B19GJ75 - BF446W6 |
Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING- INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE-DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY-CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT. |
Non-Voting | ||||||||||||||
| CMMT | FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID VOTING OPTION. FOR ANY ADDITIONAL- RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO-'AGAINST.' IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING-INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN. |
Non-Voting | ||||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. |
Non-Voting | ||||||||||||||
| CMMT | DUE TO THE COVID19 CRISIS AND IN ACCORDANCE WITH THE PROVISIONS ADOPTED BY-THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF NOVEMBER 14, 2020, EXTENDED-AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18 2020; THE GENERAL MEETING-WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE OF-SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO NOT SUBMIT ANY REQUESTS TO-ATTEND THE MEETING IN PERSON. THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO-REGULARLY CONSULT THE COMPANY WEBSITE TO VIEW ANY CHANGES TO THIS POLICY. |
Non-Voting | ||||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE |
Non-Voting | ||||||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 698008 DUE TO RECEIVED-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE-ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU. |
Non-Voting | ||||||||||||||
| CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:- https://fr.ftp.opendatasoft.com/datadila/JO/BALO/pdf/202 2/0420/202204202200995-.pdf |
Non-Voting | ||||||||||||||
| 1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2021 |
Management | For | For | ||||||||||||
| 2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2021 |
Management | For | For | ||||||||||||
| 3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2021, AS SHOWN IN THE CORPORATE FINANCIAL STATEMENTS - SETTING OF THE DIVIDEND |
Management | For | For | ||||||||||||
| 4 | AGREEMENTS REFERRED TO IN ARTICLES L. 225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE |
Management | Against | Against | ||||||||||||
| 5 | APPOINTMENT OF MR. JACQUES ASCHENBROICH AS DIRECTOR, AS A REPLACEMENT FOR MR. STEPHANE RICHARD |
Management | For | For | ||||||||||||
| 6 | APPOINTMENT OF MRS. VALERIE BEAULIEU-JAMES AS DIRECTOR, AS A REPLACEMENT FOR MRS. HELLE KRISTOFFERSEN |
Management | For | For | ||||||||||||
| 7 | SETTING OF THE OVERALL ANNUAL REMUNERATION AMOUNT OF DIRECTORS |
Management | For | For | ||||||||||||
| 8 | APPROVAL OF THE INFORMATION REFERRED TO IN SECTION I OF ARTICLE L. 22-10-9 OF THE FRENCH COMMERCIAL CODE, PURSUANT TO SECTION I OF ARTICLE L. 22-10-34 OF THE FRENCH COMMERCIAL CODE) |
Management | For | For | ||||||||||||
| 9 | APPROVAL OF THE REMUNERATION ELEMENTS PAID DURING THE FINANCIAL YEAR ENDED 31 DECEMBER 2021 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO MR. STEPHANE RICHARD, CHAIRMAN AND CHIEF EXECUTIVE OFFICER, IN ACCORDANCE WITH SECTION II OF ARTICLE L. 22- 10-34 OF THE FRENCH COMMERCIAL CODE |
Management | For | For | ||||||||||||
| 10 | APPROVAL OF THE REMUNERATION ELEMENTS PAID DURING THE FINANCIAL YEAR ENDED 31 DECEMBER 2021 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO MR. RAMON FERNANDEZ, DEPUTY CHIEF EXECUTIVE OFFICER, IN ACCORDANCE WITH SECTION II OF ARTICLE L. 22- 10-34 OF THE FRENCH COMMERCIAL CODE |
Management | For | For | ||||||||||||
| 11 | APPROVAL OF THE REMUNERATION ELEMENTS PAID DURING THE FINANCIAL YEAR ENDED 31 DECEMBER 2021 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO MR. GERVAIS PELLISSIER, DEPUTY CHIEF EXECUTIVE OFFICER, IN ACCORDANCE WITH SECTION II OF ARTICLE L. 22- 10-34 OF THE FRENCH COMMERCIAL CODE |
Management | For | For | ||||||||||||
| 12 | APPROVAL OF THE COMPENSATION POLICY FOR THE FINANCIAL YEAR 2022 FOR THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER, THE CHIEF EXECUTIVE OFFICER AND THE DEPUTY CHIEF EXECUTIVE OFFICER(S), IN ACCORDANCE WITH ARTICLE L. 22-10-8 OF THE FRENCH COMMERCIAL CODE |
Management | Against | Against | ||||||||||||
| 13 | APPROVAL OF THE COMPENSATION POLICY FOR THE FINANCIAL YEAR 2022 FOR THE CHAIRMAN OF THE BOARD OF DIRECTORS, IN ACCORDANCE WITH ARTICLE L. 22-10-8 OF THE FRENCH COMMERCIAL CODE |
Management | For | For | ||||||||||||
| 14 | APPROVAL OF THE COMPENSATION POLICY FOR DIRECTORS PURSUANT TO ARTICLE L. 22-10-8 OF THE FRENCH COMMERCIAL CODE |
Management | For | For | ||||||||||||
| 15 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO PURCHASE OR TRANSFER SHARES OF THE COMPANY |
Management | For | For | ||||||||||||
| 16 | STATUTORY AMENDMENTS: AMENDMENT TO ARTICLES 2, 13, 15 AND 16 OF THE BY-LAWS |
Management | For | For | ||||||||||||
| 17 | AMENDMENT TO THE BY-LAWS CONCERNING THE AGE LIMIT FOR THE CHAIRMAN OF THE BOARD OF DIRECTORS |
Management | Against | Against | ||||||||||||
| 18 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS, TO PROCEED WITH THE FREE ALLOCATION OF SHARES OF THE COMPANY FOR THE BENEFIT OF EXECUTIVE CORPORATE OFFICERS AND CERTAIN EMPLOYEES OF THE ORANGE GROUP, ENTAILING THE CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHTS |
Management | For | For | ||||||||||||
| 19 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS, IN ORDER TO PROCEED WITH THE ISSUE OF COMMON SHARES OR COMPLEX TRANSFERABLE SECURITIES, RESERVED FOR MEMBERS OF SAVINGS PLANS, ENTAILING THE CANCELLATION OF THE SHAREHOLDERS' PRE- EMPTIVE SUBSCRIPTION RIGHTS |
Management | For | For | ||||||||||||
| 20 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO REDUCE THE CAPITAL BY CANCELLING SHARES |
Management | For | For | ||||||||||||
| 21 | POWERS TO CARRY OUT FORMALITIES | Management | For | For | ||||||||||||
| A | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: AMENDMENT TO THE EIGHTEENTH RESOLUTION - AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO PROCEED EITHER WITH A FREE ALLOCATION OF SHARES OF THE COMPANY FOR THE BENEFIT OF THE COMPANY'S EMPLOYEES WITH THE SAME REGULARITY AS THE ALLOCATION OF LTIP FOR THE BENEFIT OF EXECUTIVE CORPORATE OFFICERS AND CERTAIN EMPLOYEES OF THE ORANGE GROUP ENTAILING THE CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, OR WITH AN OFFER RESERVED FOR ANNUAL EMPLOYEES IN ACCORDANCE WITH THE TERMS, CONDITIONS AND PROCEDURES FOR THE ISSUANCE OF SHARES OR COMPLEX TRANSFERABLE SECURITIES RESERVED FOR MEMBERS OF SAVINGS PLANS ENTAILING THE CANCELLATION OF THE SHAREHOLDERS' PRE- EMPTIVE SUBSCRIPTION RIGHT, PROVIDED FOR IN THE NINETEENTH RESOLUTION |
Shareholder | Against | For | ||||||||||||
| B | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: AMENDMENT TO ARTICLE 13 OF THE BYLAWS ON THE ACCUMULATION OF TERMS OF OFFICE |
Shareholder | Against | For | ||||||||||||
| DEUTSCHE BANK AG | ||||||||||||||||
| Security | D18190898 | Meeting Type | Ordinary General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 19-May-2022 | ||||||||||||||
| ISIN | DE0005140008 | Agenda | 715514926 - Management | |||||||||||||
| Record Date | 13-May-2022 | Holding Recon Date | 13-May-2022 | |||||||||||||
| City / | Country | VIRTUAL MEETIN G |
/ | Germany | Vote Deadline Date | 10-May-2022 | ||||||||||
| SEDOL(s) | 0835871 - 2190846 - 2803025 - 5750355 - 5757936 - 5759471 - B19GHR1 - B7389H9 - B8GKBS4 - BG43L92 - BP4DWC5 - BYL6SK0 |
Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN.-IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. |
Non-Voting | ||||||||||||||
| CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL |
Non-Voting | ||||||||||||||
| CMMT | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE |
Non-Voting | ||||||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR |
Non-Voting | ||||||||||||||
| MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL |
||||||||||||||||
| CMMT | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A-MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING.- COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE |
Non-Voting | ||||||||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE |
Non-Voting | ||||||||||||||
| 1 | PRESENTATION OF THE ESTABLISHED ANNUAL FINANCIAL STATEMENTS AND MANAGEMENT- REPORT FOR THE 2021 FINANCIAL YEAR, THE APPROVED CONSOLIDATED FINANCIAL- STATEMENTS AND MANAGEMENT REPORT FOR THE 2021 FINANCIAL YEAR AS WELL AS THE- REPORT OF THE SUPERVISORY BOARD |
Non-Voting | ||||||||||||||
| 2 | APPROVE APPROPRIATION OF DISTRIBUTABLE PROFIT FOR THE 2021 FINANCIAL YEAR |
Management | For | For | ||||||||||||
| 3.1 | APPROVE RATIFICATION OF THE ACTS OF MANAGEMENT BOARD MEMBER CHRISTIAN SEWING FOR THE 2021 FINANCIAL YEAR |
Management | Abstain | Against | ||||||||||||
| 3.2 | APPROVE RATIFICATION OF THE ACTS OF MANAGEMENT BOARD MEMBER JAMES VON MOLTKE FOR THE 2021 FINANCIAL YEAR |
Management | Abstain | Against | ||||||||||||
| 3.3 | APPROVE RATIFICATION OF THE ACTS OF MANAGEMENT BOARD MEMBER KARL VON ROHR FOR THE 2021 FINANCIAL YEAR |
Management | Abstain | Against | ||||||||||||
| 3.4 | APPROVE RATIFICATION OF THE ACTS OF MANAGEMENT BOARD MEMBER FABRIZIO CAMPELLI FOR THE 2021 FINANCIAL YEAR |
Management | Abstain | Against | ||||||||||||
| 3.5 | APPROVE RATIFICATION OF THE ACTS OF MANAGEMENT BOARD MEMBER FRANK KUHNKE (UNTIL APRIL 30, 2021) FOR THE 2021 FINANCIAL YEAR |
Management | Abstain | Against | ||||||||||||
| 3.6 | APPROVE RATIFICATION OF THE ACTS OF MANAGEMENT BOARD MEMBER BERND LEUKERT FOR THE 2021 FINANCIAL YEAR |
Management | Abstain | Against | ||||||||||||
| 3.7 | APPROVE RATIFICATION OF THE ACTS OF MANAGEMENT BOARD MEMBER STUART LEWIS FOR THE 2021 FINANCIAL YEAR |
Management | Abstain | Against | ||||||||||||
| 3.8 | APPROVE RATIFICATION OF THE ACTS OF MANAGEMENT BOARD MEMBER ALEXANDER VON ZUR MUEHLEN FOR THE 2021 FINANCIAL YEAR |
Management | Abstain | Against | ||||||||||||
| 3.9 | APPROVE RATIFICATION OF THE ACTS OF MANAGEMENT BOARD MEMBER CHRISTIANA RILEY FOR THE 2021 FINANCIAL YEAR |
Management | Abstain | Against | ||||||||||||
| 3.10 | APPROVE RATIFICATION OF THE ACTS OF MANAGEMENT BOARD MEMBER REBECCA SHORT (FROM MAY 01, 2021) FOR THE 2021 FINANCIAL YEAR |
Management | Abstain | Against | ||||||||||||
| 3.11 | APPROVE RATIFICATION OF THE ACTS OF MANAGEMENT BOARD MEMBER PROFESSOR DR. STEFAN SIMON FOR THE 2021 FINANCIAL YEAR |
Management | Abstain | Against | ||||||||||||
| 4.1 | APPROVE RATIFICATION OF THE ACTS OF SUPERVISORY BOARD MEMBER DR. PAUL ACHLEITNER FOR THE 2021 FINANCIAL YEAR |
Management | Abstain | Against | ||||||||||||
| 4.2 | APPROVE RATIFICATION OF THE ACTS OF SUPERVISORY BOARD MEMBER DETLEF POLASCHEK FOR THE 2021 FINANCIAL YEAR |
Management | Abstain | Against | ||||||||||||
| 4.3 | APPROVE RATIFICATION OF THE ACTS OF SUPERVISORY BOARD MEMBER LUDWIG BLOMEYER-BARTENSTEIN FOR THE 2021 FINANCIAL YEAR |
Management | Abstain | Against | ||||||||||||
| 4.4 | APPROVE RATIFICATION OF THE ACTS OF SUPERVISORY BOARD MEMBER FRANK BSIRSKE (UNTIL OCTOBER 27, 2021) FOR THE 2021 FINANCIAL YEAR |
Management | Abstain | Against | ||||||||||||
| 4.5 | APPROVE RATIFICATION OF THE ACTS OF SUPERVISORY BOARD MEMBER MAYREE CLARK FOR THE 2021 FINANCIAL YEAR |
Management | Abstain | Against | ||||||||||||
| 4.6 | APPROVE RATIFICATION OF THE ACTS OF SUPERVISORY BOARD MEMBER JAN DUSCHECK FOR THE 2021 FINANCIAL YEAR |
Management | Abstain | Against | ||||||||||||
| 4.7 | APPROVE RATIFICATION OF THE ACTS OF SUPERVISORY BOARD MEMBER DR. GERHARD ESCHELBECK FOR THE 2021 FINANCIAL YEAR |
Management | Abstain | Against | ||||||||||||
| 4.8 | APPROVE RATIFICATION OF THE ACTS OF SUPERVISORY BOARD MEMBER SIGMAR GABRIEL FOR THE 2021 FINANCIAL YEAR |
Management | Abstain | Against | ||||||||||||
| 4.9 | APPROVE RATIFICATION OF THE ACTS OF SUPERVISORY BOARD MEMBER TIMO HEIDER FOR THE 2021 FINANCIAL YEAR |
Management | Abstain | Against | ||||||||||||
| 4.10 | APPROVE RATIFICATION OF THE ACTS OF SUPERVISORY BOARD MEMBER MARTINA KLEE FOR THE 2021 FINANCIAL YEAR |
Management | Abstain | Against | ||||||||||||
| 4.11 | APPROVE RATIFICATION OF THE ACTS OF SUPERVISORY BOARD MEMBER HENRIETTE MARK FOR THE 2021 FINANCIAL YEAR |
Management | Abstain | Against | ||||||||||||
| 4.12 | APPROVE RATIFICATION OF THE ACTS OF SUPERVISORY BOARD MEMBER GABRIELE PLATSCHER FOR THE 2021 FINANCIAL YEAR |
Management | Abstain | Against | ||||||||||||
| 4.13 | APPROVE RATIFICATION OF THE ACTS OF SUPERVISORY BOARD MEMBER BERND ROSE FOR THE 2021 FINANCIAL YEAR |
Management | Abstain | Against | ||||||||||||
| 4.14 | APPROVE RATIFICATION OF THE ACTS OF SUPERVISORY BOARD MEMBER GERD ALEXANDER SCHUETZ (UNTIL MAY 27, 2021) FOR THE 2021 FINANCIAL YEAR |
Management | Abstain | Against | ||||||||||||
| 4.15 | APPROVE RATIFICATION OF THE ACTS OF SUPERVISORY BOARD MEMBER JOHN THAIN FOR THE 2021 FINANCIAL YEAR |
Management | Abstain | Against | ||||||||||||
| 4.16 | APPROVE RATIFICATION OF THE ACTS OF SUPERVISORY BOARD MEMBER MICHELE TROGNI FOR THE 2021 FINANCIAL YEAR |
Management | Abstain | Against | ||||||||||||
| 4.17 | APPROVE RATIFICATION OF THE ACTS OF SUPERVISORY BOARD MEMBER DR. DAGMAR VALCARCEL FOR THE 2021 FINANCIAL YEAR |
Management | Abstain | Against | ||||||||||||
| 4.18 | APPROVE RATIFICATION OF THE ACTS OF SUPERVISORY BOARD MEMBER STEFAN VIERTEL FOR THE 2021 FINANCIAL YEAR |
Management | Abstain | Against | ||||||||||||
| 4.19 | APPROVE RATIFICATION OF THE ACTS OF SUPERVISORY BOARD MEMBER DR. THEODOR WEIMER FOR THE 2021 FINANCIAL YEAR |
Management | Abstain | Against | ||||||||||||
| 4.20 | APPROVE RATIFICATION OF THE ACTS OF SUPERVISORY BOARD MEMBER FRANK WERNEKE (FROM NOVEMBER 25, 2021) FOR THE 2021 FINANCIAL YEAR |
Management | Abstain | Against | ||||||||||||
| 4.21 | APPROVE RATIFICATION OF THE ACTS OF SUPERVISORY BOARD MEMBER PROFESSOR DR. NORBERT WINKELJOHANN FOR THE 2021 FINANCIAL YEAR |
Management | Abstain | Against | ||||||||||||
| 4.22 | APPROVE RATIFICATION OF THE ACTS OF SUPERVISORY BOARD MEMBER FRANK WITTER (FROM MAY 27, 2021) FOR THE 2021 FINANCIAL YEAR |
Management | Abstain | Against | ||||||||||||
| 5 | APPROVE ELECTION OF THE AUDITOR FOR THE 2022 FINANCIAL YEAR, INTERIM ACCOUNTS |
Management | For | For | ||||||||||||
| 6 | APPROVE COMPENSATION REPORT PRODUCED AND AUDITED PURSUANT TO SECTION 162 STOCK CORPORATION ACT FOR THE 2021 FINANCIAL YEAR |
Management | Against | Against | ||||||||||||
| 7 | APPROVE AUTHORIZATION TO ACQUIRE OWN SHARES PURSUANT TO SECTION 71 (1) NO. 8 STOCK CORPORATION ACT AS WELL AS FOR THEIR USE WITH THE POSSIBLE EXCLUSION OF PRE- EMPTIVE RIGHTS |
Management | For | For | ||||||||||||
| 8 | APPROVE AUTHORIZATION TO USE DERIVATIVES WITHIN THE FRAMEWORK OF THE PURCHASE OF OWN SHARES PURSUANT TO SECTION 71 (1) NO. 8 STOCK CORPORATION ACT |
Management | For | For | ||||||||||||
| 9 | APPROVE AUTHORIZATION TO ISSUE PARTICIPATORY NOTES AND OTHER HYBRID DEBT SECURITIES THAT FULFILL THE REGULATORY REQUIREMENTS TO QUALIFY AS ADDITIONAL TIER 1 CAPITAL FOR BANKS |
Management | For | For | ||||||||||||
| 10.1 | APPROVE ELECTION OF ALEXANDER RIJN WYNAENDTS TO THE SUPERVISORY BOARD |
Management | For | For | ||||||||||||
| 10.2 | APPROVE ELECTION OF YNGVE SLYNGSTAD TO THE SUPERVISORY BOARD |
Management | For | For | ||||||||||||
| 11.1 | APPROVE AMENDMENTS TO THE ARTICLES OF ASSOCIATION ON ENABLING THE APPOINTMENT OF A SECOND DEPUTY CHAIRPERSON OF THE SUPERVISORY BOARD |
Management | For | For | ||||||||||||
| 11.2 | APPROVE CONSEQUENTIAL AMENDMENTS TO THE ARTICLES OF ASSOCIATION ON ENABLING THE APPOINTMENT OF A SECOND DEPUTY CHAIRPERSON OF THE SUPERVISORY BOARD |
Management | For | For | ||||||||||||
| 11.3 | APPROVE AMENDMENTS TO THE ARTICLES OF ASSOCIATION ON SUPERVISORY BOARD COMPENSATION (INCLUDING THE CANCELLATION OF THE MANDATORY DEDUCTIBLE FOR FINANCIAL LIABILITY INSURANCE) |
Management | For | For | ||||||||||||
| 11.4 | APPROVE AMENDMENT TO THE ARTICLES OF ASSOCIATION ON ENHANCING THE FLEXIBILITY FOR THE CHAIRING OF THE GENERAL MEETING |
Management | For | For | ||||||||||||
| 11.5 | APPROVE AMENDMENT TO THE ARTICLES OF ASSOCIATION ON ENABLING THE FORMATION OF A GLOBAL ADVISORY BOARD |
Management | For | For | ||||||||||||
| 12 | APPROVE AMENDMENT TO THE ARTICLES OF ASSOCIATION TO ALIGN THE PROVISION IN SECTION 23 (1) ON THE APPROPRIATION OF DISTRIBUTABLE PROFIT TO THE REGULATORY REQUIREMENTS |
Management | For | For | ||||||||||||
| 13 | ADDITIONAL AGENDA ITEM AS PROPOSED BY ONE SHAREHOLDER - THE SUPERVISORY BOARD RECOMMENDS TO VOTE AGAINST PROPOSAL 13: WITHDRAWAL OF CONFIDENCE IN THE CHAIRMAN OF THE MANAGEMENT BOARD MR. CHRISTIAN SEWING |
Shareholder | Against | For | ||||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON-RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES)-UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED- AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED-POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM.-BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR-VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL-INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR-CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE-CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM-YOU |
Non-Voting | ||||||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 720716 DUE TO RECEIPT OF-UDPATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK-YOU. |
Non-Voting | ||||||||||||||
| AT&T INC. | ||||||||||||||||
| Security | 00206R102 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | T | Meeting Date | 19-May-2022 | |||||||||||||
| ISIN | US00206R1023 | Agenda | 935579409 - Management | |||||||||||||
| Record Date | 21-Mar-2022 | Holding Recon Date | 21-Mar-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 18-May-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1A. | Election of Director: Samuel A. Di Piazza, Jr. | Management | For | For | ||||||||||||
| 1B. | Election of Director: Scott T. Ford | Management | For | For | ||||||||||||
| 1C. | Election of Director: Glenn H. Hutchins | Management | For | For | ||||||||||||
| 1D. | Election of Director: William E. Kennard | Management | For | For | ||||||||||||
| 1E. | Election of Director: Debra L. Lee | Management | For | For | ||||||||||||
| 1F. | Election of Director: Stephen J. Luczo | Management | For | For | ||||||||||||
| 1G. | Election of Director: Michael B. McCallister | Management | For | For | ||||||||||||
| 1H. | Election of Director: Beth E. Mooney | Management | For | For | ||||||||||||
| 1I. | Election of Director: Matthew K. Rose | Management | For | For | ||||||||||||
| 1J. | Election of Director: John T. Stankey | Management | For | For | ||||||||||||
| 1K. | Election of Director: Cynthia B. Taylor | Management | For | For | ||||||||||||
| 1L. | Election of Director: Luis A. Ubiñas | Management | For | For | ||||||||||||
| 1M. | Election of Director: Geoffrey Y. Yang | Management | For | For | ||||||||||||
| 2. | Ratification of the appointment of independent auditors | Management | For | For | ||||||||||||
| 3. | Advisory approval of executive compensation | Management | For | For | ||||||||||||
| 4. | Improve executive compensation program | Shareholder | Against | For | ||||||||||||
| 5. | Independent board chairman | Shareholder | Against | For | ||||||||||||
| 6. | Political congruency report | Shareholder | Against | For | ||||||||||||
| 7. | Civil rights and non-discrimination audit | Shareholder | Against | For | ||||||||||||
| CDW CORPORATION | ||||||||||||||||
| Security | 12514G108 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | CDW | Meeting Date | 19-May-2022 | |||||||||||||
| ISIN | US12514G1085 | Agenda | 935585109 - Management | |||||||||||||
| Record Date | 23-Mar-2022 | Holding Recon Date | 23-Mar-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 18-May-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1A. | Election of Director for a term to Expire at 2023 Annual Meeting: Virginia C. Addicott |
Management | For | For | ||||||||||||
| 1B. | Election of Director for a term to Expire at 2023 Annual Meeting: James A. Bell |
Management | For | For | ||||||||||||
| 1C. | Election of Director for a term to Expire at 2023 Annual Meeting: Lynda M. Clarizio |
Management | For | For | ||||||||||||
| 1D. | Election of Director for a term to Expire at 2023 Annual Meeting: Paul J. Finnegan |
Management | For | For | ||||||||||||
| 1E. | Election of Director for a term to Expire at 2023 Annual Meeting: Anthony R. Foxx |
Management | For | For | ||||||||||||
| 1F. | Election of Director for a term to Expire at 2023 Annual Meeting: Christine A. Leahy |
Management | For | For | ||||||||||||
| 1G. | Election of Director for a term to Expire at 2023 Annual Meeting: Sanjay Mehrotra |
Management | For | For | ||||||||||||
| 1H. | Election of Director for a term to Expire at 2023 Annual Meeting: David W. Nelms |
Management | For | For | ||||||||||||
| 1I. | Election of Director for a term to Expire at 2023 Annual Meeting: Joseph R. Swedish |
Management | For | For | ||||||||||||
| 1J. | Election of Director for a term to Expire at 2023 Annual Meeting: Donna F. Zarcone |
Management | For | For | ||||||||||||
| 2. | To approve, on an advisory basis, named executive officer compensation. |
Management | For | For | ||||||||||||
| 3. | To ratify the selection of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2022. |
Management | For | For | ||||||||||||
| 4. | To consider and act upon the stockholder proposal, if properly presented at the meeting, regarding shareholder right to act by written consent. |
Shareholder | For | Against | ||||||||||||
| SYNCHRONY FINANCIAL | ||||||||||||||||
| Security | 87165B103 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | SYF | Meeting Date | 19-May-2022 | |||||||||||||
| ISIN | US87165B1035 | Agenda | 935586935 - Management | |||||||||||||
| Record Date | 24-Mar-2022 | Holding Recon Date | 24-Mar-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 18-May-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1A. | Election of Director: Margaret M. Keane | Management | For | For | ||||||||||||
| 1B. | Election of Director: Fernando Aguirre | Management | For | For | ||||||||||||
| 1C. | Election of Director: Paget L. Alves | Management | For | For | ||||||||||||
| 1D. | Election of Director: Kamila Chytil | Management | For | For | ||||||||||||
| 1E. | Election of Director: Arthur W. Coviello, Jr. | Management | For | For | ||||||||||||
| 1F. | Election of Director: Brian D. Doubles | Management | For | For | ||||||||||||
| 1G. | Election of Director: William W. Graylin | Management | For | For | ||||||||||||
| 1H. | Election of Director: Roy A. Guthrie | Management | For | For | ||||||||||||
| 1I. | Election of Director: Jeffrey G. Naylor | Management | For | For | ||||||||||||
| 1J. | Election of Director: Bill Parker | Management | For | For | ||||||||||||
| 1K. | Election of Director: Laurel J. Richie | Management | For | For | ||||||||||||
| 1L. | Election of Director: Ellen M. Zane | Management | For | For | ||||||||||||
| 2. | Advisory Vote to Approve Named Executive Officer Compensation |
Management | For | For | ||||||||||||
| 3. | Ratification of Selection of KPMG LLP as Independent Registered Public Accounting Firm of the Company for 2022 |
Management | For | For | ||||||||||||
| YUM! BRANDS, INC. | ||||||||||||||||
| Security | 988498101 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | YUM | Meeting Date | 19-May-2022 | |||||||||||||
| ISIN | US9884981013 | Agenda | 935587571 - Management | |||||||||||||
| Record Date | 14-Mar-2022 | Holding Recon Date | 14-Mar-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 18-May-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1A. | Election of Director: Paget L. Alves | Management | For | For | ||||||||||||
| 1B. | Election of Director: Keith Barr | Management | For | For | ||||||||||||
| 1C. | Election of Director: Christopher M. Connor | Management | For | For | ||||||||||||
| 1D. | Election of Director: Brian C. Cornell | Management | For | For | ||||||||||||
| 1E. | Election of Director: Tanya L. Domier | Management | For | For | ||||||||||||
| 1F. | Election of Director: David W. Gibbs | Management | For | For | ||||||||||||
| 1G. | Election of Director: Mirian M. Graddick-Weir | Management | For | For | ||||||||||||
| 1H. | Election of Director: Lauren R. Hobart | Management | For | For | ||||||||||||
| 1I. | Election of Director: Thomas C. Nelson | Management | For | For | ||||||||||||
| 1J. | Election of Director: P. Justin Skala | Management | For | For | ||||||||||||
| 1K. | Election of Director: Elane B. Stock | Management | For | For | ||||||||||||
| 1L. | Election of Director: Annie Young-Scrivner | Management | For | For | ||||||||||||
| 2. | Ratification of Independent Auditors. | Management | For | For | ||||||||||||
| 3. | Advisory Vote on Executive Compensation. | Management | Against | Against | ||||||||||||
| ALTRIA GROUP, INC. | ||||||||||||||||
| Security | 02209S103 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | MO | Meeting Date | 19-May-2022 | |||||||||||||
| ISIN | US02209S1033 | Agenda | 935588472 - Management | |||||||||||||
| Record Date | 28-Mar-2022 | Holding Recon Date | 28-Mar-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 18-May-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1A. | Election of Director: Ian L.T. Clarke | Management | For | For | ||||||||||||
| 1B. | Election of Director: Marjorie M. Connelly | Management | For | For | ||||||||||||
| 1C. | Election of Director: R. Matt Davis | Management | For | For | ||||||||||||
| 1D. | Election of Director: William F. Gifford, Jr. | Management | For | For | ||||||||||||
| 1E. | Election of Director: Debra J. Kelly-Ennis | Management | For | For | ||||||||||||
| 1F. | Election of Director: W. Leo Kiely III | Management | For | For | ||||||||||||
| 1G. | Election of Director: Kathryn B. McQuade | Management | For | For | ||||||||||||
| 1H. | Election of Director: George Muñoz | Management | For | For | ||||||||||||
| 1I. | Election of Director: Nabil Y. Sakkab | Management | For | For | ||||||||||||
| 1J. | Election of Director: Virginia E. Shanks | Management | For | For | ||||||||||||
| 1K. | Election of Director: Ellen R. Strahlman | Management | For | For | ||||||||||||
| 1L. | Election of Director: M. Max Yzaguirre | Management | For | For | ||||||||||||
| 2. | Ratification of the Selection of Independent Registered Public Accounting Firm. |
Management | For | For | ||||||||||||
| 3. | Non-Binding Advisory Vote to Approve the Compensation of Altria's Named Executive Officers. |
Management | For | For | ||||||||||||
| 4. | Shareholder Proposal - Commission a Civil Rights Equity Audit. |
Shareholder | For | Against | ||||||||||||
| DISCOVER FINANCIAL SERVICES | ||||||||||||||||
| Security | 254709108 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | DFS | Meeting Date | 19-May-2022 | |||||||||||||
| ISIN | US2547091080 | Agenda | 935591861 - Management | |||||||||||||
| Record Date | 21-Mar-2022 | Holding Recon Date | 21-Mar-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 18-May-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1A. | Election of Director: Jeffrey S. Aronin | Management | For | For | ||||||||||||
| 1B. | Election of Director: Mary K. Bush | Management | For | For | ||||||||||||
| 1C. | Election of Director: Gregory C. Case | Management | For | For | ||||||||||||
| 1D. | Election of Director: Candace H. Duncan | Management | For | For | ||||||||||||
| 1E. | Election of Director: Joseph F. Eazor | Management | For | For | ||||||||||||
| 1F. | Election of Director: Cynthia A. Glassman | Management | For | For | ||||||||||||
| 1G. | Election of Director: Roger C. Hochschild | Management | For | For | ||||||||||||
| 1H. | Election of Director: Thomas G. Maheras | Management | For | For | ||||||||||||
| 1I. | Election of Director: Michael H. Moskow | Management | For | For | ||||||||||||
| 1J. | Election of Director: David L. Rawlinson II | Management | For | For | ||||||||||||
| 1K. | Election of Director: Mark A. Thierer | Management | For | For | ||||||||||||
| 1L. | Election of Director: Jennifer L. Wong | Management | For | For | ||||||||||||
| 2. | Advisory vote to approve named executive officer compensation. |
Management | For | For | ||||||||||||
| 3. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm. |
Management | For | For | ||||||||||||
| LAMAR ADVERTISING COMPANY | ||||||||||||||||
| Security | 512816109 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | LAMR | Meeting Date | 19-May-2022 | |||||||||||||
| ISIN | US5128161099 | Agenda | 935593031 - Management | |||||||||||||
| Record Date | 21-Mar-2022 | Holding Recon Date | 21-Mar-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 18-May-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1. | DIRECTOR | Management | ||||||||||||||
| 1 | Nancy Fletcher | For | For | |||||||||||||
| 2 | John E. Koerner, III | For | For | |||||||||||||
| 3 | Marshall A. Loeb | For | For | |||||||||||||
| 4 | Stephen P. Mumblow | For | For | |||||||||||||
| 5 | Thomas V. Reifenheiser | For | For | |||||||||||||
| 6 | Anna Reilly | For | For | |||||||||||||
| 7 | Kevin P. Reilly, Jr. | For | For | |||||||||||||
| 8 | Wendell Reilly | For | For | |||||||||||||
| 9 | Elizabeth Thompson | Withheld | Against | |||||||||||||
| 2. | Ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for fiscal 2022. |
Management | For | For | ||||||||||||
| EXOR N.V. | ||||||||||||||||
| Security | N3140A107 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 24-May-2022 | ||||||||||||||
| ISIN | NL0012059018 | Agenda | 715454675 - Management | |||||||||||||
| Record Date | 26-Apr-2022 | Holding Recon Date | 26-Apr-2022 | |||||||||||||
| City / | Country | AMSTER DAM |
/ | Netherlands | Vote Deadline Date | 10-May-2022 | ||||||||||
| SEDOL(s) | BDCMQY0 - BDRKV99 - BF445V8 - BYM4706 - BYSLCX9 - BZCP007 |
Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED. |
Non-Voting | ||||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. |
Non-Voting | ||||||||||||||
| 1 | OPEN MEETING | Non-Voting | ||||||||||||||
| 2.a | RECEIVE BOARD REPORT | Non-Voting | ||||||||||||||
| 2.b | APPROVE REMUNERATION REPORT | Management | For | For | ||||||||||||
| 2.c | ADOPT FINANCIAL STATEMENTS AND STATUTORY REPORTS |
Management | For | For | ||||||||||||
| 2.d | RECEIVE EXPLANATION ON COMPANY'S RESERVES AND DIVIDEND POLICY |
Non-Voting | ||||||||||||||
| 2.e | APPROVE DIVIDENDS OF EUR 0.43 PER SHARE | Management | For | For | ||||||||||||
| 3.a | RATIFY ERNST & YOUNG ACCOUNTANTS LLP AS AUDITORS FOR THE FINANCIAL YEAR 2022 |
Management | For | For | ||||||||||||
| 3.b | RATIFY DELOITTE ACCOUNTANTS B.V. AS AUDITORS FOR THE FINANCIAL YEAR 2023 |
Management | For | For | ||||||||||||
| 3.c | AMEND REMUNERATION POLICY | Management | Against | Against | ||||||||||||
| 3.d | APPROVE NEW SHARE INCENTIVE PLAN | Management | For | For | ||||||||||||
| 4.a | APPROVE DISCHARGE OF EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||
| 4.b | APPROVE DISCHARGE OF NON-EXECUTIVE DIRECTORS |
Management | For | For | ||||||||||||
| 5.a | ELECT A. DUMAS AS NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||
| 6.a | AUTHORIZE REPURCHASE OF SHARES | Management | Against | Against | ||||||||||||
| 6.b | APPROVE CANCELLATION OF REPURCHASED SHARES |
Management | For | For | ||||||||||||
| 7 | CLOSE MEETING | Non-Voting | ||||||||||||||
| CMMT | 15 APR 2022: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE |
Non-Voting | ||||||||||||||
| CMMT | 15 APR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU |
Non-Voting | ||||||||||||||
| SHELL PLC | ||||||||||||||||
| Security | G80827101 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 24-May-2022 | ||||||||||||||
| ISIN | GB00BP6MXD84 | Agenda | 715515702 - Management | |||||||||||||
| Record Date | Holding Recon Date | 20-May-2022 | ||||||||||||||
| City / | Country | TBD | / | United Kingdom |
Vote Deadline Date | 18-May-2022 | ||||||||||
| SEDOL(s) | BNT2579 - BNT2J33 - BNT88D4 - BNW0M35 - BNW0M46 - BNW0M57 - BP6MXD8 - BP6MXT4 |
Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1. | RECEIPT OF ANNUAL REPORT AND ACCOUNTS | Management | For | For | ||||||||||||
| 2. | APPROVAL OF DIRECTORS REMUNERATION REPORT |
Management | For | For | ||||||||||||
| 3. | APPOINTMENT OF SINEAD GORMAN AS DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||||||
| 4. | REAPPOINTMENT OF BEN VAN BEURDEN AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||||||
| 5. | REAPPOINTMENT OF DICK BOER AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||||||
| 6. | REAPPOINTMENT OF NEIL CARSON AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||||||
| 7. | REAPPOINTMENT OF ANN GODBEHERE AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||||||
| 8. | REAPPOINTMENT OF EULEEN GOH AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||||||
| 9. | REAPPOINTMENT OF JANE HOLL LUTE AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||||||
| 10. | REAPPOINTMENT OF CATHERINE HUGHESAS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||||||
| 11. | REAPPOINTMENT OF MARTINA HUND-MEJEAN AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||||||
| 12. | REAPPOINTMENT OF SIR ANDREW MACKENZIE AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||||||
| 13. | REAPPOINTMENT OF ABRAHAM BRAM SCHOT AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||||||
| 14. | REAPPOINTMENT OF AUDITORS | Management | For | For | ||||||||||||
| 15. | REMUNERATION OF AUDITORS | Management | For | For | ||||||||||||
| 16. | AUTHORITY TO ALLOT SHARES | Management | For | For | ||||||||||||
| 17. | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | For | For | ||||||||||||
| 18. | AUTHORITY TO MAKE ON MARKET PURCHASES OF OWN SHARES |
Management | For | For | ||||||||||||
| 19. | AUTHORITY TO MAKE OFF MARKET PURCHASES OF OWN SHARES |
Management | For | For | ||||||||||||
| 20. | SHELLS ENERGY TRANSITION PROGRESS UPDATE | Management | For | For | ||||||||||||
| 21 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: THE COMPANY HAS RECEIVED NOTICE PURSUANT TO THE COMPANIES ACT 2006 OF THE INTENTION TO MOVE THE RESOLUTION SET FORTH ON PAGE 6 (AS SPECIFIED) AND INCORPORATED HEREIN BY WAY OF REFERENCE AT THE COMPANY'S 2022 AGM. THE RESOLUTION HAS BEEN REQUISITIONED BY A GROUP OF SHAREHOLDERS AND SHOULD BE READ TOGETHER WITH THEIR STATEMENT IN SUPPORT OF THEIR PROPOSED RESOLUTION SET FORTH ON PAGE 6 (AS SPECIFIED) |
Shareholder | Against | For | ||||||||||||
| CMMT | 02 MAY 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING-OF RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU |
Non-Voting | ||||||||||||||
| FIDELITY NAT'L INFORMATION SERVICES,INC. | ||||||||||||||||
| Security | 31620M106 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | FIS | Meeting Date | 25-May-2022 | |||||||||||||
| ISIN | US31620M1062 | Agenda | 935601042 - Management | |||||||||||||
| Record Date | 01-Apr-2022 | Holding Recon Date | 01-Apr-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 24-May-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1A. | Election of Director: Ellen R. Alemany | Management | For | For | ||||||||||||
| 1B. | Election of Director: Vijay D'Silva | Management | For | For | ||||||||||||
| 1C. | Election of Director: Jeffrey A. Goldstein | Management | For | For | ||||||||||||
| 1D. | Election of Director: Lisa A. Hook | Management | For | For | ||||||||||||
| 1E. | Election of Director: Keith W. Hughes | Management | For | For | ||||||||||||
| 1F. | Election of Director: Kenneth T. Lamneck | Management | For | For | ||||||||||||
| 1G. | Election of Director: Gary L. Lauer | Management | For | For | ||||||||||||
| 1H. | Election of Director: Gary A. Norcross | Management | For | For | ||||||||||||
| 1I. | Election of Director: Louise M. Parent | Management | For | For | ||||||||||||
| 1J. | Election of Director: Brian T. Shea | Management | For | For | ||||||||||||
| 1K. | Election of Director: James B. Stallings, Jr. | Management | For | For | ||||||||||||
| 1L. | Election of Director: Jeffrey E. Stiefler | Management | For | For | ||||||||||||
| 2. | Advisory vote on Fidelity National Information Services, Inc. executive compensation. |
Management | Against | Against | ||||||||||||
| 3. | To approve the Fidelity National Information Services, Inc. 2022 Omnibus Incentive Plan. |
Management | For | For | ||||||||||||
| 4. | To approve the Fidelity National Information Services, Inc. Employee Stock Purchase Plan. |
Management | For | For | ||||||||||||
| 5. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for 2022. |
Management | For | For | ||||||||||||
| JONES LANG LASALLE INCORPORATED | ||||||||||||||||
| Security | 48020Q107 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | JLL | Meeting Date | 26-May-2022 | |||||||||||||
| ISIN | US48020Q1076 | Agenda | 935603503 - Management | |||||||||||||
| Record Date | 01-Apr-2022 | Holding Recon Date | 01-Apr-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 25-May-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1A. | Election of Director: Hugo Bagué | Management | For | For | ||||||||||||
| 1B. | Election of Director: Matthew Carter, Jr. | Management | For | For | ||||||||||||
| 1C. | Election of Director: Samuel A. Di Piazza, Jr. | Management | For | For | ||||||||||||
| 1D. | Election of Director: Tina Ju | Management | For | For | ||||||||||||
| 1E. | Election of Director: Bridget Macaskill | Management | For | For | ||||||||||||
| 1F. | Election of Director: Deborah H. McAneny | Management | For | For | ||||||||||||
| 1G. | Election of Director: Siddharth (Bobby) N. Mehta | Management | For | For | ||||||||||||
| 1H. | Election of Director: Jeetendra (Jeetu) I. Patel | Management | For | For | ||||||||||||
| 1I. | Election of Director: Ann Marie Petach | Management | For | For | ||||||||||||
| 1J. | Election of Director: Larry Quinlan | Management | For | For | ||||||||||||
| 1K. | Election of Director: Efrain Rivera | Management | For | For | ||||||||||||
| 1L. | Election of Director: Christian Ulbrich | Management | For | For | ||||||||||||
| 2. | Approval, on an Advisory Basis, of JLL's Executive Compensation ("Say On Pay") |
Management | For | For | ||||||||||||
| 3. | Ratification of the Appointment of KPMG LLP as JLL's Independent Registered Public Accounting Firm for the Year Ending December 31, 2022 |
Management | For | For | ||||||||||||
| MCDONALD'S CORPORATION | ||||||||||||||||
| Security | 580135101 | Meeting Type | Contested-Annual | |||||||||||||
| Ticker Symbol | MCD | Meeting Date | 26-May-2022 | |||||||||||||
| ISIN | US5801351017 | Agenda | 935606965 - Management | |||||||||||||
| Record Date | 28-Mar-2022 | Holding Recon Date | 28-Mar-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 25-May-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1. | DIRECTOR | Management | ||||||||||||||
| 1 | Lloyd Dean | For | For | |||||||||||||
| 2 | Robert Eckert | For | For | |||||||||||||
| 3 | Catherine Engelbert | For | For | |||||||||||||
| 4 | Margaret Georgiadis | For | For | |||||||||||||
| 5 | Enrique Hernandez, Jr. | For | For | |||||||||||||
| 6 | Christopher Kempczinski | For | For | |||||||||||||
| 7 | Richard Lenny | For | For | |||||||||||||
| 8 | John Mulligan | For | For | |||||||||||||
| 9 | Sheila Penrose | For | For | |||||||||||||
| 10 | John Rogers, Jr. | For | For | |||||||||||||
| 11 | Paul Walsh | For | For | |||||||||||||
| 12 | Miles White | For | For | |||||||||||||
| 2. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||||||
| 3. | Advisory vote to ratify the appointment of Ernst & Young LLP as independent auditor for 2022. |
Management | For | For | ||||||||||||
| 4. | Advisory vote on a shareholder proposal requesting to modify the threshold to call special shareholders' meetings, if properly presented. |
Shareholder | For | Against | ||||||||||||
| 5. | Advisory vote on a shareholder proposal requesting a report on reducing plastics use, if properly presented. |
Shareholder | Against | For | ||||||||||||
| 6. | Advisory vote on a shareholder proposal requesting a report on antibiotics and public health costs, if properly presented. |
Shareholder | Against | For | ||||||||||||
| 7. | Advisory vote on a shareholder proposal requesting disclosure regarding confinement stall use in the Company's U.S. pork supply chain, if properly presented. |
Shareholder | Against | For | ||||||||||||
| 8. | Advisory vote on a shareholder proposal requesting a third party civil rights audit, if properly presented. |
Shareholder | For | Against | ||||||||||||
| 9. | Advisory vote on a shareholder proposal requesting a report on lobbying activities and expenditures, if properly presented. |
Shareholder | Against | For | ||||||||||||
| 10. | Advisory vote on a shareholder proposal requesting a report on global public policy and political influence, if properly presented. |
Shareholder | Against | For | ||||||||||||
| THE INTERPUBLIC GROUP OF COMPANIES, INC. | ||||||||||||||||
| Security | 460690100 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | IPG | Meeting Date | 26-May-2022 | |||||||||||||
| ISIN | US4606901001 | Agenda | 935610077 - Management | |||||||||||||
| Record Date | 01-Apr-2022 | Holding Recon Date | 01-Apr-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 25-May-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1.1 | Election of Director: Jocelyn Carter-Miller | Management | For | For | ||||||||||||
| 1.2 | Election of Director: Mary J. Steele Guilfoile | Management | For | For | ||||||||||||
| 1.3 | Election of Director: Dawn Hudson | Management | For | For | ||||||||||||
| 1.4 | Election of Director: Philippe Krakowsky | Management | For | For | ||||||||||||
| 1.5 | Election of Director: Jonathan F. Miller | Management | For | For | ||||||||||||
| 1.6 | Election of Director: Patrick Q. Moore | Management | For | For | ||||||||||||
| 1.7 | Election of Director: Linda S. Sanford | Management | For | For | ||||||||||||
| 1.8 | Election of Director: David M. Thomas | Management | For | For | ||||||||||||
| 1.9 | Election of Director: E. Lee Wyatt Jr. | Management | For | For | ||||||||||||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as Interpublic's independent registered public accounting firm for the year 2022. |
Management | For | For | ||||||||||||
| 3. | Advisory vote to approve named executive officer compensation. |
Management | For | For | ||||||||||||
| 4. | Stockholder proposal entitled "Independent Board Chairman." |
Shareholder | Against | For | ||||||||||||
| MCDONALD'S CORPORATION | ||||||||||||||||
| Security | 580135101 | Meeting Type | Contested-Annual | |||||||||||||
| Ticker Symbol | MCD | Meeting Date | 26-May-2022 | |||||||||||||
| ISIN | US5801351017 | Agenda | 935625751 - Opposition | |||||||||||||
| Record Date | 28-Mar-2022 | Holding Recon Date | 28-Mar-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 25-May-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1. | DIRECTOR | Management | ||||||||||||||
| 1 | Leslie Samuelrich | |||||||||||||||
| 2 | Maisie Lucia Ganzler | |||||||||||||||
| 3 | MGT NOM: Lloyd Dean | |||||||||||||||
| 4 | MGT NOM: Robert Eckert | |||||||||||||||
| 5 | MGT NOM: C. Engelbert | |||||||||||||||
| 6 | MGT NOM: M. Georgiadis | |||||||||||||||
| 7 | MGT NOM: E Hernandez Jr | |||||||||||||||
| 8 | MGT NOM: C. Kempczinski | |||||||||||||||
| 9 | MGT NOM: John Mulligan | |||||||||||||||
| 10 | MGT NOM: John Rogers Jr | |||||||||||||||
| 11 | MGT NOM: Paul Walsh | |||||||||||||||
| 12 | MGT NOM: Miles White | |||||||||||||||
| 2. | Advisory vote to approve the Company's executive compensation. |
Management | ||||||||||||||
| 3. | Advisory vote to approve the appointment of Ernst & Young LLP as the Company's independent auditor for 2022. |
Management | ||||||||||||||
| 4. | Advisory vote on a shareholder proposal requesting to modify the threshold to call special shareholders' meetings, if properly presented. |
Shareholder | ||||||||||||||
| 5. | Advisory vote on a shareholder proposal requesting a report on reducing plastics use, if properly presented. |
Shareholder | ||||||||||||||
| 6. | Advisory vote on a shareholder proposal requesting a report on antibiotics and public health costs, if properly presented. |
Shareholder | ||||||||||||||
| 7. | Advisory vote on a shareholder proposal requesting disclosure regarding confinement stall use in the Company's U.S. pork supply chain, if properly presented. |
Shareholder | ||||||||||||||
| 8. | Advisory vote on a shareholder proposal requesting a third- party civil rights audit, if properly presented. |
Shareholder | ||||||||||||||
| 9. | Advisory vote on a shareholder proposal requesting a report on lobbying activities and expenditures, if properly presented. |
Shareholder | ||||||||||||||
| 10. | Advisory vote on a shareholder proposal requesting a report on global public policy and political influence, if properly presented. |
Shareholder | ||||||||||||||
| LINCOLN NATIONAL CORPORATION | ||||||||||||||||
| Security | 534187109 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | LNC | Meeting Date | 27-May-2022 | |||||||||||||
| ISIN | US5341871094 | Agenda | 935577330 - Management | |||||||||||||
| Record Date | 21-Mar-2022 | Holding Recon Date | 21-Mar-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 26-May-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1A. | Election of director for a one-year term expiring at the 2023 Annual Meeting: Deirdre P. Connelly |
Management | For | For | ||||||||||||
| 1B. | Election of director for a one-year term expiring at the 2023 Annual Meeting: Ellen G. Cooper |
Management | For | For | ||||||||||||
| 1C. | Election of director for a one-year term expiring at the 2023 Annual Meeting: William H. Cunningham |
Management | For | For | ||||||||||||
| 1D. | Election of director for a one-year term expiring at the 2023 Annual Meeting: Reginald E. Davis |
Management | For | For | ||||||||||||
| 1E. | Election of director for a one-year term expiring at the 2023 Annual Meeting: Dennis R. Glass |
Management | For | For | ||||||||||||
| 1F. | Election of director for a one-year term expiring at the 2023 Annual Meeting: Eric G. Johnson |
Management | For | For | ||||||||||||
| 1G. | Election of director for a one-year term expiring at the 2023 Annual Meeting: Gary C. Kelly |
Management | For | For | ||||||||||||
| 1H. | Election of director for a one-year term expiring at the 2023 Annual Meeting: M. Leanne Lachman |
Management | For | For | ||||||||||||
| 1I. | Election of director for a one-year term expiring at the 2023 Annual Meeting: Dale LeFebvre |
Management | For | For | ||||||||||||
| 1J. | Election of director for a one-year term expiring at the 2023 Annual Meeting: Janet Liang |
Management | For | For | ||||||||||||
| 1K. | Election of director for a one-year term expiring at the 2023 Annual Meeting: Michael F. Mee |
Management | For | For | ||||||||||||
| 1L. | Election of director for a one-year term expiring at the 2023 Annual Meeting: Patrick S. Pittard |
Management | For | For | ||||||||||||
| 1M. | Election of director for a one-year term expiring at the 2023 Annual Meeting: Lynn M. Utter |
Management | For | For | ||||||||||||
| 2. | The ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm for 2022. |
Management | For | For | ||||||||||||
| 3. | The approval of an advisory resolution on the compensation of our named executive officers. |
Management | For | For | ||||||||||||
| 4. | The approval of an amendment to the Lincoln National Corporation 2020 Incentive Compensation Plan. |
Management | For | For | ||||||||||||
| 5. | Shareholder proposal to amend our governing documents to provide an independent chair of the board. |
Shareholder | Against | For | ||||||||||||
| 6. | Shareholder proposal to require shareholder ratification of executive termination pay. |
Shareholder | For | Against | ||||||||||||
| LYONDELLBASELL INDUSTRIES N.V. | ||||||||||||||||
| Security | N53745100 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | LYB | Meeting Date | 27-May-2022 | |||||||||||||
| ISIN | NL0009434992 | Agenda | 935603591 - Management | |||||||||||||
| Record Date | 29-Mar-2022 | Holding Recon Date | 29-Mar-2022 | |||||||||||||
| City / | Country | / | United Kingdom |
Vote Deadline Date | 25-May-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1A. | Election of Director: Jacques Aigrain | Management | For | For | ||||||||||||
| 1B. | Election of Director: Lincoln Benet | Management | For | For | ||||||||||||
| 1C. | Election of Director: Jagjeet (Jeet) Bindra | Management | For | For | ||||||||||||
| 1D. | Election of Director: Robin Buchanan | Management | For | For | ||||||||||||
| 1E. | Election of Director: Anthony (Tony) Chase | Management | For | For | ||||||||||||
| 1F. | Election of Director: Nance Dicciani | Management | For | For | ||||||||||||
| 1G. | Election of Director: Robert (Bob) Dudley | Management | For | For | ||||||||||||
| 1H. | Election of Director: Claire Farley | Management | For | For | ||||||||||||
| 1I. | Election of Director: Michael Hanley | Management | For | For | ||||||||||||
| 1J. | Election of Director: Virginia Kamsky | Management | For | For | ||||||||||||
| 1K. | Election of Director: Albert Manifold | Management | For | For | ||||||||||||
| 1L. | Election of Director: Peter Vanacker | Management | For | For | ||||||||||||
| 2. | Discharge of Directors from Liability. | Management | For | For | ||||||||||||
| 3. | Adoption of 2021 Dutch Statutory Annual Accounts. | Management | For | For | ||||||||||||
| 4. | Appointment of PricewaterhouseCoopers Accountants N.V. as the Auditor of our 2022 Dutch Statutory Annual Accounts. |
Management | For | For | ||||||||||||
| 5. | Ratification of PricewaterhouseCoopers LLP as our Independent Registered Public Accounting Firm. |
Management | For | For | ||||||||||||
| 6. | Advisory Vote Approving Executive Compensation (Say- on-Pay). |
Management | For | For | ||||||||||||
| 7. | Authorization to Conduct Share Repurchases. | Management | For | For | ||||||||||||
| 8. | Cancellation of Shares. | Management | For | For | ||||||||||||
| LYONDELLBASELL INDUSTRIES N.V. | ||||||||||||||||
| Security | N53745100 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | LYB | Meeting Date | 27-May-2022 | |||||||||||||
| ISIN | NL0009434992 | Agenda | 935643115 - Management | |||||||||||||
| Record Date | 29-Apr-2022 | Holding Recon Date | 29-Apr-2022 | |||||||||||||
| City / | Country | / | United Kingdom |
Vote Deadline Date | 25-May-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1A. | Election of Director: Jacques Aigrain | Management | For | For | ||||||||||||
| 1B. | Election of Director: Lincoln Benet | Management | For | For | ||||||||||||
| 1C. | Election of Director: Jagjeet (Jeet) Bindra | Management | For | For | ||||||||||||
| 1D. | Election of Director: Robin Buchanan | Management | For | For | ||||||||||||
| 1E. | Election of Director: Anthony (Tony) Chase | Management | For | For | ||||||||||||
| 1F. | Election of Director: Nance Dicciani | Management | For | For | ||||||||||||
| 1G. | Election of Director: Robert (Bob) Dudley | Management | For | For | ||||||||||||
| 1H. | Election of Director: Claire Farley | Management | For | For | ||||||||||||
| 1I. | Election of Director: Michael Hanley | Management | For | For | ||||||||||||
| 1J. | Election of Director: Virginia Kamsky | Management | For | For | ||||||||||||
| 1K. | Election of Director: Albert Manifold | Management | For | For | ||||||||||||
| 1L. | Election of Director: Peter Vanacker | Management | For | For | ||||||||||||
| 2. | Discharge of Directors from Liability. | Management | For | For | ||||||||||||
| 3. | Adoption of 2021 Dutch Statutory Annual Accounts. | Management | For | For | ||||||||||||
| 4. | Appointment of PricewaterhouseCoopers Accountants N.V. as the Auditor of our 2022 Dutch Statutory Annual Accounts. |
Management | For | For | ||||||||||||
| 5. | Ratification of PricewaterhouseCoopers LLP as our Independent Registered Public Accounting Firm. |
Management | For | For | ||||||||||||
| 6. | Advisory Vote Approving Executive Compensation (Say- on-Pay). |
Management | For | For | ||||||||||||
| 7. | Authorization to Conduct Share Repurchases. | Management | For | For | ||||||||||||
| 8. | Cancellation of Shares. | Management | For | For | ||||||||||||
| ADYEN N.V. | ||||||||||||||||
| Security | N3501V104 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 01-Jun-2022 | ||||||||||||||
| ISIN | NL0012969182 | Agenda | 715531453 - Management | |||||||||||||
| Record Date | 04-May-2022 | Holding Recon Date | 04-May-2022 | |||||||||||||
| City / | Country | AMSTER DAM |
/ | Netherlands | Vote Deadline Date | 24-May-2022 | ||||||||||
| SEDOL(s) | BFFY874 - BFWY6Y0 - BFYT900 - BJK3KP6 - BKVDDM0 - BMX3JV3 - BYVR1Y8 - BZ1HM42 |
Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED |
Non-Voting | ||||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED |
Non-Voting | ||||||||||||||
| 1. | OPENING AND ANNOUNCEMENTS | Non-Voting | ||||||||||||||
| 2.a. | DISCUSSION OF THE MANAGEMENT BOARD REPORT AND THE SUPERVISORY BOARD REPORT- FOR THE PAST FINANCIAL YEAR. THE MANAGEMENT BOARD WILL GIVE A PRESENTATION ON-THE PERFORMANCE OF THE COMPANY IN 2021. FURTHERMORE, THE SUPERVISORY BOARD- REPORT AND ACCOUNTANT STATEMENTS WILL BE DISCUSSED. ANNUAL REPORT |
Non-Voting | ||||||||||||||
| 2.b. | DISCUSSION OF THE REMUNERATION REPORT OVER THE YEAR 2021 INCLUDING THE MANAGEMENT BOARD AND SUPERVISORY BOARD REMUNERATION FOR THE PAST FINANCIAL YEAR. PLEASE REFER TO THE REMUNERATION REPORT FOR THE FINANCIAL YEAR 2021 (IN ACCORDANCE WITH THE COMPANY'S EXISTING REMUNERATION POLICY AS APPROVED BY THE GENERAL MEETING OF SHAREHOLDERS WHICH WAS HELD ON 26 MAY 2020) INCLUDED IN OUR ANNUAL REPORT ON PAGE 97, AS PUBLISHED ON OUR WEBSITE. REMUNERATION REPORT OVER THE YEAR 2021 (ADVISORY VOTING ITEM) |
Management | For | For | ||||||||||||
| 2.c. | IT IS PROPOSED TO ADOPT THE ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR 2021 AS DRAWN UP BY THE MANAGEMENT BOARD AND SIGNED BY THE MANAGEMENT BOARD AND THE SUPERVISORY BOARD. PRICEWATERHOUSECOOPERS N.V. (PWC) HAS AUDITED THE ANNUAL ACCOUNTS AND HAS ISSUED AN UNQUALIFIED AUDITOR'S REPORT. ADOPTION OF THE ANNUAL ACCOUNTS |
Management | For | For | ||||||||||||
| 2.d. | DISCUSSION OF THE POLICY ON DIVIDEND, RESERVATIONS AND DISTRIBUTIONS. PLEASE- REFER TO THE DIVIDEND POLICY PUBLISHED ON THE COMPANY'S WEBSITE, AS FURTHER- REFERRED TO ON PAGE 141 OF THE ANNUAL REPORT FOR THE FINANCIAL YEAR 2021. IN- ACCORDANCE WITH THE ARTICLES OF ASSOCIATION OF THE COMPANY, THE MANAGEMENT-BOARD, WITH THE APPROVAL OF THE SUPERVISORY BOARD, DECIDED TO ALLOCATE THE-PROFITS FOR THE FINANCIAL YEAR 2021 TO THE RESERVES OF THE COMPANY. DIVIDEND-POLICY AND RESERVATION OF PROFITS |
Non-Voting | ||||||||||||||
| 3. | IT IS PROPOSED TO DISCHARGE THE MEMBERS OF THE MANAGEMENT BOARD (IN 2021 BEING PIETER VAN DER DOES (CEO), INGO UYTDEHAAGE (CFO), ROELANT PRINS (CCO), MARI TTE SWART (CLCO), KAMRAN ZAKI (COO) AND ALEXANDER MATTHEY (CTO)) FROM LIABILITY IN RESPECT OF THE PERFORMANCE OF THEIR MANAGEMENT DUTIES TO THE EXTENT THAT SUCH PERFORMANCE IS APPARENT FROM THE ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR 2021 OR HAS BEEN OTHERWISE DISCLOSED TO THE GENERAL MEETING BEFORE THE RESOLUTION IS ADOPTED DISCHARGE OF MANAGEMENT BOARD MEMBERS |
Management | For | For | ||||||||||||
| 4. | IT IS PROPOSED TO DISCHARGE THE MEMBERS OF THE SUPERVISORY BOARD (IN 2021 BEING PIERO OVERMARS, DELFIN RUEDA, JOEP VAN BEURDEN, PAMELA JOSEPH, AND, AS OF FEBRUARY 2021, CAOIMHE KEOGAN) FROM LIABILITY IN RESPECT OF THE PERFORMANCE OF THEIR SUPERVISORY DUTIES TO THE EXTENT THAT SUCH PERFORMANCE IS APPARENT FROM THE ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR 2021 OR HAS BEEN OTHERWISE DISCLOSED TO THE GENERAL MEETING BEFORE THE RESOLUTION IS ADOPTED. DISCHARGE OF SUPERVISORY BOARD MEMBERS |
Management | For | For | ||||||||||||
| 5. | THE PERIOD FOR WHICH PIETER WILLEM VAN DER DOES IS APPOINTED AS MEMBER OF THE MANAGEMENT BOARD WITH THE TITLE CHIEF EXECUTIVE OFFICER ENDS ON 13 JUNE 2022. IN ACCORDANCE WITH THE ARTICLES OF ASSOCIATION OF THE COMPANY, THE SUPERVISORY BOARD PROPOSES TO REAPPOINT PIETER AS MEMBER OF THE MANAGEMENT BOARD |
Management | For | For | ||||||||||||
| OF THE COMPANY WITH THE TITLE CHIEF EXECUTIVE OFFICER, WITH EFFECT FROM THE DATE OF THIS GENERAL MEETING FOR THE PERIOD OF FOUR (4) YEARS. PIETER WILLEM VAN DER DOES (1969) IS A DUTCH CITIZEN. PIETER IS A LEADING EXPERT WITH OVER 20 YEARS' EXPERIENCE IN THE PAYMENTS INDUSTRY. HE WAS CCO AT BIBIT BEFORE CO-FOUNDING ADYEN IN 2006. SINCE THEN ADYEN HAS GROWN FROM A START-UP INTO A GLOBAL OPERATION, AVERAGING DOUBLE-DIGIT ANNUAL GROWTH SINCE 2007. PIETER HAS BEEN AND IS INSTRUMENTAL TO THE CONTINUED GROWTH OF THE COMPANY, FROM ITS FIRST YEARS OF PROFITABILITY IN 2011, THROUGH IPO IN 2018, AND NOW AT A SCALE OF PROCESSING OVER 500 BILLION IN VOLUME I... FOR FULL AGENDA SEE THE CBP PORTAL OR THE CONVOCATION PROPOSAL REAPPOINTMENT PIETER WILLEM VAN DER DOES AS MEMBER OF THE MANAGEMENT BOARD WITH THE TITLE CHIEF EXECUTIVE OFFICER |
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| 6. | THE PERIOD FOR WHICH ROELANT PRINS IS APPOINTED AS MEMBER OF THE MANAGEMENT BOARD WITH THE TITLE CHIEF COMMERCIAL OFFICER ENDS ON 13 JUNE 2022. IN ACCORDANCE WITH THE ARTICLES OF ASSOCIATION OF THE COMPANY, THE SUPERVISORY BOARD PROPOSES TO REAPPOINT ROELANT AS MEMBER OF THE MANAGEMENT BOARD OF THE COMPANY WITH THE TITLE CHIEF COMMERCIAL OFFICER, WITH EFFECT FROM THE DATE OF THIS GENERAL MEETING FOR THE PERIOD OF FOUR (4) YEARS. ROELANT PRINS (1975) IS A DUTCH CITIZEN. ROELANT IS RESPONSIBLE FOR ALL COMMERCIAL ACTIVITIES AT ADYEN. HE ENTERED THE ONLINE PAYMENTS INDUSTRY IN THE EARLY 2000S. ROELANT HAS HELD VARIOUS INTERNATIONAL MANAGEMENT ROLES IN SALES AND BUSINESS DEVELOPMENT FOR COMPANIES PROVIDING PAYMENT SOLUTIONS TO INTERNATIONAL ECOMMERCE BUSINESSES. HAVING JOINED ADYEN AT AN EARLY STAGE, ROELANT HAS SERVED AS ITS CCO SINCE 2007 - DURING WHICH TIME HE HAS OVERSEEN THE EXECUTION OF ADYEN'S COMMERCIAL STRATEGY UP TO THE SCALE THAT IT OPERA... FOR FULL AGENDA SEE THE CBP PORTAL OR THE CONVOCATION PROPOSAL REAPPOINTMENT ROELANT PRINS AS MEMBER OF THE MANAGEMENT BOARD WITH THE TITLE CHIEF COMMERCIAL OFFICER |
Management | For | For | ||||||||||||
| 7. | IT IS PROPOSED TO RENEW THE AUTHORITY OF THE MANAGEMENT BOARD, SUBJECT TO THE SUPERVISORY BOARD'S APPROVAL, TO ISSUE ORDINARY SHARES OR TO GRANT RIGHTS TO SUBSCRIBE FOR ORDINARY SHARES FOR A PERIOD OF 18 MONTHS FROM THE DATE OF THIS GENERAL MEETING UP TO 10% OF THE TOTAL |
Management | For | For | ||||||||||||
| NUMBER OF SHARES ISSUED AT THE TIME OF THE GENERAL MEETING FOR ANY PURPOSES. ONCE THIS AUTHORIZATION IS APPROVED, THIS WILL REPLACE THE CURRENT AUTHORIZATIONS. ONCE APPROVED, THE AUTHORIZATION CANNOT BE REVOKED AUTHORITY TO ISSUE SHARES |
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| 8. | IT IS PROPOSED TO RENEW THE AUTHORITY OF THE MANAGEMENT BOARD, SUBJECT TO THE SUPERVISORY BOARD'S APPROVAL, TO RESTRICT OR EXCLUDE APPLICABLE PRE-EMPTIVE RIGHTS WHEN ISSUING ORDINARY SHARES OR GRANTING RIGHTS TO SUBSCRIBE FOR ORDINARY SHARES AS SET OUT IN ITEM 7 ABOVE FOR A PERIOD OF 18 MONTHS FROM THE DATE OF THIS GENERAL MEETING. ONCE THIS AUTHORIZATION IS APPROVED, THIS WILL REPLACE THE CURRENT AUTHORIZATIONS. ONCE APPROVED, THE AUTHORIZATION CANNOT BE REVOKED. AUTHORITY TO RESTRICT OR EXCLUDE PRE- EMPTIVE RIGHTS |
Management | For | For | ||||||||||||
| 9. | IT IS PROPOSED TO RENEW THE AUTHORITY OF THE MANAGEMENT BOARD TO ACQUIRE SHARES IN THE CAPITAL OF THE COMPANY, EITHER THROUGH PURCHASE ON A STOCK EXCHANGE OR OTHERWISE. THE AUTHORITY WILL APPLY FOR A PERIOD OF 18 MONTHS FROM THE DATE OF THIS GENERAL MEETING, UNDER THE FOLLOWING CONDITIONS: (I) UP TO 10% OF THE TOTAL NUMBER OF SHARES ISSUED AT THE TIME OF THE GENERAL MEETING; (II) PROVIDED THAT THE COMPANY WILL NOT HOLD MORE SHARES IN STOCK THAN 10% OF THE ISSUED SHARE CAPITAL; AND (III) AT A PRICE (EXCLUDING EXPENSES) NOT LESS THAN THE NOMINAL VALUE OF THE SHARES AND NOT HIGHER THAN THE OPENING PRICE ON EURONEXT AMSTERDAM ON THE DAY OF REPURCHASE OR ON THE PRECEDING DAY OF STOCK MARKET TRADING PLUS 10%. ONCE THIS AUTHORIZATION IS APPROVED, THIS WILL REPLACE THE CURRENT AUTHORIZATIONS. ONCE APPROVED, THE AUTHORIZATION CANNOT BE REVOKED. AUTHORITY TO ACQUIRE OWN SHARES |
Management | For | For | ||||||||||||
| 10. | IN ACCORDANCE WITH THE RECOMMENDATIONS OF THE AUDIT AND RISK COMMITTEE, THE SUPERVISORY BOARD PROPOSES TO REAPPOINT PWC AS EXTERNAL AUDITOR OF THE COMPANY FOR THE CURRENT FINANCIAL YEAR |
Management | For | For | ||||||||||||
| 11. | ANY OTHER BUSINESS AND CLOSING | Non-Voting | ||||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE |
Non-Voting | ||||||||||||||
| COMPAGNIE DE SAINT-GOBAIN SA | ||||||||||||||||
| Security | F80343100 | Meeting Type | MIX | |||||||||||||
| Ticker Symbol | Meeting Date | 02-Jun-2022 | ||||||||||||||
| ISIN | FR0000125007 | Agenda | 715353520 - Management | |||||||||||||
| Record Date | 30-May-2022 | Holding Recon Date | 30-May-2022 | |||||||||||||
| City / | Country | PARIS | / | France | Vote Deadline Date | 23-May-2022 | ||||||||||
| SEDOL(s) | 3166813 - 7380482 - 7380545 - 7380716 - 7381377 - 7448250 - B033544 - B8HWMP3 - BD3CPN1 - BF447R8 |
Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| CMMT | 05 APR 2022: FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH-CUSTODIAN, VOTING INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON-VOTE DEADLINE DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL-SIGN THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT. |
Non-Voting | ||||||||||||||
| CMMT | 05 APR 2022: FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID VOTING OPTION. FOR ANY-ADDITIONAL RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL-DEFAULT TO 'AGAINST.' IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE-VOTING INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN. |
Non-Voting | ||||||||||||||
| CMMT | 05 APR 2022: VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY-YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED. |
Non-Voting | ||||||||||||||
| CMMT | 05 APR 2022: DUE TO THE COVID19 CRISIS AND IN ACCORDANCE WITH THE PROVISIONS-ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020- 1379 OF NOVEMBER 14,-2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18 2020; THE-GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE PHYSICAL- PRESENCE OF SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO NOT SUBMIT ANY- REQUESTS TO ATTEND THE MEETING IN PERSON. THE COMPANY ENCOURAGES ALL-SHAREHOLDERS TO REGULARLY CONSULT THE COMPANY WEBSITE TO VIEW ANY CHANGES TO-THIS POLICY. AND INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING |
Non-Voting | ||||||||||||||
| THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE |
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| CMMT | 05 APR 2022: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://fr.ftp.opendatasoft.com/datadila/JO/BALO/pdf/202 2/0330/202203302200680-.pdf AND PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU |
Non-Voting | ||||||||||||||
| 1 | APPROVAL OF THE COMPANY'S NON- CONSOLIDATED FINANCIAL STATEMENTS FOR 2021 |
Management | For | For | ||||||||||||
| 2 | APPROVAL OF THE COMPANY'S CONSOLIDATED FINANCIAL STATEMENTS FOR 2021 |
Management | For | For | ||||||||||||
| 3 | APPROPRIATION OF INCOME AND DETERMINATION OF THE DIVIDEND |
Management | For | For | ||||||||||||
| 4 | RENEWAL OF MR. PIERRE-ANDR DE CHALENDAR'S TERM OF OFFICE AS A DIRECTOR |
Management | For | For | ||||||||||||
| 5 | RATIFICATION OF THE CO-OPTATION OF MS. LINA GHOTMEH AS A DIRECTOR |
Management | For | For | ||||||||||||
| 6 | APPOINTMENT OF MR. THIERRY DELAPORTE AS A DIRECTOR |
Management | For | For | ||||||||||||
| 7 | APPROVAL OF THE COMPENSATION COMPONENTS PAID DURING THE PERIOD FROM JANUARY 1ST TO JUNE 30TH, 2021 INCLUDED, OR GRANTED IN RESPECT OF THE SAME PERIOD, TO THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER, MR. PIERRE-ANDR DE CHALENDAR |
Management | Against | Against | ||||||||||||
| 8 | APPROVAL OF THE COMPENSATION COMPONENTS PAID DURING THE PERIOD FROM JANUARY 1ST TO JUNE 30TH, 2021 INCLUDED, OR GRANTED IN RESPECT OF THE SAME PERIOD, TO THE CHIEF OPERATING OFFICER, MR. BENOIT BAZIN |
Management | For | For | ||||||||||||
| 9 | APPROVAL OF THE COMPENSATION COMPONENTS PAID DURING THE PERIOD FROM JULY 1ST TO DECEMBER 31ST, 2021, OR GRANTED IN RESPECT OF THE SAME PERIOD, TO THE CHAIRMAN OF THE BOARD OF DIRECTORS, MR. PIERRE-ANDR DE CHALENDAR |
Management | For | For | ||||||||||||
| 10 | APPROVAL OF THE COMPENSATION COMPONENTS PAID DURING THE PERIOD FROM JULY 1ST TO DECEMBER 31ST, 2021, OR GRANTED IN RESPECT OF THE SAME PERIOD, TO THE CHIEF EXECUTIVE OFFICER, MR. BENOIT BAZIN |
Management | For | For | ||||||||||||
| 11 | APPROVAL OF THE INFORMATION RELATING TO THE CORPORATE OFFICERS' AND DIRECTOR'S COMPENSATION REFERRED TO IN I OF ARTICLE L. 22-10-9 OF THE FRENCH COMMERCIAL CODE AND INCLUDED IN THE REPORT OF THE BOARD OF DIRECTORS ON CORPORATE GOVERNANCE |
Management | For | For | ||||||||||||
| 12 | APPROVAL OF THE COMPENSATION POLICY OF THE CHAIRMAN OF THE BOARD OF DIRECTORS FOR 2022 |
Management | For | For | ||||||||||||
| 13 | APPROVAL OF THE COMPENSATION POLICY OF THE CHIEF EXECUTIVE OFFICER FOR 2022 |
Management | Against | Against | ||||||||||||
| 14 | APPROVAL OF THE COMPENSATION POLICY OF THE DIRECTORS FOR 2022 |
Management | For | For | ||||||||||||
| 15 | APPOINTMENT OF DELOITTE & ASSOCI S AS STATUTORY AUDITORS |
Management | For | For | ||||||||||||
| 16 | AUTHORIZATION GIVEN TO THE BOARD OF DIRECTORS TO TRADE IN THE COMPANY'S SHARES |
Management | For | For | ||||||||||||
| 17 | AUTHORIZATION GIVEN TO THE BOARD OF DIRECTORS TO GRANT STOCK OPTIONS EXERCISABLE FOR EXISTING OR NEW SHARES WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS, REPRESENTING UP TO A MAXIMUM OF 1.5% OF THE SHARE CAPITAL, WITH A MAXIMUM OF 10% OF THIS LIMIT FOR EXECUTIVE CORPORATE OFFICERS OF THE COMPANY |
Management | For | For | ||||||||||||
| 18 | AUTHORIZATION GIVEN TO THE BOARD OF DIRECTORS TO GRANT FREE EXISTING SHARES REPRESENTING UP TO A MAXIMUM OF 1.2% OF THE SHARE CAPITAL, WITH A MAXIMUM OF 10% OF THIS LIMIT FOR EXECUTIVE CORPORATE OFFICERS OF THE COMPANY |
Management | For | For | ||||||||||||
| 19 | POWERS TO CARRY OUT FORMALITIES | Management | For | For | ||||||||||||
| EPAM SYSTEMS, INC. | ||||||||||||||||
| Security | 29414B104 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | EPAM | Meeting Date | 02-Jun-2022 | |||||||||||||
| ISIN | US29414B1044 | Agenda | 935615887 - Management | |||||||||||||
| Record Date | 11-Apr-2022 | Holding Recon Date | 11-Apr-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 01-Jun-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1.1 | Election of Class I Director to hold office for a three-year term: Richard Michael Mayoras |
Management | For | For | ||||||||||||
| 1.2 | Election of Class I Director to hold office for a three-year term: Karl Robb |
Management | For | For | ||||||||||||
| 1.3 | Election of Class I Director to hold office for a three-year term: Helen Shan |
Management | For | For | ||||||||||||
| 2. | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the year ending December 31, 2022. |
Management | For | For | ||||||||||||
| 3. | To approve, on an advisory and non-binding basis, the compensation for our named executive officers as disclosed in this Proxy Statement. |
Management | For | For | ||||||||||||
| 4. | To approve the 2022 Amended and Restated EPAM Systems, Inc. Non- Employee Directors Compensation Plan. |
Management | For | For | ||||||||||||
| CARREFOUR SA | ||||||||||||||||
| Security | F13923119 | Meeting Type | MIX | |||||||||||||
| Ticker Symbol | Meeting Date | 03-Jun-2022 | ||||||||||||||
| ISIN | FR0000120172 | Agenda | 715543775 - Management | |||||||||||||
| Record Date | 31-May-2022 | Holding Recon Date | 31-May-2022 | |||||||||||||
| City / | Country | AUBERVI LLIERS |
/ | France | Vote Deadline Date | 25-May-2022 | ||||||||||
| SEDOL(s) | 5641567 - 5660249 - B02PRP6 - B04K760 - B0Z8677 - B23V6P0 - BF445B8 - BRTM6H4 |
Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING- INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE-DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY-CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT. |
Non-Voting | ||||||||||||||
| CMMT | FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID VOTING OPTION. FOR ANY ADDITIONAL- RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO-'AGAINST.' IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING-INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN. |
Non-Voting | ||||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. |
Non-Voting | ||||||||||||||
| CMMT | DUE TO THE COVID19 CRISIS AND IN ACCORDANCE WITH THE PROVISIONS ADOPTED BY-THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF NOVEMBER 14, 2020, EXTENDED-AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18 2020; THE GENERAL MEETING-WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE OF-SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO NOT SUBMIT ANY REQUESTS TO-ATTEND THE MEETING IN PERSON. THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO-REGULARLY CONSULT THE COMPANY WEBSITE TO VIEW ANY CHANGES TO THIS POLICY. |
Non-Voting | ||||||||||||||
| CMMT | 28 APR 2022: FOR SHAREHOLDERS HOLDING SHARES DIRECTLY REGISTERED IN THEIR OWN- NAME ON THE COMPANY SHARE REGISTER, YOU SHOULD RECEIVE A PROXY CARD/VOTING-FORM DIRECTLY FROM THE ISSUER. PLEASE SUBMIT YOUR VOTE DIRECTLY BACK TO THE-ISSUER VIA |
Non-Voting | ||||||||||||||
| THE PROXY CARD/VOTING FORM, DO NOT SUBMIT YOUR VOTE VIA BROADRIDGE- SYSTEMS/PLATFORMS OR YOUR INSTRUCTIONS MAY BE REJECTED AND INTERMEDIARY-CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY-CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE-UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE-UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF- PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR- ASSISTANCE AND PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS- PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD-DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS-CONFIRMED AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED- MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE- THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR- FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE- SEPARATE INSTRUCTIONS FROM YOU |
||||||||||||||||
| CMMT | 28 APR 2022: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://fr.ftp.opendatasoft.com/datadila/JO/BALO/pdf/202 2/0427/202204272201161-.pdf AND PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT. IF-YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU- DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU |
Non-Voting | ||||||||||||||
| 1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2021 |
Management | For | For | ||||||||||||
| 2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2021 |
Management | For | For | ||||||||||||
| 3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2021 AND SETTING OF THE DIVIDEND |
Management | For | For | ||||||||||||
| 4 | APPROVAL OF THE REGULATED AGREEMENTS REFERRED TO IN ARTICLES L.225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE |
Management | For | For | ||||||||||||
| 5 | RATIFICATION OF THE CO-OPTATION OF MR. ARTHUR SADOUN AS DIRECTOR, AS A REPLACEMENT FOR MR. NICOLAS BAZIRE |
Management | For | For | ||||||||||||
| 6 | RENEWAL OF THE TERM OF OFFICE OF MRS. FLAVIA BUARQUE DE ALMEIDA AS DIRECTOR |
Management | Against | Against | ||||||||||||
| 7 | RENEWAL OF THE TERM OF OFFICE OF MR. ABILIO DINIZ AS DIRECTOR |
Management | Against | Against | ||||||||||||
| 8 | RENEWAL OF THE TERM OF OFFICE OF MR. CHARLES EDELSTENNE AS DIRECTOR |
Management | Against | Against | ||||||||||||
| 9 | APPROVAL OF THE INFORMATION RELATING TO THE COMPENSATION OF CORPORATE OFFICERS MENTIONED IN SECTION I OF ARTICLE L. 22-10-9 OF THE FRENCH COMMERCIAL CODE |
Management | Against | Against | ||||||||||||
| 10 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID OR AWARDED TO MR. ALEXANDRE BOMPARD, CHAIRMAN AND CHIEF EXECUTIVE OFFICER, FOR THE FINANCIAL YEAR 2021 |
Management | Against | Against | ||||||||||||
| 11 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER DUE TO HIS TERM OF OFFICE FOR THE FINANCIAL YEAR 2022 |
Management | Against | Against | ||||||||||||
| 12 | APPROVAL OF THE COMPENSATION POLICY FOR DIRECTORS DUE TO THEIR TERMS OF OFFICE FOR THE FINANCIAL YEAR 2022 |
Management | For | For | ||||||||||||
| 13 | NOTICE ON THE COMPANY'S AMBITION AND OBJECTIVES REGARDING THE FIGHT AGAINST CLIMATE CHANGE |
Management | Abstain | Against | ||||||||||||
| 14 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS FOR A PERIOD OF 18 MONTHS TO TRADE IN THE COMPANY'S SHARES |
Management | For | For | ||||||||||||
| 15 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS FOR A PERIOD OF 18 MONTHS TO REDUCE THE SHARE CAPITAL BY CANCELLING SHARES |
Management | For | For | ||||||||||||
| 16 | POWERS TO CARRY OUT FORMALITIES | Management | For | For | ||||||||||||
| WATSCO, INC. | ||||||||||||||||
| Security | 942622200 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | WSO | Meeting Date | 06-Jun-2022 | |||||||||||||
| ISIN | US9426222009 | Agenda | 935632376 - Management | |||||||||||||
| Record Date | 08-Apr-2022 | Holding Recon Date | 08-Apr-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 03-Jun-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1. | DIRECTOR | Management | ||||||||||||||
| 1 | John A. Macdonald | For | For | |||||||||||||
| 2 | Bob L. Moss | For | For | |||||||||||||
| 3 | Steven (Slava) Rubin | For | For | |||||||||||||
| 2. | To approve the advisory resolution regarding the compensation of our named executive officers. |
Management | Against | Against | ||||||||||||
| 3. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the 2022 fiscal year. |
Management | For | For | ||||||||||||
| COGNIZANT TECHNOLOGY SOLUTIONS CORP. | ||||||||||||||||
| Security | 192446102 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | CTSH | Meeting Date | 07-Jun-2022 | |||||||||||||
| ISIN | US1924461023 | Agenda | 935626626 - Management | |||||||||||||
| Record Date | 11-Apr-2022 | Holding Recon Date | 11-Apr-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 06-Jun-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1a. | Election of Director to serve until the 2023 Annual meeting: Zein Abdalla |
Management | For | For | ||||||||||||
| 1b. | Election of Director to serve until the 2023 Annual meeting: Vinita Bali |
Management | For | For | ||||||||||||
| 1c. | Election of Director to serve until the 2023 Annual meeting: Maureen Breakiron-Evans |
Management | For | For | ||||||||||||
| 1d. | Election of Director to serve until the 2023 Annual meeting: Archana Deskus |
Management | For | For | ||||||||||||
| 1e. | Election of Director to serve until the 2023 Annual meeting: John M. Dineen |
Management | For | For | ||||||||||||
| 1f. | Election of Director to serve until the 2023 Annual meeting: Brian Humphries |
Management | For | For | ||||||||||||
| 1g. | Election of Director to serve until the 2023 Annual meeting: Leo S. Mackay, Jr. |
Management | For | For | ||||||||||||
| 1h. | Election of Director to serve until the 2023 Annual meeting: Michael Patsalos-Fox |
Management | For | For | ||||||||||||
| 1i. | Election of Director to serve until the 2023 Annual meeting: Stephen J. Rohleder |
Management | For | For | ||||||||||||
| 1j. | Election of Director to serve until the 2023 Annual meeting: Joseph M. Velli |
Management | For | For | ||||||||||||
| 1k. | Election of Director to serve until the 2023 Annual meeting: Sandra S. Wijnberg |
Management | For | For | ||||||||||||
| 2. | Approve, on an advisory (non-binding) basis, the compensation of the company's named executive officers. |
Management | For | For | ||||||||||||
| 3. | Ratify the appointment of PricewaterhouseCoopers LLP as the company's independent registered public accounting firm for the year ending December 31, 2022. |
Management | For | For | ||||||||||||
| 4. | Shareholder proposal requesting that the board of directors take action as necessary to amend the existing right for shareholders to call a special meeting. |
Shareholder | Against | For | ||||||||||||
| DEVON ENERGY CORPORATION | ||||||||||||||||
| Security | 25179M103 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | DVN | Meeting Date | 08-Jun-2022 | |||||||||||||
| ISIN | US25179M1036 | Agenda | 935618198 - Management | |||||||||||||
| Record Date | 11-Apr-2022 | Holding Recon Date | 11-Apr-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 07-Jun-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1. | DIRECTOR | Management | ||||||||||||||
| 1 | Barbara M. Baumann | For | For | |||||||||||||
| 2 | John E. Bethancourt | For | For | |||||||||||||
| 3 | Ann G. Fox | For | For | |||||||||||||
| 4 | David A. Hager | For | For | |||||||||||||
| 5 | Kelt Kindick | For | For | |||||||||||||
| 6 | John Krenicki Jr. | For | For | |||||||||||||
| 7 | Karl F. Kurz | For | For | |||||||||||||
| 8 | Robert A. Mosbacher, Jr | For | For | |||||||||||||
| 9 | Richard E. Muncrief | For | For | |||||||||||||
| 10 | Duane C. Radtke | For | For | |||||||||||||
| 11 | Valerie M. Williams | For | For | |||||||||||||
| 2. | Ratify the selection of the Company's Independent Auditors for 2022. |
Management | For | For | ||||||||||||
| 3. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||||||||||
| 4. | Approve the Devon Energy Corporation 2022 Long-Term Incentive Plan. |
Management | For | For | ||||||||||||
| TARGET CORPORATION | ||||||||||||||||
| Security | 87612E106 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | TGT | Meeting Date | 08-Jun-2022 | |||||||||||||
| ISIN | US87612E1064 | Agenda | 935620369 - Management | |||||||||||||
| Record Date | 11-Apr-2022 | Holding Recon Date | 11-Apr-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 07-Jun-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1a. | Election of Director: David P. Abney | Management | For | For | ||||||||||||
| 1b. | Election of Director: Douglas M. Baker, Jr. | Management | For | For | ||||||||||||
| 1c. | Election of Director: George S. Barrett | Management | For | For | ||||||||||||
| 1d. | Election of Director: Gail K. Boudreaux | Management | For | For | ||||||||||||
| 1e. | Election of Director: Brian C. Cornell | Management | For | For | ||||||||||||
| 1f. | Election of Director: Robert L. Edwards | Management | For | For | ||||||||||||
| 1g. | Election of Director: Melanie L. Healey | Management | For | For | ||||||||||||
| 1h. | Election of Director: Donald R. Knauss | Management | For | For | ||||||||||||
| 1i. | Election of Director: Christine A. Leahy | Management | For | For | ||||||||||||
| 1j. | Election of Director: Monica C. Lozano | Management | For | For | ||||||||||||
| 1k. | Election of Director: Derica W. Rice | Management | For | For | ||||||||||||
| 1l. | Election of Director: Dmitri L. Stockton | Management | For | For | ||||||||||||
| 2. | Company proposal to ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm. |
Management | For | For | ||||||||||||
| 3. | Company proposal to approve, on an advisory basis, our executive compensation (Say on Pay). |
Management | For | For | ||||||||||||
| 4. | Shareholder proposal to amend the proxy access bylaw to remove the shareholder group limit. |
Shareholder | Against | For | ||||||||||||
| BEST BUY CO., INC. | ||||||||||||||||
| Security | 086516101 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | BBY | Meeting Date | 09-Jun-2022 | |||||||||||||
| ISIN | US0865161014 | Agenda | 935629204 - Management | |||||||||||||
| Record Date | 11-Apr-2022 | Holding Recon Date | 11-Apr-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 08-Jun-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1a) | Election of Director: Corie S. Barry | Management | For | For | ||||||||||||
| 1b) | Election of Director: Lisa M. Caputo | Management | For | For | ||||||||||||
| 1c) | Election of Director: J. Patrick Doyle | Management | For | For | ||||||||||||
| 1d) | Election of Director: David W. Kenny | Management | For | For | ||||||||||||
| 1e) | Election of Director: Mario J. Marte | Management | For | For | ||||||||||||
| 1f) | Election of Director: Karen A. McLoughlin | Management | For | For | ||||||||||||
| 1g) | Election of Director: Thomas L. Millner | Management | For | For | ||||||||||||
| 1h) | Election of Director: Claudia F. Munce | Management | For | For | ||||||||||||
| 1i) | Election of Director: Richelle P. Parham | Management | For | For | ||||||||||||
| 1j) | Election of Director: Steven E. Rendle | Management | For | For | ||||||||||||
| 1k) | Election of Director: Eugene A. Woods | Management | For | For | ||||||||||||
| 2) | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending January 28, 2023. |
Management | For | For | ||||||||||||
| 3) | To approve in a non-binding advisory vote our named executive officer compensation. |
Management | For | For | ||||||||||||
| ALLEGHANY CORPORATION | ||||||||||||||||
| Security | 017175100 | Meeting Type | Special | |||||||||||||
| Ticker Symbol | Y | Meeting Date | 09-Jun-2022 | |||||||||||||
| ISIN | US0171751003 | Agenda | 935644167 - Management | |||||||||||||
| Record Date | 28-Apr-2022 | Holding Recon Date | 28-Apr-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 08-Jun-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1. | To approve and adopt the Agreement and Plan of Merger (as it may be amended from time to time, the "merger agreement"), dated as of March 20, 2022, by and among Berkshire Hathaway Inc., O&M Acquisition Corp. ("Merger Sub"), and Alleghany Corporation, and the merger of Merger Sub with and into Alleghany Corporation (the "merger"). |
Management | For | For | ||||||||||||
| 2. | To approve, on an advisory (non-binding) basis, the compensation that may become payable to Alleghany Corporation's named executive officers in connection with the merger. |
Management | Against | Against | ||||||||||||
| 3. | To approve the adjournment of the special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the proposal to approve and adopt the merger agreement and the merger. |
Management | For | For | ||||||||||||
| REGENERON PHARMACEUTICALS, INC. | ||||||||||||||||
| Security | 75886F107 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | REGN | Meeting Date | 10-Jun-2022 | |||||||||||||
| ISIN | US75886F1075 | Agenda | 935620383 - Management | |||||||||||||
| Record Date | 12-Apr-2022 | Holding Recon Date | 12-Apr-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 09-Jun-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1a. | Election of Director: Bonnie L. Bassler, Ph.D. | Management | For | For | ||||||||||||
| 1b. | Election of Director: Michael S. Brown, M.D. | Management | For | For | ||||||||||||
| 1c. | Election of Director: Leonard S. Schleifer, M.D., Ph.D. | Management | For | For | ||||||||||||
| 1d. | Election of Director: George D. Yancopoulos, M.D., Ph.D. | Management | For | For | ||||||||||||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022. |
Management | For | For | ||||||||||||
| 3. | Proposal to approve, on an advisory basis, executive compensation. |
Management | For | For | ||||||||||||
| MOWI ASA | ||||||||||||||||
| Security | R4S04H101 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 13-Jun-2022 | ||||||||||||||
| ISIN | NO0003054108 | Agenda | 715683214 - Management | |||||||||||||
| Record Date | 10-Jun-2022 | Holding Recon Date | 10-Jun-2022 | |||||||||||||
| City / | Country | TBD | / | Norway | Blocking | Vote Deadline Date | 07-Jun-2022 | |||||||||
| SEDOL(s) | B02L486 - B11XQM8 - B1DN336 - B28K3L7 - BHZLMH7 |
Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION. |
Non-Voting | ||||||||||||||
| CMMT | IF YOUR CUSTODIAN DOES NOT HAVE A POWER OF ATTORNEY (POA) IN PLACE, AN-INDIVIDUAL BENEFICIAL OWNER SIGNED POA MAY BE REQUIRED. |
Non-Voting | ||||||||||||||
| CMMT | TO VOTE SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT IN THE LOCAL MARKET, THE-LOCAL CUSTODIAN WILL TEMPORARILY TRANSFER VOTED SHARES TO A SEPARATE ACCOUNT-IN THE BENEFICIAL OWNER'S NAME ON THE PROXY VOTING DEADLINE AND TRANSFER BACK-TO THE OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE MEETING DATE. |
Non-Voting | ||||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. |
Non-Voting | ||||||||||||||
| 1 | ELECT CHAIRMAN OF MEETING; DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING |
Management | For | For | ||||||||||||
| 2 | APPROVE NOTICE OF MEETING AND AGENDA | Management | For | For | ||||||||||||
| 3 | RECEIVE BRIEFING ON THE BUSINESS | Non-Voting | ||||||||||||||
| 4 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS; APPROVE ALLOCATION OF INCOME |
Management | For | For | ||||||||||||
| 5 | DISCUSS COMPANY'S CORPORATE GOVERNANCE STATEMENT |
Non-Voting | ||||||||||||||
| 6 | APPROVE REMUNERATION POLICY AND OTHER TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT |
Management | For | For | ||||||||||||
| 7 | APPROVE EQUITY PLAN FINANCING | Management | For | For | ||||||||||||
| 8 | APPROVE REMUNERATION STATEMENT | Management | For | For | ||||||||||||
| 9 | APPROVE REMUNERATION OF DIRECTORS | Management | For | For | ||||||||||||
| 10 | APPROVE REMUNERATION OF NOMINATION COMMITTEE |
Management | For | For | ||||||||||||
| 11 | APPROVE REMUNERATION OF AUDITORS | Management | For | For | ||||||||||||
| 12A | ELECT KATHRINE FREDRIKSEN AS DIRECTOR | Management | Against | Against | ||||||||||||
| 12B | ELECT RENATE LARSEN AS DIRECTOR | Management | For | For | ||||||||||||
| 12C | ELECT PEDER STRAND AS DIRECTOR | Management | Against | Against | ||||||||||||
| 12D | ELECT MICHAL CHALACZKIEWICZ AS DIRECTOR | Management | For | For | ||||||||||||
| 13A | ELECT ANNE LISE ELLINGSEN GRYTE AS OF NOMINATING COMMITTEE |
Management | For | For | ||||||||||||
| 14 | AUTHORIZE BOARD TO DISTRIBUTE DIVIDENDS | Management | For | For | ||||||||||||
| 15 | AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OF REPURCHASED SHARES |
Management | For | For | ||||||||||||
| 16A | APPROVE CREATION OF NOK 387.8 MILLION POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS |
Management | For | For | ||||||||||||
| 16B | AUTHORIZE ISSUANCE OF CONVERTIBLE BONDS WITHOUT PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF NOK 3.2 BILLION; APPROVE CREATION OF NOK 387.8 MILLION POOL OF CAPITAL TO GUARANTEE CONVERSION RIGHTS |
Management | For | For | ||||||||||||
| 17.1 | APPROVE DEMERGER OF MOWI ASA | Management | For | For | ||||||||||||
| 17.2 | APPROVE DEMERGER OF MOWI HJELPESELSKAP AS |
Management | For | For | ||||||||||||
| 18 | APPROVE INSTRUCTIONS FOR NOMINATING COMMITTEE |
Management | For | For | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE |
Non-Voting | ||||||||||||||
| CMMT | 24 MAY 2022: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS- PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD-DATE |
Non-Voting | ||||||||||||||
| APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS-CONFIRMED AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED- MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE- THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR- FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE- SEPARATE INSTRUCTIONS FROM YOU |
||||||||||||||||
| CMMT | 24 MAY 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU |
Non-Voting | ||||||||||||||
| BUILDERS FIRSTSOURCE, INC. | ||||||||||||||||
| Security | 12008R107 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | BLDR | Meeting Date | 14-Jun-2022 | |||||||||||||
| ISIN | US12008R1077 | Agenda | 935631653 - Management | |||||||||||||
| Record Date | 22-Apr-2022 | Holding Recon Date | 22-Apr-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 13-Jun-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1.1 | Election of Director: Mark A. Alexander | Management | For | For | ||||||||||||
| 1.2 | Election of Director: Dirkson R Charles | Management | For | For | ||||||||||||
| 2. | Advisory vote on the compensation of the named executive officers |
Management | For | For | ||||||||||||
| 3. | Ratification of PricewaterhouseCoopers LLP as our independent registered public accounting firm |
Management | For | For | ||||||||||||
| 4. | Stockholder proposal regarding greenhouse gas emissions reduction targets |
Shareholder | For | |||||||||||||
| FIDELITY NATIONAL FINANCIAL, INC. | ||||||||||||||||
| Security | 31620R303 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | FNF | Meeting Date | 15-Jun-2022 | |||||||||||||
| ISIN | US31620R3030 | Agenda | 935636362 - Management | |||||||||||||
| Record Date | 18-Apr-2022 | Holding Recon Date | 18-Apr-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 14-Jun-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1. | DIRECTOR | Management | ||||||||||||||
| 1 | Halim Dhanidina | For | For | |||||||||||||
| 2 | Daniel D. (Ron) Lane | For | For | |||||||||||||
| 3 | Cary H. Thompson | For | For | |||||||||||||
| 2. | Approval of a non-binding advisory resolution on the compensation paid to our named executive officers. |
Management | For | For | ||||||||||||
| 3. | Approval of the Amended and Restated Fidelity National Financial, Inc. 2013 Employee Stock Purchase Plan. |
Management | For | For | ||||||||||||
| 4. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the 2022 fiscal year. |
Management | For | For | ||||||||||||
| NTT DATA CORPORATION | ||||||||||||||||
| Security | J59031104 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 16-Jun-2022 | ||||||||||||||
| ISIN | JP3165700000 | Agenda | 715704955 - Management | |||||||||||||
| Record Date | 31-Mar-2022 | Holding Recon Date | 31-Mar-2022 | |||||||||||||
| City / | Country | TOKYO | / | Japan | Vote Deadline Date | 14-Jun-2022 | ||||||||||
| SEDOL(s) | 5736429 - 6125639 - B3BJ9N2 | Quick Code | 96130 | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||||
| 2 | Approve Absorption-Type Company Split Agreement | Management | For | For | ||||||||||||
| 3 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations, Establish the Articles Related to Shareholders Meeting Held without Specifying a Venue |
Management | For | For | ||||||||||||
| 4.1 | Appoint a Director who is not Audit and Supervisory Committee Member Homma, Yo |
Management | For | For | ||||||||||||
| 4.2 | Appoint a Director who is not Audit and Supervisory Committee Member Yamaguchi, Shigeki |
Management | For | For | ||||||||||||
| 4.3 | Appoint a Director who is not Audit and Supervisory Committee Member Fujiwara, Toshi |
Management | For | For | ||||||||||||
| 4.4 | Appoint a Director who is not Audit and Supervisory Committee Member Nishihata, Kazuhiro |
Management | For | For | ||||||||||||
| 4.5 | Appoint a Director who is not Audit and Supervisory Committee Member Hirano, Eiji |
Management | For | For | ||||||||||||
| 4.6 | Appoint a Director who is not Audit and Supervisory Committee Member Fujii, Mariko |
Management | For | For | ||||||||||||
| 4.7 | Appoint a Director who is not Audit and Supervisory Committee Member Patrizio Mapelli |
Management | For | For | ||||||||||||
| 4.8 | Appoint a Director who is not Audit and Supervisory Committee Member Ike, Fumihiko |
Management | For | For | ||||||||||||
| 4.9 | Appoint a Director who is not Audit and Supervisory Committee Member Ishiguro, Shigenao |
Management | For | For | ||||||||||||
| 5.1 | Appoint a Director who is Audit and Supervisory Committee Member Sakurada, Katsura |
Management | For | For | ||||||||||||
| 5.2 | Appoint a Director who is Audit and Supervisory Committee Member Okada, Akihiko |
Management | For | For | ||||||||||||
| 5.3 | Appoint a Director who is Audit and Supervisory Committee Member Hoshi, Tomoko |
Management | For | For | ||||||||||||
| 5.4 | Appoint a Director who is Audit and Supervisory Committee Member Inamasu, Mitsuko |
Management | For | For | ||||||||||||
| 6 | Approve Details of the Compensation to be received by Directors (Excluding Directors who are Audit and Supervisory Committee Members) |
Management | For | For | ||||||||||||
| TESCO PLC | ||||||||||||||||
| Security | G8T67X102 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 17-Jun-2022 | ||||||||||||||
| ISIN | GB00BLGZ9862 | Agenda | 715645973 - Management | |||||||||||||
| Record Date | Holding Recon Date | 15-Jun-2022 | ||||||||||||||
| City / | Country | TBD | / | United Kingdom |
Vote Deadline Date | 13-Jun-2022 | ||||||||||
| SEDOL(s) | BLGZ986 - BMCHBK9 - BMH4ST3 - BMYV046 - BN303G4 |
Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1 | TO RECEIVE THE REPORT AND ACCOUNTS | Management | For | For | ||||||||||||
| 2 | TO APPROVE THE DIRECTORS REMUNERATION POLICY |
Management | For | For | ||||||||||||
| 3 | TO APPROVE THE DIRECTORS REMUNERATION REPORT |
Management | For | For | ||||||||||||
| 4 | TO DECLARE A FINAL DIVIDEND | Management | For | For | ||||||||||||
| 5 | TO RE-ELECT JOHN ALLAN AS A DIRECTOR | Management | For | For | ||||||||||||
| 6 | TO RE-ELECT MELISSA BETHELL AS A DIRECTOR | Management | For | For | ||||||||||||
| 7 | TO RE-ELECT BERTRAND BODSON AS A DIRECTOR | Management | For | For | ||||||||||||
| 8 | TO RE-ELECT THIERRY GARNIER AS A DIRECTOR | Management | For | For | ||||||||||||
| 9 | TO RE-ELECT STEWART GILLILAND AS A DIRECTOR | Management | For | For | ||||||||||||
| 10 | TO RE-ELECT BYRON GROTE AS A DIRECTOR | Management | For | For | ||||||||||||
| 11 | TO RE-ELECT KEN MURPHY AS A DIRECTOR | Management | For | For | ||||||||||||
| 12 | TO RE-ELECT IMRAN NAWAZ AS A DIRECTOR | Management | For | For | ||||||||||||
| 13 | TO RE-ELECT ALISON PLATT AS A DIRECTOR | Management | For | For | ||||||||||||
| 14 | TO RE-ELECT LINDSEY POWNALL AS A DIRECTOR | Management | For | For | ||||||||||||
| 15 | TO RE-ELECT KAREN WHITWORTH AS A DIRECTOR | Management | For | For | ||||||||||||
| 16 | TO REAPPOINT THE AUDITOR | Management | For | For | ||||||||||||
| 17 | TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE AUDITORS REMUNERATION. |
Management | For | For | ||||||||||||
| 18 | TO AUTHORISE POLITICAL DONATIONS BY THE COMPANY AND ITS SUBSIDIARIES. |
Management | For | For | ||||||||||||
| 19 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management | For | For | ||||||||||||
| 20 | TO AUTHORISE THE DIRECTORS TO DISAPPLY PRE- EMPTION RIGHTS. |
Management | For | For | ||||||||||||
| 21 | TO AUTHORISE THE DIRECTORS TO DISAPPLY PRE- EMPTION RIGHTS FOR ACQUISITIONS AND OTHER CAPITAL INVESTMENT |
Management | For | For | ||||||||||||
| 22 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES |
Management | For | For | ||||||||||||
| 23 | TO AUTHORISE A 14-DAY NOTICE PERIOD FOR GENERAL MEETINGS |
Management | For | For | ||||||||||||
| DAI-ICHI LIFE HOLDINGS,INC. | ||||||||||||||||
| Security | J09748112 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 20-Jun-2022 | ||||||||||||||
| ISIN | JP3476480003 | Agenda | 715638839 - Management | |||||||||||||
| Record Date | 31-Mar-2022 | Holding Recon Date | 31-Mar-2022 | |||||||||||||
| City / | Country | TOKYO | / | Japan | Vote Deadline Date | 16-Jun-2022 | ||||||||||
| SEDOL(s) | B5VDJ16 - B601QS4 - B60NCM6 | Quick Code | 87500 | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||||
| 2 | Amend Articles to: Amend Business Lines, Reduce the Board of Directors Size, Approve Minor Revisions Related to Change of Laws and Regulations, Establish the Articles Related to Shareholders Meeting Held without Specifying a Venue, Approve Minor Revisions |
Management | For | For | ||||||||||||
| 3.1 | Appoint a Director who is not Audit and Supervisory Committee Member Watanabe, Koichiro |
Management | Against | Against | ||||||||||||
| 3.2 | Appoint a Director who is not Audit and Supervisory Committee Member Inagaki, Seiji |
Management | Against | Against | ||||||||||||
| 3.3 | Appoint a Director who is not Audit and Supervisory Committee Member Kikuta, Tetsuya |
Management | Against | Against | ||||||||||||
| 3.4 | Appoint a Director who is not Audit and Supervisory Committee Member Shoji, Hiroshi |
Management | Against | Against | ||||||||||||
| 3.5 | Appoint a Director who is not Audit and Supervisory Committee Member Akashi, Mamoru |
Management | Against | Against | ||||||||||||
| 3.6 | Appoint a Director who is not Audit and Supervisory Committee Member Sumino, Toshiaki |
Management | Against | Against | ||||||||||||
| 3.7 | Appoint a Director who is not Audit and Supervisory Committee Member Maeda, Koichi |
Management | For | For | ||||||||||||
| 3.8 | Appoint a Director who is not Audit and Supervisory Committee Member Inoue, Yuriko |
Management | For | For | ||||||||||||
| 3.9 | Appoint a Director who is not Audit and Supervisory Committee Member Shingai, Yasushi |
Management | For | For | ||||||||||||
| 3.10 | Appoint a Director who is not Audit and Supervisory Committee Member Bruce Miller |
Management | Against | Against | ||||||||||||
| 4.1 | Appoint a Director who is Audit and Supervisory Committee Member Shibagaki, Takahiro |
Management | For | For | ||||||||||||
| 4.2 | Appoint a Director who is Audit and Supervisory Committee Member Kondo, Fusakazu |
Management | For | For | ||||||||||||
| 4.3 | Appoint a Director who is Audit and Supervisory Committee Member Sato, Rieko |
Management | For | For | ||||||||||||
| 4.4 | Appoint a Director who is Audit and Supervisory Committee Member Ungyong Shu |
Management | For | For | ||||||||||||
| 4.5 | Appoint a Director who is Audit and Supervisory Committee Member Masuda, Koichi |
Management | For | For | ||||||||||||
| 5 | Appoint a Substitute Director who is Audit and Supervisory Committee Member Tsuchiya, Fumiaki |
Management | For | For | ||||||||||||
| 6 | Approve Details of the Performance-based Stock Compensation to be received by Directors (Excluding Directors who are Audit and Supervisory Committee Members and Outside Directors) |
Management | For | For | ||||||||||||
| 7 | Approve Details of the Compensation to be received by Directors (Excluding Directors who are Audit and Supervisory Committee Members) |
Management | For | For | ||||||||||||
| 8 | Approve Stock Transfer Agreement for the Company's Subsidiary |
Management | For | For | ||||||||||||
| MITSUI & CO.,LTD. | ||||||||||||||||
| Security | J44690139 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 22-Jun-2022 | ||||||||||||||
| ISIN | JP3893600001 | Agenda | 715705755 - Management | |||||||||||||
| Record Date | 31-Mar-2022 | Holding Recon Date | 31-Mar-2022 | |||||||||||||
| City / | Country | TOKYO | / | Japan | Vote Deadline Date | 20-Jun-2022 | ||||||||||
| SEDOL(s) | 5736463 - 6597302 - B03KWZ5 | Quick Code | 80310 | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||||
| 2 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations |
Management | For | For | ||||||||||||
| 3.1 | Appoint a Director Yasunaga, Tatsuo | Management | Against | Against | ||||||||||||
| 3.2 | Appoint a Director Hori, Kenichi | Management | Against | Against | ||||||||||||
| 3.3 | Appoint a Director Kometani, Yoshio | Management | Against | Against | ||||||||||||
| 3.4 | Appoint a Director Uno, Motoaki | Management | Against | Against | ||||||||||||
| 3.5 | Appoint a Director Takemasu, Yoshiaki | Management | Against | Against | ||||||||||||
| 3.6 | Appoint a Director Nakai, Kazumasa | Management | Against | Against | ||||||||||||
| 3.7 | Appoint a Director Shigeta, Tetsuya | Management | Against | Against | ||||||||||||
| 3.8 | Appoint a Director Sato, Makoto | Management | Against | Against | ||||||||||||
| 3.9 | Appoint a Director Matsui, Toru | Management | Against | Against | ||||||||||||
| 3.10 | Appoint a Director Kobayashi, Izumi | Management | For | For | ||||||||||||
| 3.11 | Appoint a Director Jenifer Rogers | Management | For | For | ||||||||||||
| 3.12 | Appoint a Director Samuel Walsh | Management | For | For | ||||||||||||
| 3.13 | Appoint a Director Uchiyamada, Takeshi | Management | For | For | ||||||||||||
| 3.14 | Appoint a Director Egawa, Masako | Management | For | For | ||||||||||||
| 4 | Appoint a Corporate Auditor Tamai, Yuko | Management | For | For | ||||||||||||
| 5 | Approve Details of the Compensation to be received by Directors |
Management | For | For | ||||||||||||
| NIPPON YUSEN KABUSHIKI KAISHA | ||||||||||||||||
| Security | J56515232 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 22-Jun-2022 | ||||||||||||||
| ISIN | JP3753000003 | Agenda | 715705933 - Management | |||||||||||||
| Record Date | 31-Mar-2022 | Holding Recon Date | 31-Mar-2022 | |||||||||||||
| City / | Country | TOKYO | / | Japan | Vote Deadline Date | 20-Jun-2022 | ||||||||||
| SEDOL(s) | 5998791 - 6643960 - B05PHH5 | Quick Code | 91010 | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||||
| 2 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations |
Management | For | For | ||||||||||||
| 3.1 | Appoint a Director Naito, Tadaaki | Management | Against | Against | ||||||||||||
| 3.2 | Appoint a Director Nagasawa, Hitoshi | Management | Against | Against | ||||||||||||
| 3.3 | Appoint a Director Harada, Hiroki | Management | Against | Against | ||||||||||||
| 3.4 | Appoint a Director Higurashi, Yutaka | Management | Against | Against | ||||||||||||
| 3.5 | Appoint a Director Soga, Takaya | Management | Against | Against | ||||||||||||
| 3.6 | Appoint a Director Katayama, Yoshihiro | Management | For | For | ||||||||||||
| 3.7 | Appoint a Director Kuniya, Hiroko | Management | For | For | ||||||||||||
| 3.8 | Appoint a Director Tanabe, Eiichi | Management | For | For | ||||||||||||
| 4 | Approve Payment of Bonuses to Directors | Management | For | For | ||||||||||||
| 5 | Approve Details of the Performance-based Compensation to be received by Directors |
Management | For | For | ||||||||||||
| 6 | Approve Details of the Performance-based Stock Compensation to be received by Directors |
Management | For | For | ||||||||||||
| NIPPON STEEL CORPORATION | ||||||||||||||||
| Security | J55678106 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 23-Jun-2022 | ||||||||||||||
| ISIN | JP3381000003 | Agenda | 715728094 - Management | |||||||||||||
| Record Date | 31-Mar-2022 | Holding Recon Date | 31-Mar-2022 | |||||||||||||
| City / | Country | TOKYO | / | Japan | Vote Deadline Date | 21-Jun-2022 | ||||||||||
| SEDOL(s) | 4601692 - 6642569 - B02JNR2 | Quick Code | 54010 | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||||
| 2 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations, Approve Minor Revisions |
Management | For | For | ||||||||||||
| 3.1 | Appoint a Director who is not Audit and Supervisory Committee Member Shindo, Kosei |
Management | Against | Against | ||||||||||||
| 3.2 | Appoint a Director who is not Audit and Supervisory Committee Member Hashimoto, Eiji |
Management | Against | Against | ||||||||||||
| 3.3 | Appoint a Director who is not Audit and Supervisory Committee Member Migita, Akio |
Management | Against | Against | ||||||||||||
| 3.4 | Appoint a Director who is not Audit and Supervisory Committee Member Sato, Naoki |
Management | Against | Against | ||||||||||||
| 3.5 | Appoint a Director who is not Audit and Supervisory Committee Member Mori, Takahiro |
Management | Against | Against | ||||||||||||
| 3.6 | Appoint a Director who is not Audit and Supervisory Committee Member Hirose, Takashi |
Management | Against | Against | ||||||||||||
| 3.7 | Appoint a Director who is not Audit and Supervisory Committee Member Imai, Tadashi |
Management | Against | Against | ||||||||||||
| 3.8 | Appoint a Director who is not Audit and Supervisory Committee Member Tomita, Tetsuro |
Management | For | For | ||||||||||||
| 3.9 | Appoint a Director who is not Audit and Supervisory Committee Member Urano, Kuniko |
Management | For | For | ||||||||||||
| 4.1 | Appoint a Director who is Audit and Supervisory Committee Member Furumoto, Shozo |
Management | For | For | ||||||||||||
| 4.2 | Appoint a Director who is Audit and Supervisory Committee Member Murase, Masayoshi |
Management | For | For | ||||||||||||
| 4.3 | Appoint a Director who is Audit and Supervisory Committee Member Azuma, Seiichiro |
Management | For | For | ||||||||||||
| 4.4 | Appoint a Director who is Audit and Supervisory Committee Member Yoshikawa, Hiroshi |
Management | For | For | ||||||||||||
| 4.5 | Appoint a Director who is Audit and Supervisory Committee Member Kitera, Masato |
Management | For | For | ||||||||||||
| TORAY INDUSTRIES,INC. | ||||||||||||||||
| Security | J89494116 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 23-Jun-2022 | ||||||||||||||
| ISIN | JP3621000003 | Agenda | 715745901 - Management | |||||||||||||
| Record Date | 31-Mar-2022 | Holding Recon Date | 31-Mar-2022 | |||||||||||||
| City / | Country | TOKYO | / | Japan | Vote Deadline Date | 21-Jun-2022 | ||||||||||
| SEDOL(s) | 6897143 - B02MH57 - B1BQLD3 | Quick Code | 34020 | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||||
| 2 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations, Reduce Term of Office of Directors to One Year |
Management | For | For | ||||||||||||
| 3.1 | Appoint a Director Nikkaku, Akihiro | Management | Against | Against | ||||||||||||
| 3.2 | Appoint a Director Oya, Mitsuo | Management | Against | Against | ||||||||||||
| 3.3 | Appoint a Director Hagiwara, Satoru | Management | Against | Against | ||||||||||||
| 3.4 | Appoint a Director Adachi, Kazuyuki | Management | Against | Against | ||||||||||||
| 3.5 | Appoint a Director Yoshinaga, Minoru | Management | Against | Against | ||||||||||||
| 3.6 | Appoint a Director Suga, Yasuo | Management | Against | Against | ||||||||||||
| 3.7 | Appoint a Director Shuto, Kazuhiko | Management | Against | Against | ||||||||||||
| 3.8 | Appoint a Director Okamoto, Masahiko | Management | Against | Against | ||||||||||||
| 3.9 | Appoint a Director Ito, Kunio | Management | For | For | ||||||||||||
| 3.10 | Appoint a Director Noyori, Ryoji | Management | For | For | ||||||||||||
| 3.11 | Appoint a Director Kaminaga, Susumu | Management | For | For | ||||||||||||
| 3.12 | Appoint a Director Futagawa, Kazuo | Management | Against | Against | ||||||||||||
| 4 | Approve Payment of Bonuses to Corporate Officers | Management | For | For | ||||||||||||
| 5 | Approve Details of the Compensation to be received by Directors |
Management | For | For | ||||||||||||
| THE KROGER CO. | ||||||||||||||||
| Security | 501044101 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | KR | Meeting Date | 23-Jun-2022 | |||||||||||||
| ISIN | US5010441013 | Agenda | 935647416 - Management | |||||||||||||
| Record Date | 25-Apr-2022 | Holding Recon Date | 25-Apr-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 22-Jun-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1. | DIRECTOR | Management | ||||||||||||||
| 1 | Nora A. Aufreiter | For | For | |||||||||||||
| 2 | Kevin M. Brown | For | For | |||||||||||||
| 3 | Elaine L. Chao | For | For | |||||||||||||
| 4 | Anne Gates | For | For | |||||||||||||
| 5 | Karen M. Hoguet | For | For | |||||||||||||
| 6 | W. Rodney McMullen | For | For | |||||||||||||
| 7 | Clyde R. Moore | For | For | |||||||||||||
| 8 | Ronald L. Sargent | For | For | |||||||||||||
| 9 | J. Amanda Sourry Knox | For | For | |||||||||||||
| 10 | Mark S. Sutton | For | For | |||||||||||||
| 11 | Ashok Vemuri | For | For | |||||||||||||
| 2. | To approve our executive compensation, on an advisory basis |
Management | For | For | ||||||||||||
| 3. | To ratify the selection of our independent auditor for fiscal year 2022 |
Management | For | For | ||||||||||||
| 4. | To approve additional shares under the 2019 Long-Term Incentive Plan |
Management | For | For | ||||||||||||
| 5. | Shareholder Proposal - Recyclability of Packaging | Shareholder | Against | For | ||||||||||||
| 6. | Shareholder Proposal - Report on Protection of Farmworkers |
Shareholder | Against | For | ||||||||||||
| 7. | Shareholder Proposal - Report on Elimination of HFCs | Shareholder | Against | For | ||||||||||||
| 8. | Shareholder Proposal - Report on Workforce Strategy | Shareholder | For | Against | ||||||||||||
| MITSUBISHI CORPORATION | ||||||||||||||||
| Security | J43830116 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 24-Jun-2022 | ||||||||||||||
| ISIN | JP3898400001 | Agenda | 715711102 - Management | |||||||||||||
| Record Date | 31-Mar-2022 | Holding Recon Date | 31-Mar-2022 | |||||||||||||
| City / | Country | TOKYO | / | Japan | Vote Deadline Date | 22-Jun-2022 | ||||||||||
| SEDOL(s) | 0597621 - 5101908 - 6596785 - B02JCW0 - BNR48F6 - BPG8J27 |
Quick Code | 80580 | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||||
| 2 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations |
Management | For | For | ||||||||||||
| 3.1 | Appoint a Director Kakiuchi, Takehiko | Management | Against | Against | ||||||||||||
| 3.2 | Appoint a Director Nakanishi, Katsuya | Management | Against | Against | ||||||||||||
| 3.3 | Appoint a Director Tanaka, Norikazu | Management | Against | Against | ||||||||||||
| 3.4 | Appoint a Director Hirai, Yasuteru | Management | Against | Against | ||||||||||||
| 3.5 | Appoint a Director Kashiwagi, Yutaka | Management | Against | Against | ||||||||||||
| 3.6 | Appoint a Director Nouchi, Yuzo | Management | Against | Against | ||||||||||||
| 3.7 | Appoint a Director Saiki, Akitaka | Management | For | For | ||||||||||||
| 3.8 | Appoint a Director Tatsuoka, Tsuneyoshi | Management | For | For | ||||||||||||
| 3.9 | Appoint a Director Miyanaga, Shunichi | Management | Against | Against | ||||||||||||
| 3.10 | Appoint a Director Akiyama, Sakie | Management | For | For | ||||||||||||
| 3.11 | Appoint a Director Sagiya, Mari | Management | For | For | ||||||||||||
| 4.1 | Appoint a Corporate Auditor Icho, Mitsumasa | Management | For | For | ||||||||||||
| 4.2 | Appoint a Corporate Auditor Kogiso, Mari | Management | For | For | ||||||||||||
| 5 | Shareholder Proposal: Amend Articles of Incorporation (Establish the Articles Related to Adoption and Disclosure of Short-term and Mid-term Greenhouse Gas Emission Reduction Targets Aligned with the Goals of the Paris Agreement ) |
Shareholder | Against | For | ||||||||||||
| 6 | Shareholder Proposal: Amend Articles of Incorporation (Establish the Articles Related to Disclosure of How the Company Evaluates the Consistency of Each New Material Capital Expenditure with its Net Zero Greenhouse Gas Emissions by 2050 Commitment) |
Shareholder | Against | For | ||||||||||||
| ITOCHU CORPORATION | ||||||||||||||||
| Security | J2501P104 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 24-Jun-2022 | ||||||||||||||
| ISIN | JP3143600009 | Agenda | 715717611 - Management | |||||||||||||
| Record Date | 31-Mar-2022 | Holding Recon Date | 31-Mar-2022 | |||||||||||||
| City / | Country | OSAKA | / | Japan | Vote Deadline Date | 22-Jun-2022 | ||||||||||
| SEDOL(s) | 5754335 - 6467803 - B02H2R9 - BP2NYQ5 |
Quick Code | 80010 | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||||
| 2 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations, Establish the Articles Related to Shareholders Meeting Held without Specifying a Venue |
Management | For | For | ||||||||||||
| 3.1 | Appoint a Director Okafuji, Masahiro | Management | Against | Against | ||||||||||||
| 3.2 | Appoint a Director Ishii, Keita | Management | Against | Against | ||||||||||||
| 3.3 | Appoint a Director Kobayashi, Fumihiko | Management | Against | Against | ||||||||||||
| 3.4 | Appoint a Director Hachimura, Tsuyoshi | Management | Against | Against | ||||||||||||
| 3.5 | Appoint a Director Tsubai, Hiroyuki | Management | Against | Against | ||||||||||||
| 3.6 | Appoint a Director Naka, Hiroyuki | Management | Against | Against | ||||||||||||
| 3.7 | Appoint a Director Muraki, Atsuko | Management | For | For | ||||||||||||
| 3.8 | Appoint a Director Kawana, Masatoshi | Management | For | For | ||||||||||||
| 3.9 | Appoint a Director Nakamori, Makiko | Management | For | For | ||||||||||||
| 3.10 | Appoint a Director Ishizuka, Kunio | Management | For | For | ||||||||||||
| 4 | Appoint a Corporate Auditor Chino, Mitsuru | Management | For | For | ||||||||||||
| 5 | Approve Details of the Compensation to be received by Directors |
Management | For | For | ||||||||||||
| 6 | Approve Details of the Compensation to be received by Corporate Auditors |
Management | For | For | ||||||||||||
| SUMITOMO CORPORATION (SUMITOMO SHOJI KAISHA,LTD.) | ||||||||||||||||
| Security | J77282119 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 24-Jun-2022 | ||||||||||||||
| ISIN | JP3404600003 | Agenda | 715717623 - Management | |||||||||||||
| Record Date | 31-Mar-2022 | Holding Recon Date | 31-Mar-2022 | |||||||||||||
| City / | Country | TOKYO | / | Japan | Vote Deadline Date | 22-Jun-2022 | ||||||||||
| SEDOL(s) | 6858946 - B01S4G6 - B02LLM9 | Quick Code | 80530 | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||||
| 2 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations, Establish the Articles Related to Shareholders Meeting Held without Specifying a Venue |
Management | For | For | ||||||||||||
| 3.1 | Appoint a Director Nakamura, Kuniharu | Management | Against | Against | ||||||||||||
| 3.2 | Appoint a Director Hyodo, Masayuki | Management | Against | Against | ||||||||||||
| 3.3 | Appoint a Director Nambu, Toshikazu | Management | Against | Against | ||||||||||||
| 3.4 | Appoint a Director Seishima, Takayuki | Management | Against | Against | ||||||||||||
| 3.5 | Appoint a Director Morooka, Reiji | Management | Against | Against | ||||||||||||
| 3.6 | Appoint a Director Higashino, Hirokazu | Management | Against | Against | ||||||||||||
| 3.7 | Appoint a Director Ishida, Koji | Management | For | For | ||||||||||||
| 3.8 | Appoint a Director Iwata, Kimie | Management | For | For | ||||||||||||
| 3.9 | Appoint a Director Yamazaki, Hisashi | Management | For | For | ||||||||||||
| 3.10 | Appoint a Director Ide, Akiko | Management | For | For | ||||||||||||
| 3.11 | Appoint a Director Mitachi, Takashi | Management | For | For | ||||||||||||
| 4 | Appoint a Corporate Auditor Sakata, Kazunari | Management | For | For | ||||||||||||
| 5 | Approve Payment of Bonuses to Directors | Management | For | For | ||||||||||||
| 6 | Approve Details of the Compensation to be received by Directors |
Management | For | For | ||||||||||||
| MARUBENI CORPORATION | ||||||||||||||||
| Security | J39788138 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 24-Jun-2022 | ||||||||||||||
| ISIN | JP3877600001 | Agenda | 715728602 - Management | |||||||||||||
| Record Date | 31-Mar-2022 | Holding Recon Date | 31-Mar-2022 | |||||||||||||
| City / | Country | TOKYO | / | Japan | Vote Deadline Date | 22-Jun-2022 | ||||||||||
| SEDOL(s) | 5754517 - 6569464 - B02HT01 | Quick Code | 80020 | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||||||
| 1 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations, Amend Business Lines |
Management | For | For | ||||||||||||
| 2.1 | Appoint a Director Kokubu, Fumiya | Management | For | For | ||||||||||||
| 2.2 | Appoint a Director Kakinoki, Masumi | Management | For | For | ||||||||||||
| 2.3 | Appoint a Director Terakawa, Akira | Management | For | For | ||||||||||||
| 2.4 | Appoint a Director Furuya, Takayuki | Management | For | For | ||||||||||||
| 2.5 | Appoint a Director Takahashi, Kyohei | Management | For | For | ||||||||||||
| 2.6 | Appoint a Director Okina, Yuri | Management | For | For | ||||||||||||
| 2.7 | Appoint a Director Hatchoji, Takashi | Management | For | For | ||||||||||||
| 2.8 | Appoint a Director Kitera, Masato | Management | For | For | ||||||||||||
| 2.9 | Appoint a Director Ishizuka, Shigeki | Management | For | For | ||||||||||||
| 2.10 | Appoint a Director Ando, Hisayoshi | Management | For | For | ||||||||||||
| TOYOTA TSUSHO CORPORATION | ||||||||||||||||
| Security | J92719111 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 24-Jun-2022 | ||||||||||||||
| ISIN | JP3635000007 | Agenda | 715728614 - Management | |||||||||||||
| Record Date | 31-Mar-2022 | Holding Recon Date | 31-Mar-2022 | |||||||||||||
| City / | Country | AICHI | / | Japan | Vote Deadline Date | 22-Jun-2022 | ||||||||||
| SEDOL(s) | 6900580 - B3BK3N3 - B6361P8 | Quick Code | 80150 | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||||
| 2 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations |
Management | For | For | ||||||||||||
| 3.1 | Appoint a Director Murakami, Nobuhiko | Management | Against | Against | ||||||||||||
| 3.2 | Appoint a Director Kashitani, Ichiro | Management | Against | Against | ||||||||||||
| 3.3 | Appoint a Director Tominaga, Hiroshi | Management | Against | Against | ||||||||||||
| 3.4 | Appoint a Director Iwamoto, Hideyuki | Management | Against | Against | ||||||||||||
| 3.5 | Appoint a Director Fujisawa, Kumi | Management | For | For | ||||||||||||
| 3.6 | Appoint a Director Komoto, Kunihito | Management | For | For | ||||||||||||
| 3.7 | Appoint a Director Didier Leroy | Management | Against | Against | ||||||||||||
| 3.8 | Appoint a Director Inoue, Yukari | Management | For | For | ||||||||||||
| 4.1 | Appoint a Corporate Auditor Miyazaki, Kazumasa | Management | For | For | ||||||||||||
| 4.2 | Appoint a Corporate Auditor Hayashi, Kentaro | Management | For | For | ||||||||||||
| 4.3 | Appoint a Corporate Auditor Takahashi, Tsutomu | Management | For | For | ||||||||||||
| 4.4 | Appoint a Corporate Auditor Tanoue, Seishi | Management | For | For | ||||||||||||
| 5 | Approve Payment of Bonuses to Corporate Officers | Management | For | For | ||||||||||||
| FUJITSU LIMITED | ||||||||||||||||
| Security | J15708159 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 27-Jun-2022 | ||||||||||||||
| ISIN | JP3818000006 | Agenda | 715728284 - Management | |||||||||||||
| Record Date | 31-Mar-2022 | Holding Recon Date | 31-Mar-2022 | |||||||||||||
| City / | Country | KANAGA WA |
/ | Japan | Vote Deadline Date | 23-Jun-2022 | ||||||||||
| SEDOL(s) | 5485301 - 6356945 - B02DX74 - BNDBTC5 - BNR48B2 |
Quick Code | 67020 | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||||||
| 1 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations, Approve Minor Revisions |
Management | For | For | ||||||||||||
| 2.1 | Appoint a Director Tokita, Takahito | Management | For | For | ||||||||||||
| 2.2 | Appoint a Director Furuta, Hidenori | Management | For | For | ||||||||||||
| 2.3 | Appoint a Director Isobe, Takeshi | Management | For | For | ||||||||||||
| 2.4 | Appoint a Director Yamamoto, Masami | Management | For | For | ||||||||||||
| 2.5 | Appoint a Director Mukai, Chiaki | Management | For | For | ||||||||||||
| 2.6 | Appoint a Director Abe, Atsushi | Management | For | For | ||||||||||||
| 2.7 | Appoint a Director Kojo, Yoshiko | Management | For | For | ||||||||||||
| 2.8 | Appoint a Director Scott Callon | Management | For | For | ||||||||||||
| 2.9 | Appoint a Director Sasae, Kenichiro | Management | For | For | ||||||||||||
| 3 | Appoint a Corporate Auditor Catherine O'Connell | Management | For | For | ||||||||||||
| 4 | Approve Details of the Performance-based Stock Compensation to be received by Directors |
Management | For | For | ||||||||||||
| MS&AD INSURANCE GROUP HOLDINGS,INC. | ||||||||||||||||
| Security | J4687C105 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 27-Jun-2022 | ||||||||||||||
| ISIN | JP3890310000 | Agenda | 715728816 - Management | |||||||||||||
| Record Date | 31-Mar-2022 | Holding Recon Date | 31-Mar-2022 | |||||||||||||
| City / | Country | TOKYO | / | Japan | Vote Deadline Date | 23-Jun-2022 | ||||||||||
| SEDOL(s) | B2Q4CS1 - B2QP477 - B2QP4R7 | Quick Code | 87250 | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||||
| 2 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations, Amend Business Lines |
Management | For | For | ||||||||||||
| 3.1 | Appoint a Director Karasawa, Yasuyoshi | Management | Against | Against | ||||||||||||
| 3.2 | Appoint a Director Kanasugi, Yasuzo | Management | Against | Against | ||||||||||||
| 3.3 | Appoint a Director Hara, Noriyuki | Management | Against | Against | ||||||||||||
| 3.4 | Appoint a Director Higuchi, Tetsuji | Management | Against | Against | ||||||||||||
| 3.5 | Appoint a Director Fukuda, Masahito | Management | Against | Against | ||||||||||||
| 3.6 | Appoint a Director Shirai, Yusuke | Management | Against | Against | ||||||||||||
| 3.7 | Appoint a Director Bando, Mariko | Management | For | For | ||||||||||||
| 3.8 | Appoint a Director Arima, Akira | Management | For | For | ||||||||||||
| 3.9 | Appoint a Director Tobimatsu, Junichi | Management | For | For | ||||||||||||
| 3.10 | Appoint a Director Rochelle Kopp | Management | For | For | ||||||||||||
| 3.11 | Appoint a Director Ishiwata, Akemi | Management | For | For | ||||||||||||
| DELL TECHNOLOGIES INC. | ||||||||||||||||
| Security | 24703L202 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | DELL | Meeting Date | 27-Jun-2022 | |||||||||||||
| ISIN | US24703L2025 | Agenda | 935647492 - Management | |||||||||||||
| Record Date | 28-Apr-2022 | Holding Recon Date | 28-Apr-2022 | |||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 24-Jun-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1. | DIRECTOR | Management | ||||||||||||||
| 1 | Michael S. Dell* | For | For | |||||||||||||
| 2 | David W. Dorman* | For | For | |||||||||||||
| 3 | Egon Durban* | Withheld | Against | |||||||||||||
| 4 | David Grain* | For | For | |||||||||||||
| 5 | William D. Green* | For | For | |||||||||||||
| 6 | Simon Patterson* | For | For | |||||||||||||
| 7 | Lynn V. Radakovich* | For | For | |||||||||||||
| 8 | Ellen J. Kullman# | For | For | |||||||||||||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as Dell Technologies Inc.'s independent registered public accounting firm for fiscal year ending February 3, 2023. |
Management | For | For | ||||||||||||
| 3. | Approval, on an advisory basis, of the compensation of Dell Technologies Inc.'s named executive officers as disclosed in the proxy statement. |
Management | Against | Against | ||||||||||||
| 4. | Adoption of Sixth Amended and Restated Certificate of Incorporation of Dell Technologies Inc. as disclosed in the proxy statement. |
Management | Against | Against | ||||||||||||
| FUJIFILM HOLDINGS CORPORATION | ||||||||||||||||
| Security | J14208102 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 29-Jun-2022 | ||||||||||||||
| ISIN | JP3814000000 | Agenda | 715753186 - Management | |||||||||||||
| Record Date | 31-Mar-2022 | Holding Recon Date | 31-Mar-2022 | |||||||||||||
| City / | Country | TOKYO | / | Japan | Vote Deadline Date | 27-Jun-2022 | ||||||||||
| SEDOL(s) | 5477591 - 6356525 - B0222J6 - BNDBTD6 - BP2NJY8 |
Quick Code | 49010 | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||||
| 2 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations, Establish the Articles Related to Shareholders Meeting Held without Specifying a Venue |
Management | For | For | ||||||||||||
| 3.1 | Appoint a Director Sukeno, Kenji | Management | Against | Against | ||||||||||||
| 3.2 | Appoint a Director Goto, Teiichi | Management | Against | Against | ||||||||||||
| 3.3 | Appoint a Director Iwasaki, Takashi | Management | Against | Against | ||||||||||||
| 3.4 | Appoint a Director Ishikawa, Takatoshi | Management | Against | Against | ||||||||||||
| 3.5 | Appoint a Director Higuchi, Masayuki | Management | Against | Against | ||||||||||||
| 3.6 | Appoint a Director Kitamura, Kunitaro | Management | Against | Against | ||||||||||||
| 3.7 | Appoint a Director Eda, Makiko | Management | For | For | ||||||||||||
| 3.8 | Appoint a Director Hama, Naoki | Management | Against | Against | ||||||||||||
| 3.9 | Appoint a Director Yoshizawa, Chisato | Management | Against | Against | ||||||||||||
| 3.10 | Appoint a Director Nagano, Tsuyoshi | Management | For | For | ||||||||||||
| 3.11 | Appoint a Director Sugawara, Ikuro | Management | For | For | ||||||||||||
| MITSUBISHI UFJ FINANCIAL GROUP,INC. | ||||||||||||||||
| Security | J44497105 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 29-Jun-2022 | ||||||||||||||
| ISIN | JP3902900004 | Agenda | 715753592 - Management | |||||||||||||
| Record Date | 31-Mar-2022 | Holding Recon Date | 31-Mar-2022 | |||||||||||||
| City / | Country | TOKYO | / | Japan | Vote Deadline Date | 27-Jun-2022 | ||||||||||
| SEDOL(s) | 6335171 - B02JD72 - B0P9948 | Quick Code | 83060 | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||||
| 2 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations |
Management | For | For | ||||||||||||
| 3.1 | Appoint a Director Fujii, Mariko | Management | For | For | ||||||||||||
| 3.2 | Appoint a Director Honda, Keiko | Management | For | For | ||||||||||||
| 3.3 | Appoint a Director Kato, Kaoru | Management | For | For | ||||||||||||
| 3.4 | Appoint a Director Kuwabara, Satoko | Management | For | For | ||||||||||||
| 3.5 | Appoint a Director Toby S. Myerson | Management | For | For | ||||||||||||
| 3.6 | Appoint a Director Nomoto, Hirofumi | Management | For | For | ||||||||||||
| 3.7 | Appoint a Director Shingai, Yasushi | Management | For | For | ||||||||||||
| 3.8 | Appoint a Director Tsuji, Koichi | Management | For | For | ||||||||||||
| 3.9 | Appoint a Director Tarisa Watanagase | Management | For | For | ||||||||||||
| 3.10 | Appoint a Director Ogura, Ritsuo | Management | For | For | ||||||||||||
| 3.11 | Appoint a Director Miyanaga, Kenichi | Management | For | For | ||||||||||||
| 3.12 | Appoint a Director Mike, Kanetsugu | Management | For | For | ||||||||||||
| 3.13 | Appoint a Director Kamezawa, Hironori | Management | For | For | ||||||||||||
| 3.14 | Appoint a Director Nagashima, Iwao | Management | For | For | ||||||||||||
| 3.15 | Appoint a Director Hanzawa, Junichi | Management | For | For | ||||||||||||
| 3.16 | Appoint a Director Kobayashi, Makoto | Management | For | For | ||||||||||||
| 4 | Shareholder Proposal: Amend Articles of Incorporation (Prohibition of Loans to Companies that Show Disregard for Personal Information) |
Shareholder | Against | For | ||||||||||||
| 5 | Shareholder Proposal: Amend Articles of Incorporation (Prohibition of Loans to Companies Involved in Defamation) |
Shareholder | Against | For | ||||||||||||
| 6 | Shareholder Proposal: Amend Articles of Incorporation (Learning from Others' Mistakes) |
Shareholder | Against | For | ||||||||||||
| Registrant: Anfield Diversified Alternatives ETF | Item 1, Exhibit 7 | |||||||||
| Investment Company Act file number: 811- 22718 | ||||||||||
| Reporting Period: July 1, 2021-June 30, 2022 | ||||||||||
| FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
| NO PROXIES VOTED DURING REPORTING PERIOD | ||||||||||
| Registrant: Recurrent MLP & Infrastructure Fund | Item 1, Exhibit 8 | |||||||||
| Investment Company Act file number: 811- 22718 | ||||||||||
| Reporting Period: July 1, 2021-June 30, 2022 | ||||||||||
| FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type (issuer or security holder) | (g) Whether Registrant Voted | (h) Vote Cast | (i) For/Against Management | ||
| PEMBINA PIPELINE CORPORATION | PBA | 706327103 | 29-Jul-2021 | 1 | To approve, with or without variation, an ordinary resolution, the full text of which is set forth in Appendix B to the accompanying Joint Management Information Circular (the "Circular") of Pembina Pipeline Corporation (the "Corporation") and Inter Pipeline Ltd. ("Inter Pipeline") dated June 29, 2021, authorizing and approving the issuance of common shares of the Corporation pursuant to an arrangement under section 193 of the Business Corporations Act (Alberta) involving Inter Pipeline, the holders of common shares of Inter Pipeline and the Corporation, as more particularly described in the Circular. | Management | Y | F | F | |
| MAGELLAN MIDSTREAM PARTNERS, L.P. | MMP | 559080106 | 21-Apr-2022 | 1.1 | Election of Director: Walter R. Arnheim | Management | Y | F | F | |
| MAGELLAN MIDSTREAM PARTNERS, L.P. | MMP | 559080106 | 21-Apr-2022 | 1.2 | Election of Director: Lori A. Gobillot | Management | Y | F | F | |
| MAGELLAN MIDSTREAM PARTNERS, L.P. | MMP | 559080106 | 21-Apr-2022 | 1.3 | Election of Director: Edward J. Guay | Management | Y | F | F | |
| MAGELLAN MIDSTREAM PARTNERS, L.P. | MMP | 559080106 | 21-Apr-2022 | 2. | Advisory Resolution to Approve Executive Compensation | Management | Y | F | F | |
| MAGELLAN MIDSTREAM PARTNERS, L.P. | MMP | 559080106 | 21-Apr-2022 | 3. | Ratification of Appointment of Independent Registered Public Accounting Firm for 2022 | Management | Y | F | F | |
| EQUITRANS MIDSTREAM CORPORATION | ETRN | 294600101 | 26-Apr-2022 | 1A. | Election of Director for one-year term expiring at the 2023 annual meeting: Vicky A. Bailey | Management | Y | F | F | |
| EQUITRANS MIDSTREAM CORPORATION | ETRN | 294600101 | 26-Apr-2022 | 1B. | Election of Director for one-year term expiring at the 2023 annual meeting: Sarah M. Barpoulis | Management | Y | F | F | |
| EQUITRANS MIDSTREAM CORPORATION | ETRN | 294600101 | 26-Apr-2022 | 1C. | Election of Director for one-year term expiring at the 2023 annual meeting: Kenneth M. Burke | Management | Y | F | F | |
| EQUITRANS MIDSTREAM CORPORATION | ETRN | 294600101 | 26-Apr-2022 | 1D. | Election of Director for one-year term expiring at the 2023 annual meeting: Patricia K. Collawn | Management | Y | F | F | |
| EQUITRANS MIDSTREAM CORPORATION | ETRN | 294600101 | 26-Apr-2022 | 1E. | Election of Director for one-year term expiring at the 2023 annual meeting: Thomas F. Karam | Management | Y | F | F | |
| EQUITRANS MIDSTREAM CORPORATION | ETRN | 294600101 | 26-Apr-2022 | 1F. | Election of Director for one-year term expiring at the 2023 annual meeting: D. Mark Leland | Management | Y | F | F | |
| EQUITRANS MIDSTREAM CORPORATION | ETRN | 294600101 | 26-Apr-2022 | 1G. | Election of Director for one-year term expiring at the 2023 annual meeting: Norman J. Szydlowski | Management | Y | F | F | |
| EQUITRANS MIDSTREAM CORPORATION | ETRN | 294600101 | 26-Apr-2022 | 1H. | Election of Director for one-year term expiring at the 2023 annual meeting: Robert F. Vagt | Management | Y | F | F | |
| EQUITRANS MIDSTREAM CORPORATION | ETRN | 294600101 | 26-Apr-2022 | 2. | Approval, on an advisory basis, of the compensation of the Company's named executive officers for 2021 (Say-on-Pay). | Management | Y | F | F | |
| EQUITRANS MIDSTREAM CORPORATION | ETRN | 294600101 | 26-Apr-2022 | 3. | Approval of the Equitrans Midstream Corporation Employee Stock Purchase Plan. | Management | Y | F | F | |
| EQUITRANS MIDSTREAM CORPORATION | ETRN | 294600101 | 26-Apr-2022 | 4. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2022. | Management | Y | F | F | |
| MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 27-Apr-2022 | 1A. | Election of Class II Directors: Evan Bayh | Management | Y | F | F | |
| MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 27-Apr-2022 | 1B. | Election of Class II Directors: Charles E. Bunch | Management | Y | F | F | |
| MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 27-Apr-2022 | 1C. | Election of Class II Directors: Edward G. Galante | Management | Y | F | F | |
| MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 27-Apr-2022 | 1D. | Election of Class II Directors: Kim K.W. Rucker | Management | Y | F | F | |
| MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 27-Apr-2022 | 2. | Ratification of the selection of PriceWaterhouseCoopers LLP as the company's independent auditor for 2022. | Management | Y | F | F | |
| MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 27-Apr-2022 | 3. | Approval, on an advisory basis, of the company's named executive officer compensation. | Management | Y | F | F | |
| MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 27-Apr-2022 | 4. | Approval of an amendment to the company's Restated Certificate of Incorporation to declassify the Board of Directors. | Management | Y | F | F | |
| MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 27-Apr-2022 | 5. | Approval of an amendment to the company's Restated Certificate of Incorporation to eliminate the supermajority provisions. | Management | Y | F | F | |
| MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 27-Apr-2022 | 6. | Approval of an amendment to the company's Restated Certificate of Incorporation to amend the exclusive forum provision. | Management | Y | F | F | |
| MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 27-Apr-2022 | 7. | Shareholder proposal seeking alternative right to call a special meeting. | Shareholder | Y | N | F | |
| MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 27-Apr-2022 | 8. | Shareholder proposal seeking an amendment to the company's existing clawback provisions. | Shareholder | Y | N | F | |
| MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 27-Apr-2022 | 9. | Shareholder proposal seeking a report on just transition. | Shareholder | Y | N | F | |
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 26-Apr-2022 | 1A. | Election of director for a one-year term: Alan S.Armstrong | Management | Y | F | F | |
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 26-Apr-2022 | 1B. | Election of director for a one-year term: Stephen W. Bergstrom | Management | Y | F | F | |
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 26-Apr-2022 | 1C. | Election of director for a one-year term: Nancy K. Buese | Management | Y | F | F | |
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 26-Apr-2022 | 1D. | Election of director for a one-year term: Michael A. Creel | Management | Y | F | F | |
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 26-Apr-2022 | 1E. | Election of director for a one-year term: Stacey H. Doré | Management | Y | F | F | |
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 26-Apr-2022 | 1F. | Election of director for a one-year term: Richard E. Muncrief | Management | Y | F | F | |
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 26-Apr-2022 | 1G. | Election of director for a one-year term: Peter A. Ragauss | Management | Y | F | F | |
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 26-Apr-2022 | 1H. | Election of director for a one-year term: Rose M. Robeson | Management | Y | F | F | |
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 26-Apr-2022 | 1I. | Election of director for a one-year term: Scott D. Sheffield | Management | Y | F | F | |
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 26-Apr-2022 | 1J. | Election of director for a one-year term: Murray D. Smith | Management | Y | F | F | |
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 26-Apr-2022 | 1K. | Election of director for a one-year term: William H. Spence | Management | Y | F | F | |
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 26-Apr-2022 | 1L. | Election of director for a one-year term: Jesse J. Tyson | Management | Y | F | F | |
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 26-Apr-2022 | 2. | Ratify the selection of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | Y | F | F | |
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 26-Apr-2022 | 3. | Approve, on an advisory basis, the compensation of our named executive officers. | Management | Y | F | F | |
| VALERO ENERGY CORPORATION | VLO | 91913Y100 | 28-Apr-2022 | 1A. | Election of Director to serve until the 2023 Annual meeting: Fred M. Diaz | Management | Y | F | F | |
| VALERO ENERGY CORPORATION | VLO | 91913Y100 | 28-Apr-2022 | 1B. | Election of Director to serve until the 2023 Annual meeting: H. Paulett Eberhart | Management | Y | F | F | |
| VALERO ENERGY CORPORATION | VLO | 91913Y100 | 28-Apr-2022 | 1C. | Election of Director to serve until the 2023 Annual meeting: Joseph W. Gorder | Management | Y | F | F | |
| VALERO ENERGY CORPORATION | VLO | 91913Y100 | 28-Apr-2022 | 1D. | Election of Director to serve until the 2023 Annual meeting: Kimberly S. Greene | Management | Y | F | F | |
| VALERO ENERGY CORPORATION | VLO | 91913Y100 | 28-Apr-2022 | 1E. | Election of Director to serve until the 2023 Annual meeting: Deborah P. Majoras | Management | Y | F | F | |
| VALERO ENERGY CORPORATION | VLO | 91913Y100 | 28-Apr-2022 | 1F. | Election of Director to serve until the 2023 Annual meeting: Eric D. Mullins | Management | Y | F | F | |
| VALERO ENERGY CORPORATION | VLO | 91913Y100 | 28-Apr-2022 | 1G. | Election of Director to serve until the 2023 Annual meeting: Donald L. Nickles | Management | Y | F | F | |
| VALERO ENERGY CORPORATION | VLO | 91913Y100 | 28-Apr-2022 | 1H. | Election of Director to serve until the 2023 Annual meeting: Philip J. Pfeiffer | Management | Y | F | F | |
| VALERO ENERGY CORPORATION | VLO | 91913Y100 | 28-Apr-2022 | 1I. | Election of Director to serve until the 2023 Annual meeting: Robert A. Profusek | Management | Y | F | F | |
| VALERO ENERGY CORPORATION | VLO | 91913Y100 | 28-Apr-2022 | 1J. | Election of Director to serve until the 2023 Annual meeting: Randall J. Weisenburger | Management | Y | F | F | |
| VALERO ENERGY CORPORATION | VLO | 91913Y100 | 28-Apr-2022 | 1K. | Election of Director to serve until the 2023 Annual meeting: Rayford Wilkins, Jr. | Management | Y | F | F | |
| VALERO ENERGY CORPORATION | VLO | 91913Y100 | 28-Apr-2022 | 2. | Ratify the appointment of KPMG LLP as Valero's independent registered public accounting firm for 2022. | Management | Y | F | F | |
| VALERO ENERGY CORPORATION | VLO | 91913Y100 | 28-Apr-2022 | 3. | Approve, by non-binding vote, the 2021 compensation of Valero's named executive officers. | Management | Y | F | F | |
| VALERO ENERGY CORPORATION | VLO | 91913Y100 | 28-Apr-2022 | 4. | Stockholder proposal requesting that Valero issue an annual report disclosing near- and long-term GHG reduction targets and a plan to achieve them. | Shareholder | Y | N | F | |
| ENBRIDGE INC. | ENB | 29250N105 | 04-May-2022 | 1 | DIRECTOR | Management | Y | F | F | |
| ENBRIDGE INC. | ENB | 29250N105 | 04-May-2022 | 1 | DIRECTOR | Management | Y | F | F | |
| ENBRIDGE INC. | ENB | 29250N105 | 04-May-2022 | 1 | DIRECTOR | Management | Y | F | F | |
| ENBRIDGE INC. | ENB | 29250N105 | 04-May-2022 | 1 | DIRECTOR | Management | Y | F | F | |
| ENBRIDGE INC. | ENB | 29250N105 | 04-May-2022 | 1 | DIRECTOR | Management | Y | F | F | |
| ENBRIDGE INC. | ENB | 29250N105 | 04-May-2022 | 1 | DIRECTOR | Management | Y | F | F | |
| ENBRIDGE INC. | ENB | 29250N105 | 04-May-2022 | 1 | DIRECTOR | Management | Y | F | F | |
| ENBRIDGE INC. | ENB | 29250N105 | 04-May-2022 | 1 | DIRECTOR | Management | Y | F | F | |
| ENBRIDGE INC. | ENB | 29250N105 | 04-May-2022 | 1 | DIRECTOR | Management | Y | F | F | |
| ENBRIDGE INC. | ENB | 29250N105 | 04-May-2022 | 1 | DIRECTOR | Management | Y | F | F | |
| ENBRIDGE INC. | ENB | 29250N105 | 04-May-2022 | 1 | DIRECTOR | Management | Y | F | F | |
| ENBRIDGE INC. | ENB | 29250N105 | 04-May-2022 | 1 | DIRECTOR | Management | Y | F | F | |
| ENBRIDGE INC. | ENB | 29250N105 | 04-May-2022 | 2 | Appoint the auditors Appoint PricewaterhouseCoopers LLP as auditors of Enbridge and authorize the directors to fix their remuneration | Management | Y | F | F | |
| ENBRIDGE INC. | ENB | 29250N105 | 04-May-2022 | 3 | Advisory vote on executive compensation Accept Enbridge's approach to executive compensation, as disclosed in the Management Information Circular | Management | Y | F | F | |
| ENBRIDGE INC. | ENB | 29250N105 | 04-May-2022 | 4 | Shareholder proposal Vote on the shareholder proposal, as set out in Appendix A of the Management Information Circular The Board of Directors recommends voting "AGAINST" Item 4 | Shareholder | Y | N | F | |
| CENOVUS ENERGY INC. | CVE | 15135U109 | 27-Apr-2022 | 1 | Appoint PricewaterhouseCoopers LLP, Chartered Professional Accountants, as auditor of the Corporation. | Management | Y | F | F | |
| CENOVUS ENERGY INC. | CVE | 15135U109 | 27-Apr-2022 | 2 | DIRECTOR | Management | Y | F | F | |
| CENOVUS ENERGY INC. | CVE | 15135U109 | 27-Apr-2022 | 2 | DIRECTOR | Management | Y | F | F | |
| CENOVUS ENERGY INC. | CVE | 15135U109 | 27-Apr-2022 | 2 | DIRECTOR | Management | Y | F | F | |
| CENOVUS ENERGY INC. | CVE | 15135U109 | 27-Apr-2022 | 2 | DIRECTOR | Management | Y | F | F | |
| CENOVUS ENERGY INC. | CVE | 15135U109 | 27-Apr-2022 | 2 | DIRECTOR | Management | Y | F | F | |
| CENOVUS ENERGY INC. | CVE | 15135U109 | 27-Apr-2022 | 2 | DIRECTOR | Management | Y | F | F | |
| CENOVUS ENERGY INC. | CVE | 15135U109 | 27-Apr-2022 | 2 | DIRECTOR | Management | Y | F | F | |
| CENOVUS ENERGY INC. | CVE | 15135U109 | 27-Apr-2022 | 2 | DIRECTOR | Management | Y | F | F | |
| CENOVUS ENERGY INC. | CVE | 15135U109 | 27-Apr-2022 | 2 | DIRECTOR | Management | Y | F | F | |
| CENOVUS ENERGY INC. | CVE | 15135U109 | 27-Apr-2022 | 2 | DIRECTOR | Management | Y | F | F | |
| CENOVUS ENERGY INC. | CVE | 15135U109 | 27-Apr-2022 | 2 | DIRECTOR | Management | Y | F | F | |
| CENOVUS ENERGY INC. | CVE | 15135U109 | 27-Apr-2022 | 2 | DIRECTOR | Management | Y | F | F | |
| CENOVUS ENERGY INC. | CVE | 15135U109 | 27-Apr-2022 | 3 | Accept the Corporation's approach to executive compensation as described in the accompanying management information circular. | Management | Y | F | F | |
| TC ENERGY CORPORATION | TRP | 87807B107 | 29-Apr-2022 | 1 | DIRECTOR | Management | Y | F | F | |
| TC ENERGY CORPORATION | TRP | 87807B107 | 29-Apr-2022 | 1 | DIRECTOR | Management | Y | F | F | |
| TC ENERGY CORPORATION | TRP | 87807B107 | 29-Apr-2022 | 1 | DIRECTOR | Management | Y | F | F | |
| TC ENERGY CORPORATION | TRP | 87807B107 | 29-Apr-2022 | 1 | DIRECTOR | Management | Y | F | F | |
| TC ENERGY CORPORATION | TRP | 87807B107 | 29-Apr-2022 | 1 | DIRECTOR | Management | Y | F | F | |
| TC ENERGY CORPORATION | TRP | 87807B107 | 29-Apr-2022 | 1 | DIRECTOR | Management | Y | F | F | |
| TC ENERGY CORPORATION | TRP | 87807B107 | 29-Apr-2022 | 1 | DIRECTOR | Management | Y | F | F | |
| TC ENERGY CORPORATION | TRP | 87807B107 | 29-Apr-2022 | 1 | DIRECTOR | Management | Y | F | F | |
| TC ENERGY CORPORATION | TRP | 87807B107 | 29-Apr-2022 | 1 | DIRECTOR | Management | Y | F | F | |
| TC ENERGY CORPORATION | TRP | 87807B107 | 29-Apr-2022 | 1 | DIRECTOR | Management | Y | F | F | |
| TC ENERGY CORPORATION | TRP | 87807B107 | 29-Apr-2022 | 1 | DIRECTOR | Management | Y | F | F | |
| TC ENERGY CORPORATION | TRP | 87807B107 | 29-Apr-2022 | 1 | DIRECTOR | Management | Y | F | F | |
| TC ENERGY CORPORATION | TRP | 87807B107 | 29-Apr-2022 | 2 | Resolution to appoint KPMG LLP, Chartered Professional Accountants as auditors and authorize the directors to fix their remuneration. | Management | Y | F | F | |
| TC ENERGY CORPORATION | TRP | 87807B107 | 29-Apr-2022 | 3 | Resolution to accept TC Energy's approach to executive compensation, as described in the Management information circular. | Management | Y | F | F | |
| TC ENERGY CORPORATION | TRP | 87807B107 | 29-Apr-2022 | 4 | Resolution to continue and approve the amended and restated shareholder rights plan dated April 29, 2022, as described in the Management information circular. | Management | Y | F | F | |
| SUNCOR ENERGY INC. | SU | 867224107 | 10-May-2022 | 1 | DIRECTOR | Management | Y | F | F | |
| SUNCOR ENERGY INC. | SU | 867224107 | 10-May-2022 | 1 | DIRECTOR | Management | Y | F | F | |
| SUNCOR ENERGY INC. | SU | 867224107 | 10-May-2022 | 1 | DIRECTOR | Management | Y | F | F | |
| SUNCOR ENERGY INC. | SU | 867224107 | 10-May-2022 | 1 | DIRECTOR | Management | Y | F | F | |
| SUNCOR ENERGY INC. | SU | 867224107 | 10-May-2022 | 1 | DIRECTOR | Management | Y | F | F | |
| SUNCOR ENERGY INC. | SU | 867224107 | 10-May-2022 | 1 | DIRECTOR | Management | Y | F | F | |
| SUNCOR ENERGY INC. | SU | 867224107 | 10-May-2022 | 1 | DIRECTOR | Management | Y | F | F | |
| SUNCOR ENERGY INC. | SU | 867224107 | 10-May-2022 | 1 | DIRECTOR | Management | Y | F | F | |
| SUNCOR ENERGY INC. | SU | 867224107 | 10-May-2022 | 1 | DIRECTOR | Management | Y | F | F | |
| SUNCOR ENERGY INC. | SU | 867224107 | 10-May-2022 | 1 | DIRECTOR | Management | Y | F | F | |
| SUNCOR ENERGY INC. | SU | 867224107 | 10-May-2022 | 1 | DIRECTOR | Management | Y | F | F | |
| SUNCOR ENERGY INC. | SU | 867224107 | 10-May-2022 | 2 | Appointment of KPMG LLP as auditor of Suncor Energy Inc. for the ensuing year. | Management | Y | F | F | |
| SUNCOR ENERGY INC. | SU | 867224107 | 10-May-2022 | 3 | To consider and, if deemed fit, approve an advisory resolution on Suncor's approach to executive compensation disclosed in the Management Proxy Circular of Suncor Energy Inc. dated February 23, 2022. | Management | Y | F | F | |
| DARLING INGREDIENTS INC. | DAR | 237266101 | 10-May-2022 | 1A. | Election of Director: Randall C. Stuewe | Management | Y | F | F | |
| DARLING INGREDIENTS INC. | DAR | 237266101 | 10-May-2022 | 1B. | Election of Director: Charles Adair | Management | Y | F | F | |
| DARLING INGREDIENTS INC. | DAR | 237266101 | 10-May-2022 | 1C. | Election of Director: Beth Albright | Management | Y | F | F | |
| DARLING INGREDIENTS INC. | DAR | 237266101 | 10-May-2022 | 1D. | Election of Director: Celeste A. Clark | Management | Y | F | F | |
| DARLING INGREDIENTS INC. | DAR | 237266101 | 10-May-2022 | 1E. | Election of Director: Linda Goodspeed | Management | Y | F | F | |
| DARLING INGREDIENTS INC. | DAR | 237266101 | 10-May-2022 | 1F. | Election of Director: Enderson Guimaraes | Management | Y | F | F | |
| DARLING INGREDIENTS INC. | DAR | 237266101 | 10-May-2022 | 1G. | Election of Director: Dirk Kloosterboer | Management | Y | F | F | |
| DARLING INGREDIENTS INC. | DAR | 237266101 | 10-May-2022 | 1H. | Election of Director: Mary R. Korby | Management | Y | F | F | |
| DARLING INGREDIENTS INC. | DAR | 237266101 | 10-May-2022 | 1I. | Election of Director: Gary W. Mize | Management | Y | F | F | |
| DARLING INGREDIENTS INC. | DAR | 237266101 | 10-May-2022 | 1J. | Election of Director: Michael E. Rescoe | Management | Y | F | F | |
| DARLING INGREDIENTS INC. | DAR | 237266101 | 10-May-2022 | 2. | Proposal to ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | Y | F | F | |
| DARLING INGREDIENTS INC. | DAR | 237266101 | 10-May-2022 | 3. | Advisory vote to approve executive compensation. | Management | Y | F | F | |
| PHILLIPS 66 | PSX | 718546104 | 11-May-2022 | 1A. | Election of Director for a term of office expiring at the 2025 annual meeting of shareholders: Greg C. Garland | Management | Y | F | F | |
| PHILLIPS 66 | PSX | 718546104 | 11-May-2022 | 1B. | Election of Director for a term of office expiring at the 2025 annual meeting of shareholders: Gary K. Adams | Management | Y | F | F | |
| PHILLIPS 66 | PSX | 718546104 | 11-May-2022 | 1C. | Election of Director for a term of office expiring at the 2025 annual meeting of shareholders: John E. Lowe | Management | Y | F | F | |
| PHILLIPS 66 | PSX | 718546104 | 11-May-2022 | 1D. | Election of Director for a term of office expiring at the 2025 annual meeting of shareholders: Denise L. Ramos | Management | Y | F | F | |
| PHILLIPS 66 | PSX | 718546104 | 11-May-2022 | 2. | Advisory vote to approve our executive compensation. | Management | Y | F | F | |
| PHILLIPS 66 | PSX | 718546104 | 11-May-2022 | 3. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal year 2022. | Management | Y | F | F | |
| PHILLIPS 66 | PSX | 718546104 | 11-May-2022 | 4. | To approve the 2022 Omnibus Stock and Performance Incentive Plan. | Management | Y | F | F | |
| PHILLIPS 66 | PSX | 718546104 | 11-May-2022 | 5. | Shareholder proposal regarding greenhouse gas emissions targets. | Shareholder | Y | N | F | |
| PHILLIPS 66 | PSX | 718546104 | 11-May-2022 | 6. | Shareholder proposal regarding report on shift to recycled polymers for single use plastics. | Shareholder | Y | N | F | |
| PEMBINA PIPELINE CORPORATION | PBA | 706327103 | 06-May-2022 | 1 | DIRECTOR | Management | Y | F | F | |
| PEMBINA PIPELINE CORPORATION | PBA | 706327103 | 06-May-2022 | 1 | DIRECTOR | Management | Y | F | F | |
| PEMBINA PIPELINE CORPORATION | PBA | 706327103 | 06-May-2022 | 1 | DIRECTOR | Management | Y | F | F | |
| PEMBINA PIPELINE CORPORATION | PBA | 706327103 | 06-May-2022 | 1 | DIRECTOR | Management | Y | F | F | |
| PEMBINA PIPELINE CORPORATION | PBA | 706327103 | 06-May-2022 | 1 | DIRECTOR | Management | Y | F | F | |
| PEMBINA PIPELINE CORPORATION | PBA | 706327103 | 06-May-2022 | 1 | DIRECTOR | Management | Y | F | F | |
| PEMBINA PIPELINE CORPORATION | PBA | 706327103 | 06-May-2022 | 1 | DIRECTOR | Management | Y | F | F | |
| PEMBINA PIPELINE CORPORATION | PBA | 706327103 | 06-May-2022 | 1 | DIRECTOR | Management | Y | F | F | |
| PEMBINA PIPELINE CORPORATION | PBA | 706327103 | 06-May-2022 | 1 | DIRECTOR | Management | Y | F | F | |
| PEMBINA PIPELINE CORPORATION | PBA | 706327103 | 06-May-2022 | 1 | DIRECTOR | Management | Y | F | F | |
| PEMBINA PIPELINE CORPORATION | PBA | 706327103 | 06-May-2022 | 1 | DIRECTOR | Management | Y | F | F | |
| PEMBINA PIPELINE CORPORATION | PBA | 706327103 | 06-May-2022 | 1 | DIRECTOR | Management | Y | F | F | |
| PEMBINA PIPELINE CORPORATION | PBA | 706327103 | 06-May-2022 | 2 | To appoint KPMG LLP, Chartered Professional Accountants, as the auditors of the Corporation for the ensuing financial year at a remuneration to be fixed by the Board of Directors. | Management | Y | F | F | |
| PEMBINA PIPELINE CORPORATION | PBA | 706327103 | 06-May-2022 | 3 | To approve continuing the shareholder rights plan as disclosed in the accompanying management proxy circular. | Management | Y | F | F | |
| PEMBINA PIPELINE CORPORATION | PBA | 706327103 | 06-May-2022 | 4 | To accept the approach to executive compensation as disclosed in the accompanying management proxy circular. | Management | Y | F | F | |
| KINDER MORGAN, INC. | KMI | 49456B101 | 11-May-2022 | 1A. | Election of Director for a one year term expiring in 2023: Richard D. Kinder | Management | Y | F | F | |
| KINDER MORGAN, INC. | KMI | 49456B101 | 11-May-2022 | 1B. | Election of Director for a one year term expiring in 2023: Steven J. Kean | Management | Y | F | F | |
| KINDER MORGAN, INC. | KMI | 49456B101 | 11-May-2022 | 1C. | Election of Director for a one year term expiring in 2023: Kimberly A. Dang | Management | Y | F | F | |
| KINDER MORGAN, INC. | KMI | 49456B101 | 11-May-2022 | 1D. | Election of Director for a one year term expiring in 2023: Ted A. Gardner | Management | Y | F | F | |
| KINDER MORGAN, INC. | KMI | 49456B101 | 11-May-2022 | 1E. | Election of Director for a one year term expiring in 2023: Anthony W. Hall, Jr. | Management | Y | F | F | |
| KINDER MORGAN, INC. | KMI | 49456B101 | 11-May-2022 | 1F. | Election of Director for a one year term expiring in 2023: Gary L. Hultquist | Management | Y | F | F | |
| KINDER MORGAN, INC. | KMI | 49456B101 | 11-May-2022 | 1G. | Election of Director for a one year term expiring in 2023: Ronald L. Kuehn, Jr. | Management | Y | F | F | |
| KINDER MORGAN, INC. | KMI | 49456B101 | 11-May-2022 | 1H. | Election of Director for a one year term expiring in 2023: Deborah A. Macdonald | Management | Y | F | F | |
| KINDER MORGAN, INC. | KMI | 49456B101 | 11-May-2022 | 1I. | Election of Director for a one year term expiring in 2023: Michael C. Morgan | Management | Y | F | F | |
| KINDER MORGAN, INC. | KMI | 49456B101 | 11-May-2022 | 1J. | Election of Director for a one year term expiring in 2023: Arthur C. Reichstetter | Management | Y | F | F | |
| KINDER MORGAN, INC. | KMI | 49456B101 | 11-May-2022 | 1K. | Election of Director for a one year term expiring in 2023: C. Park Shaper | Management | Y | F | F | |
| KINDER MORGAN, INC. | KMI | 49456B101 | 11-May-2022 | 1L. | Election of Director for a one year term expiring in 2023: William A. Smith | Management | Y | F | F | |
| KINDER MORGAN, INC. | KMI | 49456B101 | 11-May-2022 | 1M. | Election of Director for a one year term expiring in 2023: Joel V. Staff | Management | Y | F | F | |
| KINDER MORGAN, INC. | KMI | 49456B101 | 11-May-2022 | 1N. | Election of Director for a one year term expiring in 2023: Robert F. Vagt | Management | Y | F | F | |
| KINDER MORGAN, INC. | KMI | 49456B101 | 11-May-2022 | 1O. | Election of Director for a one year term expiring in 2023: Perry M. Waughtal | Management | Y | F | F | |
| KINDER MORGAN, INC. | KMI | 49456B101 | 11-May-2022 | 2. | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2022. | Management | Y | F | F | |
| KINDER MORGAN, INC. | KMI | 49456B101 | 11-May-2022 | 3. | Approval, on an advisory basis, of the compensation of our named executive officers, as disclosed in the Proxy Statement. | Management | Y | F | F | |
| TARGA RESOURCES CORP. | TRGP | 87612G101 | 24-May-2022 | 1.1 | Election of Class III Director to serve until the 2025 Annual meeting: Waters S. Davis, IV | Management | Y | F | F | |
| TARGA RESOURCES CORP. | TRGP | 87612G101 | 24-May-2022 | 1.2 | Election of Class III Director to serve until the 2025 Annual meeting: Rene R. Joyce | Management | Y | F | F | |
| TARGA RESOURCES CORP. | TRGP | 87612G101 | 24-May-2022 | 1.3 | Election of Class III Director to serve until the 2025 Annual meeting: Matthew J. Meloy | Management | Y | F | F | |
| TARGA RESOURCES CORP. | TRGP | 87612G101 | 24-May-2022 | 2. | To ratify the selection of PricewaterhouseCoopers LLP as the Company's independent auditors for 2022. | Management | Y | F | F | |
| TARGA RESOURCES CORP. | TRGP | 87612G101 | 24-May-2022 | 3. | To approve, on an advisory basis, the compensation of the Company's named executive officers for the fiscal year ended December 31, 2021. | Management | Y | F | F | |
| CHENIERE ENERGY, INC. | LNG | 16411R208 | 12-May-2022 | 1A. | Election of Director: G. Andrea Botta | Management | Y | F | F | |
| CHENIERE ENERGY, INC. | LNG | 16411R208 | 12-May-2022 | 1B. | Election of Director: Jack A. Fusco | Management | Y | F | F | |
| CHENIERE ENERGY, INC. | LNG | 16411R208 | 12-May-2022 | 1C. | Election of Director: Vicky A. Bailey | Management | Y | F | F | |
| CHENIERE ENERGY, INC. | LNG | 16411R208 | 12-May-2022 | 1D. | Election of Director: Patricia K. Collawn | Management | Y | F | F | |
| CHENIERE ENERGY, INC. | LNG | 16411R208 | 12-May-2022 | 1E. | Election of Director: David B. Kilpatrick | Management | Y | F | F | |
| CHENIERE ENERGY, INC. | LNG | 16411R208 | 12-May-2022 | 1F. | Election of Director: Lorraine Mitchelmore | Management | Y | F | F | |
| CHENIERE ENERGY, INC. | LNG | 16411R208 | 12-May-2022 | 1G. | Election of Director: Scott Peak | Management | Y | F | F | |
| CHENIERE ENERGY, INC. | LNG | 16411R208 | 12-May-2022 | 1H. | Election of Director: Donald F. Robillard, Jr | Management | Y | F | F | |
| CHENIERE ENERGY, INC. | LNG | 16411R208 | 12-May-2022 | 1I. | Election of Director: Neal A. Shear | Management | Y | F | F | |
| CHENIERE ENERGY, INC. | LNG | 16411R208 | 12-May-2022 | 1J. | Election of Director: Andrew J. Teno | Management | Y | F | F | |
| CHENIERE ENERGY, INC. | LNG | 16411R208 | 12-May-2022 | 2. | Approve, on an advisory and non-binding basis, the compensation of the Company's named executive officers for 2021. | Management | Y | F | F | |
| CHENIERE ENERGY, INC. | LNG | 16411R208 | 12-May-2022 | 3. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2022. | Management | Y | F | F | |
| PLAINS GP HOLDINGS, L.P. | PAGP | 72651A207 | 25-May-2022 | 1. | DIRECTOR | Management | Y | F | F | |
| PLAINS GP HOLDINGS, L.P. | PAGP | 72651A207 | 25-May-2022 | 1. | DIRECTOR | Management | Y | F | F | |
| PLAINS GP HOLDINGS, L.P. | PAGP | 72651A207 | 25-May-2022 | 1. | DIRECTOR | Management | Y | F | F | |
| PLAINS GP HOLDINGS, L.P. | PAGP | 72651A207 | 25-May-2022 | 1. | DIRECTOR | Management | Y | F | F | |
| PLAINS GP HOLDINGS, L.P. | PAGP | 72651A207 | 25-May-2022 | 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2022. | Management | Y | F | F | |
| PLAINS GP HOLDINGS, L.P. | PAGP | 72651A207 | 25-May-2022 | 3. | The approval, on a non-binding advisory basis, of our named executive officer compensation. | Management | Y | F | F | |
| Registrant: Holbrook Income Fund | Item 1, Exhibit 9 | |||||||||
| Investment Company Act file number: 811-22718 | ||||||||||
| Reporting Period: July 1, 2021-June 30, 2022 | ||||||||||
| FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type (issuer or security holder) | (g) Whether Registrant Voted | (h) Vote Cast | (i) For/Against Management | ||
| PureWest Energy | PUREW 2021-1 A1 | 746245AA7 | 1/17/2022 | Election for Controlling Class A-1 Representative | Issuer | Yes | Proportional Vote | Proportional Vote | ||
| Priority Income Fund | PRIORT 6.25 26 | 74274W814 | 12/3/2021 | Issuer | Yes | Proportional Vote | Proportional Vote | |||
| Priority Income Fund | PRIORT 6.375 24 | 74274W830 | 12/3/2021 | Issuer | Yes | Proportional Vote | Proportional Vote | |||
| Priority Income Fund | PRIORT 6 26 | 74274W798 | 12/3/2021 | Issuer | Yes | Proportional Vote | Proportional Vote | |||
| Registrant: Holbrook Structured Income Fund | Item 1, Exhibit 10 | |||||||||
| Investment Company Act file number: 811- 22718 | ||||||||||
| Reporting Period: May 2, 2022-June 30, 2022 | ||||||||||
| FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
| NO PROXIES VOTED DURING REPORTING PERIOD | ||||||||||
| Registrant: Wealthfront Risk Parity Fund | Item 1, Exhibit 11 | |||||||||
| Investment Company Act file number: 811- 22718 | ||||||||||
| Reporting Period: July 1, 2021-June 30, 2022 | ||||||||||
| FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
| NO PROXIES VOTED DURING REPORTING PERIOD | ||||||||||
| Registrant: Superfund Managed Futures Strategy Fund | Item 1, Exhibit 12 | |||||||||
| Investment Company Act file number: 811-22718 | ||||||||||
| Reporting Period: July 1, 2021-June 30, 2022 | ||||||||||
| FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
| There were no Proxies voted during the reporting period. | ||||||||||
| Registrant: Tactical Dividend and Momentum | Item 1, Exhibit 13 | |||||||||
| Investment Company Act file number: 811 - 22718 | ||||||||||
| Reporting Period: July 1, 2021-June 30, 2022 | ||||||||||
| FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
| There were no Proxies voted during the reporting period. | ||||||||||
| Registrant: LeaderShares Activist Leaders ETF | Item 1, Exhibit 14 | ||||||||||
| Investment Company Act file number: 811- 22718 | |||||||||||
| Reporting Period: July 1, 2021-June 30, 2022 | |||||||||||
| Company Name | Primary Ticker Symbol | Security ID | Meeting Date | Meeting Type | Proposal Number | Proposal Long Text | Proposed By | Recommended Vote | Vote Date | Vote | Account Name |
| COMMVAULT SYSTEMS, INC. | CVLT | 204166102 | 19-Aug-2021 | Annual | 1 | Election of Director: Sanjay Mirchandani | Management | F | 30-Jun-2021 | F | ACTIVIST LEADERS ETF |
| COMMVAULT SYSTEMS, INC. | CVLT | 204166102 | 19-Aug-2021 | Annual | 2 | Election of Director: Vivie "YY" Lee | Management | F | 30-Jun-2021 | F | ACTIVIST LEADERS ETF |
| COMMVAULT SYSTEMS, INC. | CVLT | 204166102 | 19-Aug-2021 | Annual | 3 | Election of Director: Keith Geeslin | Management | F | 30-Jun-2021 | F | ACTIVIST LEADERS ETF |
| COMMVAULT SYSTEMS, INC. | CVLT | 204166102 | 19-Aug-2021 | Annual | 4 | Ratify the appointment of Ernst & Young LLP as independent public accountants for the fiscal year ending March 31, 2022. | Management | F | 30-Jun-2021 | F | ACTIVIST LEADERS ETF |
| COMMVAULT SYSTEMS, INC. | CVLT | 204166102 | 19-Aug-2021 | Annual | 5 | Approve amendment providing additional shares for grant under Company's Omnibus Incentive Plan. | Management | F | 30-Jun-2021 | F | ACTIVIST LEADERS ETF |
| COMMVAULT SYSTEMS, INC. | CVLT | 204166102 | 19-Aug-2021 | Annual | 6 | Approve, by non-binding vote, the Company's executive compensation. | Management | F | 30-Jun-2021 | F | ACTIVIST LEADERS ETF |
| CLOUDERA, INC. | CLDR | 18914U100 | 25-Aug-2021 | Special | 1 | To approve the adoption of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 1, 2021, by and among Sky Parent Inc., Project Sky Merger Sub Inc., and Cloudera, Inc. ("Cloudera"). | Management | F | 23-Jul-2021 | F | ACTIVIST LEADERS ETF |
| CLOUDERA, INC. | CLDR | 18914U100 | 25-Aug-2021 | Special | 2 | To approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to Cloudera's named executive officers that is based on or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreement. | Management | F | 23-Jul-2021 | F | ACTIVIST LEADERS ETF |
| CLOUDERA, INC. | CLDR | 18914U100 | 25-Aug-2021 | Special | 3 | To adjourn the special meeting to a later date or dates if necessary or appropriate to solicit additional proxies if there are insufficient votes to approve Proposal 1 at the time of the special meeting. | Management | F | 23-Jul-2021 | F | ACTIVIST LEADERS ETF |
| BOX, INC. | BOX | 10316T104 | 09-Sep-2021 | Annual | 1 | DIRECTOR | Management | F | ACTIVIST LEADERS ETF | ||
| BOX, INC. | BOX | 10316T104 | 09-Sep-2021 | Annual | 1 | DIRECTOR | Management | F | ACTIVIST LEADERS ETF | ||
| BOX, INC. | BOX | 10316T104 | 09-Sep-2021 | Annual | 1 | DIRECTOR | Management | F | ACTIVIST LEADERS ETF | ||
| BOX, INC. | BOX | 10316T104 | 09-Sep-2021 | Annual | 2 | To approve an amendment to our 2015 Employee Stock Purchase Plan. | Management | F | ACTIVIST LEADERS ETF | ||
| BOX, INC. | BOX | 10316T104 | 09-Sep-2021 | Annual | 3 | To approve, on an advisory basis, the compensation of our named executive officers. | Management | F | ACTIVIST LEADERS ETF | ||
| BOX, INC. | BOX | 10316T104 | 09-Sep-2021 | Annual | 4 | To approve an amendment to our amended and restated certificate of incorporation (the "Charter") to eliminate the supermajority stockholder vote requirement to amend certain provisions of our Charter. | Management | F | ACTIVIST LEADERS ETF | ||
| BOX, INC. | BOX | 10316T104 | 09-Sep-2021 | Annual | 5 | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending January 31, 2022. | Management | F | ACTIVIST LEADERS ETF | ||
| BOX, INC. | BOX | 10316T104 | 09-Sep-2021 | Annual | 1 | DIRECTOR | Management | F | 23-Jul-2021 | F | ACTIVIST LEADERS ETF |
| BOX, INC. | BOX | 10316T104 | 09-Sep-2021 | Annual | 1 | DIRECTOR | Management | F | 23-Jul-2021 | F | ACTIVIST LEADERS ETF |
| BOX, INC. | BOX | 10316T104 | 09-Sep-2021 | Annual | 1 | DIRECTOR | Management | F | 23-Jul-2021 | F | ACTIVIST LEADERS ETF |
| BOX, INC. | BOX | 10316T104 | 09-Sep-2021 | Annual | 2 | Company's proposal to approve an amendment to the Company's 2015 Employee Stock Purchase Plan. | Management | F | 23-Jul-2021 | F | ACTIVIST LEADERS ETF |
| BOX, INC. | BOX | 10316T104 | 09-Sep-2021 | Annual | 3 | Company's proposal to approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | N | 23-Jul-2021 | N | ACTIVIST LEADERS ETF |
| BOX, INC. | BOX | 10316T104 | 09-Sep-2021 | Annual | 4 | Company's proposal to approve an amendment to the Company's amended and restated certificate of incorporation (the "Charter") to eliminate the supermajority stockholder vote requirement to amend certain provisions of the Charter. | Management | F | 23-Jul-2021 | F | ACTIVIST LEADERS ETF |
| BOX, INC. | BOX | 10316T104 | 09-Sep-2021 | Annual | 5 | Company's proposal to ratify the appointment of Ernst & Young LLP to serve as the independent registered public accounting firm of the Company for the fiscal year ending January 31, 2022. | Management | / | 23-Jul-2021 | F | ACTIVIST LEADERS ETF |
| WELBILT, INC. | WBT | 949090104 | 30-Sep-2021 | Special | 1 | Merger Proposal - To vote on the Agreement and Plan of Merger, dated as of July 14, 2021, by and among Ali Holding S.r.l., Ali Group North America Corporation, Ascend Merger Corp. and Welbilt (the "Merger Proposal"). | Management | F | 08-Sep-2021 | F | ACTIVIST LEADERS ETF |
| WELBILT, INC. | WBT | 949090104 | 30-Sep-2021 | Special | 2 | Advisory Compensation Proposal - To vote on a proposal to approve, on a non-binding advisory basis, the compensation that may be paid or become payable to Welbilt's named executive officers that is based on or otherwise relates to the merger. | Management | F | 08-Sep-2021 | F | ACTIVIST LEADERS ETF |
| WELBILT, INC. | WBT | 949090104 | 30-Sep-2021 | Special | 3 | Adjournment Proposal - To vote on a proposal to approve the adjournment of the special meeting to solicit additional proxies if a quorum is not present or there are not sufficient votes cast at the special meeting to approve the Merger Proposal. | Management | F | 08-Sep-2021 | F | ACTIVIST LEADERS ETF |
| SEAGATE TECHNOLOGY HOLDINGS PLC | STX | G7997R103 | 20-Oct-2021 | Annual | 1 | Election of Director: Mark W. Adams | Management | F | 02-Sep-2021 | F | ACTIVIST LEADERS ETF |
| SEAGATE TECHNOLOGY HOLDINGS PLC | STX | G7997R103 | 20-Oct-2021 | Annual | 2 | Election of Director: Shankar Arumugavelu | Management | F | 02-Sep-2021 | F | ACTIVIST LEADERS ETF |
| SEAGATE TECHNOLOGY HOLDINGS PLC | STX | G7997R103 | 20-Oct-2021 | Annual | 3 | Election of Director: Pratik ("Prat") Bhatt | Management | F | 02-Sep-2021 | F | ACTIVIST LEADERS ETF |
| SEAGATE TECHNOLOGY HOLDINGS PLC | STX | G7997R103 | 20-Oct-2021 | Annual | 4 | Election of Director: Judy Bruner | Management | F | 02-Sep-2021 | F | ACTIVIST LEADERS ETF |
| SEAGATE TECHNOLOGY HOLDINGS PLC | STX | G7997R103 | 20-Oct-2021 | Annual | 5 | Election of Director: Michael R. Cannon | Management | F | 02-Sep-2021 | F | ACTIVIST LEADERS ETF |
| SEAGATE TECHNOLOGY HOLDINGS PLC | STX | G7997R103 | 20-Oct-2021 | Annual | 6 | Election of Director: Jay L. Geldmacher | Management | F | 02-Sep-2021 | F | ACTIVIST LEADERS ETF |
| SEAGATE TECHNOLOGY HOLDINGS PLC | STX | G7997R103 | 20-Oct-2021 | Annual | 7 | Election of Director: Dylan Haggart | Management | F | 02-Sep-2021 | F | ACTIVIST LEADERS ETF |
| SEAGATE TECHNOLOGY HOLDINGS PLC | STX | G7997R103 | 20-Oct-2021 | Annual | 8 | Election of Director: William D. Mosley | Management | F | 02-Sep-2021 | F | ACTIVIST LEADERS ETF |
| SEAGATE TECHNOLOGY HOLDINGS PLC | STX | G7997R103 | 20-Oct-2021 | Annual | 9 | Election of Director: Stephanie Tilenius | Management | F | 02-Sep-2021 | F | ACTIVIST LEADERS ETF |
| SEAGATE TECHNOLOGY HOLDINGS PLC | STX | G7997R103 | 20-Oct-2021 | Annual | 10 | Election of Director: Edward J. Zander | Management | F | 02-Sep-2021 | F | ACTIVIST LEADERS ETF |
| SEAGATE TECHNOLOGY HOLDINGS PLC | STX | G7997R103 | 20-Oct-2021 | Annual | 11 | Approve, in an advisory, non-binding vote, the compensation of the Company's named executive officers (Say-on-Pay). | Management | F | 02-Sep-2021 | F | ACTIVIST LEADERS ETF |
| SEAGATE TECHNOLOGY HOLDINGS PLC | STX | G7997R103 | 20-Oct-2021 | Annual | 12 | Ratify, in a non-binding vote, the appointment of Ernst & Young LLP as the independent auditors of the Company for the fiscal year ending July 1, 2022, and authorize, in a binding vote, the Audit and Finance Committee of the Company's Board of Directors to set the auditors' remuneration. | Management | F | 02-Sep-2021 | F | ACTIVIST LEADERS ETF |
| SEAGATE TECHNOLOGY HOLDINGS PLC | STX | G7997R103 | 20-Oct-2021 | Annual | 13 | Approve the Seagate Technology Holdings plc 2022 Equity Incentive Plan. | Management | F | 02-Sep-2021 | F | ACTIVIST LEADERS ETF |
| THE HAIN CELESTIAL GROUP, INC. | HAIN | 405217100 | 28-Oct-2021 | Annual | 1 | Election of Director: Richard A. Beck | Management | F | 20-Sep-2021 | F | ACTIVIST LEADERS ETF |
| THE HAIN CELESTIAL GROUP, INC. | HAIN | 405217100 | 28-Oct-2021 | Annual | 2 | Election of Director: Celeste A. Clark | Management | F | 20-Sep-2021 | F | ACTIVIST LEADERS ETF |
| THE HAIN CELESTIAL GROUP, INC. | HAIN | 405217100 | 28-Oct-2021 | Annual | 3 | Election of Director: Dean Hollis | Management | F | 20-Sep-2021 | F | ACTIVIST LEADERS ETF |
| THE HAIN CELESTIAL GROUP, INC. | HAIN | 405217100 | 28-Oct-2021 | Annual | 4 | Election of Director: Shervin J. Korangy | Management | F | 20-Sep-2021 | F | ACTIVIST LEADERS ETF |
| THE HAIN CELESTIAL GROUP, INC. | HAIN | 405217100 | 28-Oct-2021 | Annual | 5 | Election of Director: Mark L. Schiller | Management | F | 20-Sep-2021 | F | ACTIVIST LEADERS ETF |
| THE HAIN CELESTIAL GROUP, INC. | HAIN | 405217100 | 28-Oct-2021 | Annual | 6 | Election of Director: Michael B. Sims | Management | F | 20-Sep-2021 | F | ACTIVIST LEADERS ETF |
| THE HAIN CELESTIAL GROUP, INC. | HAIN | 405217100 | 28-Oct-2021 | Annual | 7 | Election of Director: Glenn W. Welling | Management | F | 20-Sep-2021 | F | ACTIVIST LEADERS ETF |
| THE HAIN CELESTIAL GROUP, INC. | HAIN | 405217100 | 28-Oct-2021 | Annual | 8 | Election of Director: Dawn M. Zier | Management | F | 20-Sep-2021 | F | ACTIVIST LEADERS ETF |
| THE HAIN CELESTIAL GROUP, INC. | HAIN | 405217100 | 28-Oct-2021 | Annual | 9 | Proposal to approve, on an advisory basis, named executive officer compensation. | Management | F | 20-Sep-2021 | F | ACTIVIST LEADERS ETF |
| THE HAIN CELESTIAL GROUP, INC. | HAIN | 405217100 | 28-Oct-2021 | Annual | 10 | Proposal to ratify the appointment of Ernst & Young LLP to act as registered independent accountants of the Company for the fiscal year ending June 30, 2022. | Management | F | 20-Sep-2021 | F | ACTIVIST LEADERS ETF |
| THE HAIN CELESTIAL GROUP, INC. | HAIN | 405217100 | 28-Oct-2021 | Annual | 11 | Stockholder proposal to require independent Board Chair. | Shareholder | N | 20-Sep-2021 | N | ACTIVIST LEADERS ETF |
| AECOM | ACM | 00766T100 | 01-Mar-2022 | Annual | 1 | Election of Director: Bradley W. Buss | Management | F | 21-Jan-2022 | F | ACTIVIST LEADERS ETF |
| AECOM | ACM | 00766T100 | 01-Mar-2022 | Annual | 2 | Election of Director: Robert G. Card | Management | F | 21-Jan-2022 | F | ACTIVIST LEADERS ETF |
| AECOM | ACM | 00766T100 | 01-Mar-2022 | Annual | 3 | Election of Director: Diane C. Creel | Management | F | 21-Jan-2022 | F | ACTIVIST LEADERS ETF |
| AECOM | ACM | 00766T100 | 01-Mar-2022 | Annual | 4 | Election of Director: Lydia H. Kennard | Management | F | 21-Jan-2022 | F | ACTIVIST LEADERS ETF |
| AECOM | ACM | 00766T100 | 01-Mar-2022 | Annual | 5 | Election of Director: W. Troy Rudd | Management | F | 21-Jan-2022 | F | ACTIVIST LEADERS ETF |
| AECOM | ACM | 00766T100 | 01-Mar-2022 | Annual | 6 | Election of Director: Clarence T. Schmitz | Management | F | 21-Jan-2022 | F | ACTIVIST LEADERS ETF |
| AECOM | ACM | 00766T100 | 01-Mar-2022 | Annual | 7 | Election of Director: Douglas W. Stotlar | Management | F | 21-Jan-2022 | F | ACTIVIST LEADERS ETF |
| AECOM | ACM | 00766T100 | 01-Mar-2022 | Annual | 8 | Election of Director: Daniel R. Tishman | Management | F | 21-Jan-2022 | F | ACTIVIST LEADERS ETF |
| AECOM | ACM | 00766T100 | 01-Mar-2022 | Annual | 9 | Election of Director: Sander van't Noordende | Management | F | 21-Jan-2022 | F | ACTIVIST LEADERS ETF |
| AECOM | ACM | 00766T100 | 01-Mar-2022 | Annual | 10 | Election of Director: General Janet C. Wolfenbarger | Management | F | 21-Jan-2022 | F | ACTIVIST LEADERS ETF |
| AECOM | ACM | 00766T100 | 01-Mar-2022 | Annual | 11 | Ratify the selection of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2022. | Management | F | 21-Jan-2022 | F | ACTIVIST LEADERS ETF |
| AECOM | ACM | 00766T100 | 01-Mar-2022 | Annual | 12 | Advisory vote to approve the Company's executive compensation. | Management | F | 21-Jan-2022 | F | ACTIVIST LEADERS ETF |
| GCP APPLIED TECHNOLOGIES INC | GCP | 36164Y101 | 08-Mar-2022 | Special | 1 | Adoption of the Agreement and Plan of Merger, dated December 5, 2021 (as it may be amended from time to time, the "Merger Agreement"), by and among Cyclades Parent, Inc., a Delaware corporation, Cyclades Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent, GCP Applied Technologies Inc., a Delaware corporation("GCP"), and solely for the purpose of Section 8.13 thereof, Compagnie de Saint-Gobain S.A., a société anonyme organized under the laws of France. | Management | F | 03-Feb-2022 | F | ACTIVIST LEADERS ETF |
| GCP APPLIED TECHNOLOGIES INC | GCP | 36164Y101 | 08-Mar-2022 | Special | 2 | Adjourn the Special Meeting to a later date or dates if necessary to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. | Management | F | 03-Feb-2022 | F | ACTIVIST LEADERS ETF |
| GCP APPLIED TECHNOLOGIES INC | GCP | 36164Y101 | 08-Mar-2022 | Special | 3 | Approval of, on a non-binding, advisory basis, certain compensation that will or may become payable to GCP's named executive officers in connection with the transactions contemplated by the Merger Agreement. | Management | F | 03-Feb-2022 | F | ACTIVIST LEADERS ETF |
| HUNTSMAN CORPORATION | HUN | 447011107 | 25-Mar-2022 | Annual | 1 | DIRECTOR | Management | F | ACTIVIST LEADERS ETF | ||
| HUNTSMAN CORPORATION | HUN | 447011107 | 25-Mar-2022 | Annual | 1 | DIRECTOR | Management | F | ACTIVIST LEADERS ETF | ||
| HUNTSMAN CORPORATION | HUN | 447011107 | 25-Mar-2022 | Annual | 1 | DIRECTOR | Management | F | ACTIVIST LEADERS ETF | ||
| HUNTSMAN CORPORATION | HUN | 447011107 | 25-Mar-2022 | Annual | 1 | DIRECTOR | Management | F | ACTIVIST LEADERS ETF | ||
| HUNTSMAN CORPORATION | HUN | 447011107 | 25-Mar-2022 | Annual | 1 | DIRECTOR | Management | F | ACTIVIST LEADERS ETF | ||
| HUNTSMAN CORPORATION | HUN | 447011107 | 25-Mar-2022 | Annual | 1 | DIRECTOR | Management | F | ACTIVIST LEADERS ETF | ||
| HUNTSMAN CORPORATION | HUN | 447011107 | 25-Mar-2022 | Annual | 1 | DIRECTOR | Management | F | ACTIVIST LEADERS ETF | ||
| HUNTSMAN CORPORATION | HUN | 447011107 | 25-Mar-2022 | Annual | 1 | DIRECTOR | Management | F | ACTIVIST LEADERS ETF | ||
| HUNTSMAN CORPORATION | HUN | 447011107 | 25-Mar-2022 | Annual | 1 | DIRECTOR | Management | F | ACTIVIST LEADERS ETF | ||
| HUNTSMAN CORPORATION | HUN | 447011107 | 25-Mar-2022 | Annual | 1 | DIRECTOR | Management | F | ACTIVIST LEADERS ETF | ||
| HUNTSMAN CORPORATION | HUN | 447011107 | 25-Mar-2022 | Annual | 2 | Advisory vote to approve named executive officer compensation. | Management | F | ACTIVIST LEADERS ETF | ||
| HUNTSMAN CORPORATION | HUN | 447011107 | 25-Mar-2022 | Annual | 3 | Ratification of the appointment of Deloitte & Touche LLP as Huntsman Corporation's independent registered public accounting firm for the year ending December 31, 2022. | Management | F | ACTIVIST LEADERS ETF | ||
| HUNTSMAN CORPORATION | HUN | 447011107 | 25-Mar-2022 | Annual | 4 | Stockholder proposal to lower ownership threshold for special meeting of stockholders to 10%. | Shareholder | N | ACTIVIST LEADERS ETF | ||
| HUNTSMAN CORPORATION | HUN | 447011107 | 25-Mar-2022 | Annual | 1 | DIRECTOR | Management | F | 16-Feb-2022 | F | ACTIVIST LEADERS ETF |
| HUNTSMAN CORPORATION | HUN | 447011107 | 25-Mar-2022 | Annual | 1 | DIRECTOR | Management | F | 16-Feb-2022 | F | ACTIVIST LEADERS ETF |
| HUNTSMAN CORPORATION | HUN | 447011107 | 25-Mar-2022 | Annual | 1 | DIRECTOR | Management | F | 16-Feb-2022 | F | ACTIVIST LEADERS ETF |
| HUNTSMAN CORPORATION | HUN | 447011107 | 25-Mar-2022 | Annual | 1 | DIRECTOR | Management | F | 16-Feb-2022 | F | ACTIVIST LEADERS ETF |
| HUNTSMAN CORPORATION | HUN | 447011107 | 25-Mar-2022 | Annual | 1 | DIRECTOR | Management | F | 16-Feb-2022 | F | ACTIVIST LEADERS ETF |
| HUNTSMAN CORPORATION | HUN | 447011107 | 25-Mar-2022 | Annual | 1 | DIRECTOR | Management | F | 16-Feb-2022 | F | ACTIVIST LEADERS ETF |
| HUNTSMAN CORPORATION | HUN | 447011107 | 25-Mar-2022 | Annual | 1 | DIRECTOR | Management | F | 16-Feb-2022 | F | ACTIVIST LEADERS ETF |
| HUNTSMAN CORPORATION | HUN | 447011107 | 25-Mar-2022 | Annual | 1 | DIRECTOR | Management | F | 16-Feb-2022 | F | ACTIVIST LEADERS ETF |
| HUNTSMAN CORPORATION | HUN | 447011107 | 25-Mar-2022 | Annual | 1 | DIRECTOR | Management | F | 16-Feb-2022 | F | ACTIVIST LEADERS ETF |
| HUNTSMAN CORPORATION | HUN | 447011107 | 25-Mar-2022 | Annual | 1 | DIRECTOR | Management | F | 16-Feb-2022 | F | ACTIVIST LEADERS ETF |
| HUNTSMAN CORPORATION | HUN | 447011107 | 25-Mar-2022 | Annual | 2 | Company's proposal to approve, on a non-binding advisory basis, the compensation of the Company's named executive officers. | Management | / | 16-Feb-2022 | F | ACTIVIST LEADERS ETF |
| HUNTSMAN CORPORATION | HUN | 447011107 | 25-Mar-2022 | Annual | 3 | Company's proposal to ratify the appointment of Deloitte and Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2022. | Management | / | 16-Feb-2022 | F | ACTIVIST LEADERS ETF |
| HUNTSMAN CORPORATION | HUN | 447011107 | 25-Mar-2022 | Annual | 4 | Stockholder proposal to lower the ownership threshold for special meetings of stockholders to 10%. | Shareholder | / | 16-Feb-2022 | N | ACTIVIST LEADERS ETF |
| DANA INCORPORATED | DAN | 235825205 | 20-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 14-Mar-2022 | F | ACTIVIST LEADERS ETF |
| DANA INCORPORATED | DAN | 235825205 | 20-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 14-Mar-2022 | F | ACTIVIST LEADERS ETF |
| DANA INCORPORATED | DAN | 235825205 | 20-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 14-Mar-2022 | F | ACTIVIST LEADERS ETF |
| DANA INCORPORATED | DAN | 235825205 | 20-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 14-Mar-2022 | F | ACTIVIST LEADERS ETF |
| DANA INCORPORATED | DAN | 235825205 | 20-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 14-Mar-2022 | F | ACTIVIST LEADERS ETF |
| DANA INCORPORATED | DAN | 235825205 | 20-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 14-Mar-2022 | F | ACTIVIST LEADERS ETF |
| DANA INCORPORATED | DAN | 235825205 | 20-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 14-Mar-2022 | F | ACTIVIST LEADERS ETF |
| DANA INCORPORATED | DAN | 235825205 | 20-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 14-Mar-2022 | F | ACTIVIST LEADERS ETF |
| DANA INCORPORATED | DAN | 235825205 | 20-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 14-Mar-2022 | F | ACTIVIST LEADERS ETF |
| DANA INCORPORATED | DAN | 235825205 | 20-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 14-Mar-2022 | F | ACTIVIST LEADERS ETF |
| DANA INCORPORATED | DAN | 235825205 | 20-Apr-2022 | Annual | 2 | Approval of a non-binding advisory proposal approving executive compensation. | Management | F | 14-Mar-2022 | F | ACTIVIST LEADERS ETF |
| DANA INCORPORATED | DAN | 235825205 | 20-Apr-2022 | Annual | 3 | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm. | Management | F | 14-Mar-2022 | F | ACTIVIST LEADERS ETF |
| INNOVIVA INC | INVA | 45781M101 | 25-Apr-2022 | Annual | 1 | Election of Director: George W. Bickerstaff, III | Management | F | 01-Apr-2022 | F | ACTIVIST LEADERS ETF |
| INNOVIVA INC | INVA | 45781M101 | 25-Apr-2022 | Annual | 2 | Election of Director: Deborah L. Birx, M.D. | Management | F | 01-Apr-2022 | F | ACTIVIST LEADERS ETF |
| INNOVIVA INC | INVA | 45781M101 | 25-Apr-2022 | Annual | 3 | Election of Director: Mark A. DiPaolo, Esq. | Management | F | 01-Apr-2022 | F | ACTIVIST LEADERS ETF |
| INNOVIVA INC | INVA | 45781M101 | 25-Apr-2022 | Annual | 4 | Election of Director: Jules Haimovitz | Management | F | 01-Apr-2022 | F | ACTIVIST LEADERS ETF |
| INNOVIVA INC | INVA | 45781M101 | 25-Apr-2022 | Annual | 5 | Election of Director: Odysseas D. Kostas, M.D. | Management | F | 01-Apr-2022 | F | ACTIVIST LEADERS ETF |
| INNOVIVA INC | INVA | 45781M101 | 25-Apr-2022 | Annual | 6 | Election of Director: Sarah J. Schlesinger, M.D. | Management | F | 01-Apr-2022 | F | ACTIVIST LEADERS ETF |
| INNOVIVA INC | INVA | 45781M101 | 25-Apr-2022 | Annual | 7 | Approve the non-binding advisory resolution regarding executive compensation. | Management | F | 01-Apr-2022 | F | ACTIVIST LEADERS ETF |
| INNOVIVA INC | INVA | 45781M101 | 25-Apr-2022 | Annual | 8 | Ratify the selection by the Audit Committee of the Board of Directors for Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | F | 01-Apr-2022 | F | ACTIVIST LEADERS ETF |
| PAPA JOHN'S INTERNATIONAL, INC. | PZZA | 698813102 | 26-Apr-2022 | Annual | 1 | Election of Director: Christopher L. Coleman | Management | F | 24-Mar-2022 | F | ACTIVIST LEADERS ETF |
| PAPA JOHN'S INTERNATIONAL, INC. | PZZA | 698813102 | 26-Apr-2022 | Annual | 2 | Election of Director: Olivia F. Kirtley | Management | F | 24-Mar-2022 | F | ACTIVIST LEADERS ETF |
| PAPA JOHN'S INTERNATIONAL, INC. | PZZA | 698813102 | 26-Apr-2022 | Annual | 3 | Election of Director: Laurette T. Koellner | Management | F | 24-Mar-2022 | F | ACTIVIST LEADERS ETF |
| PAPA JOHN'S INTERNATIONAL, INC. | PZZA | 698813102 | 26-Apr-2022 | Annual | 4 | Election of Director: Robert M. Lynch | Management | F | 24-Mar-2022 | F | ACTIVIST LEADERS ETF |
| PAPA JOHN'S INTERNATIONAL, INC. | PZZA | 698813102 | 26-Apr-2022 | Annual | 5 | Election of Director: Jocelyn C. Mangan | Management | F | 24-Mar-2022 | F | ACTIVIST LEADERS ETF |
| PAPA JOHN'S INTERNATIONAL, INC. | PZZA | 698813102 | 26-Apr-2022 | Annual | 6 | Election of Director: Sonya E. Medina | Management | F | 24-Mar-2022 | F | ACTIVIST LEADERS ETF |
| PAPA JOHN'S INTERNATIONAL, INC. | PZZA | 698813102 | 26-Apr-2022 | Annual | 7 | Election of Director: Shaquille R. O'Neal | Management | F | 24-Mar-2022 | F | ACTIVIST LEADERS ETF |
| PAPA JOHN'S INTERNATIONAL, INC. | PZZA | 698813102 | 26-Apr-2022 | Annual | 8 | Election of Director: Anthony M. Sanfilippo | Management | F | 24-Mar-2022 | F | ACTIVIST LEADERS ETF |
| PAPA JOHN'S INTERNATIONAL, INC. | PZZA | 698813102 | 26-Apr-2022 | Annual | 9 | Election of Director: Jeffrey C. Smith | Management | F | 24-Mar-2022 | F | ACTIVIST LEADERS ETF |
| PAPA JOHN'S INTERNATIONAL, INC. | PZZA | 698813102 | 26-Apr-2022 | Annual | 10 | Ratification of the Selection of Independent Auditors: To ratify the selection of Ernst & Young LLP as the Company's independent auditors for the 2022 fiscal year. | Management | F | 24-Mar-2022 | F | ACTIVIST LEADERS ETF |
| PAPA JOHN'S INTERNATIONAL, INC. | PZZA | 698813102 | 26-Apr-2022 | Annual | 11 | Advisory approval of the Company's executive compensation. | Management | F | 24-Mar-2022 | F | ACTIVIST LEADERS ETF |
| PAPA JOHN'S INTERNATIONAL, INC. | PZZA | 698813102 | 26-Apr-2022 | Annual | 12 | Stockholder proposal regarding ESG disclosure related to pork housing. | Shareholder | N | 24-Mar-2022 | N | ACTIVIST LEADERS ETF |
| DELEK US HOLDINGS, INC. | DK | 24665A103 | 03-May-2022 | Annual | 1 | Election of Director: Ezra Uzi Yemin | Management | F | 09-Apr-2022 | F | ACTIVIST LEADERS ETF |
| DELEK US HOLDINGS, INC. | DK | 24665A103 | 03-May-2022 | Annual | 2 | Election of Director: William J. Finnerty | Management | F | 09-Apr-2022 | F | ACTIVIST LEADERS ETF |
| DELEK US HOLDINGS, INC. | DK | 24665A103 | 03-May-2022 | Annual | 3 | Election of Director: Richard J. Marcogliese | Management | F | 09-Apr-2022 | F | ACTIVIST LEADERS ETF |
| DELEK US HOLDINGS, INC. | DK | 24665A103 | 03-May-2022 | Annual | 4 | Election of Director: Leonardo Moreno | Management | F | 09-Apr-2022 | F | ACTIVIST LEADERS ETF |
| DELEK US HOLDINGS, INC. | DK | 24665A103 | 03-May-2022 | Annual | 5 | Election of Director: Gary M. Sullivan, Jr. | Management | F | 09-Apr-2022 | F | ACTIVIST LEADERS ETF |
| DELEK US HOLDINGS, INC. | DK | 24665A103 | 03-May-2022 | Annual | 6 | Election of Director: Vicky Sutil | Management | F | 09-Apr-2022 | F | ACTIVIST LEADERS ETF |
| DELEK US HOLDINGS, INC. | DK | 24665A103 | 03-May-2022 | Annual | 7 | Election of Director: Laurie Z. Tolson | Management | F | 09-Apr-2022 | F | ACTIVIST LEADERS ETF |
| DELEK US HOLDINGS, INC. | DK | 24665A103 | 03-May-2022 | Annual | 8 | Election of Director: Shlomo Zohar | Management | F | 09-Apr-2022 | F | ACTIVIST LEADERS ETF |
| DELEK US HOLDINGS, INC. | DK | 24665A103 | 03-May-2022 | Annual | 9 | To adopt the advisory resolution approving the executive compensation program for our named executive officers as described in the Proxy Statement. | Management | F | 09-Apr-2022 | F | ACTIVIST LEADERS ETF |
| DELEK US HOLDINGS, INC. | DK | 24665A103 | 03-May-2022 | Annual | 10 | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the 2022 fiscal year. | Management | F | 09-Apr-2022 | F | ACTIVIST LEADERS ETF |
| DELEK US HOLDINGS, INC. | DK | 24665A103 | 03-May-2022 | Annual | 11 | To approve the amendment to the 2016 Long-Term Incentive Plan to increase the number of shares available for issuance thereunder. | Management | F | 09-Apr-2022 | F | ACTIVIST LEADERS ETF |
| DELEK US HOLDINGS, INC. | DK | 24665A103 | 03-May-2022 | Annual | 12 | To approve the amendment and restatement of our Amended and Restated Certificate of Incorporation adding certain provisions required by the Jones Act. | Management | F | 09-Apr-2022 | F | ACTIVIST LEADERS ETF |
| GCP APPLIED TECHNOLOGIES INC | GCP | 36164Y101 | 03-May-2022 | Annual | 1 | Election of Director: Simon M. Bates | Management | F | 24-Mar-2022 | F | ACTIVIST LEADERS ETF |
| GCP APPLIED TECHNOLOGIES INC | GCP | 36164Y101 | 03-May-2022 | Annual | 2 | Election of Director: Peter A. Feld | Management | F | 24-Mar-2022 | F | ACTIVIST LEADERS ETF |
| GCP APPLIED TECHNOLOGIES INC | GCP | 36164Y101 | 03-May-2022 | Annual | 3 | Election of Director: Janet Plaut Giesselman | Management | F | 24-Mar-2022 | F | ACTIVIST LEADERS ETF |
| GCP APPLIED TECHNOLOGIES INC | GCP | 36164Y101 | 03-May-2022 | Annual | 4 | Election of Director: Clay H. Kiefaber | Management | F | 24-Mar-2022 | F | ACTIVIST LEADERS ETF |
| GCP APPLIED TECHNOLOGIES INC | GCP | 36164Y101 | 03-May-2022 | Annual | 5 | Election of Director: Armand F. Lauzon | Management | F | 24-Mar-2022 | F | ACTIVIST LEADERS ETF |
| GCP APPLIED TECHNOLOGIES INC | GCP | 36164Y101 | 03-May-2022 | Annual | 6 | Election of Director: Marran H. Ogilvie | Management | F | 24-Mar-2022 | F | ACTIVIST LEADERS ETF |
| GCP APPLIED TECHNOLOGIES INC | GCP | 36164Y101 | 03-May-2022 | Annual | 7 | Election of Director: Andrew M. Ross | Management | F | 24-Mar-2022 | F | ACTIVIST LEADERS ETF |
| GCP APPLIED TECHNOLOGIES INC | GCP | 36164Y101 | 03-May-2022 | Annual | 8 | Election of Director: Linda J. Welty | Management | F | 24-Mar-2022 | F | ACTIVIST LEADERS ETF |
| GCP APPLIED TECHNOLOGIES INC | GCP | 36164Y101 | 03-May-2022 | Annual | 9 | Election of Director: Robert H. Yanker | Management | F | 24-Mar-2022 | F | ACTIVIST LEADERS ETF |
| GCP APPLIED TECHNOLOGIES INC | GCP | 36164Y101 | 03-May-2022 | Annual | 10 | To ratify the appointment of PricewaterhouseCoopers LLP as GCP's independent registered public accounting firm for 2022 | Management | F | 24-Mar-2022 | F | ACTIVIST LEADERS ETF |
| GCP APPLIED TECHNOLOGIES INC | GCP | 36164Y101 | 03-May-2022 | Annual | 11 | To approve, on an advisory, non-binding basis, the compensation of GCP's named executive officers, as described in the accompanying proxy statement | Management | F | 24-Mar-2022 | F | ACTIVIST LEADERS ETF |
| JANUS HENDERSON GROUP PLC | JHG | G4474Y214 | 04-May-2022 | Annual | 1 | Election of Director: Alison Davis | Management | F | 26-Mar-2022 | F | ACTIVIST LEADERS ETF |
| JANUS HENDERSON GROUP PLC | JHG | G4474Y214 | 04-May-2022 | Annual | 2 | Election of Director: Kalpana Desai | Management | F | 26-Mar-2022 | F | ACTIVIST LEADERS ETF |
| JANUS HENDERSON GROUP PLC | JHG | G4474Y214 | 04-May-2022 | Annual | 3 | Election of Director: Jeffrey Diermeier | Management | F | 26-Mar-2022 | F | ACTIVIST LEADERS ETF |
| JANUS HENDERSON GROUP PLC | JHG | G4474Y214 | 04-May-2022 | Annual | 4 | Election of Director: Kevin Dolan | Management | F | 26-Mar-2022 | F | ACTIVIST LEADERS ETF |
| JANUS HENDERSON GROUP PLC | JHG | G4474Y214 | 04-May-2022 | Annual | 5 | Election of Director: Eugene Flood Jr. | Management | F | 26-Mar-2022 | F | ACTIVIST LEADERS ETF |
| JANUS HENDERSON GROUP PLC | JHG | G4474Y214 | 04-May-2022 | Annual | 6 | Election of Director: Edward Garden | Management | F | 26-Mar-2022 | F | ACTIVIST LEADERS ETF |
| JANUS HENDERSON GROUP PLC | JHG | G4474Y214 | 04-May-2022 | Annual | 7 | Election of Director: Richard Gillingwater | Management | F | 26-Mar-2022 | F | ACTIVIST LEADERS ETF |
| JANUS HENDERSON GROUP PLC | JHG | G4474Y214 | 04-May-2022 | Annual | 8 | Election of Director: Lawrence Kochard | Management | F | 26-Mar-2022 | F | ACTIVIST LEADERS ETF |
| JANUS HENDERSON GROUP PLC | JHG | G4474Y214 | 04-May-2022 | Annual | 9 | Election of Director: Nelson Peltz | Management | F | 26-Mar-2022 | F | ACTIVIST LEADERS ETF |
| JANUS HENDERSON GROUP PLC | JHG | G4474Y214 | 04-May-2022 | Annual | 10 | Election of Director: Angela Seymour-Jackson | Management | F | 26-Mar-2022 | F | ACTIVIST LEADERS ETF |
| JANUS HENDERSON GROUP PLC | JHG | G4474Y214 | 04-May-2022 | Annual | 11 | Approval to Increase the Cap on Aggregate Annual Compensation for Non-Executive Directors. | Management | F | 26-Mar-2022 | F | ACTIVIST LEADERS ETF |
| JANUS HENDERSON GROUP PLC | JHG | G4474Y214 | 04-May-2022 | Annual | 12 | Advisory Say-on-Pay Vote on Executive Compensation. | Management | F | 26-Mar-2022 | F | ACTIVIST LEADERS ETF |
| JANUS HENDERSON GROUP PLC | JHG | G4474Y214 | 04-May-2022 | Annual | 13 | Advisory Vote on Frequency of Future Say-on-Pay Votes. | Management | 1 | 26-Mar-2022 | 1 | ACTIVIST LEADERS ETF |
| JANUS HENDERSON GROUP PLC | JHG | G4474Y214 | 04-May-2022 | Annual | 14 | Approval of the Global Employee Stock Purchase Plan. | Management | F | 26-Mar-2022 | F | ACTIVIST LEADERS ETF |
| JANUS HENDERSON GROUP PLC | JHG | G4474Y214 | 04-May-2022 | Annual | 15 | Approval of the 2022 Deferred Incentive Plan. | Management | F | 26-Mar-2022 | F | ACTIVIST LEADERS ETF |
| JANUS HENDERSON GROUP PLC | JHG | G4474Y214 | 04-May-2022 | Annual | 16 | Renewal of Authority to Repurchase Common Stock. | Management | F | 26-Mar-2022 | F | ACTIVIST LEADERS ETF |
| JANUS HENDERSON GROUP PLC | JHG | G4474Y214 | 04-May-2022 | Annual | 17 | Renewal of Authority to Repurchase CDIs. | Management | F | 26-Mar-2022 | F | ACTIVIST LEADERS ETF |
| JANUS HENDERSON GROUP PLC | JHG | G4474Y214 | 04-May-2022 | Annual | 18 | Reappointment and Remuneration of Auditors. | Management | F | 26-Mar-2022 | F | ACTIVIST LEADERS ETF |
| NEWELL BRANDS INC. | NWL | 651229106 | 05-May-2022 | Annual | 1 | Election of Director: Bridget Ryan Berman | Management | F | 24-Mar-2022 | F | ACTIVIST LEADERS ETF |
| NEWELL BRANDS INC. | NWL | 651229106 | 05-May-2022 | Annual | 2 | Election of Director: Patrick D. Campbell | Management | F | 24-Mar-2022 | F | ACTIVIST LEADERS ETF |
| NEWELL BRANDS INC. | NWL | 651229106 | 05-May-2022 | Annual | 3 | Election of Director: James R. Craigie | Management | F | 24-Mar-2022 | F | ACTIVIST LEADERS ETF |
| NEWELL BRANDS INC. | NWL | 651229106 | 05-May-2022 | Annual | 4 | Election of Director: Brett M. Icahn | Management | F | 24-Mar-2022 | F | ACTIVIST LEADERS ETF |
| NEWELL BRANDS INC. | NWL | 651229106 | 05-May-2022 | Annual | 5 | Election of Director: Jay L. Johnson | Management | F | 24-Mar-2022 | F | ACTIVIST LEADERS ETF |
| NEWELL BRANDS INC. | NWL | 651229106 | 05-May-2022 | Annual | 6 | Election of Director: Gerardo I. Lopez | Management | F | 24-Mar-2022 | F | ACTIVIST LEADERS ETF |
| NEWELL BRANDS INC. | NWL | 651229106 | 05-May-2022 | Annual | 7 | Election of Director: Courtney R. Mather | Management | F | 24-Mar-2022 | F | ACTIVIST LEADERS ETF |
| NEWELL BRANDS INC. | NWL | 651229106 | 05-May-2022 | Annual | 8 | Election of Director: Ravichandra K. Saligram | Management | F | 24-Mar-2022 | F | ACTIVIST LEADERS ETF |
| NEWELL BRANDS INC. | NWL | 651229106 | 05-May-2022 | Annual | 9 | Election of Director: Judith A. Sprieser | Management | F | 24-Mar-2022 | F | ACTIVIST LEADERS ETF |
| NEWELL BRANDS INC. | NWL | 651229106 | 05-May-2022 | Annual | 10 | Election of Director: Robert A. Steele | Management | F | 24-Mar-2022 | F | ACTIVIST LEADERS ETF |
| NEWELL BRANDS INC. | NWL | 651229106 | 05-May-2022 | Annual | 11 | Ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | F | 24-Mar-2022 | F | ACTIVIST LEADERS ETF |
| NEWELL BRANDS INC. | NWL | 651229106 | 05-May-2022 | Annual | 12 | Advisory resolution to approve executive compensation. | Management | F | 24-Mar-2022 | F | ACTIVIST LEADERS ETF |
| NEWELL BRANDS INC. | NWL | 651229106 | 05-May-2022 | Annual | 13 | Approve the Newell Brands Inc. 2022 Incentive Plan. | Management | F | 24-Mar-2022 | F | ACTIVIST LEADERS ETF |
| NEWELL BRANDS INC. | NWL | 651229106 | 05-May-2022 | Annual | 14 | A stockholder proposal to amend the stockholder right to call a special meeting of stockholders. | Shareholder | N | 24-Mar-2022 | N | ACTIVIST LEADERS ETF |
| OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 06-May-2022 | Annual | 1 | Election of Director: Vicky A. Bailey | Management | F | 27-Mar-2022 | F | ACTIVIST LEADERS ETF |
| OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 06-May-2022 | Annual | 2 | Election of Director: Stephen I. Chazen | Management | F | 27-Mar-2022 | F | ACTIVIST LEADERS ETF |
| OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 06-May-2022 | Annual | 3 | Election of Director: Andrew Gould | Management | F | 27-Mar-2022 | F | ACTIVIST LEADERS ETF |
| OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 06-May-2022 | Annual | 4 | Election of Director: Carlos M. Gutierrez | Management | F | 27-Mar-2022 | F | ACTIVIST LEADERS ETF |
| OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 06-May-2022 | Annual | 5 | Election of Director: Vicki Hollub | Management | F | 27-Mar-2022 | F | ACTIVIST LEADERS ETF |
| OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 06-May-2022 | Annual | 6 | Election of Director: William R. Klesse | Management | F | 27-Mar-2022 | F | ACTIVIST LEADERS ETF |
| OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 06-May-2022 | Annual | 7 | Election of Director: Jack B. Moore | Management | F | 27-Mar-2022 | F | ACTIVIST LEADERS ETF |
| OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 06-May-2022 | Annual | 8 | Election of Director: Avedick B. Poladian | Management | F | 27-Mar-2022 | F | ACTIVIST LEADERS ETF |
| OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 06-May-2022 | Annual | 9 | Election of Director: Robert M. Shearer | Management | F | 27-Mar-2022 | F | ACTIVIST LEADERS ETF |
| OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 06-May-2022 | Annual | 10 | Advisory Vote to Approve Named Executive Officer Compensation | Management | F | 27-Mar-2022 | F | ACTIVIST LEADERS ETF |
| OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 06-May-2022 | Annual | 11 | Ratification of Selection of KPMG as Occidental's Independent Auditor | Management | F | 27-Mar-2022 | F | ACTIVIST LEADERS ETF |
| OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 06-May-2022 | Annual | 12 | Shareholder Proposal Requesting Occidental Set and Disclose Quantitative Short-, Medium- and Long-Term GHG Emissions Reduction Targets Consistent with the Paris Agreement | Shareholder | N | 27-Mar-2022 | N | ACTIVIST LEADERS ETF |
| LKQ CORPORATION | LKQ | 501889208 | 10-May-2022 | Annual | 1 | Election of Director: Patrick Berard | Management | F | 03-Apr-2022 | F | ACTIVIST LEADERS ETF |
| LKQ CORPORATION | LKQ | 501889208 | 10-May-2022 | Annual | 2 | Election of Director: Meg A. Divitto | Management | F | 03-Apr-2022 | F | ACTIVIST LEADERS ETF |
| LKQ CORPORATION | LKQ | 501889208 | 10-May-2022 | Annual | 3 | Election of Director: Robert M. Hanser | Management | F | 03-Apr-2022 | F | ACTIVIST LEADERS ETF |
| LKQ CORPORATION | LKQ | 501889208 | 10-May-2022 | Annual | 4 | Election of Director: Joseph M. Holsten | Management | F | 03-Apr-2022 | F | ACTIVIST LEADERS ETF |
| LKQ CORPORATION | LKQ | 501889208 | 10-May-2022 | Annual | 5 | Election of Director: Blythe J. McGarvie | Management | F | 03-Apr-2022 | F | ACTIVIST LEADERS ETF |
| LKQ CORPORATION | LKQ | 501889208 | 10-May-2022 | Annual | 6 | Election of Director: John W. Mendel | Management | F | 03-Apr-2022 | F | ACTIVIST LEADERS ETF |
| LKQ CORPORATION | LKQ | 501889208 | 10-May-2022 | Annual | 7 | Election of Director: Jody G. Miller | Management | F | 03-Apr-2022 | F | ACTIVIST LEADERS ETF |
| LKQ CORPORATION | LKQ | 501889208 | 10-May-2022 | Annual | 8 | Election of Director: Guhan Subramanian | Management | F | 03-Apr-2022 | F | ACTIVIST LEADERS ETF |
| LKQ CORPORATION | LKQ | 501889208 | 10-May-2022 | Annual | 9 | Election of Director: Xavier Urbain | Management | F | 03-Apr-2022 | F | ACTIVIST LEADERS ETF |
| LKQ CORPORATION | LKQ | 501889208 | 10-May-2022 | Annual | 10 | Election of Director: Jacob H. Welch | Management | F | 03-Apr-2022 | F | ACTIVIST LEADERS ETF |
| LKQ CORPORATION | LKQ | 501889208 | 10-May-2022 | Annual | 11 | Election of Director: Dominick Zarcone | Management | F | 03-Apr-2022 | F | ACTIVIST LEADERS ETF |
| LKQ CORPORATION | LKQ | 501889208 | 10-May-2022 | Annual | 12 | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2022. | Management | F | 03-Apr-2022 | F | ACTIVIST LEADERS ETF |
| LKQ CORPORATION | LKQ | 501889208 | 10-May-2022 | Annual | 13 | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | F | 03-Apr-2022 | F | ACTIVIST LEADERS ETF |
| INVESCO LTD. | IVZ | G491BT108 | 12-May-2022 | Annual | 1 | Election of Director: Sarah E. Beshar | Management | F | 27-Mar-2022 | F | ACTIVIST LEADERS ETF |
| INVESCO LTD. | IVZ | G491BT108 | 12-May-2022 | Annual | 2 | Election of Director: Thomas M. Finke | Management | F | 27-Mar-2022 | F | ACTIVIST LEADERS ETF |
| INVESCO LTD. | IVZ | G491BT108 | 12-May-2022 | Annual | 3 | Election of Director: Martin L. Flanagan | Management | F | 27-Mar-2022 | F | ACTIVIST LEADERS ETF |
| INVESCO LTD. | IVZ | G491BT108 | 12-May-2022 | Annual | 4 | Election of Director: William F. Glavin, Jr. | Management | F | 27-Mar-2022 | F | ACTIVIST LEADERS ETF |
| INVESCO LTD. | IVZ | G491BT108 | 12-May-2022 | Annual | 5 | Election of Director: C. Robert Henrikson | Management | F | 27-Mar-2022 | F | ACTIVIST LEADERS ETF |
| INVESCO LTD. | IVZ | G491BT108 | 12-May-2022 | Annual | 6 | Election of Director: Denis Kessler | Management | F | 27-Mar-2022 | F | ACTIVIST LEADERS ETF |
| INVESCO LTD. | IVZ | G491BT108 | 12-May-2022 | Annual | 7 | Election of Director: Sir Nigel Sheinwald | Management | F | 27-Mar-2022 | F | ACTIVIST LEADERS ETF |
| INVESCO LTD. | IVZ | G491BT108 | 12-May-2022 | Annual | 8 | Election of Director: Paula C. Tolliver | Management | F | 27-Mar-2022 | F | ACTIVIST LEADERS ETF |
| INVESCO LTD. | IVZ | G491BT108 | 12-May-2022 | Annual | 9 | Election of Director: G. Richard Wagoner, Jr. | Management | F | 27-Mar-2022 | F | ACTIVIST LEADERS ETF |
| INVESCO LTD. | IVZ | G491BT108 | 12-May-2022 | Annual | 10 | Election of Director: Christopher C. Womack | Management | F | 27-Mar-2022 | F | ACTIVIST LEADERS ETF |
| INVESCO LTD. | IVZ | G491BT108 | 12-May-2022 | Annual | 11 | Election of Director: Phoebe A. Wood | Management | F | 27-Mar-2022 | F | ACTIVIST LEADERS ETF |
| INVESCO LTD. | IVZ | G491BT108 | 12-May-2022 | Annual | 12 | Advisory vote to approve the company's 2021 executive compensation | Management | F | 27-Mar-2022 | F | ACTIVIST LEADERS ETF |
| INVESCO LTD. | IVZ | G491BT108 | 12-May-2022 | Annual | 13 | Approval of the Amendment and Restatement of the Invesco Ltd. 2012 Employee Stock Purchase Plan | Management | F | 27-Mar-2022 | F | ACTIVIST LEADERS ETF |
| INVESCO LTD. | IVZ | G491BT108 | 12-May-2022 | Annual | 14 | Appointment of PricewaterhouseCoopers LLP as the company's independent registered public accounting firm for 2022 | Management | F | 27-Mar-2022 | F | ACTIVIST LEADERS ETF |
| CHENIERE ENERGY, INC. | LNG | 16411R208 | 12-May-2022 | Annual | 1 | Election of Director: G. Andrea Botta | Management | F | 13-Apr-2022 | F | ACTIVIST LEADERS ETF |
| CHENIERE ENERGY, INC. | LNG | 16411R208 | 12-May-2022 | Annual | 2 | Election of Director: Jack A. Fusco | Management | F | 13-Apr-2022 | F | ACTIVIST LEADERS ETF |
| CHENIERE ENERGY, INC. | LNG | 16411R208 | 12-May-2022 | Annual | 3 | Election of Director: Vicky A. Bailey | Management | F | 13-Apr-2022 | F | ACTIVIST LEADERS ETF |
| CHENIERE ENERGY, INC. | LNG | 16411R208 | 12-May-2022 | Annual | 4 | Election of Director: Patricia K. Collawn | Management | F | 13-Apr-2022 | F | ACTIVIST LEADERS ETF |
| CHENIERE ENERGY, INC. | LNG | 16411R208 | 12-May-2022 | Annual | 5 | Election of Director: David B. Kilpatrick | Management | F | 13-Apr-2022 | F | ACTIVIST LEADERS ETF |
| CHENIERE ENERGY, INC. | LNG | 16411R208 | 12-May-2022 | Annual | 6 | Election of Director: Lorraine Mitchelmore | Management | F | 13-Apr-2022 | F | ACTIVIST LEADERS ETF |
| CHENIERE ENERGY, INC. | LNG | 16411R208 | 12-May-2022 | Annual | 7 | Election of Director: Scott Peak | Management | F | 13-Apr-2022 | F | ACTIVIST LEADERS ETF |
| CHENIERE ENERGY, INC. | LNG | 16411R208 | 12-May-2022 | Annual | 8 | Election of Director: Donald F. Robillard, Jr | Management | F | 13-Apr-2022 | F | ACTIVIST LEADERS ETF |
| CHENIERE ENERGY, INC. | LNG | 16411R208 | 12-May-2022 | Annual | 9 | Election of Director: Neal A. Shear | Management | F | 13-Apr-2022 | F | ACTIVIST LEADERS ETF |
| CHENIERE ENERGY, INC. | LNG | 16411R208 | 12-May-2022 | Annual | 10 | Election of Director: Andrew J. Teno | Management | F | 13-Apr-2022 | F | ACTIVIST LEADERS ETF |
| CHENIERE ENERGY, INC. | LNG | 16411R208 | 12-May-2022 | Annual | 11 | Approve, on an advisory and non-binding basis, the compensation of the Company's named executive officers for 2021. | Management | F | 13-Apr-2022 | F | ACTIVIST LEADERS ETF |
| CHENIERE ENERGY, INC. | LNG | 16411R208 | 12-May-2022 | Annual | 12 | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2022. | Management | F | 13-Apr-2022 | F | ACTIVIST LEADERS ETF |
| MEDNAX, INC. | MD | 58502B106 | 12-May-2022 | Annual | 1 | Election of Director: Laura A. Linynsky | Management | F | 03-Apr-2022 | F | ACTIVIST LEADERS ETF |
| MEDNAX, INC. | MD | 58502B106 | 12-May-2022 | Annual | 2 | Election of Director: Thomas A. McEachin | Management | F | 03-Apr-2022 | F | ACTIVIST LEADERS ETF |
| MEDNAX, INC. | MD | 58502B106 | 12-May-2022 | Annual | 3 | Election of Director: Roger J. Medel, M.D. | Management | F | 03-Apr-2022 | F | ACTIVIST LEADERS ETF |
| MEDNAX, INC. | MD | 58502B106 | 12-May-2022 | Annual | 4 | Election of Director: Mark S. Ordan | Management | F | 03-Apr-2022 | F | ACTIVIST LEADERS ETF |
| MEDNAX, INC. | MD | 58502B106 | 12-May-2022 | Annual | 5 | Election of Director: Michael A. Rucker | Management | F | 03-Apr-2022 | F | ACTIVIST LEADERS ETF |
| MEDNAX, INC. | MD | 58502B106 | 12-May-2022 | Annual | 6 | Election of Director: Guy P. Sansone | Management | F | 03-Apr-2022 | F | ACTIVIST LEADERS ETF |
| MEDNAX, INC. | MD | 58502B106 | 12-May-2022 | Annual | 7 | Election of Director: John M. Starcher, Jr. | Management | F | 03-Apr-2022 | F | ACTIVIST LEADERS ETF |
| MEDNAX, INC. | MD | 58502B106 | 12-May-2022 | Annual | 8 | Election of Director: Shirley A. Weis | Management | F | 03-Apr-2022 | F | ACTIVIST LEADERS ETF |
| MEDNAX, INC. | MD | 58502B106 | 12-May-2022 | Annual | 9 | to ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the 2022 fiscal year. | Management | F | 03-Apr-2022 | F | ACTIVIST LEADERS ETF |
| MEDNAX, INC. | MD | 58502B106 | 12-May-2022 | Annual | 10 | to conduct an advisory vote regarding the compensation of our named executive officers for the 2021 fiscal year. | Management | F | 03-Apr-2022 | F | ACTIVIST LEADERS ETF |
| MEDNAX, INC. | MD | 58502B106 | 12-May-2022 | Annual | 11 | to approve our Second Amended and Restated Articles of Incorporation. | Management | F | 03-Apr-2022 | F | ACTIVIST LEADERS ETF |
| NIELSEN HOLDINGS PLC | NLSN | G6518L108 | 17-May-2022 | Annual | 1 | Election of Director: James A. Attwood, Jr. | Management | F | 06-Apr-2022 | F | ACTIVIST LEADERS ETF |
| NIELSEN HOLDINGS PLC | NLSN | G6518L108 | 17-May-2022 | Annual | 2 | Election of Director: Thomas H. Castro | Management | F | 06-Apr-2022 | F | ACTIVIST LEADERS ETF |
| NIELSEN HOLDINGS PLC | NLSN | G6518L108 | 17-May-2022 | Annual | 3 | Election of Director: Guerrino De Luca | Management | F | 06-Apr-2022 | F | ACTIVIST LEADERS ETF |
| NIELSEN HOLDINGS PLC | NLSN | G6518L108 | 17-May-2022 | Annual | 4 | Election of Director: Karen M. Hoguet | Management | F | 06-Apr-2022 | F | ACTIVIST LEADERS ETF |
| NIELSEN HOLDINGS PLC | NLSN | G6518L108 | 17-May-2022 | Annual | 5 | Election of Director: David Kenny | Management | F | 06-Apr-2022 | F | ACTIVIST LEADERS ETF |
| NIELSEN HOLDINGS PLC | NLSN | G6518L108 | 17-May-2022 | Annual | 6 | Election of Director: Janice Marinelli Mazza | Management | F | 06-Apr-2022 | F | ACTIVIST LEADERS ETF |
| NIELSEN HOLDINGS PLC | NLSN | G6518L108 | 17-May-2022 | Annual | 7 | Election of Director: Jonathan F. Miller | Management | F | 06-Apr-2022 | F | ACTIVIST LEADERS ETF |
| NIELSEN HOLDINGS PLC | NLSN | G6518L108 | 17-May-2022 | Annual | 8 | Election of Director: Stephanie Plaines | Management | F | 06-Apr-2022 | F | ACTIVIST LEADERS ETF |
| NIELSEN HOLDINGS PLC | NLSN | G6518L108 | 17-May-2022 | Annual | 9 | Election of Director: Nancy Tellem | Management | F | 06-Apr-2022 | F | ACTIVIST LEADERS ETF |
| NIELSEN HOLDINGS PLC | NLSN | G6518L108 | 17-May-2022 | Annual | 10 | Election of Director: Lauren Zalaznick | Management | F | 06-Apr-2022 | F | ACTIVIST LEADERS ETF |
| NIELSEN HOLDINGS PLC | NLSN | G6518L108 | 17-May-2022 | Annual | 11 | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2022. | Management | F | 06-Apr-2022 | F | ACTIVIST LEADERS ETF |
| NIELSEN HOLDINGS PLC | NLSN | G6518L108 | 17-May-2022 | Annual | 12 | To reappoint Ernst & Young LLP as our UK statutory auditor to audit our UK statutory annual accounts for the year ending December 31, 2022. | Management | F | 06-Apr-2022 | F | ACTIVIST LEADERS ETF |
| NIELSEN HOLDINGS PLC | NLSN | G6518L108 | 17-May-2022 | Annual | 13 | To authorize the Audit Committee to determine the compensation of our UK statutory auditor. | Management | F | 06-Apr-2022 | F | ACTIVIST LEADERS ETF |
| NIELSEN HOLDINGS PLC | NLSN | G6518L108 | 17-May-2022 | Annual | 14 | To approve on a non-binding, advisory basis the compensation of our named executive officers as disclosed in the proxy statement. | Management | F | 06-Apr-2022 | F | ACTIVIST LEADERS ETF |
| NIELSEN HOLDINGS PLC | NLSN | G6518L108 | 17-May-2022 | Annual | 15 | To approve on a non-binding, advisory basis the Directors' Compensation Report for the year ended December 31, 2021. | Management | F | 06-Apr-2022 | F | ACTIVIST LEADERS ETF |
| NIELSEN HOLDINGS PLC | NLSN | G6518L108 | 17-May-2022 | Annual | 16 | To authorize the Board of Directors to allot equity securities. | Management | F | 06-Apr-2022 | F | ACTIVIST LEADERS ETF |
| NIELSEN HOLDINGS PLC | NLSN | G6518L108 | 17-May-2022 | Annual | 17 | To authorize the Board of Directors to allot equity securities without rights of pre-emption. | Management | F | 06-Apr-2022 | F | ACTIVIST LEADERS ETF |
| NIELSEN HOLDINGS PLC | NLSN | G6518L108 | 17-May-2022 | Annual | 18 | To authorize the Board of Directors to allot equity securities without rights of pre-emption in connection with an acquisition or specified capital investment. | Management | F | 06-Apr-2022 | F | ACTIVIST LEADERS ETF |
| NIELSEN HOLDINGS PLC | NLSN | G6518L108 | 17-May-2022 | Annual | 19 | To approve of forms of share repurchase contracts and share repurchase counterparties. | Management | F | 06-Apr-2022 | F | ACTIVIST LEADERS ETF |
| INSIGHT ENTERPRISES, INC. | NSIT | 45765U103 | 18-May-2022 | Annual | 1 | Election of Director: Richard E. Allen | Management | F | 15-Apr-2022 | F | ACTIVIST LEADERS ETF |
| INSIGHT ENTERPRISES, INC. | NSIT | 45765U103 | 18-May-2022 | Annual | 2 | Election of Director: Bruce W. Armstrong | Management | F | 15-Apr-2022 | F | ACTIVIST LEADERS ETF |
| INSIGHT ENTERPRISES, INC. | NSIT | 45765U103 | 18-May-2022 | Annual | 3 | Election of Director: Alexander L. Baum | Management | F | 15-Apr-2022 | F | ACTIVIST LEADERS ETF |
| INSIGHT ENTERPRISES, INC. | NSIT | 45765U103 | 18-May-2022 | Annual | 4 | Election of Director: Linda Breard | Management | F | 15-Apr-2022 | F | ACTIVIST LEADERS ETF |
| INSIGHT ENTERPRISES, INC. | NSIT | 45765U103 | 18-May-2022 | Annual | 5 | Election of Director: Timothy A. Crown | Management | F | 15-Apr-2022 | F | ACTIVIST LEADERS ETF |
| INSIGHT ENTERPRISES, INC. | NSIT | 45765U103 | 18-May-2022 | Annual | 6 | Election of Director: Catherine Courage | Management | F | 15-Apr-2022 | F | ACTIVIST LEADERS ETF |
| INSIGHT ENTERPRISES, INC. | NSIT | 45765U103 | 18-May-2022 | Annual | 7 | Election of Director: Anthony A. Ibargüen | Management | F | 15-Apr-2022 | F | ACTIVIST LEADERS ETF |
| INSIGHT ENTERPRISES, INC. | NSIT | 45765U103 | 18-May-2022 | Annual | 8 | Election of Director: Joyce A. Mullen | Management | F | 15-Apr-2022 | F | ACTIVIST LEADERS ETF |
| INSIGHT ENTERPRISES, INC. | NSIT | 45765U103 | 18-May-2022 | Annual | 9 | Election of Director: Kathleen S. Pushor | Management | F | 15-Apr-2022 | F | ACTIVIST LEADERS ETF |
| INSIGHT ENTERPRISES, INC. | NSIT | 45765U103 | 18-May-2022 | Annual | 10 | Election of Director: Girish Rishi | Management | F | 15-Apr-2022 | F | ACTIVIST LEADERS ETF |
| INSIGHT ENTERPRISES, INC. | NSIT | 45765U103 | 18-May-2022 | Annual | 11 | Advisory vote (non-binding) to approve named executive officer compensation | Management | F | 15-Apr-2022 | F | ACTIVIST LEADERS ETF |
| INSIGHT ENTERPRISES, INC. | NSIT | 45765U103 | 18-May-2022 | Annual | 12 | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the year ending December 31, 2022 | Management | F | 15-Apr-2022 | F | ACTIVIST LEADERS ETF |
| XEROX HOLDINGS CORPORATION | XRX | 98421M106 | 19-May-2022 | Annual | 1 | Election of Director: Joseph J. Echevarria | Management | F | 07-Apr-2022 | F | ACTIVIST LEADERS ETF |
| XEROX HOLDINGS CORPORATION | XRX | 98421M106 | 19-May-2022 | Annual | 2 | Election of Director: Scott Letier | Management | F | 07-Apr-2022 | F | ACTIVIST LEADERS ETF |
| XEROX HOLDINGS CORPORATION | XRX | 98421M106 | 19-May-2022 | Annual | 3 | Election of Director: Jesse A. Lynn | Management | F | 07-Apr-2022 | F | ACTIVIST LEADERS ETF |
| XEROX HOLDINGS CORPORATION | XRX | 98421M106 | 19-May-2022 | Annual | 4 | Election of Director: Nichelle Maynard-Elliott | Management | F | 07-Apr-2022 | F | ACTIVIST LEADERS ETF |
| XEROX HOLDINGS CORPORATION | XRX | 98421M106 | 19-May-2022 | Annual | 5 | Election of Director: Steven D. Miller | Management | F | 07-Apr-2022 | F | ACTIVIST LEADERS ETF |
| XEROX HOLDINGS CORPORATION | XRX | 98421M106 | 19-May-2022 | Annual | 6 | Election of Director: James L. Nelson | Management | F | 07-Apr-2022 | F | ACTIVIST LEADERS ETF |
| XEROX HOLDINGS CORPORATION | XRX | 98421M106 | 19-May-2022 | Annual | 7 | Election of Director: Margarita Paláu-Hernández | Management | F | 07-Apr-2022 | F | ACTIVIST LEADERS ETF |
| XEROX HOLDINGS CORPORATION | XRX | 98421M106 | 19-May-2022 | Annual | 8 | Election of Director: Giovanni ("John") Visentin | Management | F | 07-Apr-2022 | F | ACTIVIST LEADERS ETF |
| XEROX HOLDINGS CORPORATION | XRX | 98421M106 | 19-May-2022 | Annual | 9 | Ratify the appointment of PricewaterhouseCoopers LLP (PwC) as our independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | F | 07-Apr-2022 | F | ACTIVIST LEADERS ETF |
| XEROX HOLDINGS CORPORATION | XRX | 98421M106 | 19-May-2022 | Annual | 10 | Approval, on an advisory basis, of the 2021 compensation of our named executive officers. | Management | F | 07-Apr-2022 | F | ACTIVIST LEADERS ETF |
| XEROX HOLDINGS CORPORATION | XRX | 98421M106 | 19-May-2022 | Annual | 11 | Approve an amendment to the Company's amended and restated Certificate of Incorporation to permit shareholders to act by written consent. | Management | F | 07-Apr-2022 | F | ACTIVIST LEADERS ETF |
| XEROX HOLDINGS CORPORATION | XRX | 98421M106 | 19-May-2022 | Annual | 12 | Consideration of a shareholder proposal for shareholder right to call a special shareholder meeting, if properly presented at the Annual Meeting. | Shareholder | N | 07-Apr-2022 | N | ACTIVIST LEADERS ETF |
| GREEN DOT CORPORATION | GDOT | 39304D102 | 19-May-2022 | Annual | 1 | Election of Director: J. Chris Brewster | Management | F | 11-Apr-2022 | F | ACTIVIST LEADERS ETF |
| GREEN DOT CORPORATION | GDOT | 39304D102 | 19-May-2022 | Annual | 2 | Election of Director: Glinda Bridgforth Hodges | Management | F | 11-Apr-2022 | F | ACTIVIST LEADERS ETF |
| GREEN DOT CORPORATION | GDOT | 39304D102 | 19-May-2022 | Annual | 3 | Election of Director: Rajeev V. Date | Management | F | 11-Apr-2022 | F | ACTIVIST LEADERS ETF |
| GREEN DOT CORPORATION | GDOT | 39304D102 | 19-May-2022 | Annual | 4 | Election of Director: Saturnino Fanlo | Management | F | 11-Apr-2022 | F | ACTIVIST LEADERS ETF |
| GREEN DOT CORPORATION | GDOT | 39304D102 | 19-May-2022 | Annual | 5 | Election of Director: Peter Feld | Management | F | 11-Apr-2022 | F | ACTIVIST LEADERS ETF |
| GREEN DOT CORPORATION | GDOT | 39304D102 | 19-May-2022 | Annual | 6 | Election of Director: George Gresham | Management | F | 11-Apr-2022 | F | ACTIVIST LEADERS ETF |
| GREEN DOT CORPORATION | GDOT | 39304D102 | 19-May-2022 | Annual | 7 | Election of Director: William I Jacobs | Management | F | 11-Apr-2022 | F | ACTIVIST LEADERS ETF |
| GREEN DOT CORPORATION | GDOT | 39304D102 | 19-May-2022 | Annual | 8 | Election of Director: Dan R. Henry | Management | F | 11-Apr-2022 | F | ACTIVIST LEADERS ETF |
| GREEN DOT CORPORATION | GDOT | 39304D102 | 19-May-2022 | Annual | 9 | Election of Director: Jeffrey B. Osher | Management | F | 11-Apr-2022 | F | ACTIVIST LEADERS ETF |
| GREEN DOT CORPORATION | GDOT | 39304D102 | 19-May-2022 | Annual | 10 | Election of Director: Ellen Richey | Management | F | 11-Apr-2022 | F | ACTIVIST LEADERS ETF |
| GREEN DOT CORPORATION | GDOT | 39304D102 | 19-May-2022 | Annual | 11 | Election of Director: George T. Shaheen | Management | F | 11-Apr-2022 | F | ACTIVIST LEADERS ETF |
| GREEN DOT CORPORATION | GDOT | 39304D102 | 19-May-2022 | Annual | 12 | Ratification of the appointment of Ernst & Young LLP as Green Dot's independent registered public accounting firm for 2022. | Management | F | 11-Apr-2022 | F | ACTIVIST LEADERS ETF |
| GREEN DOT CORPORATION | GDOT | 39304D102 | 19-May-2022 | Annual | 13 | Advisory approval of executive compensation. | Management | F | 11-Apr-2022 | F | ACTIVIST LEADERS ETF |
| CONDUENT INCORPORATED | CNDT | 206787103 | 25-May-2022 | Annual | 1 | Election of Director: Clifford Skelton | Management | F | 16-Apr-2022 | F | ACTIVIST LEADERS ETF |
| CONDUENT INCORPORATED | CNDT | 206787103 | 25-May-2022 | Annual | 2 | Election of Director: Hunter Gary | Management | F | 16-Apr-2022 | F | ACTIVIST LEADERS ETF |
| CONDUENT INCORPORATED | CNDT | 206787103 | 25-May-2022 | Annual | 3 | Election of Director: Kathy Higgins Victor | Management | F | 16-Apr-2022 | F | ACTIVIST LEADERS ETF |
| CONDUENT INCORPORATED | CNDT | 206787103 | 25-May-2022 | Annual | 4 | Election of Director: Scott Letier | Management | F | 16-Apr-2022 | F | ACTIVIST LEADERS ETF |
| CONDUENT INCORPORATED | CNDT | 206787103 | 25-May-2022 | Annual | 5 | Election of Director: Jesse A. Lynn | Management | F | 16-Apr-2022 | F | ACTIVIST LEADERS ETF |
| CONDUENT INCORPORATED | CNDT | 206787103 | 25-May-2022 | Annual | 6 | Election of Director: Steven Miller | Management | F | 16-Apr-2022 | F | ACTIVIST LEADERS ETF |
| CONDUENT INCORPORATED | CNDT | 206787103 | 25-May-2022 | Annual | 7 | Election of Director: Michael Montelongo | Management | F | 16-Apr-2022 | F | ACTIVIST LEADERS ETF |
| CONDUENT INCORPORATED | CNDT | 206787103 | 25-May-2022 | Annual | 8 | Election of Director: Margarita Paláu-Hernández | Management | F | 16-Apr-2022 | F | ACTIVIST LEADERS ETF |
| CONDUENT INCORPORATED | CNDT | 206787103 | 25-May-2022 | Annual | 9 | Ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2022. | Management | F | 16-Apr-2022 | F | ACTIVIST LEADERS ETF |
| CONDUENT INCORPORATED | CNDT | 206787103 | 25-May-2022 | Annual | 10 | Approve, on an advisory basis, the 2021 compensation of our named executive officers. | Management | F | 16-Apr-2022 | F | ACTIVIST LEADERS ETF |
| TREEHOUSE FOODS, INC. | THS | 89469A104 | 26-May-2022 | Annual | 1 | Election of Director: Mark R. Hunter | Management | F | 03-May-2022 | F | ACTIVIST LEADERS ETF |
| TREEHOUSE FOODS, INC. | THS | 89469A104 | 26-May-2022 | Annual | 2 | Election of Director: Linda K. Massman | Management | F | 03-May-2022 | F | ACTIVIST LEADERS ETF |
| TREEHOUSE FOODS, INC. | THS | 89469A104 | 26-May-2022 | Annual | 3 | Election of Director: Jason J. Tyler | Management | F | 03-May-2022 | F | ACTIVIST LEADERS ETF |
| TREEHOUSE FOODS, INC. | THS | 89469A104 | 26-May-2022 | Annual | 4 | Advisory vote to approve the Company's executive compensation program. | Management | F | 03-May-2022 | F | ACTIVIST LEADERS ETF |
| TREEHOUSE FOODS, INC. | THS | 89469A104 | 26-May-2022 | Annual | 5 | Ratification of the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for fiscal year 2022. | Management | F | 03-May-2022 | F | ACTIVIST LEADERS ETF |
| THE HOWARD HUGHES CORPORATION | HHC | 44267D107 | 26-May-2022 | Annual | 1 | Election of Director: William Ackman | Management | F | 14-Apr-2022 | F | ACTIVIST LEADERS ETF |
| THE HOWARD HUGHES CORPORATION | HHC | 44267D107 | 26-May-2022 | Annual | 2 | Election of Director: Adam Flatto | Management | F | 14-Apr-2022 | F | ACTIVIST LEADERS ETF |
| THE HOWARD HUGHES CORPORATION | HHC | 44267D107 | 26-May-2022 | Annual | 3 | Election of Director: Beth Kaplan | Management | F | 14-Apr-2022 | F | ACTIVIST LEADERS ETF |
| THE HOWARD HUGHES CORPORATION | HHC | 44267D107 | 26-May-2022 | Annual | 4 | Election of Director: Allen Model | Management | F | 14-Apr-2022 | F | ACTIVIST LEADERS ETF |
| THE HOWARD HUGHES CORPORATION | HHC | 44267D107 | 26-May-2022 | Annual | 5 | Election of Director: David O'Reilly | Management | F | 14-Apr-2022 | F | ACTIVIST LEADERS ETF |
| THE HOWARD HUGHES CORPORATION | HHC | 44267D107 | 26-May-2022 | Annual | 6 | Election of Director: R. Scot Sellers | Management | F | 14-Apr-2022 | F | ACTIVIST LEADERS ETF |
| THE HOWARD HUGHES CORPORATION | HHC | 44267D107 | 26-May-2022 | Annual | 7 | Election of Director: Steven Shepsman | Management | F | 14-Apr-2022 | F | ACTIVIST LEADERS ETF |
| THE HOWARD HUGHES CORPORATION | HHC | 44267D107 | 26-May-2022 | Annual | 8 | Election of Director: Mary Ann Tighe | Management | F | 14-Apr-2022 | F | ACTIVIST LEADERS ETF |
| THE HOWARD HUGHES CORPORATION | HHC | 44267D107 | 26-May-2022 | Annual | 9 | Election of Director: Anthony Williams | Management | F | 14-Apr-2022 | F | ACTIVIST LEADERS ETF |
| THE HOWARD HUGHES CORPORATION | HHC | 44267D107 | 26-May-2022 | Annual | 10 | Advisory (non-binding) vote to approve executive compensation Say-on-Pay | Management | F | 14-Apr-2022 | F | ACTIVIST LEADERS ETF |
| THE HOWARD HUGHES CORPORATION | HHC | 44267D107 | 26-May-2022 | Annual | 11 | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for fiscal 2022 | Management | F | 14-Apr-2022 | F | ACTIVIST LEADERS ETF |
| IRONWOOD PHARMACEUTICALS, INC. | IRWD | 46333X108 | 01-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 22-Apr-2022 | F | ACTIVIST LEADERS ETF |
| IRONWOOD PHARMACEUTICALS, INC. | IRWD | 46333X108 | 01-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 22-Apr-2022 | F | ACTIVIST LEADERS ETF |
| IRONWOOD PHARMACEUTICALS, INC. | IRWD | 46333X108 | 01-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 22-Apr-2022 | F | ACTIVIST LEADERS ETF |
| IRONWOOD PHARMACEUTICALS, INC. | IRWD | 46333X108 | 01-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 22-Apr-2022 | F | ACTIVIST LEADERS ETF |
| IRONWOOD PHARMACEUTICALS, INC. | IRWD | 46333X108 | 01-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 22-Apr-2022 | F | ACTIVIST LEADERS ETF |
| IRONWOOD PHARMACEUTICALS, INC. | IRWD | 46333X108 | 01-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 22-Apr-2022 | F | ACTIVIST LEADERS ETF |
| IRONWOOD PHARMACEUTICALS, INC. | IRWD | 46333X108 | 01-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 22-Apr-2022 | F | ACTIVIST LEADERS ETF |
| IRONWOOD PHARMACEUTICALS, INC. | IRWD | 46333X108 | 01-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 22-Apr-2022 | F | ACTIVIST LEADERS ETF |
| IRONWOOD PHARMACEUTICALS, INC. | IRWD | 46333X108 | 01-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 22-Apr-2022 | F | ACTIVIST LEADERS ETF |
| IRONWOOD PHARMACEUTICALS, INC. | IRWD | 46333X108 | 01-Jun-2022 | Annual | 2 | Approval, by non-binding advisory vote, of the compensation paid to the named executive officers. | Management | F | 22-Apr-2022 | F | ACTIVIST LEADERS ETF |
| IRONWOOD PHARMACEUTICALS, INC. | IRWD | 46333X108 | 01-Jun-2022 | Annual | 3 | Ratification of the selection of Ernst & Young LLP as Ironwood Pharmaceuticals Inc.'s independent registered public accounting firm for 2022. | Management | F | 22-Apr-2022 | F | ACTIVIST LEADERS ETF |
| ACI WORLDWIDE, INC. | ACIW | 004498101 | 01-Jun-2022 | Annual | 1 | Election of Director: Odilon Almeida | Management | F | 25-Apr-2022 | F | ACTIVIST LEADERS ETF |
| ACI WORLDWIDE, INC. | ACIW | 004498101 | 01-Jun-2022 | Annual | 2 | Election of Director: Charles K. Bobrinskoy | Management | F | 25-Apr-2022 | F | ACTIVIST LEADERS ETF |
| ACI WORLDWIDE, INC. | ACIW | 004498101 | 01-Jun-2022 | Annual | 3 | Election of Director: Janet O. Estep | Management | F | 25-Apr-2022 | F | ACTIVIST LEADERS ETF |
| ACI WORLDWIDE, INC. | ACIW | 004498101 | 01-Jun-2022 | Annual | 4 | Election of Director: James C. Hale III | Management | F | 25-Apr-2022 | F | ACTIVIST LEADERS ETF |
| ACI WORLDWIDE, INC. | ACIW | 004498101 | 01-Jun-2022 | Annual | 5 | Election of Director: Mary P. Harman | Management | F | 25-Apr-2022 | F | ACTIVIST LEADERS ETF |
| ACI WORLDWIDE, INC. | ACIW | 004498101 | 01-Jun-2022 | Annual | 6 | Election of Director: Didier R. Lamouche | Management | F | 25-Apr-2022 | F | ACTIVIST LEADERS ETF |
| ACI WORLDWIDE, INC. | ACIW | 004498101 | 01-Jun-2022 | Annual | 7 | Election of Director: Charles E. Peters, Jr. | Management | F | 25-Apr-2022 | F | ACTIVIST LEADERS ETF |
| ACI WORLDWIDE, INC. | ACIW | 004498101 | 01-Jun-2022 | Annual | 8 | Election of Director: Adalio T. Sanchez | Management | F | 25-Apr-2022 | F | ACTIVIST LEADERS ETF |
| ACI WORLDWIDE, INC. | ACIW | 004498101 | 01-Jun-2022 | Annual | 9 | Election of Director: Thomas W. Warsop III | Management | F | 25-Apr-2022 | F | ACTIVIST LEADERS ETF |
| ACI WORLDWIDE, INC. | ACIW | 004498101 | 01-Jun-2022 | Annual | 10 | Election of Director: Samir M. Zabaneh | Management | F | 25-Apr-2022 | F | ACTIVIST LEADERS ETF |
| ACI WORLDWIDE, INC. | ACIW | 004498101 | 01-Jun-2022 | Annual | 11 | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2022. | Management | F | 25-Apr-2022 | F | ACTIVIST LEADERS ETF |
| ACI WORLDWIDE, INC. | ACIW | 004498101 | 01-Jun-2022 | Annual | 12 | To conduct an advisory vote to approve named executive officer compensation. | Management | F | 25-Apr-2022 | F | ACTIVIST LEADERS ETF |
| GODADDY INC. | GDDY | 380237107 | 01-Jun-2022 | Annual | 1 | Election of Director: Amanpal (Aman) Bhutani | Management | F | 25-Apr-2022 | F | ACTIVIST LEADERS ETF |
| GODADDY INC. | GDDY | 380237107 | 01-Jun-2022 | Annual | 2 | Election of Director: Caroline Donahue | Management | F | 25-Apr-2022 | F | ACTIVIST LEADERS ETF |
| GODADDY INC. | GDDY | 380237107 | 01-Jun-2022 | Annual | 3 | Election of Director: Charles Robel | Management | F | 25-Apr-2022 | F | ACTIVIST LEADERS ETF |
| GODADDY INC. | GDDY | 380237107 | 01-Jun-2022 | Annual | 4 | Advisory, non-binding vote to approve named executive officer compensation. | Management | F | 25-Apr-2022 | F | ACTIVIST LEADERS ETF |
| GODADDY INC. | GDDY | 380237107 | 01-Jun-2022 | Annual | 5 | Advisory, non-binding vote to approve the frequency of advisory votes on named executive officer compensation for one, two or three years. | Management | 1 | 25-Apr-2022 | 1 | ACTIVIST LEADERS ETF |
| GODADDY INC. | GDDY | 380237107 | 01-Jun-2022 | Annual | 6 | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2022. | Management | F | 25-Apr-2022 | F | ACTIVIST LEADERS ETF |
| GODADDY INC. | GDDY | 380237107 | 01-Jun-2022 | Annual | 7 | Approval of an Amendment to the Company's Amended and Restated Certificate of Incorporation to declassify the Board of Directors and provide for the annual election of directors. | Management | F | 25-Apr-2022 | F | ACTIVIST LEADERS ETF |
| GODADDY INC. | GDDY | 380237107 | 01-Jun-2022 | Annual | 8 | Approval of an Amendment to the Company's Amended and Restated Certificate of Incorporation to eliminate certain supermajority voting requirements. | Management | F | 25-Apr-2022 | F | ACTIVIST LEADERS ETF |
| GODADDY INC. | GDDY | 380237107 | 01-Jun-2022 | Annual | 9 | Approval of an Amendment to the Company's Amended and Restated Certificate of Incorporation to eliminate certain business combination restrictions set forth therein and instead subject the Company to the business combination restrictions of the Delaware General Corporation Law. | Management | F | 25-Apr-2022 | F | ACTIVIST LEADERS ETF |
| GODADDY INC. | GDDY | 380237107 | 01-Jun-2022 | Annual | 10 | Approval of an Amendment to the Company's Amended and Restated Certificate of Incorporation to eliminate inoperative provisions and implement certain other miscellaneous amendments. | Management | F | 25-Apr-2022 | F | ACTIVIST LEADERS ETF |
| EVOLENT HEALTH, INC. | EVH | 30050B101 | 09-Jun-2022 | Annual | 1 | Election of Director: Craig Barbarosh | Management | F | 02-May-2022 | F | ACTIVIST LEADERS ETF |
| EVOLENT HEALTH, INC. | EVH | 30050B101 | 09-Jun-2022 | Annual | 2 | Election of Director: Kim Keck | Management | F | 02-May-2022 | F | ACTIVIST LEADERS ETF |
| EVOLENT HEALTH, INC. | EVH | 30050B101 | 09-Jun-2022 | Annual | 3 | Election of Director: Cheryl Scott | Management | F | 02-May-2022 | F | ACTIVIST LEADERS ETF |
| EVOLENT HEALTH, INC. | EVH | 30050B101 | 09-Jun-2022 | Annual | 4 | Election of Director: Frank Williams | Management | F | 02-May-2022 | F | ACTIVIST LEADERS ETF |
| EVOLENT HEALTH, INC. | EVH | 30050B101 | 09-Jun-2022 | Annual | 5 | Election of Director: Seth Blackley | Management | F | 02-May-2022 | F | ACTIVIST LEADERS ETF |
| EVOLENT HEALTH, INC. | EVH | 30050B101 | 09-Jun-2022 | Annual | 6 | Election of Director: David Farner | Management | F | 02-May-2022 | F | ACTIVIST LEADERS ETF |
| EVOLENT HEALTH, INC. | EVH | 30050B101 | 09-Jun-2022 | Annual | 7 | Election of Director: Peter Grua | Management | F | 02-May-2022 | F | ACTIVIST LEADERS ETF |
| EVOLENT HEALTH, INC. | EVH | 30050B101 | 09-Jun-2022 | Annual | 8 | Proposal to ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | F | 02-May-2022 | F | ACTIVIST LEADERS ETF |
| EVOLENT HEALTH, INC. | EVH | 30050B101 | 09-Jun-2022 | Annual | 9 | Proposal to approve the compensation of our named executive officers for 2021 on an advisory basis. | Management | F | 02-May-2022 | F | ACTIVIST LEADERS ETF |
| EHEALTH, INC. | EHTH | 28238P109 | 15-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 03-May-2022 | F | ACTIVIST LEADERS ETF |
| EHEALTH, INC. | EHTH | 28238P109 | 15-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 03-May-2022 | F | ACTIVIST LEADERS ETF |
| EHEALTH, INC. | EHTH | 28238P109 | 15-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 03-May-2022 | F | ACTIVIST LEADERS ETF |
| EHEALTH, INC. | EHTH | 28238P109 | 15-Jun-2022 | Annual | 2 | Ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm of eHealth, Inc. for the fiscal year ending December 31, 2022. | Management | F | 03-May-2022 | F | ACTIVIST LEADERS ETF |
| EHEALTH, INC. | EHTH | 28238P109 | 15-Jun-2022 | Annual | 3 | Approval, on an advisory basis, of the compensation of the Named Executive Officers of eHealth, Inc. | Management | F | 03-May-2022 | F | ACTIVIST LEADERS ETF |
| EHEALTH, INC. | EHTH | 28238P109 | 15-Jun-2022 | Annual | 4 | Approval of an amendment to eHealth, Inc.'s 2014 Equity Incentive Plan to increase the maximum number of shares that may be issued by 3,000,000 shares. | Management | F | 03-May-2022 | F | ACTIVIST LEADERS ETF |
| RESTAURANT BRANDS INTERNATIONAL INC. | QSR | 76131D103 | 15-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 03-May-2022 | F | ACTIVIST LEADERS ETF |
| RESTAURANT BRANDS INTERNATIONAL INC. | QSR | 76131D103 | 15-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 03-May-2022 | F | ACTIVIST LEADERS ETF |
| RESTAURANT BRANDS INTERNATIONAL INC. | QSR | 76131D103 | 15-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 03-May-2022 | F | ACTIVIST LEADERS ETF |
| RESTAURANT BRANDS INTERNATIONAL INC. | QSR | 76131D103 | 15-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 03-May-2022 | F | ACTIVIST LEADERS ETF |
| RESTAURANT BRANDS INTERNATIONAL INC. | QSR | 76131D103 | 15-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 03-May-2022 | F | ACTIVIST LEADERS ETF |
| RESTAURANT BRANDS INTERNATIONAL INC. | QSR | 76131D103 | 15-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 03-May-2022 | F | ACTIVIST LEADERS ETF |
| RESTAURANT BRANDS INTERNATIONAL INC. | QSR | 76131D103 | 15-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 03-May-2022 | F | ACTIVIST LEADERS ETF |
| RESTAURANT BRANDS INTERNATIONAL INC. | QSR | 76131D103 | 15-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 03-May-2022 | F | ACTIVIST LEADERS ETF |
| RESTAURANT BRANDS INTERNATIONAL INC. | QSR | 76131D103 | 15-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 03-May-2022 | F | ACTIVIST LEADERS ETF |
| RESTAURANT BRANDS INTERNATIONAL INC. | QSR | 76131D103 | 15-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 03-May-2022 | F | ACTIVIST LEADERS ETF |
| RESTAURANT BRANDS INTERNATIONAL INC. | QSR | 76131D103 | 15-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 03-May-2022 | F | ACTIVIST LEADERS ETF |
| RESTAURANT BRANDS INTERNATIONAL INC. | QSR | 76131D103 | 15-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 03-May-2022 | F | ACTIVIST LEADERS ETF |
| RESTAURANT BRANDS INTERNATIONAL INC. | QSR | 76131D103 | 15-Jun-2022 | Annual | 2 | Approval, on a non-binding advisory basis, of the compensation paid to named executive officers. | Management | F | 03-May-2022 | F | ACTIVIST LEADERS ETF |
| RESTAURANT BRANDS INTERNATIONAL INC. | QSR | 76131D103 | 15-Jun-2022 | Annual | 3 | Appoint KPMG LLP as our auditors to serve until the close of the 2023 Annual General Meeting of Shareholders and authorize our directors to fix the auditors' remuneration. | Management | F | 03-May-2022 | F | ACTIVIST LEADERS ETF |
| RESTAURANT BRANDS INTERNATIONAL INC. | QSR | 76131D103 | 15-Jun-2022 | Annual | 4 | Consider a shareholder proposal to report on business strategy in the face of labour market pressure including information on franchisee human capital management. | Shareholder | N | 03-May-2022 | N | ACTIVIST LEADERS ETF |
| WELBILT, INC. | WBT | 949090104 | 17-Jun-2022 | Annual | 1 | Election of Director to serve for a one-year term expiring at the 2023 annual meeting: Cynthia M. Egnotovich | Management | F | 02-May-2022 | F | ACTIVIST LEADERS ETF |
| WELBILT, INC. | WBT | 949090104 | 17-Jun-2022 | Annual | 2 | Election of Director to serve for a one-year term expiring at the 2023 annual meeting: Dino J. Bianco | Management | F | 02-May-2022 | F | ACTIVIST LEADERS ETF |
| WELBILT, INC. | WBT | 949090104 | 17-Jun-2022 | Annual | 3 | Election of Director to serve for a one-year term expiring at the 2023 annual meeting: Joan K. Chow | Management | F | 02-May-2022 | F | ACTIVIST LEADERS ETF |
| WELBILT, INC. | WBT | 949090104 | 17-Jun-2022 | Annual | 4 | Election of Director to serve for a one-year term expiring at the 2023 annual meeting: Janice L. Fields | Management | F | 02-May-2022 | F | ACTIVIST LEADERS ETF |
| WELBILT, INC. | WBT | 949090104 | 17-Jun-2022 | Annual | 5 | Election of Director to serve for a one-year term expiring at the 2023 annual meeting: Brian R. Gamache | Management | F | 02-May-2022 | F | ACTIVIST LEADERS ETF |
| WELBILT, INC. | WBT | 949090104 | 17-Jun-2022 | Annual | 6 | Election of Director to serve for a one-year term expiring at the 2023 annual meeting: Andrew Langham | Management | F | 02-May-2022 | F | ACTIVIST LEADERS ETF |
| WELBILT, INC. | WBT | 949090104 | 17-Jun-2022 | Annual | 7 | Election of Director to serve for a one-year term expiring at the 2023 annual meeting: William C. Johnson | Management | F | 02-May-2022 | F | ACTIVIST LEADERS ETF |
| WELBILT, INC. | WBT | 949090104 | 17-Jun-2022 | Annual | 8 | The approval, on an advisory basis, of the compensation of the Company's named executive officers. | Management | F | 02-May-2022 | F | ACTIVIST LEADERS ETF |
| WELBILT, INC. | WBT | 949090104 | 17-Jun-2022 | Annual | 9 | The ratification of the appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | F | 02-May-2022 | F | ACTIVIST LEADERS ETF |
| BAUSCH HEALTH COMPANIES, INC. | BHC | 071734107 | 21-Jun-2022 | Annual | 1 | Election of Director: Thomas J. Appio | Management | F | 09-May-2022 | F | ACTIVIST LEADERS ETF |
| BAUSCH HEALTH COMPANIES, INC. | BHC | 071734107 | 21-Jun-2022 | Annual | 2 | Election of Director: Richard U. De Schutter | Management | F | 09-May-2022 | F | ACTIVIST LEADERS ETF |
| BAUSCH HEALTH COMPANIES, INC. | BHC | 071734107 | 21-Jun-2022 | Annual | 3 | Election of Director: Brett Icahn | Management | F | 09-May-2022 | F | ACTIVIST LEADERS ETF |
| BAUSCH HEALTH COMPANIES, INC. | BHC | 071734107 | 21-Jun-2022 | Annual | 4 | Election of Director: Dr. Argeris (Jerry) N. Karabelas | Management | F | 09-May-2022 | F | ACTIVIST LEADERS ETF |
| BAUSCH HEALTH COMPANIES, INC. | BHC | 071734107 | 21-Jun-2022 | Annual | 5 | Election of Director: Sarah B. Kavanagh | Management | F | 09-May-2022 | F | ACTIVIST LEADERS ETF |
| BAUSCH HEALTH COMPANIES, INC. | BHC | 071734107 | 21-Jun-2022 | Annual | 6 | Election of Director: Steven D. Miller | Management | F | 09-May-2022 | F | ACTIVIST LEADERS ETF |
| BAUSCH HEALTH COMPANIES, INC. | BHC | 071734107 | 21-Jun-2022 | Annual | 7 | Election of Director: Dr. Richard C. Mulligan | Management | F | 09-May-2022 | F | ACTIVIST LEADERS ETF |
| BAUSCH HEALTH COMPANIES, INC. | BHC | 071734107 | 21-Jun-2022 | Annual | 8 | Election of Director: Joseph C. Papa | Management | F | 09-May-2022 | F | ACTIVIST LEADERS ETF |
| BAUSCH HEALTH COMPANIES, INC. | BHC | 071734107 | 21-Jun-2022 | Annual | 9 | Election of Director: Robert N. Power | Management | F | 09-May-2022 | F | ACTIVIST LEADERS ETF |
| BAUSCH HEALTH COMPANIES, INC. | BHC | 071734107 | 21-Jun-2022 | Annual | 10 | Election of Director: Russel C. Robertson | Management | F | 09-May-2022 | F | ACTIVIST LEADERS ETF |
| BAUSCH HEALTH COMPANIES, INC. | BHC | 071734107 | 21-Jun-2022 | Annual | 11 | Election of Director: Thomas W. Ross, Sr. | Management | F | 09-May-2022 | F | ACTIVIST LEADERS ETF |
| BAUSCH HEALTH COMPANIES, INC. | BHC | 071734107 | 21-Jun-2022 | Annual | 12 | Election of Director: Amy B. Wechsler, M.D. | Management | F | 09-May-2022 | F | ACTIVIST LEADERS ETF |
| BAUSCH HEALTH COMPANIES, INC. | BHC | 071734107 | 21-Jun-2022 | Annual | 13 | The approval, in an advisory vote, of the compensation of our Named Executive Officers. | Management | F | 09-May-2022 | F | ACTIVIST LEADERS ETF |
| BAUSCH HEALTH COMPANIES, INC. | BHC | 071734107 | 21-Jun-2022 | Annual | 14 | The approval of an amendment and restatement of the Company's Amended and Restated 2014 Omnibus Incentive Plan. | Management | F | 09-May-2022 | F | ACTIVIST LEADERS ETF |
| BAUSCH HEALTH COMPANIES, INC. | BHC | 071734107 | 21-Jun-2022 | Annual | 15 | The appointment of PricewaterhouseCoopers LLP to serve as the Company's auditor until the close of the 2023 Annual Meeting of Shareholders and to authorize the Board to fix the auditor's remuneration. | Management | F | 09-May-2022 | F | ACTIVIST LEADERS ETF |
| Registrant: LeaderShares AlphaFactor Tactical Focused ETF | Item 1, Exhibit 15 | ||||||||||
| Investment Company Act file number: 811- 22718 | |||||||||||
| Reporting Period: July 1, 2021-June 30, 2022 | |||||||||||
| Primary Ticker Symbol | Security ID | Meeting Date | Meeting Type | Proposal Number | Proposal Long Text | Proposed By | Recommended Vote | Vote Date | Vote | Account Name | |
| ALBERTSONS COMPANIES, INC. | ACI | 013091103 | 05-Aug-2021 | Annual | 1 | Election of Director: Vivek Sankaran | Management | F | 25-Jun-2021 | F | ALPHAFACTOR TACTICAL ETF |
| ALBERTSONS COMPANIES, INC. | ACI | 013091103 | 05-Aug-2021 | Annual | 2 | Election of Director: Jim Donald | Management | F | 25-Jun-2021 | F | ALPHAFACTOR TACTICAL ETF |
| ALBERTSONS COMPANIES, INC. | ACI | 013091103 | 05-Aug-2021 | Annual | 3 | Election of Director: Chan W. Galbato | Management | F | 25-Jun-2021 | F | ALPHAFACTOR TACTICAL ETF |
| ALBERTSONS COMPANIES, INC. | ACI | 013091103 | 05-Aug-2021 | Annual | 4 | Election of Director: Sharon Allen | Management | F | 25-Jun-2021 | F | ALPHAFACTOR TACTICAL ETF |
| ALBERTSONS COMPANIES, INC. | ACI | 013091103 | 05-Aug-2021 | Annual | 5 | Election of Director: Shant Babikian | Management | F | 25-Jun-2021 | F | ALPHAFACTOR TACTICAL ETF |
| ALBERTSONS COMPANIES, INC. | ACI | 013091103 | 05-Aug-2021 | Annual | 6 | Election of Director: Steven A. Davis | Management | F | 25-Jun-2021 | F | ALPHAFACTOR TACTICAL ETF |
| ALBERTSONS COMPANIES, INC. | ACI | 013091103 | 05-Aug-2021 | Annual | 7 | Election of Director: Kim Fennebresque | Management | F | 25-Jun-2021 | F | ALPHAFACTOR TACTICAL ETF |
| ALBERTSONS COMPANIES, INC. | ACI | 013091103 | 05-Aug-2021 | Annual | 8 | Election of Director: Allen M. Gibson | Management | F | 25-Jun-2021 | F | ALPHAFACTOR TACTICAL ETF |
| ALBERTSONS COMPANIES, INC. | ACI | 013091103 | 05-Aug-2021 | Annual | 9 | Election of Director: Hersch Klaff | Management | F | 25-Jun-2021 | F | ALPHAFACTOR TACTICAL ETF |
| ALBERTSONS COMPANIES, INC. | ACI | 013091103 | 05-Aug-2021 | Annual | 10 | Election of Director: Jay L. Schottenstein | Management | F | 25-Jun-2021 | F | ALPHAFACTOR TACTICAL ETF |
| ALBERTSONS COMPANIES, INC. | ACI | 013091103 | 05-Aug-2021 | Annual | 11 | Election of Director: Alan Schumacher | Management | F | 25-Jun-2021 | F | ALPHAFACTOR TACTICAL ETF |
| ALBERTSONS COMPANIES, INC. | ACI | 013091103 | 05-Aug-2021 | Annual | 12 | Election of Director: Brian Kevin Turner | Management | F | 25-Jun-2021 | F | ALPHAFACTOR TACTICAL ETF |
| ALBERTSONS COMPANIES, INC. | ACI | 013091103 | 05-Aug-2021 | Annual | 13 | Election of Director: Mary Elizabeth West | Management | F | 25-Jun-2021 | F | ALPHAFACTOR TACTICAL ETF |
| ALBERTSONS COMPANIES, INC. | ACI | 013091103 | 05-Aug-2021 | Annual | 14 | Election of Director: Scott Wille | Management | F | 25-Jun-2021 | F | ALPHAFACTOR TACTICAL ETF |
| ALBERTSONS COMPANIES, INC. | ACI | 013091103 | 05-Aug-2021 | Annual | 15 | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending February 26, 2022. | Management | F | 25-Jun-2021 | F | ALPHAFACTOR TACTICAL ETF |
| ALBERTSONS COMPANIES, INC. | ACI | 013091103 | 05-Aug-2021 | Annual | 16 | To hold an advisory (non-binding) vote to approve the Company's named executive officer compensation. | Management | F | 25-Jun-2021 | F | ALPHAFACTOR TACTICAL ETF |
| ALBERTSONS COMPANIES, INC. | ACI | 013091103 | 05-Aug-2021 | Annual | 17 | To hold an advisory (non-binding) vote on whether the frequency of the stockholder advisory vote on our executive compensation should be every one, two or three years. | Management | 1 | 25-Jun-2021 | 1 | ALPHAFACTOR TACTICAL ETF |
| ALBERTSONS COMPANIES, INC. | ACI | 013091103 | 05-Aug-2021 | Annual | 18 | To approve an amendment to the Company's Amended and Restated Certificate of Incorporation to increase the maximum size of the board of directors from 15 members to 17 members. | Management | F | 25-Jun-2021 | F | ALPHAFACTOR TACTICAL ETF |
| H&R BLOCK, INC. | HRB | 093671105 | 09-Sep-2021 | Annual | 1 | Election of Director: Sean H. Cohan | Management | F | 30-Jul-2021 | F | ALPHAFACTOR TACTICAL ETF |
| H&R BLOCK, INC. | HRB | 093671105 | 09-Sep-2021 | Annual | 2 | Election of Director: Robert A. Gerard | Management | F | 30-Jul-2021 | F | ALPHAFACTOR TACTICAL ETF |
| H&R BLOCK, INC. | HRB | 093671105 | 09-Sep-2021 | Annual | 3 | Election of Director: Anuradha (Anu) Gupta | Management | F | 30-Jul-2021 | F | ALPHAFACTOR TACTICAL ETF |
| H&R BLOCK, INC. | HRB | 093671105 | 09-Sep-2021 | Annual | 4 | Election of Director: Richard A. Johnson | Management | F | 30-Jul-2021 | F | ALPHAFACTOR TACTICAL ETF |
| H&R BLOCK, INC. | HRB | 093671105 | 09-Sep-2021 | Annual | 5 | Election of Director: Jeffrey J. Jones II | Management | F | 30-Jul-2021 | F | ALPHAFACTOR TACTICAL ETF |
| H&R BLOCK, INC. | HRB | 093671105 | 09-Sep-2021 | Annual | 6 | Election of Director: Mia F. Mends | Management | F | 30-Jul-2021 | F | ALPHAFACTOR TACTICAL ETF |
| H&R BLOCK, INC. | HRB | 093671105 | 09-Sep-2021 | Annual | 7 | Election of Director: Yolande G. Piazza | Management | F | 30-Jul-2021 | F | ALPHAFACTOR TACTICAL ETF |
| H&R BLOCK, INC. | HRB | 093671105 | 09-Sep-2021 | Annual | 8 | Election of Director: Victoria J. Reich | Management | F | 30-Jul-2021 | F | ALPHAFACTOR TACTICAL ETF |
| H&R BLOCK, INC. | HRB | 093671105 | 09-Sep-2021 | Annual | 9 | Election of Director: Matthew E. Winter | Management | F | 30-Jul-2021 | F | ALPHAFACTOR TACTICAL ETF |
| H&R BLOCK, INC. | HRB | 093671105 | 09-Sep-2021 | Annual | 10 | Election of Director: Christianna Wood | Management | F | 30-Jul-2021 | F | ALPHAFACTOR TACTICAL ETF |
| H&R BLOCK, INC. | HRB | 093671105 | 09-Sep-2021 | Annual | 11 | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending June 30, 2022. | Management | F | 30-Jul-2021 | F | ALPHAFACTOR TACTICAL ETF |
| H&R BLOCK, INC. | HRB | 093671105 | 09-Sep-2021 | Annual | 12 | Advisory approval of the Company's named executive officer compensation. | Management | F | 30-Jul-2021 | F | ALPHAFACTOR TACTICAL ETF |
| NIKE, INC. | NKE | 654106103 | 06-Oct-2021 | Annual | 1 | Election of Class B Director: Alan B. Graf, Jr. | Management | F | 18-Aug-2021 | F | ALPHAFACTOR TACTICAL ETF |
| NIKE, INC. | NKE | 654106103 | 06-Oct-2021 | Annual | 2 | Election of Class B Director: Peter B. Henry | Management | F | 18-Aug-2021 | F | ALPHAFACTOR TACTICAL ETF |
| NIKE, INC. | NKE | 654106103 | 06-Oct-2021 | Annual | 3 | Election of Class B Director: Michelle A. Peluso | Management | F | 18-Aug-2021 | F | ALPHAFACTOR TACTICAL ETF |
| NIKE, INC. | NKE | 654106103 | 06-Oct-2021 | Annual | 4 | To approve executive compensation by an advisory vote. | Management | F | 18-Aug-2021 | F | ALPHAFACTOR TACTICAL ETF |
| NIKE, INC. | NKE | 654106103 | 06-Oct-2021 | Annual | 5 | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm. | Management | F | 18-Aug-2021 | F | ALPHAFACTOR TACTICAL ETF |
| NIKE, INC. | NKE | 654106103 | 06-Oct-2021 | Annual | 6 | To consider a shareholder proposal regarding political contributions disclosure, if properly presented at the meeting. | Shareholder | N | 18-Aug-2021 | N | ALPHAFACTOR TACTICAL ETF |
| NIKE, INC. | NKE | 654106103 | 06-Oct-2021 | Annual | 7 | To consider a shareholder proposal regarding a human rights impact assessment, if properly presented at the meeting. | Shareholder | N | 18-Aug-2021 | N | ALPHAFACTOR TACTICAL ETF |
| NIKE, INC. | NKE | 654106103 | 06-Oct-2021 | Annual | 8 | To consider a shareholder proposal regarding supplemental pay equity disclosure, if properly presented at the meeting. | Shareholder | N | 18-Aug-2021 | N | ALPHAFACTOR TACTICAL ETF |
| NIKE, INC. | NKE | 654106103 | 06-Oct-2021 | Annual | 9 | To consider a shareholder proposal regarding diversity and inclusion efforts reporting, if properly presented at the meeting. | Shareholder | N | 18-Aug-2021 | N | ALPHAFACTOR TACTICAL ETF |
| ORACLE CORPORATION | ORCL | 68389X105 | 10-Nov-2021 | Annual | 1 | DIRECTOR | Management | F | 27-Sep-2021 | F | ALPHAFACTOR TACTICAL ETF |
| ORACLE CORPORATION | ORCL | 68389X105 | 10-Nov-2021 | Annual | 1 | DIRECTOR | Management | F | 27-Sep-2021 | F | ALPHAFACTOR TACTICAL ETF |
| ORACLE CORPORATION | ORCL | 68389X105 | 10-Nov-2021 | Annual | 1 | DIRECTOR | Management | F | 27-Sep-2021 | F | ALPHAFACTOR TACTICAL ETF |
| ORACLE CORPORATION | ORCL | 68389X105 | 10-Nov-2021 | Annual | 1 | DIRECTOR | Management | F | 27-Sep-2021 | F | ALPHAFACTOR TACTICAL ETF |
| ORACLE CORPORATION | ORCL | 68389X105 | 10-Nov-2021 | Annual | 1 | DIRECTOR | Management | F | 27-Sep-2021 | F | ALPHAFACTOR TACTICAL ETF |
| ORACLE CORPORATION | ORCL | 68389X105 | 10-Nov-2021 | Annual | 1 | DIRECTOR | Management | F | 27-Sep-2021 | F | ALPHAFACTOR TACTICAL ETF |
| ORACLE CORPORATION | ORCL | 68389X105 | 10-Nov-2021 | Annual | 1 | DIRECTOR | Management | F | 27-Sep-2021 | F | ALPHAFACTOR TACTICAL ETF |
| ORACLE CORPORATION | ORCL | 68389X105 | 10-Nov-2021 | Annual | 1 | DIRECTOR | Management | F | 27-Sep-2021 | F | ALPHAFACTOR TACTICAL ETF |
| ORACLE CORPORATION | ORCL | 68389X105 | 10-Nov-2021 | Annual | 1 | DIRECTOR | Management | F | 27-Sep-2021 | F | ALPHAFACTOR TACTICAL ETF |
| ORACLE CORPORATION | ORCL | 68389X105 | 10-Nov-2021 | Annual | 1 | DIRECTOR | Management | F | 27-Sep-2021 | F | ALPHAFACTOR TACTICAL ETF |
| ORACLE CORPORATION | ORCL | 68389X105 | 10-Nov-2021 | Annual | 1 | DIRECTOR | Management | F | 27-Sep-2021 | F | ALPHAFACTOR TACTICAL ETF |
| ORACLE CORPORATION | ORCL | 68389X105 | 10-Nov-2021 | Annual | 1 | DIRECTOR | Management | F | 27-Sep-2021 | F | ALPHAFACTOR TACTICAL ETF |
| ORACLE CORPORATION | ORCL | 68389X105 | 10-Nov-2021 | Annual | 1 | DIRECTOR | Management | F | 27-Sep-2021 | F | ALPHAFACTOR TACTICAL ETF |
| ORACLE CORPORATION | ORCL | 68389X105 | 10-Nov-2021 | Annual | 1 | DIRECTOR | Management | F | 27-Sep-2021 | F | ALPHAFACTOR TACTICAL ETF |
| ORACLE CORPORATION | ORCL | 68389X105 | 10-Nov-2021 | Annual | 2 | Advisory Vote to Approve the Compensation of our Named Executive Officers. | Management | F | 27-Sep-2021 | F | ALPHAFACTOR TACTICAL ETF |
| ORACLE CORPORATION | ORCL | 68389X105 | 10-Nov-2021 | Annual | 3 | Approve an Amendment to the Oracle Corporation 2020 Equity Incentive Plan. | Management | F | 27-Sep-2021 | F | ALPHAFACTOR TACTICAL ETF |
| ORACLE CORPORATION | ORCL | 68389X105 | 10-Nov-2021 | Annual | 4 | Ratification of Selection of Independent Registered Public Accounting Firm. | Management | F | 27-Sep-2021 | F | ALPHAFACTOR TACTICAL ETF |
| ORACLE CORPORATION | ORCL | 68389X105 | 10-Nov-2021 | Annual | 5 | Stockholder Proposal Regarding Racial Equity Audit. | Shareholder | N | 27-Sep-2021 | N | ALPHAFACTOR TACTICAL ETF |
| ORACLE CORPORATION | ORCL | 68389X105 | 10-Nov-2021 | Annual | 6 | Stockholder Proposal Regarding Independent Board Chair. | Shareholder | N | 27-Sep-2021 | N | ALPHAFACTOR TACTICAL ETF |
| ORACLE CORPORATION | ORCL | 68389X105 | 10-Nov-2021 | Annual | 7 | Stockholder Proposal Regarding Political Spending. | Shareholder | N | 27-Sep-2021 | N | ALPHAFACTOR TACTICAL ETF |
| THE BANK OF NEW YORK MELLON CORPORATION | BK | 064058100 | 12-Apr-2022 | Annual | 1 | Election of Director: Linda Z. Cook | Management | F | 02-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| THE BANK OF NEW YORK MELLON CORPORATION | BK | 064058100 | 12-Apr-2022 | Annual | 2 | Election of Director: Joseph J. Echevarria | Management | F | 02-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| THE BANK OF NEW YORK MELLON CORPORATION | BK | 064058100 | 12-Apr-2022 | Annual | 3 | Election of Director: Thomas P. "Todd" Gibbons | Management | F | 02-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| THE BANK OF NEW YORK MELLON CORPORATION | BK | 064058100 | 12-Apr-2022 | Annual | 4 | Election of Director: M. Amy Gilliland | Management | F | 02-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| THE BANK OF NEW YORK MELLON CORPORATION | BK | 064058100 | 12-Apr-2022 | Annual | 5 | Election of Director: Jeffrey A. Goldstein | Management | F | 02-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| THE BANK OF NEW YORK MELLON CORPORATION | BK | 064058100 | 12-Apr-2022 | Annual | 6 | Election of Director: K. Guru Gowrappan | Management | F | 02-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| THE BANK OF NEW YORK MELLON CORPORATION | BK | 064058100 | 12-Apr-2022 | Annual | 7 | Election of Director: Ralph Izzo | Management | F | 02-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| THE BANK OF NEW YORK MELLON CORPORATION | BK | 064058100 | 12-Apr-2022 | Annual | 8 | Election of Director: Sandra E. "Sandie" O'Connor | Management | F | 02-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| THE BANK OF NEW YORK MELLON CORPORATION | BK | 064058100 | 12-Apr-2022 | Annual | 9 | Election of Director: Elizabeth E. Robinson | Management | F | 02-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| THE BANK OF NEW YORK MELLON CORPORATION | BK | 064058100 | 12-Apr-2022 | Annual | 10 | Election of Director: Frederick O. Terrell | Management | F | 02-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| THE BANK OF NEW YORK MELLON CORPORATION | BK | 064058100 | 12-Apr-2022 | Annual | 11 | Election of Director: Alfred W. "Al" Zollar | Management | F | 02-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| THE BANK OF NEW YORK MELLON CORPORATION | BK | 064058100 | 12-Apr-2022 | Annual | 12 | Advisory resolution to approve the 2021 compensation of our named executive officers. | Management | F | 02-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| THE BANK OF NEW YORK MELLON CORPORATION | BK | 064058100 | 12-Apr-2022 | Annual | 13 | Ratification of KPMG LLP as our independent auditor for 2022. | Management | F | 02-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| THE BANK OF NEW YORK MELLON CORPORATION | BK | 064058100 | 12-Apr-2022 | Annual | 14 | Stockholder proposal regarding stockholder requests to call a special meeting. | Shareholder | N | 02-Mar-2022 | N | ALPHAFACTOR TACTICAL ETF |
| HP INC. | HPQ | 40434L105 | 19-Apr-2022 | Annual | 1 | Election of Director: Aida M. Alvarez | Management | F | 02-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| HP INC. | HPQ | 40434L105 | 19-Apr-2022 | Annual | 2 | Election of Director: Shumeet Banerji | Management | F | 02-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| HP INC. | HPQ | 40434L105 | 19-Apr-2022 | Annual | 3 | Election of Director: Robert R. Bennett | Management | F | 02-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| HP INC. | HPQ | 40434L105 | 19-Apr-2022 | Annual | 4 | Election of Director: Charles V. Bergh | Management | F | 02-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| HP INC. | HPQ | 40434L105 | 19-Apr-2022 | Annual | 5 | Election of Director: Bruce Broussard | Management | F | 02-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| HP INC. | HPQ | 40434L105 | 19-Apr-2022 | Annual | 6 | Election of Director: Stacy Brown-Philpot | Management | F | 02-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| HP INC. | HPQ | 40434L105 | 19-Apr-2022 | Annual | 7 | Election of Director: Stephanie A. Burns | Management | F | 02-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| HP INC. | HPQ | 40434L105 | 19-Apr-2022 | Annual | 8 | Election of Director: Mary Anne Citrino | Management | F | 02-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| HP INC. | HPQ | 40434L105 | 19-Apr-2022 | Annual | 9 | Election of Director: Richard Clemmer | Management | F | 02-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| HP INC. | HPQ | 40434L105 | 19-Apr-2022 | Annual | 10 | Election of Director: Enrique Lores | Management | F | 02-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| HP INC. | HPQ | 40434L105 | 19-Apr-2022 | Annual | 11 | Election of Director: Judith Miscik | Management | F | 02-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| HP INC. | HPQ | 40434L105 | 19-Apr-2022 | Annual | 12 | Election of Director: Kim K.W. Rucker | Management | F | 02-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| HP INC. | HPQ | 40434L105 | 19-Apr-2022 | Annual | 13 | Election of Director: Subra Suresh | Management | F | 02-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| HP INC. | HPQ | 40434L105 | 19-Apr-2022 | Annual | 14 | To ratify the appointment of Ernst & Young LLP as HP Inc.'s independent registered public accounting firm for the fiscal year ending October 31, 2022. | Management | F | 02-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| HP INC. | HPQ | 40434L105 | 19-Apr-2022 | Annual | 15 | To approve, on an advisory basis, HP Inc.'s executive compensation. | Management | F | 02-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| HP INC. | HPQ | 40434L105 | 19-Apr-2022 | Annual | 16 | To approve the Third Amended and Restated HP Inc. 2004 Stock Incentive Plan. | Management | F | 02-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| HP INC. | HPQ | 40434L105 | 19-Apr-2022 | Annual | 17 | Stockholder proposal to reduce the ownership threshold for calling a special meeting of stockholders. | Shareholder | N | 02-Mar-2022 | N | ALPHAFACTOR TACTICAL ETF |
| WHIRLPOOL CORPORATION | WHR | 963320106 | 19-Apr-2022 | Annual | 1 | Election of Director: Samuel R. Allen | Management | F | 10-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| WHIRLPOOL CORPORATION | WHR | 963320106 | 19-Apr-2022 | Annual | 2 | Election of Director: Marc R. Bitzer | Management | F | 10-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| WHIRLPOOL CORPORATION | WHR | 963320106 | 19-Apr-2022 | Annual | 3 | Election of Director: Greg Creed | Management | F | 10-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| WHIRLPOOL CORPORATION | WHR | 963320106 | 19-Apr-2022 | Annual | 4 | Election of Director: Gary T. DiCamillo | Management | F | 10-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| WHIRLPOOL CORPORATION | WHR | 963320106 | 19-Apr-2022 | Annual | 5 | Election of Director: Diane M. Dietz | Management | F | 10-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| WHIRLPOOL CORPORATION | WHR | 963320106 | 19-Apr-2022 | Annual | 6 | Election of Director: Gerri T. Elliott | Management | F | 10-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| WHIRLPOOL CORPORATION | WHR | 963320106 | 19-Apr-2022 | Annual | 7 | Election of Director: Jennifer A. LaClair | Management | F | 10-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| WHIRLPOOL CORPORATION | WHR | 963320106 | 19-Apr-2022 | Annual | 8 | Election of Director: John D. Liu | Management | F | 10-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| WHIRLPOOL CORPORATION | WHR | 963320106 | 19-Apr-2022 | Annual | 9 | Election of Director: James M. Loree | Management | F | 10-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| WHIRLPOOL CORPORATION | WHR | 963320106 | 19-Apr-2022 | Annual | 10 | Election of Director: Harish Manwani | Management | F | 10-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| WHIRLPOOL CORPORATION | WHR | 963320106 | 19-Apr-2022 | Annual | 11 | Election of Director: Patricia K. Poppe | Management | F | 10-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| WHIRLPOOL CORPORATION | WHR | 963320106 | 19-Apr-2022 | Annual | 12 | Election of Director: Larry O. Spencer | Management | F | 10-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| WHIRLPOOL CORPORATION | WHR | 963320106 | 19-Apr-2022 | Annual | 13 | Election of Director: Michael D. White | Management | F | 10-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| WHIRLPOOL CORPORATION | WHR | 963320106 | 19-Apr-2022 | Annual | 14 | Advisory vote to approve Whirlpool Corporation's executive compensation. | Management | F | 10-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| WHIRLPOOL CORPORATION | WHR | 963320106 | 19-Apr-2022 | Annual | 15 | Ratification of the appointment of Ernst & Young LLP as Whirlpool Corporation's independent registered public accounting firm for 2022. | Management | F | 10-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| HCA HEALTHCARE, INC. | HCA | 40412C101 | 21-Apr-2022 | Annual | 1 | Election of Director: Thomas F. Frist III | Management | F | 13-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| HCA HEALTHCARE, INC. | HCA | 40412C101 | 21-Apr-2022 | Annual | 2 | Election of Director: Samuel N. Hazen | Management | F | 13-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| HCA HEALTHCARE, INC. | HCA | 40412C101 | 21-Apr-2022 | Annual | 3 | Election of Director: Meg G. Crofton | Management | F | 13-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| HCA HEALTHCARE, INC. | HCA | 40412C101 | 21-Apr-2022 | Annual | 4 | Election of Director: Robert J. Dennis | Management | F | 13-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| HCA HEALTHCARE, INC. | HCA | 40412C101 | 21-Apr-2022 | Annual | 5 | Election of Director: Nancy-Ann DeParle | Management | F | 13-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| HCA HEALTHCARE, INC. | HCA | 40412C101 | 21-Apr-2022 | Annual | 6 | Election of Director: William R. Frist | Management | F | 13-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| HCA HEALTHCARE, INC. | HCA | 40412C101 | 21-Apr-2022 | Annual | 7 | Election of Director: Charles O. Holliday, Jr. | Management | F | 13-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| HCA HEALTHCARE, INC. | HCA | 40412C101 | 21-Apr-2022 | Annual | 8 | Election of Director: Hugh F. Johnston | Management | F | 13-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| HCA HEALTHCARE, INC. | HCA | 40412C101 | 21-Apr-2022 | Annual | 9 | Election of Director: Michael W. Michelson | Management | F | 13-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| HCA HEALTHCARE, INC. | HCA | 40412C101 | 21-Apr-2022 | Annual | 10 | Election of Director: Wayne J. Riley, M.D. | Management | F | 13-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| HCA HEALTHCARE, INC. | HCA | 40412C101 | 21-Apr-2022 | Annual | 11 | Election of Director: Andrea B. Smith | Management | F | 13-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| HCA HEALTHCARE, INC. | HCA | 40412C101 | 21-Apr-2022 | Annual | 12 | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2022. | Management | F | 13-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| HCA HEALTHCARE, INC. | HCA | 40412C101 | 21-Apr-2022 | Annual | 13 | Advisory vote to approve named executive officer compensation. | Management | F | 13-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| HCA HEALTHCARE, INC. | HCA | 40412C101 | 21-Apr-2022 | Annual | 14 | Stockholder proposal, if properly presented at the meeting, regarding political spending disclosure. | Shareholder | N | 13-Mar-2022 | N | ALPHAFACTOR TACTICAL ETF |
| HCA HEALTHCARE, INC. | HCA | 40412C101 | 21-Apr-2022 | Annual | 15 | Stockholder proposal, if properly presented at the meeting, regarding lobbying disclosure. | Shareholder | N | 13-Mar-2022 | N | ALPHAFACTOR TACTICAL ETF |
| L3HARRIS TECHNOLOGIES INC. | LHX | 502431109 | 22-Apr-2022 | Annual | 1 | Election of Director for a Term Expiring at 2023: Sallie B. Bailey | Management | F | 14-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| L3HARRIS TECHNOLOGIES INC. | LHX | 502431109 | 22-Apr-2022 | Annual | 2 | Election of Director for a Term Expiring at 2023: William M. Brown | Management | F | 14-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| L3HARRIS TECHNOLOGIES INC. | LHX | 502431109 | 22-Apr-2022 | Annual | 3 | Election of Director for a Term Expiring at 2023: Peter W. Chiarelli | Management | F | 14-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| L3HARRIS TECHNOLOGIES INC. | LHX | 502431109 | 22-Apr-2022 | Annual | 4 | Election of Director for a Term Expiring at 2023: Thomas A. Corcoran | Management | F | 14-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| L3HARRIS TECHNOLOGIES INC. | LHX | 502431109 | 22-Apr-2022 | Annual | 5 | Election of Director for a Term Expiring at 2023: Thomas A. Dattilo | Management | F | 14-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| L3HARRIS TECHNOLOGIES INC. | LHX | 502431109 | 22-Apr-2022 | Annual | 6 | Election of Director for a Term Expiring at 2023: Roger B. Fradin | Management | F | 14-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| L3HARRIS TECHNOLOGIES INC. | LHX | 502431109 | 22-Apr-2022 | Annual | 7 | Election of Director for a Term Expiring at 2023: Harry B. Harris Jr. | Management | F | 14-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| L3HARRIS TECHNOLOGIES INC. | LHX | 502431109 | 22-Apr-2022 | Annual | 8 | Election of Director for a Term Expiring at 2023: Lewis Hay III | Management | F | 14-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| L3HARRIS TECHNOLOGIES INC. | LHX | 502431109 | 22-Apr-2022 | Annual | 9 | Election of Director for a Term Expiring at 2023: Lewis Kramer | Management | F | 14-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| L3HARRIS TECHNOLOGIES INC. | LHX | 502431109 | 22-Apr-2022 | Annual | 10 | Election of Director for a Term Expiring at 2023: Christopher E. Kubasik | Management | F | 14-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| L3HARRIS TECHNOLOGIES INC. | LHX | 502431109 | 22-Apr-2022 | Annual | 11 | Election of Director for a Term Expiring at 2023: Rita S. Lane | Management | F | 14-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| L3HARRIS TECHNOLOGIES INC. | LHX | 502431109 | 22-Apr-2022 | Annual | 12 | Election of Director for a Term Expiring at 2023: Robert B. Millard | Management | F | 14-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| L3HARRIS TECHNOLOGIES INC. | LHX | 502431109 | 22-Apr-2022 | Annual | 13 | Election of Director for a Term Expiring at 2023: Lloyd W. Newton | Management | F | 14-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| L3HARRIS TECHNOLOGIES INC. | LHX | 502431109 | 22-Apr-2022 | Annual | 14 | To amend Our Restated Certificate of Incorporation to increase the maximum number of Board seats | Management | F | 14-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| L3HARRIS TECHNOLOGIES INC. | LHX | 502431109 | 22-Apr-2022 | Annual | 15 | Approval, in an Advisory Vote, of the Compensation of Named Executive Officers as Disclosed in the Proxy Statement | Management | F | 14-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| L3HARRIS TECHNOLOGIES INC. | LHX | 502431109 | 22-Apr-2022 | Annual | 16 | Ratification of Appointment of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2022 | Management | F | 14-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 27-Apr-2022 | Annual | 1 | Election of Class II Directors: Evan Bayh | Management | F | 17-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 27-Apr-2022 | Annual | 2 | Election of Class II Directors: Charles E. Bunch | Management | F | 17-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 27-Apr-2022 | Annual | 3 | Election of Class II Directors: Edward G. Galante | Management | F | 17-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 27-Apr-2022 | Annual | 4 | Election of Class II Directors: Kim K.W. Rucker | Management | F | 17-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 27-Apr-2022 | Annual | 5 | Ratification of the selection of PriceWaterhouseCoopers LLP as the company's independent auditor for 2022. | Management | F | 17-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 27-Apr-2022 | Annual | 6 | Approval, on an advisory basis, of the company's named executive officer compensation. | Management | F | 17-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 27-Apr-2022 | Annual | 7 | Approval of an amendment to the company's Restated Certificate of Incorporation to declassify the Board of Directors. | Management | F | 17-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 27-Apr-2022 | Annual | 8 | Approval of an amendment to the company's Restated Certificate of Incorporation to eliminate the supermajority provisions. | Management | F | 17-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 27-Apr-2022 | Annual | 9 | Approval of an amendment to the company's Restated Certificate of Incorporation to amend the exclusive forum provision. | Management | F | 17-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 27-Apr-2022 | Annual | 10 | Shareholder proposal seeking alternative right to call a special meeting. | Shareholder | N | 17-Mar-2022 | N | ALPHAFACTOR TACTICAL ETF |
| MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 27-Apr-2022 | Annual | 11 | Shareholder proposal seeking an amendment to the company's existing clawback provisions. | Shareholder | N | 17-Mar-2022 | N | ALPHAFACTOR TACTICAL ETF |
| MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 27-Apr-2022 | Annual | 12 | Shareholder proposal seeking a report on just transition. | Shareholder | N | 17-Mar-2022 | N | ALPHAFACTOR TACTICAL ETF |
| CROWN HOLDINGS, INC. | CCK | 228368106 | 28-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 23-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| CROWN HOLDINGS, INC. | CCK | 228368106 | 28-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 23-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| CROWN HOLDINGS, INC. | CCK | 228368106 | 28-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 23-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| CROWN HOLDINGS, INC. | CCK | 228368106 | 28-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 23-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| CROWN HOLDINGS, INC. | CCK | 228368106 | 28-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 23-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| CROWN HOLDINGS, INC. | CCK | 228368106 | 28-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 23-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| CROWN HOLDINGS, INC. | CCK | 228368106 | 28-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 23-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| CROWN HOLDINGS, INC. | CCK | 228368106 | 28-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 23-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| CROWN HOLDINGS, INC. | CCK | 228368106 | 28-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 23-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| CROWN HOLDINGS, INC. | CCK | 228368106 | 28-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 23-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| CROWN HOLDINGS, INC. | CCK | 228368106 | 28-Apr-2022 | Annual | 2 | Ratification of the appointment of independent auditors for the fiscal year ending December 31, 2022. | Management | F | 23-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| CROWN HOLDINGS, INC. | CCK | 228368106 | 28-Apr-2022 | Annual | 3 | Approval by advisory vote of the resolution on executive compensation as described in the Proxy Statement. | Management | F | 23-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| CROWN HOLDINGS, INC. | CCK | 228368106 | 28-Apr-2022 | Annual | 4 | Adoption of the 2022 Stock-Based Incentive Compensation Plan. | Management | F | 23-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| CROWN HOLDINGS, INC. | CCK | 228368106 | 28-Apr-2022 | Annual | 5 | Consideration of a Shareholder's proposal requesting the Board of Directors to adopt shareholder special meeting rights. | Management | F | 23-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| MGIC INVESTMENT CORPORATION | MTG | 552848103 | 28-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 27-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| MGIC INVESTMENT CORPORATION | MTG | 552848103 | 28-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 27-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| MGIC INVESTMENT CORPORATION | MTG | 552848103 | 28-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 27-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| MGIC INVESTMENT CORPORATION | MTG | 552848103 | 28-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 27-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| MGIC INVESTMENT CORPORATION | MTG | 552848103 | 28-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 27-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| MGIC INVESTMENT CORPORATION | MTG | 552848103 | 28-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 27-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| MGIC INVESTMENT CORPORATION | MTG | 552848103 | 28-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 27-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| MGIC INVESTMENT CORPORATION | MTG | 552848103 | 28-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 27-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| MGIC INVESTMENT CORPORATION | MTG | 552848103 | 28-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 27-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| MGIC INVESTMENT CORPORATION | MTG | 552848103 | 28-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 27-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| MGIC INVESTMENT CORPORATION | MTG | 552848103 | 28-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 27-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| MGIC INVESTMENT CORPORATION | MTG | 552848103 | 28-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 27-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| MGIC INVESTMENT CORPORATION | MTG | 552848103 | 28-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 27-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| MGIC INVESTMENT CORPORATION | MTG | 552848103 | 28-Apr-2022 | Annual | 2 | Advisory Vote to Approve our Executive Compensation. | Management | F | 27-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| MGIC INVESTMENT CORPORATION | MTG | 552848103 | 28-Apr-2022 | Annual | 3 | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2022. | Management | F | 27-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| BOK FINANCIAL CORPORATION | BOKF | 05561Q201 | 03-May-2022 | Annual | 1 | DIRECTOR | Management | F | 28-Mar-2022 | W | ALPHAFACTOR TACTICAL ETF |
| BOK FINANCIAL CORPORATION | BOKF | 05561Q201 | 03-May-2022 | Annual | 1 | DIRECTOR | Management | F | 28-Mar-2022 | W | ALPHAFACTOR TACTICAL ETF |
| BOK FINANCIAL CORPORATION | BOKF | 05561Q201 | 03-May-2022 | Annual | 1 | DIRECTOR | Management | F | 28-Mar-2022 | W | ALPHAFACTOR TACTICAL ETF |
| BOK FINANCIAL CORPORATION | BOKF | 05561Q201 | 03-May-2022 | Annual | 1 | DIRECTOR | Management | F | 28-Mar-2022 | W | ALPHAFACTOR TACTICAL ETF |
| BOK FINANCIAL CORPORATION | BOKF | 05561Q201 | 03-May-2022 | Annual | 1 | DIRECTOR | Management | F | 28-Mar-2022 | W | ALPHAFACTOR TACTICAL ETF |
| BOK FINANCIAL CORPORATION | BOKF | 05561Q201 | 03-May-2022 | Annual | 1 | DIRECTOR | Management | F | 28-Mar-2022 | W | ALPHAFACTOR TACTICAL ETF |
| BOK FINANCIAL CORPORATION | BOKF | 05561Q201 | 03-May-2022 | Annual | 1 | DIRECTOR | Management | F | 28-Mar-2022 | W | ALPHAFACTOR TACTICAL ETF |
| BOK FINANCIAL CORPORATION | BOKF | 05561Q201 | 03-May-2022 | Annual | 1 | DIRECTOR | Management | F | 28-Mar-2022 | W | ALPHAFACTOR TACTICAL ETF |
| BOK FINANCIAL CORPORATION | BOKF | 05561Q201 | 03-May-2022 | Annual | 1 | DIRECTOR | Management | F | 28-Mar-2022 | W | ALPHAFACTOR TACTICAL ETF |
| BOK FINANCIAL CORPORATION | BOKF | 05561Q201 | 03-May-2022 | Annual | 1 | DIRECTOR | Management | F | 28-Mar-2022 | W | ALPHAFACTOR TACTICAL ETF |
| BOK FINANCIAL CORPORATION | BOKF | 05561Q201 | 03-May-2022 | Annual | 1 | DIRECTOR | Management | F | 28-Mar-2022 | W | ALPHAFACTOR TACTICAL ETF |
| BOK FINANCIAL CORPORATION | BOKF | 05561Q201 | 03-May-2022 | Annual | 1 | DIRECTOR | Management | F | 28-Mar-2022 | W | ALPHAFACTOR TACTICAL ETF |
| BOK FINANCIAL CORPORATION | BOKF | 05561Q201 | 03-May-2022 | Annual | 1 | DIRECTOR | Management | F | 28-Mar-2022 | W | ALPHAFACTOR TACTICAL ETF |
| BOK FINANCIAL CORPORATION | BOKF | 05561Q201 | 03-May-2022 | Annual | 1 | DIRECTOR | Management | F | 28-Mar-2022 | W | ALPHAFACTOR TACTICAL ETF |
| BOK FINANCIAL CORPORATION | BOKF | 05561Q201 | 03-May-2022 | Annual | 1 | DIRECTOR | Management | F | 28-Mar-2022 | W | ALPHAFACTOR TACTICAL ETF |
| BOK FINANCIAL CORPORATION | BOKF | 05561Q201 | 03-May-2022 | Annual | 1 | DIRECTOR | Management | F | 28-Mar-2022 | W | ALPHAFACTOR TACTICAL ETF |
| BOK FINANCIAL CORPORATION | BOKF | 05561Q201 | 03-May-2022 | Annual | 1 | DIRECTOR | Management | F | 28-Mar-2022 | W | ALPHAFACTOR TACTICAL ETF |
| BOK FINANCIAL CORPORATION | BOKF | 05561Q201 | 03-May-2022 | Annual | 1 | DIRECTOR | Management | F | 28-Mar-2022 | W | ALPHAFACTOR TACTICAL ETF |
| BOK FINANCIAL CORPORATION | BOKF | 05561Q201 | 03-May-2022 | Annual | 1 | DIRECTOR | Management | F | 28-Mar-2022 | W | ALPHAFACTOR TACTICAL ETF |
| BOK FINANCIAL CORPORATION | BOKF | 05561Q201 | 03-May-2022 | Annual | 1 | DIRECTOR | Management | F | 28-Mar-2022 | W | ALPHAFACTOR TACTICAL ETF |
| BOK FINANCIAL CORPORATION | BOKF | 05561Q201 | 03-May-2022 | Annual | 1 | DIRECTOR | Management | F | 28-Mar-2022 | W | ALPHAFACTOR TACTICAL ETF |
| BOK FINANCIAL CORPORATION | BOKF | 05561Q201 | 03-May-2022 | Annual | 1 | DIRECTOR | Management | F | 28-Mar-2022 | W | ALPHAFACTOR TACTICAL ETF |
| BOK FINANCIAL CORPORATION | BOKF | 05561Q201 | 03-May-2022 | Annual | 2 | Ratification of the selection of Ernst & Young LLP as BOK Financial Corporation's independent auditors for the fiscal year ending December 31, 2022. | Management | F | 28-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| BOK FINANCIAL CORPORATION | BOKF | 05561Q201 | 03-May-2022 | Annual | 3 | Approval of the compensation of the Company's named executive officers as disclosed in the Proxy Statement. | Management | F | 28-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| ALLY FINANCIAL INC. | ALLY | 02005N100 | 03-May-2022 | Annual | 1 | Election of Director: Franklin W. Hobbs | Management | F | 16-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| ALLY FINANCIAL INC. | ALLY | 02005N100 | 03-May-2022 | Annual | 2 | Election of Director: Kenneth J. Bacon | Management | F | 16-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| ALLY FINANCIAL INC. | ALLY | 02005N100 | 03-May-2022 | Annual | 3 | Election of Director: Maureen A. Breakiron-Evans | Management | F | 16-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| ALLY FINANCIAL INC. | ALLY | 02005N100 | 03-May-2022 | Annual | 4 | Election of Director: William H. Cary | Management | F | 16-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| ALLY FINANCIAL INC. | ALLY | 02005N100 | 03-May-2022 | Annual | 5 | Election of Director: Mayree C. Clark | Management | F | 16-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| ALLY FINANCIAL INC. | ALLY | 02005N100 | 03-May-2022 | Annual | 6 | Election of Director: Kim S. Fennebresque | Management | F | 16-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| ALLY FINANCIAL INC. | ALLY | 02005N100 | 03-May-2022 | Annual | 7 | Election of Director: Melissa Goldman | Management | F | 16-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| ALLY FINANCIAL INC. | ALLY | 02005N100 | 03-May-2022 | Annual | 8 | Election of Director: Marjorie Magner | Management | F | 16-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| ALLY FINANCIAL INC. | ALLY | 02005N100 | 03-May-2022 | Annual | 9 | Election of Director: David Reilly | Management | F | 16-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| ALLY FINANCIAL INC. | ALLY | 02005N100 | 03-May-2022 | Annual | 10 | Election of Director: Brian H. Sharples | Management | F | 16-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| ALLY FINANCIAL INC. | ALLY | 02005N100 | 03-May-2022 | Annual | 11 | Election of Director: Michael F. Steib | Management | F | 16-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| ALLY FINANCIAL INC. | ALLY | 02005N100 | 03-May-2022 | Annual | 12 | Election of Director: Jeffrey J. Brown | Management | F | 16-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| ALLY FINANCIAL INC. | ALLY | 02005N100 | 03-May-2022 | Annual | 13 | Advisory vote on executive compensation. | Management | F | 16-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| ALLY FINANCIAL INC. | ALLY | 02005N100 | 03-May-2022 | Annual | 14 | Ratification of the Audit Committee's engagement of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2022. | Management | F | 16-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| ALLISON TRANSMISSION HOLDINGS, INC. | ALSN | 01973R101 | 04-May-2022 | Annual | 1 | Election of Director: Judy L. Altmaier | Management | F | 27-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| ALLISON TRANSMISSION HOLDINGS, INC. | ALSN | 01973R101 | 04-May-2022 | Annual | 2 | Election of Director: Stan A. Askren | Management | F | 27-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| ALLISON TRANSMISSION HOLDINGS, INC. | ALSN | 01973R101 | 04-May-2022 | Annual | 3 | Election of Director: D. Scott Barbour | Management | F | 27-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| ALLISON TRANSMISSION HOLDINGS, INC. | ALSN | 01973R101 | 04-May-2022 | Annual | 4 | Election of Director: David C. Everitt | Management | F | 27-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| ALLISON TRANSMISSION HOLDINGS, INC. | ALSN | 01973R101 | 04-May-2022 | Annual | 5 | Election of Director: Alvaro Garcia-Tunon | Management | F | 27-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| ALLISON TRANSMISSION HOLDINGS, INC. | ALSN | 01973R101 | 04-May-2022 | Annual | 6 | Election of Director: David S. Graziosi | Management | F | 27-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| ALLISON TRANSMISSION HOLDINGS, INC. | ALSN | 01973R101 | 04-May-2022 | Annual | 7 | Election of Director: Carolann I. Haznedar | Management | F | 27-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| ALLISON TRANSMISSION HOLDINGS, INC. | ALSN | 01973R101 | 04-May-2022 | Annual | 8 | Election of Director: Richard P. Lavin | Management | F | 27-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| ALLISON TRANSMISSION HOLDINGS, INC. | ALSN | 01973R101 | 04-May-2022 | Annual | 9 | Election of Director: Thomas W. Rabaut | Management | F | 27-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| ALLISON TRANSMISSION HOLDINGS, INC. | ALSN | 01973R101 | 04-May-2022 | Annual | 10 | Election of Director: Richard V. Reynolds | Management | F | 27-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| ALLISON TRANSMISSION HOLDINGS, INC. | ALSN | 01973R101 | 04-May-2022 | Annual | 11 | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2022. | Management | F | 27-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| ALLISON TRANSMISSION HOLDINGS, INC. | ALSN | 01973R101 | 04-May-2022 | Annual | 12 | An advisory non-binding vote to approve the compensation paid to our named executive officers. | Management | F | 27-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| LKQ CORPORATION | LKQ | 501889208 | 10-May-2022 | Annual | 1 | Election of Director: Patrick Berard | Management | F | 03-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| LKQ CORPORATION | LKQ | 501889208 | 10-May-2022 | Annual | 2 | Election of Director: Meg A. Divitto | Management | F | 03-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| LKQ CORPORATION | LKQ | 501889208 | 10-May-2022 | Annual | 3 | Election of Director: Robert M. Hanser | Management | F | 03-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| LKQ CORPORATION | LKQ | 501889208 | 10-May-2022 | Annual | 4 | Election of Director: Joseph M. Holsten | Management | F | 03-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| LKQ CORPORATION | LKQ | 501889208 | 10-May-2022 | Annual | 5 | Election of Director: Blythe J. McGarvie | Management | F | 03-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| LKQ CORPORATION | LKQ | 501889208 | 10-May-2022 | Annual | 6 | Election of Director: John W. Mendel | Management | F | 03-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| LKQ CORPORATION | LKQ | 501889208 | 10-May-2022 | Annual | 7 | Election of Director: Jody G. Miller | Management | F | 03-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| LKQ CORPORATION | LKQ | 501889208 | 10-May-2022 | Annual | 8 | Election of Director: Guhan Subramanian | Management | F | 03-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| LKQ CORPORATION | LKQ | 501889208 | 10-May-2022 | Annual | 9 | Election of Director: Xavier Urbain | Management | F | 03-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| LKQ CORPORATION | LKQ | 501889208 | 10-May-2022 | Annual | 10 | Election of Director: Jacob H. Welch | Management | F | 03-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| LKQ CORPORATION | LKQ | 501889208 | 10-May-2022 | Annual | 11 | Election of Director: Dominick Zarcone | Management | F | 03-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| LKQ CORPORATION | LKQ | 501889208 | 10-May-2022 | Annual | 12 | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2022. | Management | F | 03-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| LKQ CORPORATION | LKQ | 501889208 | 10-May-2022 | Annual | 13 | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | F | 03-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| KOHL'S CORPORATION | KSS | 500255104 | 11-May-2022 | Annual | 1 | DIRECTOR | Management | F | 30-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| KOHL'S CORPORATION | KSS | 500255104 | 11-May-2022 | Annual | 1 | DIRECTOR | Management | F | 30-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| KOHL'S CORPORATION | KSS | 500255104 | 11-May-2022 | Annual | 1 | DIRECTOR | Management | F | 30-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| KOHL'S CORPORATION | KSS | 500255104 | 11-May-2022 | Annual | 1 | DIRECTOR | Management | F | 30-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| KOHL'S CORPORATION | KSS | 500255104 | 11-May-2022 | Annual | 1 | DIRECTOR | Management | F | 30-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| KOHL'S CORPORATION | KSS | 500255104 | 11-May-2022 | Annual | 1 | DIRECTOR | Management | F | 30-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| KOHL'S CORPORATION | KSS | 500255104 | 11-May-2022 | Annual | 1 | DIRECTOR | Management | F | 30-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| KOHL'S CORPORATION | KSS | 500255104 | 11-May-2022 | Annual | 1 | DIRECTOR | Management | F | 30-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| KOHL'S CORPORATION | KSS | 500255104 | 11-May-2022 | Annual | 1 | DIRECTOR | Management | F | 30-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| KOHL'S CORPORATION | KSS | 500255104 | 11-May-2022 | Annual | 1 | DIRECTOR | Management | F | 30-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| KOHL'S CORPORATION | KSS | 500255104 | 11-May-2022 | Annual | 1 | DIRECTOR | Management | F | 30-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| KOHL'S CORPORATION | KSS | 500255104 | 11-May-2022 | Annual | 1 | DIRECTOR | Management | F | 30-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| KOHL'S CORPORATION | KSS | 500255104 | 11-May-2022 | Annual | 1 | DIRECTOR | Management | F | 30-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| KOHL'S CORPORATION | KSS | 500255104 | 11-May-2022 | Annual | 2 | To approve, by an advisory vote, the compensation of our named executive officers. | Management | F | 30-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| KOHL'S CORPORATION | KSS | 500255104 | 11-May-2022 | Annual | 3 | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 28, 2023. | Management | F | 30-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| KOHL'S CORPORATION | KSS | 500255104 | 11-May-2022 | Annual | 1 | DIRECTOR | Management | F | ALPHAFACTOR TACTICAL ETF | ||
| KOHL'S CORPORATION | KSS | 500255104 | 11-May-2022 | Annual | 1 | DIRECTOR | Management | F | ALPHAFACTOR TACTICAL ETF | ||
| KOHL'S CORPORATION | KSS | 500255104 | 11-May-2022 | Annual | 1 | DIRECTOR | Management | F | ALPHAFACTOR TACTICAL ETF | ||
| KOHL'S CORPORATION | KSS | 500255104 | 11-May-2022 | Annual | 1 | DIRECTOR | Management | F | ALPHAFACTOR TACTICAL ETF | ||
| KOHL'S CORPORATION | KSS | 500255104 | 11-May-2022 | Annual | 1 | DIRECTOR | Management | F | ALPHAFACTOR TACTICAL ETF | ||
| KOHL'S CORPORATION | KSS | 500255104 | 11-May-2022 | Annual | 1 | DIRECTOR | Management | F | ALPHAFACTOR TACTICAL ETF | ||
| KOHL'S CORPORATION | KSS | 500255104 | 11-May-2022 | Annual | 1 | DIRECTOR | Management | F | ALPHAFACTOR TACTICAL ETF | ||
| KOHL'S CORPORATION | KSS | 500255104 | 11-May-2022 | Annual | 1 | DIRECTOR | Management | F | ALPHAFACTOR TACTICAL ETF | ||
| KOHL'S CORPORATION | KSS | 500255104 | 11-May-2022 | Annual | 1 | DIRECTOR | Management | F | ALPHAFACTOR TACTICAL ETF | ||
| KOHL'S CORPORATION | KSS | 500255104 | 11-May-2022 | Annual | 1 | DIRECTOR | Management | F | ALPHAFACTOR TACTICAL ETF | ||
| KOHL'S CORPORATION | KSS | 500255104 | 11-May-2022 | Annual | 2 | The Company's proposal to approve, by advisory vote, the compensation of the Company's named executive officers. | Management | N | ALPHAFACTOR TACTICAL ETF | ||
| KOHL'S CORPORATION | KSS | 500255104 | 11-May-2022 | Annual | 3 | The Company's proposal to ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending January 28, 2023. | Management | / | ALPHAFACTOR TACTICAL ETF | ||
| ASSURANT, INC. | AIZ | 04621X108 | 12-May-2022 | Annual | 1 | Election of Director: Elaine D. Rosen | Management | F | 23-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| ASSURANT, INC. | AIZ | 04621X108 | 12-May-2022 | Annual | 2 | Election of Director: Paget L. Alves | Management | F | 23-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| ASSURANT, INC. | AIZ | 04621X108 | 12-May-2022 | Annual | 3 | Election of Director: J. Braxton Carter | Management | F | 23-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| ASSURANT, INC. | AIZ | 04621X108 | 12-May-2022 | Annual | 4 | Election of Director: Juan N. Cento | Management | F | 23-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| ASSURANT, INC. | AIZ | 04621X108 | 12-May-2022 | Annual | 5 | Election of Director: Keith W. Demmings | Management | F | 23-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| ASSURANT, INC. | AIZ | 04621X108 | 12-May-2022 | Annual | 6 | Election of Director: Harriet Edelman | Management | F | 23-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| ASSURANT, INC. | AIZ | 04621X108 | 12-May-2022 | Annual | 7 | Election of Director: Lawrence V. Jackson | Management | F | 23-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| ASSURANT, INC. | AIZ | 04621X108 | 12-May-2022 | Annual | 8 | Election of Director: Jean-Paul L. Montupet | Management | F | 23-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| ASSURANT, INC. | AIZ | 04621X108 | 12-May-2022 | Annual | 9 | Election of Director: Debra J. Perry | Management | F | 23-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| ASSURANT, INC. | AIZ | 04621X108 | 12-May-2022 | Annual | 10 | Election of Director: Ognjen (Ogi) Redzic | Management | F | 23-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| ASSURANT, INC. | AIZ | 04621X108 | 12-May-2022 | Annual | 11 | Election of Director: Paul J. Reilly | Management | F | 23-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| ASSURANT, INC. | AIZ | 04621X108 | 12-May-2022 | Annual | 12 | Election of Director: Robert W. Stein | Management | F | 23-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| ASSURANT, INC. | AIZ | 04621X108 | 12-May-2022 | Annual | 13 | Ratification of the appointment of PricewaterhouseCoopers LLP as Assurant's Independent Registered Public Accounting Firm for 2022. | Management | F | 23-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| ASSURANT, INC. | AIZ | 04621X108 | 12-May-2022 | Annual | 14 | Advisory approval of the 2021 compensation of the Company's named executive officers. | Management | F | 23-Mar-2022 | F | ALPHAFACTOR TACTICAL ETF |
| LUMEN TECHNOLOGIES, INC. | LUMN | 550241103 | 18-May-2022 | Annual | 1 | Election of Director: Quincy L. Allen | Management | F | 10-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| LUMEN TECHNOLOGIES, INC. | LUMN | 550241103 | 18-May-2022 | Annual | 2 | Election of Director: Martha Helena Bejar | Management | F | 10-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| LUMEN TECHNOLOGIES, INC. | LUMN | 550241103 | 18-May-2022 | Annual | 3 | Election of Director: Peter C. Brown | Management | F | 10-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| LUMEN TECHNOLOGIES, INC. | LUMN | 550241103 | 18-May-2022 | Annual | 4 | Election of Director: Kevin P. Chilton | Management | F | 10-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| LUMEN TECHNOLOGIES, INC. | LUMN | 550241103 | 18-May-2022 | Annual | 5 | Election of Director: Steven T. "Terry" Clontz | Management | F | 10-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| LUMEN TECHNOLOGIES, INC. | LUMN | 550241103 | 18-May-2022 | Annual | 6 | Election of Director: T. Michael Glenn | Management | F | 10-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| LUMEN TECHNOLOGIES, INC. | LUMN | 550241103 | 18-May-2022 | Annual | 7 | Election of Director: W. Bruce Hanks | Management | F | 10-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| LUMEN TECHNOLOGIES, INC. | LUMN | 550241103 | 18-May-2022 | Annual | 8 | Election of Director: Hal Stanley Jones | Management | F | 10-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| LUMEN TECHNOLOGIES, INC. | LUMN | 550241103 | 18-May-2022 | Annual | 9 | Election of Director: Michael Roberts | Management | F | 10-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| LUMEN TECHNOLOGIES, INC. | LUMN | 550241103 | 18-May-2022 | Annual | 10 | Election of Director: Laurie Siegel | Management | F | 10-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| LUMEN TECHNOLOGIES, INC. | LUMN | 550241103 | 18-May-2022 | Annual | 11 | Election of Director: Jeffrey K. Storey | Management | F | 10-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| LUMEN TECHNOLOGIES, INC. | LUMN | 550241103 | 18-May-2022 | Annual | 12 | Ratify the appointment of KPMG LLP as our independent auditor for 2022. | Management | F | 10-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| LUMEN TECHNOLOGIES, INC. | LUMN | 550241103 | 18-May-2022 | Annual | 13 | Advisory vote to approve our executive compensation. | Management | F | 10-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| QUEST DIAGNOSTICS INCORPORATED | DGX | 74834L100 | 18-May-2022 | Annual | 1 | Election of Director: Tracey C. Doi | Management | F | 22-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| QUEST DIAGNOSTICS INCORPORATED | DGX | 74834L100 | 18-May-2022 | Annual | 2 | Election of Director: Vicky B. Gregg | Management | F | 22-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| QUEST DIAGNOSTICS INCORPORATED | DGX | 74834L100 | 18-May-2022 | Annual | 3 | Election of Director: Wright L. Lassiter III | Management | F | 22-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| QUEST DIAGNOSTICS INCORPORATED | DGX | 74834L100 | 18-May-2022 | Annual | 4 | Election of Director: Timothy L. Main | Management | F | 22-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| QUEST DIAGNOSTICS INCORPORATED | DGX | 74834L100 | 18-May-2022 | Annual | 5 | Election of Director: Denise M. Morrison | Management | F | 22-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| QUEST DIAGNOSTICS INCORPORATED | DGX | 74834L100 | 18-May-2022 | Annual | 6 | Election of Director: Gary M. Pfeiffer | Management | F | 22-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| QUEST DIAGNOSTICS INCORPORATED | DGX | 74834L100 | 18-May-2022 | Annual | 7 | Election of Director: Timothy M. Ring | Management | F | 22-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| QUEST DIAGNOSTICS INCORPORATED | DGX | 74834L100 | 18-May-2022 | Annual | 8 | Election of Director: Stephen H. Rusckowski | Management | F | 22-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| QUEST DIAGNOSTICS INCORPORATED | DGX | 74834L100 | 18-May-2022 | Annual | 9 | Election of Director: Gail R. Wilensky | Management | F | 22-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| QUEST DIAGNOSTICS INCORPORATED | DGX | 74834L100 | 18-May-2022 | Annual | 10 | An advisory resolution to approve the executive officer compensation disclosed in the Company's 2022 proxy statement | Management | F | 22-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| QUEST DIAGNOSTICS INCORPORATED | DGX | 74834L100 | 18-May-2022 | Annual | 11 | Ratification of the appointment of our independent registered public accounting firm for 2022 | Management | F | 22-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| QUEST DIAGNOSTICS INCORPORATED | DGX | 74834L100 | 18-May-2022 | Annual | 12 | To adopt an amendment to the Company's Certificate of Incorporation to allow stockholders to act by non-unanimous written consent | Management | F | 22-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| QUEST DIAGNOSTICS INCORPORATED | DGX | 74834L100 | 18-May-2022 | Annual | 13 | To adopt an amendment to the Company's Certificate of Incorporation to permit stockholders holding 15% or more of the Company's common stock to request that the Company call a special meeting of stockholders | Management | F | 22-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| QUEST DIAGNOSTICS INCORPORATED | DGX | 74834L100 | 18-May-2022 | Annual | 14 | Stockholder proposal regarding the right to call a special meeting of stockholders | Shareholder | N | 22-Apr-2022 | N | ALPHAFACTOR TACTICAL ETF |
| ADVANCE AUTO PARTS, INC. | AAP | 00751Y106 | 19-May-2022 | Annual | 1 | Election of Director: Carla J. Bailo | Management | F | 07-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| ADVANCE AUTO PARTS, INC. | AAP | 00751Y106 | 19-May-2022 | Annual | 2 | Election of Director: John F. Ferraro | Management | F | 07-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| ADVANCE AUTO PARTS, INC. | AAP | 00751Y106 | 19-May-2022 | Annual | 3 | Election of Director: Thomas R. Greco | Management | F | 07-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| ADVANCE AUTO PARTS, INC. | AAP | 00751Y106 | 19-May-2022 | Annual | 4 | Election of Director: Joan M. Hilson | Management | F | 07-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| ADVANCE AUTO PARTS, INC. | AAP | 00751Y106 | 19-May-2022 | Annual | 5 | Election of Director: Jeffrey J. Jones, II | Management | F | 07-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| ADVANCE AUTO PARTS, INC. | AAP | 00751Y106 | 19-May-2022 | Annual | 6 | Election of Director: Eugene I. Lee, Jr. | Management | F | 07-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| ADVANCE AUTO PARTS, INC. | AAP | 00751Y106 | 19-May-2022 | Annual | 7 | Election of Director: Douglas A. Pertz | Management | F | 07-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| ADVANCE AUTO PARTS, INC. | AAP | 00751Y106 | 19-May-2022 | Annual | 8 | Election of Director: Sherice R. Torre | Management | F | 07-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| ADVANCE AUTO PARTS, INC. | AAP | 00751Y106 | 19-May-2022 | Annual | 9 | Election of Director: Nigel Travis | Management | F | 07-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| ADVANCE AUTO PARTS, INC. | AAP | 00751Y106 | 19-May-2022 | Annual | 10 | Election of Director: Arthur L. Valdez, Jr. | Management | F | 07-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| ADVANCE AUTO PARTS, INC. | AAP | 00751Y106 | 19-May-2022 | Annual | 11 | Approve, by advisory vote, the compensation of our named executive officers. | Management | F | 07-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| ADVANCE AUTO PARTS, INC. | AAP | 00751Y106 | 19-May-2022 | Annual | 12 | Ratify the appointment of Deloitte & Touche LLP (Deloitte) as our independent registered public accounting firm for 2022. | Management | F | 07-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| ADVANCE AUTO PARTS, INC. | AAP | 00751Y106 | 19-May-2022 | Annual | 13 | Vote on the stockholder proposal, if presented at the Annual Meeting, regarding amending our proxy access rights to remove the shareholder aggregation limit. | Shareholder | N | 07-Apr-2022 | N | ALPHAFACTOR TACTICAL ETF |
| EQUITABLE HOLDINGS, INC. | EQH | 29452E101 | 19-May-2022 | Annual | 1 | Election of Director for a one-year term ending at the 2023 Annual Meeting: Francis A. Hondal | Management | F | 08-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| EQUITABLE HOLDINGS, INC. | EQH | 29452E101 | 19-May-2022 | Annual | 2 | Election of Director for a one-year term ending at the 2023 Annual Meeting: Daniel G. Kaye | Management | F | 08-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| EQUITABLE HOLDINGS, INC. | EQH | 29452E101 | 19-May-2022 | Annual | 3 | Election of Director for a one-year term ending at the 2023 Annual Meeting: Joan Lamm-Tennant | Management | F | 08-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| EQUITABLE HOLDINGS, INC. | EQH | 29452E101 | 19-May-2022 | Annual | 4 | Election of Director for a one-year term ending at the 2023 Annual Meeting: Kristi A. Matus | Management | F | 08-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| EQUITABLE HOLDINGS, INC. | EQH | 29452E101 | 19-May-2022 | Annual | 5 | Election of Director for a one-year term ending at the 2023 Annual Meeting: Mark Pearson | Management | F | 08-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| EQUITABLE HOLDINGS, INC. | EQH | 29452E101 | 19-May-2022 | Annual | 6 | Election of Director for a one-year term ending at the 2023 Annual Meeting: Bertram L. Scott | Management | F | 08-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| EQUITABLE HOLDINGS, INC. | EQH | 29452E101 | 19-May-2022 | Annual | 7 | Election of Director for a one-year term ending at the 2023 Annual Meeting: George Stansfield | Management | F | 08-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| EQUITABLE HOLDINGS, INC. | EQH | 29452E101 | 19-May-2022 | Annual | 8 | Election of Director for a one-year term ending at the 2023 Annual Meeting: Charles G.T. Stonehill | Management | F | 08-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| EQUITABLE HOLDINGS, INC. | EQH | 29452E101 | 19-May-2022 | Annual | 9 | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2022. | Management | F | 08-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| EQUITABLE HOLDINGS, INC. | EQH | 29452E101 | 19-May-2022 | Annual | 10 | Advisory vote to approve the compensation paid to our named executive officers. | Management | F | 08-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| EQUITABLE HOLDINGS, INC. | EQH | 29452E101 | 19-May-2022 | Annual | 11 | Amendments to the Company's Certificate of Incorporation to remove supermajority voting requirements, references to the AXA Shareholder Agreement and other obsolete provisions. | Management | F | 08-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| XEROX HOLDINGS CORPORATION | XRX | 98421M106 | 19-May-2022 | Annual | 1 | Election of Director: Joseph J. Echevarria | Management | F | 07-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| XEROX HOLDINGS CORPORATION | XRX | 98421M106 | 19-May-2022 | Annual | 2 | Election of Director: Scott Letier | Management | F | 07-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| XEROX HOLDINGS CORPORATION | XRX | 98421M106 | 19-May-2022 | Annual | 3 | Election of Director: Jesse A. Lynn | Management | F | 07-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| XEROX HOLDINGS CORPORATION | XRX | 98421M106 | 19-May-2022 | Annual | 4 | Election of Director: Nichelle Maynard-Elliott | Management | F | 07-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| XEROX HOLDINGS CORPORATION | XRX | 98421M106 | 19-May-2022 | Annual | 5 | Election of Director: Steven D. Miller | Management | F | 07-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| XEROX HOLDINGS CORPORATION | XRX | 98421M106 | 19-May-2022 | Annual | 6 | Election of Director: James L. Nelson | Management | F | 07-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| XEROX HOLDINGS CORPORATION | XRX | 98421M106 | 19-May-2022 | Annual | 7 | Election of Director: Margarita Paláu-Hernández | Management | F | 07-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| XEROX HOLDINGS CORPORATION | XRX | 98421M106 | 19-May-2022 | Annual | 8 | Election of Director: Giovanni ("John") Visentin | Management | F | 07-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| XEROX HOLDINGS CORPORATION | XRX | 98421M106 | 19-May-2022 | Annual | 9 | Ratify the appointment of PricewaterhouseCoopers LLP (PwC) as our independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | F | 07-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| XEROX HOLDINGS CORPORATION | XRX | 98421M106 | 19-May-2022 | Annual | 10 | Approval, on an advisory basis, of the 2021 compensation of our named executive officers. | Management | F | 07-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| XEROX HOLDINGS CORPORATION | XRX | 98421M106 | 19-May-2022 | Annual | 11 | Approve an amendment to the Company's amended and restated Certificate of Incorporation to permit shareholders to act by written consent. | Management | F | 07-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| XEROX HOLDINGS CORPORATION | XRX | 98421M106 | 19-May-2022 | Annual | 12 | Consideration of a shareholder proposal for shareholder right to call a special shareholder meeting, if properly presented at the Annual Meeting. | Shareholder | N | 07-Apr-2022 | N | ALPHAFACTOR TACTICAL ETF |
| CDW CORPORATION | CDW | 12514G108 | 19-May-2022 | Annual | 1 | Election of Director for a term to Expire at 2023 Annual Meeting: Virginia C. Addicott | Management | F | 11-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| CDW CORPORATION | CDW | 12514G108 | 19-May-2022 | Annual | 2 | Election of Director for a term to Expire at 2023 Annual Meeting: James A. Bell | Management | F | 11-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| CDW CORPORATION | CDW | 12514G108 | 19-May-2022 | Annual | 3 | Election of Director for a term to Expire at 2023 Annual Meeting: Lynda M. Clarizio | Management | F | 11-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| CDW CORPORATION | CDW | 12514G108 | 19-May-2022 | Annual | 4 | Election of Director for a term to Expire at 2023 Annual Meeting: Paul J. Finnegan | Management | F | 11-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| CDW CORPORATION | CDW | 12514G108 | 19-May-2022 | Annual | 5 | Election of Director for a term to Expire at 2023 Annual Meeting: Anthony R. Foxx | Management | F | 11-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| CDW CORPORATION | CDW | 12514G108 | 19-May-2022 | Annual | 6 | Election of Director for a term to Expire at 2023 Annual Meeting: Christine A. Leahy | Management | F | 11-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| CDW CORPORATION | CDW | 12514G108 | 19-May-2022 | Annual | 7 | Election of Director for a term to Expire at 2023 Annual Meeting: Sanjay Mehrotra | Management | F | 11-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| CDW CORPORATION | CDW | 12514G108 | 19-May-2022 | Annual | 8 | Election of Director for a term to Expire at 2023 Annual Meeting: David W. Nelms | Management | F | 11-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| CDW CORPORATION | CDW | 12514G108 | 19-May-2022 | Annual | 9 | Election of Director for a term to Expire at 2023 Annual Meeting: Joseph R. Swedish | Management | F | 11-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| CDW CORPORATION | CDW | 12514G108 | 19-May-2022 | Annual | 10 | Election of Director for a term to Expire at 2023 Annual Meeting: Donna F. Zarcone | Management | F | 11-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| CDW CORPORATION | CDW | 12514G108 | 19-May-2022 | Annual | 11 | To approve, on an advisory basis, named executive officer compensation. | Management | F | 11-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| CDW CORPORATION | CDW | 12514G108 | 19-May-2022 | Annual | 12 | To ratify the selection of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2022. | Management | F | 11-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| CDW CORPORATION | CDW | 12514G108 | 19-May-2022 | Annual | 13 | To consider and act upon the stockholder proposal, if properly presented at the meeting, regarding shareholder right to act by written consent. | Shareholder | N | 11-Apr-2022 | N | ALPHAFACTOR TACTICAL ETF |
| SYNCHRONY FINANCIAL | SYF | 87165B103 | 19-May-2022 | Annual | 1 | Election of Director: Margaret M. Keane | Management | F | 06-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| SYNCHRONY FINANCIAL | SYF | 87165B103 | 19-May-2022 | Annual | 2 | Election of Director: Fernando Aguirre | Management | F | 06-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| SYNCHRONY FINANCIAL | SYF | 87165B103 | 19-May-2022 | Annual | 3 | Election of Director: Paget L. Alves | Management | F | 06-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| SYNCHRONY FINANCIAL | SYF | 87165B103 | 19-May-2022 | Annual | 4 | Election of Director: Kamila Chytil | Management | F | 06-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| SYNCHRONY FINANCIAL | SYF | 87165B103 | 19-May-2022 | Annual | 5 | Election of Director: Arthur W. Coviello, Jr. | Management | F | 06-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| SYNCHRONY FINANCIAL | SYF | 87165B103 | 19-May-2022 | Annual | 6 | Election of Director: Brian D. Doubles | Management | F | 06-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| SYNCHRONY FINANCIAL | SYF | 87165B103 | 19-May-2022 | Annual | 7 | Election of Director: William W. Graylin | Management | F | 06-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| SYNCHRONY FINANCIAL | SYF | 87165B103 | 19-May-2022 | Annual | 8 | Election of Director: Roy A. Guthrie | Management | F | 06-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| SYNCHRONY FINANCIAL | SYF | 87165B103 | 19-May-2022 | Annual | 9 | Election of Director: Jeffrey G. Naylor | Management | F | 06-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| SYNCHRONY FINANCIAL | SYF | 87165B103 | 19-May-2022 | Annual | 10 | Election of Director: Bill Parker | Management | F | 06-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| SYNCHRONY FINANCIAL | SYF | 87165B103 | 19-May-2022 | Annual | 11 | Election of Director: Laurel J. Richie | Management | F | 06-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| SYNCHRONY FINANCIAL | SYF | 87165B103 | 19-May-2022 | Annual | 12 | Election of Director: Ellen M. Zane | Management | F | 06-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| SYNCHRONY FINANCIAL | SYF | 87165B103 | 19-May-2022 | Annual | 13 | Advisory Vote to Approve Named Executive Officer Compensation | Management | F | 06-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| SYNCHRONY FINANCIAL | SYF | 87165B103 | 19-May-2022 | Annual | 14 | Ratification of Selection of KPMG LLP as Independent Registered Public Accounting Firm of the Company for 2022 | Management | F | 06-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| VOYA FINANCIAL, INC. | VOYA | 929089100 | 26-May-2022 | Annual | 1 | Election of Director: Lynne Biggar | Management | F | 16-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| VOYA FINANCIAL, INC. | VOYA | 929089100 | 26-May-2022 | Annual | 2 | Election of Director: Yvette S. Butler | Management | F | 16-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| VOYA FINANCIAL, INC. | VOYA | 929089100 | 26-May-2022 | Annual | 3 | Election of Director: Jane P. Chwick | Management | F | 16-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| VOYA FINANCIAL, INC. | VOYA | 929089100 | 26-May-2022 | Annual | 4 | Election of Director: Kathleen DeRose | Management | F | 16-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| VOYA FINANCIAL, INC. | VOYA | 929089100 | 26-May-2022 | Annual | 5 | Election of Director: Ruth Ann M. Gillis | Management | F | 16-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| VOYA FINANCIAL, INC. | VOYA | 929089100 | 26-May-2022 | Annual | 6 | Election of Director: Aylwin B. Lewis | Management | F | 16-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| VOYA FINANCIAL, INC. | VOYA | 929089100 | 26-May-2022 | Annual | 7 | Election of Director: Rodney O. Martin, Jr. | Management | F | 16-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| VOYA FINANCIAL, INC. | VOYA | 929089100 | 26-May-2022 | Annual | 8 | Election of Director: Byron H. Pollitt, Jr. | Management | F | 16-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| VOYA FINANCIAL, INC. | VOYA | 929089100 | 26-May-2022 | Annual | 9 | Election of Director: Joseph V. Tripodi | Management | F | 16-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| VOYA FINANCIAL, INC. | VOYA | 929089100 | 26-May-2022 | Annual | 10 | Election of Director: David Zwiener | Management | F | 16-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| VOYA FINANCIAL, INC. | VOYA | 929089100 | 26-May-2022 | Annual | 11 | Approval, in a non-binding advisory vote, of the compensation paid to the named executive officers, as disclosed and discussed in the Proxy Statement | Management | F | 16-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| VOYA FINANCIAL, INC. | VOYA | 929089100 | 26-May-2022 | Annual | 12 | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal year 2022 | Management | F | 16-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 27-May-2022 | Annual | 1 | DIRECTOR | Management | F | 18-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 27-May-2022 | Annual | 1 | DIRECTOR | Management | F | 18-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 27-May-2022 | Annual | 1 | DIRECTOR | Management | F | 18-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 27-May-2022 | Annual | 1 | DIRECTOR | Management | F | 18-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 27-May-2022 | Annual | 1 | DIRECTOR | Management | F | 18-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 27-May-2022 | Annual | 1 | DIRECTOR | Management | F | 18-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 27-May-2022 | Annual | 1 | DIRECTOR | Management | F | 18-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 27-May-2022 | Annual | 1 | DIRECTOR | Management | F | 18-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 27-May-2022 | Annual | 1 | DIRECTOR | Management | F | 18-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 27-May-2022 | Annual | 1 | DIRECTOR | Management | F | 18-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 27-May-2022 | Annual | 1 | DIRECTOR | Management | F | 18-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 27-May-2022 | Annual | 2 | Advisory vote to approve the Company's named executive officer compensation in fiscal 2021. | Management | F | 18-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 27-May-2022 | Annual | 3 | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for fiscal 2022. | Management | F | 18-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 27-May-2022 | Annual | 4 | Approval of the Amended and Restated Lowe's Companies, Inc. 2006 Long Term Incentive Plan. | Management | F | 18-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 27-May-2022 | Annual | 5 | Shareholder proposal requesting a report on median and adjusted pay gaps across race and gender. | Shareholder | N | 18-Apr-2022 | N | ALPHAFACTOR TACTICAL ETF |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 27-May-2022 | Annual | 6 | Shareholder proposal regarding amending the Company's proxy access bylaw to remove shareholder aggregation limits. | Shareholder | N | 18-Apr-2022 | N | ALPHAFACTOR TACTICAL ETF |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 27-May-2022 | Annual | 7 | Shareholder proposal requesting a report on risks of state policies restricting reproductive health care. | Shareholder | N | 18-Apr-2022 | N | ALPHAFACTOR TACTICAL ETF |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 27-May-2022 | Annual | 8 | Shareholder proposal requesting a civil rights and non- discrimination audit and report. | Shareholder | N | 18-Apr-2022 | N | ALPHAFACTOR TACTICAL ETF |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 27-May-2022 | Annual | 9 | Shareholder proposal requesting a report on risks from worker misclassification by certain Company vendors. | Shareholder | N | 18-Apr-2022 | N | ALPHAFACTOR TACTICAL ETF |
| VIRTU FINANCIAL INC | VIRT | 928254101 | 02-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 25-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| VIRTU FINANCIAL INC | VIRT | 928254101 | 02-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 25-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| VIRTU FINANCIAL INC | VIRT | 928254101 | 02-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 25-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| VIRTU FINANCIAL INC | VIRT | 928254101 | 02-Jun-2022 | Annual | 2 | Advisory Vote to Approve Compensation of Named Executive Officers. | Management | F | 25-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| VIRTU FINANCIAL INC | VIRT | 928254101 | 02-Jun-2022 | Annual | 3 | Proposal to ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal year ending December 31, 2022. | Management | F | 25-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| VIRTU FINANCIAL INC | VIRT | 928254101 | 02-Jun-2022 | Annual | 4 | Proposal to approve an amendment to the Virtu Financial, Inc. Amended and Restated 2015 Management Incentive Plan to increase the number of shares authorized for issuance thereunder. | Management | F | 25-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| GARTNER, INC. | IT | 366651107 | 02-Jun-2022 | Annual | 1 | Election of Director for term expiring in 2023: Peter E. Bisson | Management | F | 19-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| GARTNER, INC. | IT | 366651107 | 02-Jun-2022 | Annual | 2 | Election of Director for term expiring in 2023: Richard J. Bressler | Management | F | 19-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| GARTNER, INC. | IT | 366651107 | 02-Jun-2022 | Annual | 3 | Election of Director for term expiring in 2023: Raul E. Cesan | Management | F | 19-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| GARTNER, INC. | IT | 366651107 | 02-Jun-2022 | Annual | 4 | Election of Director for term expiring in 2023: Karen E. Dykstra | Management | F | 19-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| GARTNER, INC. | IT | 366651107 | 02-Jun-2022 | Annual | 5 | Election of Director for term expiring in 2023: Diana S. Ferguson | Management | F | 19-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| GARTNER, INC. | IT | 366651107 | 02-Jun-2022 | Annual | 6 | Election of Director for term expiring in 2023: Anne Sutherland Fuchs | Management | F | 19-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| GARTNER, INC. | IT | 366651107 | 02-Jun-2022 | Annual | 7 | Election of Director for term expiring in 2023: William O. Grabe | Management | F | 19-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| GARTNER, INC. | IT | 366651107 | 02-Jun-2022 | Annual | 8 | Election of Director for term expiring in 2023: Eugene A. Hall | Management | F | 19-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| GARTNER, INC. | IT | 366651107 | 02-Jun-2022 | Annual | 9 | Election of Director for term expiring in 2023: Stephen G. Pagliuca | Management | F | 19-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| GARTNER, INC. | IT | 366651107 | 02-Jun-2022 | Annual | 10 | Election of Director for term expiring in 2023: Eileen M. Serra | Management | F | 19-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| GARTNER, INC. | IT | 366651107 | 02-Jun-2022 | Annual | 11 | Election of Director for term expiring in 2023: James C. Smith | Management | F | 19-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| GARTNER, INC. | IT | 366651107 | 02-Jun-2022 | Annual | 12 | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | F | 19-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| GARTNER, INC. | IT | 366651107 | 02-Jun-2022 | Annual | 13 | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the 2022 fiscal year. | Management | F | 19-Apr-2022 | F | ALPHAFACTOR TACTICAL ETF |
| BROOKFIELD RENEWABLE CORPORATION | BEPC | 11284V105 | 14-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 17-May-2022 | F | ALPHAFACTOR TACTICAL ETF |
| BROOKFIELD RENEWABLE CORPORATION | BEPC | 11284V105 | 14-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 17-May-2022 | F | ALPHAFACTOR TACTICAL ETF |
| BROOKFIELD RENEWABLE CORPORATION | BEPC | 11284V105 | 14-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 17-May-2022 | F | ALPHAFACTOR TACTICAL ETF |
| BROOKFIELD RENEWABLE CORPORATION | BEPC | 11284V105 | 14-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 17-May-2022 | F | ALPHAFACTOR TACTICAL ETF |
| BROOKFIELD RENEWABLE CORPORATION | BEPC | 11284V105 | 14-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 17-May-2022 | F | ALPHAFACTOR TACTICAL ETF |
| BROOKFIELD RENEWABLE CORPORATION | BEPC | 11284V105 | 14-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 17-May-2022 | F | ALPHAFACTOR TACTICAL ETF |
| BROOKFIELD RENEWABLE CORPORATION | BEPC | 11284V105 | 14-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 17-May-2022 | F | ALPHAFACTOR TACTICAL ETF |
| BROOKFIELD RENEWABLE CORPORATION | BEPC | 11284V105 | 14-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 17-May-2022 | F | ALPHAFACTOR TACTICAL ETF |
| BROOKFIELD RENEWABLE CORPORATION | BEPC | 11284V105 | 14-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 17-May-2022 | F | ALPHAFACTOR TACTICAL ETF |
| BROOKFIELD RENEWABLE CORPORATION | BEPC | 11284V105 | 14-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 17-May-2022 | F | ALPHAFACTOR TACTICAL ETF |
| BROOKFIELD RENEWABLE CORPORATION | BEPC | 11284V105 | 14-Jun-2022 | Annual | 2 | Appointment of Ernst & Young LLP as Auditors of the Corporation for the ensuing year and authorizing the Directors to set their remuneration. | Management | F | 17-May-2022 | F | ALPHAFACTOR TACTICAL ETF |
| EVERCORE INC. | EVR | 29977A105 | 16-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 02-May-2022 | F | ALPHAFACTOR TACTICAL ETF |
| EVERCORE INC. | EVR | 29977A105 | 16-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 02-May-2022 | F | ALPHAFACTOR TACTICAL ETF |
| EVERCORE INC. | EVR | 29977A105 | 16-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 02-May-2022 | F | ALPHAFACTOR TACTICAL ETF |
| EVERCORE INC. | EVR | 29977A105 | 16-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 02-May-2022 | F | ALPHAFACTOR TACTICAL ETF |
| EVERCORE INC. | EVR | 29977A105 | 16-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 02-May-2022 | F | ALPHAFACTOR TACTICAL ETF |
| EVERCORE INC. | EVR | 29977A105 | 16-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 02-May-2022 | F | ALPHAFACTOR TACTICAL ETF |
| EVERCORE INC. | EVR | 29977A105 | 16-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 02-May-2022 | F | ALPHAFACTOR TACTICAL ETF |
| EVERCORE INC. | EVR | 29977A105 | 16-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 02-May-2022 | F | ALPHAFACTOR TACTICAL ETF |
| EVERCORE INC. | EVR | 29977A105 | 16-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 02-May-2022 | F | ALPHAFACTOR TACTICAL ETF |
| EVERCORE INC. | EVR | 29977A105 | 16-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 02-May-2022 | F | ALPHAFACTOR TACTICAL ETF |
| EVERCORE INC. | EVR | 29977A105 | 16-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 02-May-2022 | F | ALPHAFACTOR TACTICAL ETF |
| EVERCORE INC. | EVR | 29977A105 | 16-Jun-2022 | Annual | 2 | To approve, on an advisory basis, the executive compensation of our Named Executive Officers. | Management | F | 02-May-2022 | F | ALPHAFACTOR TACTICAL ETF |
| EVERCORE INC. | EVR | 29977A105 | 16-Jun-2022 | Annual | 3 | To provide an advisory, non-binding vote regarding the frequency of advisory votes on the compensation of our Named Executive Officers. | Management | 1 | 02-May-2022 | 1 | ALPHAFACTOR TACTICAL ETF |
| EVERCORE INC. | EVR | 29977A105 | 16-Jun-2022 | Annual | 4 | To approve the Second Amended and Restated 2016 Evercore Inc. Stock Incentive Plan. | Management | F | 02-May-2022 | F | ALPHAFACTOR TACTICAL ETF |
| EVERCORE INC. | EVR | 29977A105 | 16-Jun-2022 | Annual | 5 | To ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for 2022. | Management | F | 02-May-2022 | F | ALPHAFACTOR TACTICAL ETF |
| SLM CORPORATION | SLM | 78442P106 | 21-Jun-2022 | Annual | 1 | Election of Director: Paul G. Child | Management | F | 09-May-2022 | F | ALPHAFACTOR TACTICAL ETF |
| SLM CORPORATION | SLM | 78442P106 | 21-Jun-2022 | Annual | 2 | Election of Director: Mary Carter Warren Franke | Management | F | 09-May-2022 | F | ALPHAFACTOR TACTICAL ETF |
| SLM CORPORATION | SLM | 78442P106 | 21-Jun-2022 | Annual | 3 | Election of Director: Marianne M. Keler | Management | F | 09-May-2022 | F | ALPHAFACTOR TACTICAL ETF |
| SLM CORPORATION | SLM | 78442P106 | 21-Jun-2022 | Annual | 4 | Election of Director: Mark L. Lavelle | Management | F | 09-May-2022 | F | ALPHAFACTOR TACTICAL ETF |
| SLM CORPORATION | SLM | 78442P106 | 21-Jun-2022 | Annual | 5 | Election of Director: Ted Manvitz | Management | F | 09-May-2022 | F | ALPHAFACTOR TACTICAL ETF |
| SLM CORPORATION | SLM | 78442P106 | 21-Jun-2022 | Annual | 6 | Election of Director: Jim Matheson | Management | F | 09-May-2022 | F | ALPHAFACTOR TACTICAL ETF |
| SLM CORPORATION | SLM | 78442P106 | 21-Jun-2022 | Annual | 7 | Election of Director: Samuel T. Ramsey | Management | F | 09-May-2022 | F | ALPHAFACTOR TACTICAL ETF |
| SLM CORPORATION | SLM | 78442P106 | 21-Jun-2022 | Annual | 8 | Election of Director: Vivian C. Schneck-Last | Management | F | 09-May-2022 | F | ALPHAFACTOR TACTICAL ETF |
| SLM CORPORATION | SLM | 78442P106 | 21-Jun-2022 | Annual | 9 | Election of Director: Robert S. Strong | Management | F | 09-May-2022 | F | ALPHAFACTOR TACTICAL ETF |
| SLM CORPORATION | SLM | 78442P106 | 21-Jun-2022 | Annual | 10 | Election of Director: Jonathan W. Witter | Management | F | 09-May-2022 | F | ALPHAFACTOR TACTICAL ETF |
| SLM CORPORATION | SLM | 78442P106 | 21-Jun-2022 | Annual | 11 | Election of Director: Kirsten O. Wolberg | Management | F | 09-May-2022 | F | ALPHAFACTOR TACTICAL ETF |
| SLM CORPORATION | SLM | 78442P106 | 21-Jun-2022 | Annual | 12 | Advisory approval of SLM Corporation's executive compensation. | Management | F | 09-May-2022 | F | ALPHAFACTOR TACTICAL ETF |
| SLM CORPORATION | SLM | 78442P106 | 21-Jun-2022 | Annual | 13 | Ratification of the appointment of KPMG LLP as SLM Corporation's independent registered public accounting firm for 2022. | Management | F | 09-May-2022 | F | ALPHAFACTOR TACTICAL ETF |
| Registrant: LeaderShares AlphaFactor US Core Equity ETF | Item 1, Exhibit 16 | ||||||||||
| Investment Company Act file number: 811- 22718 | |||||||||||
| Reporting Period: July 1, 2021-June 30, 2022 | |||||||||||
| Primary Ticker Symbol | Security ID | Meeting Date | Meeting Type | Proposal Number | Proposal Long Text | Proposed By | Recommended Vote | Vote Date | Vote | Account Name | |
| MCK | 58155Q103 | 23-Jul-2021 | Annual | 1 | Election of Director for a one-year term: Dominic J. Caruso | Management | F | 10-Jun-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| MCK | 58155Q103 | 23-Jul-2021 | Annual | 2 | Election of Director for a one-year term: Donald R. Knauss | Management | F | 10-Jun-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| MCK | 58155Q103 | 23-Jul-2021 | Annual | 3 | Election of Director for a one-year term: Bradley E. Lerman | Management | F | 10-Jun-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| MCK | 58155Q103 | 23-Jul-2021 | Annual | 4 | Election of Director for a one-year term: Linda P. Mantia | Management | F | 10-Jun-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| MCK | 58155Q103 | 23-Jul-2021 | Annual | 5 | Election of Director for a one-year term: Maria Martinez | Management | F | 10-Jun-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| MCK | 58155Q103 | 23-Jul-2021 | Annual | 6 | Election of Director for a one-year term: Edward A. Mueller | Management | F | 10-Jun-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| MCK | 58155Q103 | 23-Jul-2021 | Annual | 7 | Election of Director for a one-year term: Susan R. Salka | Management | F | 10-Jun-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| MCK | 58155Q103 | 23-Jul-2021 | Annual | 8 | Election of Director for a one-year term: Brian S. Tyler | Management | F | 10-Jun-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| MCK | 58155Q103 | 23-Jul-2021 | Annual | 9 | Election of Director for a one-year term: Kenneth E. Washington | Management | F | 10-Jun-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| MCK | 58155Q103 | 23-Jul-2021 | Annual | 10 | Ratification of the appointment of Deloitte & Touche LLP as the company's independent registered public accounting firm for the fiscal year ending March 31, 2022. | Management | F | 10-Jun-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| MCK | 58155Q103 | 23-Jul-2021 | Annual | 11 | Advisory vote on executive compensation. | Management | F | 10-Jun-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| MCK | 58155Q103 | 23-Jul-2021 | Annual | 12 | Shareholder proposal on action by written consent of shareholders. | Shareholder | N | 10-Jun-2021 | N | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BAH | 099502106 | 28-Jul-2021 | Annual | 1 | Election of Director: Horacio D. Rozanski | Management | F | 18-Jun-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BAH | 099502106 | 28-Jul-2021 | Annual | 2 | Election of Director: Ian Fujiyama | Management | F | 18-Jun-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BAH | 099502106 | 28-Jul-2021 | Annual | 3 | Election of Director: Mark Gaumond | Management | F | 18-Jun-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BAH | 099502106 | 28-Jul-2021 | Annual | 4 | Election of Director: Gretchen W. McClain | Management | F | 18-Jun-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BAH | 099502106 | 28-Jul-2021 | Annual | 5 | Ratification of the appointment of Ernst & Young LLP as the Company's registered independent public accountants for fiscal year 2022. | Management | F | 18-Jun-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BAH | 099502106 | 28-Jul-2021 | Annual | 6 | Advisory vote to approve the compensation of the Company's named executive officers. | Management | F | 18-Jun-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| SPB | 84790A105 | 03-Aug-2021 | Annual | 1 | Election of Class III Director: David M. Maura | Management | F | 08-Jul-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| SPB | 84790A105 | 03-Aug-2021 | Annual | 2 | Election of Class III Director: Terry L. Polistina | Management | F | 08-Jul-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| SPB | 84790A105 | 03-Aug-2021 | Annual | 3 | Ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2021. | Management | F | 08-Jul-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| SPB | 84790A105 | 03-Aug-2021 | Annual | 4 | To approve, on an advisory basis, the compensation of the Company's executive officers. | Management | F | 08-Jul-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| SPB | 84790A105 | 03-Aug-2021 | Annual | 5 | To approve an amendment to the Company's Amended and Restated Certificate of Incorporation to de-classify the Board of Directors. | Management | F | 08-Jul-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| QRVO | 74736K101 | 10-Aug-2021 | Annual | 1 | DIRECTOR | Management | F | 02-Jul-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| QRVO | 74736K101 | 10-Aug-2021 | Annual | 1 | DIRECTOR | Management | F | 02-Jul-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| QRVO | 74736K101 | 10-Aug-2021 | Annual | 1 | DIRECTOR | Management | F | 02-Jul-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| QRVO | 74736K101 | 10-Aug-2021 | Annual | 1 | DIRECTOR | Management | F | 02-Jul-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| QRVO | 74736K101 | 10-Aug-2021 | Annual | 1 | DIRECTOR | Management | F | 02-Jul-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| QRVO | 74736K101 | 10-Aug-2021 | Annual | 1 | DIRECTOR | Management | F | 02-Jul-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| QRVO | 74736K101 | 10-Aug-2021 | Annual | 1 | DIRECTOR | Management | F | 02-Jul-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| QRVO | 74736K101 | 10-Aug-2021 | Annual | 1 | DIRECTOR | Management | F | 02-Jul-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| QRVO | 74736K101 | 10-Aug-2021 | Annual | 1 | DIRECTOR | Management | F | 02-Jul-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| QRVO | 74736K101 | 10-Aug-2021 | Annual | 2 | To approve, on an advisory basis, the compensation of our Named Executive Officers (as defined in the proxy statement). | Management | F | 02-Jul-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| QRVO | 74736K101 | 10-Aug-2021 | Annual | 3 | To vote, on an advisory basis, on the frequency of future advisory votes on the compensation of our Named Executive Officers. | Management | 1 | 02-Jul-2021 | 1 | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| QRVO | 74736K101 | 10-Aug-2021 | Annual | 4 | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending April 2, 2022. | Management | F | 02-Jul-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| EA | 285512109 | 12-Aug-2021 | Annual | 1 | Election of Director to hold office for a one-year term: Kofi A. Bruce | Management | F | 27-Jun-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| EA | 285512109 | 12-Aug-2021 | Annual | 2 | Election of Director to hold office for a one-year term: Leonard S. Coleman | Management | F | 27-Jun-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| EA | 285512109 | 12-Aug-2021 | Annual | 3 | Election of Director to hold office for a one-year term: Jeffrey T. Huber | Management | F | 27-Jun-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| EA | 285512109 | 12-Aug-2021 | Annual | 4 | Election of Director to hold office for a one-year term: Talbott Roche | Management | F | 27-Jun-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| EA | 285512109 | 12-Aug-2021 | Annual | 5 | Election of Director to hold office for a one-year term: Richard A. Simonson | Management | F | 27-Jun-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| EA | 285512109 | 12-Aug-2021 | Annual | 6 | Election of Director to hold office for a one-year term: Luis A. Ubinas | Management | F | 27-Jun-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| EA | 285512109 | 12-Aug-2021 | Annual | 7 | Election of Director to hold office for a one-year term: Heidi J. Ueberroth | Management | F | 27-Jun-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| EA | 285512109 | 12-Aug-2021 | Annual | 8 | Election of Director to hold office for a one-year term: Andrew Wilson | Management | F | 27-Jun-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| EA | 285512109 | 12-Aug-2021 | Annual | 9 | Advisory vote to approve named executive officer compensation. | Management | F | 27-Jun-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| EA | 285512109 | 12-Aug-2021 | Annual | 10 | Ratification of the appointment of KPMG LLP as our independent public registered accounting firm for the fiscal year ending March 31, 2022. | Management | F | 27-Jun-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| EA | 285512109 | 12-Aug-2021 | Annual | 11 | Amendment and Restatement of the Company's Certificate of Incorporation to permit stockholders to act by written consent. | Management | F | 27-Jun-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| EA | 285512109 | 12-Aug-2021 | Annual | 12 | To consider and vote upon a stockholder proposal, if properly presented at the Annual Meeting, on whether to allow stockholders to act by written consent. | Shareholder | N | 27-Jun-2021 | N | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| DECK | 243537107 | 15-Sep-2021 | Annual | 1 | DIRECTOR | Management | F | 30-Jul-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| DECK | 243537107 | 15-Sep-2021 | Annual | 1 | DIRECTOR | Management | F | 30-Jul-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| DECK | 243537107 | 15-Sep-2021 | Annual | 1 | DIRECTOR | Management | F | 30-Jul-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| DECK | 243537107 | 15-Sep-2021 | Annual | 1 | DIRECTOR | Management | F | 30-Jul-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| DECK | 243537107 | 15-Sep-2021 | Annual | 1 | DIRECTOR | Management | F | 30-Jul-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| DECK | 243537107 | 15-Sep-2021 | Annual | 1 | DIRECTOR | Management | F | 30-Jul-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| DECK | 243537107 | 15-Sep-2021 | Annual | 1 | DIRECTOR | Management | F | 30-Jul-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| DECK | 243537107 | 15-Sep-2021 | Annual | 1 | DIRECTOR | Management | F | 30-Jul-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| DECK | 243537107 | 15-Sep-2021 | Annual | 1 | DIRECTOR | Management | F | 30-Jul-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| DECK | 243537107 | 15-Sep-2021 | Annual | 1 | DIRECTOR | Management | F | 30-Jul-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| DECK | 243537107 | 15-Sep-2021 | Annual | 2 | To ratify the selection of KPMG LLP as our independent registered public accounting firm for fiscal year 2022. | Management | F | 30-Jul-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| DECK | 243537107 | 15-Sep-2021 | Annual | 3 | To approve, on a non-binding advisory basis, the compensation of our Named Executive Officers, as disclosed in the Compensation Discussion and Analysis section of the Proxy Statement. | Management | F | 30-Jul-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| KSU | 485170302 | 16-Sep-2021 | Special | 1 | To adopt the Agreement and Plan of Merger, dated as of May 21, 2021 (as it may be amended from time to time, the "merger agreement") by and among Kansas City Southern ("KCS"), Canadian National Railway Company ("CN") and Brooklyn Merger Sub, Inc., a wholly owned subsidiary of CN (the "merger proposal"). | Management | F | 29-Aug-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| KSU | 485170302 | 16-Sep-2021 | Special | 2 | To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to KCS's named executive officers that is based on or otherwise relates to the transactions contemplated by the merger agreement. | Management | F | 29-Aug-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| KSU | 485170302 | 16-Sep-2021 | Special | 3 | To approve the adjournment of the KCS special meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes at the time of the KCS special meeting to approve the merger proposal or to ensure that any supplement or amendment to this proxy statement/prospectus is timely provided to KCS shareholders. | Management | F | 29-Aug-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| KSU | 485170302 | 16-Sep-2021 | Special | 1 | To adopt the Agreement and Plan of Merger, dated as of May 21, 2021 (as it may be amended from time to time, the "merger agreement") by and among Kansas City Southern ("KCS"), Canadian National Railway Company ("CN") and Brooklyn Merger Sub, Inc., a wholly owned subsidiary of CN (the "merger proposal"). | Management | F | 29-Aug-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| KSU | 485170302 | 16-Sep-2021 | Special | 2 | To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to KCS's named executive officers that is based on or otherwise relates to the transactions contemplated by the merger agreement. | Management | F | 29-Aug-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| KSU | 485170302 | 16-Sep-2021 | Special | 3 | To approve the adjournment of the KCS special meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes at the time of the KCS special meeting to approve the merger proposal or to ensure that any supplement or amendment to this proxy statement/prospectus is timely provided to KCS shareholders. | Management | F | 29-Aug-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| KSU | 485170302 | 16-Sep-2021 | Special | 1 | The proposal to adopt the Agreement and Plan of Merger, dated as of May 21, 2021 (as may be further amended from time to time, the "CN Merger Agreement"), by and among Canadian National Railway Company, a Canadian corporation ("CN"), Brooklyn Merger Sub, Inc. ("Merger Sub"), a Delaware corporation and a direct wholly owned subsidiary of CN, and KCS (such proposal, the "Merger Proposal"). | Management | N | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF | ||
| KSU | 485170302 | 16-Sep-2021 | Special | 2 | The proposal to approve, on a non-binding advisory basis, the compensation that may be paid or become payable to KCS's named executive officers that is based on or otherwise relates to the transactions contemplated by the CN Merger Agreement (the "Compensation Proposal"). | Management | / | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF | ||
| KSU | 485170302 | 16-Sep-2021 | Special | 3 | The proposal to adjourn the Special Meeting to solicit additional proxies if there are not sufficient votes at the time of the Special Meeting to approve the Merger Proposal or to ensure that any supplement or amendment to the proxy statement/prospectus filed by KCS and CN with the United States Securities and Exchange Commission (the "SEC") on July 7, 2021 (the "CN Merger Proxy Statement") is timely provided to KCS stockholders (the "Adjournment Proposal"). | Management | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF | ||
| KLAC | 482480100 | 03-Nov-2021 | Annual | 1 | Election of Director to serve for a one-year term: Edward Barnholt | Management | F | 22-Sep-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| KLAC | 482480100 | 03-Nov-2021 | Annual | 2 | Election of Director to serve for a one-year term: Robert Calderoni | Management | F | 22-Sep-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| KLAC | 482480100 | 03-Nov-2021 | Annual | 3 | Election of Director to serve for a one-year term: Jeneanne Hanley | Management | F | 22-Sep-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| KLAC | 482480100 | 03-Nov-2021 | Annual | 4 | Election of Director to serve for a one-year term: Emiko Higashi | Management | F | 22-Sep-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| KLAC | 482480100 | 03-Nov-2021 | Annual | 5 | Election of Director to serve for a one-year term: Kevin Kennedy | Management | F | 22-Sep-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| KLAC | 482480100 | 03-Nov-2021 | Annual | 6 | Election of Director to serve for a one-year term: Gary Moore | Management | F | 22-Sep-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| KLAC | 482480100 | 03-Nov-2021 | Annual | 7 | Election of Director to serve for a one-year term: Marie Myers | Management | F | 22-Sep-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| KLAC | 482480100 | 03-Nov-2021 | Annual | 8 | Election of Director to serve for a one-year term: Kiran Patel | Management | F | 22-Sep-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| KLAC | 482480100 | 03-Nov-2021 | Annual | 9 | Election of Director to serve for a one-year term: Victor Peng | Management | F | 22-Sep-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| KLAC | 482480100 | 03-Nov-2021 | Annual | 10 | Election of Director to serve for a one-year term: Robert Rango | Management | F | 22-Sep-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| KLAC | 482480100 | 03-Nov-2021 | Annual | 11 | Election of Director to serve for a one-year term: Richard Wallace | Management | F | 22-Sep-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| KLAC | 482480100 | 03-Nov-2021 | Annual | 12 | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending June 30, 2022. | Management | F | 22-Sep-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| KLAC | 482480100 | 03-Nov-2021 | Annual | 13 | To approve on a non-binding, advisory basis our named executive officer compensation. | Management | F | 22-Sep-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| LRCX | 512807108 | 08-Nov-2021 | Annual | 1 | DIRECTOR | Management | F | 29-Sep-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| LRCX | 512807108 | 08-Nov-2021 | Annual | 1 | DIRECTOR | Management | F | 29-Sep-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| LRCX | 512807108 | 08-Nov-2021 | Annual | 1 | DIRECTOR | Management | F | 29-Sep-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| LRCX | 512807108 | 08-Nov-2021 | Annual | 1 | DIRECTOR | Management | F | 29-Sep-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| LRCX | 512807108 | 08-Nov-2021 | Annual | 1 | DIRECTOR | Management | F | 29-Sep-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| LRCX | 512807108 | 08-Nov-2021 | Annual | 1 | DIRECTOR | Management | F | 29-Sep-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| LRCX | 512807108 | 08-Nov-2021 | Annual | 1 | DIRECTOR | Management | F | 29-Sep-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| LRCX | 512807108 | 08-Nov-2021 | Annual | 1 | DIRECTOR | Management | F | 29-Sep-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| LRCX | 512807108 | 08-Nov-2021 | Annual | 1 | DIRECTOR | Management | F | 29-Sep-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| LRCX | 512807108 | 08-Nov-2021 | Annual | 2 | Advisory vote to approve the compensation of the named executive officers of Lam Research, or "Say on Pay." | Management | F | 29-Sep-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| LRCX | 512807108 | 08-Nov-2021 | Annual | 3 | Ratification of the appointment of the independent registered public accounting firm for fiscal year 2022. | Management | F | 29-Sep-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ORCL | 68389X105 | 10-Nov-2021 | Annual | 1 | DIRECTOR | Management | F | 27-Sep-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ORCL | 68389X105 | 10-Nov-2021 | Annual | 1 | DIRECTOR | Management | F | 27-Sep-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ORCL | 68389X105 | 10-Nov-2021 | Annual | 1 | DIRECTOR | Management | F | 27-Sep-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ORCL | 68389X105 | 10-Nov-2021 | Annual | 1 | DIRECTOR | Management | F | 27-Sep-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ORCL | 68389X105 | 10-Nov-2021 | Annual | 1 | DIRECTOR | Management | F | 27-Sep-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ORCL | 68389X105 | 10-Nov-2021 | Annual | 1 | DIRECTOR | Management | F | 27-Sep-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ORCL | 68389X105 | 10-Nov-2021 | Annual | 1 | DIRECTOR | Management | F | 27-Sep-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ORCL | 68389X105 | 10-Nov-2021 | Annual | 1 | DIRECTOR | Management | F | 27-Sep-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ORCL | 68389X105 | 10-Nov-2021 | Annual | 1 | DIRECTOR | Management | F | 27-Sep-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ORCL | 68389X105 | 10-Nov-2021 | Annual | 1 | DIRECTOR | Management | F | 27-Sep-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ORCL | 68389X105 | 10-Nov-2021 | Annual | 1 | DIRECTOR | Management | F | 27-Sep-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ORCL | 68389X105 | 10-Nov-2021 | Annual | 1 | DIRECTOR | Management | F | 27-Sep-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ORCL | 68389X105 | 10-Nov-2021 | Annual | 1 | DIRECTOR | Management | F | 27-Sep-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ORCL | 68389X105 | 10-Nov-2021 | Annual | 1 | DIRECTOR | Management | F | 27-Sep-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ORCL | 68389X105 | 10-Nov-2021 | Annual | 2 | Advisory Vote to Approve the Compensation of our Named Executive Officers. | Management | F | 27-Sep-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ORCL | 68389X105 | 10-Nov-2021 | Annual | 3 | Approve an Amendment to the Oracle Corporation 2020 Equity Incentive Plan. | Management | F | 27-Sep-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ORCL | 68389X105 | 10-Nov-2021 | Annual | 4 | Ratification of Selection of Independent Registered Public Accounting Firm. | Management | F | 27-Sep-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ORCL | 68389X105 | 10-Nov-2021 | Annual | 5 | Stockholder Proposal Regarding Racial Equity Audit. | Shareholder | N | 27-Sep-2021 | N | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ORCL | 68389X105 | 10-Nov-2021 | Annual | 6 | Stockholder Proposal Regarding Independent Board Chair. | Shareholder | N | 27-Sep-2021 | N | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ORCL | 68389X105 | 10-Nov-2021 | Annual | 7 | Stockholder Proposal Regarding Political Spending. | Shareholder | N | 27-Sep-2021 | N | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HRC | 431475102 | 02-Dec-2021 | Special | 1 | To approve the Agreement and Plan of Merger, dated as of September 1, 2021, by and among Hill-Rom Holdings, Inc. ("Hillrom"), Baxter International Inc. ("Baxter"), and Bel Air Subsidiary, Inc., a direct wholly owned subsidiary of Baxter ("Merger Sub"), as it may be amended from time to time (the "merger agreement"), pursuant to which Merger Sub will be merged with and into Hillrom, with Hillrom surviving the merger as a wholly owned subsidiary of Baxter (the "merger"). | Management | F | 28-Oct-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HRC | 431475102 | 02-Dec-2021 | Special | 2 | To adjourn the special meeting, if necessary or appropriate, to solicit additional proxies in favor of the proposal to approve the merger agreement if there are not sufficient votes at the time of such adjournment to approve the merger agreement. | Management | F | 28-Oct-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HRC | 431475102 | 02-Dec-2021 | Special | 3 | To approve, on a non-binding, advisory basis, certain compensation that will or may be paid or become payable to Hillrom's named executive officers that is based on or otherwise relates to the merger. | Management | F | 28-Oct-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AZO | 053332102 | 15-Dec-2021 | Annual | 1 | Election of Director: Douglas H. Brooks | Management | F | 27-Oct-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AZO | 053332102 | 15-Dec-2021 | Annual | 2 | Election of Director: Linda A. Goodspeed | Management | F | 27-Oct-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AZO | 053332102 | 15-Dec-2021 | Annual | 3 | Election of Director: Earl G. Graves, Jr. | Management | F | 27-Oct-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AZO | 053332102 | 15-Dec-2021 | Annual | 4 | Election of Director: Enderson Guimaraes | Management | F | 27-Oct-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AZO | 053332102 | 15-Dec-2021 | Annual | 5 | Election of Director: D. Bryan Jordan | Management | F | 27-Oct-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AZO | 053332102 | 15-Dec-2021 | Annual | 6 | Election of Director: Gale V. King | Management | F | 27-Oct-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AZO | 053332102 | 15-Dec-2021 | Annual | 7 | Election of Director: George R. Mrkonic, Jr. | Management | F | 27-Oct-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AZO | 053332102 | 15-Dec-2021 | Annual | 8 | Election of Director: William C. Rhodes, III | Management | F | 27-Oct-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AZO | 053332102 | 15-Dec-2021 | Annual | 9 | Election of Director: Jill A. Soltau | Management | F | 27-Oct-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AZO | 053332102 | 15-Dec-2021 | Annual | 10 | Ratification of Ernst & Young LLP as independent registered public accounting firm for the 2022 fiscal year. | Management | F | 27-Oct-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AZO | 053332102 | 15-Dec-2021 | Annual | 11 | Approval of an advisory vote on the compensation of named executive officers. | Management | F | 27-Oct-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AZO | 053332102 | 15-Dec-2021 | Annual | 12 | Stockholder proposal on climate transition plan reporting. | Shareholder | N | 27-Oct-2021 | N | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AYI | 00508Y102 | 05-Jan-2022 | Annual | 1 | Election of Director: Neil M. Ashe | Management | F | 23-Nov-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AYI | 00508Y102 | 05-Jan-2022 | Annual | 2 | Election of Director: W. Patrick Battle | Management | F | 23-Nov-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AYI | 00508Y102 | 05-Jan-2022 | Annual | 3 | Election of Director: G. Douglas Dillard, Jr. | Management | F | 23-Nov-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AYI | 00508Y102 | 05-Jan-2022 | Annual | 4 | Election of Director: James H. Hance, Jr. | Management | F | 23-Nov-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AYI | 00508Y102 | 05-Jan-2022 | Annual | 5 | Election of Director: Maya Leibman | Management | F | 23-Nov-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AYI | 00508Y102 | 05-Jan-2022 | Annual | 6 | Election of Director: Laura G. O'Shaughnessy | Management | F | 23-Nov-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AYI | 00508Y102 | 05-Jan-2022 | Annual | 7 | Election of Director: Dominic J. Pileggi | Management | F | 23-Nov-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AYI | 00508Y102 | 05-Jan-2022 | Annual | 8 | Election of Director: Ray M. Robinson | Management | F | 23-Nov-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AYI | 00508Y102 | 05-Jan-2022 | Annual | 9 | Election of Director: Mark J. Sachleben | Management | F | 23-Nov-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AYI | 00508Y102 | 05-Jan-2022 | Annual | 10 | Election of Director: Mary A. Winston | Management | F | 23-Nov-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AYI | 00508Y102 | 05-Jan-2022 | Annual | 11 | Ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm for fiscal year 2022. | Management | F | 23-Nov-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AYI | 00508Y102 | 05-Jan-2022 | Annual | 12 | Advisory vote to approve named executive officer compensation. | Management | F | 23-Nov-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AYI | 00508Y102 | 05-Jan-2022 | Annual | 13 | Approval of Amended and Restated Acuity Brands, Inc. 2012 Omnibus Stock Incentive Compensation Plan. | Management | F | 23-Nov-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| JBL | 466313103 | 20-Jan-2022 | Annual | 1 | Election of Director to serve until the next Annual meeting: Anousheh Ansari | Management | F | 11-Dec-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| JBL | 466313103 | 20-Jan-2022 | Annual | 2 | Election of Director to serve until the next Annual meeting: Martha F. Brooks | Management | F | 11-Dec-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| JBL | 466313103 | 20-Jan-2022 | Annual | 3 | Election of Director to serve until the next Annual meeting: Christopher S. Holland | Management | F | 11-Dec-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| JBL | 466313103 | 20-Jan-2022 | Annual | 4 | Election of Director to serve until the next Annual meeting: Mark T. Mondello | Management | F | 11-Dec-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| JBL | 466313103 | 20-Jan-2022 | Annual | 5 | Election of Director to serve until the next Annual meeting: John C. Plant | Management | F | 11-Dec-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| JBL | 466313103 | 20-Jan-2022 | Annual | 6 | Election of Director to serve until the next Annual meeting: Steven A. Raymund | Management | F | 11-Dec-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| JBL | 466313103 | 20-Jan-2022 | Annual | 7 | Election of Director to serve until the next Annual meeting: Thomas A. Sansone | Management | F | 11-Dec-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| JBL | 466313103 | 20-Jan-2022 | Annual | 8 | Election of Director to serve until the next Annual meeting: David M. Stout | Management | F | 11-Dec-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| JBL | 466313103 | 20-Jan-2022 | Annual | 9 | Election of Director to serve until the next Annual meeting: Kathleen A. Walters | Management | F | 11-Dec-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| JBL | 466313103 | 20-Jan-2022 | Annual | 10 | Ratify the appointment of Ernst & Young LLP as Jabil's independent registered public accounting firm for the fiscal year ending August 31, 2022. | Management | F | 11-Dec-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| JBL | 466313103 | 20-Jan-2022 | Annual | 11 | Approve (on an advisory basis) Jabil's executive compensation. | Management | F | 11-Dec-2021 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ACM | 00766T100 | 01-Mar-2022 | Annual | 1 | Election of Director: Bradley W. Buss | Management | F | 21-Jan-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ACM | 00766T100 | 01-Mar-2022 | Annual | 2 | Election of Director: Robert G. Card | Management | F | 21-Jan-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ACM | 00766T100 | 01-Mar-2022 | Annual | 3 | Election of Director: Diane C. Creel | Management | F | 21-Jan-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ACM | 00766T100 | 01-Mar-2022 | Annual | 4 | Election of Director: Lydia H. Kennard | Management | F | 21-Jan-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ACM | 00766T100 | 01-Mar-2022 | Annual | 5 | Election of Director: W. Troy Rudd | Management | F | 21-Jan-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ACM | 00766T100 | 01-Mar-2022 | Annual | 6 | Election of Director: Clarence T. Schmitz | Management | F | 21-Jan-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ACM | 00766T100 | 01-Mar-2022 | Annual | 7 | Election of Director: Douglas W. Stotlar | Management | F | 21-Jan-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ACM | 00766T100 | 01-Mar-2022 | Annual | 8 | Election of Director: Daniel R. Tishman | Management | F | 21-Jan-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ACM | 00766T100 | 01-Mar-2022 | Annual | 9 | Election of Director: Sander van't Noordende | Management | F | 21-Jan-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ACM | 00766T100 | 01-Mar-2022 | Annual | 10 | Election of Director: General Janet C. Wolfenbarger | Management | F | 21-Jan-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ACM | 00766T100 | 01-Mar-2022 | Annual | 11 | Ratify the selection of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2022. | Management | F | 21-Jan-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ACM | 00766T100 | 01-Mar-2022 | Annual | 12 | Advisory vote to approve the Company's executive compensation. | Management | F | 21-Jan-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AAPL | 037833100 | 04-Mar-2022 | Annual | 1 | Election of Director: James Bell | Management | F | 11-Jan-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AAPL | 037833100 | 04-Mar-2022 | Annual | 2 | Election of Director: Tim Cook | Management | F | 11-Jan-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AAPL | 037833100 | 04-Mar-2022 | Annual | 3 | Election of Director: Al Gore | Management | F | 11-Jan-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AAPL | 037833100 | 04-Mar-2022 | Annual | 4 | Election of Director: Alex Gorsky | Management | F | 11-Jan-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AAPL | 037833100 | 04-Mar-2022 | Annual | 5 | Election of Director: Andrea Jung | Management | F | 11-Jan-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AAPL | 037833100 | 04-Mar-2022 | Annual | 6 | Election of Director: Art Levinson | Management | F | 11-Jan-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AAPL | 037833100 | 04-Mar-2022 | Annual | 7 | Election of Director: Monica Lozano | Management | F | 11-Jan-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AAPL | 037833100 | 04-Mar-2022 | Annual | 8 | Election of Director: Ron Sugar | Management | F | 11-Jan-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AAPL | 037833100 | 04-Mar-2022 | Annual | 9 | Election of Director: Sue Wagner | Management | F | 11-Jan-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AAPL | 037833100 | 04-Mar-2022 | Annual | 10 | Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for fiscal 2022. | Management | F | 11-Jan-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AAPL | 037833100 | 04-Mar-2022 | Annual | 11 | Advisory vote to approve executive compensation. | Management | F | 11-Jan-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AAPL | 037833100 | 04-Mar-2022 | Annual | 12 | Approval of the Apple Inc. 2022 Employee Stock Plan. | Management | F | 11-Jan-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AAPL | 037833100 | 04-Mar-2022 | Annual | 13 | A shareholder proposal entitled "Reincorporate with Deeper Purpose". | Shareholder | N | 11-Jan-2022 | N | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AAPL | 037833100 | 04-Mar-2022 | Annual | 14 | A shareholder proposal entitled "Transparency Reports". | Shareholder | N | 11-Jan-2022 | N | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AAPL | 037833100 | 04-Mar-2022 | Annual | 15 | A shareholder proposal entitled "Report on Forced Labor". | Shareholder | N | 11-Jan-2022 | N | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AAPL | 037833100 | 04-Mar-2022 | Annual | 16 | A shareholder proposal entitled "Pay Equity". | Shareholder | N | 11-Jan-2022 | N | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AAPL | 037833100 | 04-Mar-2022 | Annual | 17 | A shareholder proposal entitled "Civil Rights Audit". | Shareholder | N | 11-Jan-2022 | N | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AAPL | 037833100 | 04-Mar-2022 | Annual | 18 | A shareholder proposal entitled "Report on Concealment Clauses". | Shareholder | N | 11-Jan-2022 | N | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| TOL | 889478103 | 08-Mar-2022 | Annual | 1 | Election of Director: Douglas C. Yearley, Jr. | Management | F | 28-Jan-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| TOL | 889478103 | 08-Mar-2022 | Annual | 2 | Election of Director: Stephen F. East | Management | F | 28-Jan-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| TOL | 889478103 | 08-Mar-2022 | Annual | 3 | Election of Director: Christine N. Garvey | Management | F | 28-Jan-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| TOL | 889478103 | 08-Mar-2022 | Annual | 4 | Election of Director: Karen H. Grimes | Management | F | 28-Jan-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| TOL | 889478103 | 08-Mar-2022 | Annual | 5 | Election of Director: Derek T. Kan | Management | F | 28-Jan-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| TOL | 889478103 | 08-Mar-2022 | Annual | 6 | Election of Director: Carl B. Marbach | Management | F | 28-Jan-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| TOL | 889478103 | 08-Mar-2022 | Annual | 7 | Election of Director: John A. McLean | Management | F | 28-Jan-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| TOL | 889478103 | 08-Mar-2022 | Annual | 8 | Election of Director: Wendell E. Pritchett | Management | F | 28-Jan-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| TOL | 889478103 | 08-Mar-2022 | Annual | 9 | Election of Director: Paul E. Shapiro | Management | F | 28-Jan-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| TOL | 889478103 | 08-Mar-2022 | Annual | 10 | Election of Director: Scott D. Stowell | Management | F | 28-Jan-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| TOL | 889478103 | 08-Mar-2022 | Annual | 11 | The ratification of the re-appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the 2022 fiscal year. | Management | F | 28-Jan-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| TOL | 889478103 | 08-Mar-2022 | Annual | 12 | The approval, in an advisory and non-binding vote, of the compensation of the Company's named executive officers. | Management | F | 28-Jan-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AMAT | 038222105 | 10-Mar-2022 | Annual | 1 | Election of Director: Rani Borkar | Management | F | 27-Jan-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AMAT | 038222105 | 10-Mar-2022 | Annual | 2 | Election of Director: Judy Bruner | Management | F | 27-Jan-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AMAT | 038222105 | 10-Mar-2022 | Annual | 3 | Election of Director: Xun (Eric) Chen | Management | F | 27-Jan-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AMAT | 038222105 | 10-Mar-2022 | Annual | 4 | Election of Director: Aart J. de Geus | Management | F | 27-Jan-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AMAT | 038222105 | 10-Mar-2022 | Annual | 5 | Election of Director: Gary E. Dickerson | Management | F | 27-Jan-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AMAT | 038222105 | 10-Mar-2022 | Annual | 6 | Election of Director: Thomas J. Iannotti | Management | F | 27-Jan-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AMAT | 038222105 | 10-Mar-2022 | Annual | 7 | Election of Director: Alexander A. Karsner | Management | F | 27-Jan-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AMAT | 038222105 | 10-Mar-2022 | Annual | 8 | Election of Director: Adrianna C. Ma | Management | F | 27-Jan-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AMAT | 038222105 | 10-Mar-2022 | Annual | 9 | Election of Director: Yvonne McGill | Management | F | 27-Jan-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AMAT | 038222105 | 10-Mar-2022 | Annual | 10 | Election of Director: Scott A. McGregor | Management | F | 27-Jan-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AMAT | 038222105 | 10-Mar-2022 | Annual | 11 | Approval, on an advisory basis, of the compensation of Applied Materials' named executive officers for fiscal year 2021. | Management | F | 27-Jan-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AMAT | 038222105 | 10-Mar-2022 | Annual | 12 | Ratification of the appointment of KPMG LLP as Applied Materials' independent registered public accounting firm for fiscal year 2022. | Management | F | 27-Jan-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AMAT | 038222105 | 10-Mar-2022 | Annual | 13 | Shareholder proposal to amend the appropriate company governing documents to give the owners of a combined 10% of our outstanding common stock the power to call a special shareholder meeting. | Shareholder | N | 27-Jan-2022 | N | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AMAT | 038222105 | 10-Mar-2022 | Annual | 14 | Shareholder proposal to improve the executive compensation program and policy, such as to include the CEO pay ratio factor and voices from employees. | Shareholder | N | 27-Jan-2022 | N | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| TTC | 891092108 | 15-Mar-2022 | Annual | 1 | DIRECTOR | Management | F | 03-Feb-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| TTC | 891092108 | 15-Mar-2022 | Annual | 1 | DIRECTOR | Management | F | 03-Feb-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| TTC | 891092108 | 15-Mar-2022 | Annual | 1 | DIRECTOR | Management | F | 03-Feb-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| TTC | 891092108 | 15-Mar-2022 | Annual | 1 | DIRECTOR | Management | F | 03-Feb-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| TTC | 891092108 | 15-Mar-2022 | Annual | 1 | DIRECTOR | Management | F | 03-Feb-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| TTC | 891092108 | 15-Mar-2022 | Annual | 1 | DIRECTOR | Management | F | 03-Feb-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| TTC | 891092108 | 15-Mar-2022 | Annual | 2 | Ratification of the selection of KPMG LLP as our independent registered public accounting firm for our fiscal year ending October 31, 2022. | Management | F | 03-Feb-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| TTC | 891092108 | 15-Mar-2022 | Annual | 3 | Approval of, on an advisory basis, our executive compensation. | Management | F | 03-Feb-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| TTC | 891092108 | 15-Mar-2022 | Annual | 4 | Approval of The Toro Company 2022 Equity and Incentive Plan. | Management | F | 03-Feb-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| KEYS | 49338L103 | 17-Mar-2022 | Annual | 1 | Election of Director: James G. Cullen | Management | F | 26-Jan-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| KEYS | 49338L103 | 17-Mar-2022 | Annual | 2 | Election of Director: Michelle J. Holthaus | Management | F | 26-Jan-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| KEYS | 49338L103 | 17-Mar-2022 | Annual | 3 | Election of Director: Jean M. Nye | Management | F | 26-Jan-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| KEYS | 49338L103 | 17-Mar-2022 | Annual | 4 | Election of Director: Joanne B. Olsen | Management | F | 26-Jan-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| KEYS | 49338L103 | 17-Mar-2022 | Annual | 5 | Ratify the Audit and Finance Committee's appointment of PricewaterhouseCoopers LLP as Keysight's independent registered public accounting firm. | Management | F | 26-Jan-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| KEYS | 49338L103 | 17-Mar-2022 | Annual | 6 | Approve, on a non-binding advisory basis, the compensation of Keysight's named executive officers. | Management | F | 26-Jan-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| KEYS | 49338L103 | 17-Mar-2022 | Annual | 7 | Approve an amendment to Keysight's Amended and Restated Certificate of Incorporation to declassify the Board of Directors. | Management | F | 26-Jan-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HUN | 447011107 | 25-Mar-2022 | Annual | 1 | DIRECTOR | Management | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF | ||
| HUN | 447011107 | 25-Mar-2022 | Annual | 1 | DIRECTOR | Management | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF | ||
| HUN | 447011107 | 25-Mar-2022 | Annual | 1 | DIRECTOR | Management | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF | ||
| HUN | 447011107 | 25-Mar-2022 | Annual | 1 | DIRECTOR | Management | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF | ||
| HUN | 447011107 | 25-Mar-2022 | Annual | 1 | DIRECTOR | Management | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF | ||
| HUN | 447011107 | 25-Mar-2022 | Annual | 1 | DIRECTOR | Management | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF | ||
| HUN | 447011107 | 25-Mar-2022 | Annual | 1 | DIRECTOR | Management | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF | ||
| HUN | 447011107 | 25-Mar-2022 | Annual | 1 | DIRECTOR | Management | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF | ||
| HUN | 447011107 | 25-Mar-2022 | Annual | 1 | DIRECTOR | Management | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF | ||
| HUN | 447011107 | 25-Mar-2022 | Annual | 1 | DIRECTOR | Management | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF | ||
| HUN | 447011107 | 25-Mar-2022 | Annual | 2 | Advisory vote to approve named executive officer compensation. | Management | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF | ||
| HUN | 447011107 | 25-Mar-2022 | Annual | 3 | Ratification of the appointment of Deloitte & Touche LLP as Huntsman Corporation's independent registered public accounting firm for the year ending December 31, 2022. | Management | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF | ||
| HUN | 447011107 | 25-Mar-2022 | Annual | 4 | Stockholder proposal to lower ownership threshold for special meeting of stockholders to 10%. | Shareholder | N | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF | ||
| HUN | 447011107 | 25-Mar-2022 | Annual | 1 | DIRECTOR | Management | F | 16-Feb-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HUN | 447011107 | 25-Mar-2022 | Annual | 1 | DIRECTOR | Management | F | 16-Feb-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HUN | 447011107 | 25-Mar-2022 | Annual | 1 | DIRECTOR | Management | F | 16-Feb-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HUN | 447011107 | 25-Mar-2022 | Annual | 1 | DIRECTOR | Management | F | 16-Feb-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HUN | 447011107 | 25-Mar-2022 | Annual | 1 | DIRECTOR | Management | F | 16-Feb-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HUN | 447011107 | 25-Mar-2022 | Annual | 1 | DIRECTOR | Management | F | 16-Feb-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HUN | 447011107 | 25-Mar-2022 | Annual | 1 | DIRECTOR | Management | F | 16-Feb-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HUN | 447011107 | 25-Mar-2022 | Annual | 1 | DIRECTOR | Management | F | 16-Feb-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HUN | 447011107 | 25-Mar-2022 | Annual | 1 | DIRECTOR | Management | F | 16-Feb-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HUN | 447011107 | 25-Mar-2022 | Annual | 1 | DIRECTOR | Management | F | 16-Feb-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HUN | 447011107 | 25-Mar-2022 | Annual | 2 | Company's proposal to approve, on a non-binding advisory basis, the compensation of the Company's named executive officers. | Management | / | 16-Feb-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HUN | 447011107 | 25-Mar-2022 | Annual | 3 | Company's proposal to ratify the appointment of Deloitte and Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2022. | Management | / | 16-Feb-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HUN | 447011107 | 25-Mar-2022 | Annual | 4 | Stockholder proposal to lower the ownership threshold for special meetings of stockholders to 10%. | Shareholder | / | 16-Feb-2022 | N | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| FITB | 316773100 | 12-Apr-2022 | Annual | 1 | Election of Director until 2023 Annual meeting: Nicholas K. Akins | Management | F | 02-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| FITB | 316773100 | 12-Apr-2022 | Annual | 2 | Election of Director until 2023 Annual meeting: B. Evan Bayh, III | Management | F | 02-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| FITB | 316773100 | 12-Apr-2022 | Annual | 3 | Election of Director until 2023 Annual meeting: Jorge L. Benitez | Management | F | 02-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| FITB | 316773100 | 12-Apr-2022 | Annual | 4 | Election of Director until 2023 Annual meeting: Katherine B. Blackburn | Management | F | 02-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| FITB | 316773100 | 12-Apr-2022 | Annual | 5 | Election of Director until 2023 Annual meeting: Emerson L. Brumback | Management | F | 02-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| FITB | 316773100 | 12-Apr-2022 | Annual | 6 | Election of Director until 2023 Annual meeting: Greg D. Carmichael | Management | F | 02-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| FITB | 316773100 | 12-Apr-2022 | Annual | 7 | Election of Director until 2023 Annual meeting: Linda W. Clement-Holmes | Management | F | 02-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| FITB | 316773100 | 12-Apr-2022 | Annual | 8 | Election of Director until 2023 Annual meeting: C. Bryan Daniels | Management | F | 02-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| FITB | 316773100 | 12-Apr-2022 | Annual | 9 | Election of Director until 2023 Annual meeting: Mitchell S. Feiger | Management | F | 02-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| FITB | 316773100 | 12-Apr-2022 | Annual | 10 | Election of Director until 2023 Annual meeting: Thomas H. Harvey | Management | F | 02-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| FITB | 316773100 | 12-Apr-2022 | Annual | 11 | Election of Director until 2023 Annual meeting: Gary R. Heminger | Management | F | 02-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| FITB | 316773100 | 12-Apr-2022 | Annual | 12 | Election of Director until 2023 Annual meeting: Jewell D. Hoover | Management | F | 02-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| FITB | 316773100 | 12-Apr-2022 | Annual | 13 | Election of Director until 2023 Annual meeting: Eileen A. Mallesch | Management | F | 02-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| FITB | 316773100 | 12-Apr-2022 | Annual | 14 | Election of Director until 2023 Annual meeting: Michael B. McCallister | Management | F | 02-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| FITB | 316773100 | 12-Apr-2022 | Annual | 15 | Election of Director until 2023 Annual meeting: Marsha C. Williams | Management | F | 02-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| FITB | 316773100 | 12-Apr-2022 | Annual | 16 | Ratification of the appointment of Deloitte & Touche LLP to serve as the independent external audit firm for the Company for the year 2022. | Management | F | 02-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| FITB | 316773100 | 12-Apr-2022 | Annual | 17 | An advisory vote on approval of Company's compensation of its named executive officers. | Management | F | 02-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| FITB | 316773100 | 12-Apr-2022 | Annual | 18 | Approval of an amendment to the Fifth Third Bancorp Code of Regulations to establish the exclusive jurisdiction of federal courts for actions brought under the Securities Act of 1933, as amended. | Management | F | 02-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BK | 064058100 | 12-Apr-2022 | Annual | 1 | Election of Director: Linda Z. Cook | Management | F | 02-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BK | 064058100 | 12-Apr-2022 | Annual | 2 | Election of Director: Joseph J. Echevarria | Management | F | 02-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BK | 064058100 | 12-Apr-2022 | Annual | 3 | Election of Director: Thomas P. "Todd" Gibbons | Management | F | 02-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BK | 064058100 | 12-Apr-2022 | Annual | 4 | Election of Director: M. Amy Gilliland | Management | F | 02-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BK | 064058100 | 12-Apr-2022 | Annual | 5 | Election of Director: Jeffrey A. Goldstein | Management | F | 02-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BK | 064058100 | 12-Apr-2022 | Annual | 6 | Election of Director: K. Guru Gowrappan | Management | F | 02-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BK | 064058100 | 12-Apr-2022 | Annual | 7 | Election of Director: Ralph Izzo | Management | F | 02-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BK | 064058100 | 12-Apr-2022 | Annual | 8 | Election of Director: Sandra E. "Sandie" O'Connor | Management | F | 02-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BK | 064058100 | 12-Apr-2022 | Annual | 9 | Election of Director: Elizabeth E. Robinson | Management | F | 02-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BK | 064058100 | 12-Apr-2022 | Annual | 10 | Election of Director: Frederick O. Terrell | Management | F | 02-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BK | 064058100 | 12-Apr-2022 | Annual | 11 | Election of Director: Alfred W. "Al" Zollar | Management | F | 02-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BK | 064058100 | 12-Apr-2022 | Annual | 12 | Advisory resolution to approve the 2021 compensation of our named executive officers. | Management | F | 02-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BK | 064058100 | 12-Apr-2022 | Annual | 13 | Ratification of KPMG LLP as our independent auditor for 2022. | Management | F | 02-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BK | 064058100 | 12-Apr-2022 | Annual | 14 | Stockholder proposal regarding stockholder requests to call a special meeting. | Shareholder | N | 02-Mar-2022 | N | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HPQ | 40434L105 | 19-Apr-2022 | Annual | 1 | Election of Director: Aida M. Alvarez | Management | F | 02-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HPQ | 40434L105 | 19-Apr-2022 | Annual | 2 | Election of Director: Shumeet Banerji | Management | F | 02-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HPQ | 40434L105 | 19-Apr-2022 | Annual | 3 | Election of Director: Robert R. Bennett | Management | F | 02-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HPQ | 40434L105 | 19-Apr-2022 | Annual | 4 | Election of Director: Charles V. Bergh | Management | F | 02-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HPQ | 40434L105 | 19-Apr-2022 | Annual | 5 | Election of Director: Bruce Broussard | Management | F | 02-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HPQ | 40434L105 | 19-Apr-2022 | Annual | 6 | Election of Director: Stacy Brown-Philpot | Management | F | 02-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HPQ | 40434L105 | 19-Apr-2022 | Annual | 7 | Election of Director: Stephanie A. Burns | Management | F | 02-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HPQ | 40434L105 | 19-Apr-2022 | Annual | 8 | Election of Director: Mary Anne Citrino | Management | F | 02-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HPQ | 40434L105 | 19-Apr-2022 | Annual | 9 | Election of Director: Richard Clemmer | Management | F | 02-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HPQ | 40434L105 | 19-Apr-2022 | Annual | 10 | Election of Director: Enrique Lores | Management | F | 02-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HPQ | 40434L105 | 19-Apr-2022 | Annual | 11 | Election of Director: Judith Miscik | Management | F | 02-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HPQ | 40434L105 | 19-Apr-2022 | Annual | 12 | Election of Director: Kim K.W. Rucker | Management | F | 02-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HPQ | 40434L105 | 19-Apr-2022 | Annual | 13 | Election of Director: Subra Suresh | Management | F | 02-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HPQ | 40434L105 | 19-Apr-2022 | Annual | 14 | To ratify the appointment of Ernst & Young LLP as HP Inc.'s independent registered public accounting firm for the fiscal year ending October 31, 2022. | Management | F | 02-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HPQ | 40434L105 | 19-Apr-2022 | Annual | 15 | To approve, on an advisory basis, HP Inc.'s executive compensation. | Management | F | 02-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HPQ | 40434L105 | 19-Apr-2022 | Annual | 16 | To approve the Third Amended and Restated HP Inc. 2004 Stock Incentive Plan. | Management | F | 02-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HPQ | 40434L105 | 19-Apr-2022 | Annual | 17 | Stockholder proposal to reduce the ownership threshold for calling a special meeting of stockholders. | Shareholder | N | 02-Mar-2022 | N | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| WHR | 963320106 | 19-Apr-2022 | Annual | 1 | Election of Director: Samuel R. Allen | Management | F | 10-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| WHR | 963320106 | 19-Apr-2022 | Annual | 2 | Election of Director: Marc R. Bitzer | Management | F | 10-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| WHR | 963320106 | 19-Apr-2022 | Annual | 3 | Election of Director: Greg Creed | Management | F | 10-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| WHR | 963320106 | 19-Apr-2022 | Annual | 4 | Election of Director: Gary T. DiCamillo | Management | F | 10-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| WHR | 963320106 | 19-Apr-2022 | Annual | 5 | Election of Director: Diane M. Dietz | Management | F | 10-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| WHR | 963320106 | 19-Apr-2022 | Annual | 6 | Election of Director: Gerri T. Elliott | Management | F | 10-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| WHR | 963320106 | 19-Apr-2022 | Annual | 7 | Election of Director: Jennifer A. LaClair | Management | F | 10-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| WHR | 963320106 | 19-Apr-2022 | Annual | 8 | Election of Director: John D. Liu | Management | F | 10-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| WHR | 963320106 | 19-Apr-2022 | Annual | 9 | Election of Director: James M. Loree | Management | F | 10-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| WHR | 963320106 | 19-Apr-2022 | Annual | 10 | Election of Director: Harish Manwani | Management | F | 10-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| WHR | 963320106 | 19-Apr-2022 | Annual | 11 | Election of Director: Patricia K. Poppe | Management | F | 10-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| WHR | 963320106 | 19-Apr-2022 | Annual | 12 | Election of Director: Larry O. Spencer | Management | F | 10-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| WHR | 963320106 | 19-Apr-2022 | Annual | 13 | Election of Director: Michael D. White | Management | F | 10-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| WHR | 963320106 | 19-Apr-2022 | Annual | 14 | Advisory vote to approve Whirlpool Corporation's executive compensation. | Management | F | 10-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| WHR | 963320106 | 19-Apr-2022 | Annual | 15 | Ratification of the appointment of Ernst & Young LLP as Whirlpool Corporation's independent registered public accounting firm for 2022. | Management | F | 10-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AN | 05329W102 | 20-Apr-2022 | Annual | 1 | Election of Director: Rick L. Burdick | Management | F | 10-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AN | 05329W102 | 20-Apr-2022 | Annual | 2 | Election of Director: David B. Edelson | Management | F | 10-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AN | 05329W102 | 20-Apr-2022 | Annual | 3 | Election of Director: Steven L. Gerard | Management | F | 10-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AN | 05329W102 | 20-Apr-2022 | Annual | 4 | Election of Director: Robert R. Grusky | Management | F | 10-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AN | 05329W102 | 20-Apr-2022 | Annual | 5 | Election of Director: Norman K. Jenkins | Management | F | 10-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AN | 05329W102 | 20-Apr-2022 | Annual | 6 | Election of Director: Lisa Lutoff-Perlo | Management | F | 10-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AN | 05329W102 | 20-Apr-2022 | Annual | 7 | Election of Director: Michael Manley | Management | F | 10-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AN | 05329W102 | 20-Apr-2022 | Annual | 8 | Election of Director: G. Mike Mikan | Management | F | 10-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AN | 05329W102 | 20-Apr-2022 | Annual | 9 | Election of Director: Jacqueline A. Travisano | Management | F | 10-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AN | 05329W102 | 20-Apr-2022 | Annual | 10 | Ratification of the selection of KPMG LLP as the Company's independent registered public accounting firm for 2022. | Management | F | 10-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AN | 05329W102 | 20-Apr-2022 | Annual | 11 | Adoption of stockholder proposal regarding special meetings. | Shareholder | N | 10-Mar-2022 | N | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CE | 150870103 | 20-Apr-2022 | Annual | 1 | Election of Director: Jean S. Blackwell | Management | F | 12-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CE | 150870103 | 20-Apr-2022 | Annual | 2 | Election of Director: William M. Brown | Management | F | 12-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CE | 150870103 | 20-Apr-2022 | Annual | 3 | Election of Director: Edward G. Galante | Management | F | 12-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CE | 150870103 | 20-Apr-2022 | Annual | 4 | Election of Director: Rahul Ghai | Management | F | 12-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CE | 150870103 | 20-Apr-2022 | Annual | 5 | Election of Director: Kathryn M. Hill | Management | F | 12-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CE | 150870103 | 20-Apr-2022 | Annual | 6 | Election of Director: David F. Hoffmeister | Management | F | 12-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CE | 150870103 | 20-Apr-2022 | Annual | 7 | Election of Director: Dr. Jay V. Ihlenfeld | Management | F | 12-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CE | 150870103 | 20-Apr-2022 | Annual | 8 | Election of Director: Deborah J. Kissire | Management | F | 12-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CE | 150870103 | 20-Apr-2022 | Annual | 9 | Election of Director: Michael Koenig | Management | F | 12-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CE | 150870103 | 20-Apr-2022 | Annual | 10 | Election of Director: Kim K.W. Rucker | Management | F | 12-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CE | 150870103 | 20-Apr-2022 | Annual | 11 | Election of Director: Lori J. Ryerkerk | Management | F | 12-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CE | 150870103 | 20-Apr-2022 | Annual | 12 | Ratification of the selection of KPMG LLP as our independent registered public accounting firm for 2022. | Management | F | 12-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CE | 150870103 | 20-Apr-2022 | Annual | 13 | Advisory vote to approve executive compensation | Management | F | 12-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HCA | 40412C101 | 21-Apr-2022 | Annual | 1 | Election of Director: Thomas F. Frist III | Management | F | 13-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HCA | 40412C101 | 21-Apr-2022 | Annual | 2 | Election of Director: Samuel N. Hazen | Management | F | 13-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HCA | 40412C101 | 21-Apr-2022 | Annual | 3 | Election of Director: Meg G. Crofton | Management | F | 13-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HCA | 40412C101 | 21-Apr-2022 | Annual | 4 | Election of Director: Robert J. Dennis | Management | F | 13-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HCA | 40412C101 | 21-Apr-2022 | Annual | 5 | Election of Director: Nancy-Ann DeParle | Management | F | 13-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HCA | 40412C101 | 21-Apr-2022 | Annual | 6 | Election of Director: William R. Frist | Management | F | 13-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HCA | 40412C101 | 21-Apr-2022 | Annual | 7 | Election of Director: Charles O. Holliday, Jr. | Management | F | 13-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HCA | 40412C101 | 21-Apr-2022 | Annual | 8 | Election of Director: Hugh F. Johnston | Management | F | 13-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HCA | 40412C101 | 21-Apr-2022 | Annual | 9 | Election of Director: Michael W. Michelson | Management | F | 13-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HCA | 40412C101 | 21-Apr-2022 | Annual | 10 | Election of Director: Wayne J. Riley, M.D. | Management | F | 13-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HCA | 40412C101 | 21-Apr-2022 | Annual | 11 | Election of Director: Andrea B. Smith | Management | F | 13-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HCA | 40412C101 | 21-Apr-2022 | Annual | 12 | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2022. | Management | F | 13-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HCA | 40412C101 | 21-Apr-2022 | Annual | 13 | Advisory vote to approve named executive officer compensation. | Management | F | 13-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HCA | 40412C101 | 21-Apr-2022 | Annual | 14 | Stockholder proposal, if properly presented at the meeting, regarding political spending disclosure. | Shareholder | N | 13-Mar-2022 | N | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HCA | 40412C101 | 21-Apr-2022 | Annual | 15 | Stockholder proposal, if properly presented at the meeting, regarding lobbying disclosure. | Shareholder | N | 13-Mar-2022 | N | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| WFC | 949746101 | 26-Apr-2022 | Annual | 1 | Election of Director: Steven D. Black | Management | F | 16-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| WFC | 949746101 | 26-Apr-2022 | Annual | 2 | Election of Director: Mark A. Chancy | Management | F | 16-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| WFC | 949746101 | 26-Apr-2022 | Annual | 3 | Election of Director: Celeste A. Clark | Management | F | 16-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| WFC | 949746101 | 26-Apr-2022 | Annual | 4 | Election of Director: Theodore F. Craver, Jr. | Management | F | 16-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| WFC | 949746101 | 26-Apr-2022 | Annual | 5 | Election of Director: Richard K. Davis | Management | F | 16-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| WFC | 949746101 | 26-Apr-2022 | Annual | 6 | Election of Director: Wayne M. Hewett | Management | F | 16-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| WFC | 949746101 | 26-Apr-2022 | Annual | 7 | Election of Director: CeCelia ("CeCe") G. Morken | Management | F | 16-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| WFC | 949746101 | 26-Apr-2022 | Annual | 8 | Election of Director: Maria R. Morris | Management | F | 16-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| WFC | 949746101 | 26-Apr-2022 | Annual | 9 | Election of Director: Felicia F. Norwood | Management | F | 16-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| WFC | 949746101 | 26-Apr-2022 | Annual | 10 | Election of Director: Richard B. Payne, Jr. | Management | F | 16-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| WFC | 949746101 | 26-Apr-2022 | Annual | 11 | Election of Director: Juan A. Pujadas | Management | F | 16-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| WFC | 949746101 | 26-Apr-2022 | Annual | 12 | Election of Director: Ronald L. Sargent | Management | F | 16-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| WFC | 949746101 | 26-Apr-2022 | Annual | 13 | Election of Director: Charles W. Scharf | Management | F | 16-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| WFC | 949746101 | 26-Apr-2022 | Annual | 14 | Election of Director: Suzanne M. Vautrinot | Management | F | 16-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| WFC | 949746101 | 26-Apr-2022 | Annual | 15 | Advisory resolution to approve executive compensation (Say on Pay). | Management | F | 16-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| WFC | 949746101 | 26-Apr-2022 | Annual | 16 | Approve the Company's 2022 Long-Term Incentive Plan. | Management | F | 16-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| WFC | 949746101 | 26-Apr-2022 | Annual | 17 | Ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2022. | Management | F | 16-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| WFC | 949746101 | 26-Apr-2022 | Annual | 18 | Shareholder Proposal - Policy for Management Pay Clawback Authorization. | Shareholder | N | 16-Mar-2022 | N | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| WFC | 949746101 | 26-Apr-2022 | Annual | 19 | Shareholder Proposal - Report on Incentive-Based Compensation and Risks of Material Losses. | Shareholder | N | 16-Mar-2022 | N | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| WFC | 949746101 | 26-Apr-2022 | Annual | 20 | Shareholder Proposal - Racial and Gender Board Diversity Report. | Shareholder | N | 16-Mar-2022 | N | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| WFC | 949746101 | 26-Apr-2022 | Annual | 21 | Shareholder Proposal - Report on Respecting Indigenous Peoples' Rights. | Shareholder | N | 16-Mar-2022 | N | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| WFC | 949746101 | 26-Apr-2022 | Annual | 22 | Shareholder Proposal - Climate Change Policy. | Shareholder | N | 16-Mar-2022 | N | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| WFC | 949746101 | 26-Apr-2022 | Annual | 23 | Shareholder Proposal - Conduct a Racial Equity Audit. | Shareholder | N | 16-Mar-2022 | N | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| WFC | 949746101 | 26-Apr-2022 | Annual | 24 | Shareholder Proposal - Charitable Donations Disclosure. | Shareholder | N | 16-Mar-2022 | N | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CMA | 200340107 | 26-Apr-2022 | Annual | 1 | Election of Director: Michael E. Collins | Management | F | 16-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CMA | 200340107 | 26-Apr-2022 | Annual | 2 | Election of Director: Roger A. Cregg | Management | F | 16-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CMA | 200340107 | 26-Apr-2022 | Annual | 3 | Election of Director: Curtis C. Farmer | Management | F | 16-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CMA | 200340107 | 26-Apr-2022 | Annual | 4 | Election of Director: Nancy Flores | Management | F | 16-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CMA | 200340107 | 26-Apr-2022 | Annual | 5 | Election of Director: Jacqueline P. Kane | Management | F | 16-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CMA | 200340107 | 26-Apr-2022 | Annual | 6 | Election of Director: Richard G. Lindner | Management | F | 16-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CMA | 200340107 | 26-Apr-2022 | Annual | 7 | Election of Director: Barbara R. Smith | Management | F | 16-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CMA | 200340107 | 26-Apr-2022 | Annual | 8 | Election of Director: Robert S. Taubman | Management | F | 16-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CMA | 200340107 | 26-Apr-2022 | Annual | 9 | Election of Director: Reginald M. Turner, Jr. | Management | F | 16-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CMA | 200340107 | 26-Apr-2022 | Annual | 10 | Election of Director: Nina G. Vaca | Management | F | 16-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CMA | 200340107 | 26-Apr-2022 | Annual | 11 | Election of Director: Michael G. Van de Ven | Management | F | 16-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CMA | 200340107 | 26-Apr-2022 | Annual | 12 | Ratification of the Appointment of Ernst & Young LLP as Independent Registered Public Accounting Firm | Management | F | 16-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CMA | 200340107 | 26-Apr-2022 | Annual | 13 | Approval of a Non-Binding, Advisory Proposal Approving Executive Compensation | Management | F | 16-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| DPZ | 25754A201 | 26-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 18-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| DPZ | 25754A201 | 26-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 18-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| DPZ | 25754A201 | 26-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 18-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| DPZ | 25754A201 | 26-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 18-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| DPZ | 25754A201 | 26-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 18-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| DPZ | 25754A201 | 26-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 18-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| DPZ | 25754A201 | 26-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 18-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| DPZ | 25754A201 | 26-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 18-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| DPZ | 25754A201 | 26-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 18-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| DPZ | 25754A201 | 26-Apr-2022 | Annual | 2 | Ratification of the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Company for the 2022 fiscal year. | Management | F | 18-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| DPZ | 25754A201 | 26-Apr-2022 | Annual | 3 | Advisory vote to approve the compensation of the named executive officers of the Company. | Management | F | 18-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BAC | 060505104 | 26-Apr-2022 | Annual | 1 | Election of Director: Sharon L. Allen | Management | F | 12-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BAC | 060505104 | 26-Apr-2022 | Annual | 2 | Election of Director: Frank P. Bramble, Sr. | Management | F | 12-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BAC | 060505104 | 26-Apr-2022 | Annual | 3 | Election of Director: Pierre J.P. de Weck | Management | F | 12-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BAC | 060505104 | 26-Apr-2022 | Annual | 4 | Election of Director: Arnold W. Donald | Management | F | 12-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BAC | 060505104 | 26-Apr-2022 | Annual | 5 | Election of Director: Linda P. Hudson | Management | F | 12-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BAC | 060505104 | 26-Apr-2022 | Annual | 6 | Election of Director: Monica C. Lozano | Management | F | 12-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BAC | 060505104 | 26-Apr-2022 | Annual | 7 | Election of Director: Brian T. Moynihan | Management | F | 12-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BAC | 060505104 | 26-Apr-2022 | Annual | 8 | Election of Director: Lionel L. Nowell III | Management | F | 12-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BAC | 060505104 | 26-Apr-2022 | Annual | 9 | Election of Director: Denise L. Ramos | Management | F | 12-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BAC | 060505104 | 26-Apr-2022 | Annual | 10 | Election of Director: Clayton S. Rose | Management | F | 12-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BAC | 060505104 | 26-Apr-2022 | Annual | 11 | Election of Director: Michael D. White | Management | F | 12-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BAC | 060505104 | 26-Apr-2022 | Annual | 12 | Election of Director: Thomas D. Woods | Management | F | 12-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BAC | 060505104 | 26-Apr-2022 | Annual | 13 | Election of Director: R. David Yost | Management | F | 12-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BAC | 060505104 | 26-Apr-2022 | Annual | 14 | Election of Director: Maria T. Zuber | Management | F | 12-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BAC | 060505104 | 26-Apr-2022 | Annual | 15 | Approving our executive compensation (an advisory, nonbinding "Say on Pay" resolution) | Management | F | 12-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BAC | 060505104 | 26-Apr-2022 | Annual | 16 | Ratifying the appointment of our independent registered public accounting firm for 2022. | Management | F | 12-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BAC | 060505104 | 26-Apr-2022 | Annual | 17 | Ratifying the Delaware Exclusive Forum Provision in our Bylaws. | Management | F | 12-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BAC | 060505104 | 26-Apr-2022 | Annual | 18 | Shareholder proposal requesting a civil rights and nondiscrimination audit. | Shareholder | N | 12-Mar-2022 | N | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BAC | 060505104 | 26-Apr-2022 | Annual | 19 | Shareholder proposal requesting adoption of policy to cease financing new fossil fuel supplies. | Shareholder | N | 12-Mar-2022 | N | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BAC | 060505104 | 26-Apr-2022 | Annual | 20 | Shareholder proposal requesting a report on charitable donations. | Shareholder | N | 12-Mar-2022 | N | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CHTR | 16119P108 | 26-Apr-2022 | Annual | 1 | Election of Director: W. Lance Conn | Management | F | 29-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CHTR | 16119P108 | 26-Apr-2022 | Annual | 2 | Election of Director: Kim C. Goodman | Management | F | 29-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CHTR | 16119P108 | 26-Apr-2022 | Annual | 3 | Election of Director: Craig A. Jacobson | Management | F | 29-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CHTR | 16119P108 | 26-Apr-2022 | Annual | 4 | Election of Director: Gregory B. Maffei | Management | F | 29-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CHTR | 16119P108 | 26-Apr-2022 | Annual | 5 | Election of Director: John D. Markley, Jr. | Management | F | 29-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CHTR | 16119P108 | 26-Apr-2022 | Annual | 6 | Election of Director: David C. Merritt | Management | F | 29-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CHTR | 16119P108 | 26-Apr-2022 | Annual | 7 | Election of Director: James E. Meyer | Management | F | 29-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CHTR | 16119P108 | 26-Apr-2022 | Annual | 8 | Election of Director: Steven A. Miron | Management | F | 29-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CHTR | 16119P108 | 26-Apr-2022 | Annual | 9 | Election of Director: Balan Nair | Management | F | 29-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CHTR | 16119P108 | 26-Apr-2022 | Annual | 10 | Election of Director: Michael A. Newhouse | Management | F | 29-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CHTR | 16119P108 | 26-Apr-2022 | Annual | 11 | Election of Director: Mauricio Ramos | Management | F | 29-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CHTR | 16119P108 | 26-Apr-2022 | Annual | 12 | Election of Director: Thomas M. Rutledge | Management | F | 29-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CHTR | 16119P108 | 26-Apr-2022 | Annual | 13 | Election of Director: Eric L. Zinterhofer | Management | F | 29-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CHTR | 16119P108 | 26-Apr-2022 | Annual | 14 | The ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the year ended December 31, 2022. | Management | F | 29-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CHTR | 16119P108 | 26-Apr-2022 | Annual | 15 | Stockholder proposal regarding lobbying activities. | Shareholder | N | 29-Mar-2022 | N | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CHTR | 16119P108 | 26-Apr-2022 | Annual | 16 | Stockholder proposal regarding Chairman of the Board and CEO roles. | Shareholder | N | 29-Mar-2022 | N | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CHTR | 16119P108 | 26-Apr-2022 | Annual | 17 | Stockholder proposal regarding political and electioneering expenditure congruency report. | Shareholder | N | 29-Mar-2022 | N | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CHTR | 16119P108 | 26-Apr-2022 | Annual | 18 | Stockholder proposal regarding disclosure of greenhouse gas emissions. | Shareholder | N | 29-Mar-2022 | N | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CHTR | 16119P108 | 26-Apr-2022 | Annual | 19 | Stockholder proposal regarding EEO-1 reports. | Shareholder | N | 29-Mar-2022 | N | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CHTR | 16119P108 | 26-Apr-2022 | Annual | 20 | Stockholder proposal regarding diversity, equity and inclusion reports. | Shareholder | N | 29-Mar-2022 | N | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AMP | 03076C106 | 27-Apr-2022 | Annual | 1 | Election of Director: James M. Cracchiolo | Management | F | 19-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AMP | 03076C106 | 27-Apr-2022 | Annual | 2 | Election of Director: Dianne Neal Blixt | Management | F | 19-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AMP | 03076C106 | 27-Apr-2022 | Annual | 3 | Election of Director: Amy DiGeso | Management | F | 19-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AMP | 03076C106 | 27-Apr-2022 | Annual | 4 | Election of Director: Lon R. Greenberg | Management | F | 19-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AMP | 03076C106 | 27-Apr-2022 | Annual | 5 | Election of Director: Robert F. Sharpe, Jr. | Management | F | 19-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AMP | 03076C106 | 27-Apr-2022 | Annual | 6 | Election of Director: Brian T. Shea | Management | F | 19-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AMP | 03076C106 | 27-Apr-2022 | Annual | 7 | Election of Director: W. Edward Walter III | Management | F | 19-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AMP | 03076C106 | 27-Apr-2022 | Annual | 8 | Election of Director: Christopher J. Williams | Management | F | 19-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AMP | 03076C106 | 27-Apr-2022 | Annual | 9 | To approve the compensation of the named executive officers by a nonbinding advisory vote. | Management | F | 19-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AMP | 03076C106 | 27-Apr-2022 | Annual | 10 | To ratify the Audit Committee's selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2022. | Management | F | 19-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| PPC | 72147K108 | 27-Apr-2022 | Annual | 1 | Election of JBS Director: Gilberto Tomazoni | Management | F | 04-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| PPC | 72147K108 | 27-Apr-2022 | Annual | 2 | Election of JBS Director: Vincent Trius | Management | F | 04-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| PPC | 72147K108 | 27-Apr-2022 | Annual | 3 | Election of JBS Director: Andre Nogueira de Souza | Management | F | 04-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| PPC | 72147K108 | 27-Apr-2022 | Annual | 4 | Election of JBS Director: Farha Aslam | Management | F | 04-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| PPC | 72147K108 | 27-Apr-2022 | Annual | 5 | Election of JBS Director: Joanita Karoleski | Management | F | 04-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| PPC | 72147K108 | 27-Apr-2022 | Annual | 6 | Election of JBS Director: Raul Padilla | Management | F | 04-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| PPC | 72147K108 | 27-Apr-2022 | Annual | 7 | Election of Equity Director: Wallim Cruz De Vasconcellos Junior | Management | F | 04-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| PPC | 72147K108 | 27-Apr-2022 | Annual | 8 | Election of Equity Director: Arquimedes A. Celis | Management | F | 04-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| PPC | 72147K108 | 27-Apr-2022 | Annual | 9 | Election of Equity Director: Ajay Menon | Management | F | 04-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| PPC | 72147K108 | 27-Apr-2022 | Annual | 10 | Advisory vote to approve executive compensation. | Management | F | 04-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| PPC | 72147K108 | 27-Apr-2022 | Annual | 11 | Ratify the Appointment of KPMG LLP as our Independent Registered Public Accounting Firm for 2022. | Management | F | 04-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| LPX | 546347105 | 27-Apr-2022 | Annual | 1 | Election of Class I Director: Tracy Embree | Management | F | 19-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| LPX | 546347105 | 27-Apr-2022 | Annual | 2 | Election of Class I Director: Lizanne C. Gottung | Management | F | 19-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| LPX | 546347105 | 27-Apr-2022 | Annual | 3 | Election of Class I Director: Dustan E. McCoy | Management | F | 19-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| LPX | 546347105 | 27-Apr-2022 | Annual | 4 | Ratification of the selection of Deloitte & Touche LLP as LP's independent registered public accounting firm for 2022. | Management | F | 19-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| LPX | 546347105 | 27-Apr-2022 | Annual | 5 | Approval of the Louisiana-Pacific Corporation 2022 Omnibus Stock Award Plan. | Management | F | 19-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| LPX | 546347105 | 27-Apr-2022 | Annual | 6 | Advisory vote to approve named executive officer compensation. | Management | F | 19-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| SNV | 87161C501 | 27-Apr-2022 | Annual | 1 | Election of Director: Tim E. Bentsen | Management | F | 16-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| SNV | 87161C501 | 27-Apr-2022 | Annual | 2 | Election of Director: Kevin S. Blair | Management | F | 16-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| SNV | 87161C501 | 27-Apr-2022 | Annual | 3 | Election of Director: F. Dixon Brooke, Jr. | Management | F | 16-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| SNV | 87161C501 | 27-Apr-2022 | Annual | 4 | Election of Director: Stephen T. Butler | Management | F | 16-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| SNV | 87161C501 | 27-Apr-2022 | Annual | 5 | Election of Director: Elizabeth W. Camp | Management | F | 16-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| SNV | 87161C501 | 27-Apr-2022 | Annual | 6 | Election of Director: Pedro Cherry | Management | F | 16-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| SNV | 87161C501 | 27-Apr-2022 | Annual | 7 | Election of Director: Diana M. Murphy | Management | F | 16-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| SNV | 87161C501 | 27-Apr-2022 | Annual | 8 | Election of Director: Harris Pastides | Management | F | 16-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| SNV | 87161C501 | 27-Apr-2022 | Annual | 9 | Election of Director: Joseph J. Prochaska, Jr. | Management | F | 16-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| SNV | 87161C501 | 27-Apr-2022 | Annual | 10 | Election of Director: John L. Stallworth | Management | F | 16-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| SNV | 87161C501 | 27-Apr-2022 | Annual | 11 | Election of Director: Kessel D. Stelling | Management | F | 16-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| SNV | 87161C501 | 27-Apr-2022 | Annual | 12 | Election of Director: Barry L. Storey | Management | F | 16-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| SNV | 87161C501 | 27-Apr-2022 | Annual | 13 | Election of Director: Teresa White | Management | F | 16-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| SNV | 87161C501 | 27-Apr-2022 | Annual | 14 | To approve, on an advisory basis, the compensation of Synovus' named executive officers as determined by the Compensation and Human Capital Committee. | Management | F | 16-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| SNV | 87161C501 | 27-Apr-2022 | Annual | 15 | To ratify the appointment of KPMG LLP as Synovus' independent auditor for the year 2022. | Management | F | 16-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| TXT | 883203101 | 27-Apr-2022 | Annual | 1 | Election of Director: Scott C. Donnelly | Management | F | 06-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| TXT | 883203101 | 27-Apr-2022 | Annual | 2 | Election of Director: Richard F. Ambrose | Management | F | 06-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| TXT | 883203101 | 27-Apr-2022 | Annual | 3 | Election of Director: Kathleen M. Bader | Management | F | 06-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| TXT | 883203101 | 27-Apr-2022 | Annual | 4 | Election of Director: R. Kerry Clark | Management | F | 06-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| TXT | 883203101 | 27-Apr-2022 | Annual | 5 | Election of Director: James T. Conway | Management | F | 06-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| TXT | 883203101 | 27-Apr-2022 | Annual | 6 | Election of Director: Ralph D. Heath | Management | F | 06-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| TXT | 883203101 | 27-Apr-2022 | Annual | 7 | Election of Director: Deborah Lee James | Management | F | 06-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| TXT | 883203101 | 27-Apr-2022 | Annual | 8 | Election of Director: Lionel L. Nowell III | Management | F | 06-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| TXT | 883203101 | 27-Apr-2022 | Annual | 9 | Election of Director: James L. Ziemer | Management | F | 06-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| TXT | 883203101 | 27-Apr-2022 | Annual | 10 | Election of Director: Maria T. Zuber | Management | F | 06-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| TXT | 883203101 | 27-Apr-2022 | Annual | 11 | Approval of the advisory (non-binding) resolution to approve executive compensation. | Management | F | 06-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| TXT | 883203101 | 27-Apr-2022 | Annual | 12 | Ratification of appointment of independent registered public accounting firm. | Management | F | 06-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| TXT | 883203101 | 27-Apr-2022 | Annual | 13 | Shareholder proposal on special meetings. | Shareholder | N | 06-Mar-2022 | N | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| GWW | 384802104 | 27-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 18-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| GWW | 384802104 | 27-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 18-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| GWW | 384802104 | 27-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 18-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| GWW | 384802104 | 27-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 18-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| GWW | 384802104 | 27-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 18-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| GWW | 384802104 | 27-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 18-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| GWW | 384802104 | 27-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 18-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| GWW | 384802104 | 27-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 18-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| GWW | 384802104 | 27-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 18-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| GWW | 384802104 | 27-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 18-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| GWW | 384802104 | 27-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 18-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| GWW | 384802104 | 27-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 18-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| GWW | 384802104 | 27-Apr-2022 | Annual | 2 | Proposal to ratify the appointment of Ernst & Young LLP as independent auditor for the year ending December 31, 2022. | Management | F | 18-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| GWW | 384802104 | 27-Apr-2022 | Annual | 3 | Say on Pay proposal to approve on a non-binding advisory basis the compensation of W.W. Grainger, Inc.'s Named Executive Officers. | Management | F | 18-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| GWW | 384802104 | 27-Apr-2022 | Annual | 4 | Proposal to approve the W.W. Grainger, Inc. 2022 Incentive Plan. | Management | F | 18-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CCK | 228368106 | 28-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 23-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CCK | 228368106 | 28-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 23-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CCK | 228368106 | 28-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 23-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CCK | 228368106 | 28-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 23-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CCK | 228368106 | 28-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 23-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CCK | 228368106 | 28-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 23-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CCK | 228368106 | 28-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 23-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CCK | 228368106 | 28-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 23-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CCK | 228368106 | 28-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 23-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CCK | 228368106 | 28-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 23-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CCK | 228368106 | 28-Apr-2022 | Annual | 2 | Ratification of the appointment of independent auditors for the fiscal year ending December 31, 2022. | Management | F | 23-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CCK | 228368106 | 28-Apr-2022 | Annual | 3 | Approval by advisory vote of the resolution on executive compensation as described in the Proxy Statement. | Management | F | 23-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CCK | 228368106 | 28-Apr-2022 | Annual | 4 | Adoption of the 2022 Stock-Based Incentive Compensation Plan. | Management | F | 23-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CCK | 228368106 | 28-Apr-2022 | Annual | 5 | Consideration of a Shareholder's proposal requesting the Board of Directors to adopt shareholder special meeting rights. | Management | F | 23-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ZION | 989701107 | 29-Apr-2022 | Annual | 1 | Election of Director: Maria Contreras-Sweet | Management | F | 19-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ZION | 989701107 | 29-Apr-2022 | Annual | 2 | Election of Director: Gary L. Crittenden | Management | F | 19-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ZION | 989701107 | 29-Apr-2022 | Annual | 3 | Election of Director: Suren K. Gupta | Management | F | 19-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ZION | 989701107 | 29-Apr-2022 | Annual | 4 | Election of Director: Claire A. Huang | Management | F | 19-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ZION | 989701107 | 29-Apr-2022 | Annual | 5 | Election of Director: Vivian S. Lee | Management | F | 19-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ZION | 989701107 | 29-Apr-2022 | Annual | 6 | Election of Director: Scott J. McLean | Management | F | 19-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ZION | 989701107 | 29-Apr-2022 | Annual | 7 | Election of Director: Edward F. Murphy | Management | F | 19-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ZION | 989701107 | 29-Apr-2022 | Annual | 8 | Election of Director: Stephen D. Quinn | Management | F | 19-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ZION | 989701107 | 29-Apr-2022 | Annual | 9 | Election of Director: Harris H. Simmons | Management | F | 19-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ZION | 989701107 | 29-Apr-2022 | Annual | 10 | Election of Director: Aaron B. Skonnard | Management | F | 19-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ZION | 989701107 | 29-Apr-2022 | Annual | 11 | Election of Director: Barbara A. Yastine | Management | F | 19-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ZION | 989701107 | 29-Apr-2022 | Annual | 12 | Ratification of the appointment of Ernst & Young LLP as the Independent Registered Public Accounting Firm to audit the Bank's financial statements for the current fiscal year. | Management | F | 19-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ZION | 989701107 | 29-Apr-2022 | Annual | 13 | Approval, on a nonbinding advisory basis, of the compensation paid to the Bank's named executive officers with respect to fiscal year ended December 31, 2021. | Management | F | 19-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ZION | 989701107 | 29-Apr-2022 | Annual | 14 | Approval of the Bank's 2022 Omnibus Incentive Plan. | Management | F | 19-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BRKB | 084670702 | 30-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 17-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BRKB | 084670702 | 30-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 17-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BRKB | 084670702 | 30-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 17-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BRKB | 084670702 | 30-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 17-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BRKB | 084670702 | 30-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 17-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BRKB | 084670702 | 30-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 17-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BRKB | 084670702 | 30-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 17-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BRKB | 084670702 | 30-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 17-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BRKB | 084670702 | 30-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 17-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BRKB | 084670702 | 30-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 17-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BRKB | 084670702 | 30-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 17-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BRKB | 084670702 | 30-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 17-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BRKB | 084670702 | 30-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 17-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BRKB | 084670702 | 30-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 17-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BRKB | 084670702 | 30-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 17-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BRKB | 084670702 | 30-Apr-2022 | Annual | 2 | Shareholder proposal regarding the adoption of a policy requiring that the Board Chair be an independent director. | Shareholder | N | 17-Mar-2022 | N | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BRKB | 084670702 | 30-Apr-2022 | Annual | 3 | Shareholder proposal regarding the publishing of an annual assessment addressing how the Corporation manages climate risks. | Shareholder | N | 17-Mar-2022 | N | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BRKB | 084670702 | 30-Apr-2022 | Annual | 4 | Shareholder proposal regarding how the Corporation intends to measure, disclose and reduce greenhouse gas emissions. | Shareholder | N | 17-Mar-2022 | N | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BRKB | 084670702 | 30-Apr-2022 | Annual | 5 | Shareholder proposal regarding the reporting of the Corporation's diversity, equity and inclusion efforts. | Shareholder | N | 17-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AMH | 02665T306 | 03-May-2022 | Annual | 1 | Election of Trustee: Kenneth M. Woolley | Management | F | 20-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AMH | 02665T306 | 03-May-2022 | Annual | 2 | Election of Trustee: David P. Singelyn | Management | F | 20-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AMH | 02665T306 | 03-May-2022 | Annual | 3 | Election of Trustee: Douglas N. Benham | Management | F | 20-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AMH | 02665T306 | 03-May-2022 | Annual | 4 | Election of Trustee: Jack Corrigan | Management | F | 20-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AMH | 02665T306 | 03-May-2022 | Annual | 5 | Election of Trustee: David Goldberg | Management | F | 20-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AMH | 02665T306 | 03-May-2022 | Annual | 6 | Election of Trustee: Tamara H. Gustavson | Management | F | 20-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AMH | 02665T306 | 03-May-2022 | Annual | 7 | Election of Trustee: Matthew J. Hart | Management | F | 20-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AMH | 02665T306 | 03-May-2022 | Annual | 8 | Election of Trustee: Michelle C. Kerrick | Management | F | 20-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AMH | 02665T306 | 03-May-2022 | Annual | 9 | Election of Trustee: James H. Kropp | Management | F | 20-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AMH | 02665T306 | 03-May-2022 | Annual | 10 | Election of Trustee: Lynn C. Swann | Management | F | 20-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AMH | 02665T306 | 03-May-2022 | Annual | 11 | Election of Trustee: Winifred M. Webb | Management | F | 20-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AMH | 02665T306 | 03-May-2022 | Annual | 12 | Election of Trustee: Jay Willoughby | Management | F | 20-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AMH | 02665T306 | 03-May-2022 | Annual | 13 | Election of Trustee: Matthew R. Zaist | Management | F | 20-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AMH | 02665T306 | 03-May-2022 | Annual | 14 | Ratification of the Appointment of Ernst & Young LLP as American Homes 4 Rent's Independent Registered Public Accounting Firm for the Fiscal Year Ending December 31, 2022. | Management | F | 20-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AMH | 02665T306 | 03-May-2022 | Annual | 15 | Advisory Vote to Approve American Homes 4 Rent's Named Executive Officer Compensation. | Management | F | 20-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BOKF | 05561Q201 | 03-May-2022 | Annual | 1 | DIRECTOR | Management | F | 28-Mar-2022 | W | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BOKF | 05561Q201 | 03-May-2022 | Annual | 1 | DIRECTOR | Management | F | 28-Mar-2022 | W | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BOKF | 05561Q201 | 03-May-2022 | Annual | 1 | DIRECTOR | Management | F | 28-Mar-2022 | W | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BOKF | 05561Q201 | 03-May-2022 | Annual | 1 | DIRECTOR | Management | F | 28-Mar-2022 | W | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BOKF | 05561Q201 | 03-May-2022 | Annual | 1 | DIRECTOR | Management | F | 28-Mar-2022 | W | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BOKF | 05561Q201 | 03-May-2022 | Annual | 1 | DIRECTOR | Management | F | 28-Mar-2022 | W | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BOKF | 05561Q201 | 03-May-2022 | Annual | 1 | DIRECTOR | Management | F | 28-Mar-2022 | W | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BOKF | 05561Q201 | 03-May-2022 | Annual | 1 | DIRECTOR | Management | F | 28-Mar-2022 | W | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BOKF | 05561Q201 | 03-May-2022 | Annual | 1 | DIRECTOR | Management | F | 28-Mar-2022 | W | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BOKF | 05561Q201 | 03-May-2022 | Annual | 1 | DIRECTOR | Management | F | 28-Mar-2022 | W | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BOKF | 05561Q201 | 03-May-2022 | Annual | 1 | DIRECTOR | Management | F | 28-Mar-2022 | W | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BOKF | 05561Q201 | 03-May-2022 | Annual | 1 | DIRECTOR | Management | F | 28-Mar-2022 | W | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BOKF | 05561Q201 | 03-May-2022 | Annual | 1 | DIRECTOR | Management | F | 28-Mar-2022 | W | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BOKF | 05561Q201 | 03-May-2022 | Annual | 1 | DIRECTOR | Management | F | 28-Mar-2022 | W | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BOKF | 05561Q201 | 03-May-2022 | Annual | 1 | DIRECTOR | Management | F | 28-Mar-2022 | W | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BOKF | 05561Q201 | 03-May-2022 | Annual | 1 | DIRECTOR | Management | F | 28-Mar-2022 | W | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BOKF | 05561Q201 | 03-May-2022 | Annual | 1 | DIRECTOR | Management | F | 28-Mar-2022 | W | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BOKF | 05561Q201 | 03-May-2022 | Annual | 1 | DIRECTOR | Management | F | 28-Mar-2022 | W | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BOKF | 05561Q201 | 03-May-2022 | Annual | 1 | DIRECTOR | Management | F | 28-Mar-2022 | W | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BOKF | 05561Q201 | 03-May-2022 | Annual | 1 | DIRECTOR | Management | F | 28-Mar-2022 | W | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BOKF | 05561Q201 | 03-May-2022 | Annual | 1 | DIRECTOR | Management | F | 28-Mar-2022 | W | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BOKF | 05561Q201 | 03-May-2022 | Annual | 1 | DIRECTOR | Management | F | 28-Mar-2022 | W | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BOKF | 05561Q201 | 03-May-2022 | Annual | 2 | Ratification of the selection of Ernst & Young LLP as BOK Financial Corporation's independent auditors for the fiscal year ending December 31, 2022. | Management | F | 28-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BOKF | 05561Q201 | 03-May-2022 | Annual | 3 | Approval of the compensation of the Company's named executive officers as disclosed in the Proxy Statement. | Management | F | 28-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ALLY | 02005N100 | 03-May-2022 | Annual | 1 | Election of Director: Franklin W. Hobbs | Management | F | 16-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ALLY | 02005N100 | 03-May-2022 | Annual | 2 | Election of Director: Kenneth J. Bacon | Management | F | 16-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ALLY | 02005N100 | 03-May-2022 | Annual | 3 | Election of Director: Maureen A. Breakiron-Evans | Management | F | 16-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ALLY | 02005N100 | 03-May-2022 | Annual | 4 | Election of Director: William H. Cary | Management | F | 16-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ALLY | 02005N100 | 03-May-2022 | Annual | 5 | Election of Director: Mayree C. Clark | Management | F | 16-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ALLY | 02005N100 | 03-May-2022 | Annual | 6 | Election of Director: Kim S. Fennebresque | Management | F | 16-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ALLY | 02005N100 | 03-May-2022 | Annual | 7 | Election of Director: Melissa Goldman | Management | F | 16-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ALLY | 02005N100 | 03-May-2022 | Annual | 8 | Election of Director: Marjorie Magner | Management | F | 16-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ALLY | 02005N100 | 03-May-2022 | Annual | 9 | Election of Director: David Reilly | Management | F | 16-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ALLY | 02005N100 | 03-May-2022 | Annual | 10 | Election of Director: Brian H. Sharples | Management | F | 16-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ALLY | 02005N100 | 03-May-2022 | Annual | 11 | Election of Director: Michael F. Steib | Management | F | 16-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ALLY | 02005N100 | 03-May-2022 | Annual | 12 | Election of Director: Jeffrey J. Brown | Management | F | 16-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ALLY | 02005N100 | 03-May-2022 | Annual | 13 | Advisory vote on executive compensation. | Management | F | 16-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ALLY | 02005N100 | 03-May-2022 | Annual | 14 | Ratification of the Audit Committee's engagement of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2022. | Management | F | 16-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| FBHS | 34964C106 | 03-May-2022 | Annual | 1 | Election of Class II Director: Susan S. Kilsby | Management | F | 22-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| FBHS | 34964C106 | 03-May-2022 | Annual | 2 | Election of Class II Director: Amit Banati | Management | F | 22-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| FBHS | 34964C106 | 03-May-2022 | Annual | 3 | Election of Class II Director: Irial Finan | Management | F | 22-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| FBHS | 34964C106 | 03-May-2022 | Annual | 4 | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for 2022. | Management | F | 22-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| FBHS | 34964C106 | 03-May-2022 | Annual | 5 | Advisory vote to approve named executive officer compensation. | Management | F | 22-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| FBHS | 34964C106 | 03-May-2022 | Annual | 6 | Approval of the Fortune Brands Home & Security, Inc. 2022 Long- Term Incentive Plan. | Management | F | 22-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AXP | 025816109 | 03-May-2022 | Annual | 1 | Election of Director for a term of one year: Thomas J. Baltimore | Management | F | 23-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AXP | 025816109 | 03-May-2022 | Annual | 2 | Election of Director for a term of one year: Charlene Barshefsky | Management | F | 23-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AXP | 025816109 | 03-May-2022 | Annual | 3 | Election of Director for a term of one year: John J. Brennan | Management | F | 23-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AXP | 025816109 | 03-May-2022 | Annual | 4 | Election of Director for a term of one year: Peter Chernin | Management | F | 23-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AXP | 025816109 | 03-May-2022 | Annual | 5 | Election of Director for a term of one year: Ralph de la Vega | Management | F | 23-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AXP | 025816109 | 03-May-2022 | Annual | 6 | Election of Director for a term of one year: Michael O. Leavitt | Management | F | 23-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AXP | 025816109 | 03-May-2022 | Annual | 7 | Election of Director for a term of one year: Theodore J. Leonsis | Management | F | 23-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AXP | 025816109 | 03-May-2022 | Annual | 8 | Election of Director for a term of one year: Karen L. Parkhill | Management | F | 23-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AXP | 025816109 | 03-May-2022 | Annual | 9 | Election of Director for a term of one year: Charles E. Phillips | Management | F | 23-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AXP | 025816109 | 03-May-2022 | Annual | 10 | Election of Director for a term of one year: Lynn A. Pike | Management | F | 23-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AXP | 025816109 | 03-May-2022 | Annual | 11 | Election of Director for a term of one year: Stephen J. Squeri | Management | F | 23-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AXP | 025816109 | 03-May-2022 | Annual | 12 | Election of Director for a term of one year: Daniel L. Vasella | Management | F | 23-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AXP | 025816109 | 03-May-2022 | Annual | 13 | Election of Director for a term of one year: Lisa W. Wardell | Management | F | 23-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AXP | 025816109 | 03-May-2022 | Annual | 14 | Election of Director for a term of one year: Christopher D. Young | Management | F | 23-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AXP | 025816109 | 03-May-2022 | Annual | 15 | Ratification of appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for 2022. | Management | F | 23-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AXP | 025816109 | 03-May-2022 | Annual | 16 | Approval, on an advisory basis, of the Company's executive compensation. | Management | F | 23-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AXP | 025816109 | 03-May-2022 | Annual | 17 | Shareholder Proposal Relating to Independent Board Chairman. | Shareholder | N | 23-Mar-2022 | N | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| MGM | 552953101 | 04-May-2022 | Annual | 1 | Election of Director: Barry Diller | Management | F | 27-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| MGM | 552953101 | 04-May-2022 | Annual | 2 | Election of Director: Alexis M. Herman | Management | F | 27-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| MGM | 552953101 | 04-May-2022 | Annual | 3 | Election of Director: William J. Hornbuckle | Management | F | 27-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| MGM | 552953101 | 04-May-2022 | Annual | 4 | Election of Director: Mary Chris Jammet | Management | F | 27-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| MGM | 552953101 | 04-May-2022 | Annual | 5 | Election of Director: Joey Levin | Management | F | 27-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| MGM | 552953101 | 04-May-2022 | Annual | 6 | Election of Director: Rose McKinney-James | Management | F | 27-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| MGM | 552953101 | 04-May-2022 | Annual | 7 | Election of Director: Keith A. Meister | Management | F | 27-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| MGM | 552953101 | 04-May-2022 | Annual | 8 | Election of Director: Paul Salem | Management | F | 27-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| MGM | 552953101 | 04-May-2022 | Annual | 9 | Election of Director: Gregory M. Spierkel | Management | F | 27-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| MGM | 552953101 | 04-May-2022 | Annual | 10 | Election of Director: Jan G. Swartz | Management | F | 27-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| MGM | 552953101 | 04-May-2022 | Annual | 11 | Election of Director: Daniel J. Taylor | Management | F | 27-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| MGM | 552953101 | 04-May-2022 | Annual | 12 | To ratify the selection of Deloitte & Touche LLP, as the independent registered public accounting firm for the year ending December 31, 2022. | Management | F | 27-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| MGM | 552953101 | 04-May-2022 | Annual | 13 | To approve, on an advisory basis, the compensation of our named executive officers. | Management | F | 27-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| MGM | 552953101 | 04-May-2022 | Annual | 14 | To approve and adopt the 2022 Omnibus Incentive Plan. | Management | F | 27-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CSX | 126408103 | 04-May-2022 | Annual | 1 | Election of Director: Donna M. Alvarado | Management | F | 23-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CSX | 126408103 | 04-May-2022 | Annual | 2 | Election of Director: Thomas P. Bostick | Management | F | 23-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CSX | 126408103 | 04-May-2022 | Annual | 3 | Election of Director: James M. Foote | Management | F | 23-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CSX | 126408103 | 04-May-2022 | Annual | 4 | Election of Director: Steven T. Halverson | Management | F | 23-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CSX | 126408103 | 04-May-2022 | Annual | 5 | Election of Director: Paul C. Hilal | Management | F | 23-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CSX | 126408103 | 04-May-2022 | Annual | 6 | Election of Director: David M. Moffett | Management | F | 23-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CSX | 126408103 | 04-May-2022 | Annual | 7 | Election of Director: Linda H. Riefler | Management | F | 23-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CSX | 126408103 | 04-May-2022 | Annual | 8 | Election of Director: Suzanne M. Vautrinot | Management | F | 23-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CSX | 126408103 | 04-May-2022 | Annual | 9 | Election of Director: James L. Wainscott | Management | F | 23-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CSX | 126408103 | 04-May-2022 | Annual | 10 | Election of Director: J. Steven Whisler | Management | F | 23-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CSX | 126408103 | 04-May-2022 | Annual | 11 | Election of Director: John J. Zillmer | Management | F | 23-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CSX | 126408103 | 04-May-2022 | Annual | 12 | The ratification of the appointment of Ernst & Young LLP as the Independent Registered Public Accounting Firm for 2022. | Management | F | 23-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CSX | 126408103 | 04-May-2022 | Annual | 13 | Advisory (non-binding) resolution to approve compensation for the Company's named executive officers. | Management | F | 23-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| NVR | 62944T105 | 04-May-2022 | Annual | 1 | Election of Director: Paul C. Saville | Management | F | 28-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| NVR | 62944T105 | 04-May-2022 | Annual | 2 | Election of Director: C.E. Andrews | Management | F | 28-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| NVR | 62944T105 | 04-May-2022 | Annual | 3 | Election of Director: Sallie B. Bailey | Management | F | 28-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| NVR | 62944T105 | 04-May-2022 | Annual | 4 | Election of Director: Thomas D. Eckert | Management | F | 28-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| NVR | 62944T105 | 04-May-2022 | Annual | 5 | Election of Director: Alfred E. Festa | Management | F | 28-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| NVR | 62944T105 | 04-May-2022 | Annual | 6 | Election of Director: Alexandra A. Jung | Management | F | 28-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| NVR | 62944T105 | 04-May-2022 | Annual | 7 | Election of Director: Mel Martinez | Management | F | 28-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| NVR | 62944T105 | 04-May-2022 | Annual | 8 | Election of Director: David A. Preiser | Management | F | 28-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| NVR | 62944T105 | 04-May-2022 | Annual | 9 | Election of Director: W. Grady Rosier | Management | F | 28-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| NVR | 62944T105 | 04-May-2022 | Annual | 10 | Election of Director: Susan Williamson Ross | Management | F | 28-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| NVR | 62944T105 | 04-May-2022 | Annual | 11 | Ratification of appointment of KPMG LLP as independent auditor for the year ending December 31, 2022. | Management | F | 28-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| NVR | 62944T105 | 04-May-2022 | Annual | 12 | Advisory vote to approve executive compensation. | Management | F | 28-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| TPX | 88023U101 | 05-May-2022 | Annual | 1 | Election of Director: Evelyn S. Dilsaver | Management | F | 26-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| TPX | 88023U101 | 05-May-2022 | Annual | 2 | Election of Director: Simon John Dyer | Management | F | 26-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| TPX | 88023U101 | 05-May-2022 | Annual | 3 | Election of Director: Cathy R. Gates | Management | F | 26-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| TPX | 88023U101 | 05-May-2022 | Annual | 4 | Election of Director: John A. Heil | Management | F | 26-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| TPX | 88023U101 | 05-May-2022 | Annual | 5 | Election of Director: Meredith Siegfried Madden | Management | F | 26-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| TPX | 88023U101 | 05-May-2022 | Annual | 6 | Election of Director: Richard W. Neu | Management | F | 26-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| TPX | 88023U101 | 05-May-2022 | Annual | 7 | Election of Director: Scott L. Thompson | Management | F | 26-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| TPX | 88023U101 | 05-May-2022 | Annual | 8 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2022. | Management | F | 26-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| TPX | 88023U101 | 05-May-2022 | Annual | 9 | ADVISORY VOTE TO APPROVE THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Management | F | 26-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| TPX | 88023U101 | 05-May-2022 | Annual | 10 | APPROVAL OF THE AMENDED AND RESTATED 2013 EQUITY INCENTIVE PLAN. | Management | F | 26-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| STLD | 858119100 | 05-May-2022 | Annual | 1 | DIRECTOR | Management | F | 24-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| STLD | 858119100 | 05-May-2022 | Annual | 1 | DIRECTOR | Management | F | 24-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| STLD | 858119100 | 05-May-2022 | Annual | 1 | DIRECTOR | Management | F | 24-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| STLD | 858119100 | 05-May-2022 | Annual | 1 | DIRECTOR | Management | F | 24-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| STLD | 858119100 | 05-May-2022 | Annual | 1 | DIRECTOR | Management | F | 24-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| STLD | 858119100 | 05-May-2022 | Annual | 1 | DIRECTOR | Management | F | 24-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| STLD | 858119100 | 05-May-2022 | Annual | 1 | DIRECTOR | Management | F | 24-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| STLD | 858119100 | 05-May-2022 | Annual | 1 | DIRECTOR | Management | F | 24-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| STLD | 858119100 | 05-May-2022 | Annual | 1 | DIRECTOR | Management | F | 24-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| STLD | 858119100 | 05-May-2022 | Annual | 1 | DIRECTOR | Management | F | 24-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| STLD | 858119100 | 05-May-2022 | Annual | 1 | DIRECTOR | Management | F | 24-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| STLD | 858119100 | 05-May-2022 | Annual | 2 | TO APPROVE THE APPOINTMENT OF ERNST & YOUNG LLP AS STEEL DYNAMICS INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2022. | Management | F | 24-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| STLD | 858119100 | 05-May-2022 | Annual | 3 | TO HOLD AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | F | 24-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| COF | 14040H105 | 05-May-2022 | Annual | 1 | Election of Director: Richard D. Fairbank | Management | F | 22-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| COF | 14040H105 | 05-May-2022 | Annual | 2 | Election of Director: Ime Archibong | Management | F | 22-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| COF | 14040H105 | 05-May-2022 | Annual | 3 | Election of Director: Christine Detrick | Management | F | 22-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| COF | 14040H105 | 05-May-2022 | Annual | 4 | Election of Director: Ann Fritz Hackett | Management | F | 22-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| COF | 14040H105 | 05-May-2022 | Annual | 5 | Election of Director: Peter Thomas Killalea | Management | F | 22-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| COF | 14040H105 | 05-May-2022 | Annual | 6 | Election of Director: Cornelis "Eli" Leenaars | Management | F | 22-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| COF | 14040H105 | 05-May-2022 | Annual | 7 | Election of Director: François Locoh-Donou | Management | F | 22-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| COF | 14040H105 | 05-May-2022 | Annual | 8 | Election of Director: Peter E. Raskind | Management | F | 22-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| COF | 14040H105 | 05-May-2022 | Annual | 9 | Election of Director: Eileen Serra | Management | F | 22-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| COF | 14040H105 | 05-May-2022 | Annual | 10 | Election of Director: Mayo A. Shattuck III | Management | F | 22-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| COF | 14040H105 | 05-May-2022 | Annual | 11 | Election of Director: Bradford H. Warner | Management | F | 22-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| COF | 14040H105 | 05-May-2022 | Annual | 12 | Election of Director: Catherine G. West | Management | F | 22-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| COF | 14040H105 | 05-May-2022 | Annual | 13 | Election of Director: Craig Anthony Williams | Management | F | 22-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| COF | 14040H105 | 05-May-2022 | Annual | 14 | Advisory approval of Capital One's 2021 Named Executive Officer compensation. | Management | F | 22-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| COF | 14040H105 | 05-May-2022 | Annual | 15 | Ratification of the selection of Ernst & Young LLP as independent registered public accounting firm of Capital One for 2022. | Management | F | 22-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| COP | 20825C104 | 10-May-2022 | Annual | 1 | Election of Director: Caroline Maury Devine | Management | F | 29-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| COP | 20825C104 | 10-May-2022 | Annual | 2 | Election of Director: Jody Freeman | Management | F | 29-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| COP | 20825C104 | 10-May-2022 | Annual | 3 | Election of Director: Gay Huey Evans | Management | F | 29-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| COP | 20825C104 | 10-May-2022 | Annual | 4 | Election of Director: Jeffrey A. Joerres | Management | F | 29-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| COP | 20825C104 | 10-May-2022 | Annual | 5 | Election of Director: Ryan M. Lance | Management | F | 29-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| COP | 20825C104 | 10-May-2022 | Annual | 6 | Election of Director: Timothy A. Leach | Management | F | 29-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| COP | 20825C104 | 10-May-2022 | Annual | 7 | Election of Director: William H. McRaven | Management | F | 29-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| COP | 20825C104 | 10-May-2022 | Annual | 8 | Election of Director: Sharmila Mulligan | Management | F | 29-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| COP | 20825C104 | 10-May-2022 | Annual | 9 | Election of Director: Eric D. Mullins | Management | F | 29-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| COP | 20825C104 | 10-May-2022 | Annual | 10 | Election of Director: Arjun N. Murti | Management | F | 29-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| COP | 20825C104 | 10-May-2022 | Annual | 11 | Election of Director: Robert A. Niblock | Management | F | 29-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| COP | 20825C104 | 10-May-2022 | Annual | 12 | Election of Director: David T. Seaton | Management | F | 29-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| COP | 20825C104 | 10-May-2022 | Annual | 13 | Election of Director: R.A. Walker | Management | F | 29-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| COP | 20825C104 | 10-May-2022 | Annual | 14 | Proposal to ratify appointment of Ernst & Young LLP as ConocoPhillips' independent registered public accounting firm for 2022. | Management | F | 29-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| COP | 20825C104 | 10-May-2022 | Annual | 15 | Advisory Approval of Executive Compensation. | Management | F | 29-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| COP | 20825C104 | 10-May-2022 | Annual | 16 | Adoption of Amended and Restated Certificate of Incorporation to Eliminate Supermajority Voting Provisions. | Management | F | 29-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| COP | 20825C104 | 10-May-2022 | Annual | 17 | Advisory Vote on Right to Call Special Meeting. | Management | F | 29-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| COP | 20825C104 | 10-May-2022 | Annual | 18 | Right to Call Special Meeting. | Management | N | 29-Mar-2022 | N | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| COP | 20825C104 | 10-May-2022 | Annual | 19 | Emissions Reduction Targets. | Management | N | 29-Mar-2022 | N | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| COP | 20825C104 | 10-May-2022 | Annual | 20 | Report on Lobbying Activities. | Management | N | 29-Mar-2022 | N | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| LKQ | 501889208 | 10-May-2022 | Annual | 1 | Election of Director: Patrick Berard | Management | F | 03-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| LKQ | 501889208 | 10-May-2022 | Annual | 2 | Election of Director: Meg A. Divitto | Management | F | 03-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| LKQ | 501889208 | 10-May-2022 | Annual | 3 | Election of Director: Robert M. Hanser | Management | F | 03-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| LKQ | 501889208 | 10-May-2022 | Annual | 4 | Election of Director: Joseph M. Holsten | Management | F | 03-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| LKQ | 501889208 | 10-May-2022 | Annual | 5 | Election of Director: Blythe J. McGarvie | Management | F | 03-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| LKQ | 501889208 | 10-May-2022 | Annual | 6 | Election of Director: John W. Mendel | Management | F | 03-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| LKQ | 501889208 | 10-May-2022 | Annual | 7 | Election of Director: Jody G. Miller | Management | F | 03-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| LKQ | 501889208 | 10-May-2022 | Annual | 8 | Election of Director: Guhan Subramanian | Management | F | 03-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| LKQ | 501889208 | 10-May-2022 | Annual | 9 | Election of Director: Xavier Urbain | Management | F | 03-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| LKQ | 501889208 | 10-May-2022 | Annual | 10 | Election of Director: Jacob H. Welch | Management | F | 03-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| LKQ | 501889208 | 10-May-2022 | Annual | 11 | Election of Director: Dominick Zarcone | Management | F | 03-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| LKQ | 501889208 | 10-May-2022 | Annual | 12 | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2022. | Management | F | 03-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| LKQ | 501889208 | 10-May-2022 | Annual | 13 | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | F | 03-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| PRU | 744320102 | 10-May-2022 | Annual | 1 | Election of Director: Thomas J. Baltimore, Jr. | Management | F | 29-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| PRU | 744320102 | 10-May-2022 | Annual | 2 | Election of Director: Gilbert F. Casellas | Management | F | 29-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| PRU | 744320102 | 10-May-2022 | Annual | 3 | Election of Director: Robert M. Falzon | Management | F | 29-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| PRU | 744320102 | 10-May-2022 | Annual | 4 | Election of Director: Martina Hund-Mejean | Management | F | 29-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| PRU | 744320102 | 10-May-2022 | Annual | 5 | Election of Director: Wendy Jones | Management | F | 29-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| PRU | 744320102 | 10-May-2022 | Annual | 6 | Election of Director: Karl J. Krapek | Management | F | 29-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| PRU | 744320102 | 10-May-2022 | Annual | 7 | Election of Director: Peter R. Lighte | Management | F | 29-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| PRU | 744320102 | 10-May-2022 | Annual | 8 | Election of Director: Charles F. Lowrey | Management | F | 29-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| PRU | 744320102 | 10-May-2022 | Annual | 9 | Election of Director: George Paz | Management | F | 29-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| PRU | 744320102 | 10-May-2022 | Annual | 10 | Election of Director: Sandra Pianalto | Management | F | 29-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| PRU | 744320102 | 10-May-2022 | Annual | 11 | Election of Director: Christine A. Poon | Management | F | 29-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| PRU | 744320102 | 10-May-2022 | Annual | 12 | Election of Director: Douglas A. Scovanner | Management | F | 29-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| PRU | 744320102 | 10-May-2022 | Annual | 13 | Election of Director: Michael A. Todman | Management | F | 29-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| PRU | 744320102 | 10-May-2022 | Annual | 14 | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2022. | Management | F | 29-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| PRU | 744320102 | 10-May-2022 | Annual | 15 | Advisory vote to approve named executive officer compensation. | Management | F | 29-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| PRU | 744320102 | 10-May-2022 | Annual | 16 | Shareholder proposal to adopt the right to act by written consent. | Shareholder | N | 29-Mar-2022 | N | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| KSS | 500255104 | 11-May-2022 | Annual | 1 | DIRECTOR | Management | F | 30-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| KSS | 500255104 | 11-May-2022 | Annual | 1 | DIRECTOR | Management | F | 30-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| KSS | 500255104 | 11-May-2022 | Annual | 1 | DIRECTOR | Management | F | 30-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| KSS | 500255104 | 11-May-2022 | Annual | 1 | DIRECTOR | Management | F | 30-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| KSS | 500255104 | 11-May-2022 | Annual | 1 | DIRECTOR | Management | F | 30-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| KSS | 500255104 | 11-May-2022 | Annual | 1 | DIRECTOR | Management | F | 30-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| KSS | 500255104 | 11-May-2022 | Annual | 1 | DIRECTOR | Management | F | 30-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| KSS | 500255104 | 11-May-2022 | Annual | 1 | DIRECTOR | Management | F | 30-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| KSS | 500255104 | 11-May-2022 | Annual | 1 | DIRECTOR | Management | F | 30-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| KSS | 500255104 | 11-May-2022 | Annual | 1 | DIRECTOR | Management | F | 30-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| KSS | 500255104 | 11-May-2022 | Annual | 1 | DIRECTOR | Management | F | 30-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| KSS | 500255104 | 11-May-2022 | Annual | 1 | DIRECTOR | Management | F | 30-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| KSS | 500255104 | 11-May-2022 | Annual | 1 | DIRECTOR | Management | F | 30-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| KSS | 500255104 | 11-May-2022 | Annual | 2 | To approve, by an advisory vote, the compensation of our named executive officers. | Management | F | 30-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| KSS | 500255104 | 11-May-2022 | Annual | 3 | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 28, 2023. | Management | F | 30-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| KSS | 500255104 | 11-May-2022 | Annual | 1 | DIRECTOR | Management | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF | ||
| KSS | 500255104 | 11-May-2022 | Annual | 1 | DIRECTOR | Management | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF | ||
| KSS | 500255104 | 11-May-2022 | Annual | 1 | DIRECTOR | Management | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF | ||
| KSS | 500255104 | 11-May-2022 | Annual | 1 | DIRECTOR | Management | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF | ||
| KSS | 500255104 | 11-May-2022 | Annual | 1 | DIRECTOR | Management | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF | ||
| KSS | 500255104 | 11-May-2022 | Annual | 1 | DIRECTOR | Management | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF | ||
| KSS | 500255104 | 11-May-2022 | Annual | 1 | DIRECTOR | Management | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF | ||
| KSS | 500255104 | 11-May-2022 | Annual | 1 | DIRECTOR | Management | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF | ||
| KSS | 500255104 | 11-May-2022 | Annual | 1 | DIRECTOR | Management | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF | ||
| KSS | 500255104 | 11-May-2022 | Annual | 1 | DIRECTOR | Management | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF | ||
| KSS | 500255104 | 11-May-2022 | Annual | 2 | The Company's proposal to approve, by advisory vote, the compensation of the Company's named executive officers. | Management | N | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF | ||
| KSS | 500255104 | 11-May-2022 | Annual | 3 | The Company's proposal to ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending January 28, 2023. | Management | / | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF | ||
| LH | 50540R409 | 11-May-2022 | Annual | 1 | Election of Director: Kerrii B. Anderson | Management | F | 04-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| LH | 50540R409 | 11-May-2022 | Annual | 2 | Election of Director: Jean-Luc Bélingard | Management | F | 04-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| LH | 50540R409 | 11-May-2022 | Annual | 3 | Election of Director: Jeffrey A. Davis | Management | F | 04-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| LH | 50540R409 | 11-May-2022 | Annual | 4 | Election of Director: D. Gary Gilliland, M.D., Ph.D. | Management | F | 04-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| LH | 50540R409 | 11-May-2022 | Annual | 5 | Election of Director: Garheng Kong, M.D., Ph.D. | Management | F | 04-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| LH | 50540R409 | 11-May-2022 | Annual | 6 | Election of Director: Peter M. Neupert | Management | F | 04-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| LH | 50540R409 | 11-May-2022 | Annual | 7 | Election of Director: Richelle P. Parham | Management | F | 04-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| LH | 50540R409 | 11-May-2022 | Annual | 8 | Election of Director: Adam H. Schechter | Management | F | 04-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| LH | 50540R409 | 11-May-2022 | Annual | 9 | Election of Director: Kathryn E. Wengel | Management | F | 04-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| LH | 50540R409 | 11-May-2022 | Annual | 10 | Election of Director: R. Sanders Williams, M.D. | Management | F | 04-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| LH | 50540R409 | 11-May-2022 | Annual | 11 | To approve, by non-binding vote, executive compensation. | Management | F | 04-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| LH | 50540R409 | 11-May-2022 | Annual | 12 | Ratification of the appointment of Deloitte and Touche LLP as Laboratory Corporation of America Holdings' independent registered public accounting firm for the year ending December 31, 2022. | Management | F | 04-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| LH | 50540R409 | 11-May-2022 | Annual | 13 | Shareholder proposal seeking an amendment to our governing documents relating to procedural requirements in connection with shareholders' rights to call a special meeting. | Shareholder | N | 04-Apr-2022 | N | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AIG | 026874784 | 11-May-2022 | Annual | 1 | Election of Director: JAMES COLE, JR. | Management | F | 30-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AIG | 026874784 | 11-May-2022 | Annual | 2 | Election of Director: W. DON CORNWELL | Management | F | 30-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AIG | 026874784 | 11-May-2022 | Annual | 3 | Election of Director: WILLIAM G. JURGENSEN | Management | F | 30-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AIG | 026874784 | 11-May-2022 | Annual | 4 | Election of Director: LINDA A. MILLS | Management | F | 30-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AIG | 026874784 | 11-May-2022 | Annual | 5 | Election of Director: THOMAS F. MOTAMED | Management | F | 30-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AIG | 026874784 | 11-May-2022 | Annual | 6 | Election of Director: PETER R. PORRINO | Management | F | 30-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AIG | 026874784 | 11-May-2022 | Annual | 7 | Election of Director: JOHN G. RICE | Management | F | 30-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AIG | 026874784 | 11-May-2022 | Annual | 8 | Election of Director: DOUGLAS M. STEENLAND | Management | F | 30-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AIG | 026874784 | 11-May-2022 | Annual | 9 | Election of Director: THERESE M. VAUGHAN | Management | F | 30-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AIG | 026874784 | 11-May-2022 | Annual | 10 | Election of Director: PETER ZAFFINO | Management | F | 30-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AIG | 026874784 | 11-May-2022 | Annual | 11 | Approve, on an advisory basis, the 2021 compensation of AIG's named executives. | Management | F | 30-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AIG | 026874784 | 11-May-2022 | Annual | 12 | Ratify the selection of PricewaterhouseCoopers LLP to serve as AIG's independent registered public accounting firm for 2022. | Management | F | 30-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AIG | 026874784 | 11-May-2022 | Annual | 13 | Shareholder proposal to reduce the threshold to call special meetings from 25 percent to 10 percent. | Shareholder | N | 30-Mar-2022 | N | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ARW | 042735100 | 11-May-2022 | Annual | 1 | DIRECTOR | Management | F | 31-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ARW | 042735100 | 11-May-2022 | Annual | 1 | DIRECTOR | Management | F | 31-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ARW | 042735100 | 11-May-2022 | Annual | 1 | DIRECTOR | Management | F | 31-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ARW | 042735100 | 11-May-2022 | Annual | 1 | DIRECTOR | Management | F | 31-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ARW | 042735100 | 11-May-2022 | Annual | 1 | DIRECTOR | Management | F | 31-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ARW | 042735100 | 11-May-2022 | Annual | 1 | DIRECTOR | Management | F | 31-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ARW | 042735100 | 11-May-2022 | Annual | 1 | DIRECTOR | Management | F | 31-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ARW | 042735100 | 11-May-2022 | Annual | 1 | DIRECTOR | Management | F | 31-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ARW | 042735100 | 11-May-2022 | Annual | 1 | DIRECTOR | Management | F | 31-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ARW | 042735100 | 11-May-2022 | Annual | 1 | DIRECTOR | Management | F | 31-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ARW | 042735100 | 11-May-2022 | Annual | 1 | DIRECTOR | Management | F | 31-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ARW | 042735100 | 11-May-2022 | Annual | 2 | To ratify the appointment of Ernst & Young LLP as Arrow's independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | F | 31-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ARW | 042735100 | 11-May-2022 | Annual | 3 | To approve, by non-binding vote, named executive officer compensation. | Management | F | 31-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| NUE | 670346105 | 12-May-2022 | Annual | 1 | DIRECTOR | Management | F | 26-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| NUE | 670346105 | 12-May-2022 | Annual | 1 | DIRECTOR | Management | F | 26-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| NUE | 670346105 | 12-May-2022 | Annual | 1 | DIRECTOR | Management | F | 26-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| NUE | 670346105 | 12-May-2022 | Annual | 1 | DIRECTOR | Management | F | 26-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| NUE | 670346105 | 12-May-2022 | Annual | 1 | DIRECTOR | Management | F | 26-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| NUE | 670346105 | 12-May-2022 | Annual | 1 | DIRECTOR | Management | F | 26-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| NUE | 670346105 | 12-May-2022 | Annual | 1 | DIRECTOR | Management | F | 26-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| NUE | 670346105 | 12-May-2022 | Annual | 1 | DIRECTOR | Management | F | 26-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| NUE | 670346105 | 12-May-2022 | Annual | 2 | Ratification of the appointment of PricewaterhouseCoopers LLP to serve as Nucor's independent registered public accounting firm for 2022 | Management | F | 26-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| NUE | 670346105 | 12-May-2022 | Annual | 3 | Approval, on an advisory basis, of Nucor's named executive officer compensation in 2021 | Management | F | 26-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| MAS | 574599106 | 12-May-2022 | Annual | 1 | Election of Director: Donald R. Parfet | Management | F | 01-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| MAS | 574599106 | 12-May-2022 | Annual | 2 | Election of Director: Lisa A. Payne | Management | F | 01-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| MAS | 574599106 | 12-May-2022 | Annual | 3 | Election of Director: Reginald M. Turner | Management | F | 01-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| MAS | 574599106 | 12-May-2022 | Annual | 4 | To approve, by non-binding advisory vote, the compensation paid to the Company's named executive officers, as disclosed pursuant to the compensation disclosure rules of the SEC, including the Compensation Discussion and Analysis, the compensation tables and the related materials disclosed in the Proxy Statement. | Management | F | 01-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| MAS | 574599106 | 12-May-2022 | Annual | 5 | To ratify the selection of PricewaterhouseCoopers LLP as independent auditors for the Company for 2022. | Management | F | 01-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BPOP | 733174700 | 12-May-2022 | Annual | 1 | Election of Class 1 Director for a one year term: Alejandro M. Ballester | Management | F | 31-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BPOP | 733174700 | 12-May-2022 | Annual | 2 | Election of Class 1 Director for a one year term: Richard L. Carrión | Management | F | 31-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BPOP | 733174700 | 12-May-2022 | Annual | 3 | Election of Class 1 Director for a one year term: Betty DeVita | Management | F | 31-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BPOP | 733174700 | 12-May-2022 | Annual | 4 | Election of Class 1 Director for a one year term: Carlos A. Unanue | Management | F | 31-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BPOP | 733174700 | 12-May-2022 | Annual | 5 | Election of Class 2 Director for a one year term: Joaquín E. Bacardí, III | Management | F | 31-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BPOP | 733174700 | 12-May-2022 | Annual | 6 | Election of Class 2 Director for a one year term: Robert Carrady | Management | F | 31-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BPOP | 733174700 | 12-May-2022 | Annual | 7 | Election of Class 2 Director for a one year term: John W. Diercksen | Management | F | 31-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BPOP | 733174700 | 12-May-2022 | Annual | 8 | Election of Class 2 Director for a one year term: Myrna M. Soto | Management | F | 31-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BPOP | 733174700 | 12-May-2022 | Annual | 9 | Election of Class 3 Director for a one year term: José R. Rodríguez | Management | F | 31-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BPOP | 733174700 | 12-May-2022 | Annual | 10 | Approve, on an advisory basis, the Corporation's executive compensation. | Management | F | 31-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BPOP | 733174700 | 12-May-2022 | Annual | 11 | Ratify the appointment of PricewaterhouseCoopers LLP as Popular, Inc.'s independent registered public accounting firm for 2022. | Management | F | 31-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ORLY | 67103H107 | 12-May-2022 | Annual | 1 | Election of Director: David O'Reilly | Management | F | 31-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ORLY | 67103H107 | 12-May-2022 | Annual | 2 | Election of Director: Larry O'Reilly | Management | F | 31-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ORLY | 67103H107 | 12-May-2022 | Annual | 3 | Election of Director: Greg Henslee | Management | F | 31-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ORLY | 67103H107 | 12-May-2022 | Annual | 4 | Election of Director: Jay D. Burchfield | Management | F | 31-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ORLY | 67103H107 | 12-May-2022 | Annual | 5 | Election of Director: Thomas T. Hendrickson | Management | F | 31-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ORLY | 67103H107 | 12-May-2022 | Annual | 6 | Election of Director: John R. Murphy | Management | F | 31-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ORLY | 67103H107 | 12-May-2022 | Annual | 7 | Election of Director: Dana M. Perlman | Management | F | 31-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ORLY | 67103H107 | 12-May-2022 | Annual | 8 | Election of Director: Maria A. Sastre | Management | F | 31-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ORLY | 67103H107 | 12-May-2022 | Annual | 9 | Election of Director: Andrea M. Weiss | Management | F | 31-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ORLY | 67103H107 | 12-May-2022 | Annual | 10 | Election of Director: Fred Whitfield | Management | F | 31-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ORLY | 67103H107 | 12-May-2022 | Annual | 11 | Advisory vote to approve executive compensation. | Management | F | 31-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ORLY | 67103H107 | 12-May-2022 | Annual | 12 | Ratification of appointment of Ernst & Young LLP, as independent auditors for the fiscal year ending December 31, 2022. | Management | F | 31-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| ORLY | 67103H107 | 12-May-2022 | Annual | 13 | Shareholder proposal entitled "Special Shareholder Meeting Improvement." | Shareholder | N | 31-Mar-2022 | N | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| KEY | 493267108 | 12-May-2022 | Annual | 1 | Election of Director: Alexander M. Cutler | Management | F | 29-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| KEY | 493267108 | 12-May-2022 | Annual | 2 | Election of Director: H. James Dallas | Management | F | 29-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| KEY | 493267108 | 12-May-2022 | Annual | 3 | Election of Director: Elizabeth R. Gile | Management | F | 29-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| KEY | 493267108 | 12-May-2022 | Annual | 4 | Election of Director: Ruth Ann M. Gillis | Management | F | 29-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| KEY | 493267108 | 12-May-2022 | Annual | 5 | Election of Director: Christopher M. Gorman | Management | F | 29-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| KEY | 493267108 | 12-May-2022 | Annual | 6 | Election of Director: Robin N. Hayes | Management | F | 29-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| KEY | 493267108 | 12-May-2022 | Annual | 7 | Election of Director: Carlton L. Highsmith | Management | F | 29-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| KEY | 493267108 | 12-May-2022 | Annual | 8 | Election of Director: Richard J. Hipple | Management | F | 29-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| KEY | 493267108 | 12-May-2022 | Annual | 9 | Election of Director: Devina A. Rankin | Management | F | 29-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| KEY | 493267108 | 12-May-2022 | Annual | 10 | Election of Director: Barbara R. Snyder | Management | F | 29-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| KEY | 493267108 | 12-May-2022 | Annual | 11 | Election of Director: Richard J. Tobin | Management | F | 29-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| KEY | 493267108 | 12-May-2022 | Annual | 12 | Election of Director: Todd J. Vasos | Management | F | 29-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| KEY | 493267108 | 12-May-2022 | Annual | 13 | Election of Director: David K. Wilson | Management | F | 29-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| KEY | 493267108 | 12-May-2022 | Annual | 14 | Ratification of the appointment of independent auditor. | Management | F | 29-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| KEY | 493267108 | 12-May-2022 | Annual | 15 | Advisory approval of executive compensation. | Management | F | 29-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| UNP | 907818108 | 12-May-2022 | Annual | 1 | Election of Director: William J. DeLaney | Management | F | 30-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| UNP | 907818108 | 12-May-2022 | Annual | 2 | Election of Director: David B. Dillon | Management | F | 30-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| UNP | 907818108 | 12-May-2022 | Annual | 3 | Election of Director: Sheri H. Edison | Management | F | 30-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| UNP | 907818108 | 12-May-2022 | Annual | 4 | Election of Director: Teresa M. Finley | Management | F | 30-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| UNP | 907818108 | 12-May-2022 | Annual | 5 | Election of Director: Lance M. Fritz | Management | F | 30-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| UNP | 907818108 | 12-May-2022 | Annual | 6 | Election of Director: Deborah C. Hopkins | Management | F | 30-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| UNP | 907818108 | 12-May-2022 | Annual | 7 | Election of Director: Jane H. Lute | Management | F | 30-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| UNP | 907818108 | 12-May-2022 | Annual | 8 | Election of Director: Michael R. McCarthy | Management | F | 30-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| UNP | 907818108 | 12-May-2022 | Annual | 9 | Election of Director: Jose H. Villarreal | Management | F | 30-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| UNP | 907818108 | 12-May-2022 | Annual | 10 | Election of Director: Christopher J. Williams | Management | F | 30-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| UNP | 907818108 | 12-May-2022 | Annual | 11 | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for 2022. | Management | F | 30-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| UNP | 907818108 | 12-May-2022 | Annual | 12 | An advisory vote on executive compensation ("Say On Pay"). | Management | F | 30-Mar-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BBWI | 070830104 | 12-May-2022 | Annual | 1 | Election of Director: Patricia S. Bellinger | Management | F | 02-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BBWI | 070830104 | 12-May-2022 | Annual | 2 | Election of Director: Alessandro Bogliolo | Management | F | 02-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BBWI | 070830104 | 12-May-2022 | Annual | 3 | Election of Director: Francis A. Hondal | Management | F | 02-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BBWI | 070830104 | 12-May-2022 | Annual | 4 | Election of Director: Danielle M. Lee | Management | F | 02-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BBWI | 070830104 | 12-May-2022 | Annual | 5 | Election of Director: Michael G. Morris | Management | F | 02-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BBWI | 070830104 | 12-May-2022 | Annual | 6 | Election of Director: Sarah E. Nash | Management | F | 02-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BBWI | 070830104 | 12-May-2022 | Annual | 7 | Election of Director: Juan Rajlin | Management | F | 02-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BBWI | 070830104 | 12-May-2022 | Annual | 8 | Election of Director: Stephen D. Steinour | Management | F | 02-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BBWI | 070830104 | 12-May-2022 | Annual | 9 | Election of Director: J.K. Symancyk | Management | F | 02-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BBWI | 070830104 | 12-May-2022 | Annual | 10 | Ratification of the appointment of independent registered public accountants. | Management | F | 02-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BBWI | 070830104 | 12-May-2022 | Annual | 11 | Advisory vote to approve named executive officer compensation. | Management | F | 02-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BBWI | 070830104 | 12-May-2022 | Annual | 12 | Approval of the Bath & Body Works, Inc. Associate Stock Purchase Plan. | Management | F | 02-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| BBWI | 070830104 | 12-May-2022 | Annual | 13 | Stockholder proposal to reduce the ownership threshold for calling special meetings of stockholders. | Shareholder | N | 02-Apr-2022 | N | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| NSC | 655844108 | 12-May-2022 | Annual | 1 | Election of Director: Thomas D. Bell, Jr. | Management | F | 02-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| NSC | 655844108 | 12-May-2022 | Annual | 2 | Election of Director: Mitchell E. Daniels, Jr. | Management | F | 02-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| NSC | 655844108 | 12-May-2022 | Annual | 3 | Election of Director: Marcela E. Donadio | Management | F | 02-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| NSC | 655844108 | 12-May-2022 | Annual | 4 | Election of Director: John C. Huffard, Jr. | Management | F | 02-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| NSC | 655844108 | 12-May-2022 | Annual | 5 | Election of Director: Christopher T. Jones | Management | F | 02-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| NSC | 655844108 | 12-May-2022 | Annual | 6 | Election of Director: Thomas C. Kelleher | Management | F | 02-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| NSC | 655844108 | 12-May-2022 | Annual | 7 | Election of Director: Steven F. Leer | Management | F | 02-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| NSC | 655844108 | 12-May-2022 | Annual | 8 | Election of Director: Michael D. Lockhart | Management | F | 02-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| NSC | 655844108 | 12-May-2022 | Annual | 9 | Election of Director: Amy E. Miles | Management | F | 02-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| NSC | 655844108 | 12-May-2022 | Annual | 10 | Election of Director: Claude Mongeau | Management | F | 02-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| NSC | 655844108 | 12-May-2022 | Annual | 11 | Election of Director: Jennifer F. Scanlon | Management | F | 02-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| NSC | 655844108 | 12-May-2022 | Annual | 12 | Election of Director: Alan H. Shaw | Management | F | 02-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| NSC | 655844108 | 12-May-2022 | Annual | 13 | Election of Director: James A. Squires | Management | F | 02-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| NSC | 655844108 | 12-May-2022 | Annual | 14 | Election of Director: John R. Thompson | Management | F | 02-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| NSC | 655844108 | 12-May-2022 | Annual | 15 | Ratification of the appointment of KPMG LLP, independent registered public accounting firm, as Norfolk Southern's independent auditors for the year ending December 31, 2022. | Management | F | 02-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| NSC | 655844108 | 12-May-2022 | Annual | 16 | Approval of the advisory resolution on executive compensation, as disclosed in the proxy statement for the 2022 Annual Meeting of Shareholders. | Management | F | 02-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| NSC | 655844108 | 12-May-2022 | Annual | 17 | A shareholder proposal regarding reducing the percentage of shareholders required to call a special meeting. | Shareholder | N | 02-Apr-2022 | N | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| TER | 880770102 | 13-May-2022 | Annual | 1 | Election of Director for a one-year term: Edwin J. Gillis | Management | F | 04-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| TER | 880770102 | 13-May-2022 | Annual | 2 | Election of Director for a one-year term: Timothy E. Guertin | Management | F | 04-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| TER | 880770102 | 13-May-2022 | Annual | 3 | Election of Director for a one-year term: Peter Herweck | Management | F | 04-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| TER | 880770102 | 13-May-2022 | Annual | 4 | Election of Director for a one-year term: Mark E. Jagiela | Management | F | 04-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| TER | 880770102 | 13-May-2022 | Annual | 5 | Election of Director for a one-year term: Mercedes Johnson | Management | F | 04-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| TER | 880770102 | 13-May-2022 | Annual | 6 | Election of Director for a one-year term: Marilyn Matz | Management | F | 04-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| TER | 880770102 | 13-May-2022 | Annual | 7 | Election of Director for a one-year term: Ford Tamer | Management | F | 04-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| TER | 880770102 | 13-May-2022 | Annual | 8 | Election of Director for a one-year term: Paul J. Tufano | Management | F | 04-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| TER | 880770102 | 13-May-2022 | Annual | 9 | To approve, in a non-binding, advisory vote, the compensation of the Company's named executive officers. | Management | F | 04-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| TER | 880770102 | 13-May-2022 | Annual | 10 | To ratify the selection of the firm of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | F | 04-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CR | 224399105 | 16-May-2022 | Annual | 1 | Election of Director: Martin R. Benante | Management | F | 22-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CR | 224399105 | 16-May-2022 | Annual | 2 | Election of Director: Michael Dinkins | Management | F | 22-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CR | 224399105 | 16-May-2022 | Annual | 3 | Election of Director: Ronald C. Lindsay | Management | F | 22-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CR | 224399105 | 16-May-2022 | Annual | 4 | Election of Director: Ellen McClain | Management | F | 22-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CR | 224399105 | 16-May-2022 | Annual | 5 | Election of Director: Charles G. McClure, Jr. | Management | F | 22-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CR | 224399105 | 16-May-2022 | Annual | 6 | Election of Director: Max H. Mitchell | Management | F | 22-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CR | 224399105 | 16-May-2022 | Annual | 7 | Election of Director: Jennifer M. Pollino | Management | F | 22-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CR | 224399105 | 16-May-2022 | Annual | 8 | Election of Director: John S. Stroup | Management | F | 22-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CR | 224399105 | 16-May-2022 | Annual | 9 | Election of Director: James L. L. Tullis | Management | F | 22-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CR | 224399105 | 16-May-2022 | Annual | 10 | Ratification of selection of Deloitte & Touche LLP as independent auditors for Crane Co. for 2022. | Management | F | 22-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CR | 224399105 | 16-May-2022 | Annual | 11 | Say on Pay - An advisory vote to approve the compensation paid to certain executive officers. | Management | F | 22-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CR | 224399105 | 16-May-2022 | Annual | 12 | Proposal to adopt and approve the Agreement and Plan of Merger by and among Crane Co., Crane Holdings, Co. and Crane Transaction Company, LLC. | Management | F | 22-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| PFG | 74251V102 | 17-May-2022 | Annual | 1 | Election of Director: Michael T. Dan | Management | F | 05-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| PFG | 74251V102 | 17-May-2022 | Annual | 2 | Election of Director: Blair C. Pickerell | Management | F | 05-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| PFG | 74251V102 | 17-May-2022 | Annual | 3 | Election of Director: Clare S. Richer | Management | F | 05-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| PFG | 74251V102 | 17-May-2022 | Annual | 4 | Advisory Approval of Compensation of Our Named Executive Officers | Management | F | 05-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| PFG | 74251V102 | 17-May-2022 | Annual | 5 | Ratification of Appointment of Independent Registered Public Accountants | Management | F | 05-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| RS | 759509102 | 18-May-2022 | Annual | 1 | Election of Director: Lisa L. Baldwin | Management | F | 10-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| RS | 759509102 | 18-May-2022 | Annual | 2 | Election of Director: Karen W. Colonias | Management | F | 10-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| RS | 759509102 | 18-May-2022 | Annual | 3 | Election of Director: Frank J. Dellaquila | Management | F | 10-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| RS | 759509102 | 18-May-2022 | Annual | 4 | Election of Director: John G. Figueroa | Management | F | 10-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| RS | 759509102 | 18-May-2022 | Annual | 5 | Election of Director: James D. Hoffman | Management | F | 10-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| RS | 759509102 | 18-May-2022 | Annual | 6 | Election of Director: Mark V. Kaminski | Management | F | 10-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| RS | 759509102 | 18-May-2022 | Annual | 7 | Election of Director: Karla R. Lewis | Management | F | 10-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| RS | 759509102 | 18-May-2022 | Annual | 8 | Election of Director: Robert A. McEvoy | Management | F | 10-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| RS | 759509102 | 18-May-2022 | Annual | 9 | Election of Director: David W. Seeger | Management | F | 10-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| RS | 759509102 | 18-May-2022 | Annual | 10 | Election of Director: Douglas W. Stotlar | Management | F | 10-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| RS | 759509102 | 18-May-2022 | Annual | 11 | To consider a non-binding, advisory vote to approve the compensation of the Company's named executive officers. | Management | F | 10-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| RS | 759509102 | 18-May-2022 | Annual | 12 | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2022. | Management | F | 10-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| RS | 759509102 | 18-May-2022 | Annual | 13 | To consider a stockholder proposal regarding changes to the Company's proxy access bylaw, to remove the size limit on the stockholder nominating group. | Shareholder | N | 10-Apr-2022 | N | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| RHI | 770323103 | 18-May-2022 | Annual | 1 | Election of Director: Julia L. Coronado | Management | F | 16-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| RHI | 770323103 | 18-May-2022 | Annual | 2 | Election of Director: Dirk A. Kempthorne | Management | F | 16-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| RHI | 770323103 | 18-May-2022 | Annual | 3 | Election of Director: Harold M. Messmer, Jr. | Management | F | 16-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| RHI | 770323103 | 18-May-2022 | Annual | 4 | Election of Director: Marc H. Morial | Management | F | 16-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| RHI | 770323103 | 18-May-2022 | Annual | 5 | Election of Director: Robert J. Pace | Management | F | 16-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| RHI | 770323103 | 18-May-2022 | Annual | 6 | Election of Director: Frederick A. Richman | Management | F | 16-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| RHI | 770323103 | 18-May-2022 | Annual | 7 | Election of Director: M. Keith Waddell | Management | F | 16-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| RHI | 770323103 | 18-May-2022 | Annual | 8 | Advisory vote to approve executive compensation. | Management | F | 16-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| RHI | 770323103 | 18-May-2022 | Annual | 9 | To ratify the appointment of PricewaterhouseCoopers LLP, as the Company's independent registered public accounting firm for 2022. | Management | F | 16-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HIG | 416515104 | 18-May-2022 | Annual | 1 | Election of Director: Larry D. De Shon | Management | F | 13-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HIG | 416515104 | 18-May-2022 | Annual | 2 | Election of Director: Carlos Dominguez | Management | F | 13-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HIG | 416515104 | 18-May-2022 | Annual | 3 | Election of Director: Trevor Fetter | Management | F | 13-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HIG | 416515104 | 18-May-2022 | Annual | 4 | Election of Director: Donna James | Management | F | 13-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HIG | 416515104 | 18-May-2022 | Annual | 5 | Election of Director: Kathryn A. Mikells | Management | F | 13-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HIG | 416515104 | 18-May-2022 | Annual | 6 | Election of Director: Teresa W. Roseborough | Management | F | 13-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HIG | 416515104 | 18-May-2022 | Annual | 7 | Election of Director: Virginia P. Ruesterholz | Management | F | 13-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HIG | 416515104 | 18-May-2022 | Annual | 8 | Election of Director: Christopher J. Swift | Management | F | 13-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HIG | 416515104 | 18-May-2022 | Annual | 9 | Election of Director: Matthew E. Winter | Management | F | 13-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HIG | 416515104 | 18-May-2022 | Annual | 10 | Election of Director: Greig Woodring | Management | F | 13-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HIG | 416515104 | 18-May-2022 | Annual | 11 | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2022. | Management | F | 13-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HIG | 416515104 | 18-May-2022 | Annual | 12 | Management proposal to approve, on a non-binding advisory basis, the compensation of the Company's named executive officers as disclosed in the Company's proxy statement. | Management | F | 13-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HIG | 416515104 | 18-May-2022 | Annual | 13 | Management proposal to select, on a nonbinding, advisory basis, the preferred frequency for the advisory vote on named executive officer compensation. | Management | 1 | 13-Apr-2022 | 1 | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HIG | 416515104 | 18-May-2022 | Annual | 14 | Shareholder proposal that the Company's Board adopt policies ensuring its underwriting practices do not support new fossil fuel supplies. | Shareholder | N | 13-Apr-2022 | N | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| DGX | 74834L100 | 18-May-2022 | Annual | 1 | Election of Director: Tracey C. Doi | Management | F | 22-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| DGX | 74834L100 | 18-May-2022 | Annual | 2 | Election of Director: Vicky B. Gregg | Management | F | 22-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| DGX | 74834L100 | 18-May-2022 | Annual | 3 | Election of Director: Wright L. Lassiter III | Management | F | 22-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| DGX | 74834L100 | 18-May-2022 | Annual | 4 | Election of Director: Timothy L. Main | Management | F | 22-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| DGX | 74834L100 | 18-May-2022 | Annual | 5 | Election of Director: Denise M. Morrison | Management | F | 22-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| DGX | 74834L100 | 18-May-2022 | Annual | 6 | Election of Director: Gary M. Pfeiffer | Management | F | 22-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| DGX | 74834L100 | 18-May-2022 | Annual | 7 | Election of Director: Timothy M. Ring | Management | F | 22-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| DGX | 74834L100 | 18-May-2022 | Annual | 8 | Election of Director: Stephen H. Rusckowski | Management | F | 22-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| DGX | 74834L100 | 18-May-2022 | Annual | 9 | Election of Director: Gail R. Wilensky | Management | F | 22-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| DGX | 74834L100 | 18-May-2022 | Annual | 10 | An advisory resolution to approve the executive officer compensation disclosed in the Company's 2022 proxy statement | Management | F | 22-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| DGX | 74834L100 | 18-May-2022 | Annual | 11 | Ratification of the appointment of our independent registered public accounting firm for 2022 | Management | F | 22-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| DGX | 74834L100 | 18-May-2022 | Annual | 12 | To adopt an amendment to the Company's Certificate of Incorporation to allow stockholders to act by non-unanimous written consent | Management | F | 22-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| DGX | 74834L100 | 18-May-2022 | Annual | 13 | To adopt an amendment to the Company's Certificate of Incorporation to permit stockholders holding 15% or more of the Company's common stock to request that the Company call a special meeting of stockholders | Management | F | 22-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| DGX | 74834L100 | 18-May-2022 | Annual | 14 | Stockholder proposal regarding the right to call a special meeting of stockholders | Shareholder | N | 22-Apr-2022 | N | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AAP | 00751Y106 | 19-May-2022 | Annual | 1 | Election of Director: Carla J. Bailo | Management | F | 07-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AAP | 00751Y106 | 19-May-2022 | Annual | 2 | Election of Director: John F. Ferraro | Management | F | 07-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AAP | 00751Y106 | 19-May-2022 | Annual | 3 | Election of Director: Thomas R. Greco | Management | F | 07-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AAP | 00751Y106 | 19-May-2022 | Annual | 4 | Election of Director: Joan M. Hilson | Management | F | 07-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AAP | 00751Y106 | 19-May-2022 | Annual | 5 | Election of Director: Jeffrey J. Jones, II | Management | F | 07-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AAP | 00751Y106 | 19-May-2022 | Annual | 6 | Election of Director: Eugene I. Lee, Jr. | Management | F | 07-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AAP | 00751Y106 | 19-May-2022 | Annual | 7 | Election of Director: Douglas A. Pertz | Management | F | 07-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AAP | 00751Y106 | 19-May-2022 | Annual | 8 | Election of Director: Sherice R. Torre | Management | F | 07-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AAP | 00751Y106 | 19-May-2022 | Annual | 9 | Election of Director: Nigel Travis | Management | F | 07-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AAP | 00751Y106 | 19-May-2022 | Annual | 10 | Election of Director: Arthur L. Valdez, Jr. | Management | F | 07-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AAP | 00751Y106 | 19-May-2022 | Annual | 11 | Approve, by advisory vote, the compensation of our named executive officers. | Management | F | 07-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AAP | 00751Y106 | 19-May-2022 | Annual | 12 | Ratify the appointment of Deloitte & Touche LLP (Deloitte) as our independent registered public accounting firm for 2022. | Management | F | 07-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AAP | 00751Y106 | 19-May-2022 | Annual | 13 | Vote on the stockholder proposal, if presented at the Annual Meeting, regarding amending our proxy access rights to remove the shareholder aggregation limit. | Shareholder | N | 07-Apr-2022 | N | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| EQH | 29452E101 | 19-May-2022 | Annual | 1 | Election of Director for a one-year term ending at the 2023 Annual Meeting: Francis A. Hondal | Management | F | 08-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| EQH | 29452E101 | 19-May-2022 | Annual | 2 | Election of Director for a one-year term ending at the 2023 Annual Meeting: Daniel G. Kaye | Management | F | 08-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| EQH | 29452E101 | 19-May-2022 | Annual | 3 | Election of Director for a one-year term ending at the 2023 Annual Meeting: Joan Lamm-Tennant | Management | F | 08-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| EQH | 29452E101 | 19-May-2022 | Annual | 4 | Election of Director for a one-year term ending at the 2023 Annual Meeting: Kristi A. Matus | Management | F | 08-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| EQH | 29452E101 | 19-May-2022 | Annual | 5 | Election of Director for a one-year term ending at the 2023 Annual Meeting: Mark Pearson | Management | F | 08-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| EQH | 29452E101 | 19-May-2022 | Annual | 6 | Election of Director for a one-year term ending at the 2023 Annual Meeting: Bertram L. Scott | Management | F | 08-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| EQH | 29452E101 | 19-May-2022 | Annual | 7 | Election of Director for a one-year term ending at the 2023 Annual Meeting: George Stansfield | Management | F | 08-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| EQH | 29452E101 | 19-May-2022 | Annual | 8 | Election of Director for a one-year term ending at the 2023 Annual Meeting: Charles G.T. Stonehill | Management | F | 08-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| EQH | 29452E101 | 19-May-2022 | Annual | 9 | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2022. | Management | F | 08-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| EQH | 29452E101 | 19-May-2022 | Annual | 10 | Advisory vote to approve the compensation paid to our named executive officers. | Management | F | 08-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| EQH | 29452E101 | 19-May-2022 | Annual | 11 | Amendments to the Company's Certificate of Incorporation to remove supermajority voting requirements, references to the AXA Shareholder Agreement and other obsolete provisions. | Management | F | 08-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CDW | 12514G108 | 19-May-2022 | Annual | 1 | Election of Director for a term to Expire at 2023 Annual Meeting: Virginia C. Addicott | Management | F | 11-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CDW | 12514G108 | 19-May-2022 | Annual | 2 | Election of Director for a term to Expire at 2023 Annual Meeting: James A. Bell | Management | F | 11-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CDW | 12514G108 | 19-May-2022 | Annual | 3 | Election of Director for a term to Expire at 2023 Annual Meeting: Lynda M. Clarizio | Management | F | 11-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CDW | 12514G108 | 19-May-2022 | Annual | 4 | Election of Director for a term to Expire at 2023 Annual Meeting: Paul J. Finnegan | Management | F | 11-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CDW | 12514G108 | 19-May-2022 | Annual | 5 | Election of Director for a term to Expire at 2023 Annual Meeting: Anthony R. Foxx | Management | F | 11-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CDW | 12514G108 | 19-May-2022 | Annual | 6 | Election of Director for a term to Expire at 2023 Annual Meeting: Christine A. Leahy | Management | F | 11-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CDW | 12514G108 | 19-May-2022 | Annual | 7 | Election of Director for a term to Expire at 2023 Annual Meeting: Sanjay Mehrotra | Management | F | 11-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CDW | 12514G108 | 19-May-2022 | Annual | 8 | Election of Director for a term to Expire at 2023 Annual Meeting: David W. Nelms | Management | F | 11-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CDW | 12514G108 | 19-May-2022 | Annual | 9 | Election of Director for a term to Expire at 2023 Annual Meeting: Joseph R. Swedish | Management | F | 11-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CDW | 12514G108 | 19-May-2022 | Annual | 10 | Election of Director for a term to Expire at 2023 Annual Meeting: Donna F. Zarcone | Management | F | 11-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CDW | 12514G108 | 19-May-2022 | Annual | 11 | To approve, on an advisory basis, named executive officer compensation. | Management | F | 11-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CDW | 12514G108 | 19-May-2022 | Annual | 12 | To ratify the selection of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2022. | Management | F | 11-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| CDW | 12514G108 | 19-May-2022 | Annual | 13 | To consider and act upon the stockholder proposal, if properly presented at the meeting, regarding shareholder right to act by written consent. | Shareholder | N | 11-Apr-2022 | N | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| YUM | 988498101 | 19-May-2022 | Annual | 1 | Election of Director: Paget L. Alves | Management | F | 10-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| YUM | 988498101 | 19-May-2022 | Annual | 2 | Election of Director: Keith Barr | Management | F | 10-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| YUM | 988498101 | 19-May-2022 | Annual | 3 | Election of Director: Christopher M. Connor | Management | F | 10-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| YUM | 988498101 | 19-May-2022 | Annual | 4 | Election of Director: Brian C. Cornell | Management | F | 10-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| YUM | 988498101 | 19-May-2022 | Annual | 5 | Election of Director: Tanya L. Domier | Management | F | 10-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| YUM | 988498101 | 19-May-2022 | Annual | 6 | Election of Director: David W. Gibbs | Management | F | 10-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| YUM | 988498101 | 19-May-2022 | Annual | 7 | Election of Director: Mirian M. Graddick-Weir | Management | F | 10-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| YUM | 988498101 | 19-May-2022 | Annual | 8 | Election of Director: Lauren R. Hobart | Management | F | 10-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| YUM | 988498101 | 19-May-2022 | Annual | 9 | Election of Director: Thomas C. Nelson | Management | F | 10-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| YUM | 988498101 | 19-May-2022 | Annual | 10 | Election of Director: P. Justin Skala | Management | F | 10-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| YUM | 988498101 | 19-May-2022 | Annual | 11 | Election of Director: Elane B. Stock | Management | F | 10-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| YUM | 988498101 | 19-May-2022 | Annual | 12 | Election of Director: Annie Young-Scrivner | Management | F | 10-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| YUM | 988498101 | 19-May-2022 | Annual | 13 | Ratification of Independent Auditors. | Management | F | 10-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| YUM | 988498101 | 19-May-2022 | Annual | 14 | Advisory Vote on Executive Compensation. | Management | F | 10-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HD | 437076102 | 19-May-2022 | Annual | 1 | Election of Director: Gerard J. Arpey | Management | F | 05-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HD | 437076102 | 19-May-2022 | Annual | 2 | Election of Director: Ari Bousbib | Management | F | 05-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HD | 437076102 | 19-May-2022 | Annual | 3 | Election of Director: Jeffery H. Boyd | Management | F | 05-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HD | 437076102 | 19-May-2022 | Annual | 4 | Election of Director: Gregory D. Brenneman | Management | F | 05-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HD | 437076102 | 19-May-2022 | Annual | 5 | Election of Director: J. Frank Brown | Management | F | 05-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HD | 437076102 | 19-May-2022 | Annual | 6 | Election of Director: Albert P. Carey | Management | F | 05-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HD | 437076102 | 19-May-2022 | Annual | 7 | Election of Director: Edward P. Decker | Management | F | 05-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HD | 437076102 | 19-May-2022 | Annual | 8 | Election of Director: Linda R. Gooden | Management | F | 05-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HD | 437076102 | 19-May-2022 | Annual | 9 | Election of Director: Wayne M. Hewett | Management | F | 05-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HD | 437076102 | 19-May-2022 | Annual | 10 | Election of Director: Manuel Kadre | Management | F | 05-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HD | 437076102 | 19-May-2022 | Annual | 11 | Election of Director: Stephanie C. Linnartz | Management | F | 05-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HD | 437076102 | 19-May-2022 | Annual | 12 | Election of Director: Craig A. Menear | Management | F | 05-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HD | 437076102 | 19-May-2022 | Annual | 13 | Election of Director: Paula Santilli | Management | F | 05-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HD | 437076102 | 19-May-2022 | Annual | 14 | Election of Director: Caryn Seidman-Becker | Management | F | 05-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HD | 437076102 | 19-May-2022 | Annual | 15 | Ratification of the Appointment of KPMG LLP | Management | F | 05-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HD | 437076102 | 19-May-2022 | Annual | 16 | Advisory Vote to Approve Executive Compensation ("Say-on-Pay") | Management | F | 05-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HD | 437076102 | 19-May-2022 | Annual | 17 | Approval of the Omnibus Stock Incentive Plan, as Amended and Restated May 19, 2022 | Management | F | 05-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HD | 437076102 | 19-May-2022 | Annual | 18 | Shareholder Proposal to Reduce the Threshold to Call Special Shareholder Meetings to 10% of Outstanding Shares | Shareholder | N | 05-Apr-2022 | N | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HD | 437076102 | 19-May-2022 | Annual | 19 | Shareholder Proposal Regarding Independent Board Chair | Shareholder | N | 05-Apr-2022 | N | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HD | 437076102 | 19-May-2022 | Annual | 20 | Shareholder Proposal Regarding Political Contributions Congruency Analysis | Shareholder | N | 05-Apr-2022 | N | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HD | 437076102 | 19-May-2022 | Annual | 21 | Shareholder Proposal Regarding Report on Gender and Racial Equity on the Board of Directors | Shareholder | N | 05-Apr-2022 | N | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HD | 437076102 | 19-May-2022 | Annual | 22 | Shareholder Proposal Regarding Report on Deforestation | Shareholder | N | 05-Apr-2022 | N | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HD | 437076102 | 19-May-2022 | Annual | 23 | Shareholder Proposal Regarding Racial Equity Audit | Shareholder | N | 05-Apr-2022 | N | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| DFS | 254709108 | 19-May-2022 | Annual | 1 | Election of Director: Jeffrey S. Aronin | Management | F | 05-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| DFS | 254709108 | 19-May-2022 | Annual | 2 | Election of Director: Mary K. Bush | Management | F | 05-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| DFS | 254709108 | 19-May-2022 | Annual | 3 | Election of Director: Gregory C. Case | Management | F | 05-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| DFS | 254709108 | 19-May-2022 | Annual | 4 | Election of Director: Candace H. Duncan | Management | F | 05-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| DFS | 254709108 | 19-May-2022 | Annual | 5 | Election of Director: Joseph F. Eazor | Management | F | 05-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| DFS | 254709108 | 19-May-2022 | Annual | 6 | Election of Director: Cynthia A. Glassman | Management | F | 05-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| DFS | 254709108 | 19-May-2022 | Annual | 7 | Election of Director: Roger C. Hochschild | Management | F | 05-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| DFS | 254709108 | 19-May-2022 | Annual | 8 | Election of Director: Thomas G. Maheras | Management | F | 05-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| DFS | 254709108 | 19-May-2022 | Annual | 9 | Election of Director: Michael H. Moskow | Management | F | 05-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| DFS | 254709108 | 19-May-2022 | Annual | 10 | Election of Director: David L. Rawlinson II | Management | F | 05-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| DFS | 254709108 | 19-May-2022 | Annual | 11 | Election of Director: Mark A. Thierer | Management | F | 05-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| DFS | 254709108 | 19-May-2022 | Annual | 12 | Election of Director: Jennifer L. Wong | Management | F | 05-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| DFS | 254709108 | 19-May-2022 | Annual | 13 | Advisory vote to approve named executive officer compensation. | Management | F | 05-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| DFS | 254709108 | 19-May-2022 | Annual | 14 | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm. | Management | F | 05-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| SYF | 87165B103 | 19-May-2022 | Annual | 1 | Election of Director: Margaret M. Keane | Management | F | 06-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| SYF | 87165B103 | 19-May-2022 | Annual | 2 | Election of Director: Fernando Aguirre | Management | F | 06-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| SYF | 87165B103 | 19-May-2022 | Annual | 3 | Election of Director: Paget L. Alves | Management | F | 06-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| SYF | 87165B103 | 19-May-2022 | Annual | 4 | Election of Director: Kamila Chytil | Management | F | 06-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| SYF | 87165B103 | 19-May-2022 | Annual | 5 | Election of Director: Arthur W. Coviello, Jr. | Management | F | 06-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| SYF | 87165B103 | 19-May-2022 | Annual | 6 | Election of Director: Brian D. Doubles | Management | F | 06-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| SYF | 87165B103 | 19-May-2022 | Annual | 7 | Election of Director: William W. Graylin | Management | F | 06-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| SYF | 87165B103 | 19-May-2022 | Annual | 8 | Election of Director: Roy A. Guthrie | Management | F | 06-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| SYF | 87165B103 | 19-May-2022 | Annual | 9 | Election of Director: Jeffrey G. Naylor | Management | F | 06-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| SYF | 87165B103 | 19-May-2022 | Annual | 10 | Election of Director: Bill Parker | Management | F | 06-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| SYF | 87165B103 | 19-May-2022 | Annual | 11 | Election of Director: Laurel J. Richie | Management | F | 06-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| SYF | 87165B103 | 19-May-2022 | Annual | 12 | Election of Director: Ellen M. Zane | Management | F | 06-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| SYF | 87165B103 | 19-May-2022 | Annual | 13 | Advisory Vote to Approve Named Executive Officer Compensation | Management | F | 06-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| SYF | 87165B103 | 19-May-2022 | Annual | 14 | Ratification of Selection of KPMG LLP as Independent Registered Public Accounting Firm of the Company for 2022 | Management | F | 06-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| MHK | 608190104 | 19-May-2022 | Annual | 1 | Election of Director for a term of three years: Joseph A. Onorato | Management | F | 04-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| MHK | 608190104 | 19-May-2022 | Annual | 2 | Election of Director for a term of three years: William H. Runge III | Management | F | 04-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| MHK | 608190104 | 19-May-2022 | Annual | 3 | Election of Director for a term of three years: W. Christopher Wellborn | Management | F | 04-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| MHK | 608190104 | 19-May-2022 | Annual | 4 | The ratification of the selection of KPMG LLP as the Company's independent registered public accounting firm. | Management | F | 04-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| MHK | 608190104 | 19-May-2022 | Annual | 5 | Advisory vote to approve executive compensation, as disclosed in the Company's Proxy Statement for the 2022 Annual Meeting of Stockholders. | Management | F | 04-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HLT | 43300A203 | 20-May-2022 | Annual | 1 | Election of Director: Christopher J. Nassetta | Management | F | 10-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HLT | 43300A203 | 20-May-2022 | Annual | 2 | Election of Director: Jonathan D. Gray | Management | F | 10-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HLT | 43300A203 | 20-May-2022 | Annual | 3 | Election of Director: Charlene T. Begley | Management | F | 10-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HLT | 43300A203 | 20-May-2022 | Annual | 4 | Election of Director: Chris Carr | Management | F | 10-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HLT | 43300A203 | 20-May-2022 | Annual | 5 | Election of Director: Melanie L. Healey | Management | F | 10-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HLT | 43300A203 | 20-May-2022 | Annual | 6 | Election of Director: Raymond E. Mabus, Jr. | Management | F | 10-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HLT | 43300A203 | 20-May-2022 | Annual | 7 | Election of Director: Judith A. McHale | Management | F | 10-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HLT | 43300A203 | 20-May-2022 | Annual | 8 | Election of Director: Elizabeth A. Smith | Management | F | 10-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HLT | 43300A203 | 20-May-2022 | Annual | 9 | Election of Director: Douglas M. Steenland | Management | F | 10-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HLT | 43300A203 | 20-May-2022 | Annual | 10 | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2022. | Management | F | 10-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| HLT | 43300A203 | 20-May-2022 | Annual | 11 | Approval, in a non-binding advisory vote, of the compensation paid to the Company's named executive officers. | Management | F | 10-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| DG | 256677105 | 25-May-2022 | Annual | 1 | Election of Director: Warren F. Bryant | Management | F | 03-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| DG | 256677105 | 25-May-2022 | Annual | 2 | Election of Director: Michael M. Calbert | Management | F | 03-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| DG | 256677105 | 25-May-2022 | Annual | 3 | Election of Director: Patricia D. Fili-Krushel | Management | F | 03-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| DG | 256677105 | 25-May-2022 | Annual | 4 | Election of Director: Timothy I. McGuire | Management | F | 03-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| DG | 256677105 | 25-May-2022 | Annual | 5 | Election of Director: William C. Rhodes, III | Management | F | 03-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| DG | 256677105 | 25-May-2022 | Annual | 6 | Election of Director: Debra A. Sandler | Management | F | 03-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| DG | 256677105 | 25-May-2022 | Annual | 7 | Election of Director: Ralph E. Santana | Management | F | 03-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| DG | 256677105 | 25-May-2022 | Annual | 8 | Election of Director: Todd J. Vasos | Management | F | 03-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| DG | 256677105 | 25-May-2022 | Annual | 9 | To approve, on an advisory (non-binding) basis, the resolution regarding the compensation of Dollar General Corporation's named executive officers as disclosed in the proxy statement. | Management | F | 03-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| DG | 256677105 | 25-May-2022 | Annual | 10 | To ratify the appointment of Ernst & Young LLP as Dollar General Corporation's independent registered public accounting firm for fiscal 2022. | Management | F | 03-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| DG | 256677105 | 25-May-2022 | Annual | 11 | To vote on a shareholder proposal requesting political spending disclosure. | Shareholder | N | 03-Apr-2022 | N | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| FB | 30303M102 | 25-May-2022 | Annual | 1 | DIRECTOR | Management | F | 14-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| FB | 30303M102 | 25-May-2022 | Annual | 1 | DIRECTOR | Management | F | 14-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| FB | 30303M102 | 25-May-2022 | Annual | 1 | DIRECTOR | Management | F | 14-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| FB | 30303M102 | 25-May-2022 | Annual | 1 | DIRECTOR | Management | F | 14-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| FB | 30303M102 | 25-May-2022 | Annual | 1 | DIRECTOR | Management | F | 14-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| FB | 30303M102 | 25-May-2022 | Annual | 1 | DIRECTOR | Management | F | 14-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| FB | 30303M102 | 25-May-2022 | Annual | 1 | DIRECTOR | Management | F | 14-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| FB | 30303M102 | 25-May-2022 | Annual | 1 | DIRECTOR | Management | F | 14-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| FB | 30303M102 | 25-May-2022 | Annual | 1 | DIRECTOR | Management | F | 14-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| FB | 30303M102 | 25-May-2022 | Annual | 2 | To ratify the appointment of Ernst & Young LLP as Meta Platforms, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | F | 14-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| FB | 30303M102 | 25-May-2022 | Annual | 3 | To approve, on a non-binding advisory basis, the compensation program for Meta Platforms, Inc.'s named executive officers as disclosed in Meta Platforms, Inc.'s proxy statement. | Management | F | 14-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| FB | 30303M102 | 25-May-2022 | Annual | 4 | A shareholder proposal regarding dual class capital structure. | Shareholder | N | 14-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| FB | 30303M102 | 25-May-2022 | Annual | 5 | A shareholder proposal regarding an independent chair. | Shareholder | N | 14-Apr-2022 | N | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| FB | 30303M102 | 25-May-2022 | Annual | 6 | A shareholder proposal regarding concealment clauses. | Shareholder | N | 14-Apr-2022 | N | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| FB | 30303M102 | 25-May-2022 | Annual | 7 | A shareholder proposal regarding report on external costs of misinformation. | Shareholder | N | 14-Apr-2022 | N | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| FB | 30303M102 | 25-May-2022 | Annual | 8 | A shareholder proposal regarding report on community standards enforcement. | Shareholder | N | 14-Apr-2022 | N | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| FB | 30303M102 | 25-May-2022 | Annual | 9 | A shareholder proposal regarding report and advisory vote on the metaverse. | Shareholder | N | 14-Apr-2022 | N | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| FB | 30303M102 | 25-May-2022 | Annual | 10 | A shareholder proposal regarding human rights impact assessment. | Shareholder | N | 14-Apr-2022 | N | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| FB | 30303M102 | 25-May-2022 | Annual | 11 | A shareholder proposal regarding child sexual exploitation online. | Shareholder | N | 14-Apr-2022 | N | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| FB | 30303M102 | 25-May-2022 | Annual | 12 | A shareholder proposal regarding civil rights and non-discrimination audit. | Shareholder | N | 14-Apr-2022 | N | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| FB | 30303M102 | 25-May-2022 | Annual | 13 | A shareholder proposal regarding report on lobbying. | Shareholder | N | 14-Apr-2022 | N | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| FB | 30303M102 | 25-May-2022 | Annual | 14 | A shareholder proposal regarding assessment of audit & risk oversight committee. | Shareholder | N | 14-Apr-2022 | N | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| FB | 30303M102 | 25-May-2022 | Annual | 15 | A shareholder proposal regarding report on charitable donations. | Shareholder | N | 14-Apr-2022 | N | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| VRSN | 92343E102 | 26-May-2022 | Annual | 1 | Election of Director: D. James Bidzos | Management | F | 14-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| VRSN | 92343E102 | 26-May-2022 | Annual | 2 | Election of Director: Courtney D. Armstrong | Management | F | 14-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| VRSN | 92343E102 | 26-May-2022 | Annual | 3 | Election of Director: Ari Buchalter | Management | F | 14-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| VRSN | 92343E102 | 26-May-2022 | Annual | 4 | Election of Director: Kathleen A. Cote | Management | F | 14-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| VRSN | 92343E102 | 26-May-2022 | Annual | 5 | Election of Director: Thomas F. Frist III | Management | F | 14-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| VRSN | 92343E102 | 26-May-2022 | Annual | 6 | Election of Director: Jamie S. Gorelick | Management | F | 14-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| VRSN | 92343E102 | 26-May-2022 | Annual | 7 | Election of Director: Roger H. Moore | Management | F | 14-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| VRSN | 92343E102 | 26-May-2022 | Annual | 8 | Election of Director: Timothy Tomlinson | Management | F | 14-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| VRSN | 92343E102 | 26-May-2022 | Annual | 9 | To approve, on a non-binding, advisory basis, the Company's executive compensation. | Management | F | 14-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| VRSN | 92343E102 | 26-May-2022 | Annual | 10 | To ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for the year ending December 31, 2022. | Management | F | 14-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| VRSN | 92343E102 | 26-May-2022 | Annual | 11 | To vote on a stockholder proposal, if properly presented at the meeting, regarding an amendment to the Company's special meeting right. | Shareholder | N | 14-Apr-2022 | N | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| MS | 617446448 | 26-May-2022 | Annual | 1 | Election of Director: Alistair Darling | Management | F | 14-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| MS | 617446448 | 26-May-2022 | Annual | 2 | Election of Director: Thomas H. Glocer | Management | F | 14-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| MS | 617446448 | 26-May-2022 | Annual | 3 | Election of Director: James P. Gorman | Management | F | 14-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| MS | 617446448 | 26-May-2022 | Annual | 4 | Election of Director: Robert H. Herz | Management | F | 14-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| MS | 617446448 | 26-May-2022 | Annual | 5 | Election of Director: Erika H. James | Management | F | 14-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| MS | 617446448 | 26-May-2022 | Annual | 6 | Election of Director: Hironori Kamezawa | Management | F | 14-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| MS | 617446448 | 26-May-2022 | Annual | 7 | Election of Director: Shelley B. Leibowitz | Management | F | 14-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| MS | 617446448 | 26-May-2022 | Annual | 8 | Election of Director: Stephen J. Luczo | Management | F | 14-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| MS | 617446448 | 26-May-2022 | Annual | 9 | Election of Director: Jami Miscik | Management | F | 14-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| MS | 617446448 | 26-May-2022 | Annual | 10 | Election of Director: Masato Miyachi | Management | F | 14-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| MS | 617446448 | 26-May-2022 | Annual | 11 | Election of Director: Dennis M. Nally | Management | F | 14-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| MS | 617446448 | 26-May-2022 | Annual | 12 | Election of Director: Mary L. Schapiro | Management | F | 14-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| MS | 617446448 | 26-May-2022 | Annual | 13 | Election of Director: Perry M. Traquina | Management | F | 14-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| MS | 617446448 | 26-May-2022 | Annual | 14 | Election of Director: Rayford Wilkins, Jr. | Management | F | 14-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| MS | 617446448 | 26-May-2022 | Annual | 15 | To ratify the appointment of Deloitte & Touche LLP as independent auditor | Management | F | 14-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| MS | 617446448 | 26-May-2022 | Annual | 16 | To approve the compensation of executives as disclosed in the proxy statement (non-binding advisory vote) | Management | F | 14-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| MS | 617446448 | 26-May-2022 | Annual | 17 | Shareholder proposal requesting adoption of a policy to cease financing new fossil fuel development | Shareholder | N | 14-Apr-2022 | N | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AMG | 008252108 | 27-May-2022 | Annual | 1 | Election of Director to serve until the 2023 Annual Meeting of Stockholders: Karen L. Alvingham | Management | F | 18-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AMG | 008252108 | 27-May-2022 | Annual | 2 | Election of Director to serve until the 2023 Annual Meeting of Stockholders: Tracy A. Atkinson | Management | F | 18-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AMG | 008252108 | 27-May-2022 | Annual | 3 | Election of Director to serve until the 2023 Annual Meeting of Stockholders: Dwight D. Churchill | Management | F | 18-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AMG | 008252108 | 27-May-2022 | Annual | 4 | Election of Director to serve until the 2023 Annual Meeting of Stockholders: Jay C. Horgen | Management | F | 18-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AMG | 008252108 | 27-May-2022 | Annual | 5 | Election of Director to serve until the 2023 Annual Meeting of Stockholders: Reuben Jeffery III | Management | F | 18-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AMG | 008252108 | 27-May-2022 | Annual | 6 | Election of Director to serve until the 2023 Annual Meeting of Stockholders: Félix V. Matos Rodríguez | Management | F | 18-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AMG | 008252108 | 27-May-2022 | Annual | 7 | Election of Director to serve until the 2023 Annual Meeting of Stockholders: Tracy P. Palandjian | Management | F | 18-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AMG | 008252108 | 27-May-2022 | Annual | 8 | Election of Director to serve until the 2023 Annual Meeting of Stockholders: David C. Ryan | Management | F | 18-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AMG | 008252108 | 27-May-2022 | Annual | 9 | To approve, by a non-binding advisory vote, the compensation of the Company's named executive officers. | Management | F | 18-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| AMG | 008252108 | 27-May-2022 | Annual | 10 | To ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the current fiscal year. | Management | F | 18-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| LOW | 548661107 | 27-May-2022 | Annual | 1 | DIRECTOR | Management | F | 18-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| LOW | 548661107 | 27-May-2022 | Annual | 1 | DIRECTOR | Management | F | 18-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| LOW | 548661107 | 27-May-2022 | Annual | 1 | DIRECTOR | Management | F | 18-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| LOW | 548661107 | 27-May-2022 | Annual | 1 | DIRECTOR | Management | F | 18-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| LOW | 548661107 | 27-May-2022 | Annual | 1 | DIRECTOR | Management | F | 18-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| LOW | 548661107 | 27-May-2022 | Annual | 1 | DIRECTOR | Management | F | 18-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| LOW | 548661107 | 27-May-2022 | Annual | 1 | DIRECTOR | Management | F | 18-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| LOW | 548661107 | 27-May-2022 | Annual | 1 | DIRECTOR | Management | F | 18-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| LOW | 548661107 | 27-May-2022 | Annual | 1 | DIRECTOR | Management | F | 18-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| LOW | 548661107 | 27-May-2022 | Annual | 1 | DIRECTOR | Management | F | 18-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| LOW | 548661107 | 27-May-2022 | Annual | 1 | DIRECTOR | Management | F | 18-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| LOW | 548661107 | 27-May-2022 | Annual | 2 | Advisory vote to approve the Company's named executive officer compensation in fiscal 2021. | Management | F | 18-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| LOW | 548661107 | 27-May-2022 | Annual | 3 | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for fiscal 2022. | Management | F | 18-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| LOW | 548661107 | 27-May-2022 | Annual | 4 | Approval of the Amended and Restated Lowe's Companies, Inc. 2006 Long Term Incentive Plan. | Management | F | 18-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| LOW | 548661107 | 27-May-2022 | Annual | 5 | Shareholder proposal requesting a report on median and adjusted pay gaps across race and gender. | Shareholder | N | 18-Apr-2022 | N | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| LOW | 548661107 | 27-May-2022 | Annual | 6 | Shareholder proposal regarding amending the Company's proxy access bylaw to remove shareholder aggregation limits. | Shareholder | N | 18-Apr-2022 | N | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| LOW | 548661107 | 27-May-2022 | Annual | 7 | Shareholder proposal requesting a report on risks of state policies restricting reproductive health care. | Shareholder | N | 18-Apr-2022 | N | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| LOW | 548661107 | 27-May-2022 | Annual | 8 | Shareholder proposal requesting a civil rights and non- discrimination audit and report. | Shareholder | N | 18-Apr-2022 | N | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| LOW | 548661107 | 27-May-2022 | Annual | 9 | Shareholder proposal requesting a report on risks from worker misclassification by certain Company vendors. | Shareholder | N | 18-Apr-2022 | N | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| FHN | 320517105 | 31-May-2022 | Special | 1 | Proposal to approve the Agreement and Plan of Merger, dated as of February 27, 2022, as it may be amended from time to time in accordance with its terms, by and among First Horizon Corporation, The Toronto-Dominion Bank, TD Bank US Holding Company and Falcon Holdings Acquisition Co. (the "merger agreement") (the "First Horizon merger proposal"). | Management | F | 02-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| FHN | 320517105 | 31-May-2022 | Special | 2 | Proposal to approve, on an advisory (non-binding) basis, the merger-related compensation payments that will or may be paid by First Horizon to its named executive officers in connection with the transactions contemplated by the merger agreement (the "First Horizon compensation proposal"). | Management | F | 02-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | LDRSHRS ALPHAFACT US CORE ETF |
| FHN | 320517105 | 31-May-2022 | Special | 3 | Proposal to approve the adjournment of the First Horizon special meeting, to solicit additional proxies (i) if there are not sufficient votes at the time of the First Horizon special meeting to approve the First Horizon merger proposal or (ii) if adjournment is necessary or appropriate to ensure that any supplement or amendment to this proxy statement is timely provided to holders of First Horizon common stock (the "First Horizon adjournment proposal"). | Management | F | 02-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| WSM | 969904101 | 01-Jun-2022 | Annual | 1 | Election of Director: Laura Alber | Management | F | 22-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| WSM | 969904101 | 01-Jun-2022 | Annual | 2 | Election of Director: Esi Eggleston Bracey | Management | F | 22-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| WSM | 969904101 | 01-Jun-2022 | Annual | 3 | Election of Director: Scott Dahnke, Board Chair | Management | F | 22-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| WSM | 969904101 | 01-Jun-2022 | Annual | 4 | Election of Director: Anne Finucane | Management | F | 22-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| WSM | 969904101 | 01-Jun-2022 | Annual | 5 | Election of Director: Paula Pretlow | Management | F | 22-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| WSM | 969904101 | 01-Jun-2022 | Annual | 6 | Election of Director: William Ready | Management | F | 22-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| WSM | 969904101 | 01-Jun-2022 | Annual | 7 | Election of Director: Frits van Paasschen | Management | F | 22-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| WSM | 969904101 | 01-Jun-2022 | Annual | 8 | An advisory vote to approve executive compensation | Management | F | 22-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| WSM | 969904101 | 01-Jun-2022 | Annual | 9 | Ratification of the selection of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending January 29, 2023 | Management | F | 22-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| VIRT | 928254101 | 02-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 25-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| VIRT | 928254101 | 02-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 25-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| VIRT | 928254101 | 02-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 25-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| VIRT | 928254101 | 02-Jun-2022 | Annual | 2 | Advisory Vote to Approve Compensation of Named Executive Officers. | Management | F | 25-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| VIRT | 928254101 | 02-Jun-2022 | Annual | 3 | Proposal to ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal year ending December 31, 2022. | Management | F | 25-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| VIRT | 928254101 | 02-Jun-2022 | Annual | 4 | Proposal to approve an amendment to the Virtu Financial, Inc. Amended and Restated 2015 Management Incentive Plan to increase the number of shares authorized for issuance thereunder. | Management | F | 25-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| IT | 366651107 | 02-Jun-2022 | Annual | 1 | Election of Director for term expiring in 2023: Peter E. Bisson | Management | F | 19-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| IT | 366651107 | 02-Jun-2022 | Annual | 2 | Election of Director for term expiring in 2023: Richard J. Bressler | Management | F | 19-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| IT | 366651107 | 02-Jun-2022 | Annual | 3 | Election of Director for term expiring in 2023: Raul E. Cesan | Management | F | 19-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| IT | 366651107 | 02-Jun-2022 | Annual | 4 | Election of Director for term expiring in 2023: Karen E. Dykstra | Management | F | 19-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| IT | 366651107 | 02-Jun-2022 | Annual | 5 | Election of Director for term expiring in 2023: Diana S. Ferguson | Management | F | 19-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| IT | 366651107 | 02-Jun-2022 | Annual | 6 | Election of Director for term expiring in 2023: Anne Sutherland Fuchs | Management | F | 19-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| IT | 366651107 | 02-Jun-2022 | Annual | 7 | Election of Director for term expiring in 2023: William O. Grabe | Management | F | 19-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| IT | 366651107 | 02-Jun-2022 | Annual | 8 | Election of Director for term expiring in 2023: Eugene A. Hall | Management | F | 19-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| IT | 366651107 | 02-Jun-2022 | Annual | 9 | Election of Director for term expiring in 2023: Stephen G. Pagliuca | Management | F | 19-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| IT | 366651107 | 02-Jun-2022 | Annual | 10 | Election of Director for term expiring in 2023: Eileen M. Serra | Management | F | 19-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| IT | 366651107 | 02-Jun-2022 | Annual | 11 | Election of Director for term expiring in 2023: James C. Smith | Management | F | 19-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| IT | 366651107 | 02-Jun-2022 | Annual | 12 | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | F | 19-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| IT | 366651107 | 02-Jun-2022 | Annual | 13 | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the 2022 fiscal year. | Management | F | 19-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| CACC | 225310101 | 08-Jun-2022 | Annual | 1 | Election of Director: Kenneth S. Booth | Management | F | 30-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| CACC | 225310101 | 08-Jun-2022 | Annual | 2 | Election of Director: Glenda J. Flanagan | Management | F | 30-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| CACC | 225310101 | 08-Jun-2022 | Annual | 3 | Election of Director: Vinayak R. Hegde | Management | F | 30-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| CACC | 225310101 | 08-Jun-2022 | Annual | 4 | Election of Director: Thomas N. Tryforos | Management | F | 30-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| CACC | 225310101 | 08-Jun-2022 | Annual | 5 | Election of Director: Scott J. Vassalluzzo | Management | F | 30-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| CACC | 225310101 | 08-Jun-2022 | Annual | 6 | Advisory vote to approve named executive officer compensation. | Management | F | 30-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| CACC | 225310101 | 08-Jun-2022 | Annual | 7 | Ratification of the selection of Grant Thornton LLP as Credit Acceptance Corporation's independent registered public accounting firm for 2022. | Management | F | 30-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| TGT | 87612E106 | 08-Jun-2022 | Annual | 1 | Election of Director: David P. Abney | Management | F | 26-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| TGT | 87612E106 | 08-Jun-2022 | Annual | 2 | Election of Director: Douglas M. Baker, Jr. | Management | F | 26-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| TGT | 87612E106 | 08-Jun-2022 | Annual | 3 | Election of Director: George S. Barrett | Management | F | 26-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| TGT | 87612E106 | 08-Jun-2022 | Annual | 4 | Election of Director: Gail K. Boudreaux | Management | F | 26-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| TGT | 87612E106 | 08-Jun-2022 | Annual | 5 | Election of Director: Brian C. Cornell | Management | F | 26-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| TGT | 87612E106 | 08-Jun-2022 | Annual | 6 | Election of Director: Robert L. Edwards | Management | F | 26-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| TGT | 87612E106 | 08-Jun-2022 | Annual | 7 | Election of Director: Melanie L. Healey | Management | F | 26-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| TGT | 87612E106 | 08-Jun-2022 | Annual | 8 | Election of Director: Donald R. Knauss | Management | F | 26-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| TGT | 87612E106 | 08-Jun-2022 | Annual | 9 | Election of Director: Christine A. Leahy | Management | F | 26-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| TGT | 87612E106 | 08-Jun-2022 | Annual | 10 | Election of Director: Monica C. Lozano | Management | F | 26-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| TGT | 87612E106 | 08-Jun-2022 | Annual | 11 | Election of Director: Derica W. Rice | Management | F | 26-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| TGT | 87612E106 | 08-Jun-2022 | Annual | 12 | Election of Director: Dmitri L. Stockton | Management | F | 26-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| TGT | 87612E106 | 08-Jun-2022 | Annual | 13 | Company proposal to ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm. | Management | F | 26-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| TGT | 87612E106 | 08-Jun-2022 | Annual | 14 | Company proposal to approve, on an advisory basis, our executive compensation (Say on Pay). | Management | F | 26-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| TGT | 87612E106 | 08-Jun-2022 | Annual | 15 | Shareholder proposal to amend the proxy access bylaw to remove the shareholder group limit. | Shareholder | N | 26-Apr-2022 | N | LDRSHRS ALPHAFACT US CORE ETF | |
| DVN | 25179M103 | 08-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 25-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| DVN | 25179M103 | 08-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 25-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| DVN | 25179M103 | 08-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 25-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| DVN | 25179M103 | 08-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 25-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| DVN | 25179M103 | 08-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 25-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| DVN | 25179M103 | 08-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 25-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| DVN | 25179M103 | 08-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 25-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| DVN | 25179M103 | 08-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 25-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| DVN | 25179M103 | 08-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 25-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| DVN | 25179M103 | 08-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 25-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| DVN | 25179M103 | 08-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 25-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| DVN | 25179M103 | 08-Jun-2022 | Annual | 2 | Ratify the selection of the Company's Independent Auditors for 2022. | Management | F | 25-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| DVN | 25179M103 | 08-Jun-2022 | Annual | 3 | Advisory Vote to Approve Executive Compensation. | Management | F | 25-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| DVN | 25179M103 | 08-Jun-2022 | Annual | 4 | Approve the Devon Energy Corporation 2022 Long-Term Incentive Plan. | Management | F | 25-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| DVA | 23918K108 | 09-Jun-2022 | Annual | 1 | Election of Director: Pamela M. Arway | Management | F | 26-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| DVA | 23918K108 | 09-Jun-2022 | Annual | 2 | Election of Director: Charles G. Berg | Management | F | 26-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| DVA | 23918K108 | 09-Jun-2022 | Annual | 3 | Election of Director: Barbara J. Desoer | Management | F | 26-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| DVA | 23918K108 | 09-Jun-2022 | Annual | 4 | Election of Director: Paul J. Diaz | Management | F | 26-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| DVA | 23918K108 | 09-Jun-2022 | Annual | 5 | Election of Director: Jason M. Hollar | Management | F | 26-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| DVA | 23918K108 | 09-Jun-2022 | Annual | 6 | Election of Director: Gregory J. Moore, MD, PhD | Management | F | 26-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| DVA | 23918K108 | 09-Jun-2022 | Annual | 7 | Election of Director: John M. Nehra | Management | F | 26-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| DVA | 23918K108 | 09-Jun-2022 | Annual | 8 | Election of Director: Javier J. Rodriguez | Management | F | 26-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| DVA | 23918K108 | 09-Jun-2022 | Annual | 9 | Election of Director: Phyllis R. Yale | Management | F | 26-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| DVA | 23918K108 | 09-Jun-2022 | Annual | 10 | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for fiscal year 2022. | Management | F | 26-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| DVA | 23918K108 | 09-Jun-2022 | Annual | 11 | To approve, on an advisory basis, the compensation of our named executive officers. | Management | F | 26-Apr-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| DVA | 23918K108 | 09-Jun-2022 | Annual | 12 | Stockholder proposal regarding political contributions disclosure, if properly presented at the meeting. | Shareholder | N | 26-Apr-2022 | N | LDRSHRS ALPHAFACT US CORE ETF | |
| FANG | 25278X109 | 09-Jun-2022 | Annual | 1 | Election of Director: Travis D. Stice | Management | F | 17-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| FANG | 25278X109 | 09-Jun-2022 | Annual | 2 | Election of Director: Vincent K. Brooks | Management | F | 17-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| FANG | 25278X109 | 09-Jun-2022 | Annual | 3 | Election of Director: Michael P. Cross | Management | F | 17-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| FANG | 25278X109 | 09-Jun-2022 | Annual | 4 | Election of Director: David L. Houston | Management | F | 17-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| FANG | 25278X109 | 09-Jun-2022 | Annual | 5 | Election of Director: Stephanie K. Mains | Management | F | 17-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| FANG | 25278X109 | 09-Jun-2022 | Annual | 6 | Election of Director: Mark L. Plaumann | Management | F | 17-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| FANG | 25278X109 | 09-Jun-2022 | Annual | 7 | Election of Director: Melanie M. Trent | Management | F | 17-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| FANG | 25278X109 | 09-Jun-2022 | Annual | 8 | Election of Director: Steven E. West | Management | F | 17-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| FANG | 25278X109 | 09-Jun-2022 | Annual | 9 | Proposal to approve, on an advisory basis, the compensation paid to the Company's named executive officers. | Management | F | 17-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| FANG | 25278X109 | 09-Jun-2022 | Annual | 10 | Proposal to ratify the appointment of Grant Thornton LLP as the Company's independent auditors for the fiscal year ending December 31, 2022. | Management | F | 17-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| NXST | 65336K103 | 13-Jun-2022 | Annual | 1 | Election of Class I Director for a term of three years: Bernadette S. Aulestia | Management | F | 04-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| NXST | 65336K103 | 13-Jun-2022 | Annual | 2 | Election of Class I Director for a term of three years: Dennis J. FitzSimons | Management | F | 04-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| NXST | 65336K103 | 13-Jun-2022 | Annual | 3 | Election of Class I Director for a term of three years: C. Thomas McMillen | Management | F | 04-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| NXST | 65336K103 | 13-Jun-2022 | Annual | 4 | Election of Class I Director for a term of three years.: Lisbeth McNabb | Management | F | 04-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| NXST | 65336K103 | 13-Jun-2022 | Annual | 5 | To ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | F | 04-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| NXST | 65336K103 | 13-Jun-2022 | Annual | 6 | Approval, by an advisory vote, of executive compensation. | Management | F | 04-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| NXST | 65336K103 | 13-Jun-2022 | Annual | 7 | To approve an amendment to the Company's Amended and Restated Articles of Incorporation to eliminate the Company's Class B common stock and Class C common stock, which classes of common stock have no shares issued and outstanding as of the date hereof. | Management | F | 04-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| BLDR | 12008R107 | 14-Jun-2022 | Annual | 1 | Election of Director: Mark A. Alexander | Management | F | 09-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| BLDR | 12008R107 | 14-Jun-2022 | Annual | 2 | Election of Director: Dirkson R Charles | Management | F | 09-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| BLDR | 12008R107 | 14-Jun-2022 | Annual | 3 | Advisory vote on the compensation of the named executive officers | Management | F | 09-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| BLDR | 12008R107 | 14-Jun-2022 | Annual | 4 | Ratification of PricewaterhouseCoopers LLP as our independent registered public accounting firm | Management | F | 09-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| BLDR | 12008R107 | 14-Jun-2022 | Annual | 5 | Stockholder proposal regarding greenhouse gas emissions reduction targets | Shareholder | / | 09-May-2022 | / | LDRSHRS ALPHAFACT US CORE ETF | |
| DKS | 253393102 | 15-Jun-2022 | Annual | 1 | Election of Director for a term expires in 2023: Mark J. Barrenechea | Management | F | 10-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| DKS | 253393102 | 15-Jun-2022 | Annual | 2 | Election of Director for a term expires in 2023: Emanuel Chirico | Management | F | 10-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| DKS | 253393102 | 15-Jun-2022 | Annual | 3 | Election of Director for a term expires in 2023: William J. Colombo | Management | F | 10-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| DKS | 253393102 | 15-Jun-2022 | Annual | 4 | Election of Director for a term expires in 2023: Anne Fink | Management | F | 10-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| DKS | 253393102 | 15-Jun-2022 | Annual | 5 | Election of Director for a term expires in 2023: Sandeep Mathrani | Management | F | 10-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| DKS | 253393102 | 15-Jun-2022 | Annual | 6 | Election of Director for a term expires in 2023: Desiree Ralls-Morrison | Management | F | 10-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| DKS | 253393102 | 15-Jun-2022 | Annual | 7 | Election of Director for a term expires in 2023: Larry D. Stone | Management | F | 10-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| DKS | 253393102 | 15-Jun-2022 | Annual | 8 | Non-binding advisory vote to approve compensation of named executive officers for 2021, as disclosed in the Company's 2022 proxy statement. | Management | F | 10-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| DKS | 253393102 | 15-Jun-2022 | Annual | 9 | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for fiscal 2022. | Management | F | 10-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| EVR | 29977A105 | 16-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 02-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| EVR | 29977A105 | 16-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 02-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| EVR | 29977A105 | 16-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 02-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| EVR | 29977A105 | 16-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 02-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| EVR | 29977A105 | 16-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 02-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| EVR | 29977A105 | 16-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 02-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| EVR | 29977A105 | 16-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 02-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| EVR | 29977A105 | 16-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 02-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| EVR | 29977A105 | 16-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 02-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| EVR | 29977A105 | 16-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 02-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| EVR | 29977A105 | 16-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 02-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| EVR | 29977A105 | 16-Jun-2022 | Annual | 2 | To approve, on an advisory basis, the executive compensation of our Named Executive Officers. | Management | F | 02-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| EVR | 29977A105 | 16-Jun-2022 | Annual | 3 | To provide an advisory, non-binding vote regarding the frequency of advisory votes on the compensation of our Named Executive Officers. | Management | 1 | 02-May-2022 | 1 | LDRSHRS ALPHAFACT US CORE ETF | |
| EVR | 29977A105 | 16-Jun-2022 | Annual | 4 | To approve the Second Amended and Restated 2016 Evercore Inc. Stock Incentive Plan. | Management | F | 02-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| EVR | 29977A105 | 16-Jun-2022 | Annual | 5 | To ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for 2022. | Management | F | 02-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| SLM | 78442P106 | 21-Jun-2022 | Annual | 1 | Election of Director: Paul G. Child | Management | F | 09-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| SLM | 78442P106 | 21-Jun-2022 | Annual | 2 | Election of Director: Mary Carter Warren Franke | Management | F | 09-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| SLM | 78442P106 | 21-Jun-2022 | Annual | 3 | Election of Director: Marianne M. Keler | Management | F | 09-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| SLM | 78442P106 | 21-Jun-2022 | Annual | 4 | Election of Director: Mark L. Lavelle | Management | F | 09-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| SLM | 78442P106 | 21-Jun-2022 | Annual | 5 | Election of Director: Ted Manvitz | Management | F | 09-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| SLM | 78442P106 | 21-Jun-2022 | Annual | 6 | Election of Director: Jim Matheson | Management | F | 09-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| SLM | 78442P106 | 21-Jun-2022 | Annual | 7 | Election of Director: Samuel T. Ramsey | Management | F | 09-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| SLM | 78442P106 | 21-Jun-2022 | Annual | 8 | Election of Director: Vivian C. Schneck-Last | Management | F | 09-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| SLM | 78442P106 | 21-Jun-2022 | Annual | 9 | Election of Director: Robert S. Strong | Management | F | 09-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| SLM | 78442P106 | 21-Jun-2022 | Annual | 10 | Election of Director: Jonathan W. Witter | Management | F | 09-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| SLM | 78442P106 | 21-Jun-2022 | Annual | 11 | Election of Director: Kirsten O. Wolberg | Management | F | 09-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| SLM | 78442P106 | 21-Jun-2022 | Annual | 12 | Advisory approval of SLM Corporation's executive compensation. | Management | F | 09-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| SLM | 78442P106 | 21-Jun-2022 | Annual | 13 | Ratification of the appointment of KPMG LLP as SLM Corporation's independent registered public accounting firm for 2022. | Management | F | 09-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| MET | 59156R108 | 21-Jun-2022 | Annual | 1 | Election of Director: Cheryl W. Grisé | Management | F | 03-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| MET | 59156R108 | 21-Jun-2022 | Annual | 2 | Election of Director: Carlos M. Gutierrez | Management | F | 03-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| MET | 59156R108 | 21-Jun-2022 | Annual | 3 | Election of Director: Carla A. Harris | Management | F | 03-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| MET | 59156R108 | 21-Jun-2022 | Annual | 4 | Election of Director: Gerald L. Hassell | Management | F | 03-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| MET | 59156R108 | 21-Jun-2022 | Annual | 5 | Election of Director: David L. Herzog | Management | F | 03-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| MET | 59156R108 | 21-Jun-2022 | Annual | 6 | Election of Director: R. Glenn Hubbard, Ph.D. | Management | F | 03-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| MET | 59156R108 | 21-Jun-2022 | Annual | 7 | Election of Director: Edward J. Kelly, III | Management | F | 03-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| MET | 59156R108 | 21-Jun-2022 | Annual | 8 | Election of Director: William E. Kennard | Management | F | 03-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| MET | 59156R108 | 21-Jun-2022 | Annual | 9 | Election of Director: Michel A. Khalaf | Management | F | 03-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| MET | 59156R108 | 21-Jun-2022 | Annual | 10 | Election of Director: Catherine R. Kinney | Management | F | 03-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| MET | 59156R108 | 21-Jun-2022 | Annual | 11 | Election of Director: Diana L. McKenzie | Management | F | 03-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| MET | 59156R108 | 21-Jun-2022 | Annual | 12 | Election of Director: Denise M. Morrison | Management | F | 03-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| MET | 59156R108 | 21-Jun-2022 | Annual | 13 | Election of Director: Mark A. Weinberger | Management | F | 03-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| MET | 59156R108 | 21-Jun-2022 | Annual | 14 | Ratification of appointment of Deloitte & Touche LLP as MetLife, Inc.'s Independent Auditor for 2022 | Management | F | 03-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| MET | 59156R108 | 21-Jun-2022 | Annual | 15 | Advisory (non-binding) vote to approve the compensation paid to MetLife, Inc.'s Named Executive Officers | Management | F | 03-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| KR | 501044101 | 23-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 10-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| KR | 501044101 | 23-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 10-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| KR | 501044101 | 23-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 10-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| KR | 501044101 | 23-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 10-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| KR | 501044101 | 23-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 10-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| KR | 501044101 | 23-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 10-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| KR | 501044101 | 23-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 10-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| KR | 501044101 | 23-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 10-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| KR | 501044101 | 23-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 10-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| KR | 501044101 | 23-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 10-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| KR | 501044101 | 23-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 10-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| KR | 501044101 | 23-Jun-2022 | Annual | 2 | To approve our executive compensation, on an advisory basis | Management | F | 10-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| KR | 501044101 | 23-Jun-2022 | Annual | 3 | To ratify the selection of our independent auditor for fiscal year 2022 | Management | F | 10-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| KR | 501044101 | 23-Jun-2022 | Annual | 4 | To approve additional shares under the 2019 Long-Term Incentive Plan | Management | F | 10-May-2022 | F | LDRSHRS ALPHAFACT US CORE ETF | |
| KR | 501044101 | 23-Jun-2022 | Annual | 5 | Shareholder Proposal - Recyclability of Packaging | Shareholder | N | 10-May-2022 | N | LDRSHRS ALPHAFACT US CORE ETF | |
| KR | 501044101 | 23-Jun-2022 | Annual | 6 | Shareholder Proposal - Report on Protection of Farmworkers | Shareholder | N | 10-May-2022 | N | LDRSHRS ALPHAFACT US CORE ETF | |
| KR | 501044101 | 23-Jun-2022 | Annual | 7 | Shareholder Proposal - Report on Elimination of HFCs | Shareholder | N | 10-May-2022 | N | LDRSHRS ALPHAFACT US CORE ETF | |
| KR | 501044101 | 23-Jun-2022 | Annual | 8 | Shareholder Proposal - Report on Workforce Strategy | Shareholder | N | 10-May-2022 | N | LDRSHRS ALPHAFACT US CORE ETF | |
| Registrant: Redwood AlphaFactor Tactical International Fund | Item 1, Exhibit 17 | ||||||||||
| Investment Company Act file number: 811- 22718 | |||||||||||
| Reporting Period: July 1, 2021-June 30, 2022 | |||||||||||
| Primary Ticker Symbol | Security ID | Meeting Date | Meeting Type | Proposal Number | Proposal Long Text | Proposed By | Recommended Vote | Vote Date | Vote | Account Name | |
| M22465104 | 10-Aug-2021 | Annual | 1 | Election of Director: Gil Shwed | Management | F | 13-Jul-2021 | F | REDWOOD ALPHAFACT INTERNATIONAL | ||
| M22465104 | 10-Aug-2021 | Annual | 2 | Election of Director: Jerry Ungerman | Management | F | 13-Jul-2021 | F | REDWOOD ALPHAFACT INTERNATIONAL | ||
| M22465104 | 10-Aug-2021 | Annual | 3 | Election of Director: Rupal Hollenbeck | Management | F | 13-Jul-2021 | F | REDWOOD ALPHAFACT INTERNATIONAL | ||
| M22465104 | 10-Aug-2021 | Annual | 4 | Election of Director: Dr. Tal Shavit | Management | F | 13-Jul-2021 | F | REDWOOD ALPHAFACT INTERNATIONAL | ||
| M22465104 | 10-Aug-2021 | Annual | 5 | Election of Director: Eyal Waldman | Management | F | 13-Jul-2021 | F | REDWOOD ALPHAFACT INTERNATIONAL | ||
| M22465104 | 10-Aug-2021 | Annual | 6 | Election of Director: Shai Weiss | Management | F | 13-Jul-2021 | F | REDWOOD ALPHAFACT INTERNATIONAL | ||
| M22465104 | 10-Aug-2021 | Annual | 7 | To elect Yoav Chelouche as outside director for an additional three-year term. | Management | F | 13-Jul-2021 | F | REDWOOD ALPHAFACT INTERNATIONAL | ||
| M22465104 | 10-Aug-2021 | Annual | 8 | To elect Guy Gecht as outside director for an additional three- year term. | Management | F | 13-Jul-2021 | F | REDWOOD ALPHAFACT INTERNATIONAL | ||
| M22465104 | 10-Aug-2021 | Annual | 9 | To set the size of the Board of Directors at nine members in accordance with our Articles of Association. | Management | F | 13-Jul-2021 | F | REDWOOD ALPHAFACT INTERNATIONAL | ||
| M22465104 | 10-Aug-2021 | Annual | 10 | To ratify the appointment and compensation of Kost, Forer, Gabbay & Kasierer, a member of Ernst & Young Global, as our independent registered public accounting firm for 2021. | Management | F | 13-Jul-2021 | F | REDWOOD ALPHAFACT INTERNATIONAL | ||
| M22465104 | 10-Aug-2021 | Annual | 11 | To approve compensation to Check Point's Chief Executive Officer. | Management | F | 13-Jul-2021 | F | REDWOOD ALPHAFACT INTERNATIONAL | ||
| M22465104 | 10-Aug-2021 | Annual | 12 | The undersigned is not a controlling shareholder and does not have a personal interest in item 2. Mark "for" = yes or "against" = no. | Management | / | 13-Jul-2021 | F | REDWOOD ALPHAFACT INTERNATIONAL | ||
| M22465104 | 10-Aug-2021 | Annual | 13 | The undersigned is not a controlling shareholder and does not have a personal interest in item 5. Mark "for" = yes or "against" = no. | Management | / | 13-Jul-2021 | F | REDWOOD ALPHAFACT INTERNATIONAL | ||
| 61747C715 | 31-Mar-2022 | Special | 1 | DIRECTOR | Management | F | 15-Jan-2022 | F | REDWOOD ALPHAFACT INTERNATIONAL | ||
| 61747C715 | 31-Mar-2022 | Special | 1 | DIRECTOR | Management | F | 15-Jan-2022 | F | REDWOOD ALPHAFACT INTERNATIONAL | ||
| 61747C715 | 31-Mar-2022 | Special | 1 | DIRECTOR | Management | F | 15-Jan-2022 | F | REDWOOD ALPHAFACT INTERNATIONAL | ||
| 61747C715 | 31-Mar-2022 | Special | 1 | DIRECTOR | Management | F | 15-Jan-2022 | F | REDWOOD ALPHAFACT INTERNATIONAL | ||
| 61747C715 | 31-Mar-2022 | Special | 1 | DIRECTOR | Management | F | 15-Jan-2022 | F | REDWOOD ALPHAFACT INTERNATIONAL | ||
| 02364W105 | 20-Apr-2022 | Special | 1 | Appointment or, as the case may be, ratification of the following person as members of the Board of Directors of the Company that the holders of Series "L" shares are entitled to appoint: Pablo Roberto González Guajardo. Adoption of resolutions thereon. | Management | / | 14-Apr-2022 | F | REDWOOD ALPHAFACT INTERNATIONAL | ||
| 02364W105 | 20-Apr-2022 | Special | 2 | Appointment or, as the case may be, ratification of the following person as members of the Board of Directors of the Company that the holders of Series "L" shares are entitled to appoint: Claudia Jañez Sánchez. Adoption of resolutions thereon. | Management | / | 14-Apr-2022 | F | REDWOOD ALPHAFACT INTERNATIONAL | ||
| 02364W105 | 20-Apr-2022 | Special | 3 | Appointment of delegates to execute and, if applicable, formalize the resolutions adopted by the meeting. Adoption of resolutions thereon. | Management | / | 14-Apr-2022 | F | REDWOOD ALPHAFACT INTERNATIONAL | ||
| 02364W105 | 20-Apr-2022 | Special | 1 | Appointment or, as the case may be, ratification of the following person as members of the Board of Directors of the Company that the holders of Series "L" shares are entitled to appoint: Pablo Roberto González Guajardo. Adoption of resolutions thereon. | Management | / | 06-Apr-2022 | / | REDWOOD ALPHAFACT INTERNATIONAL | ||
| 02364W105 | 20-Apr-2022 | Special | 2 | Appointment or, as the case may be, ratification of the following person as members of the Board of Directors of the Company that the holders of Series "L" shares are entitled to appoint: Claudia Jañez Sánchez. Adoption of resolutions thereon. | Management | / | 06-Apr-2022 | / | REDWOOD ALPHAFACT INTERNATIONAL | ||
| 02364W105 | 20-Apr-2022 | Special | 3 | Appointment of delegates to execute and, if applicable, formalize the resolutions adopted by the meeting. Adoption of resolutions thereon. | Management | / | 06-Apr-2022 | / | REDWOOD ALPHAFACT INTERNATIONAL | ||
| 29446M102 | 11-May-2022 | Annual | 1 | Election of chair for the meeting | Management | F | 24-Apr-2022 | F | REDWOOD ALPHAFACT INTERNATIONAL | ||
| 29446M102 | 11-May-2022 | Annual | 2 | Approval of the notice and the agenda | Management | F | 24-Apr-2022 | F | REDWOOD ALPHAFACT INTERNATIONAL | ||
| 29446M102 | 11-May-2022 | Annual | 3 | Election of two persons to co-sign the minutes together with the chair of the meeting | Management | F | 24-Apr-2022 | F | REDWOOD ALPHAFACT INTERNATIONAL | ||
| 29446M102 | 11-May-2022 | Annual | 4 | Approval of the annual report and accounts for Equinor ASA and the Equinor group for 2021, including the board of directors' proposal for distribution of fourth quarter 2021 dividend | Management | F | 24-Apr-2022 | F | REDWOOD ALPHAFACT INTERNATIONAL | ||
| 29446M102 | 11-May-2022 | Annual | 5 | Authorisation to distribute dividend based on approved annual accounts for 2021 | Management | F | 24-Apr-2022 | F | REDWOOD ALPHAFACT INTERNATIONAL | ||
| 29446M102 | 11-May-2022 | Annual | 6 | Reduction in capital through the cancellation of own shares and the redemption of shares belonging to the Norwegian government | Management | F | 24-Apr-2022 | F | REDWOOD ALPHAFACT INTERNATIONAL | ||
| 29446M102 | 11-May-2022 | Annual | 7 | Proposal to amend Article 1 of the Articles of Association | Management | F | 24-Apr-2022 | F | REDWOOD ALPHAFACT INTERNATIONAL | ||
| 29446M102 | 11-May-2022 | Annual | 8 | Energy Transition Plan | Management | F | 24-Apr-2022 | F | REDWOOD ALPHAFACT INTERNATIONAL | ||
| 29446M102 | 11-May-2022 | Annual | 9 | Proposal from shareholder to set short-, medium-, and long-term targets for greenhouse gas (GHG) emissions of the company's operations and the use of energy products (including Scope 1, 2 and 3) | Shareholder | N | 24-Apr-2022 | N | REDWOOD ALPHAFACT INTERNATIONAL | ||
| 29446M102 | 11-May-2022 | Annual | 10 | Proposal from shareholders that Equinor introduces and implements a climate target agenda and emissions reduction plan that is consistent with achieving the global 1,5 degree C increase target | Shareholder | N | 24-Apr-2022 | N | REDWOOD ALPHAFACT INTERNATIONAL | ||
| 29446M102 | 11-May-2022 | Annual | 11 | Proposal from shareholder that Equinor takes initiative to establish a state restructuring fund for employees who now work in the oil sector | Shareholder | N | 24-Apr-2022 | N | REDWOOD ALPHAFACT INTERNATIONAL | ||
| 29446M102 | 11-May-2022 | Annual | 12 | Proposal from shareholders that Equinor declares the Norwegian sector of the Barents Sea a Voluntary Exclusion Zone, focus on its domestic business in the Norwegian sector and accelerate its transition into renewable energy | Shareholder | N | 24-Apr-2022 | N | REDWOOD ALPHAFACT INTERNATIONAL | ||
| 29446M102 | 11-May-2022 | Annual | 13 | Proposal from shareholder that Equinor aims to become a leading producer of renewable energy, stops all exploration activity and test drilling for fossil energy resources, withdraws from its projects abroad | Shareholder | N | 24-Apr-2022 | N | REDWOOD ALPHAFACT INTERNATIONAL | ||
| 29446M102 | 11-May-2022 | Annual | 14 | Proposal from shareholder that Equinor significantly increases its investments in renewable energy, stop all new exploration in the Barents Sea, discontinue international activities and develop a plan for gradual closure of the oil industry | Shareholder | N | 24-Apr-2022 | N | REDWOOD ALPHAFACT INTERNATIONAL | ||
| 29446M102 | 11-May-2022 | Annual | 15 | Proposal from shareholder that Equinor present a strategy for real business transformation to sustainable energy production | Shareholder | N | 24-Apr-2022 | N | REDWOOD ALPHAFACT INTERNATIONAL | ||
| 29446M102 | 11-May-2022 | Annual | 16 | Proposal from shareholder that Equinor gradually divest from all international operations | Shareholder | N | 24-Apr-2022 | N | REDWOOD ALPHAFACT INTERNATIONAL | ||
| 29446M102 | 11-May-2022 | Annual | 17 | Proposal from shareholder that the board of Equinor outlines a specific action plan for quality assurance and anti-corruption | Shareholder | N | 24-Apr-2022 | F | REDWOOD ALPHAFACT INTERNATIONAL | ||
| 29446M102 | 11-May-2022 | Annual | 18 | The board of directors' report on Corporate Governance | Management | F | 24-Apr-2022 | F | REDWOOD ALPHAFACT INTERNATIONAL | ||
| 29446M102 | 11-May-2022 | Annual | 19 | The board of directors' remuneration report for salary and other remuneration for leading personnel | Management | F | 24-Apr-2022 | F | REDWOOD ALPHAFACT INTERNATIONAL | ||
| 29446M102 | 11-May-2022 | Annual | 20 | Approval of remuneration for the company's external auditor for 2021 | Management | F | 24-Apr-2022 | F | REDWOOD ALPHAFACT INTERNATIONAL | ||
| 29446M102 | 11-May-2022 | Annual | 21 | Election of member to the corporate assembly: Member Jarle Roth (re-election, nominated as chair for the corporate assembly's election) | Management | F | 24-Apr-2022 | F | REDWOOD ALPHAFACT INTERNATIONAL | ||
| 29446M102 | 11-May-2022 | Annual | 22 | Election of member to the corporate assembly: Member Nils Bastiansen (re-election, nominated as deputy chair for the corporate assembly's election) | Management | F | 24-Apr-2022 | F | REDWOOD ALPHAFACT INTERNATIONAL | ||
| 29446M102 | 11-May-2022 | Annual | 23 | Election of member to the corporate assembly: Member Finn Kinserdal (re-election) | Management | F | 24-Apr-2022 | F | REDWOOD ALPHAFACT INTERNATIONAL | ||
| 29446M102 | 11-May-2022 | Annual | 24 | Election of member to the corporate assembly: Member Kari Skeidsvoll Moe (re-election) | Management | F | 24-Apr-2022 | F | REDWOOD ALPHAFACT INTERNATIONAL | ||
| 29446M102 | 11-May-2022 | Annual | 25 | Election of member to the corporate assembly: Member Kjerstin Rasmussen Braathen (re-election) | Management | F | 24-Apr-2022 | F | REDWOOD ALPHAFACT INTERNATIONAL | ||
| 29446M102 | 11-May-2022 | Annual | 26 | Election of member to the corporate assembly: Member Kjerstin Fyllingen (re-election) | Management | F | 24-Apr-2022 | F | REDWOOD ALPHAFACT INTERNATIONAL | ||
| 29446M102 | 11-May-2022 | Annual | 27 | Election of member to the corporate assembly: Member Mari Rege (re-election) | Management | F | 24-Apr-2022 | F | REDWOOD ALPHAFACT INTERNATIONAL | ||
| 29446M102 | 11-May-2022 | Annual | 28 | Election of member to the corporate assembly: Member Trond Straume (re-election) | Management | F | 24-Apr-2022 | F | REDWOOD ALPHAFACT INTERNATIONAL | ||
| 29446M102 | 11-May-2022 | Annual | 29 | Election of member to the corporate assembly: Member Martin Wien Fjell (new election, existing deputy member) | Management | F | 24-Apr-2022 | F | REDWOOD ALPHAFACT INTERNATIONAL | ||
| 29446M102 | 11-May-2022 | Annual | 30 | Election of member to the corporate assembly: Member Merete Hverven (new election) | Management | F | 24-Apr-2022 | F | REDWOOD ALPHAFACT INTERNATIONAL | ||
| 29446M102 | 11-May-2022 | Annual | 31 | Election of member to the corporate assembly: Member Helge Aasen (new election) | Management | F | 24-Apr-2022 | F | REDWOOD ALPHAFACT INTERNATIONAL | ||
| 29446M102 | 11-May-2022 | Annual | 32 | Election of member to the corporate assembly: Member Liv B. Ulriksen (new election) | Management | F | 24-Apr-2022 | F | REDWOOD ALPHAFACT INTERNATIONAL | ||
| 29446M102 | 11-May-2022 | Annual | 33 | Election of member to the corporate assembly: Deputy member Per Axel Koch (new election) | Management | F | 24-Apr-2022 | F | REDWOOD ALPHAFACT INTERNATIONAL | ||
| 29446M102 | 11-May-2022 | Annual | 34 | Election of member to the corporate assembly: Deputy member Catrine Kristiseter Marti (new election) | Management | F | 24-Apr-2022 | F | REDWOOD ALPHAFACT INTERNATIONAL | ||
| 29446M102 | 11-May-2022 | Annual | 35 | Election of member to the corporate assembly: Deputy member Nils Morten Huseby (new election) | Management | F | 24-Apr-2022 | F | REDWOOD ALPHAFACT INTERNATIONAL | ||
| 29446M102 | 11-May-2022 | Annual | 36 | Election of member to the corporate assembly: Deputy member Nina Kivijervi Jonassen (re-election) | Management | F | 24-Apr-2022 | F | REDWOOD ALPHAFACT INTERNATIONAL | ||
| 29446M102 | 11-May-2022 | Annual | 37 | Determination of remuneration for the corporate assembly members | Management | F | 24-Apr-2022 | F | REDWOOD ALPHAFACT INTERNATIONAL | ||
| 29446M102 | 11-May-2022 | Annual | 38 | Election of member to the nomination committee: Member Jarle Roth (re-election, new election as chair) | Management | F | 24-Apr-2022 | F | REDWOOD ALPHAFACT INTERNATIONAL | ||
| 29446M102 | 11-May-2022 | Annual | 39 | Election of member to the nomination committee: Member Berit L. Henriksen (re-election) | Management | F | 24-Apr-2022 | F | REDWOOD ALPHAFACT INTERNATIONAL | ||
| 29446M102 | 11-May-2022 | Annual | 40 | Election of member to the nomination committee: Member Merete Hverven (new election) | Management | F | 24-Apr-2022 | F | REDWOOD ALPHAFACT INTERNATIONAL | ||
| 29446M102 | 11-May-2022 | Annual | 41 | Election of member to the nomination committee: Member Jan Tore Føsund (new election) | Management | F | 24-Apr-2022 | F | REDWOOD ALPHAFACT INTERNATIONAL | ||
| 29446M102 | 11-May-2022 | Annual | 42 | Determination of remuneration for the nomination committee members | Management | F | 24-Apr-2022 | F | REDWOOD ALPHAFACT INTERNATIONAL | ||
| 29446M102 | 11-May-2022 | Annual | 43 | Authorisation to acquire Equinor ASA shares in the market to continue operation of the company's share-based incentive plans for employees | Management | F | 24-Apr-2022 | F | REDWOOD ALPHAFACT INTERNATIONAL | ||
| 29446M102 | 11-May-2022 | Annual | 44 | Authorisation to acquire Equinor ASA shares in the market for subsequent annulment | Management | F | 24-Apr-2022 | F | REDWOOD ALPHAFACT INTERNATIONAL | ||
| 29446M102 | 11-May-2022 | Annual | 45 | Marketing Instructions for Equinor ASA - adjustments | Management | F | 24-Apr-2022 | F | REDWOOD ALPHAFACT INTERNATIONAL | ||
| P78331132 | 27-Aug-2021 | ExtraOrdinary General Meeting | 1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 617344 DUE TO CHANGE IN BOARD RECOMMENDATIONS FOR RESOLUTIONS 2, 3, 4, 5.1 TO 5.11 AND 10. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | M | 26-Aug-2021 | M | U6NF4769142 | ||
| P78331132 | 27-Aug-2021 | ExtraOrdinary General Meeting | 2 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET (DEPENDANT UPON THE AVAILABILITY AND USAGE OF THE REMOTE VOTING PLATFORM). ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | Non-Voting | M | 26-Aug-2021 | M | U6NF4769142 | ||
| P78331132 | 27-Aug-2021 | ExtraOrdinary General Meeting | 3 | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU | Non-Voting | M | 26-Aug-2021 | M | U6NF4769142 | ||
| P78331132 | 27-Aug-2021 | ExtraOrdinary General Meeting | 4 | ELECTION OF THE BOARD OF DIRECTORS BY SLATE. SLATE INDICATED BY THE CONTROLLING SHAREHOLDER, BRAZILIAN GOVERNMENT. ELECTION OF ALL NAMES COMPRISING THE SLATE. SHAREHOLDERS WHOSE COMMON SHARES HAVE BEEN USED IN THE SEPARATE ELECTION OF ONE MEMBER OF THE BOARD OF DIRECTORS HELD IN THE ANNUAL GENERAL MEETING OF PETROBRAS HELD ON 07.22.2020, MAY NOT USE SUCH SHARES IN THE ELECTION OF MEMBERS OF THE BOARD OF DIRECTORS TO BE HELD IN THIS MEETING. EDUARDO BACELLAR LEAL FERREIRA. JOAQUIM SILVA E LUNA. RUY FLAKS SCHNEIDER. SONIA JULIA SULZBECK VILLALOBOS. MARCIO ANDRADE WEBER. MURILO MARROQUIM DE SOUZA. CYNTHIA SANTANA SILVEIRA. CARLOS EDUARDO LESSA BRANDAO | Management | F | 26-Aug-2021 | F | U6NF4769142 | ||
| P78331132 | 27-Aug-2021 | ExtraOrdinary General Meeting | 5 | IN THE EVENT THAT ONE OF THE CANDIDATES WHO IS ON THE SLATE CHOSEN CEASES TO BE PART OF THAT SLATE, CAN THE VOTES CORRESPONDING TO YOUR SHARES CONTINUE TO BE CONFERRED ON THE CHOSEN SLATE | Management | / | 26-Aug-2021 | F | U6NF4769142 | ||
| P78331132 | 27-Aug-2021 | ExtraOrdinary General Meeting | 6 | DO YOU WISH TO REQUEST THE ADOPTION OF THE CUMULATIVE VOTING PROCESS FOR THE ELECTION OF THE BOARD OF DIRECTORS, UNDER THE TERMS OF ARTICLE 141 OF LAW 6,404 OF 1976 | Management | / | 26-Aug-2021 | N | U6NF4769142 | ||
| P78331132 | 27-Aug-2021 | ExtraOrdinary General Meeting | 7 | CUMULATIVE VOTING - ITEMS 4 AND 5.1 THROUGH 5.11 - THESE ITEMS WILL ONLY BE CONSIDERED IF THE CUMULATIVE VOTE PROCESS IS ADOPTED | Non-Voting | M | 26-Aug-2021 | M | U6NF4769142 | ||
| P78331132 | 27-Aug-2021 | ExtraOrdinary General Meeting | 8 | ITEM 4 - A VOTE IN FAVOR ON THIS ITEM DISTRIBUTES THE VOTES EQUALLY AMONGST ALL CANDIDATES (5.1 THROUGH 5.11). PLEASE NOTE THERE ARE ONLY 8 (EIGHT) VACANCIES IN DISPUTE FOR THE BOARD. AN ABSTAIN VOTE ON THIS ITEM, MEANS HOLDERS VOTES WILL NOT COUNT TOWARDS THE BOARD ELECTION IN CASE THE CUMULATIVE VOTING PROCESS IS ADOPTED | Non-Voting | M | 26-Aug-2021 | M | U6NF4769142 | ||
| P78331132 | 27-Aug-2021 | ExtraOrdinary General Meeting | 9 | IN CASE OF ADOPTION OF THE CUMULATIVE VOTING PROCESS, SHOULD THE VOTES CORRESPONDING TO YOUR SHARES BE DISTRIBUTED IN EQUAL PERCENTAGES AMONG ALL CANDIDATES LISTED BELOW. IF THE SHAREHOLDER CHOOSES TO ABSTAIN AND THE ELECTION OCCURS THROUGH THE MULTIPLE VOTE PROCESS, HIS VOTE SHALL BE COMPUTED AS AN ABSTENTION. FOR SHAREHOLDER WHO HAVE ALREADY USED THE TOTALITY OR PART OF HIS COMMON SHARES IN THE SEPARATE ELECTION OF A MEMBER OF THE BOARD OF DIRECTORS AT THE ANNUAL SHAREHOLDERS MEETING OF 07.22.2020, THE PERCENTAGES INDICATED IN THIS ITEM WILL BE APPLIED ONLY TO UNUSED SHARES, AS PROVIDED FOR IN ARTICLE 141 OF BRAZILIAN LAW 6.404,76 | Management | / | 26-Aug-2021 | F | U6NF4769142 | ||
| P78331132 | 27-Aug-2021 | ExtraOrdinary General Meeting | 10 | TO CHOOSE 1 (ONE) OR MORE CANDIDATES TO VOTE FOR INDIVIDUALLY, THE SHAREHOLDER MUST VOTE AGAINST IN ITEM 4 AND INFORM THE VOTE MANUALLY IN PERCENTAGES IN ITEM 5 - AS DESCRIBED BELOW. ITEM 5: FIELD FOR THE INDICATION OF THE PERCENTAGE OF VOTES THAT THE SHAREHOLDER WISHES TO ALLOCATE TO EACH CANDIDATE INDIVIDUALLY. IMPORTANT: THE INDICATION OF THE PERCENTAGE NUMBER TO BE ALLOCATED TO EACH CANDIDATE MUST BE DONE MANUALLY. ONLY INSTRUCTIONS IN PERCENTAGES (NUMBERS) WILL BE PROCESSED PROPERLY. DIFFERENT INSTRUCTIONS WILL BE CONSIDERED AS ABSTENTIONS. VOTING INSTRUCTIONS WHOSE SUM OF THE PERCENTAGES INDICATED IN ITEM 5 IS GREATER OR LOWER THAN 100% WILL ALSO BE DISREGARDED | Non-Voting | M | 26-Aug-2021 | M | U6NF4769142 | ||
| P78331132 | 27-Aug-2021 | ExtraOrdinary General Meeting | 11 | VISUALIZATION OF ALL CANDIDATES TO INDICATE THE PERCENTAGE OF VOTES TO BE ATTRIBUTED. EDUARDO BACELLAR LEAL FERREIRA | Management | / | 26-Aug-2021 | F | U6NF4769142 | ||
| P78331132 | 27-Aug-2021 | ExtraOrdinary General Meeting | 12 | VISUALIZATION OF ALL CANDIDATES TO INDICATE THE PERCENTAGE OF VOTES TO BE ATTRIBUTED. JOAQUIM SILVA E LUNA | Management | / | 26-Aug-2021 | F | U6NF4769142 | ||
| P78331132 | 27-Aug-2021 | ExtraOrdinary General Meeting | 13 | VISUALIZATION OF ALL CANDIDATES TO INDICATE THE PERCENTAGE OF VOTES TO BE ATTRIBUTED. RUY FLAKS SCHNEIDER | Management | / | 26-Aug-2021 | F | U6NF4769142 | ||
| P78331132 | 27-Aug-2021 | ExtraOrdinary General Meeting | 14 | VISUALIZATION OF ALL CANDIDATES TO INDICATE THE PERCENTAGE OF VOTES TO BE ATTRIBUTED. SONIA JULIA SULZBECK VILLALOBOS | Management | / | 26-Aug-2021 | F | U6NF4769142 | ||
| P78331132 | 27-Aug-2021 | ExtraOrdinary General Meeting | 15 | VISUALIZATION OF ALL CANDIDATES TO INDICATE THE PERCENTAGE OF VOTES TO BE ATTRIBUTED. MARCIO ANDRADE WEBER | Management | / | 26-Aug-2021 | F | U6NF4769142 | ||
| P78331132 | 27-Aug-2021 | ExtraOrdinary General Meeting | 16 | VISUALIZATION OF ALL CANDIDATES TO INDICATE THE PERCENTAGE OF VOTES TO BE ATTRIBUTED. MURILO MARROQUIM DE SOUZA | Management | / | 26-Aug-2021 | F | U6NF4769142 | ||
| P78331132 | 27-Aug-2021 | ExtraOrdinary General Meeting | 17 | VISUALIZATION OF ALL CANDIDATES TO INDICATE THE PERCENTAGE OF VOTES TO BE ATTRIBUTED. CYNTHIA SANTANA SILVEIRA | Management | / | 26-Aug-2021 | F | U6NF4769142 | ||
| P78331132 | 27-Aug-2021 | ExtraOrdinary General Meeting | 18 | VISUALIZATION OF ALL CANDIDATES TO INDICATE THE PERCENTAGE OF VOTES TO BE ATTRIBUTED. CARLOS EDUARDO LESSA BRANDAO | Management | / | 26-Aug-2021 | F | U6NF4769142 | ||
| P78331132 | 27-Aug-2021 | ExtraOrdinary General Meeting | 19 | VISUALIZATION OF ALL CANDIDATES TO INDICATE THE PERCENTAGE OF VOTES TO BE ATTRIBUTED. JOSE JOAO ABDALLA FILHO | Management | / | 26-Aug-2021 | F | U6NF4769142 | ||
| P78331132 | 27-Aug-2021 | ExtraOrdinary General Meeting | 20 | VISUALIZATION OF ALL CANDIDATES TO INDICATE THE PERCENTAGE OF VOTES TO BE ATTRIBUTED. MARCELO GASPARINO DA SILVA | Management | / | 26-Aug-2021 | F | U6NF4769142 | ||
| P78331132 | 27-Aug-2021 | ExtraOrdinary General Meeting | 21 | VISUALIZATION OF ALL CANDIDATES TO INDICATE THE PERCENTAGE OF VOTES TO BE ATTRIBUTED. PEDRO RODRIGUES GALVAO DE MEDEIROS | Management | / | 26-Aug-2021 | F | U6NF4769142 | ||
| P78331132 | 27-Aug-2021 | ExtraOrdinary General Meeting | 22 | ELECTION OF THE CHAIRMAN OF THE BOARD OF DIRECTORS. EDUARDO BACELLAR LEAL FERREIRA | Management | F | 26-Aug-2021 | F | U6NF4769142 | ||
| P78331132 | 27-Aug-2021 | ExtraOrdinary General Meeting | 23 | ELECTION OF THE FISCAL COUNCIL BY CANDIDATE. TOTAL MEMBERS TO BE ELECTED, 1. ELECTION OF THE FISCAL COUNCIL CANDIDATES PRESENTED BELOW, SHAREHOLDERS MAY VOTE IN AS MANY CANDIDATES AS THE NUMBER OF VACANCIES TO BE FILLED IN THE GENERAL ELECTION. JEFERSON LUIS BITTENCOURT AND GILDENORA DANTAS MILHOMEM | Management | F | 26-Aug-2021 | F | U6NF4769142 | ||
| P78331132 | 27-Aug-2021 | ExtraOrdinary General Meeting | 24 | PROPOSAL TO ADJUST THE AMOUNT OF THE OVERALL COMPENSATION OF THE MEMBERS OF THE AUDIT COMMITTEE APPROVED AT THE ANNUAL GENERAL MEETING OF APRIL 14, 2021 | Management | F | 26-Aug-2021 | F | U6NF4769142 | ||
| P78331132 | 27-Aug-2021 | ExtraOrdinary General Meeting | 25 | PROPOSAL TO ADJUST THE AMOUNT OF THE OVERALL COMPENSATION OF THE MEMBERS OF OTHER ADVISORY COMMITTEES OF THE BOARD OF DIRECTORS APPROVED AT THE ANNUAL GENERAL MEETING OF APRIL 14, 2021 | Management | F | 26-Aug-2021 | F | U6NF4769142 | ||
| P78331132 | 27-Aug-2021 | ExtraOrdinary General Meeting | 26 | IN THE EVENTUALITY OF A SECOND CALL OF THIS MEETING, THE VOTING INSTRUCTIONS IN THIS VOTING LIST MAY ALSO BE CONSIDERED VALID FOR THE PURPOSES OF HOLDING THE MEETING ON SECOND CALL | Management | / | 26-Aug-2021 | F | U6NF4769142 | ||
| P37625103 | 23-Sep-2021 | ExtraOrdinary General Meeting | 1 | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED TO LODGE VOTING INSTRUCTIONS (DEPENDENT UPON THE AVAILABILITY AND USAGE OF THE BRAZILIAN REMOTE VOTING PLATFORM). IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE REJECTED | Non-Voting | M | 26-Aug-2021 | M | U6NF4769142 | ||
| P37625103 | 23-Sep-2021 | ExtraOrdinary General Meeting | 2 | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU | Non-Voting | M | 26-Aug-2021 | M | U6NF4769142 | ||
| P37625103 | 23-Sep-2021 | ExtraOrdinary General Meeting | 3 | TO DELIBERATE ON THE PROPOSED AMENDMENT TO THE COMPANY'S BYLAWS TO UPDATE THE LIMITS OF COMPETENCE OF THE EXECUTIVE BOARD ARTICLE 19, ITEMS VIII AND XII AND THE ADOPTION OF BETTER GOVERNANCE PRACTICES IN RELATION TO THE INTERNAL AUDIT ARTICLE 19, ITEM VII AND INCLUSION OF A NEW ITEM XX, WITH THE RENUMBERING OF THE SUBSEQUENT ITEMS, PURSUANT TO THE COMPARATIVE TABLE PROVIDED IN THE MANAGEMENT PROPOSAL | Management | F | 26-Aug-2021 | F | U6NF4769142 | ||
| P37625103 | 23-Sep-2021 | ExtraOrdinary General Meeting | 4 | IF APPROVED THE PREVIOUS PROPOSAL, CONSOLIDATE THE BYLAWS, AS MADE AVAILABLE IN THE MANAGEMENT PROPOSAL | Management | F | 26-Aug-2021 | F | U6NF4769142 | ||
| P37625103 | 23-Sep-2021 | ExtraOrdinary General Meeting | 5 | TO APPOINT TWO NEW ALTERNATE MEMBERS OF THE BOARD OF DIRECTORS TO REPLACE RESIGNING MEMBERS APPOINTED BY THE PARENT COMPANY, AS STATED IN THE MANAGEMENT PROPOSAL. SYLVIE MARIE VICENTE EP. CREDOT. ANDRE DE AQUINO FONTENELLE CANGUCU | Management | F | 26-Aug-2021 | F | U6NF4769142 | ||
| P37625103 | 23-Sep-2021 | ExtraOrdinary General Meeting | 6 | TO REALLOCATE POSITIONS OF CURRENT MEMBERS OF THE BOARD OF DIRECTORS APPOINTED BY THE PARENT COMPANY, AS STATED IN THE MANAGEMENT PROPOSAL | Management | F | 26-Aug-2021 | F | U6NF4769142 | ||
| P2R268136 | 24-Nov-2021 | ExtraOrdinary General Meeting | 1 | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED TO LODGE VOTING INSTRUCTIONS (DEPENDENT UPON THE AVAILABILITY AND USAGE OF THE BRAZILIAN REMOTE VOTING PLATFORM). IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE REJECTED | Non-Voting | M | U6NF4769142 | ||||
| P2R268136 | 24-Nov-2021 | ExtraOrdinary General Meeting | 2 | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU | Non-Voting | M | U6NF4769142 | ||||
| P2R268136 | 24-Nov-2021 | ExtraOrdinary General Meeting | 3 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: ELECTION OF MRS. CARLA ALMEIDA, APPOINTED BY CONTROLLER SHAREHOLDER TO SUBSTITUTE MRS. LAURA DIAZ MONTIEL AS A MEMBER OF THE ELIGIBILITY AND ADVISORY COMMITTEE | Shareholder | / | U6NF4769142 | ||||
| P2R268136 | 24-Nov-2021 | ExtraOrdinary General Meeting | 4 | ELECTION OF THE BOARD OF DIRECTORS BY SINGLE SLATE. INDICATION OF ALL THE NAMES THAT MAKE UP THE BY SLATE. THE VOTES INDICATED IN THIS FIELD WILL BE DISREGARDED IF THE SHAREHOLDER HOLDING SHARES WITH VOTING RIGHTS ALSO FILLS IN THE FIELDS PRESENT IN THE SEPARATE ELECTION OF A MEMBER OF THE BOARD OF DIRECTORS AND THE SEPARATE ELECTION THAT THESE FIELDS DEAL WITH. LEONARDO AUGUSTO DE ANDRADE BARBOSA | Management | F | U6NF4769142 | ||||
| P2R268136 | 24-Nov-2021 | ExtraOrdinary General Meeting | 5 | IN THE EVENT THAT ONE OF THE CANDIDATES WHO IS ON THE SLATE CHOSEN CEASES TO BE PART OF THAT SLATE, CAN THE VOTES CORRESPONDING TO YOUR SHARES CONTINUE TO BE CONFERRED ON THE CHOSEN SLATE | Management | F | U6NF4769142 | ||||
| P2R268136 | 24-Nov-2021 | ExtraOrdinary General Meeting | 6 | IN THE EVENT OF THE ADOPTION OF THE CUMULATIVE VOTING PROCESS, SHOULD THE VOTES CORRESPONDING TO YOUR SHARES BE DISTRIBUTED IN EQUAL PERCENTAGES ACROSS THE MEMBERS OF THE SLATE THAT YOU HAVE CHOSEN. IF THE SHAREHOLDER CHOOSES TO ABSTAIN AND THE ELECTION OCCURS THROUGH THE CUMULATIVE VOTING PROCESS, HIS VOTE MUST BE COUNTED AS ABSTENTION IN THE RESPECTIVE RESOLUTION OF THE MEETING | Management | F | U6NF4769142 | ||||
| P2R268136 | 24-Nov-2021 | ExtraOrdinary General Meeting | 7 | VISUALIZATION OF ALL THE CANDIDATES THAT COMPOSE THE SLATE TO INDICATE THE PERCENTAGE OF THE VOTES TO BE ATTRIBUTED. LEONARDO AUGUSTO DE ANDRADE BARBOSA | Management | F | U6NF4769142 | ||||
| P2R268136 | 24-Nov-2021 | ExtraOrdinary General Meeting | 8 | CLASSIFICATION OF A MEMBER OF THE BOARD OF DIRECTORS AS AN INDEPENDENT MEMBER | Management | F | U6NF4769142 | ||||
| P2R268136 | 24-Nov-2021 | ExtraOrdinary General Meeting | 9 | ELECTION OF THE FISCAL COUNCIL BY SINGLE SLATE, NOMINATION OF ALL THE NAMES THAT COMPOSE THE SLATE. TARCILA REIS JORDAO, EFFECTIVE MEMBER AND JAIME ALVES DE FREITAS, SUBSTITUTE MEMBER | Management | F | U6NF4769142 | ||||
| P2R268136 | 24-Nov-2021 | ExtraOrdinary General Meeting | 10 | IF ONE OF THE CANDIDATES WHO IS PART OF THE SLATE CEASES TO BE PART OF IT IN ORDER TO ACCOMMODATE THE SEPARATE ELECTION THAT IS DEALT WITH IN ARTICLE 161, 4 AND ARTICLE 240 OF LAW 6,404 OF 1976, CAN THE VOTES CORRESPONDING TO YOUR SHARES CONTINUE TO BE CONFERRED ON THE CHOSEN SLATE | Management | F | U6NF4769142 | ||||
| P2R268136 | 24-Nov-2021 | ExtraOrdinary General Meeting | 11 | RECTIFY THE ANNUAL GLOBAL COMPENSATION OF THE MANAGEMENT AND OF THE MEMBERS OF THE AUDIT COMMITTEE AND FISCAL COUNCIL FOR THE FISCAL YEAR OF 2021, APPROVED AT THE ANNUAL SHAREHOLDERS MEETING OF APRIL 29, 2021 | Management | F | U6NF4769142 | ||||
| Y1839M109 | 29-Dec-2021 | Class Meeting | 1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconews/sehk/2021/1213/2021121300435.pdf AND https://www1.hkexnews.hk/listedco/listconews/sehk/2021/1213/2021121300477.pdf | Non-Voting | M | 14-Dec-2021 | M | U6NF4769142 | ||
| Y1839M109 | 29-Dec-2021 | Class Meeting | 2 | TO CONSIDER AND APPROVE THE GRANT OF A GENERAL MANDATE TO THE BOARD TO REPURCHASE THE A SHARES | Management | F | 14-Dec-2021 | F | U6NF4769142 | ||
| Y1839M109 | 29-Dec-2021 | Class Meeting | 3 | TO CONSIDER AND APPROVE THE GRANT OF A GENERAL MANDATE TO THE BOARD TO REPURCHASE THE H SHARES | Management | F | 14-Dec-2021 | F | U6NF4769142 | ||
| Y1839M109 | 29-Dec-2021 | ExtraOrdinary General Meeting | 1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconews/sehk/2021/1213/2021121300455.pdf AND https://www1.hkexnews.hk/listedco/listconews/sehk/2021/1213/2021121300401.pdf | Non-Voting | M | 14-Dec-2021 | M | U6NF4769142 | ||
| Y1839M109 | 29-Dec-2021 | ExtraOrdinary General Meeting | 2 | TO CONSIDER AND APPROVE THE ELECTION OF MR. WAN MIN AS AN EXECUTIVE DIRECTOR OF THE SIXTH SESSION OF THE BOARD | Management | F | 14-Dec-2021 | F | U6NF4769142 | ||
| Y1839M109 | 29-Dec-2021 | ExtraOrdinary General Meeting | 3 | TO CONSIDER AND APPROVE THE GRANT OF A GENERAL MANDATE TO THE BOARD TO REPURCHASE THE A SHARES | Management | F | 14-Dec-2021 | F | U6NF4769142 | ||
| Y1839M109 | 29-Dec-2021 | ExtraOrdinary General Meeting | 4 | TO CONSIDER AND APPROVE THE GRANT OF A GENERAL MANDATE TO THE BOARD TO REPURCHASE THE H SHARES | Management | F | 14-Dec-2021 | F | U6NF4769142 | ||
| 59162N109 | 25-Jan-2022 | Annual General Meeting | 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTIONS 3 AND 4 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.12 AND 2. THANK YOU | Non-Voting | M | 23-Dec-2021 | M | U6NF4769142 | ||
| 59162N109 | 25-Jan-2022 | Annual General Meeting | 2 | ELECTION OF DIRECTOR: LORI-ANN BEAUSOLEIL | Management | F | 23-Dec-2021 | F | U6NF4769142 | ||
| 59162N109 | 25-Jan-2022 | Annual General Meeting | 3 | ELECTION OF DIRECTOR: MARYSE BERTRAND | Management | F | 23-Dec-2021 | F | U6NF4769142 | ||
| 59162N109 | 25-Jan-2022 | Annual General Meeting | 4 | ELECTION OF DIRECTOR: PIERRE BOIVIN | Management | F | 23-Dec-2021 | F | U6NF4769142 | ||
| 59162N109 | 25-Jan-2022 | Annual General Meeting | 5 | ELECTION OF DIRECTOR: FRANCOIS J. COUTU | Management | F | 23-Dec-2021 | F | U6NF4769142 | ||
| 59162N109 | 25-Jan-2022 | Annual General Meeting | 6 | ELECTION OF DIRECTOR: MICHEL COUTU | Management | F | 23-Dec-2021 | F | U6NF4769142 | ||
| 59162N109 | 25-Jan-2022 | Annual General Meeting | 7 | ELECTION OF DIRECTOR: STEPHANIE COYLES | Management | F | 23-Dec-2021 | F | U6NF4769142 | ||
| 59162N109 | 25-Jan-2022 | Annual General Meeting | 8 | ELECTION OF DIRECTOR: RUSSELL GOODMAN | Management | F | 23-Dec-2021 | F | U6NF4769142 | ||
| 59162N109 | 25-Jan-2022 | Annual General Meeting | 9 | ELECTION OF DIRECTOR: MARC GUAY | Management | F | 23-Dec-2021 | F | U6NF4769142 | ||
| 59162N109 | 25-Jan-2022 | Annual General Meeting | 10 | ELECTION OF DIRECTOR: CHRISTIAN W.E. HAUB | Management | F | 23-Dec-2021 | F | U6NF4769142 | ||
| 59162N109 | 25-Jan-2022 | Annual General Meeting | 11 | ELECTION OF DIRECTOR: ERIC R. LA FLECHE | Management | F | 23-Dec-2021 | F | U6NF4769142 | ||
| 59162N109 | 25-Jan-2022 | Annual General Meeting | 12 | ELECTION OF DIRECTOR: CHRISTINE MAGEE | Management | F | 23-Dec-2021 | F | U6NF4769142 | ||
| 59162N109 | 25-Jan-2022 | Annual General Meeting | 13 | ELECTION OF DIRECTOR: BRIAN MCMANUS | Management | F | 23-Dec-2021 | F | U6NF4769142 | ||
| 59162N109 | 25-Jan-2022 | Annual General Meeting | 14 | APPOINTMENT OF ERNST & YOUNG LLP, CHARTERED PROFESSIONAL ACCOUNTANTS, AS AUDITORS OF THE CORPORATION | Management | F | 23-Dec-2021 | F | U6NF4769142 | ||
| 59162N109 | 25-Jan-2022 | Annual General Meeting | 15 | ADVISORY RESOLUTION ON THE CORPORATION'S APPROACH TO EXECUTIVE COMPENSATION | Management | F | 23-Dec-2021 | F | U6NF4769142 | ||
| 59162N109 | 25-Jan-2022 | Annual General Meeting | 16 | RESOLUTION APPROVING THE RECONFIRMATION AND THE AMENDMENT AND RESTATEMENT OF THE CORPORATION'S SHAREHOLDER RIGHTS PLAN | Management | F | 23-Dec-2021 | F | U6NF4769142 | ||
| 59162N109 | 25-Jan-2022 | Annual General Meeting | 17 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: IT IS PROPOSED THAT THE BOARD OF DIRECTORS EVALUATE WAYS TO INCREASE EMPLOYEE PARTICIPATION IN BOARD DECISION-MAKING. IT IS SUGGESTED THAT THE FRUIT OF THIS REFLECTION BE REPORTED AT THE NEXT ANNUAL MEETING IN 2023 | Shareholder | N | 23-Dec-2021 | N | U6NF4769142 | ||
| 59162N109 | 25-Jan-2022 | Annual General Meeting | 18 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: IT IS PROPOSED THAT THE CORPORATION PUBLISH ANNUALLY, IN A FORMAT OF ITS CHOOSING, A REPORT ON THE REPRESENTATION OF WOMEN IN MANAGEMENT FROM THE FIRST LEVEL TO THE LAST LEVEL IMMEDIATELY BELOW THE PRESIDENT AND CHIEF EXECUTIVE OFFICER | Shareholder | N | 23-Dec-2021 | N | U6NF4769142 | ||
| 59162N109 | 25-Jan-2022 | Annual General Meeting | 19 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: IT IS PROPOSED THAT THE LANGUAGE OF THE CORPORATION BE FRENCH, INCLUDING THE LANGUAGE OF BUSINESS IN QUEBEC, AS WELL AS THE LANGUAGE AT ANNUAL MEETINGS. ITS OFFICIAL STATUS MUST BE FORMALLY RECORDED, IN WRITING, IN THE BY-LAWS OF THE CORPORATION | Shareholder | N | 23-Dec-2021 | N | U6NF4769142 | ||
| 59162N109 | 25-Jan-2022 | Annual General Meeting | 20 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: IT IS PROPOSED THAT METRO INC. PROPOSE AN ACTION PLAN TO ACHIEVE ZERO PLASTIC WASTE BY 2030 | Shareholder | N | 23-Dec-2021 | N | U6NF4769142 | ||
| 59162N109 | 25-Jan-2022 | Annual General Meeting | 21 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: IT IS PROPOSED THAT METRO INC. SPECIFY IN A CODE OF CONDUCT WITH ITS SUPPLIERS ITS REQUIREMENTS REGARDING THE COMMITMENTS IT WISHES TO SEE FROM ITS SUPPLIERS TO PRESERVE BIODIVERSITY | Shareholder | N | 23-Dec-2021 | N | U6NF4769142 | ||
| Y70750115 | 28-Jan-2022 | ExtraOrdinary General Meeting | 1 | APPROVAL OF SPLIT-OFF | Management | F | 11-Dec-2021 | F | U6NF4769142 | ||
| 12532H104 | 02-Feb-2022 | Annual General Meeting | 1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 663112 DUE TO RECEIPT OF CHANGE IN TEXT FOR RESOLUTIONS 3 AND 4. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | Non-Voting | M | 27-Jan-2022 | M | U6NF4769142 | ||
| 12532H104 | 02-Feb-2022 | Annual General Meeting | 2 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTIONS 3, 4 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.16 AND 2. THANK YOU | Non-Voting | M | 27-Jan-2022 | M | U6NF4769142 | ||
| 12532H104 | 02-Feb-2022 | Annual General Meeting | 3 | ELECTION OF DIRECTOR: ALAIN BOUCHARD | Management | F | 27-Jan-2022 | F | U6NF4769142 | ||
| 12532H104 | 02-Feb-2022 | Annual General Meeting | 4 | ELECTION OF DIRECTOR: GEORGE A. COPE | Management | F | 27-Jan-2022 | F | U6NF4769142 | ||
| 12532H104 | 02-Feb-2022 | Annual General Meeting | 5 | ELECTION OF DIRECTOR: PAULE DORE | Management | F | 27-Jan-2022 | F | U6NF4769142 | ||
| 12532H104 | 02-Feb-2022 | Annual General Meeting | 6 | ELECTION OF DIRECTOR: JULIE GODIN | Management | F | 27-Jan-2022 | F | U6NF4769142 | ||
| 12532H104 | 02-Feb-2022 | Annual General Meeting | 7 | ELECTION OF DIRECTOR: SERGE GODIN | Management | F | 27-Jan-2022 | F | U6NF4769142 | ||
| 12532H104 | 02-Feb-2022 | Annual General Meeting | 8 | ELECTION OF DIRECTOR: ANDRE IMBEAU | Management | F | 27-Jan-2022 | F | U6NF4769142 | ||
| 12532H104 | 02-Feb-2022 | Annual General Meeting | 9 | ELECTION OF DIRECTOR: GILLES LABBE | Management | F | 27-Jan-2022 | F | U6NF4769142 | ||
| 12532H104 | 02-Feb-2022 | Annual General Meeting | 10 | ELECTION OF DIRECTOR: MICHAEL B. PEDERSEN | Management | F | 27-Jan-2022 | F | U6NF4769142 | ||
| 12532H104 | 02-Feb-2022 | Annual General Meeting | 11 | ELECTION OF DIRECTOR: STEPHEN S. POLOZ | Management | F | 27-Jan-2022 | F | U6NF4769142 | ||
| 12532H104 | 02-Feb-2022 | Annual General Meeting | 12 | ELECTION OF DIRECTOR: MARY G. POWELL | Management | F | 27-Jan-2022 | F | U6NF4769142 | ||
| 12532H104 | 02-Feb-2022 | Annual General Meeting | 13 | ELECTION OF DIRECTOR: ALISON C. REED | Management | F | 27-Jan-2022 | F | U6NF4769142 | ||
| 12532H104 | 02-Feb-2022 | Annual General Meeting | 14 | ELECTION OF DIRECTOR: MICHAEL E. ROACH | Management | F | 27-Jan-2022 | F | U6NF4769142 | ||
| 12532H104 | 02-Feb-2022 | Annual General Meeting | 15 | ELECTION OF DIRECTOR: GEORGE D. SCHINDLER | Management | F | 27-Jan-2022 | F | U6NF4769142 | ||
| 12532H104 | 02-Feb-2022 | Annual General Meeting | 16 | ELECTION OF DIRECTOR: KATHY N. WALLER | Management | F | 27-Jan-2022 | F | U6NF4769142 | ||
| 12532H104 | 02-Feb-2022 | Annual General Meeting | 17 | ELECTION OF DIRECTOR: JOAKIM WESTH | Management | F | 27-Jan-2022 | F | U6NF4769142 | ||
| 12532H104 | 02-Feb-2022 | Annual General Meeting | 18 | ELECTION OF DIRECTOR: FRANK WITTER | Management | F | 27-Jan-2022 | F | U6NF4769142 | ||
| 12532H104 | 02-Feb-2022 | Annual General Meeting | 19 | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITOR AND AUTHORIZATION TO THE AUDIT AND RISK MANAGEMENT COMMITTEE TO FIX ITS REMUNERATION | Management | F | 27-Jan-2022 | F | U6NF4769142 | ||
| 12532H104 | 02-Feb-2022 | Annual General Meeting | 20 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: INCREASE FORMAL EMPLOYEE REPRESENTATION IN HIGHLY STRATEGIC DECISION-MAKING | Shareholder | N | 27-Jan-2022 | N | U6NF4769142 | ||
| 12532H104 | 02-Feb-2022 | Annual General Meeting | 21 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: FRENCH AS THE OFFICIAL LANGUAGE | Shareholder | N | 27-Jan-2022 | N | U6NF4769142 | ||
| Y0698A107 | 17-Feb-2022 | ExtraOrdinary General Meeting | 1 | TO CONSIDER AND APPROVE THE ELECTION OF MR. HUANG BINGHUA AS NON-EXECUTIVE DIRECTOR OF THE BANK | Management | F | 31-Dec-2021 | F | U6NF4769142 | ||
| Y0698A107 | 17-Feb-2022 | ExtraOrdinary General Meeting | 2 | TO CONSIDER AND APPROVE THE ELECTION OF MR. E WEINAN AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE BANK | Management | F | 31-Dec-2021 | F | U6NF4769142 | ||
| Y0698A107 | 17-Feb-2022 | ExtraOrdinary General Meeting | 3 | TO CONSIDER AND APPROVE THE ELECTION OF MR. JEAN-LOUIS EKRA AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE BANK | Management | F | 31-Dec-2021 | F | U6NF4769142 | ||
| Y0698A107 | 17-Feb-2022 | ExtraOrdinary General Meeting | 4 | TO CONSIDER AND APPROVE THE ELECTION OF MR. GIOVANNI TRIA AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE BANK | Management | F | 31-Dec-2021 | F | U6NF4769142 | ||
| Y0698A107 | 17-Feb-2022 | ExtraOrdinary General Meeting | 5 | TO CONSIDER AND APPROVE THE ELECTION OF MR. HUI PING AS EXTERNAL SUPERVISOR OF THE BANK | Management | F | 31-Dec-2021 | F | U6NF4769142 | ||
| Y0698A107 | 17-Feb-2022 | ExtraOrdinary General Meeting | 6 | TO CONSIDER AND APPROVE THE APPLICATION FOR SPECIAL EXTERNAL DONATION LIMIT FOR TARGETED SUPPORT | Management | F | 31-Dec-2021 | F | U6NF4769142 | ||
| Y0698A107 | 17-Feb-2022 | ExtraOrdinary General Meeting | 7 | TO CONSIDER AND APPROVE THE 2020 REMUNERATION DISTRIBUTION PLAN FOR CHAIRMAN OF THE BOARD OF DIRECTORS AND EXECUTIVE DIRECTORS | Management | F | 31-Dec-2021 | F | U6NF4769142 | ||
| Y0698A107 | 17-Feb-2022 | ExtraOrdinary General Meeting | 8 | TO CONSIDER AND APPROVE THE 2020 REMUNERATION DISTRIBUTION PLAN FOR CHAIRMAN OF THE BOARD OF SUPERVISORS | Management | F | 31-Dec-2021 | F | U6NF4769142 | ||
| Y0698A107 | 17-Feb-2022 | ExtraOrdinary General Meeting | 9 | TO CONSIDER AND APPROVE THE CAPITAL MANAGEMENT PLAN OF BANK OF CHINA FOR THE 14TH FIVE-YEAR PLAN PERIOD | Management | F | 31-Dec-2021 | F | U6NF4769142 | ||
| Y0698A107 | 17-Feb-2022 | ExtraOrdinary General Meeting | 10 | TO CONSIDER AND APPROVE THE AMENDMENTS TO THE PROCEDURAL RULES FOR BOARD OF SUPERVISORS OF BANK OF CHINA LIMITED | Management | F | 31-Dec-2021 | F | U6NF4769142 | ||
| Y0698A107 | 17-Feb-2022 | ExtraOrdinary General Meeting | 11 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconews/sehk/2021/1230/2021123000496.pdf AND https://www1.hkexnews.hk/listedco/listconews/sehk/2021/1230/2021123000550.pdf | Non-Voting | M | 31-Dec-2021 | M | U6NF4769142 | ||
| Y70750115 | 18-Mar-2022 | Annual General Meeting | 1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 685719 DUE TO RECEIPT OF UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | M | 22-Feb-2022 | M | U6NF4769142 | ||
| Y70750115 | 18-Mar-2022 | Annual General Meeting | 2 | APPROVAL OF FINANCIAL STATEMENTS | Management | F | 22-Feb-2022 | F | U6NF4769142 | ||
| Y70750115 | 18-Mar-2022 | Annual General Meeting | 3 | ELECTION OF INSIDE DIRECTOR JEON JUNG SEON | Management | F | 22-Feb-2022 | F | U6NF4769142 | ||
| Y70750115 | 18-Mar-2022 | Annual General Meeting | 4 | ELECTION OF INSIDE DIRECTOR JEONG CHANG HWA | Management | F | 22-Feb-2022 | F | U6NF4769142 | ||
| Y70750115 | 18-Mar-2022 | Annual General Meeting | 5 | ELECTION OF INSIDE DIRECTOR YU BYEONG OK | Management | F | 22-Feb-2022 | F | U6NF4769142 | ||
| Y70750115 | 18-Mar-2022 | Annual General Meeting | 6 | ELECTION OF A NON-PERMANENT DIRECTOR GIM HAK DONG | Management | F | 22-Feb-2022 | F | U6NF4769142 | ||
| Y70750115 | 18-Mar-2022 | Annual General Meeting | 7 | ELECTION OF OUTSIDE DIRECTOR SON SEONG GYU | Management | F | 22-Feb-2022 | F | U6NF4769142 | ||
| Y70750115 | 18-Mar-2022 | Annual General Meeting | 8 | ELECTION OF OUTSIDE DIRECTOR YU JIN NYEONG | Management | F | 22-Feb-2022 | F | U6NF4769142 | ||
| Y70750115 | 18-Mar-2022 | Annual General Meeting | 9 | ELECTION OF OUTSIDE DIRECTOR BAK HUI JAE | Management | F | 22-Feb-2022 | F | U6NF4769142 | ||
| Y70750115 | 18-Mar-2022 | Annual General Meeting | 10 | ELECTION OF AUDIT COMMITTEE MEMBER WHO IS AN OUTSIDE DIRECTOR SON SEONG GYU | Management | F | 22-Feb-2022 | F | U6NF4769142 | ||
| Y70750115 | 18-Mar-2022 | Annual General Meeting | 11 | ELECTION OF AUDIT COMMITTEE MEMBER WHO IS AN OUTSIDE DIRECTOR YU JIN NYEONG | Management | F | 22-Feb-2022 | F | U6NF4769142 | ||
| Y70750115 | 18-Mar-2022 | Annual General Meeting | 12 | APPROVAL OF REMUNERATION FOR DIRECTOR | Management | F | 22-Feb-2022 | F | U6NF4769142 | ||
| Y3838M106 | 22-Mar-2022 | Annual General Meeting | 1 | APPROVAL OF FINANCIAL STATEMENTS | Management | F | 23-Feb-2022 | F | U6NF4769142 | ||
| Y3838M106 | 22-Mar-2022 | Annual General Meeting | 2 | ELECTION OF INSIDE DIRECTOR: GA SAM HYEON | Management | F | 23-Feb-2022 | F | U6NF4769142 | ||
| Y3838M106 | 22-Mar-2022 | Annual General Meeting | 3 | ELECTION OF INSIDE DIRECTOR: JEONG GI SEON | Management | F | 23-Feb-2022 | F | U6NF4769142 | ||
| Y3838M106 | 22-Mar-2022 | Annual General Meeting | 4 | ELECTION OF OUTSIDE DIRECTOR: JO YEONG HUI | Management | F | 23-Feb-2022 | F | U6NF4769142 | ||
| Y3838M106 | 22-Mar-2022 | Annual General Meeting | 5 | ELECTION OF DIRECTOR WHO IS AUDITOR NOMINEE: IM SEOK SIK | Management | F | 23-Feb-2022 | F | U6NF4769142 | ||
| Y3838M106 | 22-Mar-2022 | Annual General Meeting | 6 | ELECTION OF AUDIT COMMITTEE MEMBER: JO YEONG HUI | Management | F | 23-Feb-2022 | F | U6NF4769142 | ||
| Y3838M106 | 22-Mar-2022 | Annual General Meeting | 7 | APPROVAL OF REMUNERATION FOR DIRECTOR | Management | F | 23-Feb-2022 | F | U6NF4769142 | ||
| Y80710109 | 22-Mar-2022 | Annual General Meeting | 1 | APPROVAL OF FINANCIAL STATEMENT | Management | F | 03-Mar-2022 | F | U6NF4769142 | ||
| Y80710109 | 22-Mar-2022 | Annual General Meeting | 2 | APPROVAL OF PARTIAL AMENDMENT TO ARTICLES OF INCORPORATION | Management | F | 03-Mar-2022 | F | U6NF4769142 | ||
| Y80710109 | 22-Mar-2022 | Annual General Meeting | 3 | ELECTION OF NON EXECUTIVE DIRECTOR: MOTAZ A. AL-MASHOUK | Management | F | 03-Mar-2022 | F | U6NF4769142 | ||
| Y80710109 | 22-Mar-2022 | Annual General Meeting | 4 | APPROVAL OF LIMIT OF REMUNERATION FOR DIRECTORS | Management | F | 03-Mar-2022 | F | U6NF4769142 | ||
| Y5255T100 | 23-Mar-2022 | Annual General Meeting | 1 | APPROVAL OF FINANCIAL STATEMENTS | Management | F | 21-Feb-2022 | F | U6NF4769142 | ||
| Y5255T100 | 23-Mar-2022 | Annual General Meeting | 2 | AMENDMENT OF ARTICLES OF INCORP | Management | F | 21-Feb-2022 | F | U6NF4769142 | ||
| Y5255T100 | 23-Mar-2022 | Annual General Meeting | 3 | ELECTION OF A NON-PERMANENT DIRECTOR: HA BEOM JONG | Management | F | 21-Feb-2022 | F | U6NF4769142 | ||
| Y5255T100 | 23-Mar-2022 | Annual General Meeting | 4 | ELECTION OF INSIDE DIRECTOR: GIM SEONG HYEON | Management | F | 21-Feb-2022 | F | U6NF4769142 | ||
| Y5255T100 | 23-Mar-2022 | Annual General Meeting | 5 | ELECTION OF OUTSIDE DIRECTOR: I CHANG YANG | Management | F | 21-Feb-2022 | F | U6NF4769142 | ||
| Y5255T100 | 23-Mar-2022 | Annual General Meeting | 6 | ELECTION OF OUTSIDE DIRECTOR: GANG JEONG HYE | Management | F | 21-Feb-2022 | F | U6NF4769142 | ||
| Y5255T100 | 23-Mar-2022 | Annual General Meeting | 7 | ELECTION OF AUDIT COMMITTEE MEMBER: I CHANG YANG | Management | F | 21-Feb-2022 | F | U6NF4769142 | ||
| Y5255T100 | 23-Mar-2022 | Annual General Meeting | 8 | ELECTION OF AUDIT COMMITTEE MEMBER: I BYEONG HO | Management | F | 21-Feb-2022 | F | U6NF4769142 | ||
| Y5255T100 | 23-Mar-2022 | Annual General Meeting | 9 | ELECTION OF AUDIT COMMITTEE MEMBER: GANG JEONG HYE | Management | F | 21-Feb-2022 | F | U6NF4769142 | ||
| Y5255T100 | 23-Mar-2022 | Annual General Meeting | 10 | APPROVAL OF REMUNERATION FOR DIRECTOR | Management | F | 21-Feb-2022 | F | U6NF4769142 | ||
| Y47601102 | 29-Mar-2022 | Annual General Meeting | 1 | APPROVAL OF FINANCIAL STATEMENT | Management | F | 01-Mar-2022 | F | U6NF4769142 | ||
| Y47601102 | 29-Mar-2022 | Annual General Meeting | 2 | ELECTION OF INSIDE DIRECTOR CANDIDATE: SONG HO SEONG | Management | F | 01-Mar-2022 | F | U6NF4769142 | ||
| Y47601102 | 29-Mar-2022 | Annual General Meeting | 3 | ELECTION OF INSIDE DIRECTOR CANDIDATE: JEONG UI SEON | Management | F | 01-Mar-2022 | F | U6NF4769142 | ||
| Y47601102 | 29-Mar-2022 | Annual General Meeting | 4 | ELECTION OF OUTSIDE DIRECTOR CANDIDATE: SIN HYEON JEONG | Management | F | 01-Mar-2022 | F | U6NF4769142 | ||
| Y47601102 | 29-Mar-2022 | Annual General Meeting | 5 | ELECTION OF AUDIT COMMITTEE MEMBER CANDIDATE: KIM DONG WON | Management | F | 01-Mar-2022 | F | U6NF4769142 | ||
| Y47601102 | 29-Mar-2022 | Annual General Meeting | 6 | APPROVAL OF REMUNERATION FOR DIRECTOR | Management | F | 01-Mar-2022 | F | U6NF4769142 | ||
| P9153B104 | 29-Mar-2022 | ExtraOrdinary General Meeting | 1 | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED TO LODGE VOTING INSTRUCTIONS (DEPENDENT UPON THE AVAILABILITY AND USAGE OF THE BRAZILIAN REMOTE VOTING PLATFORM). IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE REJECTED | Non-Voting | M | 24-Mar-2022 | M | U6NF4769142 | ||
| P9153B104 | 29-Mar-2022 | ExtraOrdinary General Meeting | 2 | TO RESOLVE ON THE PROPOSAL FOR THE EXTENSION OF THE COOPERATION AND SUPPORT AGREEMENT, THROUGH THE EXECUTION OF ITS 15TH AMENDMENT, TO BE ENTERED INTO BETWEEN TELECOM ITALIA S.P.A., ON THE ONE HAND, AND THE COMPANY, ON THE OTHER HAND | Management | F | 24-Mar-2022 | F | U6NF4769142 | ||
| P9153B104 | 29-Mar-2022 | ExtraOrdinary General Meeting | 3 | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU | Non-Voting | M | 24-Mar-2022 | M | U6NF4769142 | ||
| P9153B104 | 29-Mar-2022 | Annual General Meeting | 1 | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED TO LODGE VOTING INSTRUCTIONS (DEPENDENT UPON THE AVAILABILITY AND USAGE OF THE BRAZILIAN REMOTE VOTING PLATFORM). IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE REJECTED | Non-Voting | M | 24-Mar-2022 | M | U6NF4769142 | ||
| P9153B104 | 29-Mar-2022 | Annual General Meeting | 2 | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU | Non-Voting | M | 24-Mar-2022 | M | U6NF4769142 | ||
| P9153B104 | 29-Mar-2022 | Annual General Meeting | 3 | TO RESOLVE ON THE MANAGEMENTS REPORT AND THE FINANCIAL STATEMENTS OF THE COMPANY FOR THE FISCAL YEAR ENDED ON DECEMBER 31ST, 2021 | Management | F | 24-Mar-2022 | F | U6NF4769142 | ||
| P9153B104 | 29-Mar-2022 | Annual General Meeting | 4 | TO RESOLVE ON THE MANAGEMENTS PROPOSAL FOR THE ALLOCATION OF THE RESULTS OF THE 2021 FISCAL YEAR AND THE DISTRIBUTION OF DIVIDENDS BY THE COMPANY | Management | F | 24-Mar-2022 | F | U6NF4769142 | ||
| P9153B104 | 29-Mar-2022 | Annual General Meeting | 5 | TO RATIFY THE APPOINTMENTS OF MR. CLAUDIO GIOVANNI EZIO ONGARO AND MR. ALBERTO MARIO GRISELLI AS MEMBERS OF BOARD OF DIRECTORS, PREVIOUSLY APPOINTED AT THE BOARD OF DIRECTORS MEETINGS HELD ON DECEMBER 15TH, 2021 AND JANUARY 31ST, 2022 | Management | F | 24-Mar-2022 | F | U6NF4769142 | ||
| P9153B104 | 29-Mar-2022 | Annual General Meeting | 6 | TO RESOLVE ON THE COMPOSITION OF THE FISCAL COUNCIL OF THE COMPANY | Management | F | 24-Mar-2022 | F | U6NF4769142 | ||
| P9153B104 | 29-Mar-2022 | Annual General Meeting | 7 | ELECTION OF THE FISCAL BOARD BY SINGLE GROUP OF CANDIDATES. INDICATION OF ALL THE NAMES THAT MAKE UP THE SLATE. WALMIR URBANO KESSELI, PRINCIPAL AND HEINZ EGON LOWEN, SUBSTITUTE. ANNA MARIA CERENTINI GOUVEA GUIMARAES, PRINCIPAL AND JOSINO DE ALMEIDA FONSECA, SUBSTITUTE. JARBAS TADEU BARSANTI RIBEIRO, PRINCIPAL AND JOAO VERNER JUENEMANN, SUBSTITUTE | Management | F | 24-Mar-2022 | F | U6NF4769142 | ||
| P9153B104 | 29-Mar-2022 | Annual General Meeting | 8 | IF ONE OF THE CANDIDATES LEAVES THE SINGLE GROUP TO ACCOMMODATE THE ELECTION IN A SEPARATE MANNER REFERRED IN ARTICLE 161, PARAGRAPH 4, AND ARTICLE 240 OF LAW NR. 6,404,1976, THE VOTES CORRESPONDING TO YOUR SHARES CAN STILL BE GIVEN TO THE CHOSEN GROUP | Management | F | 24-Mar-2022 | F | U6NF4769142 | ||
| P9153B104 | 29-Mar-2022 | Annual General Meeting | 9 | WOULD YOU LIKE TO REQUEST THE SEPARATE ELECTION OF A MEMBER OF THE FISCAL COUNCIL, PURSUANT TO ART. 161, 4, A, OF LAW NR. 6,404,1976. IF YOU CHOOSE, REJECT, OR, ABSTAIN, YOUR ACTIONS WILL NOT BE COUNTED FOR THE PURPOSE OF REQUESTING THE SEPARATE ELECTION OF A MEMBER OF THE FISCAL COUNCIL | Management | F | 24-Mar-2022 | F | U6NF4769142 | ||
| P9153B104 | 29-Mar-2022 | Annual General Meeting | 10 | TO RESOLVE ON THE COMPENSATION PROPOSAL FOR THE COMPANY'S MANAGEMENT, MEMBERS OF COMMITTEES AND MEMBERS OF THE FISCAL COUNCIL OF THE COMPANY FOR THE 2022 FISCAL YEAR | Management | F | 24-Mar-2022 | F | U6NF4769142 | ||
| J1207N108 | 30-Mar-2022 | Annual General Meeting | 1 | Please reference meeting materials. | Non-Voting | M | 16-Mar-2022 | M | U6NF4769142 | ||
| J1207N108 | 30-Mar-2022 | Annual General Meeting | 2 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations | Management | F | 16-Mar-2022 | F | U6NF4769142 | ||
| J1207N108 | 30-Mar-2022 | Annual General Meeting | 3 | Amend Articles to: Increase the Board of Directors Size | Management | F | 16-Mar-2022 | F | U6NF4769142 | ||
| J1207N108 | 30-Mar-2022 | Annual General Meeting | 4 | Appoint a Director who is not Audit and Supervisory Committee Member Timothy Andree | Management | F | 16-Mar-2022 | F | U6NF4769142 | ||
| J1207N108 | 30-Mar-2022 | Annual General Meeting | 5 | Appoint a Director who is not Audit and Supervisory Committee Member Igarashi, Hiroshi | Management | F | 16-Mar-2022 | F | U6NF4769142 | ||
| J1207N108 | 30-Mar-2022 | Annual General Meeting | 6 | Appoint a Director who is not Audit and Supervisory Committee Member Soga, Arinobu | Management | F | 16-Mar-2022 | F | U6NF4769142 | ||
| J1207N108 | 30-Mar-2022 | Annual General Meeting | 7 | Appoint a Director who is not Audit and Supervisory Committee Member Nick Priday | Management | F | 16-Mar-2022 | F | U6NF4769142 | ||
| J1207N108 | 30-Mar-2022 | Annual General Meeting | 8 | Appoint a Director who is not Audit and Supervisory Committee Member Wendy Clark | Management | F | 16-Mar-2022 | F | U6NF4769142 | ||
| J1207N108 | 30-Mar-2022 | Annual General Meeting | 9 | Appoint a Director who is not Audit and Supervisory Committee Member Kuretani, Norihiro | Management | F | 16-Mar-2022 | F | U6NF4769142 | ||
| J1207N108 | 30-Mar-2022 | Annual General Meeting | 10 | Appoint a Director who is not Audit and Supervisory Committee Member Takahashi, Yuko | Management | F | 16-Mar-2022 | F | U6NF4769142 | ||
| J1207N108 | 30-Mar-2022 | Annual General Meeting | 11 | Appoint a Director who is Audit and Supervisory Committee Member Okoshi, Izumi | Management | F | 16-Mar-2022 | F | U6NF4769142 | ||
| J1207N108 | 30-Mar-2022 | Annual General Meeting | 12 | Appoint a Director who is Audit and Supervisory Committee Member Matsui, Gan | Management | F | 16-Mar-2022 | F | U6NF4769142 | ||
| J1207N108 | 30-Mar-2022 | Annual General Meeting | 13 | Appoint a Director who is Audit and Supervisory Committee Member Paul Candland | Management | F | 16-Mar-2022 | F | U6NF4769142 | ||
| J1207N108 | 30-Mar-2022 | Annual General Meeting | 14 | Appoint a Director who is Audit and Supervisory Committee Member Andrew House | Management | F | 16-Mar-2022 | F | U6NF4769142 | ||
| J1207N108 | 30-Mar-2022 | Annual General Meeting | 15 | Appoint a Director who is Audit and Supervisory Committee Member Sagawa, Keiichi | Management | F | 16-Mar-2022 | F | U6NF4769142 | ||
| J1207N108 | 30-Mar-2022 | Annual General Meeting | 16 | Appoint a Director who is Audit and Supervisory Committee Member Sogabe, Mihoko | Management | F | 16-Mar-2022 | F | U6NF4769142 | ||
| W64566107 | 31-Mar-2022 | Annual General Meeting | 1 | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | M | 07-Apr-2022 | M | U6NF4769142 | ||
| W64566107 | 31-Mar-2022 | Annual General Meeting | 2 | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | M | 07-Apr-2022 | M | U6NF4769142 | ||
| W64566107 | 31-Mar-2022 | Annual General Meeting | 3 | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR VOTING INSTRUCTIONS MAY BE REJECTED | Non-Voting | M | 07-Apr-2022 | M | U6NF4769142 | ||
| W64566107 | 31-Mar-2022 | Annual General Meeting | 4 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED | Non-Voting | M | 07-Apr-2022 | M | U6NF4769142 | ||
| W64566107 | 31-Mar-2022 | Annual General Meeting | 5 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 692365 DUE TO SPLITTING OF RESOLUTION NO. 11. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | M | 07-Apr-2022 | M | U6NF4769142 | ||
| W64566107 | 31-Mar-2022 | Annual General Meeting | 6 | "INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE" | Non-Voting | M | 07-Apr-2022 | M | U6NF4769142 | ||
| W64566107 | 31-Mar-2022 | Annual General Meeting | 7 | OPENING OF THE ANNUAL GENERAL MEETING | Non-Voting | M | 07-Apr-2022 | M | U6NF4769142 | ||
| W64566107 | 31-Mar-2022 | Annual General Meeting | 8 | ELECTION OF CHAIRMAN OF THE ANNUAL GENERAL MEETING: ADVOKAT KLAES EDHALL | Non-Voting | M | 07-Apr-2022 | M | U6NF4769142 | ||
| W64566107 | 31-Mar-2022 | Annual General Meeting | 9 | PREPARATION AND APPROVAL OF THE VOTING REGISTER | Non-Voting | M | 07-Apr-2022 | M | U6NF4769142 | ||
| W64566107 | 31-Mar-2022 | Annual General Meeting | 10 | APPROVAL OF THE AGENDA | Non-Voting | M | 07-Apr-2022 | M | U6NF4769142 | ||
| W64566107 | 31-Mar-2022 | Annual General Meeting | 11 | ELECTION OF ONE OR TWO PERSONS TO APPROVE THE MINUTES | Non-Voting | M | 07-Apr-2022 | M | U6NF4769142 | ||
| W64566107 | 31-Mar-2022 | Annual General Meeting | 12 | DETERMINATION AS TO WHETHER THE ANNUAL GENERAL MEETING HAS BEEN DULY CONVENED | Non-Voting | M | 07-Apr-2022 | M | U6NF4769142 | ||
| W64566107 | 31-Mar-2022 | Annual General Meeting | 13 | PRESENTATION BY THE CHIEF EXECUTIVE OFFICER | Non-Voting | M | 07-Apr-2022 | M | U6NF4769142 | ||
| W64566107 | 31-Mar-2022 | Annual General Meeting | 14 | PRESENTATION OF THE ANNUAL REPORT AND THE AUDITOR'S REPORT, THE CONSOLIDATED FINANCIAL STATEMENTS AND THE AUDITOR'S GROUP REPORT AS WELL AS THE REMUNERATION REPORT PREPARED BY THE BOARD OF DIRECTORS AND THE AUDITOR'S STATEMENT ON COMPLIANCE WITH THE REMUNERATION GUIDELINES | Non-Voting | M | 07-Apr-2022 | M | U6NF4769142 | ||
| W64566107 | 31-Mar-2022 | Annual General Meeting | 15 | RESOLUTION IN RESPECT OF ADOPTION OF THE INCOME STATEMENT AND THE BALANCE SHEET AND THE CONSOLIDATED INCOME STATEMENT AND CONSOLIDATED BALANCE SHEET | Management | F | 07-Apr-2022 | F | U6NF4769142 | ||
| W64566107 | 31-Mar-2022 | Annual General Meeting | 16 | RESOLUTION IN RESPECT OF DISPOSITION OF THE COMPANY'S RESULT ACCORDING TO THE ADOPTED BALANCE SHEET AND DETERMINATION OF RECORD DATES FOR CASH DIVIDEND: USD 0.5625 PER SHARE | Management | F | 07-Apr-2022 | F | U6NF4769142 | ||
| W64566107 | 31-Mar-2022 | Annual General Meeting | 17 | APPROVE DISCHARGE OF PEGGY BRUZELIUS | Management | F | 07-Apr-2022 | F | U6NF4769142 | ||
| W64566107 | 31-Mar-2022 | Annual General Meeting | 18 | APPROVE DISCHARGE OF C. ASHLEY HEPPENSTALL | Management | F | 07-Apr-2022 | F | U6NF4769142 | ||
| W64566107 | 31-Mar-2022 | Annual General Meeting | 19 | APPROVE DISCHARGE OF ADAM I. LUNDIN | Management | F | 07-Apr-2022 | F | U6NF4769142 | ||
| W64566107 | 31-Mar-2022 | Annual General Meeting | 20 | APPROVE DISCHARGE OF IAN H.LUNDIN | Management | F | 07-Apr-2022 | F | U6NF4769142 | ||
| W64566107 | 31-Mar-2022 | Annual General Meeting | 21 | APPROVE DISCHARGE OF LUKAS H. LUNDIN | Management | F | 07-Apr-2022 | F | U6NF4769142 | ||
| W64566107 | 31-Mar-2022 | Annual General Meeting | 22 | APPROVE DISCHARGE OF GRACE REKSTEN SKAUGEN | Management | F | 07-Apr-2022 | F | U6NF4769142 | ||
| W64566107 | 31-Mar-2022 | Annual General Meeting | 23 | APPROVE DISCHARGE OF TORSTEIN SANNESS | Management | F | 07-Apr-2022 | F | U6NF4769142 | ||
| W64566107 | 31-Mar-2022 | Annual General Meeting | 24 | APPROVE DISCHARGE OF ALEX SCHNEITER | Management | F | 07-Apr-2022 | F | U6NF4769142 | ||
| W64566107 | 31-Mar-2022 | Annual General Meeting | 25 | APPROVE DISCHARGE OF JAKOB THOMASEN | Management | F | 07-Apr-2022 | F | U6NF4769142 | ||
| W64566107 | 31-Mar-2022 | Annual General Meeting | 26 | APPROVE DISCHARGE OF CECILIA VIEWEG | Management | F | 07-Apr-2022 | F | U6NF4769142 | ||
| W64566107 | 31-Mar-2022 | Annual General Meeting | 27 | APPROVE DISCHARGE OF NICK WALKER | Management | F | 07-Apr-2022 | F | U6NF4769142 | ||
| W64566107 | 31-Mar-2022 | Annual General Meeting | 28 | RESOLUTION IN RESPECT OF THE REMUNERATION REPORT PREPARED BY THE BOARD OF DIRECTORS | Management | F | 07-Apr-2022 | F | U6NF4769142 | ||
| W64566107 | 31-Mar-2022 | Annual General Meeting | 29 | PRESENTATION OF THE NOMINATION COMMITTEE: PROPOSAL FOR THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS. PROPOSAL FOR REMUNERATION OF THE CHAIRMAN OF THE BOARD OF DIRECTORS AND OTHER MEMBERS OF THE BOARD OF DIRECTORS. PROPOSAL FOR ELECTION OF CHAIRMAN OF THE BOARD OF DIRECTORS AND OTHER MEMBERS OF THE BOARD OF DIRECTORS. 1PROPOSAL FOR REMUNERATION OF THE AUDITOR. PROPOSAL FOR ELECTION OF AUDITOR. PROPOSAL FOR EXTRAORDINARY REMUNERATION OF THE CHAIRMAN OF THE BOARD OF DIRECTORS AND OTHER MEMBERS OF THE BOARD OF DIRECTORS FOR WORK DURING 2021 | Non-Voting | M | 07-Apr-2022 | M | U6NF4769142 | ||
| W64566107 | 31-Mar-2022 | Annual General Meeting | 30 | RESOLUTION IN RESPECT OF THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS: TEN MEMBERS OF THE BOARD OF DIRECTORS TO BE APPOINTED WITHOUT DEPUTY MEMBERS | Management | F | 07-Apr-2022 | F | U6NF4769142 | ||
| W64566107 | 31-Mar-2022 | Annual General Meeting | 31 | RESOLUTION IN RESPECT OF REMUNERATION OF THE CHAIRMAN OF THE BOARD OF DIRECTORS AND OTHER MEMBERS OF THE BOARD OF DIRECTORS | Management | F | 07-Apr-2022 | F | U6NF4769142 | ||
| W64566107 | 31-Mar-2022 | Annual General Meeting | 32 | RE-ELECTION OF PEGGY BRUZELIUS AS A BOARD MEMBER | Management | F | 07-Apr-2022 | F | U6NF4769142 | ||
| W64566107 | 31-Mar-2022 | Annual General Meeting | 33 | RE-ELECTION OF C. ASHLEY HEPPENSTALL AS A BOARD MEMBER | Management | F | 07-Apr-2022 | F | U6NF4769142 | ||
| W64566107 | 31-Mar-2022 | Annual General Meeting | 34 | RE-ELECTION OF IAN H. LUNDIN AS A BOARD MEMBER | Management | F | 07-Apr-2022 | F | U6NF4769142 | ||
| W64566107 | 31-Mar-2022 | Annual General Meeting | 35 | RE-ELECTION OF LUKAS H. LUNDIN AS A BOARD MEMBER | Management | F | 07-Apr-2022 | F | U6NF4769142 | ||
| W64566107 | 31-Mar-2022 | Annual General Meeting | 36 | RE-ELECTION OF GRACE REKSTEN SKAUGEN AS A BOARD MEMBER | Management | F | 07-Apr-2022 | F | U6NF4769142 | ||
| W64566107 | 31-Mar-2022 | Annual General Meeting | 37 | RE-ELECTION OF TORSTEIN SANNESS AS A BOARD MEMBER | Management | F | 07-Apr-2022 | F | U6NF4769142 | ||
| W64566107 | 31-Mar-2022 | Annual General Meeting | 38 | RE-ELECTION OF ALEX SCHNEITER AS A BOARD MEMBER | Management | F | 07-Apr-2022 | F | U6NF4769142 | ||
| W64566107 | 31-Mar-2022 | Annual General Meeting | 39 | RE-ELECTION OF JAKOB THOMASEN AS A BOARD MEMBER | Management | F | 07-Apr-2022 | F | U6NF4769142 | ||
| W64566107 | 31-Mar-2022 | Annual General Meeting | 40 | RE-ELECTION OF CECILIA VIEWEG AS A BOARD MEMBER | Management | F | 07-Apr-2022 | F | U6NF4769142 | ||
| W64566107 | 31-Mar-2022 | Annual General Meeting | 41 | RE-ELECTION OF ADAM I. LUNDIN AS A BOARD MEMBER | Management | F | 07-Apr-2022 | F | U6NF4769142 | ||
| W64566107 | 31-Mar-2022 | Annual General Meeting | 42 | RE-ELECTION OF IAN H. LUNDIN AS THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | F | 07-Apr-2022 | F | U6NF4769142 | ||
| W64566107 | 31-Mar-2022 | Annual General Meeting | 43 | RESOLUTION IN RESPECT OF REMUNERATION OF THE AUDITOR | Management | F | 07-Apr-2022 | F | U6NF4769142 | ||
| W64566107 | 31-Mar-2022 | Annual General Meeting | 44 | ELECTION OF AUDITOR : ERNST & YOUNG AB | Management | F | 07-Apr-2022 | F | U6NF4769142 | ||
| W64566107 | 31-Mar-2022 | Annual General Meeting | 45 | RESOLUTION IN RESPECT OF EXTRAORDINARY REMUNERATION TO THE CHAIRMAN OF THE BOARD OF DIRECTORS AND OTHER MEMBERS OF THE BOARD OF DIRECTORS FOR WORK CARRIED OUT IN 2021 | Management | F | 07-Apr-2022 | F | U6NF4769142 | ||
| W64566107 | 31-Mar-2022 | Annual General Meeting | 46 | RESOLUTION IN RESPECT OF: APPROVAL OF MERGER BETWEEN LUNDIN ENERGY MERGERCO AB (PUBL) AND AKER BP ASA | Management | F | 07-Apr-2022 | F | U6NF4769142 | ||
| W64566107 | 31-Mar-2022 | Annual General Meeting | 47 | RESOLUTION IN RESPECT OF: DISTRIBUTION OF ALL SHARES IN LUNDIN ENERGY MERGERCO AB (PUBL) | Management | F | 07-Apr-2022 | F | U6NF4769142 | ||
| W64566107 | 31-Mar-2022 | Annual General Meeting | 48 | RESOLUTION IN RESPECT OF: AUTHORISATION FOR THE BOARD OF DIRECTORS TO RESOLVE ON SALE OF TREASURY SHARES | Management | F | 07-Apr-2022 | F | U6NF4769142 | ||
| W64566107 | 31-Mar-2022 | Annual General Meeting | 49 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: A SHAREHOLDER PROPOSES THAT THE COMPANY BRINGS THE COMBINATION PROPOSAL BETWEEN AKER BP AND THE COMPANY IN LINE WITH BOTH CUSTOMARY LAW AND THE LUNDIN ENERGY'S HUMAN RIGHTS OBLIGATIONS | Shareholder | N | 07-Apr-2022 | F | U6NF4769142 | ||
| W64566107 | 31-Mar-2022 | Annual General Meeting | 50 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: A SHAREHOLDER PROPOSES THAT THE COMPANY RECONCILES WITH THE PEOPLE IN BLOCK 5A, SOUTH SUDAN | Shareholder | N | 07-Apr-2022 | F | U6NF4769142 | ||
| W64566107 | 31-Mar-2022 | Annual General Meeting | 51 | CLOSING OF THE ANNUAL GENERAL MEETING | Non-Voting | M | 07-Apr-2022 | M | U6NF4769142 | ||
| W64566107 | 31-Mar-2022 | Annual General Meeting | 52 | 09 MAR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTION 11.D. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | M | 07-Apr-2022 | M | U6NF4769142 | ||
| P78331132 | 13-Apr-2022 | ExtraOrdinary General Meeting | 1 | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED TO LODGE VOTING INSTRUCTIONS (DEPENDENT UPON THE AVAILABILITY AND USAGE OF THE BRAZILIAN REMOTE VOTING PLATFORM). IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE REJECTED | Non-Voting | M | 24-Mar-2022 | M | U6NF4769142 | ||
| P78331132 | 13-Apr-2022 | ExtraOrdinary General Meeting | 2 | AMEND ARTICLES AND CONSOLIDATE BYLAWS | Management | F | 24-Mar-2022 | F | U6NF4769142 | ||
| P78331132 | 13-Apr-2022 | ExtraOrdinary General Meeting | 3 | IN THE EVENT OF A SECOND CALL, THE VOTING INSTRUCTIONS CONTAINED IN THIS REMOTE VOTING CARD MAY ALSO BE CONSIDERED FOR THE SECOND CALL | Management | F | 24-Mar-2022 | F | U6NF4769142 | ||
| P78331132 | 13-Apr-2022 | ExtraOrdinary General Meeting | 4 | 15 MAR 2022: PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU | Non-Voting | M | 24-Mar-2022 | M | U6NF4769142 | ||
| P78331132 | 13-Apr-2022 | ExtraOrdinary General Meeting | 5 | 15 MAR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN THE RECORD DATE FROM 12 APR 2022 TO 11 APR 2022 AND ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | M | 24-Mar-2022 | M | U6NF4769142 | ||
| P78331132 | 13-Apr-2022 | Annual General Meeting | 1 | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED TO LODGE VOTING INSTRUCTIONS (DEPENDENT UPON THE AVAILABILITY AND USAGE OF THE BRAZILIAN REMOTE VOTING PLATFORM). IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE REJECTED | Non-Voting | M | 24-Mar-2022 | M | U6NF4769142 | ||
| P78331132 | 13-Apr-2022 | Annual General Meeting | 2 | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU | Non-Voting | M | 24-Mar-2022 | M | U6NF4769142 | ||
| P78331132 | 13-Apr-2022 | Annual General Meeting | 3 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 702739 DUE TO RECEIPT OF UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU. | Non-Voting | M | 24-Mar-2022 | M | U6NF4769142 | ||
| P78331132 | 13-Apr-2022 | Annual General Meeting | 4 | ASSESSING THE MANAGEMENTS ACCOUNTS, EXAMINING, DISCUSSING AND VOTING ON THE MANAGEMENTS REPORT AND THE COMPANYS FINANCIAL STATEMENTS, WITH THE REPORT FROM THE INDEPENDENT AUDITORS AND THE FISCAL COUNCIL REPORT, FOR THE FISCAL YEAR ENDED ON DECEMBER 31, 2021 | Management | F | 24-Mar-2022 | F | U6NF4769142 | ||
| P78331132 | 13-Apr-2022 | Annual General Meeting | 5 | PROPOSAL FOR THE ALLOCATION OF THE PROFIT FOR THE FISCAL YEAR OF 2021 | Management | F | 24-Mar-2022 | F | U6NF4769142 | ||
| P78331132 | 13-Apr-2022 | Annual General Meeting | 6 | PROPOSAL TO ESTABLISH 11 MEMBERS FOR THE BOARD OF DIRECTORS | Management | F | 24-Mar-2022 | F | U6NF4769142 | ||
| P78331132 | 13-Apr-2022 | Annual General Meeting | 7 | ELECTION OF THE BOARD OF DIRECTORS BY SINGLE GROUP OF CANDIDATES. NOMINATION OF ALL THE NAMES THAT COMPOSE THE SLATE, THE VOTES INDICATED IN THIS SECTION WILL BE DISREGARDED IF THE SHAREHOLDER WITH VOTING RIGHTS FILLS IN THE FIELDS PRESENT IN THE SEPARATE ELECTION OF A MEMBER OF THE BOARD OF DIRECTORS AND THE SEPARATE ELECTION REFERRED TO IN THESE FIELDS TAKES PLACE. CONTROLLER SHAREHOLDER. . LUIZ RODOLFO LANDIM MACHADO. JOAQUIM SILVA E LUNA. SONIA JULIA SULZBECK VILLALOBOS. LUIZ HENRIQUE CAROLI. RUY FLAKS SCHNEIDER. MARCIO ANDRADE WEBER. MURILO MARROQUIM DE SOUZA. CARLOS EDUARDO LESSA BRANDAO | Management | F | 24-Mar-2022 | F | U6NF4769142 | ||
| P78331132 | 13-Apr-2022 | Annual General Meeting | 8 | IF ONE OF THE CANDIDATES THAT COMPOSES YOUR CHOSEN SLATE LEAVES IT, CAN THE VOTES CORRESPONDING TO YOUR SHARES CONTINUE TO BE CONFERRED ON THE SAME SLATE | Management | F | 24-Mar-2022 | F | U6NF4769142 | ||
| P78331132 | 13-Apr-2022 | Annual General Meeting | 9 | DO YOU WISH TO REQUEST THE CUMULATIVE VOTING FOR THE ELECTION OF THE BOARD OF DIRECTORS, UNDER THE TERMS OF ART. 141 OF LAW 6,404, OF 1976. IF THE SHAREHOLDER CHOOSES NO OR ABSTAIN, HIS, HER SHARES WILL NOT BE COMPUTED FOR THE REQUEST OF THE CUMULATIVE VOTING REQUEST | Management | F | 24-Mar-2022 | F | U6NF4769142 | ||
| P78331132 | 13-Apr-2022 | Annual General Meeting | 10 | FOR THE PROPOSAL 7 REGARDING THE ADOPTION OF CUMULATIVE VOTING, PLEASE BE ADVISED THAT YOU CAN ONLY VOTE FOR OR ABSTAIN. AN AGAINST VOTE ON THIS PROPOSAL REQUIRES PERCENTAGES TO BE ALLOCATED AMONGST THE DIRECTORS IN PROPOSAL 8.1 TO 8.10. IN THIS CASE PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE IN ORDER TO ALLOCATE PERCENTAGES AMONGST THE DIRECTORS | Non-Voting | M | 24-Mar-2022 | M | U6NF4769142 | ||
| P78331132 | 13-Apr-2022 | Annual General Meeting | 11 | IN CASE OF A CUMULATIVE VOTING PROCESS, SHOULD THE CORRESPONDING VOTES TO YOUR SHARES BE EQUALLY DISTRIBUTED AMONG THE MEMBERS OF THE SLATE THAT YOU VE CHOSEN. IF THE SHAREHOLDER CHOOSES YE AND ALSO INDICATES THE APPROVE ANSWER TYPE FOR SPECIFIC CANDIDATES AMONG THOSE LISTED BELOW, THEIR VOTES WILL BE DISTRIBUTED PROPORTIONALLY AMONG THESE CANDIDATES. IF THE SHAREHOLDER CHOOSES TO ABSTAIN AND THE ELECTION OCCURS BY THE CUMULATIVE VOTING PROCESS, THE SHAREHOLDERS VOTE SHALL BE COUNTED AS AN ABSTENTION IN THE RESPECTIVE RESOLUTION OF THE MEETING | Management | F | 24-Mar-2022 | F | U6NF4769142 | ||
| P78331132 | 13-Apr-2022 | Annual General Meeting | 12 | VIEW OF ALL THE CANDIDATES TO INDICATE THE CUMULATIVE VOTING DISTRIBUTION. . LUIZ RODOLFO LANDIM MACHADO | Management | F | 24-Mar-2022 | F | U6NF4769142 | ||
| P78331132 | 13-Apr-2022 | Annual General Meeting | 13 | VIEW OF ALL THE CANDIDATES TO INDICATE THE CUMULATIVE VOTING DISTRIBUTION. . JOAQUIM SILVA E LUNA | Management | F | 24-Mar-2022 | F | U6NF4769142 | ||
| P78331132 | 13-Apr-2022 | Annual General Meeting | 14 | VIEW OF ALL THE CANDIDATES TO INDICATE THE CUMULATIVE VOTING DISTRIBUTION. . SONIA JULIA SULZBECK VILLALOBOS | Management | F | 24-Mar-2022 | F | U6NF4769142 | ||
| P78331132 | 13-Apr-2022 | Annual General Meeting | 15 | VIEW OF ALL THE CANDIDATES TO INDICATE THE CUMULATIVE VOTING DISTRIBUTION. . LUIZ HENRIQUE CAROLI | Management | F | 24-Mar-2022 | F | U6NF4769142 | ||
| P78331132 | 13-Apr-2022 | Annual General Meeting | 16 | VIEW OF ALL THE CANDIDATES TO INDICATE THE CUMULATIVE VOTING DISTRIBUTION. . RUY FLAKS SCHNEIDER | Management | F | 24-Mar-2022 | F | U6NF4769142 | ||
| P78331132 | 13-Apr-2022 | Annual General Meeting | 17 | VIEW OF ALL THE CANDIDATES TO INDICATE THE CUMULATIVE VOTING DISTRIBUTION. . MARCIO ANDRADE WEBER | Management | F | 24-Mar-2022 | F | U6NF4769142 | ||
| P78331132 | 13-Apr-2022 | Annual General Meeting | 18 | VIEW OF ALL THE CANDIDATES TO INDICATE THE CUMULATIVE VOTING DISTRIBUTION. . MURILO MARROQUIM DE SOUZA | Management | F | 24-Mar-2022 | F | U6NF4769142 | ||
| P78331132 | 13-Apr-2022 | Annual General Meeting | 19 | VIEW OF ALL THE CANDIDATES TO INDICATE THE CUMULATIVE VOTING DISTRIBUTION. . CARLOS EDUARDO LESSA BRANDAO | Management | F | 24-Mar-2022 | F | U6NF4769142 | ||
| P78331132 | 13-Apr-2022 | Annual General Meeting | 20 | VIEW OF ALL THE CANDIDATES TO INDICATE THE CUMULATIVE VOTING DISTRIBUTION. . JOSE JOAO ABDALLA FILHO | Management | F | 24-Mar-2022 | F | U6NF4769142 | ||
| P78331132 | 13-Apr-2022 | Annual General Meeting | 21 | VIEW OF ALL THE CANDIDATES TO INDICATE THE CUMULATIVE VOTING DISTRIBUTION. . MARCELO GASPARINO DA SILVA | Management | F | 24-Mar-2022 | F | U6NF4769142 | ||
| P78331132 | 13-Apr-2022 | Annual General Meeting | 22 | ELECTION OF THE CHAIRMAN OF THE BOARD OF DIRECTORS, TOTAL MEMBERS TO BE ELECTED, 1 NOMINATION OF CANDIDATES FOR CHAIRMAN OF THE BOARD OF DIRECTORS. . LUIZ RODOLFO LANDIM MACHADO | Management | F | 24-Mar-2022 | F | U6NF4769142 | ||
| P78331132 | 13-Apr-2022 | Annual General Meeting | 23 | PROPOSAL TO ESTABLISH 5 MEMBERS FOR THE FISCAL COUNCIL | Management | F | 24-Mar-2022 | F | U6NF4769142 | ||
| P78331132 | 13-Apr-2022 | Annual General Meeting | 24 | ELECTION OF THE FISCAL BOARD BY SINGLE GROUP OF CANDIDATES. NOMINATION OF ALL THE NAMES THAT COMPOSE THE SLATE. . AGNES MARIA DE ARAGAO COSTA, MARISETE FATIMA DADALD PEREIRA. SERGIO HENRIQUE LOPES DE SOUSA, ALAN SAMPAIO SANTOS. JANETE DUARTE MOL, OTAVIO LADEIRA DE MEDEIROS | Management | F | 24-Mar-2022 | F | U6NF4769142 | ||
| P78331132 | 13-Apr-2022 | Annual General Meeting | 25 | IF ONE OF THE CANDIDATES OF THE SLATE LEAVES IT, TO ACCOMMODATE THE SEPARATE ELECTION REFERRED TO IN ARTICLES 161, PARAGRAPH 4, AND 240 OF LAW 6404, OF 1976, CAN THE VOTES CORRESPONDING TO YOUR SHARES CONTINUE TO BE CONFERRED TO THE SAME SLATE | Management | F | 24-Mar-2022 | F | U6NF4769142 | ||
| P78331132 | 13-Apr-2022 | Annual General Meeting | 26 | COMPENSATION FOR THE MEMBERS OF THE MANAGEMENT, FISCAL COUNCIL, AND ADVISORY COMMITTEES OF THE BOARD OF DIRECTORS | Management | F | 24-Mar-2022 | F | U6NF4769142 | ||
| P78331132 | 13-Apr-2022 | Annual General Meeting | 27 | IN THE EVENT OF A SECOND CALL OF THIS GENERAL MEETING, MAY THE VOTING INSTRUCTIONS INCLUDED IN THIS BALLOT FORM BE CONSIDERED ALSO FOR THE SECOND CALL OF THE MEETING | Management | F | 24-Mar-2022 | F | U6NF4769142 | ||
| P78331132 | 13-Apr-2022 | Annual General Meeting | 28 | SEPARATE ELECTION OF THE FISCAL COUNCIL, COMMON SHARES. NOMINATION OF CANDIDATES TO THE FISCAL COUNCIL BY MINORITY SHAREHOLDERS WITH VOTING RIGHTS, THE SHAREHOLDER MUST FILL THIS FIELD IF THE GENERAL ELECTION FIELD WAS LEFT IN BLANK. . MICHELE DA SILVA GONSALES TORRES, ROBERT JUENEMAN | Management | F | 24-Mar-2022 | F | U6NF4769142 | ||
| P8T20U187 | 25-Apr-2022 | Annual General Meeting | 1 | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED TO LODGE VOTING INSTRUCTIONS (DEPENDENT UPON THE AVAILABILITY AND USAGE OF THE BRAZILIAN REMOTE VOTING PLATFORM). IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE REJECTED | Non-Voting | M | U6NF4769142 | ||||
| P8T20U187 | 25-Apr-2022 | Annual General Meeting | 2 | TO EXAMINE THE MANAGEMENT ACCOUNTS CONCERNING THE FISCAL YEAR ENDED 12.31.2021 | Management | F | U6NF4769142 | ||||
| P8T20U187 | 25-Apr-2022 | Annual General Meeting | 3 | TO EXAMINE, DISCUSS AND VOTE ON THE RESULTS OF THE COMPANY FOR THE FISCAL YEAR ENDED 12.31.2021, AS WELL AS REVIEW THE MANAGEMENT REPORT FOR SUCH FISCAL YEAR | Management | F | U6NF4769142 | ||||
| P8T20U187 | 25-Apr-2022 | Annual General Meeting | 4 | TO RESOLVE ON THE ALLOCATION OF THE NET INCOME FOR THE FISCAL YEAR ENDED 12.31.2021 AND ON THE DISTRIBUTION OF DIVIDENDS | Management | F | U6NF4769142 | ||||
| P8T20U187 | 25-Apr-2022 | Annual General Meeting | 5 | TO SET AT 9 THE NUMBER OF MEMBERS TO BE ELECTED FOR THE NEXT TERM OF OFFICE OF THE BOARD OF DIRECTORS, PURSUANT TO THE MANAGEMENT PROPOSAL | Management | F | U6NF4769142 | ||||
| P8T20U187 | 25-Apr-2022 | Annual General Meeting | 6 | DO YOU WISH TO REQUEST THE CUMULATIVE VOTING FOR THE ELECTION OF THE BOARD OF DIRECTORS, UNDER THE TERMS OF ART. 141 OF LAW 6,404, OF 1976. IF THE SHAREHOLDER CHOOSES NO OR ABSTAIN, HIS HER SHARES WILL NOT BE COMPUTED FOR THE REQUEST OF THE CUMULATIVE VOTING REQUEST | Management | F | U6NF4769142 | ||||
| P8T20U187 | 25-Apr-2022 | Annual General Meeting | 7 | TO ELECT THE MEMBERS OF THE BOARD OF DIRECTORS BY SLATE. INDICATION OF ALL THE NAMES THAT MAKE UP THE BY SLATE. THE VOTES INDICATED IN THIS FIELD WILL BE DISREGARDED IF THE SHAREHOLDER HOLDING SHARES WITH VOTING RIGHTS ALSO FILLS IN THE FIELDS PRESENT IN THE SEPARATE ELECTION OF A MEMBER OF THE BOARD OF DIRECTORS AND THE SEPARATE ELECTION THAT THESE FIELDS DEAL WITH. DAVID FEFFER EFFECTIVE DANIEL FEFFER EFFECTIVE NILDEMAR SECCHES EFFECTIVE ANA PAULA PESSOA EFFECTIVE MARIA PRISCILA RODINI VANSETTI MACHADO EFFECTIVE RODRIGO CALVO GALINDO EFFECTIVE PAULO ROGERIO CAFFARELLI EFFECTIVE PAULO SERGIO KAKINOFF EFFECTIVE GABRIELA FEFFER MOLL EFFECTIVE | Management | F | U6NF4769142 | ||||
| P8T20U187 | 25-Apr-2022 | Annual General Meeting | 8 | IF ONE OF THE CANDIDATES THAT COMPOSES YOUR CHOSEN SLATE LEAVES IT, CAN THE VOTES CORRESPONDING TO YOUR SHARES CONTINUE TO BE CONFERRED ON THE SAME SLATE | Management | F | U6NF4769142 | ||||
| P8T20U187 | 25-Apr-2022 | Annual General Meeting | 9 | FOR THE PROPOSAL 8 REGARDING THE ADOPTION OF CUMULATIVE VOTING, PLEASE BE ADVISED THAT YOU CAN ONLY VOTE FOR OR ABSTAIN. AN AGAINST VOTE ON THIS PROPOSAL REQUIRES PERCENTAGES TO BE ALLOCATED AMONGST THE DIRECTORS IN PROPOSAL 9.1 TO 9.9. IN THIS CASE PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE IN ORDER TO ALLOCATE PERCENTAGES AMONGST THE DIRECTORS | Non-Voting | M | U6NF4769142 | ||||
| P8T20U187 | 25-Apr-2022 | Annual General Meeting | 10 | IN THE EVENT OF THE ADOPTION OF THE CUMULATIVE VOTING PROCESS, SHOULD THE VOTES CORRESPONDING TO YOUR SHARES BE DISTRIBUTED IN EQUAL PERCENTAGES ACROSS THE MEMBERS OF THE SLATE THAT YOU HAVE CHOSEN. IF THE SHAREHOLDER CHOOSES TO ABSTAIN AND THE ELECTION OCCURS THROUGH THE CUMULATIVE VOTING PROCESS, HIS VOTE MUST BE COUNTED AS ABSTENTION IN THE RESPECTIVE RESOLUTION OF THE MEETING | Management | F | U6NF4769142 | ||||
| P8T20U187 | 25-Apr-2022 | Annual General Meeting | 11 | VISUALIZATION OF ALL THE CANDIDATES THAT COMPOSE THE SLATE TO INDICATE THE PERCENTAGE OF THE VOTES TO BE ATTRIBUTED. THE FOLLOWING FIELD SHOULD ONLY BE FILLED IN IF THE SHAREHOLDER HAS REPLIED NO TO THE PREVIOUS QUESTION. DAVID FEFFER EFFECTIVE | Management | F | U6NF4769142 | ||||
| P8T20U187 | 25-Apr-2022 | Annual General Meeting | 12 | VISUALIZATION OF ALL THE CANDIDATES THAT COMPOSE THE SLATE TO INDICATE THE PERCENTAGE OF THE VOTES TO BE ATTRIBUTED. THE FOLLOWING FIELD SHOULD ONLY BE FILLED IN IF THE SHAREHOLDER HAS REPLIED NO TO THE PREVIOUS QUESTION. DANIEL FEFFER EFFECTIVE | Management | F | U6NF4769142 | ||||
| P8T20U187 | 25-Apr-2022 | Annual General Meeting | 13 | VISUALIZATION OF ALL THE CANDIDATES THAT COMPOSE THE SLATE TO INDICATE THE PERCENTAGE OF THE VOTES TO BE ATTRIBUTED. THE FOLLOWING FIELD SHOULD ONLY BE FILLED IN IF THE SHAREHOLDER HAS REPLIED NO TO THE PREVIOUS QUESTION. NILDEMAR SECCHES EFFECTIVE | Management | F | U6NF4769142 | ||||
| P8T20U187 | 25-Apr-2022 | Annual General Meeting | 14 | VISUALIZATION OF ALL THE CANDIDATES THAT COMPOSE THE SLATE TO INDICATE THE PERCENTAGE OF THE VOTES TO BE ATTRIBUTED. THE FOLLOWING FIELD SHOULD ONLY BE FILLED IN IF THE SHAREHOLDER HAS REPLIED NO TO THE PREVIOUS QUESTION. ANA PAULA PESSOA EFFECTIVE | Management | F | U6NF4769142 | ||||
| P8T20U187 | 25-Apr-2022 | Annual General Meeting | 15 | VISUALIZATION OF ALL THE CANDIDATES THAT COMPOSE THE SLATE TO INDICATE THE PERCENTAGE OF THE VOTES TO BE ATTRIBUTED. THE FOLLOWING FIELD SHOULD ONLY BE FILLED IN IF THE SHAREHOLDER HAS REPLIED NO TO THE PREVIOUS QUESTION. MARIA PRISCILA RODINI VANSETTI MACHADO EFFECTIVE | Management | F | U6NF4769142 | ||||
| P8T20U187 | 25-Apr-2022 | Annual General Meeting | 16 | VISUALIZATION OF ALL THE CANDIDATES THAT COMPOSE THE SLATE TO INDICATE THE PERCENTAGE OF THE VOTES TO BE ATTRIBUTED. THE FOLLOWING FIELD SHOULD ONLY BE FILLED IN IF THE SHAREHOLDER HAS REPLIED NO TO THE PREVIOUS QUESTION. RODRIGO CALVO GALINDO EFFECTIVE | Management | F | U6NF4769142 | ||||
| P8T20U187 | 25-Apr-2022 | Annual General Meeting | 17 | VISUALIZATION OF ALL THE CANDIDATES THAT COMPOSE THE SLATE TO INDICATE THE PERCENTAGE OF THE VOTES TO BE ATTRIBUTED. THE FOLLOWING FIELD SHOULD ONLY BE FILLED IN IF THE SHAREHOLDER HAS REPLIED NO TO THE PREVIOUS QUESTION. PAULO ROGERIO CAFFARELLI EFFECTIVE | Management | F | U6NF4769142 | ||||
| P8T20U187 | 25-Apr-2022 | Annual General Meeting | 18 | VISUALIZATION OF ALL THE CANDIDATES THAT COMPOSE THE SLATE TO INDICATE THE PERCENTAGE OF THE VOTES TO BE ATTRIBUTED. THE FOLLOWING FIELD SHOULD ONLY BE FILLED IN IF THE SHAREHOLDER HAS REPLIED NO TO THE PREVIOUS QUESTION. PAULO SERGIO KAKINOFF EFFECTIVE | Management | F | U6NF4769142 | ||||
| P8T20U187 | 25-Apr-2022 | Annual General Meeting | 19 | VISUALIZATION OF ALL THE CANDIDATES THAT COMPOSE THE SLATE TO INDICATE THE PERCENTAGE OF THE VOTES TO BE ATTRIBUTED. THE FOLLOWING FIELD SHOULD ONLY BE FILLED IN IF THE SHAREHOLDER HAS REPLIED NO TO THE PREVIOUS QUESTION. GABRIELA FEFFER MOLL EFFECTIVE | Management | F | U6NF4769142 | ||||
| P8T20U187 | 25-Apr-2022 | Annual General Meeting | 20 | DO YOU WISH TO REQUEST A SEPARATE ELECTION OF A MEMBER OF THE BOARD OF DIRECTORS, UNDER THE TERMS OF ARTICLE 141, PARAGRAPH 4, I, OF LAW 6,404, OF 1976. THE SHAREHOLDER CAN ONLY FILL THIS FIELD IN CASE OF KEEPING THE POSITION OF VOTING SHARES IN INTERRUPTED FOR 3 MONTHS PRIOR TO THE GENERAL MEETING. IF THE SHAREHOLDER CHOOSES NO OR ABSTAIN, HIS HER SHARES WILL NOT BE COMPUTED FOR THE REQUEST OF A SEPARATE ELECTION OF A MEMBER OF THE BOARD OF DIRECTORS | Management | F | U6NF4769142 | ||||
| P8T20U187 | 25-Apr-2022 | Annual General Meeting | 21 | ELECTION OF THE CHAIRMAN OF THE BOARD OF DIRECTORS, TOTAL MEMBERS TO BE ELECTED, 1. NOMINATION OF CANDIDATES FOR CHAIRMAN OF THE BOARD OF DIRECTORS. DAVID FEFFER | Management | F | U6NF4769142 | ||||
| P8T20U187 | 25-Apr-2022 | Annual General Meeting | 22 | ELECTION OF A MEMBER OF THE VICE BOARD OF DIRECTORS, THE SHAREHOLDER CAN INDICATE AS MANY CANDIDATES AS THERE ARE VACANCIES TO BE FILLED IN THE GENERAL ELECTION. POSITIONS LIMIT TO BE COMPLETED, 1 . DANIEL FEFFER | Management | F | U6NF4769142 | ||||
| P8T20U187 | 25-Apr-2022 | Annual General Meeting | 23 | ELECTION OF A MEMBER OF THE VICE BOARD OF DIRECTORS, THE SHAREHOLDER CAN INDICATE AS MANY CANDIDATES AS THERE ARE VACANCIES TO BE FILLED IN THE GENERAL ELECTION. POSITIONS LIMIT TO BE COMPLETED, 1 . NILDEMAR SECCHES | Management | F | U6NF4769142 | ||||
| P8T20U187 | 25-Apr-2022 | Annual General Meeting | 24 | DETERMINE THE OVERALL ANNUAL COMPENSATION OF THE COMPANY'S MANAGEMENT AND FISCAL COUNCIL, IF INSTALLED, FOR THE FISCAL YEAR OF 2022, PURSUANT TO THE MANAGEMENT PROPOSAL | Management | F | U6NF4769142 | ||||
| P8T20U187 | 25-Apr-2022 | Annual General Meeting | 25 | DO YOU WISH TO REQUEST THE ESTABLISHMENT OF A FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF LAW 6,404, OF 1976. IF THE SHAREHOLDER CHOOSES NO OR ABSTAIN, HIS HER SHARES WILL NOT BE COMPUTED FOR THE REQUEST OF THE ESTABLISHMENT OF THE FISCAL COUNCIL | Management | F | U6NF4769142 | ||||
| P8T20U187 | 25-Apr-2022 | Annual General Meeting | 26 | ELECTION OF MEMBERS OF THE FISCAL COUNCIL BY SLATE. INDICATION OF EACH SLATE OF CANDIDATES AND OF ALL THE NAMES THAT ARE ON IT. LUIZ AUGUSTO MARQUES PAES EFFECTIVE. ROBERTO FIGUEIREDO MELLO SUBSTITUTE. RUBENS BARLETTA EFFECTIVE. LUIZ GONZAGA RAMOS SCHUBERT SUBSTITUTE. ERALDO SOARES PECANHA EFFECTIVE. KURT JANOS TOTH SUBSTITUTE | Management | F | U6NF4769142 | ||||
| P8T20U187 | 25-Apr-2022 | Annual General Meeting | 27 | IF ONE OF THE CANDIDATES OF THE SLATE LEAVES IT, TO ACCOMMODATE THE SEPARATE ELECTION REFERRED TO IN ARTICLES 161, PARAGRAPH 4, AND 240 OF LAW 6404, OF 1976, CAN THE VOTES CORRESPONDING TO YOUR SHARES CONTINUE TO BE CONFERRED TO THE SAME SLATE | Management | F | U6NF4769142 | ||||
| P8T20U187 | 25-Apr-2022 | Annual General Meeting | 28 | DO YOU WANT TO REQUEST A SEPARATE ELECTION OF A MEMBER OF THE FISCAL COUNCIL, PURSUANT TO ARTICLES 161, 4, AND 240 OF LAW 6404, OF 1976 | Management | F | U6NF4769142 | ||||
| P8T20U187 | 25-Apr-2022 | Annual General Meeting | 29 | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU | Non-Voting | M | U6NF4769142 | ||||
| P8T20U187 | 25-Apr-2022 | ExtraOrdinary General Meeting | 1 | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED TO LODGE VOTING INSTRUCTIONS (DEPENDENT UPON THE AVAILABILITY AND USAGE OF THE BRAZILIAN REMOTE VOTING PLATFORM). IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE REJECTED | Non-Voting | M | U6NF4769142 | ||||
| P8T20U187 | 25-Apr-2022 | ExtraOrdinary General Meeting | 2 | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU | Non-Voting | M | U6NF4769142 | ||||
| P8T20U187 | 25-Apr-2022 | ExtraOrdinary General Meeting | 3 | TO RESOLVE ON THE DRAFT OF INDEMNITY AGREEMENT TO BE EXECUTED BETWEEN THE COMPANY AND ITS MANAGERS | Management | F | U6NF4769142 | ||||
| P8T20U187 | 25-Apr-2022 | ExtraOrdinary General Meeting | 4 | TO AUTHORIZE THE COMPANY'S MANAGEMENT TO PERFORM ALL NECESSARY ACTIONS IN ORDER TO IMPLEMENT THE MATTER APPROVED HEREIN, PURSUANT TO APPLICABLE LAW | Management | F | U6NF4769142 | ||||
| P9T369176 | 26-Apr-2022 | ExtraOrdinary General Meeting | 1 | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED TO LODGE VOTING INSTRUCTIONS (DEPENDENT UPON THE AVAILABILITY AND USAGE OF THE BRAZILIAN REMOTE VOTING PLATFORM). IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE REJECTED | Non-Voting | M | U6NF4769142 | ||||
| P9T369176 | 26-Apr-2022 | ExtraOrdinary General Meeting | 2 | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU | Non-Voting | M | U6NF4769142 | ||||
| P9T369176 | 26-Apr-2022 | ExtraOrdinary General Meeting | 3 | APPROVE THE AMENDMENT OF ARTICLE 5, CAPUT, OF THE COMPANY'S BYLAWS, WHICH DEALS WITH THE SOCIAL CAPITAL, TO REFLECT THE NEW NUMBER OF SHARES IN WHICH THE COMPANY'S SHARE CAPITAL IS DIVIDED, DUE TO THE CANCELLATION OF PART OF THE COMMON SHARES HELD IN TREASURY | Management | F | U6NF4769142 | ||||
| P9T369176 | 26-Apr-2022 | ExtraOrdinary General Meeting | 4 | APPROVE THE CONSOLIDATED BYLAWS, IN ORDER TO REFLECT THE ABOVE AMENDMENT | Management | F | U6NF4769142 | ||||
| P9T369176 | 26-Apr-2022 | Annual General Meeting | 1 | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED TO LODGE VOTING INSTRUCTIONS (DEPENDENT UPON THE AVAILABILITY AND USAGE OF THE BRAZILIAN REMOTE VOTING PLATFORM). IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE REJECTED | Non-Voting | M | U6NF4769142 | ||||
| P9T369176 | 26-Apr-2022 | Annual General Meeting | 2 | RECEIVE THE ACCOUNTS RENDERED BY THE MANAGEMENT, AS WELL AS EXAMINE, DISCUSS AND VOTE ON THE FINANCIAL STATEMENTS, ALONGSIDE WITH THE MANAGEMENT REPORT,THE INDEPENDENT AUDITORS REPORT, AND THE OPINION OF THE FISCAL BOARD, FOR THE YEARENDED DECEMBER 31ST, 2021 | Management | F | U6NF4769142 | ||||
| P9T369176 | 26-Apr-2022 | Annual General Meeting | 3 | RESOLVE ON THE ALLOCATION OF INCOME FOR THE FISCAL YEAR ENDED DECEMBER 31ST, 2021 AND THE DISTRIBUTION OF DIVIDENDS TO THE COMPANY S SHAREHOLDERS, ACCORDING TO THE MANAGEMENT PROPOSAL DISCLOSED | Management | F | U6NF4769142 | ||||
| P9T369176 | 26-Apr-2022 | Annual General Meeting | 4 | DEFINE THE NUMBER OF MEMBERS TO COMPOSE THE BOARD OF DIRECTORS AT 12 MEMBERS, ACCORDING TO THE MANAGEMENT PROPOSAL DISCLOSED | Management | F | U6NF4769142 | ||||
| P9T369176 | 26-Apr-2022 | Annual General Meeting | 5 | ELECTION OF THE BOARD OF DIRECTORS PER CANDIDATE. POSITIONS LIMITED TO 12. NOMINATION OF CANDIDATES TO THE BOARD OF DIRECTORS. THE SHAREHOLDER CAN NOMINATE AS MANY CANDIDATES AS THE NUMBERS OF VACANCIES TO BE FILLED IN THE GENERAL ELECTION. THE VOTES INDICATED IN THIS FILED WILL BE DISREGARDED IF THE SHAREHOLDER WITH VOTING RIGHTS ALSO FILLS IN THE FIELDS PRESENT IN THE SEPARATE ELECTION OF A MEMBER OF THE BOARD OF DIRECTORS AND THE SEPARATE ELECTION REFERRED TO IN THESE FIELDS TAKES PLACE: EDUARDO NAVARRO DE CARVALHO | Management | F | U6NF4769142 | ||||
| P9T369176 | 26-Apr-2022 | Annual General Meeting | 6 | ELECTION OF THE BOARD OF DIRECTORS PER CANDIDATE. POSITIONS LIMITED TO 12. NOMINATION OF CANDIDATES TO THE BOARD OF DIRECTORS. THE SHAREHOLDER CAN NOMINATE AS MANY CANDIDATES AS THE NUMBERS OF VACANCIES TO BE FILLED IN THE GENERAL ELECTION. THE VOTES INDICATED IN THIS FILED WILL BE DISREGARDED IF THE SHAREHOLDER WITH VOTING RIGHTS ALSO FILLS IN THE FIELDS PRESENT IN THE SEPARATE ELECTION OF A MEMBER OF THE BOARD OF DIRECTORS AND THE SEPARATE ELECTION REFERRED TO IN THESE FIELDS TAKES PLACE: FRANCISCO JAVIER DE PAZ MANCHO | Management | F | U6NF4769142 | ||||
| P9T369176 | 26-Apr-2022 | Annual General Meeting | 7 | ELECTION OF THE BOARD OF DIRECTORS PER CANDIDATE. POSITIONS LIMITED TO 12. NOMINATION OF CANDIDATES TO THE BOARD OF DIRECTORS. THE SHAREHOLDER CAN NOMINATE AS MANY CANDIDATES AS THE NUMBERS OF VACANCIES TO BE FILLED IN THE GENERAL ELECTION. THE VOTES INDICATED IN THIS FILED WILL BE DISREGARDED IF THE SHAREHOLDER WITH VOTING RIGHTS ALSO FILLS IN THE FIELDS PRESENT IN THE SEPARATE ELECTION OF A MEMBER OF THE BOARD OF DIRECTORS AND THE SEPARATE ELECTION REFERRED TO IN THESE FIELDS TAKES PLACE: ANA THERESA MASETTI BORSARI | Management | F | U6NF4769142 | ||||
| P9T369176 | 26-Apr-2022 | Annual General Meeting | 8 | ELECTION OF THE BOARD OF DIRECTORS PER CANDIDATE. POSITIONS LIMITED TO 12. NOMINATION OF CANDIDATES TO THE BOARD OF DIRECTORS. THE SHAREHOLDER CAN NOMINATE AS MANY CANDIDATES AS THE NUMBERS OF VACANCIES TO BE FILLED IN THE GENERAL ELECTION. THE VOTES INDICATED IN THIS FILED WILL BE DISREGARDED IF THE SHAREHOLDER WITH VOTING RIGHTS ALSO FILLS IN THE FIELDS PRESENT IN THE SEPARATE ELECTION OF A MEMBER OF THE BOARD OF DIRECTORS AND THE SEPARATE ELECTION REFERRED TO IN THESE FIELDS TAKES PLACE: JOSE MARIA DEL REY OSORIO | Management | F | U6NF4769142 | ||||
| P9T369176 | 26-Apr-2022 | Annual General Meeting | 9 | ELECTION OF THE BOARD OF DIRECTORS PER CANDIDATE. POSITIONS LIMITED TO 12. NOMINATION OF CANDIDATES TO THE BOARD OF DIRECTORS. THE SHAREHOLDER CAN NOMINATE AS MANY CANDIDATES AS THE NUMBERS OF VACANCIES TO BE FILLED IN THE GENERAL ELECTION. THE VOTES INDICATED IN THIS FILED WILL BE DISREGARDED IF THE SHAREHOLDER WITH VOTING RIGHTS ALSO FILLS IN THE FIELDS PRESENT IN THE SEPARATE ELECTION OF A MEMBER OF THE BOARD OF DIRECTORS AND THE SEPARATE ELECTION REFERRED TO IN THESE FIELDS TAKES PLACE: CHRISTIAN MAUAD GEBARA | Management | F | U6NF4769142 | ||||
| P9T369176 | 26-Apr-2022 | Annual General Meeting | 10 | ELECTION OF THE BOARD OF DIRECTORS PER CANDIDATE. POSITIONS LIMITED TO 12. NOMINATION OF CANDIDATES TO THE BOARD OF DIRECTORS. THE SHAREHOLDER CAN NOMINATE AS MANY CANDIDATES AS THE NUMBERS OF VACANCIES TO BE FILLED IN THE GENERAL ELECTION. THE VOTES INDICATED IN THIS FILED WILL BE DISREGARDED IF THE SHAREHOLDER WITH VOTING RIGHTS ALSO FILLS IN THE FIELDS PRESENT IN THE SEPARATE ELECTION OF A MEMBER OF THE BOARD OF DIRECTORS AND THE SEPARATE ELECTION REFERRED TO IN THESE FIELDS TAKES PLACE: CLAUDIA MARIA COSTIN | Management | F | U6NF4769142 | ||||
| P9T369176 | 26-Apr-2022 | Annual General Meeting | 11 | ELECTION OF THE BOARD OF DIRECTORS PER CANDIDATE. POSITIONS LIMITED TO 12. NOMINATION OF CANDIDATES TO THE BOARD OF DIRECTORS. THE SHAREHOLDER CAN NOMINATE AS MANY CANDIDATES AS THE NUMBERS OF VACANCIES TO BE FILLED IN THE GENERAL ELECTION. THE VOTES INDICATED IN THIS FILED WILL BE DISREGARDED IF THE SHAREHOLDER WITH VOTING RIGHTS ALSO FILLS IN THE FIELDS PRESENT IN THE SEPARATE ELECTION OF A MEMBER OF THE BOARD OF DIRECTORS AND THE SEPARATE ELECTION REFERRED TO IN THESE FIELDS TAKES PLACE: JUAN CARLOS ROS BRUGUERAS | Management | F | U6NF4769142 | ||||
| P9T369176 | 26-Apr-2022 | Annual General Meeting | 12 | ELECTION OF THE BOARD OF DIRECTORS PER CANDIDATE. POSITIONS LIMITED TO 12. NOMINATION OF CANDIDATES TO THE BOARD OF DIRECTORS. THE SHAREHOLDER CAN NOMINATE AS MANY CANDIDATES AS THE NUMBERS OF VACANCIES TO BE FILLED IN THE GENERAL ELECTION. THE VOTES INDICATED IN THIS FILED WILL BE DISREGARDED IF THE SHAREHOLDER WITH VOTING RIGHTS ALSO FILLS IN THE FIELDS PRESENT IN THE SEPARATE ELECTION OF A MEMBER OF THE BOARD OF DIRECTORS AND THE SEPARATE ELECTION REFERRED TO IN THESE FIELDS TAKES PLACE: JORDI GUAL SOLE | Management | F | U6NF4769142 | ||||
| P9T369176 | 26-Apr-2022 | Annual General Meeting | 13 | ELECTION OF THE BOARD OF DIRECTORS PER CANDIDATE. POSITIONS LIMITED TO 12. NOMINATION OF CANDIDATES TO THE BOARD OF DIRECTORS. THE SHAREHOLDER CAN NOMINATE AS MANY CANDIDATES AS THE NUMBERS OF VACANCIES TO BE FILLED IN THE GENERAL ELECTION. THE VOTES INDICATED IN THIS FILED WILL BE DISREGARDED IF THE SHAREHOLDER WITH VOTING RIGHTS ALSO FILLS IN THE FIELDS PRESENT IN THE SEPARATE ELECTION OF A MEMBER OF THE BOARD OF DIRECTORS AND THE SEPARATE ELECTION REFERRED TO IN THESE FIELDS TAKES PLACE: IGNACIO MORENO MARTINEZ | Management | F | U6NF4769142 | ||||
| P9T369176 | 26-Apr-2022 | Annual General Meeting | 14 | ELECTION OF THE BOARD OF DIRECTORS PER CANDIDATE. POSITIONS LIMITED TO 12. NOMINATION OF CANDIDATES TO THE BOARD OF DIRECTORS. THE SHAREHOLDER CAN NOMINATE AS MANY CANDIDATES AS THE NUMBERS OF VACANCIES TO BE FILLED IN THE GENERAL ELECTION. THE VOTES INDICATED IN THIS FILED WILL BE DISREGARDED IF THE SHAREHOLDER WITH VOTING RIGHTS ALSO FILLS IN THE FIELDS PRESENT IN THE SEPARATE ELECTION OF A MEMBER OF THE BOARD OF DIRECTORS AND THE SEPARATE ELECTION REFERRED TO IN THESE FIELDS TAKES PLACE: ALFREDO ARAHUETES GARCIA | Management | F | U6NF4769142 | ||||
| P9T369176 | 26-Apr-2022 | Annual General Meeting | 15 | ELECTION OF THE BOARD OF DIRECTORS PER CANDIDATE. POSITIONS LIMITED TO 12. NOMINATION OF CANDIDATES TO THE BOARD OF DIRECTORS. THE SHAREHOLDER CAN NOMINATE AS MANY CANDIDATES AS THE NUMBERS OF VACANCIES TO BE FILLED IN THE GENERAL ELECTION. THE VOTES INDICATED IN THIS FILED WILL BE DISREGARDED IF THE SHAREHOLDER WITH VOTING RIGHTS ALSO FILLS IN THE FIELDS PRESENT IN THE SEPARATE ELECTION OF A MEMBER OF THE BOARD OF DIRECTORS AND THE SEPARATE ELECTION REFERRED TO IN THESE FIELDS TAKES PLACE: ANDREA CAPELO PINHEIRO | Management | F | U6NF4769142 | ||||
| P9T369176 | 26-Apr-2022 | Annual General Meeting | 16 | ELECTION OF THE BOARD OF DIRECTORS PER CANDIDATE. POSITIONS LIMITED TO 12. NOMINATION OF CANDIDATES TO THE BOARD OF DIRECTORS. THE SHAREHOLDER CAN NOMINATE AS MANY CANDIDATES AS THE NUMBERS OF VACANCIES TO BE FILLED IN THE GENERAL ELECTION. THE VOTES INDICATED IN THIS FILED WILL BE DISREGARDED IF THE SHAREHOLDER WITH VOTING RIGHTS ALSO FILLS IN THE FIELDS PRESENT IN THE SEPARATE ELECTION OF A MEMBER OF THE BOARD OF DIRECTORS AND THE SEPARATE ELECTION REFERRED TO IN THESE FIELDS TAKES PLACE: SOLANGE SOBRAL TARGA | Management | F | U6NF4769142 | ||||
| P9T369176 | 26-Apr-2022 | Annual General Meeting | 17 | FOR THE PROPOSAL 5 REGARDING THE ADOPTION OF CUMULATIVE VOTING, PLEASE BE ADVISED THAT YOU CAN ONLY VOTE FOR OR ABSTAIN. AN AGAINST VOTE ON THIS PROPOSAL REQUIRES PERCENTAGES TO BE ALLOCATED AMONGST THE DIRECTORS IN PROPOSAL 6.1 TO 6.12. IN THIS CASE PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE IN ORDER TO ALLOCATE PERCENTAGES AMONGST THE DIRECTORS | Non-Voting | M | U6NF4769142 | ||||
| P9T369176 | 26-Apr-2022 | Annual General Meeting | 18 | IN CASE OF A CUMULATIVE VOTING PROCESS, SHOULD THE CORRESPONDING VOTES TO YOUR SHARES BE EQUALLY DISTRIBUTED AMONG THE CANDIDATES THAT YOU VE CHOSE. IF THE SHAREHOLDER CHOOSES YES AND ALSO INDICATES THE APPROVE ANSWER TYPE FOR SPECIFIC CANDIDATES AMONG THOSE LISTED BELOW, THEIR VOTES WILL BE DISTRIBUTED PROPORTIONALLY AMONG THESE CANDIDATES. IF THE SHAREHOLDER CHOOSES TO ABSTAIN AND THE ELECTION OCCURS BY THE CUMULATIVE VOTING PROCESS, THE SHAREHOLDER S VOTE SHALL BE COUNTED AS AN ABSTENTION IN THE RESPECTIVE RESOLUTION OF THE MEETING | Management | F | U6NF4769142 | ||||
| P9T369176 | 26-Apr-2022 | Annual General Meeting | 19 | VIEW OF ALL THE CANDIDATES TO INDICATE THE CUMULATIVE VOTING DISTRIBUTION: EDUARDO NAVARRO DE CARVALHO | Management | F | U6NF4769142 | ||||
| P9T369176 | 26-Apr-2022 | Annual General Meeting | 20 | VIEW OF ALL THE CANDIDATES TO INDICATE THE CUMULATIVE VOTING DISTRIBUTION: FRANCISCO JAVIER DE PAZ MANCHO | Management | F | U6NF4769142 | ||||
| P9T369176 | 26-Apr-2022 | Annual General Meeting | 21 | VIEW OF ALL THE CANDIDATES TO INDICATE THE CUMULATIVE VOTING DISTRIBUTION: ANA THERESA MASETTI BORSAR | Management | F | U6NF4769142 | ||||
| P9T369176 | 26-Apr-2022 | Annual General Meeting | 22 | VIEW OF ALL THE CANDIDATES TO INDICATE THE CUMULATIVE VOTING DISTRIBUTION: JOSE MARIA DEL REY OSORIO | Management | F | U6NF4769142 | ||||
| P9T369176 | 26-Apr-2022 | Annual General Meeting | 23 | VIEW OF ALL THE CANDIDATES TO INDICATE THE CUMULATIVE VOTING DISTRIBUTION: CHRISTIAN MAUAD GEBARA | Management | F | U6NF4769142 | ||||
| P9T369176 | 26-Apr-2022 | Annual General Meeting | 24 | VIEW OF ALL THE CANDIDATES TO INDICATE THE CUMULATIVE VOTING DISTRIBUTION: CLAUDIA MARIA COSTIN | Management | F | U6NF4769142 | ||||
| P9T369176 | 26-Apr-2022 | Annual General Meeting | 25 | VIEW OF ALL THE CANDIDATES TO INDICATE THE CUMULATIVE VOTING DISTRIBUTION: JUAN CARLOS ROS BRUGUERAS | Management | F | U6NF4769142 | ||||
| P9T369176 | 26-Apr-2022 | Annual General Meeting | 26 | VIEW OF ALL THE CANDIDATES TO INDICATE THE CUMULATIVE VOTING DISTRIBUTION: JORDI GUAL SOLE | Management | F | U6NF4769142 | ||||
| P9T369176 | 26-Apr-2022 | Annual General Meeting | 27 | VIEW OF ALL THE CANDIDATES TO INDICATE THE CUMULATIVE VOTING DISTRIBUTION: IGNACIO MORENO MARTINEZ | Management | F | U6NF4769142 | ||||
| P9T369176 | 26-Apr-2022 | Annual General Meeting | 28 | VIEW OF ALL THE CANDIDATES TO INDICATE THE CUMULATIVE VOTING DISTRIBUTION: ALFREDO ARAHUETES GARCIA | Management | F | U6NF4769142 | ||||
| P9T369176 | 26-Apr-2022 | Annual General Meeting | 29 | VIEW OF ALL THE CANDIDATES TO INDICATE THE CUMULATIVE VOTING DISTRIBUTION: ANDREA CAPELO PINHEIRO | Management | F | U6NF4769142 | ||||
| P9T369176 | 26-Apr-2022 | Annual General Meeting | 30 | VIEW OF ALL THE CANDIDATES TO INDICATE THE CUMULATIVE VOTING DISTRIBUTION: SOLANGE SOBRAL TARGA | Management | F | U6NF4769142 | ||||
| P9T369176 | 26-Apr-2022 | Annual General Meeting | 31 | DO YOU WISH TO REQUEST THE CUMULATIVE VOTING FOR THE ELECTION OF THE BOARD OF DIRECTORS, UNDER THE TERMS OF ART. 141 OF LAW 6,404, OF 1976. IF THE SHAREHOLDER CHOOSES NO OR ABSTAIN, HIS, HER SHARES WILL NOT BE COMPUTED FOR THE REQUEST OF THE CUMULATIVE VOTING REQUEST | Management | F | U6NF4769142 | ||||
| P9T369176 | 26-Apr-2022 | Annual General Meeting | 32 | DO YOU WISH TO REQUEST A SEPARATE ELECTION OF A MEMBER OF THE BOARD OF DIRECTORS, UNDER THE TERMS OF ARTICLE 141, PARAGRAPH 4, I, OF LAW 6,404, OF 1976. THE SHAREHOLDER CAN ONLY FILL THIS FIELD IN CASE OF KEEPING THE POSITION OF VOTING SHARES ININTERRUPTED FOR 3 MONTHS PRIOR TO THE GENERAL MEETING. IF THE SHAREHOLDER CHOOSES NO OR ABSTAIN, HIS, HER SHARES WILL NOT BE COMPUTED FOR THE REQUEST OF A SEPARATE ELECTION OF A MEMBER OF THE BOARD OF DIRECTORS | Management | F | U6NF4769142 | ||||
| P9T369176 | 26-Apr-2022 | Annual General Meeting | 33 | ELECTION OF FISCAL COUNCIL PER CANDIDATE. POSITIONS LIMITED TO 2. NOMINATION OF CANDIDATES TO THE FISCAL COUNCIL. THE SHAREHOLDER MAY NOMINATE AS MANY CANDIDATES AS THERE ARE SEATS TO BE FILLED IN THE GENERAL ELECTIONCREMENIO MEDOLA NETTO, EFFECTIVE, AND JUAREZ ROSA DA SILVA, SUBSTITUTE | Management | F | U6NF4769142 | ||||
| P9T369176 | 26-Apr-2022 | Annual General Meeting | 34 | ELECTION OF FISCAL COUNCIL PER CANDIDATE. POSITIONS LIMITED TO 2. NOMINATION OF CANDIDATES TO THE FISCAL COUNCIL. THE SHAREHOLDER MAY NOMINATE AS MANY CANDIDATES AS THERE ARE SEATS TO BE FILLED IN THE GENERAL ELECTIONCHARLES EDWARDS ALLEN, EFFECTIVE, AND STAEL PRATA SILVA FILHO, SUBSTITUTE | Management | F | U6NF4769142 | ||||
| P9T369176 | 26-Apr-2022 | Annual General Meeting | 35 | DEFINE THE AMOUNT OF THE GLOBAL ANNUAL REMUNERATION OF THE DIRECTORS AND MEMBERS OF THE FISCAL COUNCIL FOR THE 2022 FISCAL YEAR, ACCORDING TO THE MANAGEMENT PROPOSAL DISCLOSED | Management | F | U6NF4769142 | ||||
| P9T369176 | 26-Apr-2022 | Annual General Meeting | 36 | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU | Non-Voting | M | U6NF4769142 | ||||
| P9T369176 | 26-Apr-2022 | Annual General Meeting | 37 | 31 MAR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTION 9.1. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | M | U6NF4769142 | ||||
| W17218178 | 28-Apr-2022 | Annual General Meeting | 1 | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | M | U6NF4769142 | ||||
| W17218178 | 28-Apr-2022 | Annual General Meeting | 2 | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | M | U6NF4769142 | ||||
| W17218178 | 28-Apr-2022 | Annual General Meeting | 3 | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR VOTING INSTRUCTIONS MAY BE REJECTED | Non-Voting | M | U6NF4769142 | ||||
| W17218178 | 28-Apr-2022 | Annual General Meeting | 4 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED | Non-Voting | M | U6NF4769142 | ||||
| W17218178 | 28-Apr-2022 | Annual General Meeting | 5 | OPEN MEETING | Non-Voting | M | U6NF4769142 | ||||
| W17218178 | 28-Apr-2022 | Annual General Meeting | 6 | ELECT ANDERS ULLBERG AS CHAIRMAN OF MEETING | Non-Voting | M | U6NF4769142 | ||||
| W17218178 | 28-Apr-2022 | Annual General Meeting | 7 | PREPARE AND APPROVE LIST OF SHAREHOLDERS | Non-Voting | M | U6NF4769142 | ||||
| W17218178 | 28-Apr-2022 | Annual General Meeting | 8 | APPROVE AGENDA OF MEETING | Non-Voting | M | U6NF4769142 | ||||
| W17218178 | 28-Apr-2022 | Annual General Meeting | 9 | DESIGNATE INSPECTOR OF MINUTES OF MEETING | Non-Voting | M | U6NF4769142 | ||||
| W17218178 | 28-Apr-2022 | Annual General Meeting | 10 | ACKNOWLEDGE PROPER CONVENING OF MEETING | Non-Voting | M | U6NF4769142 | ||||
| W17218178 | 28-Apr-2022 | Annual General Meeting | 11 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS | Non-Voting | M | U6NF4769142 | ||||
| W17218178 | 28-Apr-2022 | Annual General Meeting | 12 | RECEIVE BOARD'S REPORT | Non-Voting | M | U6NF4769142 | ||||
| W17218178 | 28-Apr-2022 | Annual General Meeting | 13 | RECEIVE PRESIDENT'S REPORT | Non-Voting | M | U6NF4769142 | ||||
| W17218178 | 28-Apr-2022 | Annual General Meeting | 14 | RECEIVE AUDITOR'S REPORT | Non-Voting | M | U6NF4769142 | ||||
| W17218178 | 28-Apr-2022 | Annual General Meeting | 15 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | F | U6NF4769142 | ||||
| W17218178 | 28-Apr-2022 | Annual General Meeting | 16 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF SEK 10.50 PER SHARE | Management | F | U6NF4769142 | ||||
| W17218178 | 28-Apr-2022 | Annual General Meeting | 17 | APPROVE DISCHARGE OF HELENE BISTROM | Management | F | U6NF4769142 | ||||
| W17218178 | 28-Apr-2022 | Annual General Meeting | 18 | APPROVE DISCHARGE OF MICHAEL G:SON LOW | Management | F | U6NF4769142 | ||||
| W17218178 | 28-Apr-2022 | Annual General Meeting | 19 | APPROVE DISCHARGE OF PER LINDBERG | Management | F | U6NF4769142 | ||||
| W17218178 | 28-Apr-2022 | Annual General Meeting | 20 | APPROVE DISCHARGE OF PERTTU LOUHILUOTO | Management | F | U6NF4769142 | ||||
| W17218178 | 28-Apr-2022 | Annual General Meeting | 21 | APPROVE DISCHARGE OF ELISABETH NILSSON | Management | F | U6NF4769142 | ||||
| W17218178 | 28-Apr-2022 | Annual General Meeting | 22 | APPROVE DISCHARGE OF PIA RUDENGREN | Management | F | U6NF4769142 | ||||
| W17218178 | 28-Apr-2022 | Annual General Meeting | 23 | APPROVE DISCHARGE OF KARL-HENRIK SUNDSTROM | Management | F | U6NF4769142 | ||||
| W17218178 | 28-Apr-2022 | Annual General Meeting | 24 | APPROVE DISCHARGE OF ANDERS ULLBERG | Management | F | U6NF4769142 | ||||
| W17218178 | 28-Apr-2022 | Annual General Meeting | 25 | APPROVE DISCHARGE OF CEO MIKAEL STAFFAS | Management | F | U6NF4769142 | ||||
| W17218178 | 28-Apr-2022 | Annual General Meeting | 26 | APPROVE DISCHARGE OF TOM ERIXON | Management | F | U6NF4769142 | ||||
| W17218178 | 28-Apr-2022 | Annual General Meeting | 27 | APPROVE DISCHARGE OF MARIE HOLMBERG | Management | F | U6NF4769142 | ||||
| W17218178 | 28-Apr-2022 | Annual General Meeting | 28 | APPROVE DISCHARGE OF OLA HOLMSTROM | Management | F | U6NF4769142 | ||||
| W17218178 | 28-Apr-2022 | Annual General Meeting | 29 | APPROVE DISCHARGE OF KENNETH STAHL | Management | F | U6NF4769142 | ||||
| W17218178 | 28-Apr-2022 | Annual General Meeting | 30 | APPROVE DISCHARGE OF CATHRIN ODERYD | Management | F | U6NF4769142 | ||||
| W17218178 | 28-Apr-2022 | Annual General Meeting | 31 | DETERMINE NUMBER OF MEMBERS (7) AND DEPUTY MEMBERS (0) OF BOARD | Management | F | U6NF4769142 | ||||
| W17218178 | 28-Apr-2022 | Annual General Meeting | 32 | DETERMINE NUMBER OF AUDITORS (1) AND DEPUTY AUDITORS (0) | Management | F | U6NF4769142 | ||||
| W17218178 | 28-Apr-2022 | Annual General Meeting | 33 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF SEK 1.92 MILLION FOR CHAIRMAN AND SEK 640,000 FOR OTHER DIRECTORS; APPROVE REMUNERATION FOR COMMITTEE WORK | Management | F | U6NF4769142 | ||||
| W17218178 | 28-Apr-2022 | Annual General Meeting | 34 | REELECT HELENE BISTROM AS DIRECTOR | Management | F | U6NF4769142 | ||||
| W17218178 | 28-Apr-2022 | Annual General Meeting | 35 | ELECT TOMAS ELIASSON AS NEW DIRECTOR | Management | F | U6NF4769142 | ||||
| W17218178 | 28-Apr-2022 | Annual General Meeting | 36 | REELECT PER LINDBERG AS DIRECTOR | Management | F | U6NF4769142 | ||||
| W17218178 | 28-Apr-2022 | Annual General Meeting | 37 | REELECT PERTTU LOUHILUOTO AS DIRECTOR | Management | F | U6NF4769142 | ||||
| W17218178 | 28-Apr-2022 | Annual General Meeting | 38 | REELECT ELISABETH NILSSON AS DIRECTOR | Management | F | U6NF4769142 | ||||
| W17218178 | 28-Apr-2022 | Annual General Meeting | 39 | REELECT PIA RUDENGREN AS DIRECTOR | Management | F | U6NF4769142 | ||||
| W17218178 | 28-Apr-2022 | Annual General Meeting | 40 | REELECT KARL-HENRIK SUNDSTROM AS DIRECTOR | Management | F | U6NF4769142 | ||||
| W17218178 | 28-Apr-2022 | Annual General Meeting | 41 | ELECT KARL-HENRIK SUNDSTROM AS BOARD CHAIR | Management | F | U6NF4769142 | ||||
| W17218178 | 28-Apr-2022 | Annual General Meeting | 42 | APPROVE REMUNERATION OF AUDITORS | Management | F | U6NF4769142 | ||||
| W17218178 | 28-Apr-2022 | Annual General Meeting | 43 | RATIFY DELOITTE AS AUDITORS | Management | F | U6NF4769142 | ||||
| W17218178 | 28-Apr-2022 | Annual General Meeting | 44 | APPROVE REMUNERATION REPORT | Management | F | U6NF4769142 | ||||
| W17218178 | 28-Apr-2022 | Annual General Meeting | 45 | APPROVE INSTRUCTIONS FOR NOMINATING COMMITTEE | Management | F | U6NF4769142 | ||||
| W17218178 | 28-Apr-2022 | Annual General Meeting | 46 | ELECT LENNART FRANKE AS MEMBER OF NOMINATING COMMITTEE | Management | F | U6NF4769142 | ||||
| W17218178 | 28-Apr-2022 | Annual General Meeting | 47 | ELECT KARIN ELIASSON AS MEMBER OF NOMINATING COMMITTEE | Management | F | U6NF4769142 | ||||
| W17218178 | 28-Apr-2022 | Annual General Meeting | 48 | ELECT PATRIK JONSSON AS MEMBER OF NOMINATING COMMITTEE | Management | F | U6NF4769142 | ||||
| W17218178 | 28-Apr-2022 | Annual General Meeting | 49 | APPROVE 2:1 STOCK SPLIT; REDUCTION OF SHARE CAPITAL THROUGH REDEMPTION OF SHARES; INCREASE OF SHARE CAPITAL THROUGH A BONUS ISSUE WITHOUT THE ISSUANCE OF NEW SHARES | Management | F | U6NF4769142 | ||||
| W17218178 | 28-Apr-2022 | Annual General Meeting | 50 | CLOSE MEETING | Non-Voting | M | U6NF4769142 | ||||
| W17218178 | 28-Apr-2022 | Annual General Meeting | 51 | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE" | Non-Voting | M | U6NF4769142 | ||||
| W17218178 | 28-Apr-2022 | Annual General Meeting | 52 | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | M | U6NF4769142 | ||||
| P8661X103 | 29-Apr-2022 | Annual General Meeting | 1 | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED TO LODGE VOTING INSTRUCTIONS (DEPENDENT UPON THE AVAILABILITY AND USAGE OF THE BRAZILIAN REMOTE VOTING PLATFORM). IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE REJECTED | Non-Voting | M | U6NF4769142 | ||||
| P8661X103 | 29-Apr-2022 | Annual General Meeting | 2 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 720664 DUE TO RECEIPT OF ADDITION OF RESOLUTION 5. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | Non-Voting | M | U6NF4769142 | ||||
| P8661X103 | 29-Apr-2022 | Annual General Meeting | 3 | VERIFY THE ACCOUNTS OF THE DIRECTORS, EXAMINE, DISCUSS AND VOTE ON THE FINANCIAL STATEMENTS AND THE ANNUAL REPORT OF THE ADMINISTRATION, TOGETHER WITH THE REPORT OF THE INDEPENDENT AUDITORS AND THE OPINIONS OF THE AUDIT COMMITTEE AND THE FISCAL COUNCIL, FOR THE FISCAL YEAR ENDED DECEMBER 31, 2021 | Management | F | U6NF4769142 | ||||
| P8661X103 | 29-Apr-2022 | Annual General Meeting | 4 | DELIBERATE THE ALLOCATION OF NET INCOME FOR THE FISCAL YEAR ENDED DECEMBER 31, 2021, AND THE DISTRIBUTION OF DIVIDENDS | Management | F | U6NF4769142 | ||||
| P8661X103 | 29-Apr-2022 | Annual General Meeting | 5 | DELIBERATE ON THE ANNUAL GLOBAL REMUNERATION OF THE COMPANY'S DIRECTORS FOR THE FISCAL YEAR 2022 | Management | F | U6NF4769142 | ||||
| P8661X103 | 29-Apr-2022 | Annual General Meeting | 6 | DO YOU WISH TO REQUEST THE ESTABLISHMENT OF A FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF LAW 6,404, OF 1976. IF THE SHAREHOLDER CHOOSES NO OR ABSTAIN, HIS, HER SHARES WILL NOT BE COMPUTED FOR THE REQUEST OF THE ESTABLISHMENT OF THE FISCAL COUNCIL | Management | F | U6NF4769142 | ||||
| P8661X103 | 29-Apr-2022 | Annual General Meeting | 7 | SEPARATE ELECTION OF FISCAL COUNCIL. COMMON SHARES. NOMINATION OF CANDIDATES TO THE FISCAL COUNCIL BY MINORITY SHAREHOLDERS WITH VOTING RIGHTS. THE SHAREHOLDER MUST FILL THIS FIELD IF THE GENERAL ELECTION FIELD WAS LEFT IN BLANK. . VALMIR PEDRO ROSSI , EFFECTIVE, AND ANDRIEI JOSE BEBER, SUBSTITUTE | Management | F | U6NF4769142 | ||||
| P8661X103 | 29-Apr-2022 | Annual General Meeting | 8 | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU | Non-Voting | M | U6NF4769142 | ||||
| P3179C105 | 29-Apr-2022 | Annual General Meeting | 1 | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED TO LODGE VOTING INSTRUCTIONS (DEPENDENT UPON THE AVAILABILITY AND USAGE OF THE BRAZILIAN REMOTE VOTING PLATFORM). IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE REJECTED | Non-Voting | M | U6NF4769142 | ||||
| P3179C105 | 29-Apr-2022 | Annual General Meeting | 2 | TO ACKNOWLEDGE THE MANAGEMENT ACCOUNTS, EXAMINE, DISCUSS AND VOTE ON THE COMPANY'S FINANCIAL STATEMENTS, THE INDEPENDENT AUDITORS REPORT AND THE FISCAL COUNCILS REPORT FOR THE FISCAL YEAR ENDED ON DECEMBER 31ST, 2021 | Management | F | U6NF4769142 | ||||
| P3179C105 | 29-Apr-2022 | Annual General Meeting | 3 | TO APPROVE THE PROPOSAL OF ALLOCATION OF NET INCOME FOR THE FISCAL YEAR ENDED DECEMBER 31ST, 2021 AND THE DISTRIBUTION OF DIVIDENDS | Management | F | U6NF4769142 | ||||
| P3179C105 | 29-Apr-2022 | Annual General Meeting | 4 | TO RESOLVE UPON THE ELECTION OF MR. ZHAO YUMENG, NOMINATED BY THE BOARD OF DIRECTORS TO OCCUPY THE VACANT POSITION DUE TO RESIGNATION, PURSUANT TO ARTICLE 150 OF THE BRAZILIAN CORPORATION LAW | Management | F | U6NF4769142 | ||||
| P3179C105 | 29-Apr-2022 | Annual General Meeting | 5 | SEPARATE ELECTION OF FISCAL COUNCIL. COMMON SHARES. NOMINATION OF CANDIDATES TO THE FISCAL COUNCIL BY MINORITY SHAREHOLDERS WITH VOTING RIGHTS. THE SHAREHOLDER MUST FILL THIS FIELD IF THE GENERAL ELECTION FIELD WAS LEFT IN BLANK. MARCIO PRADO, EFFECTIVE, AND PAULO NOBREGA FRADE, SUBSTITUTE | Management | F | U6NF4769142 | ||||
| P3179C105 | 29-Apr-2022 | Annual General Meeting | 6 | ELECTION OF FISCAL COUNCIL PER CANDIDATE. POSITIONS LIMITED TO 2. NOMINATION OF CANDIDATES TO THE FISCAL COUNCIL. THE SHAREHOLDER MAY NOMINATE AS MANY CANDIDATES AS THERE ARE SEATS TO BE FILLED IN THE GENERAL ELECTION. VINICIUS NISHIOKA, EFFECTIVE, AND LUIZ CLAUDIO GOMES DO NASCIMENTO, SUBSTITUTE | Management | F | U6NF4769142 | ||||
| P3179C105 | 29-Apr-2022 | Annual General Meeting | 7 | ELECTION OF FISCAL COUNCIL PER CANDIDATE. POSITIONS LIMITED TO 2. NOMINATION OF CANDIDATES TO THE FISCAL COUNCIL. THE SHAREHOLDER MAY NOMINATE AS MANY CANDIDATES AS THERE ARE SEATS TO BE FILLED IN THE GENERAL ELECTION. RAN ZHANG, EFFECTIVE, AND LI RUIJUAN, SUBSTITUTE | Management | F | U6NF4769142 | ||||
| P3179C105 | 29-Apr-2022 | Annual General Meeting | 8 | TO RESOLVE ON THE MANAGEMENT PROPOSAL FOR SETTING THE OVERALL ANNUAL AMOUNT OF THE COMPANY'S MANAGEMENT AND FISCAL COUNCIL REMUNERATION FOR THE PERIOD FROM MAY 2022 TO APRIL 2023 | Management | F | U6NF4769142 | ||||
| P3179C105 | 29-Apr-2022 | Annual General Meeting | 9 | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU | Non-Voting | M | U6NF4769142 | ||||
| P2577R110 | 29-Apr-2022 | Annual General Meeting | 1 | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED TO LODGE VOTING INSTRUCTIONS (DEPENDENT UPON THE AVAILABILITY AND USAGE OF THE BRAZILIAN REMOTE VOTING PLATFORM). IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE REJECTED | Non-Voting | M | U6NF4769142 | ||||
| P2577R110 | 29-Apr-2022 | Annual General Meeting | 2 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 722719 DUE TO RECEIVED UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Non-Voting | M | U6NF4769142 | ||||
| P2577R110 | 29-Apr-2022 | Annual General Meeting | 3 | PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS CAN VOTE ON ITEMS 8, 9, 10 ONLY. THANK YOU | Non-Voting | M | U6NF4769142 | ||||
| P2577R110 | 29-Apr-2022 | Annual General Meeting | 4 | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU | Non-Voting | M | U6NF4769142 | ||||
| P2577R110 | 29-Apr-2022 | Annual General Meeting | 5 | ELECTION OF THE AUDIT BOARD, SEPARATE VOTING BASIS, HOLDERS OF PREFERRED SHARES. NOMINATION OF CANDIDATES TO THE AUDIT BOARD BY HOLDERS OF PREFERRED SHARES WITHOUT VOTING RIGHTS OR WITH RESTRICTED VOTING RIGHTS. MICHELE DA SILVA GONSALES TORRES, SITTING MEMBER, NOMINATED BY THE STOCKHOLDER FIA DINAMICA. RONALDO DIAS, ALTERNATE, NOMINATED BY FIA DINAMICA | Management | F | U6NF4769142 | ||||
| P2577R110 | 29-Apr-2022 | Annual General Meeting | 6 | ELECTION OF THE BOARD OF DIRECTORS, SEPARATE VOTING BASIS, HOLDERS OF PREFERRED SHARES. NOMINATION OF CANDIDATES TO THE BOARD OF DIRECTORS BY HOLDERS OF PREFERRED SHARES WITHOUT VOTING RIGHTS OR WITH RESTRICTED VOTING RIGHTS. SHAREHOLDER CAN ONLY FILL OUT THIS FIELD IF HE HAS BEEN THE OWNER, WITHOUT INTERRUPTION, OF THE SHARES WITH WHICH HE OR SHE IS VOTING DURING THE THREE MONTHS IMMEDIATELY PRIOR TO THE HOLDING OF THE GENERAL MEETING. JOSE JOAO ABDALLA FILHO, NOMINATED BY STOCKHOLDER FIA DINAMICA | Management | F | U6NF4769142 | ||||
| P2577R110 | 29-Apr-2022 | Annual General Meeting | 7 | IF IT IS VERIFIED THAT NEITHER THE HOLDERS OF VOTING RIGHT SHARES NOR THE HOLDERS OF PREFERRED SHARES WITHOUT VOTING RIGHTS OR WITH RESTRICTED VOTING RIGHTS HAVE REACHED THE QUORUM REQUIRED IN ITEMS I AND II, RESPECTIVELY, OF PARAGRAPH 4, ARTICLE 141, OF LAW 6404, OF 1976, DO YOU WISH TO HAVE YOUR VOTE ADDED TO THE SHARES WITH VOTING RIGHTS IN ORDER TO ELECT TO THE BOARD OF DIRECTORS THE CANDIDATE WITH THE HIGHEST NUMBER OF VOTES AMONGST ALL THOSE WHO, APPEARING ON THIS BALLOT, RUN FOR THE SEPARATE ELECTION | Management | F | U6NF4769142 | ||||
| P8661X103 | 29-Apr-2022 | ExtraOrdinary General Meeting | 1 | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED TO LODGE VOTING INSTRUCTIONS (DEPENDENT UPON THE AVAILABILITY AND USAGE OF THE BRAZILIAN REMOTE VOTING PLATFORM). IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE REJECTED | Non-Voting | M | U6NF4769142 | ||||
| P8661X103 | 29-Apr-2022 | ExtraOrdinary General Meeting | 2 | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU | Non-Voting | M | U6NF4769142 | ||||
| P8661X103 | 29-Apr-2022 | ExtraOrdinary General Meeting | 3 | AMENDMENT OF ARTICLE 5 OF THE COMPANY'S BYLAWS, IN ORDER TO REFLECT THE INCREASE IN SHARE CAPITAL PROVIDED BY THE BOARD OF DIRECTORS OF A MEETING HELD ON MARCH 9, 2022 | Management | F | U6NF4769142 | ||||
| P8661X103 | 29-Apr-2022 | ExtraOrdinary General Meeting | 4 | CONSOLIDATION OF THE COMPANY'S BYLAWS | Management | F | U6NF4769142 | ||||
| P9661Q155 | 29-Apr-2022 | Annual General Meeting | 1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 704938 DUE TO RECEIPT OF UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU. | Non-Voting | M | U6NF4769142 | ||||
| P9661Q155 | 29-Apr-2022 | Annual General Meeting | 2 | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED TO LODGE VOTING INSTRUCTIONS (DEPENDENT UPON THE AVAILABILITY AND USAGE OF THE BRAZILIAN REMOTE VOTING PLATFORM). IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE REJECTED | Non-Voting | M | U6NF4769142 | ||||
| P9661Q155 | 29-Apr-2022 | Annual General Meeting | 3 | APPRECIATION OF THE ADMINISTRATION REPORT AND ACCOUNTS, AND EXAMINATION, DISCUSSION AND VOTING OF THE FINANCIAL STATEMENTS, FOR THE FISCAL YEAR ENDED ON DECEMBER 31, 2021 | Management | F | U6NF4769142 | ||||
| P9661Q155 | 29-Apr-2022 | Annual General Meeting | 4 | RESOLVE ON THE ALLOCATION OF THE RESULTS FOR THE FISCAL YEAR ENDED ON DECEMBER 31, 2021, UNDER THE TERMS OF THE PROPOSAL FOR ALLOCATION OF RESULTS | Management | F | U6NF4769142 | ||||
| P9661Q155 | 29-Apr-2022 | Annual General Meeting | 5 | DO YOU WANT TO REQUEST THE ADOPTION OF THE CUMULATIVE VOTING PROCESS FOR THE ELECTION OF THE BOARD OF DIRECTORS, PURSUANT TO ARTICLE 141 OF BRAZILIAN LAW NO. 6404,1976. IF THE SHAREHOLDER CHOOSES, NO, OR, ABSTAIN, THEIR SHARES WILL NOT BE COUNTED FOR THE PURPOSE OF REQUESTING THE CUMULATIVE VOTE | Management | F | U6NF4769142 | ||||
| P9661Q155 | 29-Apr-2022 | Annual General Meeting | 6 | ELECTION OF THE BOARD OF DIRECTORS BY CANDIDATE ,TOTAL MEMBERS TO BE ELECTED, 12. NOMINATION OF CANDIDATES FOR THE BOARD OF DIRECTORS, THE SHAREHOLDER MAY NOMINATE AS MANY CANDIDATES AS THE NUMBER OF VACANCIES TO BE FILLED IN THE GENERAL ELECTION. . JOSE LUCIANO DUARTE PENIDO INDEPENDENT | Management | F | U6NF4769142 | ||||
| P9661Q155 | 29-Apr-2022 | Annual General Meeting | 7 | ELECTION OF THE BOARD OF DIRECTORS BY CANDIDATE ,TOTAL MEMBERS TO BE ELECTED, 12. NOMINATION OF CANDIDATES FOR THE BOARD OF DIRECTORS, THE SHAREHOLDER MAY NOMINATE AS MANY CANDIDATES AS THE NUMBER OF VACANCIES TO BE FILLED IN THE GENERAL ELECTION. . FERNANDO JORGE BUSO GOMES | Management | F | U6NF4769142 | ||||
| P9661Q155 | 29-Apr-2022 | Annual General Meeting | 8 | ELECTION OF THE BOARD OF DIRECTORS BY CANDIDATE ,TOTAL MEMBERS TO BE ELECTED, 12. NOMINATION OF CANDIDATES FOR THE BOARD OF DIRECTORS, THE SHAREHOLDER MAY NOMINATE AS MANY CANDIDATES AS THE NUMBER OF VACANCIES TO BE FILLED IN THE GENERAL ELECTION. . DANIEL ANDRE STIELER | Management | F | U6NF4769142 | ||||
| P9661Q155 | 29-Apr-2022 | Annual General Meeting | 9 | ELECTION OF THE BOARD OF DIRECTORS BY CANDIDATE ,TOTAL MEMBERS TO BE ELECTED, 12. NOMINATION OF CANDIDATES FOR THE BOARD OF DIRECTORS, THE SHAREHOLDER MAY NOMINATE AS MANY CANDIDATES AS THE NUMBER OF VACANCIES TO BE FILLED IN THE GENERAL ELECTION. . EDUARDO DE OLIVEIRA RODRIGUES FILHO | Management | F | U6NF4769142 | ||||
| P9661Q155 | 29-Apr-2022 | Annual General Meeting | 10 | ELECTION OF THE BOARD OF DIRECTORS BY CANDIDATE ,TOTAL MEMBERS TO BE ELECTED, 12. NOMINATION OF CANDIDATES FOR THE BOARD OF DIRECTORS, THE SHAREHOLDER MAY NOMINATE AS MANY CANDIDATES AS THE NUMBER OF VACANCIES TO BE FILLED IN THE GENERAL ELECTION. . KEN YASUHARA | Management | F | U6NF4769142 | ||||
| P9661Q155 | 29-Apr-2022 | Annual General Meeting | 11 | ELECTION OF THE BOARD OF DIRECTORS BY CANDIDATE ,TOTAL MEMBERS TO BE ELECTED, 12. NOMINATION OF CANDIDATES FOR THE BOARD OF DIRECTORS, THE SHAREHOLDER MAY NOMINATE AS MANY CANDIDATES AS THE NUMBER OF VACANCIES TO BE FILLED IN THE GENERAL ELECTION. . MANUEL LINO SILVA DE SOUSA OLIVEIRA, OLLIE INDEPENDENT | Management | F | U6NF4769142 | ||||
| P9661Q155 | 29-Apr-2022 | Annual General Meeting | 12 | ELECTION OF THE BOARD OF DIRECTORS BY CANDIDATE ,TOTAL MEMBERS TO BE ELECTED, 12. NOMINATION OF CANDIDATES FOR THE BOARD OF DIRECTORS, THE SHAREHOLDER MAY NOMINATE AS MANY CANDIDATES AS THE NUMBER OF VACANCIES TO BE FILLED IN THE GENERAL ELECTION. . MARCELO GASPARINO DA SILVA INDEPENDENT | Management | F | U6NF4769142 | ||||
| P9661Q155 | 29-Apr-2022 | Annual General Meeting | 13 | ELECTION OF THE BOARD OF DIRECTORS BY CANDIDATE ,TOTAL MEMBERS TO BE ELECTED, 12. NOMINATION OF CANDIDATES FOR THE BOARD OF DIRECTORS, THE SHAREHOLDER MAY NOMINATE AS MANY CANDIDATES AS THE NUMBER OF VACANCIES TO BE FILLED IN THE GENERAL ELECTION. . MAURO GENTILE RODRIGUES CUNHA INDEPENDENT | Management | F | U6NF4769142 | ||||
| P9661Q155 | 29-Apr-2022 | Annual General Meeting | 14 | ELECTION OF THE BOARD OF DIRECTORS BY CANDIDATE ,TOTAL MEMBERS TO BE ELECTED, 12. NOMINATION OF CANDIDATES FOR THE BOARD OF DIRECTORS, THE SHAREHOLDER MAY NOMINATE AS MANY CANDIDATES AS THE NUMBER OF VACANCIES TO BE FILLED IN THE GENERAL ELECTION. . MURILO CESAR LEMOS DOS SANTOS PASSOS INDEPENDENT | Management | F | U6NF4769142 | ||||
| P9661Q155 | 29-Apr-2022 | Annual General Meeting | 15 | ELECTION OF THE BOARD OF DIRECTORS BY CANDIDATE ,TOTAL MEMBERS TO BE ELECTED, 12. NOMINATION OF CANDIDATES FOR THE BOARD OF DIRECTORS, THE SHAREHOLDER MAY NOMINATE AS MANY CANDIDATES AS THE NUMBER OF VACANCIES TO BE FILLED IN THE GENERAL ELECTION. RACHEL DE OLIVEIRA MAIA INDEPENDENT | Management | F | U6NF4769142 | ||||
| P9661Q155 | 29-Apr-2022 | Annual General Meeting | 16 | ELECTION OF THE BOARD OF DIRECTORS BY CANDIDATE ,TOTAL MEMBERS TO BE ELECTED, 12. NOMINATION OF CANDIDATES FOR THE BOARD OF DIRECTORS, THE SHAREHOLDER MAY NOMINATE AS MANY CANDIDATES AS THE NUMBER OF VACANCIES TO BE FILLED IN THE GENERAL ELECTION. . ROBERTO DA CUNHA CASTELLO BRANCO INDEPENDENT | Management | F | U6NF4769142 | ||||
| P9661Q155 | 29-Apr-2022 | Annual General Meeting | 17 | ELECTION OF THE BOARD OF DIRECTORS BY CANDIDATE ,TOTAL MEMBERS TO BE ELECTED, 12. NOMINATION OF CANDIDATES FOR THE BOARD OF DIRECTORS, THE SHAREHOLDER MAY NOMINATE AS MANY CANDIDATES AS THE NUMBER OF VACANCIES TO BE FILLED IN THE GENERAL ELECTION. . ROGER ALLAN DOWNEY INDEPENDENT | Management | F | U6NF4769142 | ||||
| P9661Q155 | 29-Apr-2022 | Annual General Meeting | 18 | FOR THE PROPOSAL 5 REGARDING THE ADOPTION OF CUMULATIVE VOTING, PLEASE BE ADVISED THAT YOU CAN ONLY VOTE FOR OR ABSTAIN. AN AGAINST VOTE ON THIS PROPOSAL REQUIRES PERCENTAGES TO BE ALLOCATED AMONGST THE DIRECTORS IN PROPOSAL 6.1 TO 6.12. IN THIS CASE PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE IN ORDER TO ALLOCATE PERCENTAGES AMONGST THE DIRECTORS | Non-Voting | M | U6NF4769142 | ||||
| P9661Q155 | 29-Apr-2022 | Annual General Meeting | 19 | IN CASE OF ADOPTION OF THE ELECTION PROCESS BY CUMULATIVE VOTING, THE VOTES CORRESPONDING TO YOUR SHARES MUST BE DISTRIBUTED IN EQUAL PERCENTAGES BY THE CANDIDATES YOU HAVE CHOSEN. IF THE SHAREHOLDER CHOOSES TO, ABSTAIN, AND THE ELECTION TAKES PLACE THROUGH THE MULTIPLE VOTE PROCESS, THEIR VOTE MUST BE COUNTED AS AN ABSTENTION IN THE RESPECTIVE RESOLUTION OF THE MEETING | Management | F | U6NF4769142 | ||||
| P9661Q155 | 29-Apr-2022 | Annual General Meeting | 20 | VISUALIZATION OF ALL CANDIDATES TO INDICATE THE PERCENTAGE OF VOTES TO BE ATTRIBUTED IN CASE OF THE ADOPTION OF CUMULATIVE VOTING. . JOSE LUCIANO DUARTE PENIDO INDEPENDENT | Management | F | U6NF4769142 | ||||
| P9661Q155 | 29-Apr-2022 | Annual General Meeting | 21 | VISUALIZATION OF ALL CANDIDATES TO INDICATE THE PERCENTAGE OF VOTES TO BE ATTRIBUTED IN CASE OF THE ADOPTION OF CUMULATIVE VOTING. . FERNANDO JORGE BUSO GOMES | Management | F | U6NF4769142 | ||||
| P9661Q155 | 29-Apr-2022 | Annual General Meeting | 22 | VISUALIZATION OF ALL CANDIDATES TO INDICATE THE PERCENTAGE OF VOTES TO BE ATTRIBUTED IN CASE OF THE ADOPTION OF CUMULATIVE VOTING. . DANIEL ANDRE STIELER | Management | F | U6NF4769142 | ||||
| P9661Q155 | 29-Apr-2022 | Annual General Meeting | 23 | VISUALIZATION OF ALL CANDIDATES TO INDICATE THE PERCENTAGE OF VOTES TO BE ATTRIBUTED IN CASE OF THE ADOPTION OF CUMULATIVE VOTING. . EDUARDO DE OLIVEIRA RODRIGUES FILHO | Management | F | U6NF4769142 | ||||
| P9661Q155 | 29-Apr-2022 | Annual General Meeting | 24 | VISUALIZATION OF ALL CANDIDATES TO INDICATE THE PERCENTAGE OF VOTES TO BE ATTRIBUTED IN CASE OF THE ADOPTION OF CUMULATIVE VOTING. . KEN YASUHARA | Management | F | U6NF4769142 | ||||
| P9661Q155 | 29-Apr-2022 | Annual General Meeting | 25 | VISUALIZATION OF ALL CANDIDATES TO INDICATE THE PERCENTAGE OF VOTES TO BE ATTRIBUTED IN CASE OF THE ADOPTION OF CUMULATIVE VOTING. . MANUEL LINO SILVA DE SOUSA OLIVEIRA, OLLIE INDEPENDENT | Management | F | U6NF4769142 | ||||
| P9661Q155 | 29-Apr-2022 | Annual General Meeting | 26 | VISUALIZATION OF ALL CANDIDATES TO INDICATE THE PERCENTAGE OF VOTES TO BE ATTRIBUTED IN CASE OF THE ADOPTION OF CUMULATIVE VOTING. . MARCELO GASPARINO DA SILVA INDEPENDENT | Management | F | U6NF4769142 | ||||
| P9661Q155 | 29-Apr-2022 | Annual General Meeting | 27 | VISUALIZATION OF ALL CANDIDATES TO INDICATE THE PERCENTAGE OF VOTES TO BE ATTRIBUTED IN CASE OF THE ADOPTION OF CUMULATIVE VOTING. . MAURO GENTILE RODRIGUES CUNHA INDEPENDENT | Management | F | U6NF4769142 | ||||
| P9661Q155 | 29-Apr-2022 | Annual General Meeting | 28 | VISUALIZATION OF ALL CANDIDATES TO INDICATE THE PERCENTAGE OF VOTES TO BE ATTRIBUTED IN CASE OF THE ADOPTION OF CUMULATIVE VOTING. . MURILO CESAR LEMOS DOS SANTOS PASSOS INDEPENDENT | Management | F | U6NF4769142 | ||||
| P9661Q155 | 29-Apr-2022 | Annual General Meeting | 29 | VISUALIZATION OF ALL CANDIDATES TO INDICATE THE PERCENTAGE OF VOTES TO BE ATTRIBUTED IN CASE OF THE ADOPTION OF CUMULATIVE VOTING. . RACHEL DE OLIVEIRA MAIA INDEPENDENT | Management | F | U6NF4769142 | ||||
| P9661Q155 | 29-Apr-2022 | Annual General Meeting | 30 | VISUALIZATION OF ALL CANDIDATES TO INDICATE THE PERCENTAGE OF VOTES TO BE ATTRIBUTED IN CASE OF THE ADOPTION OF CUMULATIVE VOTING. . ROBERTO DA CUNHA CASTELLO BRANCO INDEPENDENT | Management | F | U6NF4769142 | ||||
| P9661Q155 | 29-Apr-2022 | Annual General Meeting | 31 | VISUALIZATION OF ALL CANDIDATES TO INDICATE THE PERCENTAGE OF VOTES TO BE ATTRIBUTED IN CASE OF THE ADOPTION OF CUMULATIVE VOTING. . ROGER ALLAN DOWNEY INDEPENDENT | Management | F | U6NF4769142 | ||||
| P9661Q155 | 29-Apr-2022 | Annual General Meeting | 32 | ELECTION OF THE CHAIRMAN OF THE BOARD OF DIRECTORS, TOTAL MEMBERS TO BE ELECTED, 1. NOMINATION OF CANDIDATES FOR CHAIRMAN OF THE BOARD OF DIRECTORS. . JOSE LUCIANO DUARTE PENIDO. INDEPENDENT | Management | F | U6NF4769142 | ||||
| P9661Q155 | 29-Apr-2022 | Annual General Meeting | 33 | ELECTION OF VICE,CHAIRMAN OF THE BOARD OF DIRECTORS, TOTAL MEMBERS TO BE ELECTED, 1 NOMINATION OF CANDIDATES FOR VICE,CHAIRMAN OF THE BOARD OF DIRECTORS. . FERNANDO JORGE BUSO GOMES | Management | F | U6NF4769142 | ||||
| P9661Q155 | 29-Apr-2022 | Annual General Meeting | 34 | ELECTION OF THE FISCAL COUNCIL BY CANDIDATE,TOTAL MEMBERS TO BE ELECTED, 6. NOMINATION OF CANDIDATES TO THE FISCAL COUNCIL, THE SHAREHOLDER MAY NOMINATE AS MANY CANDIDATES AS THERE ARE SEATS TO BE FILLED IN THE GENERAL ELECTION. . MARCELO AMARAL MORAES AND MARCUS VINICIUS DIAS SEVERINI | Management | F | U6NF4769142 | ||||
| P9661Q155 | 29-Apr-2022 | Annual General Meeting | 35 | ELECTION OF THE FISCAL COUNCIL BY CANDIDATE,TOTAL MEMBERS TO BE ELECTED, 6. NOMINATION OF CANDIDATES TO THE FISCAL COUNCIL, THE SHAREHOLDER MAY NOMINATE AS MANY CANDIDATES AS THERE ARE SEATS TO BE FILLED IN THE GENERAL ELECTION. . GUEITIRO MATSUO GENSO | Management | F | U6NF4769142 | ||||
| P9661Q155 | 29-Apr-2022 | Annual General Meeting | 36 | ELECTION OF THE FISCAL COUNCIL BY CANDIDATE,TOTAL MEMBERS TO BE ELECTED, 6. NOMINATION OF CANDIDATES TO THE FISCAL COUNCIL, THE SHAREHOLDER MAY NOMINATE AS MANY CANDIDATES AS THERE ARE SEATS TO BE FILLED IN THE GENERAL ELECTION. . MARCIO DE SOUZA, NELSON DE MENEZES FILHO | Management | F | U6NF4769142 | ||||
| P9661Q155 | 29-Apr-2022 | Annual General Meeting | 37 | ELECTION OF THE FISCAL COUNCIL BY CANDIDATE,TOTAL MEMBERS TO BE ELECTED, 6. NOMINATION OF CANDIDATES TO THE FISCAL COUNCIL, THE SHAREHOLDER MAY NOMINATE AS MANY CANDIDATES AS THERE ARE SEATS TO BE FILLED IN THE GENERAL ELECTION. . RAPHAEL MANHAES MARTINS, ADRIANA DE ANDRADE SOLE | Management | F | U6NF4769142 | ||||
| P9661Q155 | 29-Apr-2022 | Annual General Meeting | 38 | ELECTION OF THE FISCAL COUNCIL BY CANDIDATE,TOTAL MEMBERS TO BE ELECTED, 6. NOMINATION OF CANDIDATES TO THE FISCAL COUNCIL, THE SHAREHOLDER MAY NOMINATE AS MANY CANDIDATES AS THERE ARE SEATS TO BE FILLED IN THE GENERAL ELECTION. . HELOISA BELOTTI BEDICKS, RODRIGO DE MESQUITA PEREIRA | Management | F | U6NF4769142 | ||||
| P9661Q155 | 29-Apr-2022 | Annual General Meeting | 39 | ELECTION OF THE FISCAL COUNCIL BY CANDIDATE,TOTAL MEMBERS TO BE ELECTED, 6. NOMINATION OF CANDIDATES TO THE FISCAL COUNCIL, THE SHAREHOLDER MAY NOMINATE AS MANY CANDIDATES AS THERE ARE SEATS TO BE FILLED IN THE GENERAL ELECTION. . ROBERT JUENEMANN, JANDARACI FERREIRA DE ARAUJO | Management | F | U6NF4769142 | ||||
| P9661Q155 | 29-Apr-2022 | Annual General Meeting | 40 | ESTABLISHMENT OF THE REMUNERATION OF THE ADMINISTRATORS AND THE MEMBERS OF THE FISCAL COUNCIL FOR THE YEAR 2022, PURSUANT TO THE MANAGEMENT PROPOSAL | Management | F | U6NF4769142 | ||||
| P9661Q155 | 29-Apr-2022 | Annual General Meeting | 41 | RATIFICATION OF THE PAYMENT OF REMUNERATION OF ADMINISTRATORS AND MEMBERS OF THE FISCAL COUNCIL FOR THE YEAR 2021, PURSUANT TO THE MANAGEMENT PROPOSAL | Management | F | U6NF4769142 | ||||
| P9661Q155 | 29-Apr-2022 | Annual General Meeting | 42 | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU. | Non-Voting | M | U6NF4769142 | ||||
| P9661Q155 | 29-Apr-2022 | ExtraOrdinary General Meeting | 1 | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED TO LODGE VOTING INSTRUCTIONS (DEPENDENT UPON THE AVAILABILITY AND USAGE OF THE BRAZILIAN REMOTE VOTING PLATFORM). IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE REJECTED | Non-Voting | M | U6NF4769142 | ||||
| P9661Q155 | 29-Apr-2022 | ExtraOrdinary General Meeting | 2 | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU | Non-Voting | M | U6NF4769142 | ||||
| P9661Q155 | 29-Apr-2022 | ExtraOrdinary General Meeting | 3 | AMENDMENT TO THE CAPUT OF ART. 5 OF VALES BYLAWS DUE TO THE CANCELLATION OF COMMON SHARES ISSUED BY VALE APPROVED BY THE BOARD OF DIRECTORS ON SEPTEMBER 16 OF 2021 AND FEBRUARY 24 OF 2022, AND ITEM XVIII OF ART. 14 TO REFLECT THE NEW NAME OF THE COMPLIANCE DEPARTMENT | Management | F | U6NF4769142 | ||||
| P9661Q155 | 29-Apr-2022 | ExtraOrdinary General Meeting | 4 | PURSUANT TO ARTICLES 224 AND 225 OF LAW 6,404 OF 76, TO APPROVE THE PROTOCOL AND JUSTIFICATION OF MERGER OF NEW STEEL GLOBAL S.A.R.L. NSG, WHOLLY OWNED SUBSIDIARY OF VALE, NEW STEEL SA, NEW STEEL AND CENTRO TECNOLOGICO DE SOLUCOES SUSTENTAVEIS SA, CTSS, WHOLLY OWNED SUBSIDIARIES OF NSG, BY VALE, PROTOCOL DAS INCORPORACOES, FOLLOWING THE SEQUENCE ABOVE, CONSIDERING THE MERGERS IN AN INTERDEPENDENT MANNER, THAT IS, THE APPROVAL OF EACH MERGER IS CONDITIONED TO THE APPROVAL OF THE OTHERS | Management | F | U6NF4769142 | ||||
| P9661Q155 | 29-Apr-2022 | ExtraOrdinary General Meeting | 5 | RATIFY THE APPOINTMENT OF MACSO LEGATE AUDITORES INDEPENDENTES, MACSO, A SPECIALIZED COMPANY CONTRACTED TO CARRY OUT THE EVALUATION OF NSG, NEW STEEL AND CTSS | Management | F | U6NF4769142 | ||||
| P9661Q155 | 29-Apr-2022 | ExtraOrdinary General Meeting | 6 | APPROVE THE APPRAISAL REPORTS OF NSG, NEW STEEL AND CTSS, PREPARED BY MACSO | Management | F | U6NF4769142 | ||||
| P9661Q155 | 29-Apr-2022 | ExtraOrdinary General Meeting | 7 | APPROVE, SUBJECT TO THE APPROVAL OF ITEMS 6 AND 7, THE MERGER OF NSG BY VALE, WITHOUT CAPITAL INCREASE AND WITHOUT ISSUANCE OF NEW SHARES BY VALE, PURSUANT TO ARTICLE 227 OF LAW 6,404 OF 76 AND THE PROTOCOL OF MERGERS, PASSING VALE TO HAVE NEW STEEL AS ITS DIRECT SUBSIDIARY | Management | F | U6NF4769142 | ||||
| P9661Q155 | 29-Apr-2022 | ExtraOrdinary General Meeting | 8 | CONTINUOUS ACT, SUBJECT TO THE APPROVAL OF ITEMS 5 AND 7, TO APPROVE THE MERGER OF NEW STEEL BY VALE, WITHOUT CAPITAL INCREASE AND WITHOUT ISSUANCE OF NEW SHARES BY VALE, PURSUANT TO ARTICLE 227 OF LAW 6,404 OF 76 AND THE PROTOCOL OF MERGERS , AND VALE NOW HAS CTSS AS ITS DIRECT SUBSIDIARY | Management | F | U6NF4769142 | ||||
| P9661Q155 | 29-Apr-2022 | ExtraOrdinary General Meeting | 9 | SUBJECT TO THE APPROVAL OF ITEMS 5 AND 6, TO APPROVE, PURSUANT TO ARTICLE 227 OF LAW 6,404 OF 76 AND THE PROTOCOL OF MERGERS, THE MERGER OF CTSS BY VALE, WITHOUT CAPITAL INCREASE AND WITHOUT ISSUANCE OF NEW SHARES BY VALE | Management | F | U6NF4769142 | ||||
| P3179C105 | 29-Apr-2022 | ExtraOrdinary General Meeting | 1 | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED TO LODGE VOTING INSTRUCTIONS (DEPENDENT UPON THE AVAILABILITY AND USAGE OF THE BRAZILIAN REMOTE VOTING PLATFORM). IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE REJECTED | Non-Voting | M | U6NF4769142 | ||||
| P3179C105 | 29-Apr-2022 | ExtraOrdinary General Meeting | 2 | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU | Non-Voting | M | U6NF4769142 | ||||
| P3179C105 | 29-Apr-2022 | ExtraOrdinary General Meeting | 3 | TO RESOLVE ON THE AMENDMENT OF THE COMPANY S BYLAWS, TO, A.I. CHANGE OF ARTICLES 17, 22 AND 39 TO UPDATE THE REFERRED THRESHOLD AMOUNTS ACCORDING TO IPCA INDEX ON THE REFERENCE DATE OF JANUARY 1ST, 2022, AS WELL AS INCLUSION OF THE NEW RULES REGARDING NON REMUNERATED TRANSFERENCE, DONATION, A.II. CHANGE OF ARTICLE 2 TO INCLUDE A DESCRIPTION OF THE COMPANY S CONCERNS WITH THE ECONOMIC, SOCIAL, ENVIRONMENTAL AND LEGAL EFFECTS, A.III. CHANGE OF ARTICLE 9 TO INCLUDE A SPECIFIC ITEM ON THE NEED FOR APPROVAL BY THE GENERAL MEETING IN THE EVENT OF A RELATED PARTY TRANSACTION, PURSUANT TO ARTICLE 122 OF THE BRAZILIAN CORPORATION LAW, A.IV, CHANGE OF ARTICLE 11 TO SIMPLIFY THE CURRENT WORDING SINCE THERE ARE NEW REGULATIONS ESTABLISHING DIFFERENT DEADLINES FOR VIRTUAL, HYBRID MEETINGS, AND A.V. CHANGE OF ARTICLE 29 TO IMPROVE THE WORDING ALIGNED WITH THE COMPANY S DIVIDEND POLICY | Management | F | U6NF4769142 | ||||
| P3179C105 | 29-Apr-2022 | ExtraOrdinary General Meeting | 4 | TO RESOLVE ON THE CONSOLIDATION OF THE COMPANY'S BYLAWS | Management | F | U6NF4769142 | ||||
| W41422101 | 04-May-2022 | Annual General Meeting | 1 | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | M | U6NF4769142 | ||||
| W41422101 | 04-May-2022 | Annual General Meeting | 2 | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | M | U6NF4769142 | ||||
| W41422101 | 04-May-2022 | Annual General Meeting | 3 | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR VOTING INSTRUCTIONS MAY BE REJECTED | Non-Voting | M | U6NF4769142 | ||||
| W41422101 | 04-May-2022 | Annual General Meeting | 4 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED | Non-Voting | M | U6NF4769142 | ||||
| W41422101 | 04-May-2022 | Annual General Meeting | 5 | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | M | U6NF4769142 | ||||
| W41422101 | 04-May-2022 | Annual General Meeting | 6 | "INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE" | Non-Voting | M | U6NF4769142 | ||||
| W41422101 | 04-May-2022 | Annual General Meeting | 7 | OPEN MEETING | Non-Voting | M | U6NF4769142 | ||||
| W41422101 | 04-May-2022 | Annual General Meeting | 8 | ELECT CHAIRMAN OF MEETING | Non-Voting | M | U6NF4769142 | ||||
| W41422101 | 04-May-2022 | Annual General Meeting | 9 | DESIGNATE JAN ANDERSSON AS INSPECTOR OF MINUTES OF MEETING | Non-Voting | M | U6NF4769142 | ||||
| W41422101 | 04-May-2022 | Annual General Meeting | 10 | DESIGNATE ERIK DURHAN AS INSPECTOR OF MINUTES OF MEETING | Non-Voting | M | U6NF4769142 | ||||
| W41422101 | 04-May-2022 | Annual General Meeting | 11 | PREPARE AND APPROVE LIST OF SHAREHOLDERS | Non-Voting | M | U6NF4769142 | ||||
| W41422101 | 04-May-2022 | Annual General Meeting | 12 | APPROVE AGENDA OF MEETING | Non-Voting | M | U6NF4769142 | ||||
| W41422101 | 04-May-2022 | Annual General Meeting | 13 | ACKNOWLEDGE PROPER CONVENING OF MEETING | Non-Voting | M | U6NF4769142 | ||||
| W41422101 | 04-May-2022 | Annual General Meeting | 14 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS | Non-Voting | M | U6NF4769142 | ||||
| W41422101 | 04-May-2022 | Annual General Meeting | 15 | COMMENTS BY AUDITOR, CHAIR OF THE BOARD AND CEO QUESTIONS FROM SHAREHOLDERS TO THE BOARD AND MANAGEMENT | Non-Voting | M | U6NF4769142 | ||||
| W41422101 | 04-May-2022 | Annual General Meeting | 16 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | F | U6NF4769142 | ||||
| W41422101 | 04-May-2022 | Annual General Meeting | 17 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF SEK 6.50 PER SHARE | Management | F | U6NF4769142 | ||||
| W41422101 | 04-May-2022 | Annual General Meeting | 18 | APPROVE DISCHARGE OF BOARD CHAIR KARL-JOHAN PERSSON | Management | F | U6NF4769142 | ||||
| W41422101 | 04-May-2022 | Annual General Meeting | 19 | APPROVE DISCHARGE OF BOARD MEMBER STINA BERGFORS | Management | F | U6NF4769142 | ||||
| W41422101 | 04-May-2022 | Annual General Meeting | 20 | APPROVE DISCHARGE OF BOARD MEMBER ANDERS DAHLVIG | Management | F | U6NF4769142 | ||||
| W41422101 | 04-May-2022 | Annual General Meeting | 21 | APPROVE DISCHARGE OF BOARD MEMBER DANICA KRAGIC JENSFELT | Management | F | U6NF4769142 | ||||
| W41422101 | 04-May-2022 | Annual General Meeting | 22 | APPROVE DISCHARGE OF BOARD MEMBER LENA PATRIKSSON KELLER | Management | F | U6NF4769142 | ||||
| W41422101 | 04-May-2022 | Annual General Meeting | 23 | APPROVE DISCHARGE OF BOARD MEMBER CHRISTIAN SIEVERT | Management | F | U6NF4769142 | ||||
| W41422101 | 04-May-2022 | Annual General Meeting | 24 | APPROVE DISCHARGE OF BOARD MEMBER ERICA WIKING HAGER | Management | F | U6NF4769142 | ||||
| W41422101 | 04-May-2022 | Annual General Meeting | 25 | APPROVE DISCHARGE OF BOARD MEMBER NIKLAS ZENNSTROM | Management | F | U6NF4769142 | ||||
| W41422101 | 04-May-2022 | Annual General Meeting | 26 | APPROVE DISCHARGE OF BOARD MEMBER INGRID GODIN | Management | F | U6NF4769142 | ||||
| W41422101 | 04-May-2022 | Annual General Meeting | 27 | APPROVE DISCHARGE OF BOARD MEMBER TIM GAHNSTROM | Management | F | U6NF4769142 | ||||
| W41422101 | 04-May-2022 | Annual General Meeting | 28 | APPROVE DISCHARGE OF BOARD MEMBER HELENA ISBERG | Management | F | U6NF4769142 | ||||
| W41422101 | 04-May-2022 | Annual General Meeting | 29 | APPROVE DISCHARGE OF BOARD MEMBER LOUISE WIKHOLM | Management | F | U6NF4769142 | ||||
| W41422101 | 04-May-2022 | Annual General Meeting | 30 | APPROVE DISCHARGE OF DEPUTY BOARD MEMBER MARGARETA WELINDER | Management | F | U6NF4769142 | ||||
| W41422101 | 04-May-2022 | Annual General Meeting | 31 | APPROVE DISCHARGE OF DEPUTY BOARD MEMBER HAMPUS GLANZELIUS | Management | F | U6NF4769142 | ||||
| W41422101 | 04-May-2022 | Annual General Meeting | 32 | APPROVE DISCHARGE OF CEO HELENA HELMERSSON | Management | F | U6NF4769142 | ||||
| W41422101 | 04-May-2022 | Annual General Meeting | 33 | DETERMINE NUMBER OF MEMBERS (8) AND DEPUTY MEMBERS (0) OF BOARD | Management | F | U6NF4769142 | ||||
| W41422101 | 04-May-2022 | Annual General Meeting | 34 | DETERMINE NUMBER OF AUDITORS (1) AND DEPUTY AUDITORS (0) | Management | F | U6NF4769142 | ||||
| W41422101 | 04-May-2022 | Annual General Meeting | 35 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF SEK 1.8 MILLION FOR CHAIRMAN AND SEK 775 ,000 FOR OTHER DIRECTORS APPROVE REMUNERATION FOR COMMITTEE WORK | Management | F | U6NF4769142 | ||||
| W41422101 | 04-May-2022 | Annual General Meeting | 36 | APPROVE REMUNERATION OF AUDITORS | Management | F | U6NF4769142 | ||||
| W41422101 | 04-May-2022 | Annual General Meeting | 37 | REELECT STINA BERGFORS AS DIRECTOR | Management | F | U6NF4769142 | ||||
| W41422101 | 04-May-2022 | Annual General Meeting | 38 | REELECT ANDERS DAHLVIG AS DIRECTOR | Management | F | U6NF4769142 | ||||
| W41422101 | 04-May-2022 | Annual General Meeting | 39 | REELECT DANICA KRAGIC JENSFELT AS DIRECTOR | Management | F | U6NF4769142 | ||||
| W41422101 | 04-May-2022 | Annual General Meeting | 40 | REELECT LENA PATRIKSSON KELLER AS DIRECTOR | Management | F | U6NF4769142 | ||||
| W41422101 | 04-May-2022 | Annual General Meeting | 41 | REELECT KARL-JOHAN PERSSON AS DIRECTOR | Management | F | U6NF4769142 | ||||
| W41422101 | 04-May-2022 | Annual General Meeting | 42 | REELECT CHRISTIAN SIEVERT AS DIRECTOR | Management | F | U6NF4769142 | ||||
| W41422101 | 04-May-2022 | Annual General Meeting | 43 | REELECT ERICA WIKING HAGER AS DIRECTOR | Management | F | U6NF4769142 | ||||
| W41422101 | 04-May-2022 | Annual General Meeting | 44 | REELECT NIKLAS ZENNSTROM AS DIRECTOR | Management | F | U6NF4769142 | ||||
| W41422101 | 04-May-2022 | Annual General Meeting | 45 | REELECT KARL-JOHAN PERSSON AS BOARD CHAIR | Management | F | U6NF4769142 | ||||
| W41422101 | 04-May-2022 | Annual General Meeting | 46 | RATIFY DELOITTE AS AUDITORS | Management | F | U6NF4769142 | ||||
| W41422101 | 04-May-2022 | Annual General Meeting | 47 | APPROVE NOMINATING COMMITTEE INSTRUCTIONS | Management | F | U6NF4769142 | ||||
| W41422101 | 04-May-2022 | Annual General Meeting | 48 | APPROVE REMUNERATION REPORT | Management | F | U6NF4769142 | ||||
| W41422101 | 04-May-2022 | Annual General Meeting | 49 | AUTHORIZE SHARE REPURCHASE PROGRAM | Management | F | U6NF4769142 | ||||
| W41422101 | 04-May-2022 | Annual General Meeting | 50 | AMEND ARTICLES RE: PARTICIPATION AT GENERAL MEETING | Management | F | U6NF4769142 | ||||
| W41422101 | 04-May-2022 | Annual General Meeting | 51 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: REPLACE FOSSIL MATERIALS WITH RENEWABLE FOREST RESOURCES | Shareholder | / | U6NF4769142 | ||||
| W41422101 | 04-May-2022 | Annual General Meeting | 52 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: ACTION BY THE BOARD IN RESPECT OF WORKERS IN HM SUPPLY CHAIN | Shareholder | / | U6NF4769142 | ||||
| W41422101 | 04-May-2022 | Annual General Meeting | 53 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: REPORT ON SUSTAINABLY SOURCED AND ORGANICALLY PRODUCED COTTON | Shareholder | / | U6NF4769142 | ||||
| W41422101 | 04-May-2022 | Annual General Meeting | 54 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: REPORT ON PREVENTION ON INDIRECT PURCHASING OF GOODS AND USE OF FORCED LABOUR | Shareholder | / | U6NF4769142 | ||||
| W41422101 | 04-May-2022 | Annual General Meeting | 55 | CLOSE MEETING | Non-Voting | M | U6NF4769142 | ||||
| W7912C118 | 05-May-2022 | Annual General Meeting | 1 | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | M | U6NF4769142 | ||||
| W7912C118 | 05-May-2022 | Annual General Meeting | 2 | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | M | U6NF4769142 | ||||
| W7912C118 | 05-May-2022 | Annual General Meeting | 3 | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR VOTING INSTRUCTIONS MAY BE REJECTED | Non-Voting | M | U6NF4769142 | ||||
| W7912C118 | 05-May-2022 | Annual General Meeting | 4 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED | Non-Voting | M | U6NF4769142 | ||||
| W7912C118 | 05-May-2022 | Annual General Meeting | 5 | OPEN MEETING | Non-Voting | M | U6NF4769142 | ||||
| W7912C118 | 05-May-2022 | Annual General Meeting | 6 | ELECT CHAIRMAN OF MEETING | Non-Voting | M | U6NF4769142 | ||||
| W7912C118 | 05-May-2022 | Annual General Meeting | 7 | PREPARE AND APPROVE LIST OF SHAREHOLDERS | Non-Voting | M | U6NF4769142 | ||||
| W7912C118 | 05-May-2022 | Annual General Meeting | 8 | APPROVE AGENDA OF MEETING | Non-Voting | M | U6NF4769142 | ||||
| W7912C118 | 05-May-2022 | Annual General Meeting | 9 | DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING | Non-Voting | M | U6NF4769142 | ||||
| W7912C118 | 05-May-2022 | Annual General Meeting | 10 | ACKNOWLEDGE PROPER CONVENING OF MEETING | Non-Voting | M | U6NF4769142 | ||||
| W7912C118 | 05-May-2022 | Annual General Meeting | 11 | RECEIVE PRESIDENT'S REPORT | Non-Voting | M | U6NF4769142 | ||||
| W7912C118 | 05-May-2022 | Annual General Meeting | 12 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS | Non-Voting | M | U6NF4769142 | ||||
| W7912C118 | 05-May-2022 | Annual General Meeting | 13 | RECEIVE AUDITOR'S REPORT ON APPLICATION OF GUIDELINES FOR REMUNERATION FOR EXECUTIVE MANAGEMENT | Non-Voting | M | U6NF4769142 | ||||
| W7912C118 | 05-May-2022 | Annual General Meeting | 14 | RECEIVE BOARD'S PROPOSAL ON ALLOCATION OF INCOME | Non-Voting | M | U6NF4769142 | ||||
| W7912C118 | 05-May-2022 | Annual General Meeting | 15 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | F | U6NF4769142 | ||||
| W7912C118 | 05-May-2022 | Annual General Meeting | 16 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF SEK 4.40 PER SHARE | Management | F | U6NF4769142 | ||||
| W7912C118 | 05-May-2022 | Annual General Meeting | 17 | APPROVE MAY 12, 2022, AS RECORD DATE FOR DIVIDEND PAYMENT | Management | F | U6NF4769142 | ||||
| W7912C118 | 05-May-2022 | Annual General Meeting | 18 | APPROVE DISCHARGE OF BOARD AND PRESIDENT | Management | F | U6NF4769142 | ||||
| W7912C118 | 05-May-2022 | Annual General Meeting | 19 | APPROVE REMUNERATION REPORT | Management | F | U6NF4769142 | ||||
| W7912C118 | 05-May-2022 | Annual General Meeting | 20 | DETERMINE NUMBER OF DIRECTORS (8) AND DEPUTY DIRECTORS (0) OF BOARD | Management | F | U6NF4769142 | ||||
| W7912C118 | 05-May-2022 | Annual General Meeting | 21 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF SEK 2.55 MILLION FOR CHAIRMAN, AND SEK 840,000 FOR OTHER DIRECTORS; APPROVE REMUNERATION FOR COMMITTEE WORK; APPROVE REMUNERATION OF AUDITORS | Management | F | U6NF4769142 | ||||
| W7912C118 | 05-May-2022 | Annual General Meeting | 22 | REELECT JAN SVENSSON (CHAIR), INGRID BONDE, JOHN BRANDON, FREDRIK CAPPELEN, GUNILLA FRANSSON, SOFIA SCHORLING HOGBERG, HARRY KLAGSBRUN AND JOHAN MENCKEL AS DIRECTORS | Management | F | U6NF4769142 | ||||
| W7912C118 | 05-May-2022 | Annual General Meeting | 23 | RATIFY ERNST & YOUNG AB AS AUDITORS | Management | F | U6NF4769142 | ||||
| W7912C118 | 05-May-2022 | Annual General Meeting | 24 | AUTHORIZE CHAIRMAN OF BOARD AND REPRESENTATIVES OF FIVE OF COMPANY'S LARGEST SHAREHOLDERS TO SERVE ON NOMINATING COMMITTEE | Management | F | U6NF4769142 | ||||
| W7912C118 | 05-May-2022 | Annual General Meeting | 25 | AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OF REPURCHASED SHARES | Management | F | U6NF4769142 | ||||
| W7912C118 | 05-May-2022 | Annual General Meeting | 26 | APPROVE PERFORMANCE SHARE PROGRAM LTI 2022/2024 FOR KEY EMPLOYEES AND RELATED FINANCING | Management | F | U6NF4769142 | ||||
| W7912C118 | 05-May-2022 | Annual General Meeting | 27 | AMEND ARTICLES RE: SET MINIMUM (SEK 300 MILLION) AND MAXIMUM (SEK 1.2 BILLION) SHARE CAPITAL; SET MINIMUM (300 MILLION) AND MAXIMUM (1.2 BILLION) NUMBER OF SHARES | Management | F | U6NF4769142 | ||||
| W7912C118 | 05-May-2022 | Annual General Meeting | 28 | APPROVE CREATION OF POOL OF CAPITAL WITH PREEMPTIVE RIGHTS | Management | F | U6NF4769142 | ||||
| W7912C118 | 05-May-2022 | Annual General Meeting | 29 | CLOSE MEETING | Non-Voting | M | U6NF4769142 | ||||
| 550372106 | 12-May-2022 | Annual General Meeting | 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTIONS 3 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.A TO 1.I AND 2. THANK YOU | Non-Voting | M | 19-Apr-2022 | M | U6NF4769142 | ||
| 550372106 | 12-May-2022 | Annual General Meeting | 2 | ELECTION OF DIRECTOR: DONALD K. CHARTER | Management | F | 19-Apr-2022 | F | U6NF4769142 | ||
| 550372106 | 12-May-2022 | Annual General Meeting | 3 | ELECTION OF DIRECTOR: C. ASHLEY HEPPENSTALL | Management | F | 19-Apr-2022 | F | U6NF4769142 | ||
| 550372106 | 12-May-2022 | Annual General Meeting | 4 | ELECTION OF DIRECTOR: JULIANA L. LAM | Management | F | 19-Apr-2022 | F | U6NF4769142 | ||
| 550372106 | 12-May-2022 | Annual General Meeting | 5 | ELECTION OF DIRECTOR: ADAM I. LUNDIN | Management | F | 19-Apr-2022 | F | U6NF4769142 | ||
| 550372106 | 12-May-2022 | Annual General Meeting | 6 | ELECTION OF DIRECTOR: JACK O. LUNDIN | Management | F | 19-Apr-2022 | F | U6NF4769142 | ||
| 550372106 | 12-May-2022 | Annual General Meeting | 7 | ELECTION OF DIRECTOR: DALE C. PENIUK | Management | F | 19-Apr-2022 | F | U6NF4769142 | ||
| 550372106 | 12-May-2022 | Annual General Meeting | 8 | ELECTION OF DIRECTOR: KAREN P. PONIACHIK | Management | F | 19-Apr-2022 | F | U6NF4769142 | ||
| 550372106 | 12-May-2022 | Annual General Meeting | 9 | ELECTION OF DIRECTOR: PETER T. ROCKANDEL | Management | F | 19-Apr-2022 | F | U6NF4769142 | ||
| 550372106 | 12-May-2022 | Annual General Meeting | 10 | ELECTION OF DIRECTOR: CATHERINE J. G. STEFAN | Management | F | 19-Apr-2022 | F | U6NF4769142 | ||
| 550372106 | 12-May-2022 | Annual General Meeting | 11 | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, CHARTERED PROFESSIONAL ACCOUNTANTS AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION | Management | F | 19-Apr-2022 | F | U6NF4769142 | ||
| 550372106 | 12-May-2022 | Annual General Meeting | 12 | CONSIDERING AND, IF DEEMED APPROPRIATE, PASSING AN ORDINARY, NON-BINDING RESOLUTION, ON AN ADVISORY BASIS AND NOT TO DIMINISH THE ROLE AND RESPONSIBILITIES OF THE BOARD, TO ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE CORPORATION'S MANAGEMENT PROXY CIRCULAR | Management | F | 19-Apr-2022 | F | U6NF4769142 | ||
| Y9507R102 | 26-May-2022 | Annual General Meeting | 1 | PRESENTING THE 2021 FINANCIAL STATEMENTS AND BUSINESS REPORT | Management | F | 02-May-2022 | F | U6NF4769142 | ||
| Y9507R102 | 26-May-2022 | Annual General Meeting | 2 | PRESENTING THE 2021 EARNINGS APPROPRIATION.PROPOSED CASH DIVIDEND: TWD 10.5 PER SHARE. | Management | F | 02-May-2022 | F | U6NF4769142 | ||
| Y9507R102 | 26-May-2022 | Annual General Meeting | 3 | CAPITALIZATION FROM RETAINED EARNINGS AND ISSUING NEW SHARES.PROPOSED STOCK DIVIDEND: 150 FOR 1,000 SHS HELD. | Management | F | 02-May-2022 | F | U6NF4769142 | ||
| Y9507R102 | 26-May-2022 | Annual General Meeting | 4 | AMENDMENT TO THE ARTICLES OF INCORPORATION | Management | F | 02-May-2022 | F | U6NF4769142 | ||
| Y9507R102 | 26-May-2022 | Annual General Meeting | 5 | AMENDMENT TO THE RULES AND PROCEDURES OF SHAREHOLDERS MEETING | Management | F | 02-May-2022 | F | U6NF4769142 | ||
| Y9507R102 | 26-May-2022 | Annual General Meeting | 6 | AMENDMENT TO THE PROCEDURES FOR ACQUISITION OR DISPOSAL OF ASSETS BY WAN HAI LINES LTD. AND ITS SUBSIDIARIES | Management | F | 02-May-2022 | F | U6NF4769142 | ||
| Y92370108 | 27-May-2022 | Annual General Meeting | 1 | THE COMPANYS 2021 BUSINESS REPORT AND FINANCIAL STATEMENTS. | Management | F | 02-May-2022 | F | U6NF4769142 | ||
| Y92370108 | 27-May-2022 | Annual General Meeting | 2 | THE COMPANYS 2021 EARNINGS DISTRIBUTION. | Management | F | 02-May-2022 | F | U6NF4769142 | ||
| Y92370108 | 27-May-2022 | Annual General Meeting | 3 | TO PROPOSE THE CASH DISTRIBUTION FROM CAPITAL SURPLUS. PROPOSED CASH DIVIDEND: TWD 3 PER SHARE | Management | F | 02-May-2022 | F | U6NF4769142 | ||
| Y92370108 | 27-May-2022 | Annual General Meeting | 4 | TO PROPOSE THE ISSUANCE OF RESTRICTED STOCK AWARDS. | Management | F | 02-May-2022 | F | U6NF4769142 | ||
| Y92370108 | 27-May-2022 | Annual General Meeting | 5 | TO AMEND THE COMPANYS ACQUISITION OR DISPOSAL OF ASSETS PROCEDURE. | Management | F | 02-May-2022 | F | U6NF4769142 | ||
| Y9729D105 | 27-May-2022 | Annual General Meeting | 1 | TO RECOGNIZE THE OPERATION AND FINANCIAL REPORTS OF 2021 | Management | F | 02-May-2022 | F | U6NF4769142 | ||
| Y9729D105 | 27-May-2022 | Annual General Meeting | 2 | TO RECOGNIZE THE SURPLUS EARNINGS DISTRIBUTION PROPOSAL OF 2021. PROPOSED CASH DIVIDEND: TWD 20 PER SHARE | Management | F | 02-May-2022 | F | U6NF4769142 | ||
| Y9729D105 | 27-May-2022 | Annual General Meeting | 3 | AMENDED TO PARTIAL TERMS OF THE COMPANY'S ARTICLES OF ASSOCIATION | Management | F | 02-May-2022 | F | U6NF4769142 | ||
| Y9729D105 | 27-May-2022 | Annual General Meeting | 4 | AMENDED TO PARTIAL TERMS OF THE RULES OF PROCEDURE OF THE SHAREHOLDERS MEETING OF THE COMPANY | Management | F | 02-May-2022 | F | U6NF4769142 | ||
| Y9729D105 | 27-May-2022 | Annual General Meeting | 5 | AMENDED TO PARTIAL TERMS OF THE PROCEDURE OF ACQUISITION OR DISPOSAL OF ASSETS | Management | F | 02-May-2022 | F | U6NF4769142 | ||
| Y23632105 | 30-May-2022 | Annual General Meeting | 1 | RATIFICATION OF THE 2021 BUSINESS REPORT AND AUDITED FINANCIAL REPORT. | Management | F | 09-May-2022 | F | U6NF4769142 | ||
| Y23632105 | 30-May-2022 | Annual General Meeting | 2 | RATIFICATION OF THE 2021 EARNINGS DISTRIBUTION. PROPOSED CASH DIVIDEND: TWD 18 PER SHARE. | Management | F | 09-May-2022 | F | U6NF4769142 | ||
| Y23632105 | 30-May-2022 | Annual General Meeting | 3 | DISCUSSION ON APPROVING THE CAPITAL REDUCTION BY RETURNING SHARE CAPITAL IN CASH. | Management | F | 09-May-2022 | F | U6NF4769142 | ||
| Y23632105 | 30-May-2022 | Annual General Meeting | 4 | DISCUSSION ON AMENDMENT OF THE ARTICLES OF INCORPORATION. | Management | F | 09-May-2022 | F | U6NF4769142 | ||
| Y23632105 | 30-May-2022 | Annual General Meeting | 5 | DISCUSSION ON AMENDMENT OF THE PROCEDURES FOR ACQUIRING AND DISPOSING OF ASSETS. | Management | F | 09-May-2022 | F | U6NF4769142 | ||
| Y64153102 | 08-Jun-2022 | Annual General Meeting | 1 | TO APPROVE 2021 BUSINESS REPORT AND FINANCIAL STATEMENTS | Management | F | 10-May-2022 | F | U6NF4769142 | ||
| Y64153102 | 08-Jun-2022 | Annual General Meeting | 2 | TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF 2021 PROFITS. CASH DIVIDENDS FROM EARNINGS NT51.5 PER SHARE. | Management | F | 10-May-2022 | F | U6NF4769142 | ||
| Y64153102 | 08-Jun-2022 | Annual General Meeting | 3 | TO AMEND THE COMPANYS PROCEDURES FOR ACQUISITION OR DISPOSAL OF ASSETS. | Management | F | 10-May-2022 | F | U6NF4769142 | ||
| Y7220N101 | 08-Jun-2022 | Annual General Meeting | 1 | 2021 BUSINESS REPORT AND FINANCIAL STATEMENTS | Management | F | 10-May-2022 | F | U6NF4769142 | ||
| Y7220N101 | 08-Jun-2022 | Annual General Meeting | 2 | DISTRIBUTION OF 2021 RETAINED EARNINGS. CASH DIVIDENDS DISTRIBUTION FROM RETAINED EARNINGS IS NT 25 PER SHARE. CASH DISTRIBUTION FROM THE CAPITAL SURPLUS IS NT 2 PER SHARE. | Management | F | 10-May-2022 | F | U6NF4769142 | ||
| Y7220N101 | 08-Jun-2022 | Annual General Meeting | 3 | TO REVISE THE ARTICLES OF INCORPORATION | Management | F | 10-May-2022 | F | U6NF4769142 | ||
| Y7220N101 | 08-Jun-2022 | Annual General Meeting | 4 | TO REVISE THE PROCEDURES FOR ACQUISITION OR DISPOSAL OF ASSETS | Management | F | 10-May-2022 | F | U6NF4769142 | ||
| 25675T107 | 08-Jun-2022 | Annual General Meeting | 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTIONS "3, 4 AND 5" AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS "1A TO 1I AND 2". THANK YOU | Non-Voting | M | U6NF4769142 | ||||
| 25675T107 | 08-Jun-2022 | Annual General Meeting | 2 | ELECTION OF DIRECTOR - JOSHUA BEKENSTEIN | Management | F | U6NF4769142 | ||||
| 25675T107 | 08-Jun-2022 | Annual General Meeting | 3 | ELECTION OF DIRECTOR - GREGORY DAVID | Management | F | U6NF4769142 | ||||
| 25675T107 | 08-Jun-2022 | Annual General Meeting | 4 | ELECTION OF DIRECTOR - ELISA D. GARCIA C | Management | F | U6NF4769142 | ||||
| 25675T107 | 08-Jun-2022 | Annual General Meeting | 5 | ELECTION OF DIRECTOR - STEPHEN GUNN | Management | F | U6NF4769142 | ||||
| 25675T107 | 08-Jun-2022 | Annual General Meeting | 6 | ELECTION OF DIRECTOR - KRISTIN MUGFORD | Management | F | U6NF4769142 | ||||
| 25675T107 | 08-Jun-2022 | Annual General Meeting | 7 | ELECTION OF DIRECTOR - NICHOLAS NOMICOS | Management | F | U6NF4769142 | ||||
| 25675T107 | 08-Jun-2022 | Annual General Meeting | 8 | ELECTION OF DIRECTOR - NEIL ROSSY | Management | F | U6NF4769142 | ||||
| 25675T107 | 08-Jun-2022 | Annual General Meeting | 9 | ELECTION OF DIRECTOR - SAMIRA SAKHIA | Management | F | U6NF4769142 | ||||
| 25675T107 | 08-Jun-2022 | Annual General Meeting | 10 | ELECTION OF DIRECTOR - HUW THOMAS | Management | F | U6NF4769142 | ||||
| 25675T107 | 08-Jun-2022 | Annual General Meeting | 11 | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, CHARTERED PROFESSIONAL ACCOUNTANTS, AS AUDITOR OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX ITS REMUNERATION | Management | F | U6NF4769142 | ||||
| 25675T107 | 08-Jun-2022 | Annual General Meeting | 12 | ADOPTION OF AN ADVISORY NON-BINDING RESOLUTION IN RESPECT OF THE CORPORATION'S APPROACH TO EXECUTIVE COMPENSATION, AS MORE PARTICULARLY DESCRIBED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR | Management | F | U6NF4769142 | ||||
| 25675T107 | 08-Jun-2022 | Annual General Meeting | 13 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: SHAREHOLDER PROPOSAL NO. 1: FREEDOM OF ASSOCIATION | Shareholder | N | U6NF4769142 | ||||
| 25675T107 | 08-Jun-2022 | Annual General Meeting | 14 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: SHAREHOLDER PROPOSAL NO. 2: FRENCH AS THE OFFICIAL LANGUAGE | Shareholder | N | U6NF4769142 | ||||
| P8T20U187 | 08-Jun-2022 | ExtraOrdinary General Meeting | 1 | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED TO LODGE VOTING INSTRUCTIONS (DEPENDENT UPON THE AVAILABILITY AND USAGE OF THE BRAZILIAN REMOTE VOTING PLATFORM). IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE REJECTED | Non-Voting | M | 02-Jun-2022 | M | U6NF4769142 | ||
| P8T20U187 | 08-Jun-2022 | ExtraOrdinary General Meeting | 2 | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU | Non-Voting | M | 02-Jun-2022 | M | U6NF4769142 | ||
| P8T20U187 | 08-Jun-2022 | ExtraOrdinary General Meeting | 3 | ACQUISITION BY THE COMPANY OF ALL THE SHARES HELD BY INVESTIMENTOS FLORESTAIS FUNDO DE INVESTIMENTO EM PARTICIPACOES MULTIESTRATEGIA FIP, REGISTERED WITH THE CNPJ.ME UNDER NO. 07.885.392.0001.62 AND BY ARAPAR PARTICIPACOES S.A., REGISTERED WITH THE CNPJ.ME UNDER NO. 07.527.375.0001.53 ARAPAR AND, TOGETHER WITH FIP, THE SELLERS IN THE FOLLOWING TARGET COMPANIES, A VITEX SP PARTICIPACOES S.A., REGISTERED WITH CNPJ.ME UNDER NO. 16.563.643.0001.83 VITEX SP, B VITEX BA PARTICIPACOES S.A., REGISTERED WITH THE CNPJ.ME UNDER NO. 43.173.154.0001.98 VITEX BA, C VITEX ES PARTICIPACOES S.A., REGISTERED WITH THE CNPJ.ME UNDER NO. 43.173.214.0001.72 VITEX ES, D VITEX MS PARTICIPACOES S.A., REGISTERED WITH THE CNPJ.ME UNDER NO. 43.173.259.0001.47 VITEX MS, E PARKIA SP PARTICIPACOES S.A., REGISTERED WITH THE CNPJ.ME UNDER NO. 16.563.671.0001.09 PARKIA SP, F PARKIA BA PARTICIPACOES S.A., REGISTERED WITH THE CNPJ.ME UNDER NO. 42.108.507.0001.03 PARKIA BA, G PARKIA ES PARTICIPACOES S.A., REGISTERED WITH THE CNPJ.ME UNDER NO. 42.566.097.0001.44 PARKIA ES, AND H PARKIA MS PARTICIPACOES S.A., REGISTERED WITH THE CNPJ.ME UNDER NO. 42.566.153.0001.40 PARKIA MS AND, TOGETHER WITH VITEX SP, VITEX BA, VITEX ES, VITEX MS, PARKIA SP, PARKIA BA AND PARKIA ES THE TARGET COMPANIES AND TRANSACTION, AS WELL AS THE RATIFICATION OF THE EXECUTION, ON APRIL 27, 2022, OF THE RESPECTIVE SHAREHOLDING PURCHASE AND SALE AGREEMENT CALLED SHARE PURCHASE AND SALE AGREEMENT, BETWEEN THE COMPANY AND THE SELLERS | Management | F | 02-Jun-2022 | F | U6NF4769142 | ||
| P8T20U187 | 08-Jun-2022 | ExtraOrdinary General Meeting | 4 | RATIFICATION OF THE APPOINTMENT AND CONTRACTING OF APSIS CONSULTORIA E AVALIACAO LTDA., REGISTERED WITH THE CNPJ.ME UNDER NO. 08.681.365.0001.30, HEADQUARTERED AT RUA DO PASSEIO, NO. 62, 6TH FLOOR, CENTRO, CITY AND STATE OF RIO DE JANEIRO APPRAISAL COMPANY FOR THE PREPARATION OF THE APPRAISAL REPORTS AT BOOK VALUE OF THE NET EQUITY OF THE TARGET COMPANIES APPRAISAL REPORTS | Management | F | 02-Jun-2022 | F | U6NF4769142 | ||
| P8T20U187 | 08-Jun-2022 | ExtraOrdinary General Meeting | 5 | APPROVAL OF THE APPRAISAL REPORTS PREPARED BY THE APPRAISAL COMPANY | Management | F | 02-Jun-2022 | F | U6NF4769142 | ||
| P8T20U187 | 08-Jun-2022 | ExtraOrdinary General Meeting | 6 | AUTHORIZATION FOR THE COMPANY'S MANAGEMENT TO ADOPT ALL MEASURES THAT MAY BE NECESSARY FOR THE EXECUTION OF THE MATTERS INCLUDED IN THE AGENDA OF THE EGM, RATIFYING THE MEASURES ALREADY ADOPTED PREVIOUSLY IN THE SAME SENSE OF THE RESOLUTIONS TAKEN AT THIS EGM | Management | F | 02-Jun-2022 | F | U6NF4769142 | ||
| W64566107 | 16-Jun-2022 | ExtraOrdinary General Meeting | 1 | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | M | 31-May-2022 | M | U6NF4769142 | ||
| W64566107 | 16-Jun-2022 | ExtraOrdinary General Meeting | 2 | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | M | 31-May-2022 | M | U6NF4769142 | ||
| W64566107 | 16-Jun-2022 | ExtraOrdinary General Meeting | 3 | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR VOTING INSTRUCTIONS MAY BE REJECTED | Non-Voting | M | 31-May-2022 | M | U6NF4769142 | ||
| W64566107 | 16-Jun-2022 | ExtraOrdinary General Meeting | 4 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED | Non-Voting | M | 31-May-2022 | M | U6NF4769142 | ||
| W64566107 | 16-Jun-2022 | ExtraOrdinary General Meeting | 5 | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | M | 31-May-2022 | M | U6NF4769142 | ||
| W64566107 | 16-Jun-2022 | ExtraOrdinary General Meeting | 6 | OPEN MEETING | Non-Voting | M | 31-May-2022 | M | U6NF4769142 | ||
| W64566107 | 16-Jun-2022 | ExtraOrdinary General Meeting | 7 | ELECTION OF CHAIRMAN OF THE EXTRAORDINARY GENERAL MEETING | Non-Voting | M | 31-May-2022 | M | U6NF4769142 | ||
| W64566107 | 16-Jun-2022 | ExtraOrdinary General Meeting | 8 | PREPARATION AND APPROVAL OF THE VOTING REGISTER | Non-Voting | M | 31-May-2022 | M | U6NF4769142 | ||
| W64566107 | 16-Jun-2022 | ExtraOrdinary General Meeting | 9 | APPROVAL OF THE AGENDA | Non-Voting | M | 31-May-2022 | M | U6NF4769142 | ||
| W64566107 | 16-Jun-2022 | ExtraOrdinary General Meeting | 10 | ELECTION OF ONE OR TWO PERSONS TO VERIFY THE MINUTES | Non-Voting | M | 31-May-2022 | M | U6NF4769142 | ||
| W64566107 | 16-Jun-2022 | ExtraOrdinary General Meeting | 11 | DETERMINATION AS TO WHETHER THE EXTRAORDINARY GENERAL MEETING HAS BEEN DULY CONVENED | Non-Voting | M | 31-May-2022 | M | U6NF4769142 | ||
| W64566107 | 16-Jun-2022 | ExtraOrdinary General Meeting | 12 | RECEIVE NOMINATING COMMITTEE'S REPORT | Non-Voting | M | 31-May-2022 | M | U6NF4769142 | ||
| W64566107 | 16-Jun-2022 | ExtraOrdinary General Meeting | 13 | RESOLUTION IN RESPECT OF THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS | Management | F | 31-May-2022 | F | U6NF4769142 | ||
| W64566107 | 16-Jun-2022 | ExtraOrdinary General Meeting | 14 | RESOLUTION IN RESPECT OF REMUNERATION OF THE CHAIR AND OTHER MEMBERS OF THE BOARD OF DIRECTORS | Management | F | 31-May-2022 | F | U6NF4769142 | ||
| W64566107 | 16-Jun-2022 | ExtraOrdinary General Meeting | 15 | RESOLUTION IN RESPECT OF BOARD LTIP 2022 | Management | F | 31-May-2022 | F | U6NF4769142 | ||
| W64566107 | 16-Jun-2022 | ExtraOrdinary General Meeting | 16 | RESOLUTION IN RESPECT OF DELIVERY OF SHARES UNDER THE BOARD LTIP 2022 THROUGH: AN ISSUE AND TRANSFER OF WARRANTS OF SERIES 2022:1 | Management | F | 31-May-2022 | F | U6NF4769142 | ||
| W64566107 | 16-Jun-2022 | ExtraOrdinary General Meeting | 17 | RESOLUTION IN RESPECT OF DELIVERY OF SHARES UNDER THE BOARD LTIP 2022 THROUGH: AN EQUITY SWAP ARRANGEMENT WITH A THIRD PARTY | Management | F | 31-May-2022 | F | U6NF4769142 | ||
| W64566107 | 16-Jun-2022 | ExtraOrdinary General Meeting | 18 | RESOLUTION IN RESPECT OF ELECTION OF CHAIR AND OTHER MEMBERS OF THE BOARD OF DIRECTOR: RE-ELECTION OF C. ASHLEY HEPPENSTALL AS A MEMBER OF THE BOARD OF DIRECTOR | Management | F | 31-May-2022 | F | U6NF4769142 | ||
| W64566107 | 16-Jun-2022 | ExtraOrdinary General Meeting | 19 | RESOLUTION IN RESPECT OF ELECTION OF CHAIR AND OTHER MEMBERS OF THE BOARD OF DIRECTOR: RE-ELECTION OF GRACE REKSTEN SKAUGEN AS A MEMBER OF THE BOARD OF DIRECTOR | Management | F | 31-May-2022 | F | U6NF4769142 | ||
| W64566107 | 16-Jun-2022 | ExtraOrdinary General Meeting | 20 | RESOLUTION IN RESPECT OF ELECTION OF CHAIR AND OTHER MEMBERS OF THE BOARD OF DIRECTOR: RE-ELECTION OF JAKOB THOMASEN AS A MEMBER OF THE BOARD OF DIRECTOR | Management | F | 31-May-2022 | F | U6NF4769142 | ||
| W64566107 | 16-Jun-2022 | ExtraOrdinary General Meeting | 21 | RESOLUTION IN RESPECT OF ELECTION OF CHAIR AND OTHER MEMBERS OF THE BOARD OF DIRECTOR: NEW ELECTION OF AKSEL AZRAC AS A MEMBER OF THE BOARD OF DIRECTOR | Management | F | 31-May-2022 | F | U6NF4769142 | ||
| W64566107 | 16-Jun-2022 | ExtraOrdinary General Meeting | 22 | RESOLUTION IN RESPECT OF ELECTION OF CHAIR AND OTHER MEMBERS OF THE BOARD OF DIRECTOR: NEW ELECTION OF DANIEL FITZGERALD AS A MEMBER OF THE BOARD OF DIRECTOR; AND | Management | F | 31-May-2022 | F | U6NF4769142 | ||
| W64566107 | 16-Jun-2022 | ExtraOrdinary General Meeting | 23 | RESOLUTION IN RESPECT OF ELECTION OF CHAIR AND OTHER MEMBERS OF THE BOARD OF DIRECTOR: NEW ELECTION OF GRACE REKSTEN SKAUGEN AS CHAIR OF THE BOARD OF DIRECTOR | Management | F | 31-May-2022 | F | U6NF4769142 | ||
| W64566107 | 16-Jun-2022 | ExtraOrdinary General Meeting | 24 | RESOLUTION IN RESPECT OF A REVISED NOMINATION COMMITTEE PROCESS | Management | F | 31-May-2022 | F | U6NF4769142 | ||
| W64566107 | 16-Jun-2022 | ExtraOrdinary General Meeting | 25 | RESOLUTION IN RESPECT OF POLICY ON REMUNERATION FOR GROUP MANAGEMENT | Management | F | 31-May-2022 | F | U6NF4769142 | ||
| W64566107 | 16-Jun-2022 | ExtraOrdinary General Meeting | 26 | RESOLUTION IN RESPECT OF EMPLOYEE LTIP 2022 | Management | F | 31-May-2022 | F | U6NF4769142 | ||
| W64566107 | 16-Jun-2022 | ExtraOrdinary General Meeting | 27 | RESOLUTION IN RESPECT OF DELIVERY OF SHARES UNDER THE EMPLOYEE LTIP 2022 THROUGH: AN ISSUE AND TRANSFER OF WARRANTS OF SERIES 2022:2 | Management | F | 31-May-2022 | F | U6NF4769142 | ||
| W64566107 | 16-Jun-2022 | ExtraOrdinary General Meeting | 28 | RESOLUTION IN RESPECT OF DELIVERY OF SHARES UNDER THE EMPLOYEE LTIP 2022 THROUGH: AN EQUITY SWAP ARRANGEMENT WITH A THIRD PARTY | Management | F | 31-May-2022 | F | U6NF4769142 | ||
| W64566107 | 16-Jun-2022 | ExtraOrdinary General Meeting | 29 | RESOLUTION IN RESPECT OF AUTHORISATION FOR THE BOARD OF DIRECTORS TO RESOLVE ON NEW ISSUE OF SHARES AND CONVERTIBLE DEBENTURES | Management | F | 31-May-2022 | F | U6NF4769142 | ||
| W64566107 | 16-Jun-2022 | ExtraOrdinary General Meeting | 30 | RESOLUTION IN RESPECT OF AMENDMENT OF THE ARTICLES OF ASSOCIATION | Management | F | 31-May-2022 | F | U6NF4769142 | ||
| W64566107 | 16-Jun-2022 | ExtraOrdinary General Meeting | 31 | CLOSE MEETING | Non-Voting | M | 31-May-2022 | M | U6NF4769142 | ||
| W64566107 | 16-Jun-2022 | ExtraOrdinary General Meeting | 32 | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | M | 31-May-2022 | M | U6NF4769142 | ||
| J00714105 | 17-Jun-2022 | Annual General Meeting | 1 | Please reference meeting materials. | Non-Voting | M | 27-May-2022 | M | U6NF4769142 | ||
| J00714105 | 17-Jun-2022 | Annual General Meeting | 2 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations | Management | F | 27-May-2022 | F | U6NF4769142 | ||
| J00714105 | 17-Jun-2022 | Annual General Meeting | 3 | Appoint a Director Yoshida, Moritaka | Management | F | 27-May-2022 | F | U6NF4769142 | ||
| J00714105 | 17-Jun-2022 | Annual General Meeting | 4 | Appoint a Director Suzuki, Kenji | Management | F | 27-May-2022 | F | U6NF4769142 | ||
| J00714105 | 17-Jun-2022 | Annual General Meeting | 5 | Appoint a Director Ito, Shintaro | Management | F | 27-May-2022 | F | U6NF4769142 | ||
| J00714105 | 17-Jun-2022 | Annual General Meeting | 6 | Appoint a Director Haraguchi, Tsunekazu | Management | F | 27-May-2022 | F | U6NF4769142 | ||
| J00714105 | 17-Jun-2022 | Annual General Meeting | 7 | Appoint a Director Hamada, Michiyo | Management | F | 27-May-2022 | F | U6NF4769142 | ||
| J00714105 | 17-Jun-2022 | Annual General Meeting | 8 | Appoint a Director Shin, Seiichi | Management | F | 27-May-2022 | F | U6NF4769142 | ||
| J00714105 | 17-Jun-2022 | Annual General Meeting | 9 | Appoint a Director Kobayashi, Koji | Management | F | 27-May-2022 | F | U6NF4769142 | ||
| J00714105 | 17-Jun-2022 | Annual General Meeting | 10 | Appoint a Director Yamamoto, Yoshihisa | Management | F | 27-May-2022 | F | U6NF4769142 | ||
| J00714105 | 17-Jun-2022 | Annual General Meeting | 11 | Appoint a Corporate Auditor Kashiwagi, Katsuhiro | Management | F | 27-May-2022 | F | U6NF4769142 | ||
| J00714105 | 17-Jun-2022 | Annual General Meeting | 12 | Appoint a Substitute Corporate Auditor Nakagawa, Hidenori | Management | F | 27-May-2022 | F | U6NF4769142 | ||
| J03393105 | 20-Jun-2022 | Annual General Meeting | 1 | Please reference meeting materials. | Non-Voting | M | 27-May-2022 | M | U6NF4769142 | ||
| J03393105 | 20-Jun-2022 | Annual General Meeting | 2 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations | Management | F | 27-May-2022 | F | U6NF4769142 | ||
| J03393105 | 20-Jun-2022 | Annual General Meeting | 3 | Appoint a Director who is not Audit and Supervisory Committee Member Yasukawa, Kenji | Management | F | 27-May-2022 | F | U6NF4769142 | ||
| J03393105 | 20-Jun-2022 | Annual General Meeting | 4 | Appoint a Director who is not Audit and Supervisory Committee Member Okamura, Naoki | Management | F | 27-May-2022 | F | U6NF4769142 | ||
| J03393105 | 20-Jun-2022 | Annual General Meeting | 5 | Appoint a Director who is not Audit and Supervisory Committee Member Sekiyama, Mamoru | Management | F | 27-May-2022 | F | U6NF4769142 | ||
| J03393105 | 20-Jun-2022 | Annual General Meeting | 6 | Appoint a Director who is not Audit and Supervisory Committee Member Kawabe, Hiroshi | Management | F | 27-May-2022 | F | U6NF4769142 | ||
| J03393105 | 20-Jun-2022 | Annual General Meeting | 7 | Appoint a Director who is not Audit and Supervisory Committee Member Tanaka, Takashi | Management | F | 27-May-2022 | F | U6NF4769142 | ||
| J03393105 | 20-Jun-2022 | Annual General Meeting | 8 | Appoint a Director who is not Audit and Supervisory Committee Member Sakurai, Eriko | Management | F | 27-May-2022 | F | U6NF4769142 | ||
| J03393105 | 20-Jun-2022 | Annual General Meeting | 9 | Appoint a Director who is Audit and Supervisory Committee Member Yoshimitsu, Toru | Management | F | 27-May-2022 | F | U6NF4769142 | ||
| J03393105 | 20-Jun-2022 | Annual General Meeting | 10 | Appoint a Director who is Audit and Supervisory Committee Member Takahashi, Raita | Management | F | 27-May-2022 | F | U6NF4769142 | ||
| J03393105 | 20-Jun-2022 | Annual General Meeting | 11 | Appoint a Director who is Audit and Supervisory Committee Member Nakayama, Mika | Management | F | 27-May-2022 | F | U6NF4769142 | ||
| J48818207 | 22-Jun-2022 | Annual General Meeting | 1 | Please reference meeting materials. | Non-Voting | M | 01-Jun-2022 | M | U6NF4769142 | ||
| J48818207 | 22-Jun-2022 | Annual General Meeting | 2 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J48818207 | 22-Jun-2022 | Annual General Meeting | 3 | Appoint a Director Niino, Takashi | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J48818207 | 22-Jun-2022 | Annual General Meeting | 4 | Appoint a Director Morita, Takayuki | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J48818207 | 22-Jun-2022 | Annual General Meeting | 5 | Appoint a Director Matsukura, Hajime | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J48818207 | 22-Jun-2022 | Annual General Meeting | 6 | Appoint a Director Nishihara, Motoo | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J48818207 | 22-Jun-2022 | Annual General Meeting | 7 | Appoint a Director Fujikawa, Osamu | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J48818207 | 22-Jun-2022 | Annual General Meeting | 8 | Appoint a Director Iki, Noriko | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J48818207 | 22-Jun-2022 | Annual General Meeting | 9 | Appoint a Director Ito, Masatoshi | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J48818207 | 22-Jun-2022 | Annual General Meeting | 10 | Appoint a Director Nakamura, Kuniharu | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J48818207 | 22-Jun-2022 | Annual General Meeting | 11 | Appoint a Director Christina Ahmadjian | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J48818207 | 22-Jun-2022 | Annual General Meeting | 12 | Appoint a Director Oka, Masashi | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J48818207 | 22-Jun-2022 | Annual General Meeting | 13 | Appoint a Corporate Auditor Obata, Shinobu | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J48818207 | 22-Jun-2022 | Annual General Meeting | 14 | Appoint a Corporate Auditor Okada, Kyoko | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J44690139 | 22-Jun-2022 | Annual General Meeting | 1 | Please reference meeting materials. | Non-Voting | M | 01-Jun-2022 | M | U6NF4769142 | ||
| J44690139 | 22-Jun-2022 | Annual General Meeting | 2 | Approve Appropriation of Surplus | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J44690139 | 22-Jun-2022 | Annual General Meeting | 3 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J44690139 | 22-Jun-2022 | Annual General Meeting | 4 | Appoint a Director Yasunaga, Tatsuo | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J44690139 | 22-Jun-2022 | Annual General Meeting | 5 | Appoint a Director Hori, Kenichi | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J44690139 | 22-Jun-2022 | Annual General Meeting | 6 | Appoint a Director Kometani, Yoshio | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J44690139 | 22-Jun-2022 | Annual General Meeting | 7 | Appoint a Director Uno, Motoaki | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J44690139 | 22-Jun-2022 | Annual General Meeting | 8 | Appoint a Director Takemasu, Yoshiaki | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J44690139 | 22-Jun-2022 | Annual General Meeting | 9 | Appoint a Director Nakai, Kazumasa | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J44690139 | 22-Jun-2022 | Annual General Meeting | 10 | Appoint a Director Shigeta, Tetsuya | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J44690139 | 22-Jun-2022 | Annual General Meeting | 11 | Appoint a Director Sato, Makoto | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J44690139 | 22-Jun-2022 | Annual General Meeting | 12 | Appoint a Director Matsui, Toru | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J44690139 | 22-Jun-2022 | Annual General Meeting | 13 | Appoint a Director Kobayashi, Izumi | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J44690139 | 22-Jun-2022 | Annual General Meeting | 14 | Appoint a Director Jenifer Rogers | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J44690139 | 22-Jun-2022 | Annual General Meeting | 15 | Appoint a Director Samuel Walsh | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J44690139 | 22-Jun-2022 | Annual General Meeting | 16 | Appoint a Director Uchiyamada, Takeshi | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J44690139 | 22-Jun-2022 | Annual General Meeting | 17 | Appoint a Director Egawa, Masako | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J44690139 | 22-Jun-2022 | Annual General Meeting | 18 | Appoint a Corporate Auditor Tamai, Yuko | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J44690139 | 22-Jun-2022 | Annual General Meeting | 19 | Approve Details of the Compensation to be received by Directors | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J31843105 | 22-Jun-2022 | Annual General Meeting | 1 | Please reference meeting materials. | Non-Voting | M | 01-Jun-2022 | M | U6NF4769142 | ||
| J31843105 | 22-Jun-2022 | Annual General Meeting | 2 | Approve Appropriation of Surplus | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J31843105 | 22-Jun-2022 | Annual General Meeting | 3 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J31843105 | 22-Jun-2022 | Annual General Meeting | 4 | Appoint a Director Tanaka, Takashi | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J31843105 | 22-Jun-2022 | Annual General Meeting | 5 | Appoint a Director Takahashi, Makoto | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J31843105 | 22-Jun-2022 | Annual General Meeting | 6 | Appoint a Director Muramoto, Shinichi | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J31843105 | 22-Jun-2022 | Annual General Meeting | 7 | Appoint a Director Mori, Keiichi | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J31843105 | 22-Jun-2022 | Annual General Meeting | 8 | Appoint a Director Amamiya, Toshitake | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J31843105 | 22-Jun-2022 | Annual General Meeting | 9 | Appoint a Director Yoshimura, Kazuyuki | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J31843105 | 22-Jun-2022 | Annual General Meeting | 10 | Appoint a Director Yamaguchi, Goro | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J31843105 | 22-Jun-2022 | Annual General Meeting | 11 | Appoint a Director Yamamoto, Keiji | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J31843105 | 22-Jun-2022 | Annual General Meeting | 12 | Appoint a Director Kano, Riyo | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J31843105 | 22-Jun-2022 | Annual General Meeting | 13 | Appoint a Director Goto, Shigeki | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J31843105 | 22-Jun-2022 | Annual General Meeting | 14 | Appoint a Director Tannowa, Tsutomu | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J31843105 | 22-Jun-2022 | Annual General Meeting | 15 | Appoint a Director Okawa, Junko | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J31843105 | 22-Jun-2022 | Annual General Meeting | 16 | Appoint a Corporate Auditor Edagawa, Noboru | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J31843105 | 22-Jun-2022 | Annual General Meeting | 17 | Approve Details of the Performance-based Stock Compensation to be received by Directors | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J31843105 | 22-Jun-2022 | Annual General Meeting | 18 | Approve Details of the Compensation to be received by Corporate Auditors | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J05187109 | 23-Jun-2022 | Annual General Meeting | 1 | Please reference meeting materials. | Non-Voting | M | 01-Jun-2022 | M | U6NF4769142 | ||
| J05187109 | 23-Jun-2022 | Annual General Meeting | 2 | Approve Appropriation of Surplus | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J05187109 | 23-Jun-2022 | Annual General Meeting | 3 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations, Increase the Board of Directors Size, Establish the Articles Related to Shareholders Meeting Held without Specifying a Venue | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J05187109 | 23-Jun-2022 | Annual General Meeting | 4 | Appoint a Director who is not Audit and Supervisory Committee Member Tsujimoto, Kenzo | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J05187109 | 23-Jun-2022 | Annual General Meeting | 5 | Appoint a Director who is not Audit and Supervisory Committee Member Tsujimoto, Haruhiro | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J05187109 | 23-Jun-2022 | Annual General Meeting | 6 | Appoint a Director who is not Audit and Supervisory Committee Member Miyazaki, Satoshi | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J05187109 | 23-Jun-2022 | Annual General Meeting | 7 | Appoint a Director who is not Audit and Supervisory Committee Member Egawa, Yoichi | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J05187109 | 23-Jun-2022 | Annual General Meeting | 8 | Appoint a Director who is not Audit and Supervisory Committee Member Nomura, Kenkichi | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J05187109 | 23-Jun-2022 | Annual General Meeting | 9 | Appoint a Director who is not Audit and Supervisory Committee Member Ishida, Yoshinori | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J05187109 | 23-Jun-2022 | Annual General Meeting | 10 | Appoint a Director who is not Audit and Supervisory Committee Member Tsujimoto, Ryozo | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J05187109 | 23-Jun-2022 | Annual General Meeting | 11 | Appoint a Director who is not Audit and Supervisory Committee Member Muranaka, Toru | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J05187109 | 23-Jun-2022 | Annual General Meeting | 12 | Appoint a Director who is not Audit and Supervisory Committee Member Mizukoshi, Yutaka | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J05187109 | 23-Jun-2022 | Annual General Meeting | 13 | Appoint a Director who is not Audit and Supervisory Committee Member Kotani, Wataru | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J05187109 | 23-Jun-2022 | Annual General Meeting | 14 | Appoint a Director who is not Audit and Supervisory Committee Member Muto, Toshiro | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J05187109 | 23-Jun-2022 | Annual General Meeting | 15 | Appoint a Director who is not Audit and Supervisory Committee Member Hirose, Yumi | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J05187109 | 23-Jun-2022 | Annual General Meeting | 16 | Appoint a Director who is Audit and Supervisory Committee Member Hirao, Kazushi | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J05187109 | 23-Jun-2022 | Annual General Meeting | 17 | Appoint a Director who is Audit and Supervisory Committee Member Iwasaki, Yoshihiko | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J05187109 | 23-Jun-2022 | Annual General Meeting | 18 | Appoint a Director who is Audit and Supervisory Committee Member Matsuo, Makoto | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J05187109 | 23-Jun-2022 | Annual General Meeting | 19 | Appoint a Substitute Director who is Audit and Supervisory Committee Member Kanamori, Hitoshi | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J05187109 | 23-Jun-2022 | Annual General Meeting | 20 | Approve Details of the Compensation to be received by Directors (Excluding Directors who are Audit and Supervisory Committee Members) | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J6354Y104 | 23-Jun-2022 | Annual General Meeting | 1 | Please reference meeting materials. | Non-Voting | M | 01-Jun-2022 | M | U6NF4769142 | ||
| J6354Y104 | 23-Jun-2022 | Annual General Meeting | 2 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations, Adopt Reduction of Liability System for Corporate Officers, Establish the Articles Related to Shareholders Meeting Held without Specifying a Venue | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J6354Y104 | 23-Jun-2022 | Annual General Meeting | 3 | Appoint a Director Tsuga, Kazuhiro | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J6354Y104 | 23-Jun-2022 | Annual General Meeting | 4 | Appoint a Director Kusumi, Yuki | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J6354Y104 | 23-Jun-2022 | Annual General Meeting | 5 | Appoint a Director Homma, Tetsuro | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J6354Y104 | 23-Jun-2022 | Annual General Meeting | 6 | Appoint a Director Sato, Mototsugu | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J6354Y104 | 23-Jun-2022 | Annual General Meeting | 7 | Appoint a Director Matsui, Shinobu | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J6354Y104 | 23-Jun-2022 | Annual General Meeting | 8 | Appoint a Director Noji, Kunio | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J6354Y104 | 23-Jun-2022 | Annual General Meeting | 9 | Appoint a Director Sawada, Michitaka | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J6354Y104 | 23-Jun-2022 | Annual General Meeting | 10 | Appoint a Director Toyama, Kazuhiko | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J6354Y104 | 23-Jun-2022 | Annual General Meeting | 11 | Appoint a Director Tsutsui, Yoshinobu | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J6354Y104 | 23-Jun-2022 | Annual General Meeting | 12 | Appoint a Director Umeda, Hirokazu | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J6354Y104 | 23-Jun-2022 | Annual General Meeting | 13 | Appoint a Director Miyabe, Yoshiyuki | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J6354Y104 | 23-Jun-2022 | Annual General Meeting | 14 | Appoint a Director Shotoku, Ayako | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J6354Y104 | 23-Jun-2022 | Annual General Meeting | 15 | Appoint a Corporate Auditor Eto, Akihiro | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J6354Y104 | 23-Jun-2022 | Annual General Meeting | 16 | Appoint a Corporate Auditor Nakamura, Akihiko | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J10542116 | 23-Jun-2022 | Annual General Meeting | 1 | Please reference meeting materials. | Non-Voting | M | 01-Jun-2022 | M | U6NF4769142 | ||
| J10542116 | 23-Jun-2022 | Annual General Meeting | 2 | Approve Appropriation of Surplus | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J10542116 | 23-Jun-2022 | Annual General Meeting | 3 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J10542116 | 23-Jun-2022 | Annual General Meeting | 4 | Appoint a Director Nomura, Hiroshi | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J10542116 | 23-Jun-2022 | Annual General Meeting | 5 | Appoint a Director Kimura, Toru | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J10542116 | 23-Jun-2022 | Annual General Meeting | 6 | Appoint a Director Ikeda, Yoshiharu | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J10542116 | 23-Jun-2022 | Annual General Meeting | 7 | Appoint a Director Baba, Hiroyuki | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J10542116 | 23-Jun-2022 | Annual General Meeting | 8 | Appoint a Director Nishinaka, Shigeyuki | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J10542116 | 23-Jun-2022 | Annual General Meeting | 9 | Appoint a Director Arai, Saeko | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J10542116 | 23-Jun-2022 | Annual General Meeting | 10 | Appoint a Director Endo, Nobuhiro | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J10542116 | 23-Jun-2022 | Annual General Meeting | 11 | Appoint a Director Usui, Minoru | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J10542116 | 23-Jun-2022 | Annual General Meeting | 12 | Appoint a Director Fujimoto, Koji | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J10542116 | 23-Jun-2022 | Annual General Meeting | 13 | Appoint a Corporate Auditor Kutsunai, Takashi | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J10542116 | 23-Jun-2022 | Annual General Meeting | 14 | Appoint a Corporate Auditor Iteya, Yoshio | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J10542116 | 23-Jun-2022 | Annual General Meeting | 15 | Appoint a Corporate Auditor Michimori, Daishiro | Management | F | 01-Jun-2022 | F | U6NF4769142 | ||
| J2501P104 | 24-Jun-2022 | Annual General Meeting | 1 | Please reference meeting materials. | Non-Voting | M | 02-Jun-2022 | M | U6NF4769142 | ||
| J2501P104 | 24-Jun-2022 | Annual General Meeting | 2 | Approve Appropriation of Surplus | Management | F | 02-Jun-2022 | F | U6NF4769142 | ||
| J2501P104 | 24-Jun-2022 | Annual General Meeting | 3 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations, Establish the Articles Related to Shareholders Meeting Held without Specifying a Venue | Management | F | 02-Jun-2022 | F | U6NF4769142 | ||
| J2501P104 | 24-Jun-2022 | Annual General Meeting | 4 | Appoint a Director Okafuji, Masahiro | Management | F | 02-Jun-2022 | F | U6NF4769142 | ||
| J2501P104 | 24-Jun-2022 | Annual General Meeting | 5 | Appoint a Director Ishii, Keita | Management | F | 02-Jun-2022 | F | U6NF4769142 | ||
| J2501P104 | 24-Jun-2022 | Annual General Meeting | 6 | Appoint a Director Kobayashi, Fumihiko | Management | F | 02-Jun-2022 | F | U6NF4769142 | ||
| J2501P104 | 24-Jun-2022 | Annual General Meeting | 7 | Appoint a Director Hachimura, Tsuyoshi | Management | F | 02-Jun-2022 | F | U6NF4769142 | ||
| J2501P104 | 24-Jun-2022 | Annual General Meeting | 8 | Appoint a Director Tsubai, Hiroyuki | Management | F | 02-Jun-2022 | F | U6NF4769142 | ||
| J2501P104 | 24-Jun-2022 | Annual General Meeting | 9 | Appoint a Director Naka, Hiroyuki | Management | F | 02-Jun-2022 | F | U6NF4769142 | ||
| J2501P104 | 24-Jun-2022 | Annual General Meeting | 10 | Appoint a Director Muraki, Atsuko | Management | F | 02-Jun-2022 | F | U6NF4769142 | ||
| J2501P104 | 24-Jun-2022 | Annual General Meeting | 11 | Appoint a Director Kawana, Masatoshi | Management | F | 02-Jun-2022 | F | U6NF4769142 | ||
| J2501P104 | 24-Jun-2022 | Annual General Meeting | 12 | Appoint a Director Nakamori, Makiko | Management | F | 02-Jun-2022 | F | U6NF4769142 | ||
| J2501P104 | 24-Jun-2022 | Annual General Meeting | 13 | Appoint a Director Ishizuka, Kunio | Management | F | 02-Jun-2022 | F | U6NF4769142 | ||
| J2501P104 | 24-Jun-2022 | Annual General Meeting | 14 | Appoint a Corporate Auditor Chino, Mitsuru | Management | F | 02-Jun-2022 | F | U6NF4769142 | ||
| J2501P104 | 24-Jun-2022 | Annual General Meeting | 15 | Approve Details of the Compensation to be received by Directors | Management | F | 02-Jun-2022 | F | U6NF4769142 | ||
| J2501P104 | 24-Jun-2022 | Annual General Meeting | 16 | Approve Details of the Compensation to be received by Corporate Auditors | Management | F | 02-Jun-2022 | F | U6NF4769142 | ||
| J59396101 | 24-Jun-2022 | Annual General Meeting | 1 | Please reference meeting materials. | Non-Voting | M | 02-Jun-2022 | M | U6NF4769142 | ||
| J59396101 | 24-Jun-2022 | Annual General Meeting | 2 | Approve Appropriation of Surplus | Management | F | 02-Jun-2022 | F | U6NF4769142 | ||
| J59396101 | 24-Jun-2022 | Annual General Meeting | 3 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations, Establish the Articles Related to Shareholders Meeting Held without Specifying a Venue, Increase the Board of Corporate Auditors Size | Management | F | 02-Jun-2022 | F | U6NF4769142 | ||
| J59396101 | 24-Jun-2022 | Annual General Meeting | 4 | Appoint a Director Sawada, Jun | Management | F | 02-Jun-2022 | F | U6NF4769142 | ||
| J59396101 | 24-Jun-2022 | Annual General Meeting | 5 | Appoint a Director Shimada, Akira | Management | F | 02-Jun-2022 | F | U6NF4769142 | ||
| J59396101 | 24-Jun-2022 | Annual General Meeting | 6 | Appoint a Director Kawazoe, Katsuhiko | Management | F | 02-Jun-2022 | F | U6NF4769142 | ||
| J59396101 | 24-Jun-2022 | Annual General Meeting | 7 | Appoint a Director Hiroi, Takashi | Management | F | 02-Jun-2022 | F | U6NF4769142 | ||
| J59396101 | 24-Jun-2022 | Annual General Meeting | 8 | Appoint a Director Kudo, Akiko | Management | F | 02-Jun-2022 | F | U6NF4769142 | ||
| J59396101 | 24-Jun-2022 | Annual General Meeting | 9 | Appoint a Director Sakamura, Ken | Management | F | 02-Jun-2022 | F | U6NF4769142 | ||
| J59396101 | 24-Jun-2022 | Annual General Meeting | 10 | Appoint a Director Uchinaga, Yukako | Management | F | 02-Jun-2022 | F | U6NF4769142 | ||
| J59396101 | 24-Jun-2022 | Annual General Meeting | 11 | Appoint a Director Chubachi, Ryoji | Management | F | 02-Jun-2022 | F | U6NF4769142 | ||
| J59396101 | 24-Jun-2022 | Annual General Meeting | 12 | Appoint a Director Watanabe, Koichiro | Management | F | 02-Jun-2022 | F | U6NF4769142 | ||
| J59396101 | 24-Jun-2022 | Annual General Meeting | 13 | Appoint a Director Endo, Noriko | Management | F | 02-Jun-2022 | F | U6NF4769142 | ||
| J59396101 | 24-Jun-2022 | Annual General Meeting | 14 | Appoint a Corporate Auditor Yanagi, Keiichiro | Management | F | 02-Jun-2022 | F | U6NF4769142 | ||
| J59396101 | 24-Jun-2022 | Annual General Meeting | 15 | Appoint a Corporate Auditor Koshiyama, Kensuke | Management | F | 02-Jun-2022 | F | U6NF4769142 | ||
| J64683105 | 24-Jun-2022 | Annual General Meeting | 1 | Please reference meeting materials. | Non-Voting | M | 03-Jun-2022 | M | U6NF4769142 | ||
| J64683105 | 24-Jun-2022 | Annual General Meeting | 2 | Amend Articles to: Establish the Articles Related to Shareholders Meeting Held without Specifying a Venue | Management | F | 03-Jun-2022 | F | U6NF4769142 | ||
| J64683105 | 24-Jun-2022 | Annual General Meeting | 3 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations | Management | F | 03-Jun-2022 | F | U6NF4769142 | ||
| J64683105 | 24-Jun-2022 | Annual General Meeting | 4 | Approve Appropriation of Surplus | Management | F | 03-Jun-2022 | F | U6NF4769142 | ||
| J64683105 | 24-Jun-2022 | Annual General Meeting | 5 | Appoint a Director Yamashita, Yoshinori | Management | F | 03-Jun-2022 | F | U6NF4769142 | ||
| J64683105 | 24-Jun-2022 | Annual General Meeting | 6 | Appoint a Director Sakata, Seiji | Management | F | 03-Jun-2022 | F | U6NF4769142 | ||
| J64683105 | 24-Jun-2022 | Annual General Meeting | 7 | Appoint a Director Oyama, Akira | Management | F | 03-Jun-2022 | F | U6NF4769142 | ||
| J64683105 | 24-Jun-2022 | Annual General Meeting | 8 | Appoint a Director Iijima, Masami | Management | F | 03-Jun-2022 | F | U6NF4769142 | ||
| J64683105 | 24-Jun-2022 | Annual General Meeting | 9 | Appoint a Director Hatano, Mutsuko | Management | F | 03-Jun-2022 | F | U6NF4769142 | ||
| J64683105 | 24-Jun-2022 | Annual General Meeting | 10 | Appoint a Director Yokoo, Keisuke | Management | F | 03-Jun-2022 | F | U6NF4769142 | ||
| J64683105 | 24-Jun-2022 | Annual General Meeting | 11 | Appoint a Director Tani, Sadafumi | Management | F | 03-Jun-2022 | F | U6NF4769142 | ||
| J64683105 | 24-Jun-2022 | Annual General Meeting | 12 | Appoint a Director Ishimura, Kazuhiko | Management | F | 03-Jun-2022 | F | U6NF4769142 | ||
| J64683105 | 24-Jun-2022 | Annual General Meeting | 13 | Approve Payment of Bonuses to Directors | Management | F | 03-Jun-2022 | F | U6NF4769142 | ||
| J11151107 | 28-Jun-2022 | Annual General Meeting | 1 | Please reference meeting materials. | Non-Voting | M | 13-Jun-2022 | M | U6NF4769142 | ||
| J11151107 | 28-Jun-2022 | Annual General Meeting | 2 | Approve Appropriation of Surplus | Management | F | 13-Jun-2022 | F | U6NF4769142 | ||
| J11151107 | 28-Jun-2022 | Annual General Meeting | 3 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations, Amend Business Lines | Management | F | 13-Jun-2022 | F | U6NF4769142 | ||
| P9153B104 | 28-Jun-2022 | ExtraOrdinary General Meeting | 1 | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED TO LODGE VOTING INSTRUCTIONS (DEPENDENT UPON THE AVAILABILITY AND USAGE OF THE BRAZILIAN REMOTE VOTING PLATFORM). IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE REJECTED | Non-Voting | M | U6NF4769142 | ||||
| P9153B104 | 28-Jun-2022 | ExtraOrdinary General Meeting | 2 | TO RATIFY THE APPOINTMENT, BY THE COMPANYS MANAGEMENT, OF APSIS CONSULTORIA EMPRESARIAL LTDA., APPRAISER, AS THE SPECIALIZED COMPANY RESPONSIBLE FOR PREPARING THE APPRAISAL REPORT, ACCORDING TO THE FAIR VALUE CRITERIA, ON THE SHARES ISSUED BY COZANI RJ INFRAESTRUTURA E REDES DE TELECOMUNICACOES S.A., COZANI, PURSUANT TO AND FOR THE PURPOSES OF SECTION 256 OF LAW NO. 6,404 OF DECEMBER 15TH, 1976, CORPORATION LAW, AND, APPRAISAL REPORT, RESPECTIVELY | Management | F | U6NF4769142 | ||||
| P9153B104 | 28-Jun-2022 | ExtraOrdinary General Meeting | 3 | TO APPROVE THE APPRAISAL REPORT | Management | F | U6NF4769142 | ||||
| P9153B104 | 28-Jun-2022 | ExtraOrdinary General Meeting | 4 | TO RATIFY, PURSUANT TO SECTION 256 OF THE CORPORATION LAW, THE COMPANYS ACQUISITION OF SHARES REPRESENTING 100 PER CENT OF THE CAPITAL STOCK OF COZANI, AS PROVIDED IN THE SHARE PURCHASE AGREEMENT AND OTHER COVENANTS EXECUTED, AMONG OTHERS, BETWEEN THE COMPANY AND OI S.A., EM RECUPERACAO JUDICIAL ON JANUARY 28TH, 2021, AS AMENDED ON APRIL 13TH, 2022, TRANSACTION | Management | F | U6NF4769142 | ||||
| P9153B104 | 28-Jun-2022 | ExtraOrdinary General Meeting | 5 | TO RATIFY THE APPOINTMENTS OF THE COMPANYS BOARD OF DIRECTORS MEMBERS, PREVIOUSLY APPOINTED AT THE BOARD OF DIRECTORS MEETING HELD ON APRIL 26TH, 2022 | Management | F | U6NF4769142 | ||||
| P9153B104 | 28-Jun-2022 | ExtraOrdinary General Meeting | 6 | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU | Non-Voting | M | U6NF4769142 | ||||
| J57160129 | 28-Jun-2022 | Annual General Meeting | 1 | Please reference meeting materials. | Non-Voting | M | 09-Jun-2022 | M | U6NF4769142 | ||
| J57160129 | 28-Jun-2022 | Annual General Meeting | 2 | Approve Appropriation of Surplus | Management | F | 09-Jun-2022 | F | U6NF4769142 | ||
| J57160129 | 28-Jun-2022 | Annual General Meeting | 3 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations | Management | F | 09-Jun-2022 | F | U6NF4769142 | ||
| J57160129 | 28-Jun-2022 | Annual General Meeting | 4 | Appoint a Director Kimura, Yasushi | Management | F | 09-Jun-2022 | F | U6NF4769142 | ||
| J57160129 | 28-Jun-2022 | Annual General Meeting | 5 | Appoint a Director Jean-Dominique Senard | Management | F | 09-Jun-2022 | F | U6NF4769142 | ||
| J57160129 | 28-Jun-2022 | Annual General Meeting | 6 | Appoint a Director Toyoda, Masakazu | Management | F | 09-Jun-2022 | F | U6NF4769142 | ||
| J57160129 | 28-Jun-2022 | Annual General Meeting | 7 | Appoint a Director Ihara, Keiko | Management | F | 09-Jun-2022 | F | U6NF4769142 | ||
| J57160129 | 28-Jun-2022 | Annual General Meeting | 8 | Appoint a Director Nagai, Motoo | Management | F | 09-Jun-2022 | F | U6NF4769142 | ||
| J57160129 | 28-Jun-2022 | Annual General Meeting | 9 | Appoint a Director Bernard Delmas | Management | F | 09-Jun-2022 | F | U6NF4769142 | ||
| J57160129 | 28-Jun-2022 | Annual General Meeting | 10 | Appoint a Director Andrew House | Management | F | 09-Jun-2022 | F | U6NF4769142 | ||
| J57160129 | 28-Jun-2022 | Annual General Meeting | 11 | Appoint a Director Jenifer Rogers | Management | F | 09-Jun-2022 | F | U6NF4769142 | ||
| J57160129 | 28-Jun-2022 | Annual General Meeting | 12 | Appoint a Director Pierre Fleuriot | Management | F | 09-Jun-2022 | F | U6NF4769142 | ||
| J57160129 | 28-Jun-2022 | Annual General Meeting | 13 | Appoint a Director Uchida, Makoto | Management | F | 09-Jun-2022 | F | U6NF4769142 | ||
| J57160129 | 28-Jun-2022 | Annual General Meeting | 14 | Appoint a Director Ashwani Gupta | Management | F | 09-Jun-2022 | F | U6NF4769142 | ||
| J57160129 | 28-Jun-2022 | Annual General Meeting | 15 | Appoint a Director Sakamoto, Hideyuki | Management | F | 09-Jun-2022 | F | U6NF4769142 | ||
| J57160129 | 28-Jun-2022 | Annual General Meeting | 16 | Shareholder Proposal: Amend Articles of Incorporation (Amend the Articles Related to Deeming the Other Affiliated Company as the Parent Company and Complying with the Companies Act) | Shareholder | N | 09-Jun-2022 | F | U6NF4769142 | ||
| J8129E108 | 29-Jun-2022 | Annual General Meeting | 1 | Please reference meeting materials. | Non-Voting | M | 07-Jun-2022 | M | U6NF4769142 | ||
| J8129E108 | 29-Jun-2022 | Annual General Meeting | 2 | Approve Appropriation of Surplus | Management | F | 07-Jun-2022 | F | U6NF4769142 | ||
| J8129E108 | 29-Jun-2022 | Annual General Meeting | 3 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations | Management | F | 07-Jun-2022 | F | U6NF4769142 | ||
| J8129E108 | 29-Jun-2022 | Annual General Meeting | 4 | Appoint a Director who is not Audit and Supervisory Committee Member Christophe Weber | Management | F | 07-Jun-2022 | F | U6NF4769142 | ||
| J8129E108 | 29-Jun-2022 | Annual General Meeting | 5 | Appoint a Director who is not Audit and Supervisory Committee Member Iwasaki, Masato | Management | F | 07-Jun-2022 | F | U6NF4769142 | ||
| J8129E108 | 29-Jun-2022 | Annual General Meeting | 6 | Appoint a Director who is not Audit and Supervisory Committee Member Andrew Plump | Management | F | 07-Jun-2022 | F | U6NF4769142 | ||
| J8129E108 | 29-Jun-2022 | Annual General Meeting | 7 | Appoint a Director who is not Audit and Supervisory Committee Member Constantine Saroukos | Management | F | 07-Jun-2022 | F | U6NF4769142 | ||
| J8129E108 | 29-Jun-2022 | Annual General Meeting | 8 | Appoint a Director who is not Audit and Supervisory Committee Member Olivier Bohuon | Management | F | 07-Jun-2022 | F | U6NF4769142 | ||
| J8129E108 | 29-Jun-2022 | Annual General Meeting | 9 | Appoint a Director who is not Audit and Supervisory Committee Member Jean-Luc Butel | Management | F | 07-Jun-2022 | F | U6NF4769142 | ||
| J8129E108 | 29-Jun-2022 | Annual General Meeting | 10 | Appoint a Director who is not Audit and Supervisory Committee Member Ian Clark | Management | F | 07-Jun-2022 | F | U6NF4769142 | ||
| J8129E108 | 29-Jun-2022 | Annual General Meeting | 11 | Appoint a Director who is not Audit and Supervisory Committee Member Steven Gillis | Management | F | 07-Jun-2022 | F | U6NF4769142 | ||
| J8129E108 | 29-Jun-2022 | Annual General Meeting | 12 | Appoint a Director who is not Audit and Supervisory Committee Member Iijima, Masami | Management | F | 07-Jun-2022 | F | U6NF4769142 | ||
| J8129E108 | 29-Jun-2022 | Annual General Meeting | 13 | Appoint a Director who is not Audit and Supervisory Committee Member John Maraganore | Management | F | 07-Jun-2022 | F | U6NF4769142 | ||
| J8129E108 | 29-Jun-2022 | Annual General Meeting | 14 | Appoint a Director who is not Audit and Supervisory Committee Member Michel Orsinger | Management | F | 07-Jun-2022 | F | U6NF4769142 | ||
| J8129E108 | 29-Jun-2022 | Annual General Meeting | 15 | Appoint a Director who is Audit and Supervisory Committee Member Hatsukawa, Koji | Management | F | 07-Jun-2022 | F | U6NF4769142 | ||
| J8129E108 | 29-Jun-2022 | Annual General Meeting | 16 | Appoint a Director who is Audit and Supervisory Committee Member Higashi, Emiko | Management | F | 07-Jun-2022 | F | U6NF4769142 | ||
| J8129E108 | 29-Jun-2022 | Annual General Meeting | 17 | Appoint a Director who is Audit and Supervisory Committee Member Fujimori, Yoshiaki | Management | F | 07-Jun-2022 | F | U6NF4769142 | ||
| J8129E108 | 29-Jun-2022 | Annual General Meeting | 18 | Appoint a Director who is Audit and Supervisory Committee Member Kimberly Reed | Management | F | 07-Jun-2022 | F | U6NF4769142 | ||
| J8129E108 | 29-Jun-2022 | Annual General Meeting | 19 | Approve Payment of Bonuses to Directors (Excluding Directors who are Audit and Supervisory Committee Members) | Management | F | 07-Jun-2022 | F | U6NF4769142 | ||
| ALIMENTATION COUCHE-TARD INC | 01626P403 | 01-Sep-2021 | Annual General Meeting | 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTIONS 3 AND 4 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1 AND 2.1 TO 2.15. THANK YOU | Non-Voting | M | 21-Jul-2021 | M | TRST REDWOOD TACTICAL INTERNATIONAL | |
| ALIMENTATION COUCHE-TARD INC | 01626P403 | 01-Sep-2021 | Annual General Meeting | 2 | APPOINT THE AUDITOR UNTIL THE NEXT ANNUAL MEETING AND AUTHORIZE THE BOARD OF DIRECTORS TO SET THEIR REMUNERATION: PRICEWATERHOUSECOOPERS LLP | Management | F | 21-Jul-2021 | F | TRST REDWOOD TACTICAL INTERNATIONAL | |
| ALIMENTATION COUCHE-TARD INC | 01626P403 | 01-Sep-2021 | Annual General Meeting | 3 | ELECT DIRECTOR: ALAIN BOUCHARD | Management | F | 21-Jul-2021 | F | TRST REDWOOD TACTICAL INTERNATIONAL | |
| ALIMENTATION COUCHE-TARD INC | 01626P403 | 01-Sep-2021 | Annual General Meeting | 4 | ELECT DIRECTOR: MELANIE KAU | Management | F | 21-Jul-2021 | F | TRST REDWOOD TACTICAL INTERNATIONAL | |
| ALIMENTATION COUCHE-TARD INC | 01626P403 | 01-Sep-2021 | Annual General Meeting | 5 | ELECT DIRECTOR: JEAN BERNIER | Management | F | 21-Jul-2021 | F | TRST REDWOOD TACTICAL INTERNATIONAL | |
| ALIMENTATION COUCHE-TARD INC | 01626P403 | 01-Sep-2021 | Annual General Meeting | 6 | ELECT DIRECTOR: KARINNE BOUCHARD | Management | F | 21-Jul-2021 | F | TRST REDWOOD TACTICAL INTERNATIONAL | |
| ALIMENTATION COUCHE-TARD INC | 01626P403 | 01-Sep-2021 | Annual General Meeting | 7 | ELECT DIRECTOR: ERIC BOYKO | Management | F | 21-Jul-2021 | F | TRST REDWOOD TACTICAL INTERNATIONAL | |
| ALIMENTATION COUCHE-TARD INC | 01626P403 | 01-Sep-2021 | Annual General Meeting | 8 | ELECT DIRECTOR: JACQUES D'AMOURS | Management | F | 21-Jul-2021 | F | TRST REDWOOD TACTICAL INTERNATIONAL | |
| ALIMENTATION COUCHE-TARD INC | 01626P403 | 01-Sep-2021 | Annual General Meeting | 9 | ELECT DIRECTOR: JANICE L. FIELDS | Management | F | 21-Jul-2021 | F | TRST REDWOOD TACTICAL INTERNATIONAL | |
| ALIMENTATION COUCHE-TARD INC | 01626P403 | 01-Sep-2021 | Annual General Meeting | 10 | ELECT DIRECTOR: RICHARD FORTIN | Management | F | 21-Jul-2021 | F | TRST REDWOOD TACTICAL INTERNATIONAL | |
| ALIMENTATION COUCHE-TARD INC | 01626P403 | 01-Sep-2021 | Annual General Meeting | 11 | ELECT DIRECTOR: BRIAN HANNASCH | Management | F | 21-Jul-2021 | F | TRST REDWOOD TACTICAL INTERNATIONAL | |
| ALIMENTATION COUCHE-TARD INC | 01626P403 | 01-Sep-2021 | Annual General Meeting | 12 | ELECT DIRECTOR: MARIE JOSEE LAMOTHE | Management | F | 21-Jul-2021 | F | TRST REDWOOD TACTICAL INTERNATIONAL | |
| ALIMENTATION COUCHE-TARD INC | 01626P403 | 01-Sep-2021 | Annual General Meeting | 13 | ELECT DIRECTOR: MONIQUE F. LEROUX | Management | F | 21-Jul-2021 | F | TRST REDWOOD TACTICAL INTERNATIONAL | |
| ALIMENTATION COUCHE-TARD INC | 01626P403 | 01-Sep-2021 | Annual General Meeting | 14 | ELECT DIRECTOR: REAL PLOURDE | Management | F | 21-Jul-2021 | F | TRST REDWOOD TACTICAL INTERNATIONAL | |
| ALIMENTATION COUCHE-TARD INC | 01626P403 | 01-Sep-2021 | Annual General Meeting | 15 | ELECT DIRECTOR: DANIEL RABINOWICZ | Management | F | 21-Jul-2021 | F | TRST REDWOOD TACTICAL INTERNATIONAL | |
| ALIMENTATION COUCHE-TARD INC | 01626P403 | 01-Sep-2021 | Annual General Meeting | 16 | ELECT DIRECTOR: LOUIS TETU | Management | F | 21-Jul-2021 | F | TRST REDWOOD TACTICAL INTERNATIONAL | |
| ALIMENTATION COUCHE-TARD INC | 01626P403 | 01-Sep-2021 | Annual General Meeting | 17 | ELECT DIRECTOR: LOUIS VACHON | Management | F | 21-Jul-2021 | F | TRST REDWOOD TACTICAL INTERNATIONAL | |
| ALIMENTATION COUCHE-TARD INC | 01626P403 | 01-Sep-2021 | Annual General Meeting | 18 | ON AN ADVISORY BASIS AND NOT TO DIMINISH THE ROLE AND RESPONSIBILITIES OF THE BOARD OF DIRECTORS THAT THE SHAREHOLDERS ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION AS DISCLOSED IN OUR 2021 MANAGEMENT INFORMATION CIRCULAR | Management | F | 21-Jul-2021 | F | TRST REDWOOD TACTICAL INTERNATIONAL | |
| ALIMENTATION COUCHE-TARD INC | 01626P403 | 01-Sep-2021 | Annual General Meeting | 19 | PASS AN ORDINARY RESOLUTION APPROVING AND RATIFYING THE CORPORATION'S AMENDED AND RESTATED STOCK INCENTIVE PLAN | Management | F | 21-Jul-2021 | F | TRST REDWOOD TACTICAL INTERNATIONAL | |
| Registrant: Redwood Managed Volatility Portolio | Item 1, Exhibit 18 | |||||||||
| Investment Company Act file number: 811- 22718 | ||||||||||
| Reporting Period: July 1, 2021-June 30, 2022 | ||||||||||
| FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
| NO PROXIES VOTED DURING REPORTING PERIOD | ||||||||||
| Registrant: Redwood Systematic Macro Trend (SMarT) Fund | Item 1, Exhibit 19 | ||||||||||
| Investment Company Act file number: 811- 22718 | |||||||||||
| Reporting Period: July 1, 2021-June 30, 2022 | |||||||||||
| Primary Ticker Symbol | Security ID | Meeting Date | Meeting Type | Proposal Number | Proposal Long Text | Proposed By | Recommended Vote | Vote Date | Vote | Account Name | |
| REALTY INCOME CORPORATION | O | 756109104 | 12-Aug-2021 | Special | 1 | A proposal to approve the issuance of Realty Income common stock, par value $0.01 per share, in connection with the transactions contemplated by the Agreement and Plan of Merger, dated as of April 29, 2021, as amended, by and among Realty Income, VEREIT, Inc., VEREIT Operating Partnership, L.P., Rams MD Subsidiary I, Inc., a wholly owned subsidiary of Realty Income, and Rams Acquisition Sub II, LLC, a wholly owned subsidiary of Realty Income (which we refer to as the "Realty Income Issuance Proposal"). | Management | F | 14-Jul-2021 | F | REDWOOD SMART FD |
| REALTY INCOME CORPORATION | O | 756109104 | 12-Aug-2021 | Special | 2 | A proposal to approve the adjournment of the Realty Income special meeting, if necessary or appropriate, to solicit additional proxies in favor of the Realty Income Issuance Proposal if there are insufficient votes at the time of such adjournment to approve such proposals (which we refer to as the "Realty Income Adjournment Proposal"). | Management | F | 14-Jul-2021 | F | REDWOOD SMART FD |
| THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 12-Oct-2021 | Annual | 1 | ELECTION OF DIRECTOR: B. Marc Allen | Management | F | 29-Aug-2021 | F | REDWOOD SMART FD |
| THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 12-Oct-2021 | Annual | 2 | ELECTION OF DIRECTOR: Angela F. Braly | Management | F | 29-Aug-2021 | F | REDWOOD SMART FD |
| THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 12-Oct-2021 | Annual | 3 | ELECTION OF DIRECTOR: Amy L. Chang | Management | F | 29-Aug-2021 | F | REDWOOD SMART FD |
| THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 12-Oct-2021 | Annual | 4 | ELECTION OF DIRECTOR: Joseph Jimenez | Management | F | 29-Aug-2021 | F | REDWOOD SMART FD |
| THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 12-Oct-2021 | Annual | 5 | ELECTION OF DIRECTOR: Christopher Kempczinski | Management | F | 29-Aug-2021 | F | REDWOOD SMART FD |
| THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 12-Oct-2021 | Annual | 6 | ELECTION OF DIRECTOR: Debra L. Lee | Management | F | 29-Aug-2021 | F | REDWOOD SMART FD |
| THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 12-Oct-2021 | Annual | 7 | ELECTION OF DIRECTOR: Terry J. Lundgren | Management | F | 29-Aug-2021 | F | REDWOOD SMART FD |
| THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 12-Oct-2021 | Annual | 8 | ELECTION OF DIRECTOR: Christine M. McCarthy | Management | F | 29-Aug-2021 | F | REDWOOD SMART FD |
| THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 12-Oct-2021 | Annual | 9 | ELECTION OF DIRECTOR: Jon R. Moeller | Management | F | 29-Aug-2021 | F | REDWOOD SMART FD |
| THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 12-Oct-2021 | Annual | 10 | ELECTION OF DIRECTOR: David S. Taylor | Management | F | 29-Aug-2021 | F | REDWOOD SMART FD |
| THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 12-Oct-2021 | Annual | 11 | ELECTION OF DIRECTOR: Margaret C. Whitman | Management | F | 29-Aug-2021 | F | REDWOOD SMART FD |
| THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 12-Oct-2021 | Annual | 12 | ELECTION OF DIRECTOR: Patricia A. Woertz | Management | F | 29-Aug-2021 | F | REDWOOD SMART FD |
| THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 12-Oct-2021 | Annual | 13 | Ratify Appointment of the Independent Registered Public Accounting Firm. | Management | F | 29-Aug-2021 | F | REDWOOD SMART FD |
| THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 12-Oct-2021 | Annual | 14 | Advisory Vote to Approve the Company's Executive Compensation (the "Say on Pay" vote). | Management | F | 29-Aug-2021 | F | REDWOOD SMART FD |
| THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 12-Oct-2021 | Annual | 15 | Shareholder Proposal - Inclusion of Non-Management Employees on Director Nominee Candidate Lists. | Shareholder | N | 29-Aug-2021 | N | REDWOOD SMART FD |
| CARDINAL HEALTH, INC. | CAH | 14149Y108 | 05-Nov-2021 | Annual | 1 | Election of Director: Carrie S. Cox | Management | F | 24-Sep-2021 | F | REDWOOD SMART FD |
| CARDINAL HEALTH, INC. | CAH | 14149Y108 | 05-Nov-2021 | Annual | 2 | Election of Director: Bruce L. Downey | Management | F | 24-Sep-2021 | F | REDWOOD SMART FD |
| CARDINAL HEALTH, INC. | CAH | 14149Y108 | 05-Nov-2021 | Annual | 3 | Election of Director: Sheri H. Edison | Management | F | 24-Sep-2021 | F | REDWOOD SMART FD |
| CARDINAL HEALTH, INC. | CAH | 14149Y108 | 05-Nov-2021 | Annual | 4 | Election of Director: David C. Evans | Management | F | 24-Sep-2021 | F | REDWOOD SMART FD |
| CARDINAL HEALTH, INC. | CAH | 14149Y108 | 05-Nov-2021 | Annual | 5 | Election of Director: Patricia A. Hemingway Hall | Management | F | 24-Sep-2021 | F | REDWOOD SMART FD |
| CARDINAL HEALTH, INC. | CAH | 14149Y108 | 05-Nov-2021 | Annual | 6 | Election of Director: Akhil Johri | Management | F | 24-Sep-2021 | F | REDWOOD SMART FD |
| CARDINAL HEALTH, INC. | CAH | 14149Y108 | 05-Nov-2021 | Annual | 7 | Election of Director: Michael C. Kaufmann | Management | F | 24-Sep-2021 | F | REDWOOD SMART FD |
| CARDINAL HEALTH, INC. | CAH | 14149Y108 | 05-Nov-2021 | Annual | 8 | Election of Director: Gregory B. Kenny | Management | F | 24-Sep-2021 | F | REDWOOD SMART FD |
| CARDINAL HEALTH, INC. | CAH | 14149Y108 | 05-Nov-2021 | Annual | 9 | Election of Director: Nancy Killefer | Management | F | 24-Sep-2021 | F | REDWOOD SMART FD |
| CARDINAL HEALTH, INC. | CAH | 14149Y108 | 05-Nov-2021 | Annual | 10 | Election of Director: Dean A. Scarborough | Management | F | 24-Sep-2021 | F | REDWOOD SMART FD |
| CARDINAL HEALTH, INC. | CAH | 14149Y108 | 05-Nov-2021 | Annual | 11 | Election of Director: John H. Weiland | Management | F | 24-Sep-2021 | F | REDWOOD SMART FD |
| CARDINAL HEALTH, INC. | CAH | 14149Y108 | 05-Nov-2021 | Annual | 12 | To ratify the appointment of Ernst & Young LLP as our independent auditor for the fiscal year ending June 30, 2022. | Management | F | 24-Sep-2021 | F | REDWOOD SMART FD |
| CARDINAL HEALTH, INC. | CAH | 14149Y108 | 05-Nov-2021 | Annual | 13 | To approve, on a non-binding advisory basis, the compensation of our named executive officers. | Management | F | 24-Sep-2021 | F | REDWOOD SMART FD |
| CARDINAL HEALTH, INC. | CAH | 14149Y108 | 05-Nov-2021 | Annual | 14 | To approve the Cardinal Health, Inc. 2021 Long-Term Incentive Plan. | Management | F | 24-Sep-2021 | F | REDWOOD SMART FD |
| CARDINAL HEALTH, INC. | CAH | 14149Y108 | 05-Nov-2021 | Annual | 15 | To approve an amendment to our Restated Code of Regulations to reduce the share ownership threshold for calling a special meeting of shareholders. | Management | F | 24-Sep-2021 | F | REDWOOD SMART FD |
| CARDINAL HEALTH, INC. | CAH | 14149Y108 | 05-Nov-2021 | Annual | 16 | Shareholder proposal to adopt a policy that the chairman of the board be an independent director, if properly presented. | Shareholder | N | 24-Sep-2021 | N | REDWOOD SMART FD |
| AMCOR PLC | AMCR | G0250X107 | 10-Nov-2021 | Annual | 1 | Election of Director: Graeme Liebelt | Management | F | 30-Sep-2021 | F | REDWOOD SMART FD |
| AMCOR PLC | AMCR | G0250X107 | 10-Nov-2021 | Annual | 2 | Election of Director: Dr. Armin Meyer | Management | F | 30-Sep-2021 | F | REDWOOD SMART FD |
| AMCOR PLC | AMCR | G0250X107 | 10-Nov-2021 | Annual | 3 | Election of Director: Ron Delia | Management | F | 30-Sep-2021 | F | REDWOOD SMART FD |
| AMCOR PLC | AMCR | G0250X107 | 10-Nov-2021 | Annual | 4 | Election of Director: Achal Agarwal | Management | F | 30-Sep-2021 | F | REDWOOD SMART FD |
| AMCOR PLC | AMCR | G0250X107 | 10-Nov-2021 | Annual | 5 | Election of Director: Andrea Bertone | Management | F | 30-Sep-2021 | F | REDWOOD SMART FD |
| AMCOR PLC | AMCR | G0250X107 | 10-Nov-2021 | Annual | 6 | Election of Director: Susan Carter | Management | F | 30-Sep-2021 | F | REDWOOD SMART FD |
| AMCOR PLC | AMCR | G0250X107 | 10-Nov-2021 | Annual | 7 | Election of Director: Karen Guerra | Management | F | 30-Sep-2021 | F | REDWOOD SMART FD |
| AMCOR PLC | AMCR | G0250X107 | 10-Nov-2021 | Annual | 8 | Election of Director: Nicholas (Tom) Long | Management | F | 30-Sep-2021 | F | REDWOOD SMART FD |
| AMCOR PLC | AMCR | G0250X107 | 10-Nov-2021 | Annual | 9 | Election of Director: Arun Nayar | Management | F | 30-Sep-2021 | F | REDWOOD SMART FD |
| AMCOR PLC | AMCR | G0250X107 | 10-Nov-2021 | Annual | 10 | Election of Director: Jeremy Sutcliffe | Management | F | 30-Sep-2021 | F | REDWOOD SMART FD |
| AMCOR PLC | AMCR | G0250X107 | 10-Nov-2021 | Annual | 11 | Election of Director: David Szczupak | Management | F | 30-Sep-2021 | F | REDWOOD SMART FD |
| AMCOR PLC | AMCR | G0250X107 | 10-Nov-2021 | Annual | 12 | To ratify the appointment of PricewaterhouseCoopers AG as our independent registered public accounting firm for fiscal year 2022. | Management | F | 30-Sep-2021 | F | REDWOOD SMART FD |
| AMCOR PLC | AMCR | G0250X107 | 10-Nov-2021 | Annual | 13 | To cast a non-binding, advisory vote on the Company's executive compensation ("Say-on-Pay Vote"). | Management | F | 30-Sep-2021 | F | REDWOOD SMART FD |
| MICROSOFT CORPORATION | MSFT | 594918104 | 30-Nov-2021 | Annual | 1 | Election of Director: Reid G. Hoffman | Management | F | 21-Oct-2021 | F | REDWOOD SMART FD |
| MICROSOFT CORPORATION | MSFT | 594918104 | 30-Nov-2021 | Annual | 2 | Election of Director: Hugh F. Johnston | Management | F | 21-Oct-2021 | F | REDWOOD SMART FD |
| MICROSOFT CORPORATION | MSFT | 594918104 | 30-Nov-2021 | Annual | 3 | Election of Director: Teri L. List | Management | F | 21-Oct-2021 | F | REDWOOD SMART FD |
| MICROSOFT CORPORATION | MSFT | 594918104 | 30-Nov-2021 | Annual | 4 | Election of Director: Satya Nadella | Management | F | 21-Oct-2021 | F | REDWOOD SMART FD |
| MICROSOFT CORPORATION | MSFT | 594918104 | 30-Nov-2021 | Annual | 5 | Election of Director: Sandra E. Peterson | Management | F | 21-Oct-2021 | F | REDWOOD SMART FD |
| MICROSOFT CORPORATION | MSFT | 594918104 | 30-Nov-2021 | Annual | 6 | Election of Director: Penny S. Pritzker | Management | F | 21-Oct-2021 | F | REDWOOD SMART FD |
| MICROSOFT CORPORATION | MSFT | 594918104 | 30-Nov-2021 | Annual | 7 | Election of Director: Carlos A. Rodriguez | Management | F | 21-Oct-2021 | F | REDWOOD SMART FD |
| MICROSOFT CORPORATION | MSFT | 594918104 | 30-Nov-2021 | Annual | 8 | Election of Director: Charles W. Scharf | Management | F | 21-Oct-2021 | F | REDWOOD SMART FD |
| MICROSOFT CORPORATION | MSFT | 594918104 | 30-Nov-2021 | Annual | 9 | Election of Director: John W. Stanton | Management | F | 21-Oct-2021 | F | REDWOOD SMART FD |
| MICROSOFT CORPORATION | MSFT | 594918104 | 30-Nov-2021 | Annual | 10 | Election of Director: John W. Thompson | Management | F | 21-Oct-2021 | F | REDWOOD SMART FD |
| MICROSOFT CORPORATION | MSFT | 594918104 | 30-Nov-2021 | Annual | 11 | Election of Director: Emma N. Walmsley | Management | F | 21-Oct-2021 | F | REDWOOD SMART FD |
| MICROSOFT CORPORATION | MSFT | 594918104 | 30-Nov-2021 | Annual | 12 | Election of Director: Padmasree Warrior | Management | F | 21-Oct-2021 | F | REDWOOD SMART FD |
| MICROSOFT CORPORATION | MSFT | 594918104 | 30-Nov-2021 | Annual | 13 | Advisory vote to approve named executive officer compensation. | Management | F | 21-Oct-2021 | F | REDWOOD SMART FD |
| MICROSOFT CORPORATION | MSFT | 594918104 | 30-Nov-2021 | Annual | 14 | Approve Employee Stock Purchase Plan. | Management | F | 21-Oct-2021 | F | REDWOOD SMART FD |
| MICROSOFT CORPORATION | MSFT | 594918104 | 30-Nov-2021 | Annual | 15 | Ratification of the Selection of Deloitte & Touche LLP as our Independent Auditor for Fiscal Year 2022. | Management | F | 21-Oct-2021 | F | REDWOOD SMART FD |
| MICROSOFT CORPORATION | MSFT | 594918104 | 30-Nov-2021 | Annual | 16 | Shareholder Proposal - Report on median pay gaps across race and gender. | Shareholder | N | 21-Oct-2021 | N | REDWOOD SMART FD |
| MICROSOFT CORPORATION | MSFT | 594918104 | 30-Nov-2021 | Annual | 17 | Shareholder Proposal - Report on effectiveness of workplace sexual harassment policies. | Shareholder | N | 21-Oct-2021 | N | REDWOOD SMART FD |
| MICROSOFT CORPORATION | MSFT | 594918104 | 30-Nov-2021 | Annual | 18 | Shareholder Proposal - Prohibition on sales of facial recognition technology to all government entities. | Shareholder | N | 21-Oct-2021 | N | REDWOOD SMART FD |
| MICROSOFT CORPORATION | MSFT | 594918104 | 30-Nov-2021 | Annual | 19 | Shareholder Proposal - Report on implementation of the Fair Chance Business Pledge. | Shareholder | N | 21-Oct-2021 | N | REDWOOD SMART FD |
| MICROSOFT CORPORATION | MSFT | 594918104 | 30-Nov-2021 | Annual | 20 | Shareholder Proposal - Report on how lobbying activities align with company policies. | Shareholder | N | 21-Oct-2021 | N | REDWOOD SMART FD |
| PEOPLE'S UNITED FINANCIAL, INC. | PBCT | 712704105 | 16-Dec-2021 | Annual | 1 | Election of Director: John P. Barnes | Management | F | 22-Nov-2021 | F | REDWOOD SMART FD |
| PEOPLE'S UNITED FINANCIAL, INC. | PBCT | 712704105 | 16-Dec-2021 | Annual | 2 | Election of Director: Collin P. Baron | Management | F | 22-Nov-2021 | F | REDWOOD SMART FD |
| PEOPLE'S UNITED FINANCIAL, INC. | PBCT | 712704105 | 16-Dec-2021 | Annual | 3 | Election of Director: George P. Carter | Management | F | 22-Nov-2021 | F | REDWOOD SMART FD |
| PEOPLE'S UNITED FINANCIAL, INC. | PBCT | 712704105 | 16-Dec-2021 | Annual | 4 | Election of Director: Jane Chwick | Management | F | 22-Nov-2021 | F | REDWOOD SMART FD |
| PEOPLE'S UNITED FINANCIAL, INC. | PBCT | 712704105 | 16-Dec-2021 | Annual | 5 | Election of Director: William F. Cruger, Jr. | Management | F | 22-Nov-2021 | F | REDWOOD SMART FD |
| PEOPLE'S UNITED FINANCIAL, INC. | PBCT | 712704105 | 16-Dec-2021 | Annual | 6 | Election of Director: John K. Dwight | Management | F | 22-Nov-2021 | F | REDWOOD SMART FD |
| PEOPLE'S UNITED FINANCIAL, INC. | PBCT | 712704105 | 16-Dec-2021 | Annual | 7 | Election of Director: Jerry Franklin | Management | F | 22-Nov-2021 | F | REDWOOD SMART FD |
| PEOPLE'S UNITED FINANCIAL, INC. | PBCT | 712704105 | 16-Dec-2021 | Annual | 8 | Election of Director: Janet M. Hansen | Management | F | 22-Nov-2021 | F | REDWOOD SMART FD |
| PEOPLE'S UNITED FINANCIAL, INC. | PBCT | 712704105 | 16-Dec-2021 | Annual | 9 | Election of Director: Nancy McAllister | Management | F | 22-Nov-2021 | F | REDWOOD SMART FD |
| PEOPLE'S UNITED FINANCIAL, INC. | PBCT | 712704105 | 16-Dec-2021 | Annual | 10 | Election of Director: Mark W. Richards | Management | F | 22-Nov-2021 | F | REDWOOD SMART FD |
| PEOPLE'S UNITED FINANCIAL, INC. | PBCT | 712704105 | 16-Dec-2021 | Annual | 11 | Election of Director: Kirk W. Walters | Management | F | 22-Nov-2021 | F | REDWOOD SMART FD |
| PEOPLE'S UNITED FINANCIAL, INC. | PBCT | 712704105 | 16-Dec-2021 | Annual | 12 | Approve the advisory (non-binding) resolution relating to the compensation of the named executive officers as disclosed in the proxy statement. | Management | F | 22-Nov-2021 | F | REDWOOD SMART FD |
| PEOPLE'S UNITED FINANCIAL, INC. | PBCT | 712704105 | 16-Dec-2021 | Annual | 13 | Ratify KPMG LLP as our independent registered public accounting firm for 2021. | Management | F | 22-Nov-2021 | F | REDWOOD SMART FD |
| VISA INC. | V | 92826C839 | 25-Jan-2022 | Annual | 1 | Election of Director: Lloyd A. Carney | Management | F | 06-Dec-2021 | F | REDWOOD SMART FD |
| VISA INC. | V | 92826C839 | 25-Jan-2022 | Annual | 2 | Election of Director: Mary B. Cranston | Management | F | 06-Dec-2021 | F | REDWOOD SMART FD |
| VISA INC. | V | 92826C839 | 25-Jan-2022 | Annual | 3 | Election of Director: Francisco Javier Fernández-Carbajal | Management | F | 06-Dec-2021 | F | REDWOOD SMART FD |
| VISA INC. | V | 92826C839 | 25-Jan-2022 | Annual | 4 | Election of Director: Alfred F. Kelly, Jr. | Management | F | 06-Dec-2021 | F | REDWOOD SMART FD |
| VISA INC. | V | 92826C839 | 25-Jan-2022 | Annual | 5 | Election of Director: Ramon Laguarta | Management | F | 06-Dec-2021 | F | REDWOOD SMART FD |
| VISA INC. | V | 92826C839 | 25-Jan-2022 | Annual | 6 | Election of Director: John F. Lundgren | Management | F | 06-Dec-2021 | F | REDWOOD SMART FD |
| VISA INC. | V | 92826C839 | 25-Jan-2022 | Annual | 7 | Election of Director: Robert W. Matschullat | Management | F | 06-Dec-2021 | F | REDWOOD SMART FD |
| VISA INC. | V | 92826C839 | 25-Jan-2022 | Annual | 8 | Election of Director: Denise M. Morrison | Management | F | 06-Dec-2021 | F | REDWOOD SMART FD |
| VISA INC. | V | 92826C839 | 25-Jan-2022 | Annual | 9 | Election of Director: Linda J. Rendle | Management | F | 06-Dec-2021 | F | REDWOOD SMART FD |
| VISA INC. | V | 92826C839 | 25-Jan-2022 | Annual | 10 | Election of Director: Maynard G. Webb, Jr. | Management | F | 06-Dec-2021 | F | REDWOOD SMART FD |
| VISA INC. | V | 92826C839 | 25-Jan-2022 | Annual | 11 | To approve, on an advisory basis, the compensation paid to our named executive officers. | Management | F | 06-Dec-2021 | F | REDWOOD SMART FD |
| VISA INC. | V | 92826C839 | 25-Jan-2022 | Annual | 12 | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for fiscal year 2022. | Management | F | 06-Dec-2021 | F | REDWOOD SMART FD |
| WALGREENS BOOTS ALLIANCE, INC. | WBA | 931427108 | 27-Jan-2022 | Annual | 1 | Election of Director: Janice M. Babiak | Management | F | 10-Dec-2021 | F | REDWOOD SMART FD |
| WALGREENS BOOTS ALLIANCE, INC. | WBA | 931427108 | 27-Jan-2022 | Annual | 2 | Election of Director: David J. Brailer | Management | F | 10-Dec-2021 | F | REDWOOD SMART FD |
| WALGREENS BOOTS ALLIANCE, INC. | WBA | 931427108 | 27-Jan-2022 | Annual | 3 | Election of Director: Rosalind G. Brewer | Management | F | 10-Dec-2021 | F | REDWOOD SMART FD |
| WALGREENS BOOTS ALLIANCE, INC. | WBA | 931427108 | 27-Jan-2022 | Annual | 4 | Election of Director: William C. Foote | Management | F | 10-Dec-2021 | F | REDWOOD SMART FD |
| WALGREENS BOOTS ALLIANCE, INC. | WBA | 931427108 | 27-Jan-2022 | Annual | 5 | Election of Director: Ginger L. Graham | Management | F | 10-Dec-2021 | F | REDWOOD SMART FD |
| WALGREENS BOOTS ALLIANCE, INC. | WBA | 931427108 | 27-Jan-2022 | Annual | 6 | Election of Director: Valerie B. Jarrett | Management | F | 10-Dec-2021 | F | REDWOOD SMART FD |
| WALGREENS BOOTS ALLIANCE, INC. | WBA | 931427108 | 27-Jan-2022 | Annual | 7 | Election of Director: John A. Lederer | Management | F | 10-Dec-2021 | F | REDWOOD SMART FD |
| WALGREENS BOOTS ALLIANCE, INC. | WBA | 931427108 | 27-Jan-2022 | Annual | 8 | Election of Director: Dominic P. Murphy | Management | F | 10-Dec-2021 | F | REDWOOD SMART FD |
| WALGREENS BOOTS ALLIANCE, INC. | WBA | 931427108 | 27-Jan-2022 | Annual | 9 | Election of Director: Stefano Pessina | Management | F | 10-Dec-2021 | F | REDWOOD SMART FD |
| WALGREENS BOOTS ALLIANCE, INC. | WBA | 931427108 | 27-Jan-2022 | Annual | 10 | Election of Director: Nancy M. Schlichting | Management | F | 10-Dec-2021 | F | REDWOOD SMART FD |
| WALGREENS BOOTS ALLIANCE, INC. | WBA | 931427108 | 27-Jan-2022 | Annual | 11 | Advisory vote to approve named executive officer compensation. | Management | F | 10-Dec-2021 | F | REDWOOD SMART FD |
| WALGREENS BOOTS ALLIANCE, INC. | WBA | 931427108 | 27-Jan-2022 | Annual | 12 | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for fiscal year 2022. | Management | F | 10-Dec-2021 | F | REDWOOD SMART FD |
| WALGREENS BOOTS ALLIANCE, INC. | WBA | 931427108 | 27-Jan-2022 | Annual | 13 | Stockholder proposal requesting conversion to a Public Benefit Corporation. | Shareholder | N | 10-Dec-2021 | N | REDWOOD SMART FD |
| WALGREENS BOOTS ALLIANCE, INC. | WBA | 931427108 | 27-Jan-2022 | Annual | 14 | Stockholder proposal to reduce the ownership threshold for calling special meetings of stockholders. | Shareholder | N | 10-Dec-2021 | N | REDWOOD SMART FD |
| WALGREENS BOOTS ALLIANCE, INC. | WBA | 931427108 | 27-Jan-2022 | Annual | 15 | Stockholder proposal requesting report on public health costs due to tobacco product sales and the impact on overall market returns. | Shareholder | N | 10-Dec-2021 | N | REDWOOD SMART FD |
| APPLE INC. | AAPL | 037833100 | 04-Mar-2022 | Annual | 1 | Election of Director: James Bell | Management | F | 11-Jan-2022 | F | REDWOOD SMART FD |
| APPLE INC. | AAPL | 037833100 | 04-Mar-2022 | Annual | 2 | Election of Director: Tim Cook | Management | F | 11-Jan-2022 | F | REDWOOD SMART FD |
| APPLE INC. | AAPL | 037833100 | 04-Mar-2022 | Annual | 3 | Election of Director: Al Gore | Management | F | 11-Jan-2022 | F | REDWOOD SMART FD |
| APPLE INC. | AAPL | 037833100 | 04-Mar-2022 | Annual | 4 | Election of Director: Alex Gorsky | Management | F | 11-Jan-2022 | F | REDWOOD SMART FD |
| APPLE INC. | AAPL | 037833100 | 04-Mar-2022 | Annual | 5 | Election of Director: Andrea Jung | Management | F | 11-Jan-2022 | F | REDWOOD SMART FD |
| APPLE INC. | AAPL | 037833100 | 04-Mar-2022 | Annual | 6 | Election of Director: Art Levinson | Management | F | 11-Jan-2022 | F | REDWOOD SMART FD |
| APPLE INC. | AAPL | 037833100 | 04-Mar-2022 | Annual | 7 | Election of Director: Monica Lozano | Management | F | 11-Jan-2022 | F | REDWOOD SMART FD |
| APPLE INC. | AAPL | 037833100 | 04-Mar-2022 | Annual | 8 | Election of Director: Ron Sugar | Management | F | 11-Jan-2022 | F | REDWOOD SMART FD |
| APPLE INC. | AAPL | 037833100 | 04-Mar-2022 | Annual | 9 | Election of Director: Sue Wagner | Management | F | 11-Jan-2022 | F | REDWOOD SMART FD |
| APPLE INC. | AAPL | 037833100 | 04-Mar-2022 | Annual | 10 | Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for fiscal 2022. | Management | F | 11-Jan-2022 | F | REDWOOD SMART FD |
| APPLE INC. | AAPL | 037833100 | 04-Mar-2022 | Annual | 11 | Advisory vote to approve executive compensation. | Management | F | 11-Jan-2022 | F | REDWOOD SMART FD |
| APPLE INC. | AAPL | 037833100 | 04-Mar-2022 | Annual | 12 | Approval of the Apple Inc. 2022 Employee Stock Plan. | Management | F | 11-Jan-2022 | F | REDWOOD SMART FD |
| APPLE INC. | AAPL | 037833100 | 04-Mar-2022 | Annual | 13 | A shareholder proposal entitled "Reincorporate with Deeper Purpose". | Shareholder | N | 11-Jan-2022 | N | REDWOOD SMART FD |
| APPLE INC. | AAPL | 037833100 | 04-Mar-2022 | Annual | 14 | A shareholder proposal entitled "Transparency Reports". | Shareholder | N | 11-Jan-2022 | N | REDWOOD SMART FD |
| APPLE INC. | AAPL | 037833100 | 04-Mar-2022 | Annual | 15 | A shareholder proposal entitled "Report on Forced Labor". | Shareholder | N | 11-Jan-2022 | N | REDWOOD SMART FD |
| APPLE INC. | AAPL | 037833100 | 04-Mar-2022 | Annual | 16 | A shareholder proposal entitled "Pay Equity". | Shareholder | N | 11-Jan-2022 | N | REDWOOD SMART FD |
| APPLE INC. | AAPL | 037833100 | 04-Mar-2022 | Annual | 17 | A shareholder proposal entitled "Civil Rights Audit". | Shareholder | N | 11-Jan-2022 | N | REDWOOD SMART FD |
| APPLE INC. | AAPL | 037833100 | 04-Mar-2022 | Annual | 18 | A shareholder proposal entitled "Report on Concealment Clauses". | Shareholder | N | 11-Jan-2022 | N | REDWOOD SMART FD |
| THE WALT DISNEY COMPANY | DIS | 254687106 | 09-Mar-2022 | Annual | 1 | Election of Director: Susan E. Arnold | Management | F | 21-Jan-2022 | F | REDWOOD SMART FD |
| THE WALT DISNEY COMPANY | DIS | 254687106 | 09-Mar-2022 | Annual | 2 | Election of Director: Mary T. Barra | Management | F | 21-Jan-2022 | F | REDWOOD SMART FD |
| THE WALT DISNEY COMPANY | DIS | 254687106 | 09-Mar-2022 | Annual | 3 | Election of Director: Safra A. Catz | Management | F | 21-Jan-2022 | F | REDWOOD SMART FD |
| THE WALT DISNEY COMPANY | DIS | 254687106 | 09-Mar-2022 | Annual | 4 | Election of Director: Amy L. Chang | Management | F | 21-Jan-2022 | F | REDWOOD SMART FD |
| THE WALT DISNEY COMPANY | DIS | 254687106 | 09-Mar-2022 | Annual | 5 | Election of Director: Robert A. Chapek | Management | F | 21-Jan-2022 | F | REDWOOD SMART FD |
| THE WALT DISNEY COMPANY | DIS | 254687106 | 09-Mar-2022 | Annual | 6 | Election of Director: Francis A. deSouza | Management | F | 21-Jan-2022 | F | REDWOOD SMART FD |
| THE WALT DISNEY COMPANY | DIS | 254687106 | 09-Mar-2022 | Annual | 7 | Election of Director: Michael B.G. Froman | Management | F | 21-Jan-2022 | F | REDWOOD SMART FD |
| THE WALT DISNEY COMPANY | DIS | 254687106 | 09-Mar-2022 | Annual | 8 | Election of Director: Maria Elena Lagomasino | Management | F | 21-Jan-2022 | F | REDWOOD SMART FD |
| THE WALT DISNEY COMPANY | DIS | 254687106 | 09-Mar-2022 | Annual | 9 | Election of Director: Calvin R. McDonald | Management | F | 21-Jan-2022 | F | REDWOOD SMART FD |
| THE WALT DISNEY COMPANY | DIS | 254687106 | 09-Mar-2022 | Annual | 10 | Election of Director: Mark G. Parker | Management | F | 21-Jan-2022 | F | REDWOOD SMART FD |
| THE WALT DISNEY COMPANY | DIS | 254687106 | 09-Mar-2022 | Annual | 11 | Election of Director: Derica W. Rice | Management | F | 21-Jan-2022 | F | REDWOOD SMART FD |
| THE WALT DISNEY COMPANY | DIS | 254687106 | 09-Mar-2022 | Annual | 12 | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accountants for fiscal 2022. | Management | F | 21-Jan-2022 | F | REDWOOD SMART FD |
| THE WALT DISNEY COMPANY | DIS | 254687106 | 09-Mar-2022 | Annual | 13 | Consideration of an advisory vote to approve executive compensation. | Management | F | 21-Jan-2022 | F | REDWOOD SMART FD |
| THE WALT DISNEY COMPANY | DIS | 254687106 | 09-Mar-2022 | Annual | 14 | Shareholder proposal, if properly presented at the meeting, requesting an annual report disclosing information regarding lobbying policies and activities. | Shareholder | N | 21-Jan-2022 | N | REDWOOD SMART FD |
| THE WALT DISNEY COMPANY | DIS | 254687106 | 09-Mar-2022 | Annual | 15 | Shareholder proposal, if properly presented at the meeting, requesting amendment of the Company's governing documents to lower the stock ownership threshold to call a special meeting of shareholders. | Shareholder | N | 21-Jan-2022 | N | REDWOOD SMART FD |
| THE WALT DISNEY COMPANY | DIS | 254687106 | 09-Mar-2022 | Annual | 16 | Shareholder proposal, if properly presented at the meeting, requesting a diligence report evaluating human rights impacts. | Shareholder | N | 21-Jan-2022 | N | REDWOOD SMART FD |
| THE WALT DISNEY COMPANY | DIS | 254687106 | 09-Mar-2022 | Annual | 17 | Shareholder proposal, if properly presented at the meeting, requesting a report on both median and adjusted pay gaps across race and gender. | Shareholder | N | 21-Jan-2022 | N | REDWOOD SMART FD |
| THE WALT DISNEY COMPANY | DIS | 254687106 | 09-Mar-2022 | Annual | 18 | Shareholder proposal, if properly presented at the meeting, requesting a workplace non-discrimination audit and report. | Shareholder | N | 21-Jan-2022 | N | REDWOOD SMART FD |
| QUALCOMM INCORPORATED | QCOM | 747525103 | 09-Mar-2022 | Annual | 1 | Election of Director: Sylvia Acevedo | Management | F | 21-Jan-2022 | F | REDWOOD SMART FD |
| QUALCOMM INCORPORATED | QCOM | 747525103 | 09-Mar-2022 | Annual | 2 | Election of Director: Cristiano R. Amon | Management | F | 21-Jan-2022 | F | REDWOOD SMART FD |
| QUALCOMM INCORPORATED | QCOM | 747525103 | 09-Mar-2022 | Annual | 3 | Election of Director: Mark Fields | Management | F | 21-Jan-2022 | F | REDWOOD SMART FD |
| QUALCOMM INCORPORATED | QCOM | 747525103 | 09-Mar-2022 | Annual | 4 | Election of Director: Jeffrey W. Henderson | Management | F | 21-Jan-2022 | F | REDWOOD SMART FD |
| QUALCOMM INCORPORATED | QCOM | 747525103 | 09-Mar-2022 | Annual | 5 | Election of Director: Gregory N. Johnson | Management | F | 21-Jan-2022 | F | REDWOOD SMART FD |
| QUALCOMM INCORPORATED | QCOM | 747525103 | 09-Mar-2022 | Annual | 6 | Election of Director: Ann M. Livermore | Management | F | 21-Jan-2022 | F | REDWOOD SMART FD |
| QUALCOMM INCORPORATED | QCOM | 747525103 | 09-Mar-2022 | Annual | 7 | Election of Director: Mark D. McLaughlin | Management | F | 21-Jan-2022 | F | REDWOOD SMART FD |
| QUALCOMM INCORPORATED | QCOM | 747525103 | 09-Mar-2022 | Annual | 8 | Election of Director: Jamie S. Miller | Management | F | 21-Jan-2022 | F | REDWOOD SMART FD |
| QUALCOMM INCORPORATED | QCOM | 747525103 | 09-Mar-2022 | Annual | 9 | Election of Director: Irene B. Rosenfeld | Management | F | 21-Jan-2022 | F | REDWOOD SMART FD |
| QUALCOMM INCORPORATED | QCOM | 747525103 | 09-Mar-2022 | Annual | 10 | Election of Director: Kornelis (Neil) Smit | Management | F | 21-Jan-2022 | F | REDWOOD SMART FD |
| QUALCOMM INCORPORATED | QCOM | 747525103 | 09-Mar-2022 | Annual | 11 | Election of Director: Jean-Pascal Tricoire | Management | F | 21-Jan-2022 | F | REDWOOD SMART FD |
| QUALCOMM INCORPORATED | QCOM | 747525103 | 09-Mar-2022 | Annual | 12 | Election of Director: Anthony J. Vinciquerra | Management | F | 21-Jan-2022 | F | REDWOOD SMART FD |
| QUALCOMM INCORPORATED | QCOM | 747525103 | 09-Mar-2022 | Annual | 13 | Ratification of the selection of PricewaterhouseCoopers LLP as our independent public accountants for our fiscal year ending September 25, 2022. | Management | F | 21-Jan-2022 | F | REDWOOD SMART FD |
| QUALCOMM INCORPORATED | QCOM | 747525103 | 09-Mar-2022 | Annual | 14 | Advisory vote to approve the compensation of our Named Executive Officers. | Management | F | 21-Jan-2022 | F | REDWOOD SMART FD |
| ADOBE INC. | ADBE | 00724F101 | 14-Apr-2022 | Annual | 1 | Election of Director to serve for a one-year term: Amy Banse | Management | F | 07-Mar-2022 | F | REDWOOD SMART FD |
| ADOBE INC. | ADBE | 00724F101 | 14-Apr-2022 | Annual | 2 | Election of Director to serve for a one-year term: Brett Biggs | Management | F | 07-Mar-2022 | F | REDWOOD SMART FD |
| ADOBE INC. | ADBE | 00724F101 | 14-Apr-2022 | Annual | 3 | Election of Director to serve for a one-year term: Melanie Boulden | Management | F | 07-Mar-2022 | F | REDWOOD SMART FD |
| ADOBE INC. | ADBE | 00724F101 | 14-Apr-2022 | Annual | 4 | Election of Director to serve for a one-year term: Frank Calderoni | Management | F | 07-Mar-2022 | F | REDWOOD SMART FD |
| ADOBE INC. | ADBE | 00724F101 | 14-Apr-2022 | Annual | 5 | Election of Director to serve for a one-year term: Laura Desmond | Management | F | 07-Mar-2022 | F | REDWOOD SMART FD |
| ADOBE INC. | ADBE | 00724F101 | 14-Apr-2022 | Annual | 6 | Election of Director to serve for a one-year term: Shantanu Narayen | Management | F | 07-Mar-2022 | F | REDWOOD SMART FD |
| ADOBE INC. | ADBE | 00724F101 | 14-Apr-2022 | Annual | 7 | Election of Director to serve for a one-year term: Spencer Neumann | Management | F | 07-Mar-2022 | F | REDWOOD SMART FD |
| ADOBE INC. | ADBE | 00724F101 | 14-Apr-2022 | Annual | 8 | Election of Director to serve for a one-year term: Kathleen Oberg | Management | F | 07-Mar-2022 | F | REDWOOD SMART FD |
| ADOBE INC. | ADBE | 00724F101 | 14-Apr-2022 | Annual | 9 | Election of Director to serve for a one-year term: Dheeraj Pandey | Management | F | 07-Mar-2022 | F | REDWOOD SMART FD |
| ADOBE INC. | ADBE | 00724F101 | 14-Apr-2022 | Annual | 10 | Election of Director to serve for a one-year term: David Ricks | Management | F | 07-Mar-2022 | F | REDWOOD SMART FD |
| ADOBE INC. | ADBE | 00724F101 | 14-Apr-2022 | Annual | 11 | Election of Director to serve for a one-year term: Daniel Rosensweig | Management | F | 07-Mar-2022 | F | REDWOOD SMART FD |
| ADOBE INC. | ADBE | 00724F101 | 14-Apr-2022 | Annual | 12 | Election of Director to serve for a one-year term: John Warnock | Management | F | 07-Mar-2022 | F | REDWOOD SMART FD |
| ADOBE INC. | ADBE | 00724F101 | 14-Apr-2022 | Annual | 13 | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending on December 2, 2022. | Management | F | 07-Mar-2022 | F | REDWOOD SMART FD |
| ADOBE INC. | ADBE | 00724F101 | 14-Apr-2022 | Annual | 14 | Approve, on an advisory basis, the compensation of our named executive officers. | Management | F | 07-Mar-2022 | F | REDWOOD SMART FD |
| DOW INC. | DOW | 260557103 | 14-Apr-2022 | Annual | 1 | Election of Director: Samuel R. Allen | Management | F | 06-Mar-2022 | F | REDWOOD SMART FD |
| DOW INC. | DOW | 260557103 | 14-Apr-2022 | Annual | 2 | Election of Director: Gaurdie Banister Jr. | Management | F | 06-Mar-2022 | F | REDWOOD SMART FD |
| DOW INC. | DOW | 260557103 | 14-Apr-2022 | Annual | 3 | Election of Director: Wesley G. Bush | Management | F | 06-Mar-2022 | F | REDWOOD SMART FD |
| DOW INC. | DOW | 260557103 | 14-Apr-2022 | Annual | 4 | Election of Director: Richard K. Davis | Management | F | 06-Mar-2022 | F | REDWOOD SMART FD |
| DOW INC. | DOW | 260557103 | 14-Apr-2022 | Annual | 5 | Election of Director: Jerri DeVard | Management | F | 06-Mar-2022 | F | REDWOOD SMART FD |
| DOW INC. | DOW | 260557103 | 14-Apr-2022 | Annual | 6 | Election of Director: Debra L. Dial | Management | F | 06-Mar-2022 | F | REDWOOD SMART FD |
| DOW INC. | DOW | 260557103 | 14-Apr-2022 | Annual | 7 | Election of Director: Jeff M. Fettig | Management | F | 06-Mar-2022 | F | REDWOOD SMART FD |
| DOW INC. | DOW | 260557103 | 14-Apr-2022 | Annual | 8 | Election of Director: Jim Fitterling | Management | F | 06-Mar-2022 | F | REDWOOD SMART FD |
| DOW INC. | DOW | 260557103 | 14-Apr-2022 | Annual | 9 | Election of Director: Jacqueline C. Hinman | Management | F | 06-Mar-2022 | F | REDWOOD SMART FD |
| DOW INC. | DOW | 260557103 | 14-Apr-2022 | Annual | 10 | Election of Director: Luis Alberto Moreno | Management | F | 06-Mar-2022 | F | REDWOOD SMART FD |
| DOW INC. | DOW | 260557103 | 14-Apr-2022 | Annual | 11 | Election of Director: Jill S. Wyant | Management | F | 06-Mar-2022 | F | REDWOOD SMART FD |
| DOW INC. | DOW | 260557103 | 14-Apr-2022 | Annual | 12 | Election of Director: Daniel W. Yohannes | Management | F | 06-Mar-2022 | F | REDWOOD SMART FD |
| DOW INC. | DOW | 260557103 | 14-Apr-2022 | Annual | 13 | Advisory Resolution to Approve Executive Compensation. | Management | F | 06-Mar-2022 | F | REDWOOD SMART FD |
| DOW INC. | DOW | 260557103 | 14-Apr-2022 | Annual | 14 | Ratification of the Appointment of Deloitte & Touche LLP as the Company's Independent Registered Public Accounting Firm for 2022. | Management | F | 06-Mar-2022 | F | REDWOOD SMART FD |
| DOW INC. | DOW | 260557103 | 14-Apr-2022 | Annual | 15 | Stockholder Proposal - Independent Board Chairman. | Shareholder | N | 06-Mar-2022 | N | REDWOOD SMART FD |
| NEWMONT CORPORATION | NEM | 651639106 | 21-Apr-2022 | Annual | 1 | Election of Director: Patrick Awuah. (Please note that an Against vote is treated as a Withhold) | Management | F | 12-Mar-2022 | F | REDWOOD SMART FD |
| NEWMONT CORPORATION | NEM | 651639106 | 21-Apr-2022 | Annual | 2 | Election of Director: Gregory Boyce. (Please note that an Against vote is treated as a Withhold) | Management | F | 12-Mar-2022 | F | REDWOOD SMART FD |
| NEWMONT CORPORATION | NEM | 651639106 | 21-Apr-2022 | Annual | 3 | Election of Director: Bruce Brook. (Please note that an Against vote is treated as a Withhold) | Management | F | 12-Mar-2022 | F | REDWOOD SMART FD |
| NEWMONT CORPORATION | NEM | 651639106 | 21-Apr-2022 | Annual | 4 | Election of Director: Maura Clark. (Please note that an Against vote is treated as a Withhold) | Management | F | 12-Mar-2022 | F | REDWOOD SMART FD |
| NEWMONT CORPORATION | NEM | 651639106 | 21-Apr-2022 | Annual | 5 | Election of Director: Emma FitzGerald. (Please note that an Against vote is treated as a Withhold) | Management | F | 12-Mar-2022 | F | REDWOOD SMART FD |
| NEWMONT CORPORATION | NEM | 651639106 | 21-Apr-2022 | Annual | 6 | Election of Director: Mary Laschinger. (Please note that an Against vote is treated as a Withhold) | Management | F | 12-Mar-2022 | F | REDWOOD SMART FD |
| NEWMONT CORPORATION | NEM | 651639106 | 21-Apr-2022 | Annual | 7 | Election of Director: José Manuel Madero. (Please note that an Against vote is treated as a Withhold) | Management | F | 12-Mar-2022 | F | REDWOOD SMART FD |
| NEWMONT CORPORATION | NEM | 651639106 | 21-Apr-2022 | Annual | 8 | Election of Director: René Médori. (Please note that an Against vote is treated as a Withhold) | Management | F | 12-Mar-2022 | F | REDWOOD SMART FD |
| NEWMONT CORPORATION | NEM | 651639106 | 21-Apr-2022 | Annual | 9 | Election of Director: Jane Nelson. (Please note that an Against vote is treated as a Withhold) | Management | F | 12-Mar-2022 | F | REDWOOD SMART FD |
| NEWMONT CORPORATION | NEM | 651639106 | 21-Apr-2022 | Annual | 10 | Election of Director: Thomas Palmer. (Please note that an Against vote is treated as a Withhold) | Management | F | 12-Mar-2022 | F | REDWOOD SMART FD |
| NEWMONT CORPORATION | NEM | 651639106 | 21-Apr-2022 | Annual | 11 | Election of Director: Julio Quintana. (Please note that an Against vote is treated as a Withhold) | Management | F | 12-Mar-2022 | F | REDWOOD SMART FD |
| NEWMONT CORPORATION | NEM | 651639106 | 21-Apr-2022 | Annual | 12 | Election of Director: Susan Story. (Please note that an Against vote is treated as a Withhold) | Management | F | 12-Mar-2022 | F | REDWOOD SMART FD |
| NEWMONT CORPORATION | NEM | 651639106 | 21-Apr-2022 | Annual | 13 | Approve, on an Advisory Basis, Named Executive Officer Compensation. | Management | F | 12-Mar-2022 | F | REDWOOD SMART FD |
| NEWMONT CORPORATION | NEM | 651639106 | 21-Apr-2022 | Annual | 14 | Ratify Appointment of Independent Registered Public Accounting Firm for 2022. | Management | F | 12-Mar-2022 | F | REDWOOD SMART FD |
| HANESBRANDS INC. | HBI | 410345102 | 26-Apr-2022 | Annual | 1 | Election of Director: Cheryl K. Beebe | Management | F | 16-Mar-2022 | F | REDWOOD SMART FD |
| HANESBRANDS INC. | HBI | 410345102 | 26-Apr-2022 | Annual | 2 | Election of Director: Stephen B. Bratspies | Management | F | 16-Mar-2022 | F | REDWOOD SMART FD |
| HANESBRANDS INC. | HBI | 410345102 | 26-Apr-2022 | Annual | 3 | Election of Director: Geralyn R. Breig | Management | F | 16-Mar-2022 | F | REDWOOD SMART FD |
| HANESBRANDS INC. | HBI | 410345102 | 26-Apr-2022 | Annual | 4 | Election of Director: Bobby J. Griffin | Management | F | 16-Mar-2022 | F | REDWOOD SMART FD |
| HANESBRANDS INC. | HBI | 410345102 | 26-Apr-2022 | Annual | 5 | Election of Director: James C. Johnson | Management | F | 16-Mar-2022 | F | REDWOOD SMART FD |
| HANESBRANDS INC. | HBI | 410345102 | 26-Apr-2022 | Annual | 6 | Election of Director: Franck J. Moison | Management | F | 16-Mar-2022 | F | REDWOOD SMART FD |
| HANESBRANDS INC. | HBI | 410345102 | 26-Apr-2022 | Annual | 7 | Election of Director: Robert F. Moran | Management | F | 16-Mar-2022 | F | REDWOOD SMART FD |
| HANESBRANDS INC. | HBI | 410345102 | 26-Apr-2022 | Annual | 8 | Election of Director: Ronald L. Nelson | Management | F | 16-Mar-2022 | F | REDWOOD SMART FD |
| HANESBRANDS INC. | HBI | 410345102 | 26-Apr-2022 | Annual | 9 | Election of Director: William S. Simon | Management | F | 16-Mar-2022 | F | REDWOOD SMART FD |
| HANESBRANDS INC. | HBI | 410345102 | 26-Apr-2022 | Annual | 10 | Election of Director: Ann E. Ziegler | Management | F | 16-Mar-2022 | F | REDWOOD SMART FD |
| HANESBRANDS INC. | HBI | 410345102 | 26-Apr-2022 | Annual | 11 | To ratify the appointment of PricewaterhouseCoopers LLP as Hanesbrands' independent registered public accounting firm for Hanesbrands' 2022 fiscal year. | Management | F | 16-Mar-2022 | F | REDWOOD SMART FD |
| HANESBRANDS INC. | HBI | 410345102 | 26-Apr-2022 | Annual | 12 | To approve, on an advisory basis, named executive officer compensation as described in the proxy statement for the Annual Meeting. | Management | F | 16-Mar-2022 | F | REDWOOD SMART FD |
| DUKE ENERGY CORPORATION | DUK | 26441C204 | 05-May-2022 | Annual | 1 | DIRECTOR | Management | F | 22-Mar-2022 | F | REDWOOD SMART FD |
| DUKE ENERGY CORPORATION | DUK | 26441C204 | 05-May-2022 | Annual | 1 | DIRECTOR | Management | F | 22-Mar-2022 | F | REDWOOD SMART FD |
| DUKE ENERGY CORPORATION | DUK | 26441C204 | 05-May-2022 | Annual | 1 | DIRECTOR | Management | F | 22-Mar-2022 | F | REDWOOD SMART FD |
| DUKE ENERGY CORPORATION | DUK | 26441C204 | 05-May-2022 | Annual | 1 | DIRECTOR | Management | F | 22-Mar-2022 | F | REDWOOD SMART FD |
| DUKE ENERGY CORPORATION | DUK | 26441C204 | 05-May-2022 | Annual | 1 | DIRECTOR | Management | F | 22-Mar-2022 | F | REDWOOD SMART FD |
| DUKE ENERGY CORPORATION | DUK | 26441C204 | 05-May-2022 | Annual | 1 | DIRECTOR | Management | F | 22-Mar-2022 | F | REDWOOD SMART FD |
| DUKE ENERGY CORPORATION | DUK | 26441C204 | 05-May-2022 | Annual | 1 | DIRECTOR | Management | F | 22-Mar-2022 | F | REDWOOD SMART FD |
| DUKE ENERGY CORPORATION | DUK | 26441C204 | 05-May-2022 | Annual | 1 | DIRECTOR | Management | F | 22-Mar-2022 | F | REDWOOD SMART FD |
| DUKE ENERGY CORPORATION | DUK | 26441C204 | 05-May-2022 | Annual | 1 | DIRECTOR | Management | F | 22-Mar-2022 | F | REDWOOD SMART FD |
| DUKE ENERGY CORPORATION | DUK | 26441C204 | 05-May-2022 | Annual | 1 | DIRECTOR | Management | F | 22-Mar-2022 | F | REDWOOD SMART FD |
| DUKE ENERGY CORPORATION | DUK | 26441C204 | 05-May-2022 | Annual | 1 | DIRECTOR | Management | F | 22-Mar-2022 | F | REDWOOD SMART FD |
| DUKE ENERGY CORPORATION | DUK | 26441C204 | 05-May-2022 | Annual | 1 | DIRECTOR | Management | F | 22-Mar-2022 | F | REDWOOD SMART FD |
| DUKE ENERGY CORPORATION | DUK | 26441C204 | 05-May-2022 | Annual | 1 | DIRECTOR | Management | F | 22-Mar-2022 | F | REDWOOD SMART FD |
| DUKE ENERGY CORPORATION | DUK | 26441C204 | 05-May-2022 | Annual | 1 | DIRECTOR | Management | F | 22-Mar-2022 | F | REDWOOD SMART FD |
| DUKE ENERGY CORPORATION | DUK | 26441C204 | 05-May-2022 | Annual | 2 | Ratification of Deloitte & Touche LLP as Duke Energy's independent registered public accounting firm for 2022 | Management | F | 22-Mar-2022 | F | REDWOOD SMART FD |
| DUKE ENERGY CORPORATION | DUK | 26441C204 | 05-May-2022 | Annual | 3 | Advisory vote to approve Duke Energy's named executive officer compensation | Management | F | 22-Mar-2022 | F | REDWOOD SMART FD |
| DUKE ENERGY CORPORATION | DUK | 26441C204 | 05-May-2022 | Annual | 4 | Shareholder proposal regarding shareholder right to call for a special shareholder meeting | Shareholder | N | 22-Mar-2022 | N | REDWOOD SMART FD |
| THE KRAFT HEINZ COMPANY | KHC | 500754106 | 05-May-2022 | Annual | 1 | Election of Director: Gregory E. Abel | Management | F | 28-Mar-2022 | F | REDWOOD SMART FD |
| THE KRAFT HEINZ COMPANY | KHC | 500754106 | 05-May-2022 | Annual | 2 | Election of Director: John T. Cahill | Management | F | 28-Mar-2022 | F | REDWOOD SMART FD |
| THE KRAFT HEINZ COMPANY | KHC | 500754106 | 05-May-2022 | Annual | 3 | Election of Director: João M. Castro-Neves | Management | F | 28-Mar-2022 | F | REDWOOD SMART FD |
| THE KRAFT HEINZ COMPANY | KHC | 500754106 | 05-May-2022 | Annual | 4 | Election of Director: Lori Dickerson Fouché | Management | F | 28-Mar-2022 | F | REDWOOD SMART FD |
| THE KRAFT HEINZ COMPANY | KHC | 500754106 | 05-May-2022 | Annual | 5 | Election of Director: Timothy Kenesey | Management | F | 28-Mar-2022 | F | REDWOOD SMART FD |
| THE KRAFT HEINZ COMPANY | KHC | 500754106 | 05-May-2022 | Annual | 6 | Election of Director: Alicia Knapp | Management | F | 28-Mar-2022 | F | REDWOOD SMART FD |
| THE KRAFT HEINZ COMPANY | KHC | 500754106 | 05-May-2022 | Annual | 7 | Election of Director: Elio Leoni Sceti | Management | F | 28-Mar-2022 | F | REDWOOD SMART FD |
| THE KRAFT HEINZ COMPANY | KHC | 500754106 | 05-May-2022 | Annual | 8 | Election of Director: Susan Mulder | Management | F | 28-Mar-2022 | F | REDWOOD SMART FD |
| THE KRAFT HEINZ COMPANY | KHC | 500754106 | 05-May-2022 | Annual | 9 | Election of Director: James Park | Management | F | 28-Mar-2022 | F | REDWOOD SMART FD |
| THE KRAFT HEINZ COMPANY | KHC | 500754106 | 05-May-2022 | Annual | 10 | Election of Director: Miguel Patricio | Management | F | 28-Mar-2022 | F | REDWOOD SMART FD |
| THE KRAFT HEINZ COMPANY | KHC | 500754106 | 05-May-2022 | Annual | 11 | Election of Director: John C. Pope | Management | F | 28-Mar-2022 | F | REDWOOD SMART FD |
| THE KRAFT HEINZ COMPANY | KHC | 500754106 | 05-May-2022 | Annual | 12 | Advisory vote to approve executive compensation. | Management | F | 28-Mar-2022 | F | REDWOOD SMART FD |
| THE KRAFT HEINZ COMPANY | KHC | 500754106 | 05-May-2022 | Annual | 13 | Advisory vote on the frequency of holding an advisory vote to approve executive compensation. | Management | 1 | 28-Mar-2022 | 1 | REDWOOD SMART FD |
| THE KRAFT HEINZ COMPANY | KHC | 500754106 | 05-May-2022 | Annual | 14 | Ratification of the selection of PricewaterhouseCoopers LLP as our independent auditors for 2022. | Management | F | 28-Mar-2022 | F | REDWOOD SMART FD |
| THE KRAFT HEINZ COMPANY | KHC | 500754106 | 05-May-2022 | Annual | 15 | Stockholder Proposal - Report on water risk, if properly presented. | Shareholder | N | 28-Mar-2022 | N | REDWOOD SMART FD |
| PFIZER INC. | PFE | 717081103 | 22-Apr-2021 | Annual | 15 | Shareholder proposal regarding independent chair policy. | Shareholder | N | 14-Mar-2021 | N | REDWOOD SMART FD |
| PFIZER INC. | PFE | 717081103 | 22-Apr-2021 | Annual | 14 | 2021 advisory approval of executive compensation. | Management | F | 14-Mar-2021 | F | REDWOOD SMART FD |
| JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Annual | 17 | Report on Government Financial Support and Access to COVID-19 Vaccines and Therapeutics. | Shareholder | N | 12-Mar-2021 | N | REDWOOD SMART FD |
| JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Annual | 19 | Civil Rights Audit. | Shareholder | N | 12-Mar-2021 | N | REDWOOD SMART FD |
| JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Annual | 16 | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for 2021. | Management | F | 12-Mar-2021 | F | REDWOOD SMART FD |
| JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Annual | 1 | Election of Director: Mary C. Beckerle | Management | F | 12-Mar-2021 | F | REDWOOD SMART FD |
| JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Annual | 2 | Election of Director: D. Scott Davis | Management | F | 12-Mar-2021 | F | REDWOOD SMART FD |
| JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Annual | 3 | Election of Director: Ian E. L. Davis | Management | F | 12-Mar-2021 | F | REDWOOD SMART FD |
| JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Annual | 4 | Election of Director: Jennifer A. Doudna | Management | F | 12-Mar-2021 | F | REDWOOD SMART FD |
| JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Annual | 5 | Election of Director: Alex Gorsky | Management | F | 12-Mar-2021 | F | REDWOOD SMART FD |
| JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Annual | 6 | Election of Director: Marillyn A. Hewson | Management | F | 12-Mar-2021 | F | REDWOOD SMART FD |
| JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Annual | 7 | Election of Director: Hubert Joly | Management | F | 12-Mar-2021 | F | REDWOOD SMART FD |
| JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Annual | 8 | Election of Director: Mark B. McClellan | Management | F | 12-Mar-2021 | F | REDWOOD SMART FD |
| JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Annual | 9 | Election of Director: Anne M. Mulcahy | Management | F | 12-Mar-2021 | F | REDWOOD SMART FD |
| JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Annual | 10 | Election of Director: Charles Prince | Management | F | 12-Mar-2021 | F | REDWOOD SMART FD |
| JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Annual | 11 | Election of Director: A. Eugene Washington | Management | F | 12-Mar-2021 | F | REDWOOD SMART FD |
| JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Annual | 12 | Election of Director: Mark A. Weinberger | Management | F | 12-Mar-2021 | F | REDWOOD SMART FD |
| JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Annual | 13 | Election of Director: Nadja Y. West | Management | F | 12-Mar-2021 | F | REDWOOD SMART FD |
| JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Annual | 14 | Election of Director: Ronald A. Williams | Management | F | 12-Mar-2021 | F | REDWOOD SMART FD |
| JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Annual | 18 | Independent Board Chair. | Shareholder | N | 12-Mar-2021 | N | REDWOOD SMART FD |
| JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Annual | 20 | Executive Compensation Bonus Deferral. | Shareholder | N | 12-Mar-2021 | N | REDWOOD SMART FD |
| JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Annual | 15 | Advisory Vote to Approve Named Executive Officer Compensation. | Management | F | 12-Mar-2021 | F | REDWOOD SMART FD |
| RAYTHEON TECHNOLOGIES | RTX | 75513E101 | 26-Apr-2021 | Annual | 16 | Appoint PricewaterhouseCoopers LLP to Serve as Independent Auditor for 2021. | Management | F | 18-Mar-2021 | F | REDWOOD SMART FD |
| RAYTHEON TECHNOLOGIES | RTX | 75513E101 | 26-Apr-2021 | Annual | 19 | Shareowner Proposal to Amend Proxy Access Bylaw. | Shareholder | N | 18-Mar-2021 | N | REDWOOD SMART FD |
| RAYTHEON TECHNOLOGIES | RTX | 75513E101 | 26-Apr-2021 | Annual | 1 | Election of Director: Tracy A. Atkinson | Management | F | 18-Mar-2021 | F | REDWOOD SMART FD |
| RAYTHEON TECHNOLOGIES | RTX | 75513E101 | 26-Apr-2021 | Annual | 2 | Election of Director: Gregory J. Hayes | Management | F | 18-Mar-2021 | F | REDWOOD SMART FD |
| RAYTHEON TECHNOLOGIES | RTX | 75513E101 | 26-Apr-2021 | Annual | 3 | Election of Director: Thomas A. Kennedy | Management | F | 18-Mar-2021 | F | REDWOOD SMART FD |
| RAYTHEON TECHNOLOGIES | RTX | 75513E101 | 26-Apr-2021 | Annual | 4 | Election of Director: Marshall O. Larsen | Management | F | 18-Mar-2021 | F | REDWOOD SMART FD |
| RAYTHEON TECHNOLOGIES | RTX | 75513E101 | 26-Apr-2021 | Annual | 5 | Election of Director: George R. Oliver | Management | F | 18-Mar-2021 | F | REDWOOD SMART FD |
| RAYTHEON TECHNOLOGIES | RTX | 75513E101 | 26-Apr-2021 | Annual | 6 | Election of Director: Robert K. (Kelly) Ortberg | Management | F | 18-Mar-2021 | F | REDWOOD SMART FD |
| RAYTHEON TECHNOLOGIES | RTX | 75513E101 | 26-Apr-2021 | Annual | 7 | Election of Director: Margaret L. O'Sullivan | Management | F | 18-Mar-2021 | F | REDWOOD SMART FD |
| RAYTHEON TECHNOLOGIES | RTX | 75513E101 | 26-Apr-2021 | Annual | 8 | Election of Director: Dinesh C. Paliwal | Management | F | 18-Mar-2021 | F | REDWOOD SMART FD |
| RAYTHEON TECHNOLOGIES | RTX | 75513E101 | 26-Apr-2021 | Annual | 9 | Election of Director: Ellen M. Pawlikowski | Management | F | 18-Mar-2021 | F | REDWOOD SMART FD |
| RAYTHEON TECHNOLOGIES | RTX | 75513E101 | 26-Apr-2021 | Annual | 10 | Election of Director: Denise L. Ramos | Management | F | 18-Mar-2021 | F | REDWOOD SMART FD |
| RAYTHEON TECHNOLOGIES | RTX | 75513E101 | 26-Apr-2021 | Annual | 11 | Election of Director: Fredric G. Reynolds | Management | F | 18-Mar-2021 | F | REDWOOD SMART FD |
| RAYTHEON TECHNOLOGIES | RTX | 75513E101 | 26-Apr-2021 | Annual | 12 | Election of Director: Brian C. Rogers | Management | F | 18-Mar-2021 | F | REDWOOD SMART FD |
| RAYTHEON TECHNOLOGIES | RTX | 75513E101 | 26-Apr-2021 | Annual | 13 | Election of Director: James A. Winnefeld, Jr. | Management | F | 18-Mar-2021 | F | REDWOOD SMART FD |
| RAYTHEON TECHNOLOGIES | RTX | 75513E101 | 26-Apr-2021 | Annual | 14 | Election of Director: Robert O. Work | Management | F | 18-Mar-2021 | F | REDWOOD SMART FD |
| RAYTHEON TECHNOLOGIES | RTX | 75513E101 | 26-Apr-2021 | Annual | 17 | Approve Raytheon Technologies Corporation Executive Annual Incentive Plan. | Management | F | 18-Mar-2021 | F | REDWOOD SMART FD |
| RAYTHEON TECHNOLOGIES | RTX | 75513E101 | 26-Apr-2021 | Annual | 18 | Approve Amendment to the Raytheon Technologies Corporation 2018 Long-Term Incentive Plan. | Management | F | 18-Mar-2021 | F | REDWOOD SMART FD |
| RAYTHEON TECHNOLOGIES | RTX | 75513E101 | 26-Apr-2021 | Annual | 15 | Advisory Vote to Approve Executive Compensation. | Management | F | 18-Mar-2021 | F | REDWOOD SMART FD |
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 27-Apr-2021 | Annual | 15 | Ratification of Ernst & Young LLP as independent auditors for 2021. | Management | F | 19-Mar-2021 | F | REDWOOD SMART FD |
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 27-Apr-2021 | Annual | 1 | Election of Director: Alan S. Armstrong | Management | F | 19-Mar-2021 | F | REDWOOD SMART FD |
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 27-Apr-2021 | Annual | 2 | Election of Director: Stephen W. Bergstrom | Management | F | 19-Mar-2021 | F | REDWOOD SMART FD |
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 27-Apr-2021 | Annual | 3 | Election of Director: Nancy K. Buese | Management | F | 19-Mar-2021 | F | REDWOOD SMART FD |
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 27-Apr-2021 | Annual | 4 | Election of Director: Stephen I. Chazen | Management | F | 19-Mar-2021 | F | REDWOOD SMART FD |
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 27-Apr-2021 | Annual | 5 | Election of Director: Charles I. Cogut | Management | F | 19-Mar-2021 | F | REDWOOD SMART FD |
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 27-Apr-2021 | Annual | 6 | Election of Director: Michael A. Creel | Management | F | 19-Mar-2021 | F | REDWOOD SMART FD |
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 27-Apr-2021 | Annual | 7 | Election of Director: Stacey H. Doré | Management | F | 19-Mar-2021 | F | REDWOOD SMART FD |
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 27-Apr-2021 | Annual | 8 | Election of Director: Vicki L. Fuller | Management | F | 19-Mar-2021 | F | REDWOOD SMART FD |
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 27-Apr-2021 | Annual | 9 | Election of Director: Peter A. Ragauss | Management | F | 19-Mar-2021 | F | REDWOOD SMART FD |
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 27-Apr-2021 | Annual | 10 | Election of Director: Rose M. Robeson | Management | F | 19-Mar-2021 | F | REDWOOD SMART FD |
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 27-Apr-2021 | Annual | 11 | Election of Director: Scott D. Sheffield | Management | F | 19-Mar-2021 | F | REDWOOD SMART FD |
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 27-Apr-2021 | Annual | 12 | Election of Director: Murray D. Smith | Management | F | 19-Mar-2021 | F | REDWOOD SMART FD |
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 27-Apr-2021 | Annual | 13 | Election of Director: William H. Spence | Management | F | 19-Mar-2021 | F | REDWOOD SMART FD |
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 27-Apr-2021 | Annual | 14 | Approval, by nonbinding advisory vote, of the Company's executive compensation. | Management | F | 19-Mar-2021 | F | REDWOOD SMART FD |
| International Business Machines Corporation | IBM | 459200101 | 27-Apr-2021 | Annual | 13 | Ratification of Appointment of Independent Registered Public Accounting Firm. | Management | F | 12-Mar-2021 | F | REDWOOD SMART FD |
| International Business Machines Corporation | IBM | 459200101 | 27-Apr-2021 | Annual | 16 | Stockholder Proposal on the Right to Act by Written Consent. | Shareholder | N | 12-Mar-2021 | N | REDWOOD SMART FD |
| International Business Machines Corporation | IBM | 459200101 | 27-Apr-2021 | Annual | 17 | Stockholder Proposal Requesting the Company Publish Annually a Report Assessing its Diversity, Equity and Inclusion Efforts. | Shareholder | F | 12-Mar-2021 | F | REDWOOD SMART FD |
| International Business Machines Corporation | IBM | 459200101 | 27-Apr-2021 | Annual | 1 | Election of Director for one year term: Thomas Buberl | Management | F | 12-Mar-2021 | F | REDWOOD SMART FD |
| International Business Machines Corporation | IBM | 459200101 | 27-Apr-2021 | Annual | 2 | Election of Director for one year term: Michael L. Eskew | Management | F | 12-Mar-2021 | F | REDWOOD SMART FD |
| International Business Machines Corporation | IBM | 459200101 | 27-Apr-2021 | Annual | 3 | Election of Director for one year term: David N. Farr | Management | F | 12-Mar-2021 | F | REDWOOD SMART FD |
| International Business Machines Corporation | IBM | 459200101 | 27-Apr-2021 | Annual | 4 | Election of Director for one year term: Alex Gorsky | Management | F | 12-Mar-2021 | F | REDWOOD SMART FD |
| International Business Machines Corporation | IBM | 459200101 | 27-Apr-2021 | Annual | 5 | Election of Director for one year term: Michelle J. Howard | Management | F | 12-Mar-2021 | F | REDWOOD SMART FD |
| International Business Machines Corporation | IBM | 459200101 | 27-Apr-2021 | Annual | 6 | Election of Director for one year term: Arvind Krishna | Management | F | 12-Mar-2021 | F | REDWOOD SMART FD |
| International Business Machines Corporation | IBM | 459200101 | 27-Apr-2021 | Annual | 7 | Election of Director for one year term: Andrew N. Liveris | Management | F | 12-Mar-2021 | F | REDWOOD SMART FD |
| International Business Machines Corporation | IBM | 459200101 | 27-Apr-2021 | Annual | 8 | Election of Director for one year term: F. William McNabb III | Management | F | 12-Mar-2021 | F | REDWOOD SMART FD |
| International Business Machines Corporation | IBM | 459200101 | 27-Apr-2021 | Annual | 9 | Election of Director for one year term: Martha E. Pollack | Management | F | 12-Mar-2021 | F | REDWOOD SMART FD |
| International Business Machines Corporation | IBM | 459200101 | 27-Apr-2021 | Annual | 10 | Election of Director for one year term: Joseph R. Swedish | Management | F | 12-Mar-2021 | F | REDWOOD SMART FD |
| International Business Machines Corporation | IBM | 459200101 | 27-Apr-2021 | Annual | 11 | Election of Director for one year term: Peter R. Voser | Management | F | 12-Mar-2021 | F | REDWOOD SMART FD |
| International Business Machines Corporation | IBM | 459200101 | 27-Apr-2021 | Annual | 12 | Election of Director for one year term: Frederick H. Waddell | Management | F | 12-Mar-2021 | F | REDWOOD SMART FD |
| International Business Machines Corporation | IBM | 459200101 | 27-Apr-2021 | Annual | 15 | Stockholder Proposal to Have an Independent Board Chairman. | Shareholder | N | 12-Mar-2021 | N | REDWOOD SMART FD |
| International Business Machines Corporation | IBM | 459200101 | 27-Apr-2021 | Annual | 14 | Advisory Vote on Executive Compensation. | Management | F | 12-Mar-2021 | F | REDWOOD SMART FD |
| HANESBRANDS INC. | HBI | 410345102 | 27-Apr-2021 | Annual | 10 | To ratify the appointment of PricewaterhouseCoopers LLP as Hanesbrands' independent registered public accounting firm for Hanesbrands' 2021 fiscal year. | Management | F | 16-Mar-2021 | F | REDWOOD SMART FD |
| HANESBRANDS INC. | HBI | 410345102 | 27-Apr-2021 | Annual | 1 | Election of Director: Cheryl K. Beebe | Management | F | 16-Mar-2021 | F | REDWOOD SMART FD |
| HANESBRANDS INC. | HBI | 410345102 | 27-Apr-2021 | Annual | 2 | Election of Director: Stephen B. Bratspies | Management | F | 16-Mar-2021 | F | REDWOOD SMART FD |
| HANESBRANDS INC. | HBI | 410345102 | 27-Apr-2021 | Annual | 3 | Election of Director: Geralyn R. Breig | Management | F | 16-Mar-2021 | F | REDWOOD SMART FD |
| HANESBRANDS INC. | HBI | 410345102 | 27-Apr-2021 | Annual | 4 | Election of Director: Bobby J. Griffin | Management | F | 16-Mar-2021 | F | REDWOOD SMART FD |
| HANESBRANDS INC. | HBI | 410345102 | 27-Apr-2021 | Annual | 5 | Election of Director: James C. Johnson | Management | F | 16-Mar-2021 | F | REDWOOD SMART FD |
| HANESBRANDS INC. | HBI | 410345102 | 27-Apr-2021 | Annual | 6 | Election of Director: Franck J. Moison | Management | F | 16-Mar-2021 | F | REDWOOD SMART FD |
| HANESBRANDS INC. | HBI | 410345102 | 27-Apr-2021 | Annual | 7 | Election of Director: Robert F. Moran | Management | F | 16-Mar-2021 | F | REDWOOD SMART FD |
| HANESBRANDS INC. | HBI | 410345102 | 27-Apr-2021 | Annual | 8 | Election of Director: Ronald L. Nelson | Management | F | 16-Mar-2021 | F | REDWOOD SMART FD |
| HANESBRANDS INC. | HBI | 410345102 | 27-Apr-2021 | Annual | 9 | Election of Director: Ann E. Ziegler | Management | F | 16-Mar-2021 | F | REDWOOD SMART FD |
| HANESBRANDS INC. | HBI | 410345102 | 27-Apr-2021 | Annual | 11 | To approve, on an advisory basis, named executive officer compensation as described in the proxy statement for the Annual Meeting. | Management | F | 16-Mar-2021 | F | REDWOOD SMART FD |
| GENUINE PARTS COMPANY | GPC | 372460105 | 29-Apr-2021 | Annual | 1 | DIRECTOR | Management | F | 04-Mar-2021 | F | REDWOOD SMART FD |
| GENUINE PARTS COMPANY | GPC | 372460105 | 29-Apr-2021 | Annual | 1 | DIRECTOR | Management | F | 04-Mar-2021 | F | REDWOOD SMART FD |
| GENUINE PARTS COMPANY | GPC | 372460105 | 29-Apr-2021 | Annual | 1 | DIRECTOR | Management | F | 04-Mar-2021 | F | REDWOOD SMART FD |
| GENUINE PARTS COMPANY | GPC | 372460105 | 29-Apr-2021 | Annual | 1 | DIRECTOR | Management | F | 04-Mar-2021 | F | REDWOOD SMART FD |
| GENUINE PARTS COMPANY | GPC | 372460105 | 29-Apr-2021 | Annual | 1 | DIRECTOR | Management | F | 04-Mar-2021 | F | REDWOOD SMART FD |
| GENUINE PARTS COMPANY | GPC | 372460105 | 29-Apr-2021 | Annual | 1 | DIRECTOR | Management | F | 04-Mar-2021 | F | REDWOOD SMART FD |
| GENUINE PARTS COMPANY | GPC | 372460105 | 29-Apr-2021 | Annual | 1 | DIRECTOR | Management | F | 04-Mar-2021 | F | REDWOOD SMART FD |
| GENUINE PARTS COMPANY | GPC | 372460105 | 29-Apr-2021 | Annual | 1 | DIRECTOR | Management | F | 04-Mar-2021 | F | REDWOOD SMART FD |
| GENUINE PARTS COMPANY | GPC | 372460105 | 29-Apr-2021 | Annual | 1 | DIRECTOR | Management | F | 04-Mar-2021 | F | REDWOOD SMART FD |
| GENUINE PARTS COMPANY | GPC | 372460105 | 29-Apr-2021 | Annual | 1 | DIRECTOR | Management | F | 04-Mar-2021 | F | REDWOOD SMART FD |
| GENUINE PARTS COMPANY | GPC | 372460105 | 29-Apr-2021 | Annual | 1 | DIRECTOR | Management | F | 04-Mar-2021 | F | REDWOOD SMART FD |
| GENUINE PARTS COMPANY | GPC | 372460105 | 29-Apr-2021 | Annual | 1 | DIRECTOR | Management | F | 04-Mar-2021 | F | REDWOOD SMART FD |
| GENUINE PARTS COMPANY | GPC | 372460105 | 29-Apr-2021 | Annual | 1 | DIRECTOR | Management | F | 04-Mar-2021 | F | REDWOOD SMART FD |
| GENUINE PARTS COMPANY | GPC | 372460105 | 29-Apr-2021 | Annual | 3 | Ratification of the Selection of Ernst & Young LLP as the Company's Independent Auditor for the Fiscal Year Ending December 31, 2021. | Management | F | 04-Mar-2021 | F | REDWOOD SMART FD |
| GENUINE PARTS COMPANY | GPC | 372460105 | 29-Apr-2021 | Annual | 2 | Advisory Vote on Executive Compensation. | Management | F | 04-Mar-2021 | F | REDWOOD SMART FD |
| KELLOGG COMPANY | K | 487836108 | 30-Apr-2021 | Annual | 6 | Ratification of the appointment of PricewaterhouseCoopers LLP as Kellogg's independent registered public accounting firm for fiscal year 2021. | Management | F | 13-Mar-2021 | F | REDWOOD SMART FD |
| KELLOGG COMPANY | K | 487836108 | 30-Apr-2021 | Annual | 7 | Management proposal to reduce supermajority vote requirements. | Management | F | 13-Mar-2021 | F | REDWOOD SMART FD |
| KELLOGG COMPANY | K | 487836108 | 30-Apr-2021 | Annual | 8 | Shareowner proposal, if properly presented at the meeting, to adopt shareowner right to call a special meeting. | Shareholder | / | 13-Mar-2021 | N | REDWOOD SMART FD |
| KELLOGG COMPANY | K | 487836108 | 30-Apr-2021 | Annual | 1 | Election of Director (term expires 2024): Carter Cast | Management | F | 13-Mar-2021 | F | REDWOOD SMART FD |
| KELLOGG COMPANY | K | 487836108 | 30-Apr-2021 | Annual | 2 | Election of Director (term expires 2024): Zack Gund | Management | F | 13-Mar-2021 | F | REDWOOD SMART FD |
| KELLOGG COMPANY | K | 487836108 | 30-Apr-2021 | Annual | 3 | Election of Director (term expires 2024): Don Knauss | Management | F | 13-Mar-2021 | F | REDWOOD SMART FD |
| KELLOGG COMPANY | K | 487836108 | 30-Apr-2021 | Annual | 4 | Election of Director (term expires 2024): Mike Schlotman | Management | F | 13-Mar-2021 | F | REDWOOD SMART FD |
| KELLOGG COMPANY | K | 487836108 | 30-Apr-2021 | Annual | 5 | Advisory resolution to approve executive compensation. | Management | F | 13-Mar-2021 | F | REDWOOD SMART FD |
| AT&T INC. | T | 00206R102 | 30-Apr-2021 | Annual | 13 | Ratification of appointment of independent auditors. | Management | F | 14-Mar-2021 | F | REDWOOD SMART FD |
| AT&T INC. | T | 00206R102 | 30-Apr-2021 | Annual | 15 | Stockholder Right to Act by Written Consent. | Shareholder | N | 14-Mar-2021 | N | REDWOOD SMART FD |
| AT&T INC. | T | 00206R102 | 30-Apr-2021 | Annual | 1 | Election of Director: William E. Kennard | Management | F | 14-Mar-2021 | F | REDWOOD SMART FD |
| AT&T INC. | T | 00206R102 | 30-Apr-2021 | Annual | 2 | Election of Director: Samuel A. Di Piazza, Jr. | Management | F | 14-Mar-2021 | F | REDWOOD SMART FD |
| AT&T INC. | T | 00206R102 | 30-Apr-2021 | Annual | 3 | Election of Director: Scott T. Ford | Management | F | 14-Mar-2021 | F | REDWOOD SMART FD |
| AT&T INC. | T | 00206R102 | 30-Apr-2021 | Annual | 4 | Election of Director: Glenn H. Hutchins | Management | F | 14-Mar-2021 | F | REDWOOD SMART FD |
| AT&T INC. | T | 00206R102 | 30-Apr-2021 | Annual | 5 | Election of Director: Debra L. Lee | Management | F | 14-Mar-2021 | F | REDWOOD SMART FD |
| AT&T INC. | T | 00206R102 | 30-Apr-2021 | Annual | 6 | Election of Director: Stephen J. Luczo | Management | F | 14-Mar-2021 | F | REDWOOD SMART FD |
| AT&T INC. | T | 00206R102 | 30-Apr-2021 | Annual | 7 | Election of Director: Michael B. McCallister | Management | F | 14-Mar-2021 | F | REDWOOD SMART FD |
| AT&T INC. | T | 00206R102 | 30-Apr-2021 | Annual | 8 | Election of Director: Beth E. Mooney | Management | F | 14-Mar-2021 | F | REDWOOD SMART FD |
| AT&T INC. | T | 00206R102 | 30-Apr-2021 | Annual | 9 | Election of Director: Matthew K. Rose | Management | F | 14-Mar-2021 | F | REDWOOD SMART FD |
| AT&T INC. | T | 00206R102 | 30-Apr-2021 | Annual | 10 | Election of Director: John T. Stankey | Management | F | 14-Mar-2021 | F | REDWOOD SMART FD |
| AT&T INC. | T | 00206R102 | 30-Apr-2021 | Annual | 11 | Election of Director: Cynthia B. Taylor | Management | F | 14-Mar-2021 | F | REDWOOD SMART FD |
| AT&T INC. | T | 00206R102 | 30-Apr-2021 | Annual | 12 | Election of Director: Geoffrey Y. Yang | Management | F | 14-Mar-2021 | F | REDWOOD SMART FD |
| AT&T INC. | T | 00206R102 | 30-Apr-2021 | Annual | 14 | Advisory approval of executive compensation. | Management | F | 14-Mar-2021 | F | REDWOOD SMART FD |
| OMNICOM GROUP INC. | OMC | 681919106 | 04-May-2021 | Annual | 13 | Shareholder proposal regarding political spending disclosure. | Shareholder | N | 26-Mar-2021 | N | REDWOOD SMART FD |
| OMNICOM GROUP INC. | OMC | 681919106 | 04-May-2021 | Annual | 11 | Ratification of the appointment of KPMG LLP as the Company's independent auditors for the 2021 fiscal year. | Management | F | 26-Mar-2021 | F | REDWOOD SMART FD |
| OMNICOM GROUP INC. | OMC | 681919106 | 04-May-2021 | Annual | 1 | Election of Director: John D. Wren | Management | F | 26-Mar-2021 | F | REDWOOD SMART FD |
| OMNICOM GROUP INC. | OMC | 681919106 | 04-May-2021 | Annual | 2 | Election of Director: Mary C. Choksi | Management | F | 26-Mar-2021 | F | REDWOOD SMART FD |
| OMNICOM GROUP INC. | OMC | 681919106 | 04-May-2021 | Annual | 3 | Election of Director: Leonard S. Coleman, Jr. | Management | F | 26-Mar-2021 | F | REDWOOD SMART FD |
| OMNICOM GROUP INC. | OMC | 681919106 | 04-May-2021 | Annual | 4 | Election of Director: Susan S. Denison | Management | F | 26-Mar-2021 | F | REDWOOD SMART FD |
| OMNICOM GROUP INC. | OMC | 681919106 | 04-May-2021 | Annual | 5 | Election of Director: Ronnie S. Hawkins | Management | F | 26-Mar-2021 | F | REDWOOD SMART FD |
| OMNICOM GROUP INC. | OMC | 681919106 | 04-May-2021 | Annual | 6 | Election of Director: Deborah J. Kissire | Management | F | 26-Mar-2021 | F | REDWOOD SMART FD |
| OMNICOM GROUP INC. | OMC | 681919106 | 04-May-2021 | Annual | 7 | Election of Director: Gracia C. Martore | Management | F | 26-Mar-2021 | F | REDWOOD SMART FD |
| OMNICOM GROUP INC. | OMC | 681919106 | 04-May-2021 | Annual | 8 | Election of Director: Linda Johnson Rice | Management | F | 26-Mar-2021 | F | REDWOOD SMART FD |
| OMNICOM GROUP INC. | OMC | 681919106 | 04-May-2021 | Annual | 9 | Election of Director: Valerie M. Williams | Management | F | 26-Mar-2021 | F | REDWOOD SMART FD |
| OMNICOM GROUP INC. | OMC | 681919106 | 04-May-2021 | Annual | 12 | Approval of the Omnicom Group Inc. 2021 Incentive Award Plan. | Management | F | 26-Mar-2021 | F | REDWOOD SMART FD |
| OMNICOM GROUP INC. | OMC | 681919106 | 04-May-2021 | Annual | 10 | Advisory resolution to approve executive compensation. | Management | F | 26-Mar-2021 | F | REDWOOD SMART FD |
| GENERAL DYNAMICS CORPORATION | GD | 369550108 | 05-May-2021 | Annual | 13 | Advisory Vote on the Selection of Independent Auditors. | Management | F | 26-Mar-2021 | F | REDWOOD SMART FD |
| GENERAL DYNAMICS CORPORATION | GD | 369550108 | 05-May-2021 | Annual | 15 | Shareholder Proposal to reduce the ownership threshold required to call a Special Shareholder meeting. | Shareholder | N | 26-Mar-2021 | N | REDWOOD SMART FD |
| GENERAL DYNAMICS CORPORATION | GD | 369550108 | 05-May-2021 | Annual | 1 | Election of Director: James S. Crown | Management | F | 26-Mar-2021 | F | REDWOOD SMART FD |
| GENERAL DYNAMICS CORPORATION | GD | 369550108 | 05-May-2021 | Annual | 2 | Election of Director: Rudy F. deLeon | Management | F | 26-Mar-2021 | F | REDWOOD SMART FD |
| GENERAL DYNAMICS CORPORATION | GD | 369550108 | 05-May-2021 | Annual | 3 | Election of Director: Cecil D. Haney | Management | F | 26-Mar-2021 | F | REDWOOD SMART FD |
| GENERAL DYNAMICS CORPORATION | GD | 369550108 | 05-May-2021 | Annual | 4 | Election of Director: Mark M. Malcolm | Management | F | 26-Mar-2021 | F | REDWOOD SMART FD |
| GENERAL DYNAMICS CORPORATION | GD | 369550108 | 05-May-2021 | Annual | 5 | Election of Director: James N. Mattis | Management | F | 26-Mar-2021 | F | REDWOOD SMART FD |
| GENERAL DYNAMICS CORPORATION | GD | 369550108 | 05-May-2021 | Annual | 6 | Election of Director: Phebe N. Novakovic | Management | F | 26-Mar-2021 | F | REDWOOD SMART FD |
| GENERAL DYNAMICS CORPORATION | GD | 369550108 | 05-May-2021 | Annual | 7 | Election of Director: C. Howard Nye | Management | F | 26-Mar-2021 | F | REDWOOD SMART FD |
| GENERAL DYNAMICS CORPORATION | GD | 369550108 | 05-May-2021 | Annual | 8 | Election of Director: Catherine B. Reynolds | Management | F | 26-Mar-2021 | F | REDWOOD SMART FD |
| GENERAL DYNAMICS CORPORATION | GD | 369550108 | 05-May-2021 | Annual | 9 | Election of Director: Laura J. Schumacher | Management | F | 26-Mar-2021 | F | REDWOOD SMART FD |
| GENERAL DYNAMICS CORPORATION | GD | 369550108 | 05-May-2021 | Annual | 10 | Election of Director: Robert K. Steel | Management | F | 26-Mar-2021 | F | REDWOOD SMART FD |
| GENERAL DYNAMICS CORPORATION | GD | 369550108 | 05-May-2021 | Annual | 11 | Election of Director: John G. Stratton | Management | F | 26-Mar-2021 | F | REDWOOD SMART FD |
| GENERAL DYNAMICS CORPORATION | GD | 369550108 | 05-May-2021 | Annual | 12 | Election of Director: Peter A. Wall | Management | F | 26-Mar-2021 | F | REDWOOD SMART FD |
| GENERAL DYNAMICS CORPORATION | GD | 369550108 | 05-May-2021 | Annual | 14 | Advisory Vote to approve Executive Compensation. | Management | F | 26-Mar-2021 | F | REDWOOD SMART FD |
| NEWELL BRANDS INC. | NWL | 651229106 | 05-May-2021 | Annual | 11 | Ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | F | 26-Mar-2021 | F | REDWOOD SMART FD |
| NEWELL BRANDS INC. | NWL | 651229106 | 05-May-2021 | Annual | 13 | A stockholder proposal to amend the stockholder right to act by written consent. | Shareholder | N | 26-Mar-2021 | N | REDWOOD SMART FD |
| NEWELL BRANDS INC. | NWL | 651229106 | 05-May-2021 | Annual | 1 | Election of Director: Bridget Ryan Berman | Management | F | 26-Mar-2021 | F | REDWOOD SMART FD |
| NEWELL BRANDS INC. | NWL | 651229106 | 05-May-2021 | Annual | 2 | Election of Director: Patrick D. Campbell | Management | F | 26-Mar-2021 | F | REDWOOD SMART FD |
| NEWELL BRANDS INC. | NWL | 651229106 | 05-May-2021 | Annual | 3 | Election of Director: James R. Craigie | Management | F | 26-Mar-2021 | F | REDWOOD SMART FD |
| NEWELL BRANDS INC. | NWL | 651229106 | 05-May-2021 | Annual | 4 | Election of Director: Brett M. Icahn | Management | F | 26-Mar-2021 | F | REDWOOD SMART FD |
| NEWELL BRANDS INC. | NWL | 651229106 | 05-May-2021 | Annual | 5 | Election of Director: Jay L. Johnson | Management | F | 26-Mar-2021 | F | REDWOOD SMART FD |
| NEWELL BRANDS INC. | NWL | 651229106 | 05-May-2021 | Annual | 6 | Election of Director: Gerardo I. Lopez | Management | F | 26-Mar-2021 | F | REDWOOD SMART FD |
| NEWELL BRANDS INC. | NWL | 651229106 | 05-May-2021 | Annual | 7 | Election of Director: Courtney R. Mather | Management | F | 26-Mar-2021 | F | REDWOOD SMART FD |
| NEWELL BRANDS INC. | NWL | 651229106 | 05-May-2021 | Annual | 8 | Election of Director: Ravichandra K. Saligram | Management | F | 26-Mar-2021 | F | REDWOOD SMART FD |
| NEWELL BRANDS INC. | NWL | 651229106 | 05-May-2021 | Annual | 9 | Election of Director: Judith A. Sprieser | Management | F | 26-Mar-2021 | F | REDWOOD SMART FD |
| NEWELL BRANDS INC. | NWL | 651229106 | 05-May-2021 | Annual | 10 | Election of Director: Robert A. Steele | Management | F | 26-Mar-2021 | F | REDWOOD SMART FD |
| NEWELL BRANDS INC. | NWL | 651229106 | 05-May-2021 | Annual | 12 | Advisory resolution to approve executive compensation. | Management | F | 26-Mar-2021 | F | REDWOOD SMART FD |
| PHILIP MORRIS INTERNATIONAL INC. | PM | 718172109 | 05-May-2021 | Annual | 15 | Ratification of the Selection of Independent Auditors. | Management | F | 26-Mar-2021 | F | REDWOOD SMART FD |
| PHILIP MORRIS INTERNATIONAL INC. | PM | 718172109 | 05-May-2021 | Annual | 1 | Election of Director: Brant Bonin Bough | Management | F | 26-Mar-2021 | F | REDWOOD SMART FD |
| PHILIP MORRIS INTERNATIONAL INC. | PM | 718172109 | 05-May-2021 | Annual | 2 | Election of Director: André Calantzopoulos | Management | F | 26-Mar-2021 | F | REDWOOD SMART FD |
| PHILIP MORRIS INTERNATIONAL INC. | PM | 718172109 | 05-May-2021 | Annual | 3 | Election of Director: Michel Combes | Management | F | 26-Mar-2021 | F | REDWOOD SMART FD |
| PHILIP MORRIS INTERNATIONAL INC. | PM | 718172109 | 05-May-2021 | Annual | 4 | Election of Director: Juan José Daboub | Management | F | 26-Mar-2021 | F | REDWOOD SMART FD |
| PHILIP MORRIS INTERNATIONAL INC. | PM | 718172109 | 05-May-2021 | Annual | 5 | Election of Director: Werner Geissler | Management | F | 26-Mar-2021 | F | REDWOOD SMART FD |
| PHILIP MORRIS INTERNATIONAL INC. | PM | 718172109 | 05-May-2021 | Annual | 6 | Election of Director: Lisa A. Hook | Management | F | 26-Mar-2021 | F | REDWOOD SMART FD |
| PHILIP MORRIS INTERNATIONAL INC. | PM | 718172109 | 05-May-2021 | Annual | 7 | Election of Director: Jun Makihara | Management | F | 26-Mar-2021 | F | REDWOOD SMART FD |
| PHILIP MORRIS INTERNATIONAL INC. | PM | 718172109 | 05-May-2021 | Annual | 8 | Election of Director: Kalpana Morparia | Management | F | 26-Mar-2021 | F | REDWOOD SMART FD |
| PHILIP MORRIS INTERNATIONAL INC. | PM | 718172109 | 05-May-2021 | Annual | 9 | Election of Director: Lucio A. Noto | Management | F | 26-Mar-2021 | F | REDWOOD SMART FD |
| PHILIP MORRIS INTERNATIONAL INC. | PM | 718172109 | 05-May-2021 | Annual | 10 | Election of Director: Jacek Olczak | Management | F | 26-Mar-2021 | F | REDWOOD SMART FD |
| PHILIP MORRIS INTERNATIONAL INC. | PM | 718172109 | 05-May-2021 | Annual | 11 | Election of Director: Frederik Paulsen | Management | F | 26-Mar-2021 | F | REDWOOD SMART FD |
| PHILIP MORRIS INTERNATIONAL INC. | PM | 718172109 | 05-May-2021 | Annual | 12 | Election of Director: Robert B. Polet | Management | F | 26-Mar-2021 | F | REDWOOD SMART FD |
| PHILIP MORRIS INTERNATIONAL INC. | PM | 718172109 | 05-May-2021 | Annual | 13 | Election of Director: Shlomo Yanai | Management | F | 26-Mar-2021 | F | REDWOOD SMART FD |
| PHILIP MORRIS INTERNATIONAL INC. | PM | 718172109 | 05-May-2021 | Annual | 14 | Advisory Vote Approving Executive Compensation. | Management | F | 26-Mar-2021 | F | REDWOOD SMART FD |
| DOMINION ENERGY, INC. | D | 25746U109 | 05-May-2021 | Annual | 15 | Shareholder Proposal Regarding a Report on Lobbying. | Shareholder | N | 28-Mar-2021 | N | REDWOOD SMART FD |
| DOMINION ENERGY, INC. | D | 25746U109 | 05-May-2021 | Annual | 14 | Ratification of Appointment of Independent Auditor. | Management | F | 28-Mar-2021 | F | REDWOOD SMART FD |
| DOMINION ENERGY, INC. | D | 25746U109 | 05-May-2021 | Annual | 17 | Shareholder Proposal Regarding Proxy Access Shareholder Aggregation. | Shareholder | N | 28-Mar-2021 | N | REDWOOD SMART FD |
| DOMINION ENERGY, INC. | D | 25746U109 | 05-May-2021 | Annual | 1 | Election of Director: James A. Bennett | Management | F | 28-Mar-2021 | F | REDWOOD SMART FD |
| DOMINION ENERGY, INC. | D | 25746U109 | 05-May-2021 | Annual | 2 | Election of Director: Robert M. Blue | Management | F | 28-Mar-2021 | F | REDWOOD SMART FD |
| DOMINION ENERGY, INC. | D | 25746U109 | 05-May-2021 | Annual | 3 | Election of Director: Helen E. Dragas | Management | F | 28-Mar-2021 | F | REDWOOD SMART FD |
| DOMINION ENERGY, INC. | D | 25746U109 | 05-May-2021 | Annual | 4 | Election of Director: James O. Ellis, Jr. | Management | F | 28-Mar-2021 | F | REDWOOD SMART FD |
| DOMINION ENERGY, INC. | D | 25746U109 | 05-May-2021 | Annual | 5 | Election of Director: D. Maybank Hagood | Management | F | 28-Mar-2021 | F | REDWOOD SMART FD |
| DOMINION ENERGY, INC. | D | 25746U109 | 05-May-2021 | Annual | 6 | Election of Director: Ronald W. Jibson | Management | F | 28-Mar-2021 | F | REDWOOD SMART FD |
| DOMINION ENERGY, INC. | D | 25746U109 | 05-May-2021 | Annual | 7 | Election of Director: Mark J. Kington | Management | F | 28-Mar-2021 | F | REDWOOD SMART FD |
| DOMINION ENERGY, INC. | D | 25746U109 | 05-May-2021 | Annual | 8 | Election of Director: Joseph M. Rigby | Management | F | 28-Mar-2021 | F | REDWOOD SMART FD |
| DOMINION ENERGY, INC. | D | 25746U109 | 05-May-2021 | Annual | 9 | Election of Director: Pamela J. Royal, M.D. | Management | F | 28-Mar-2021 | F | REDWOOD SMART FD |
| DOMINION ENERGY, INC. | D | 25746U109 | 05-May-2021 | Annual | 10 | Election of Director: Robert H. Spilman, Jr. | Management | F | 28-Mar-2021 | F | REDWOOD SMART FD |
| DOMINION ENERGY, INC. | D | 25746U109 | 05-May-2021 | Annual | 11 | Election of Director: Susan N. Story | Management | F | 28-Mar-2021 | F | REDWOOD SMART FD |
| DOMINION ENERGY, INC. | D | 25746U109 | 05-May-2021 | Annual | 12 | Election of Director: Michael E. Szymanczyk | Management | F | 28-Mar-2021 | F | REDWOOD SMART FD |
| DOMINION ENERGY, INC. | D | 25746U109 | 05-May-2021 | Annual | 16 | Shareholder Proposal Regarding a Policy to Require an Independent Chair. | Shareholder | N | 28-Mar-2021 | N | REDWOOD SMART FD |
| DOMINION ENERGY, INC. | D | 25746U109 | 05-May-2021 | Annual | 13 | Advisory Vote on Approval of Executive Compensation (Say on Pay). | Management | F | 28-Mar-2021 | F | REDWOOD SMART FD |
| THE KRAFT HEINZ COMPANY | KHC | 500754106 | 06-May-2021 | Annual | 13 | Ratification of the selection of PricewaterhouseCoopers LLP as our independent auditors for 2021. | Management | F | 29-Mar-2021 | F | REDWOOD SMART FD |
| THE KRAFT HEINZ COMPANY | KHC | 500754106 | 06-May-2021 | Annual | 1 | Election of Director: Gregory E. Abel | Management | F | 29-Mar-2021 | F | REDWOOD SMART FD |
| THE KRAFT HEINZ COMPANY | KHC | 500754106 | 06-May-2021 | Annual | 2 | Election of Director: Alexandre Behring | Management | F | 29-Mar-2021 | F | REDWOOD SMART FD |
| THE KRAFT HEINZ COMPANY | KHC | 500754106 | 06-May-2021 | Annual | 3 | Election of Director: John T. Cahill | Management | F | 29-Mar-2021 | F | REDWOOD SMART FD |
| THE KRAFT HEINZ COMPANY | KHC | 500754106 | 06-May-2021 | Annual | 4 | Election of Director: João M. Castro-Neves | Management | F | 29-Mar-2021 | F | REDWOOD SMART FD |
| THE KRAFT HEINZ COMPANY | KHC | 500754106 | 06-May-2021 | Annual | 5 | Election of Director: Lori Dickerson Fouché | Management | F | 29-Mar-2021 | F | REDWOOD SMART FD |
| THE KRAFT HEINZ COMPANY | KHC | 500754106 | 06-May-2021 | Annual | 6 | Election of Director: Timothy Kenesey | Management | F | 29-Mar-2021 | F | REDWOOD SMART FD |
| THE KRAFT HEINZ COMPANY | KHC | 500754106 | 06-May-2021 | Annual | 7 | Election of Director: Elio Leoni Sceti | Management | F | 29-Mar-2021 | F | REDWOOD SMART FD |
| THE KRAFT HEINZ COMPANY | KHC | 500754106 | 06-May-2021 | Annual | 8 | Election of Director: Susan Mulder | Management | F | 29-Mar-2021 | F | REDWOOD SMART FD |
| THE KRAFT HEINZ COMPANY | KHC | 500754106 | 06-May-2021 | Annual | 9 | Election of Director: Miguel Patricio | Management | F | 29-Mar-2021 | F | REDWOOD SMART FD |
| THE KRAFT HEINZ COMPANY | KHC | 500754106 | 06-May-2021 | Annual | 10 | Election of Director: John C. Pope | Management | F | 29-Mar-2021 | F | REDWOOD SMART FD |
| THE KRAFT HEINZ COMPANY | KHC | 500754106 | 06-May-2021 | Annual | 11 | Election of Director: Alexandre Van Damme | Management | F | 29-Mar-2021 | F | REDWOOD SMART FD |
| THE KRAFT HEINZ COMPANY | KHC | 500754106 | 06-May-2021 | Annual | 12 | Advisory vote to approve executive compensation. | Management | F | 29-Mar-2021 | F | REDWOOD SMART FD |
| ABBVIE INC. | ABBV | 00287Y109 | 07-May-2021 | Annual | 7 | Stockholder Proposal - to Issue an Annual Report on Lobbying. | Shareholder | N | 23-Mar-2021 | N | REDWOOD SMART FD |
| ABBVIE INC. | ABBV | 00287Y109 | 07-May-2021 | Annual | 1 | DIRECTOR | Management | F | 23-Mar-2021 | F | REDWOOD SMART FD |
| ABBVIE INC. | ABBV | 00287Y109 | 07-May-2021 | Annual | 1 | DIRECTOR | Management | F | 23-Mar-2021 | F | REDWOOD SMART FD |
| ABBVIE INC. | ABBV | 00287Y109 | 07-May-2021 | Annual | 1 | DIRECTOR | Management | F | 23-Mar-2021 | F | REDWOOD SMART FD |
| ABBVIE INC. | ABBV | 00287Y109 | 07-May-2021 | Annual | 1 | DIRECTOR | Management | F | 23-Mar-2021 | F | REDWOOD SMART FD |
| ABBVIE INC. | ABBV | 00287Y109 | 07-May-2021 | Annual | 2 | Ratification of Ernst & Young LLP as AbbVie's independent registered public accounting firm for 2021. | Management | F | 23-Mar-2021 | F | REDWOOD SMART FD |
| ABBVIE INC. | ABBV | 00287Y109 | 07-May-2021 | Annual | 6 | Approval of a management proposal regarding amendment of the certificate of incorporation to eliminate supermajority voting. | Management | F | 23-Mar-2021 | F | REDWOOD SMART FD |
| ABBVIE INC. | ABBV | 00287Y109 | 07-May-2021 | Annual | 5 | Approval of the Amended and Restated 2013 Employee Stock Purchase Plan for non-U.S. employees. | Management | F | 23-Mar-2021 | F | REDWOOD SMART FD |
| ABBVIE INC. | ABBV | 00287Y109 | 07-May-2021 | Annual | 4 | Approval of the Amended and Restated 2013 Incentive Stock Program. | Management | F | 23-Mar-2021 | F | REDWOOD SMART FD |
| ABBVIE INC. | ABBV | 00287Y109 | 07-May-2021 | Annual | 8 | Stockholder Proposal - to Adopt a Policy to Require Independent Chairman. | Shareholder | N | 23-Mar-2021 | N | REDWOOD SMART FD |
| ABBVIE INC. | ABBV | 00287Y109 | 07-May-2021 | Annual | 3 | Say on Pay-An advisory vote on the approval of executive compensation. | Management | F | 23-Mar-2021 | F | REDWOOD SMART FD |
| INTERNATIONAL PAPER COMPANY | IP | 460146103 | 10-May-2021 | Annual | 12 | Ratification of Deloitte & Touche LLP as the Company's Independent Registered Public Accounting Firm for 2021. | Management | F | 31-Mar-2021 | F | REDWOOD SMART FD |
| INTERNATIONAL PAPER COMPANY | IP | 460146103 | 10-May-2021 | Annual | 14 | Shareowner Proposal to Reduce Ownership Threshold for Requesting Action by Written Consent. | Shareholder | N | 31-Mar-2021 | N | REDWOOD SMART FD |
| INTERNATIONAL PAPER COMPANY | IP | 460146103 | 10-May-2021 | Annual | 1 | Election of Director (one-year term): Christopher M. Connor | Management | F | 31-Mar-2021 | F | REDWOOD SMART FD |
| INTERNATIONAL PAPER COMPANY | IP | 460146103 | 10-May-2021 | Annual | 2 | Election of Director (one-year term): Ahmet C. Dorduncu | Management | F | 31-Mar-2021 | F | REDWOOD SMART FD |
| INTERNATIONAL PAPER COMPANY | IP | 460146103 | 10-May-2021 | Annual | 3 | Election of Director (one-year term): Ilene S. Gordon | Management | F | 31-Mar-2021 | F | REDWOOD SMART FD |
| INTERNATIONAL PAPER COMPANY | IP | 460146103 | 10-May-2021 | Annual | 4 | Election of Director (one-year term): Anders Gustafsson | Management | F | 31-Mar-2021 | F | REDWOOD SMART FD |
| INTERNATIONAL PAPER COMPANY | IP | 460146103 | 10-May-2021 | Annual | 5 | Election of Director (one-year term): Jacqueline C. Hinman | Management | F | 31-Mar-2021 | F | REDWOOD SMART FD |
| INTERNATIONAL PAPER COMPANY | IP | 460146103 | 10-May-2021 | Annual | 6 | Election of Director (one-year term): Clinton A. Lewis, Jr. | Management | F | 31-Mar-2021 | F | REDWOOD SMART FD |
| INTERNATIONAL PAPER COMPANY | IP | 460146103 | 10-May-2021 | Annual | 7 | Election of Director (one-year term): DG Macpherson | Management | F | 31-Mar-2021 | F | REDWOOD SMART FD |
| INTERNATIONAL PAPER COMPANY | IP | 460146103 | 10-May-2021 | Annual | 8 | Election of Director (one-year term): Kathryn D. Sullivan | Management | F | 31-Mar-2021 | F | REDWOOD SMART FD |
| INTERNATIONAL PAPER COMPANY | IP | 460146103 | 10-May-2021 | Annual | 9 | Election of Director (one-year term): Mark S. Sutton | Management | F | 31-Mar-2021 | F | REDWOOD SMART FD |
| INTERNATIONAL PAPER COMPANY | IP | 460146103 | 10-May-2021 | Annual | 10 | Election of Director (one-year term): Anton V. Vincent | Management | F | 31-Mar-2021 | F | REDWOOD SMART FD |
| INTERNATIONAL PAPER COMPANY | IP | 460146103 | 10-May-2021 | Annual | 11 | Election of Director (one-year term): Ray G. Young | Management | F | 31-Mar-2021 | F | REDWOOD SMART FD |
| INTERNATIONAL PAPER COMPANY | IP | 460146103 | 10-May-2021 | Annual | 13 | A Non-Binding Resolution to Approve the Compensation of the Company's Named Executive Officers, as Disclosed Under the Heading "Compensation Discussion & Analysis". | Management | F | 31-Mar-2021 | F | REDWOOD SMART FD |
| PRUDENTIAL FINANCIAL, INC. | PRU | 744320102 | 11-May-2021 | Annual | 14 | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021. | Management | F | 30-Mar-2021 | F | REDWOOD SMART FD |
| PRUDENTIAL FINANCIAL, INC. | PRU | 744320102 | 11-May-2021 | Annual | 16 | Approval of the Prudential Financial, Inc. 2021 Omnibus Incentive Plan. | Management | F | 30-Mar-2021 | F | REDWOOD SMART FD |
| PRUDENTIAL FINANCIAL, INC. | PRU | 744320102 | 11-May-2021 | Annual | 1 | Election of Director: Thomas J. Baltimore, Jr. | Management | F | 30-Mar-2021 | F | REDWOOD SMART FD |
| PRUDENTIAL FINANCIAL, INC. | PRU | 744320102 | 11-May-2021 | Annual | 2 | Election of Director: Gilbert F. Casellas | Management | F | 30-Mar-2021 | F | REDWOOD SMART FD |
| PRUDENTIAL FINANCIAL, INC. | PRU | 744320102 | 11-May-2021 | Annual | 3 | Election of Director: Robert M. Falzon | Management | F | 30-Mar-2021 | F | REDWOOD SMART FD |
| PRUDENTIAL FINANCIAL, INC. | PRU | 744320102 | 11-May-2021 | Annual | 4 | Election of Director: Martina Hund-Mejean | Management | F | 30-Mar-2021 | F | REDWOOD SMART FD |
| PRUDENTIAL FINANCIAL, INC. | PRU | 744320102 | 11-May-2021 | Annual | 5 | Election of Director: Wendy Jones | Management | F | 30-Mar-2021 | F | REDWOOD SMART FD |
| PRUDENTIAL FINANCIAL, INC. | PRU | 744320102 | 11-May-2021 | Annual | 6 | Election of Director: Karl J. Krapek | Management | F | 30-Mar-2021 | F | REDWOOD SMART FD |
| PRUDENTIAL FINANCIAL, INC. | PRU | 744320102 | 11-May-2021 | Annual | 7 | Election of Director: Peter R. Lighte | Management | F | 30-Mar-2021 | F | REDWOOD SMART FD |
| PRUDENTIAL FINANCIAL, INC. | PRU | 744320102 | 11-May-2021 | Annual | 8 | Election of Director: Charles F. Lowrey | Management | F | 30-Mar-2021 | F | REDWOOD SMART FD |
| PRUDENTIAL FINANCIAL, INC. | PRU | 744320102 | 11-May-2021 | Annual | 9 | Election of Director: George Paz | Management | F | 30-Mar-2021 | F | REDWOOD SMART FD |
| PRUDENTIAL FINANCIAL, INC. | PRU | 744320102 | 11-May-2021 | Annual | 10 | Election of Director: Sandra Pianalto | Management | F | 30-Mar-2021 | F | REDWOOD SMART FD |
| PRUDENTIAL FINANCIAL, INC. | PRU | 744320102 | 11-May-2021 | Annual | 11 | Election of Director: Christine A. Poon | Management | F | 30-Mar-2021 | F | REDWOOD SMART FD |
| PRUDENTIAL FINANCIAL, INC. | PRU | 744320102 | 11-May-2021 | Annual | 12 | Election of Director: Douglas A. Scovanner | Management | F | 30-Mar-2021 | F | REDWOOD SMART FD |
| PRUDENTIAL FINANCIAL, INC. | PRU | 744320102 | 11-May-2021 | Annual | 13 | Election of Director: Michael A. Todman | Management | F | 30-Mar-2021 | F | REDWOOD SMART FD |
| PRUDENTIAL FINANCIAL, INC. | PRU | 744320102 | 11-May-2021 | Annual | 17 | Shareholder proposal regarding an Independent Board Chairman. | Shareholder | N | 30-Mar-2021 | N | REDWOOD SMART FD |
| PRUDENTIAL FINANCIAL, INC. | PRU | 744320102 | 11-May-2021 | Annual | 15 | Advisory vote to approve named executive officer compensation. | Management | F | 30-Mar-2021 | F | REDWOOD SMART FD |
| 3M COMPANY | MMM | 88579Y101 | 11-May-2021 | Annual | 13 | To ratify the appointment of PricewaterhouseCoopers LLP as 3M's independent registered public accounting firm. | Management | F | 25-Mar-2021 | F | REDWOOD SMART FD |
| 3M COMPANY | MMM | 88579Y101 | 11-May-2021 | Annual | 17 | Shareholder proposal on transitioning the Company to a public benefit corporation. | Shareholder | N | 25-Mar-2021 | N | REDWOOD SMART FD |
| 3M COMPANY | MMM | 88579Y101 | 11-May-2021 | Annual | 1 | Elect the member to the Board of Directors for a term of one year: Thomas "Tony" K. Brown | Management | F | 25-Mar-2021 | F | REDWOOD SMART FD |
| 3M COMPANY | MMM | 88579Y101 | 11-May-2021 | Annual | 2 | Elect the member to the Board of Directors for a term of one year: Pamela J. Craig | Management | F | 25-Mar-2021 | F | REDWOOD SMART FD |
| 3M COMPANY | MMM | 88579Y101 | 11-May-2021 | Annual | 3 | Elect the member to the Board of Directors for a term of one year: David B. Dillon | Management | F | 25-Mar-2021 | F | REDWOOD SMART FD |
| 3M COMPANY | MMM | 88579Y101 | 11-May-2021 | Annual | 4 | Elect the member to the Board of Directors for a term of one year: Michael L. Eskew | Management | F | 25-Mar-2021 | F | REDWOOD SMART FD |
| 3M COMPANY | MMM | 88579Y101 | 11-May-2021 | Annual | 5 | Elect the member to the Board of Directors for a term of one year: James R. Fitterling | Management | F | 25-Mar-2021 | F | REDWOOD SMART FD |
| 3M COMPANY | MMM | 88579Y101 | 11-May-2021 | Annual | 6 | Elect the member to the Board of Directors for a term of one year: Herbert L. Henkel | Management | F | 25-Mar-2021 | F | REDWOOD SMART FD |
| 3M COMPANY | MMM | 88579Y101 | 11-May-2021 | Annual | 7 | Elect the member to the Board of Directors for a term of one year: Amy E. Hood | Management | F | 25-Mar-2021 | F | REDWOOD SMART FD |
| 3M COMPANY | MMM | 88579Y101 | 11-May-2021 | Annual | 8 | Elect the member to the Board of Directors for a term of one year: Muhtar Kent | Management | F | 25-Mar-2021 | F | REDWOOD SMART FD |
| 3M COMPANY | MMM | 88579Y101 | 11-May-2021 | Annual | 9 | Elect the member to the Board of Directors for a term of one year: Dambisa F. Moyo | Management | F | 25-Mar-2021 | F | REDWOOD SMART FD |
| 3M COMPANY | MMM | 88579Y101 | 11-May-2021 | Annual | 10 | Elect the member to the Board of Directors for a term of one year: Gregory R. Page | Management | F | 25-Mar-2021 | F | REDWOOD SMART FD |
| 3M COMPANY | MMM | 88579Y101 | 11-May-2021 | Annual | 11 | Elect the member to the Board of Directors for a term of one year: Michael F. Roman | Management | F | 25-Mar-2021 | F | REDWOOD SMART FD |
| 3M COMPANY | MMM | 88579Y101 | 11-May-2021 | Annual | 12 | Elect the member to the Board of Directors for a term of one year: Patricia A. Woertz | Management | F | 25-Mar-2021 | F | REDWOOD SMART FD |
| 3M COMPANY | MMM | 88579Y101 | 11-May-2021 | Annual | 15 | To approve the amendment and restatement of 3M Company 2016 Long-Term Incentive Plan. | Management | F | 25-Mar-2021 | F | REDWOOD SMART FD |
| 3M COMPANY | MMM | 88579Y101 | 11-May-2021 | Annual | 16 | Shareholder proposal on setting target amounts for CEO compensation. | Shareholder | N | 25-Mar-2021 | N | REDWOOD SMART FD |
| 3M COMPANY | MMM | 88579Y101 | 11-May-2021 | Annual | 14 | Advisory approval of executive compensation. | Management | F | 25-Mar-2021 | F | REDWOOD SMART FD |
| KINDER MORGAN, INC. | KMI | 49456B101 | 12-May-2021 | Annual | 17 | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021. | Management | F | 02-Apr-2021 | F | REDWOOD SMART FD |
| KINDER MORGAN, INC. | KMI | 49456B101 | 12-May-2021 | Annual | 1 | Election of Director for a one year term expiring in 2022: Richard D. Kinder | Management | F | 02-Apr-2021 | F | REDWOOD SMART FD |
| KINDER MORGAN, INC. | KMI | 49456B101 | 12-May-2021 | Annual | 2 | Election of Director for a one year term expiring in 2022: Steven J. Kean | Management | F | 02-Apr-2021 | F | REDWOOD SMART FD |
| KINDER MORGAN, INC. | KMI | 49456B101 | 12-May-2021 | Annual | 3 | Election of Director for a one year term expiring in 2022: Kimberly A. Dang | Management | F | 02-Apr-2021 | F | REDWOOD SMART FD |
| KINDER MORGAN, INC. | KMI | 49456B101 | 12-May-2021 | Annual | 4 | Election of Director for a one year term expiring in 2022: Ted A. Gardner | Management | F | 02-Apr-2021 | F | REDWOOD SMART FD |
| KINDER MORGAN, INC. | KMI | 49456B101 | 12-May-2021 | Annual | 5 | Election of Director for a one year term expiring in 2022: Anthony W. Hall, Jr. | Management | F | 02-Apr-2021 | F | REDWOOD SMART FD |
| KINDER MORGAN, INC. | KMI | 49456B101 | 12-May-2021 | Annual | 6 | Election of Director for a one year term expiring in 2022: Gary L. Hultquist | Management | F | 02-Apr-2021 | F | REDWOOD SMART FD |
| KINDER MORGAN, INC. | KMI | 49456B101 | 12-May-2021 | Annual | 7 | Election of Director for a one year term expiring in 2022: Ronald L. Kuehn, Jr. | Management | F | 02-Apr-2021 | F | REDWOOD SMART FD |
| KINDER MORGAN, INC. | KMI | 49456B101 | 12-May-2021 | Annual | 8 | Election of Director for a one year term expiring in 2022: Deborah A. Macdonald | Management | F | 02-Apr-2021 | F | REDWOOD SMART FD |
| KINDER MORGAN, INC. | KMI | 49456B101 | 12-May-2021 | Annual | 9 | Election of Director for a one year term expiring in 2022: Michael C. Morgan | Management | F | 02-Apr-2021 | F | REDWOOD SMART FD |
| KINDER MORGAN, INC. | KMI | 49456B101 | 12-May-2021 | Annual | 10 | Election of Director for a one year term expiring in 2022: Arthur C. Reichstetter | Management | F | 02-Apr-2021 | F | REDWOOD SMART FD |
| KINDER MORGAN, INC. | KMI | 49456B101 | 12-May-2021 | Annual | 11 | Election of Director for a one year term expiring in 2022: C. Park Shaper | Management | F | 02-Apr-2021 | F | REDWOOD SMART FD |
| KINDER MORGAN, INC. | KMI | 49456B101 | 12-May-2021 | Annual | 12 | Election of Director for a one year term expiring in 2022: William A. Smith | Management | F | 02-Apr-2021 | F | REDWOOD SMART FD |
| KINDER MORGAN, INC. | KMI | 49456B101 | 12-May-2021 | Annual | 13 | Election of Director for a one year term expiring in 2022: Joel V. Staff | Management | F | 02-Apr-2021 | F | REDWOOD SMART FD |
| KINDER MORGAN, INC. | KMI | 49456B101 | 12-May-2021 | Annual | 14 | Election of Director for a one year term expiring in 2022: Robert F. Vagt | Management | F | 02-Apr-2021 | F | REDWOOD SMART FD |
| KINDER MORGAN, INC. | KMI | 49456B101 | 12-May-2021 | Annual | 15 | Election of Director for a one year term expiring in 2022: Perry M. Waughtal | Management | F | 02-Apr-2021 | F | REDWOOD SMART FD |
| KINDER MORGAN, INC. | KMI | 49456B101 | 12-May-2021 | Annual | 16 | Approval of the Kinder Morgan, Inc. 2021 Amended and Restated Stock Incentive Plan. | Management | F | 02-Apr-2021 | F | REDWOOD SMART FD |
| KINDER MORGAN, INC. | KMI | 49456B101 | 12-May-2021 | Annual | 18 | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | F | 02-Apr-2021 | F | REDWOOD SMART FD |
| GILEAD SCIENCES, INC. | GILD | 375558103 | 12-May-2021 | Annual | 10 | To ratify the selection of Ernst & Young LLP by the Audit Committee of the Board of Directors as the independent registered public accounting firm of Gilead for the fiscal year ending December 31, 2021. | Management | F | 31-Mar-2021 | F | REDWOOD SMART FD |
| GILEAD SCIENCES, INC. | GILD | 375558103 | 12-May-2021 | Annual | 1 | Election of Director to serve for the next year: Jacqueline K. Barton, Ph.D. | Management | F | 31-Mar-2021 | F | REDWOOD SMART FD |
| GILEAD SCIENCES, INC. | GILD | 375558103 | 12-May-2021 | Annual | 2 | Election of Director to serve for the next year: Jeffrey A. Bluestone, Ph.D. | Management | F | 31-Mar-2021 | F | REDWOOD SMART FD |
| GILEAD SCIENCES, INC. | GILD | 375558103 | 12-May-2021 | Annual | 3 | Election of Director to serve for the next year: Sandra J. Horning, M.D. | Management | F | 31-Mar-2021 | F | REDWOOD SMART FD |
| GILEAD SCIENCES, INC. | GILD | 375558103 | 12-May-2021 | Annual | 4 | Election of Director to serve for the next year: Kelly A. Kramer | Management | F | 31-Mar-2021 | F | REDWOOD SMART FD |
| GILEAD SCIENCES, INC. | GILD | 375558103 | 12-May-2021 | Annual | 5 | Election of Director to serve for the next year: Kevin E. Lofton | Management | F | 31-Mar-2021 | F | REDWOOD SMART FD |
| GILEAD SCIENCES, INC. | GILD | 375558103 | 12-May-2021 | Annual | 6 | Election of Director to serve for the next year: Harish Manwani | Management | F | 31-Mar-2021 | F | REDWOOD SMART FD |
| GILEAD SCIENCES, INC. | GILD | 375558103 | 12-May-2021 | Annual | 7 | Election of Director to serve for the next year: Daniel P. O'Day | Management | F | 31-Mar-2021 | F | REDWOOD SMART FD |
| GILEAD SCIENCES, INC. | GILD | 375558103 | 12-May-2021 | Annual | 8 | Election of Director to serve for the next year: Javier J. Rodriguez | Management | F | 31-Mar-2021 | F | REDWOOD SMART FD |
| GILEAD SCIENCES, INC. | GILD | 375558103 | 12-May-2021 | Annual | 9 | Election of Director to serve for the next year: Anthony Welters | Management | F | 31-Mar-2021 | F | REDWOOD SMART FD |
| GILEAD SCIENCES, INC. | GILD | 375558103 | 12-May-2021 | Annual | 12 | To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board adopt a policy that the Chairperson of the Board of Directors be an independent director. | Shareholder | N | 31-Mar-2021 | N | REDWOOD SMART FD |
| GILEAD SCIENCES, INC. | GILD | 375558103 | 12-May-2021 | Annual | 11 | To approve, on an advisory basis, the compensation of our Named Executive Officers as presented in the Proxy Statement. | Management | F | 31-Mar-2021 | F | REDWOOD SMART FD |
| IRON MOUNTAIN INC. | IRM | 46284V101 | 12-May-2021 | Annual | 16 | The ratification of the selection by the Audit Committee of Deloitte & Touche LLP as Iron Mountain Incorporated's independent registered public accounting firm for the year ending December 31, 2021. | Management | F | 04-Apr-2021 | F | REDWOOD SMART FD |
| IRON MOUNTAIN INC. | IRM | 46284V101 | 12-May-2021 | Annual | 1 | Election of Director for a one-year term: Jennifer Allerton | Management | F | 04-Apr-2021 | F | REDWOOD SMART FD |
| IRON MOUNTAIN INC. | IRM | 46284V101 | 12-May-2021 | Annual | 2 | Election of Director for a one-year term: Pamela M. Arway | Management | F | 04-Apr-2021 | F | REDWOOD SMART FD |
| IRON MOUNTAIN INC. | IRM | 46284V101 | 12-May-2021 | Annual | 3 | Election of Director for a one-year term: Clarke H. Bailey | Management | F | 04-Apr-2021 | F | REDWOOD SMART FD |
| IRON MOUNTAIN INC. | IRM | 46284V101 | 12-May-2021 | Annual | 4 | Election of Director for a one-year term: Kent P. Dauten | Management | F | 04-Apr-2021 | F | REDWOOD SMART FD |
| IRON MOUNTAIN INC. | IRM | 46284V101 | 12-May-2021 | Annual | 5 | Election of Director for a one-year term: Monte Ford | Management | F | 04-Apr-2021 | F | REDWOOD SMART FD |
| IRON MOUNTAIN INC. | IRM | 46284V101 | 12-May-2021 | Annual | 6 | Election of Director for a one-year term: Per-Kristian Halvorsen | Management | F | 04-Apr-2021 | F | REDWOOD SMART FD |
| IRON MOUNTAIN INC. | IRM | 46284V101 | 12-May-2021 | Annual | 7 | Election of Director for a one-year term: Robin L. Matlock | Management | F | 04-Apr-2021 | F | REDWOOD SMART FD |
| IRON MOUNTAIN INC. | IRM | 46284V101 | 12-May-2021 | Annual | 8 | Election of Director for a one-year term: William L. Meaney | Management | F | 04-Apr-2021 | F | REDWOOD SMART FD |
| IRON MOUNTAIN INC. | IRM | 46284V101 | 12-May-2021 | Annual | 9 | Election of Director for a one-year term: Wendy J. Murdock | Management | F | 04-Apr-2021 | F | REDWOOD SMART FD |
| IRON MOUNTAIN INC. | IRM | 46284V101 | 12-May-2021 | Annual | 10 | Election of Director for a one-year term: Walter C. Rakowich | Management | F | 04-Apr-2021 | F | REDWOOD SMART FD |
| IRON MOUNTAIN INC. | IRM | 46284V101 | 12-May-2021 | Annual | 11 | Election of Director for a one-year term: Doyle R. Simons | Management | F | 04-Apr-2021 | F | REDWOOD SMART FD |
| IRON MOUNTAIN INC. | IRM | 46284V101 | 12-May-2021 | Annual | 12 | Election of Director for a one-year term: Alfred J. Verrecchia | Management | F | 04-Apr-2021 | F | REDWOOD SMART FD |
| IRON MOUNTAIN INC. | IRM | 46284V101 | 12-May-2021 | Annual | 13 | The approval of an amendment to the 2014 Stock and Cash Incentive Plan (the "2014 Plan") to increase the number of shares of common stock of the Company ("Common Stock") authorized for issuance, to extend the termination date of the 2014 Plan, to provide that, other than in certain circumstances, no equity-based award will vest before the first anniversary of the date of grant and to provide that dividends and dividend equivalents are not paid with respect to stock options or stock appreciation rights. | Management | F | 04-Apr-2021 | F | REDWOOD SMART FD |
| IRON MOUNTAIN INC. | IRM | 46284V101 | 12-May-2021 | Annual | 14 | The approval of an amendment to the Iron Mountain Incorporated 2013 Employee Stock Purchase Plan (the "2013 ESPP"), to increase the number of shares of Common Stock authorized for issuance thereunder by 1,000,000. | Management | F | 04-Apr-2021 | F | REDWOOD SMART FD |
| IRON MOUNTAIN INC. | IRM | 46284V101 | 12-May-2021 | Annual | 15 | The approval of a non-binding, advisory resolution approving the compensation of our named executive officers as described in the Iron Mountain Incorporated Proxy Statement. | Management | F | 04-Apr-2021 | F | REDWOOD SMART FD |
| SIMON PROPERTY GROUP, INC. | SPG | 828806109 | 12-May-2021 | Annual | 12 | Ratification of Ernst & Young LLP as our Independent Registered Public Accounting Firm for 2021. | Management | F | 29-Mar-2021 | F | REDWOOD SMART FD |
| SIMON PROPERTY GROUP, INC. | SPG | 828806109 | 12-May-2021 | Annual | 1 | Election of Director: Glyn F. Aeppel | Management | F | 29-Mar-2021 | F | REDWOOD SMART FD |
| SIMON PROPERTY GROUP, INC. | SPG | 828806109 | 12-May-2021 | Annual | 2 | Election of Director: Larry C. Glasscock | Management | F | 29-Mar-2021 | F | REDWOOD SMART FD |
| SIMON PROPERTY GROUP, INC. | SPG | 828806109 | 12-May-2021 | Annual | 3 | Election of Director: Karen N. Horn, Ph.D. | Management | F | 29-Mar-2021 | F | REDWOOD SMART FD |
| SIMON PROPERTY GROUP, INC. | SPG | 828806109 | 12-May-2021 | Annual | 4 | Election of Director: Allan Hubbard | Management | F | 29-Mar-2021 | F | REDWOOD SMART FD |
| SIMON PROPERTY GROUP, INC. | SPG | 828806109 | 12-May-2021 | Annual | 5 | Election of Director: Reuben S. Leibowitz | Management | F | 29-Mar-2021 | F | REDWOOD SMART FD |
| SIMON PROPERTY GROUP, INC. | SPG | 828806109 | 12-May-2021 | Annual | 6 | Election of Director: Gary M. Rodkin | Management | F | 29-Mar-2021 | F | REDWOOD SMART FD |
| SIMON PROPERTY GROUP, INC. | SPG | 828806109 | 12-May-2021 | Annual | 7 | Election of Director: Stefan M. Selig | Management | F | 29-Mar-2021 | F | REDWOOD SMART FD |
| SIMON PROPERTY GROUP, INC. | SPG | 828806109 | 12-May-2021 | Annual | 8 | Election of Director: Daniel C. Smith, Ph.D. | Management | F | 29-Mar-2021 | F | REDWOOD SMART FD |
| SIMON PROPERTY GROUP, INC. | SPG | 828806109 | 12-May-2021 | Annual | 9 | Election of Director: J. Albert Smith, Jr. | Management | F | 29-Mar-2021 | F | REDWOOD SMART FD |
| SIMON PROPERTY GROUP, INC. | SPG | 828806109 | 12-May-2021 | Annual | 10 | Election of Director: Marta R. Stewart | Management | F | 29-Mar-2021 | F | REDWOOD SMART FD |
| SIMON PROPERTY GROUP, INC. | SPG | 828806109 | 12-May-2021 | Annual | 11 | An Advisory Vote to Approve the Compensation of our Named Executive Officers. | Management | F | 29-Mar-2021 | F | REDWOOD SMART FD |
| NUCOR CORPORATION | NUE | 670346105 | 13-May-2021 | Annual | 1 | DIRECTOR | Management | F | 28-Mar-2021 | F | REDWOOD SMART FD |
| NUCOR CORPORATION | NUE | 670346105 | 13-May-2021 | Annual | 1 | DIRECTOR | Management | F | 28-Mar-2021 | F | REDWOOD SMART FD |
| NUCOR CORPORATION | NUE | 670346105 | 13-May-2021 | Annual | 1 | DIRECTOR | Management | F | 28-Mar-2021 | F | REDWOOD SMART FD |
| NUCOR CORPORATION | NUE | 670346105 | 13-May-2021 | Annual | 1 | DIRECTOR | Management | F | 28-Mar-2021 | F | REDWOOD SMART FD |
| NUCOR CORPORATION | NUE | 670346105 | 13-May-2021 | Annual | 1 | DIRECTOR | Management | F | 28-Mar-2021 | F | REDWOOD SMART FD |
| NUCOR CORPORATION | NUE | 670346105 | 13-May-2021 | Annual | 1 | DIRECTOR | Management | F | 28-Mar-2021 | F | REDWOOD SMART FD |
| NUCOR CORPORATION | NUE | 670346105 | 13-May-2021 | Annual | 1 | DIRECTOR | Management | F | 28-Mar-2021 | F | REDWOOD SMART FD |
| NUCOR CORPORATION | NUE | 670346105 | 13-May-2021 | Annual | 2 | Ratification of the appointment of PricewaterhouseCoopers LLP to serve as Nucor's independent registered public accounting firm for 2021. | Management | F | 28-Mar-2021 | F | REDWOOD SMART FD |
| NUCOR CORPORATION | NUE | 670346105 | 13-May-2021 | Annual | 3 | Approval, on an advisory basis, of Nucor's named executive officer compensation in 2020. | Management | F | 28-Mar-2021 | F | REDWOOD SMART FD |
| JUNIPER NETWORKS, INC. | JNPR | 48203R104 | 13-May-2021 | Annual | 11 | Ratification of Ernst & Young LLP, an independent registered public accounting firm, as our auditors for the fiscal year ending December 31, 2021. | Management | F | 01-Apr-2021 | F | REDWOOD SMART FD |
| JUNIPER NETWORKS, INC. | JNPR | 48203R104 | 13-May-2021 | Annual | 1 | Election of Director: Gary Daichendt | Management | F | 01-Apr-2021 | F | REDWOOD SMART FD |
| JUNIPER NETWORKS, INC. | JNPR | 48203R104 | 13-May-2021 | Annual | 2 | Election of Director: Anne DelSanto | Management | F | 01-Apr-2021 | F | REDWOOD SMART FD |
| JUNIPER NETWORKS, INC. | JNPR | 48203R104 | 13-May-2021 | Annual | 3 | Election of Director: Kevin DeNuccio | Management | F | 01-Apr-2021 | F | REDWOOD SMART FD |
| JUNIPER NETWORKS, INC. | JNPR | 48203R104 | 13-May-2021 | Annual | 4 | Election of Director: James Dolce | Management | F | 01-Apr-2021 | F | REDWOOD SMART FD |
| JUNIPER NETWORKS, INC. | JNPR | 48203R104 | 13-May-2021 | Annual | 5 | Election of Director: Christine Gorjanc | Management | F | 01-Apr-2021 | F | REDWOOD SMART FD |
| JUNIPER NETWORKS, INC. | JNPR | 48203R104 | 13-May-2021 | Annual | 6 | Election of Director: Janet Haugen | Management | F | 01-Apr-2021 | F | REDWOOD SMART FD |
| JUNIPER NETWORKS, INC. | JNPR | 48203R104 | 13-May-2021 | Annual | 7 | Election of Director: Scott Kriens | Management | F | 01-Apr-2021 | F | REDWOOD SMART FD |
| JUNIPER NETWORKS, INC. | JNPR | 48203R104 | 13-May-2021 | Annual | 8 | Election of Director: Rahul Merchant | Management | F | 01-Apr-2021 | F | REDWOOD SMART FD |
| JUNIPER NETWORKS, INC. | JNPR | 48203R104 | 13-May-2021 | Annual | 9 | Election of Director: Rami Rahim | Management | F | 01-Apr-2021 | F | REDWOOD SMART FD |
| JUNIPER NETWORKS, INC. | JNPR | 48203R104 | 13-May-2021 | Annual | 10 | Election of Director: William Stensrud | Management | F | 01-Apr-2021 | F | REDWOOD SMART FD |
| JUNIPER NETWORKS, INC. | JNPR | 48203R104 | 13-May-2021 | Annual | 12 | Approval of a non-binding advisory resolution on executive compensation. | Management | F | 01-Apr-2021 | F | REDWOOD SMART FD |
| VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 13-May-2021 | Annual | 11 | Ratification of Appointment of Independent Registered Public Accounting Firm | Management | F | 30-Mar-2021 | F | REDWOOD SMART FD |
| VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 13-May-2021 | Annual | 12 | Shareholder Action by Written Consent | Shareholder | N | 30-Mar-2021 | N | REDWOOD SMART FD |
| VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 13-May-2021 | Annual | 13 | Amend Clawback Policy | Shareholder | N | 30-Mar-2021 | N | REDWOOD SMART FD |
| VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 13-May-2021 | Annual | 14 | Shareholder Ratification of Annual Equity Awards | Shareholder | N | 30-Mar-2021 | N | REDWOOD SMART FD |
| VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 13-May-2021 | Annual | 1 | Election of Director: Shellye L. Archambeau | Management | F | 30-Mar-2021 | F | REDWOOD SMART FD |
| VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 13-May-2021 | Annual | 2 | Election of Director: Roxanne S. Austin | Management | F | 30-Mar-2021 | F | REDWOOD SMART FD |
| VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 13-May-2021 | Annual | 3 | Election of Director: Mark T. Bertolini | Management | F | 30-Mar-2021 | F | REDWOOD SMART FD |
| VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 13-May-2021 | Annual | 4 | Election of Director: Melanie L. Healey | Management | F | 30-Mar-2021 | F | REDWOOD SMART FD |
| VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 13-May-2021 | Annual | 5 | Election of Director: Clarence Otis, Jr. | Management | F | 30-Mar-2021 | F | REDWOOD SMART FD |
| VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 13-May-2021 | Annual | 6 | Election of Director: Daniel H. Schulman | Management | F | 30-Mar-2021 | F | REDWOOD SMART FD |
| VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 13-May-2021 | Annual | 7 | Election of Director: Rodney E. Slater | Management | F | 30-Mar-2021 | F | REDWOOD SMART FD |
| VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 13-May-2021 | Annual | 8 | Election of Director: Hans E. Vestberg | Management | F | 30-Mar-2021 | F | REDWOOD SMART FD |
| VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 13-May-2021 | Annual | 9 | Election of Director: Gregory G. Weaver | Management | F | 30-Mar-2021 | F | REDWOOD SMART FD |
| VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 13-May-2021 | Annual | 10 | Advisory Vote to Approve Executive Compensation | Management | F | 30-Mar-2021 | F | REDWOOD SMART FD |
| THE WESTERN UNION COMPANY | WU | 959802109 | 14-May-2021 | Annual | 13 | Ratification of Selection of Ernst & Young LLP as Independent Registered Public Accounting Firm for 2021 | Management | F | 04-Apr-2021 | F | REDWOOD SMART FD |
| THE WESTERN UNION COMPANY | WU | 959802109 | 14-May-2021 | Annual | 14 | Stockholder Proposal Regarding Stockholder Right to Act by Written Consent | Shareholder | N | 04-Apr-2021 | N | REDWOOD SMART FD |
| THE WESTERN UNION COMPANY | WU | 959802109 | 14-May-2021 | Annual | 1 | Election of Director: Martin I. Cole | Management | F | 04-Apr-2021 | F | REDWOOD SMART FD |
| THE WESTERN UNION COMPANY | WU | 959802109 | 14-May-2021 | Annual | 2 | Election of Director: Hikmet Ersek | Management | F | 04-Apr-2021 | F | REDWOOD SMART FD |
| THE WESTERN UNION COMPANY | WU | 959802109 | 14-May-2021 | Annual | 3 | Election of Director: Richard A. Goodman | Management | F | 04-Apr-2021 | F | REDWOOD SMART FD |
| THE WESTERN UNION COMPANY | WU | 959802109 | 14-May-2021 | Annual | 4 | Election of Director: Betsy D. Holden | Management | F | 04-Apr-2021 | F | REDWOOD SMART FD |
| THE WESTERN UNION COMPANY | WU | 959802109 | 14-May-2021 | Annual | 5 | Election of Director: Jeffrey A. Joerres | Management | F | 04-Apr-2021 | F | REDWOOD SMART FD |
| THE WESTERN UNION COMPANY | WU | 959802109 | 14-May-2021 | Annual | 6 | Election of Director: Michael A. Miles, Jr. | Management | F | 04-Apr-2021 | F | REDWOOD SMART FD |
| THE WESTERN UNION COMPANY | WU | 959802109 | 14-May-2021 | Annual | 7 | Election of Director: Timothy P. Murphy | Management | F | 04-Apr-2021 | F | REDWOOD SMART FD |
| THE WESTERN UNION COMPANY | WU | 959802109 | 14-May-2021 | Annual | 8 | Election of Director: Joyce A. Phillips | Management | F | 04-Apr-2021 | F | REDWOOD SMART FD |
| THE WESTERN UNION COMPANY | WU | 959802109 | 14-May-2021 | Annual | 9 | Election of Director: Jan Siegmund | Management | F | 04-Apr-2021 | F | REDWOOD SMART FD |
| THE WESTERN UNION COMPANY | WU | 959802109 | 14-May-2021 | Annual | 10 | Election of Director: Angela A. Sun | Management | F | 04-Apr-2021 | F | REDWOOD SMART FD |
| THE WESTERN UNION COMPANY | WU | 959802109 | 14-May-2021 | Annual | 11 | Election of Director: Solomon D. Trujillo | Management | F | 04-Apr-2021 | F | REDWOOD SMART FD |
| THE WESTERN UNION COMPANY | WU | 959802109 | 14-May-2021 | Annual | 12 | Advisory Vote to Approve Executive Compensation | Management | F | 04-Apr-2021 | F | REDWOOD SMART FD |
| CONSOLIDATED EDISON, INC. | ED | 209115104 | 17-May-2021 | Annual | 13 | Ratification of appointment of independent accountants. | Management | F | 06-Apr-2021 | F | REDWOOD SMART FD |
| CONSOLIDATED EDISON, INC. | ED | 209115104 | 17-May-2021 | Annual | 1 | Election of Director: Timothy P. Cawley | Management | F | 06-Apr-2021 | F | REDWOOD SMART FD |
| CONSOLIDATED EDISON, INC. | ED | 209115104 | 17-May-2021 | Annual | 2 | Election of Director: Ellen V. Futter | Management | F | 06-Apr-2021 | F | REDWOOD SMART FD |
| CONSOLIDATED EDISON, INC. | ED | 209115104 | 17-May-2021 | Annual | 3 | Election of Director: John F. Killian | Management | F | 06-Apr-2021 | F | REDWOOD SMART FD |
| CONSOLIDATED EDISON, INC. | ED | 209115104 | 17-May-2021 | Annual | 4 | Election of Director: Karol V. Mason | Management | F | 06-Apr-2021 | F | REDWOOD SMART FD |
| CONSOLIDATED EDISON, INC. | ED | 209115104 | 17-May-2021 | Annual | 5 | Election of Director: John McAvoy | Management | F | 06-Apr-2021 | F | REDWOOD SMART FD |
| CONSOLIDATED EDISON, INC. | ED | 209115104 | 17-May-2021 | Annual | 6 | Election of Director: Dwight A. McBride | Management | F | 06-Apr-2021 | F | REDWOOD SMART FD |
| CONSOLIDATED EDISON, INC. | ED | 209115104 | 17-May-2021 | Annual | 7 | Election of Director: William J. Mulrow | Management | F | 06-Apr-2021 | F | REDWOOD SMART FD |
| CONSOLIDATED EDISON, INC. | ED | 209115104 | 17-May-2021 | Annual | 8 | Election of Director: Armando J. Olivera | Management | F | 06-Apr-2021 | F | REDWOOD SMART FD |
| CONSOLIDATED EDISON, INC. | ED | 209115104 | 17-May-2021 | Annual | 9 | Election of Director: Michael W. Ranger | Management | F | 06-Apr-2021 | F | REDWOOD SMART FD |
| CONSOLIDATED EDISON, INC. | ED | 209115104 | 17-May-2021 | Annual | 10 | Election of Director: Linda S. Sanford | Management | F | 06-Apr-2021 | F | REDWOOD SMART FD |
| CONSOLIDATED EDISON, INC. | ED | 209115104 | 17-May-2021 | Annual | 11 | Election of Director: Deirdre Stanley | Management | F | 06-Apr-2021 | F | REDWOOD SMART FD |
| CONSOLIDATED EDISON, INC. | ED | 209115104 | 17-May-2021 | Annual | 12 | Election of Director: L. Frederick Sutherland | Management | F | 06-Apr-2021 | F | REDWOOD SMART FD |
| CONSOLIDATED EDISON, INC. | ED | 209115104 | 17-May-2021 | Annual | 14 | Advisory vote to approve named executive officer compensation. | Management | F | 06-Apr-2021 | F | REDWOOD SMART FD |
| JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | Annual | 17 | Political and electioneering expenditure congruency report. | Shareholder | N | 08-Apr-2021 | N | REDWOOD SMART FD |
| JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | Annual | 13 | Ratification of independent registered public accounting firm. | Management | F | 08-Apr-2021 | F | REDWOOD SMART FD |
| JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | Annual | 14 | Improve shareholder written consent. | Shareholder | N | 08-Apr-2021 | N | REDWOOD SMART FD |
| JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | Annual | 1 | Election of Director: Linda B. Bammann | Management | F | 08-Apr-2021 | F | REDWOOD SMART FD |
| JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | Annual | 2 | Election of Director: Stephen B. Burke | Management | F | 08-Apr-2021 | F | REDWOOD SMART FD |
| JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | Annual | 3 | Election of Director: Todd A. Combs | Management | F | 08-Apr-2021 | F | REDWOOD SMART FD |
| JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | Annual | 4 | Election of Director: James S. Crown | Management | F | 08-Apr-2021 | F | REDWOOD SMART FD |
| JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | Annual | 5 | Election of Director: James Dimon | Management | F | 08-Apr-2021 | F | REDWOOD SMART FD |
| JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | Annual | 6 | Election of Director: Timothy P. Flynn | Management | F | 08-Apr-2021 | F | REDWOOD SMART FD |
| JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | Annual | 7 | Election of Director: Mellody Hobson | Management | F | 08-Apr-2021 | F | REDWOOD SMART FD |
| JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | Annual | 8 | Election of Director: Michael A. Neal | Management | F | 08-Apr-2021 | F | REDWOOD SMART FD |
| JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | Annual | 9 | Election of Director: Phebe N. Novakovic | Management | F | 08-Apr-2021 | F | REDWOOD SMART FD |
| JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | Annual | 10 | Election of Director: Virginia M. Rometty | Management | F | 08-Apr-2021 | F | REDWOOD SMART FD |
| JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | Annual | 12 | Approval of Amended and Restated Long-Term Incentive Plan effective May 18, 2021. | Management | F | 08-Apr-2021 | F | REDWOOD SMART FD |
| JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | Annual | 16 | Independent board chairman. | Shareholder | N | 08-Apr-2021 | N | REDWOOD SMART FD |
| JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | Annual | 11 | Advisory resolution to approve executive compensation. | Management | F | 08-Apr-2021 | F | REDWOOD SMART FD |
| JPMORGAN CHASE & CO. | JPM | 46625H100 | 18-May-2021 | Annual | 15 | Racial equity audit and report. | Shareholder | N | 08-Apr-2021 | N | REDWOOD SMART FD |
| PPL CORPORATION | PPL | 69351T106 | 18-May-2021 | Annual | 11 | Ratification of the appointment of Independent Registered Public Accounting Firm. | Management | F | 10-Apr-2021 | F | REDWOOD SMART FD |
| PPL CORPORATION | PPL | 69351T106 | 18-May-2021 | Annual | 1 | Election of Director: Arthur P. Beattie | Management | F | 10-Apr-2021 | F | REDWOOD SMART FD |
| PPL CORPORATION | PPL | 69351T106 | 18-May-2021 | Annual | 2 | Election of Director: Steven G. Elliott | Management | F | 10-Apr-2021 | F | REDWOOD SMART FD |
| PPL CORPORATION | PPL | 69351T106 | 18-May-2021 | Annual | 3 | Election of Director: Raja Rajamannar | Management | F | 10-Apr-2021 | F | REDWOOD SMART FD |
| PPL CORPORATION | PPL | 69351T106 | 18-May-2021 | Annual | 4 | Election of Director: Craig A. Rogerson | Management | F | 10-Apr-2021 | F | REDWOOD SMART FD |
| PPL CORPORATION | PPL | 69351T106 | 18-May-2021 | Annual | 5 | Election of Director: Vincent Sorgi | Management | F | 10-Apr-2021 | F | REDWOOD SMART FD |
| PPL CORPORATION | PPL | 69351T106 | 18-May-2021 | Annual | 6 | Election of Director: Natica von Althann | Management | F | 10-Apr-2021 | F | REDWOOD SMART FD |
| PPL CORPORATION | PPL | 69351T106 | 18-May-2021 | Annual | 7 | Election of Director: Keith H. Williamson | Management | F | 10-Apr-2021 | F | REDWOOD SMART FD |
| PPL CORPORATION | PPL | 69351T106 | 18-May-2021 | Annual | 8 | Election of Director: Phoebe A. Wood | Management | F | 10-Apr-2021 | F | REDWOOD SMART FD |
| PPL CORPORATION | PPL | 69351T106 | 18-May-2021 | Annual | 9 | Election of Director: Armando Zagalo de Lima | Management | F | 10-Apr-2021 | F | REDWOOD SMART FD |
| PPL CORPORATION | PPL | 69351T106 | 18-May-2021 | Annual | 10 | Advisory vote to approve compensation of named executive officers. | Management | F | 10-Apr-2021 | F | REDWOOD SMART FD |
| FIRSTENERGY CORP. | FE | 337932107 | 18-May-2021 | Annual | 15 | Ratify the Appointment of the Independent Registered Public Accounting Firm for 2021. | Management | F | 28-Mar-2021 | F | REDWOOD SMART FD |
| FIRSTENERGY CORP. | FE | 337932107 | 18-May-2021 | Annual | 1 | Election of Director: Michael J. Anderson | Management | F | 28-Mar-2021 | F | REDWOOD SMART FD |
| FIRSTENERGY CORP. | FE | 337932107 | 18-May-2021 | Annual | 2 | Election of Director: Steven J. Demetriou | Management | F | 28-Mar-2021 | F | REDWOOD SMART FD |
| FIRSTENERGY CORP. | FE | 337932107 | 18-May-2021 | Annual | 3 | Election of Director: Julia L. Johnson | Management | F | 28-Mar-2021 | F | REDWOOD SMART FD |
| FIRSTENERGY CORP. | FE | 337932107 | 18-May-2021 | Annual | 4 | Election of Director: Jesse A. Lynn | Management | F | 28-Mar-2021 | F | REDWOOD SMART FD |
| FIRSTENERGY CORP. | FE | 337932107 | 18-May-2021 | Annual | 5 | Election of Director: Donald T. Misheff | Management | F | 28-Mar-2021 | F | REDWOOD SMART FD |
| FIRSTENERGY CORP. | FE | 337932107 | 18-May-2021 | Annual | 6 | Election of Director: Thomas N. Mitchell | Management | F | 28-Mar-2021 | F | REDWOOD SMART FD |
| FIRSTENERGY CORP. | FE | 337932107 | 18-May-2021 | Annual | 7 | Election of Director: James F. O'Neil III | Management | F | 28-Mar-2021 | F | REDWOOD SMART FD |
| FIRSTENERGY CORP. | FE | 337932107 | 18-May-2021 | Annual | 8 | Election of Director: Christopher D. Pappas | Management | F | 28-Mar-2021 | F | REDWOOD SMART FD |
| FIRSTENERGY CORP. | FE | 337932107 | 18-May-2021 | Annual | 9 | Election of Director: Luis A. Reyes | Management | F | 28-Mar-2021 | F | REDWOOD SMART FD |
| FIRSTENERGY CORP. | FE | 337932107 | 18-May-2021 | Annual | 10 | Election of Director: John W. Somerhalder II | Management | F | 28-Mar-2021 | F | REDWOOD SMART FD |
| FIRSTENERGY CORP. | FE | 337932107 | 18-May-2021 | Annual | 11 | Election of Director: Steven E. Strah | Management | F | 28-Mar-2021 | F | REDWOOD SMART FD |
| FIRSTENERGY CORP. | FE | 337932107 | 18-May-2021 | Annual | 12 | Election of Director: Andrew Teno | Management | F | 28-Mar-2021 | F | REDWOOD SMART FD |
| FIRSTENERGY CORP. | FE | 337932107 | 18-May-2021 | Annual | 13 | Election of Director: Leslie M. Turner | Management | F | 28-Mar-2021 | F | REDWOOD SMART FD |
| FIRSTENERGY CORP. | FE | 337932107 | 18-May-2021 | Annual | 14 | Election of Director: Melvin Williams | Management | F | 28-Mar-2021 | F | REDWOOD SMART FD |
| FIRSTENERGY CORP. | FE | 337932107 | 18-May-2021 | Annual | 16 | Approve, on an Advisory Basis, Named Executive Officer Compensation. | Management | F | 28-Mar-2021 | F | REDWOOD SMART FD |
| LUMEN TECHNOLOGIES, INC. | LUMN | 550241103 | 19-May-2021 | Annual | 12 | Ratify the appointment of KPMG LLP as our independent auditor for 2021. | Management | F | 08-Apr-2021 | F | REDWOOD SMART FD |
| LUMEN TECHNOLOGIES, INC. | LUMN | 550241103 | 19-May-2021 | Annual | 13 | Ratify the amendment to our Amended and Restated NOL Rights Plan. | Management | F | 08-Apr-2021 | F | REDWOOD SMART FD |
| LUMEN TECHNOLOGIES, INC. | LUMN | 550241103 | 19-May-2021 | Annual | 1 | Election of Director: Quincy L. Allen | Management | F | 08-Apr-2021 | F | REDWOOD SMART FD |
| LUMEN TECHNOLOGIES, INC. | LUMN | 550241103 | 19-May-2021 | Annual | 2 | Election of Director: Martha Helena Bejar | Management | F | 08-Apr-2021 | F | REDWOOD SMART FD |
| LUMEN TECHNOLOGIES, INC. | LUMN | 550241103 | 19-May-2021 | Annual | 3 | Election of Director: Peter C. Brown | Management | F | 08-Apr-2021 | F | REDWOOD SMART FD |
| LUMEN TECHNOLOGIES, INC. | LUMN | 550241103 | 19-May-2021 | Annual | 4 | Election of Director: Kevin P. Chilton | Management | F | 08-Apr-2021 | F | REDWOOD SMART FD |
| LUMEN TECHNOLOGIES, INC. | LUMN | 550241103 | 19-May-2021 | Annual | 5 | Election of Director: Steven T. "Terry" Clontz | Management | F | 08-Apr-2021 | F | REDWOOD SMART FD |
| LUMEN TECHNOLOGIES, INC. | LUMN | 550241103 | 19-May-2021 | Annual | 6 | Election of Director: T. Michael Glenn | Management | F | 08-Apr-2021 | F | REDWOOD SMART FD |
| LUMEN TECHNOLOGIES, INC. | LUMN | 550241103 | 19-May-2021 | Annual | 7 | Election of Director: W. Bruce Hanks | Management | F | 08-Apr-2021 | F | REDWOOD SMART FD |
| LUMEN TECHNOLOGIES, INC. | LUMN | 550241103 | 19-May-2021 | Annual | 8 | Election of Director: Hal Stanley Jones | Management | F | 08-Apr-2021 | F | REDWOOD SMART FD |
| LUMEN TECHNOLOGIES, INC. | LUMN | 550241103 | 19-May-2021 | Annual | 9 | Election of Director: Michael Roberts | Management | F | 08-Apr-2021 | F | REDWOOD SMART FD |
| LUMEN TECHNOLOGIES, INC. | LUMN | 550241103 | 19-May-2021 | Annual | 10 | Election of Director: Laurie Siegel | Management | F | 08-Apr-2021 | F | REDWOOD SMART FD |
| LUMEN TECHNOLOGIES, INC. | LUMN | 550241103 | 19-May-2021 | Annual | 11 | Election of Director: Jeffrey K. Storey | Management | F | 08-Apr-2021 | F | REDWOOD SMART FD |
| LUMEN TECHNOLOGIES, INC. | LUMN | 550241103 | 19-May-2021 | Annual | 14 | Advisory vote to approve our executive compensation. | Management | F | 08-Apr-2021 | F | REDWOOD SMART FD |
| THERMO FISHER SCIENTIFIC INC. | TMO | 883556102 | 19-May-2021 | Annual | 14 | Ratification of the Audit Committee's selection of PricewaterhouseCoopers LLP as the Company's independent auditors for 2021. | Management | F | 10-Apr-2021 | F | REDWOOD SMART FD |
| THERMO FISHER SCIENTIFIC INC. | TMO | 883556102 | 19-May-2021 | Annual | 15 | A shareholder Proposal regarding special Shareholder Meetings. | Shareholder | N | 10-Apr-2021 | N | REDWOOD SMART FD |
| THERMO FISHER SCIENTIFIC INC. | TMO | 883556102 | 19-May-2021 | Annual | 1 | Election of Director: Marc N. Casper | Management | F | 10-Apr-2021 | F | REDWOOD SMART FD |
| THERMO FISHER SCIENTIFIC INC. | TMO | 883556102 | 19-May-2021 | Annual | 2 | Election of Director: Nelson J. Chai | Management | F | 10-Apr-2021 | F | REDWOOD SMART FD |
| THERMO FISHER SCIENTIFIC INC. | TMO | 883556102 | 19-May-2021 | Annual | 3 | Election of Director: C. Martin Harris | Management | F | 10-Apr-2021 | F | REDWOOD SMART FD |
| THERMO FISHER SCIENTIFIC INC. | TMO | 883556102 | 19-May-2021 | Annual | 4 | Election of Director: Tyler Jacks | Management | F | 10-Apr-2021 | F | REDWOOD SMART FD |
| THERMO FISHER SCIENTIFIC INC. | TMO | 883556102 | 19-May-2021 | Annual | 5 | Election of Director: R. Alexandra Keith | Management | F | 10-Apr-2021 | F | REDWOOD SMART FD |
| THERMO FISHER SCIENTIFIC INC. | TMO | 883556102 | 19-May-2021 | Annual | 6 | Election of Director: Thomas J. Lynch | Management | F | 10-Apr-2021 | F | REDWOOD SMART FD |
| THERMO FISHER SCIENTIFIC INC. | TMO | 883556102 | 19-May-2021 | Annual | 7 | Election of Director: Jim P. Manzi | Management | F | 10-Apr-2021 | F | REDWOOD SMART FD |
| THERMO FISHER SCIENTIFIC INC. | TMO | 883556102 | 19-May-2021 | Annual | 8 | Election of Director: James C. Mullen | Management | F | 10-Apr-2021 | F | REDWOOD SMART FD |
| THERMO FISHER SCIENTIFIC INC. | TMO | 883556102 | 19-May-2021 | Annual | 9 | Election of Director: Lars R. Sørensen | Management | F | 10-Apr-2021 | F | REDWOOD SMART FD |
| THERMO FISHER SCIENTIFIC INC. | TMO | 883556102 | 19-May-2021 | Annual | 10 | Election of Director: Debora L. Spar | Management | F | 10-Apr-2021 | F | REDWOOD SMART FD |
| THERMO FISHER SCIENTIFIC INC. | TMO | 883556102 | 19-May-2021 | Annual | 11 | Election of Director: Scott M. Sperling | Management | F | 10-Apr-2021 | F | REDWOOD SMART FD |
| THERMO FISHER SCIENTIFIC INC. | TMO | 883556102 | 19-May-2021 | Annual | 12 | Election of Director: Dion J. Weisler | Management | F | 10-Apr-2021 | F | REDWOOD SMART FD |
| THERMO FISHER SCIENTIFIC INC. | TMO | 883556102 | 19-May-2021 | Annual | 13 | An advisory vote to approve named executive officer compensation. | Management | F | 10-Apr-2021 | F | REDWOOD SMART FD |
| THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | Annual | 16 | Shareholder Proposal Regarding Political Contributions Congruency Analysis. | Shareholder | N | 06-Apr-2021 | N | REDWOOD SMART FD |
| THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | Annual | 13 | Ratification of the Appointment of KPMG LLP. | Management | F | 06-Apr-2021 | F | REDWOOD SMART FD |
| THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | Annual | 15 | Shareholder Proposal Regarding Amendment of Shareholder Written Consent Right. | Shareholder | N | 06-Apr-2021 | N | REDWOOD SMART FD |
| THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | Annual | 17 | Shareholder Proposal Regarding Report on Prison Labor in the Supply Chain. | Shareholder | N | 06-Apr-2021 | N | REDWOOD SMART FD |
| THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | Annual | 1 | Election of Director: Gerard J. Arpey | Management | F | 06-Apr-2021 | F | REDWOOD SMART FD |
| THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | Annual | 2 | Election of Director: Ari Bousbib | Management | F | 06-Apr-2021 | F | REDWOOD SMART FD |
| THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | Annual | 3 | Election of Director: Jeffery H. Boyd | Management | F | 06-Apr-2021 | F | REDWOOD SMART FD |
| THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | Annual | 4 | Election of Director: Gregory D. Brenneman | Management | F | 06-Apr-2021 | F | REDWOOD SMART FD |
| THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | Annual | 5 | Election of Director: J. Frank Brown | Management | F | 06-Apr-2021 | F | REDWOOD SMART FD |
| THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | Annual | 6 | Election of Director: Albert P. Carey | Management | F | 06-Apr-2021 | F | REDWOOD SMART FD |
| THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | Annual | 7 | Election of Director: Helena B. Foulkes | Management | F | 06-Apr-2021 | F | REDWOOD SMART FD |
| THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | Annual | 8 | Election of Director: Linda R. Gooden | Management | F | 06-Apr-2021 | F | REDWOOD SMART FD |
| THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | Annual | 9 | Election of Director: Wayne M. Hewett | Management | F | 06-Apr-2021 | F | REDWOOD SMART FD |
| THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | Annual | 10 | Election of Director: Manuel Kadre | Management | F | 06-Apr-2021 | F | REDWOOD SMART FD |
| THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | Annual | 11 | Election of Director: Stephanie C. Linnartz | Management | F | 06-Apr-2021 | F | REDWOOD SMART FD |
| THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | Annual | 12 | Election of Director: Craig A. Menear | Management | F | 06-Apr-2021 | F | REDWOOD SMART FD |
| THE HOME DEPOT, INC. | HD | 437076102 | 20-May-2021 | Annual | 14 | Advisory Vote to Approve Executive Compensation ("Say-on-Pay"). | Management | F | 06-Apr-2021 | F | REDWOOD SMART FD |
| VORNADO REALTY TRUST | VNO | 929042109 | 20-May-2021 | Annual | 1 | DIRECTOR | Management | F | 10-Apr-2021 | F | REDWOOD SMART FD |
| VORNADO REALTY TRUST | VNO | 929042109 | 20-May-2021 | Annual | 1 | DIRECTOR | Management | F | 10-Apr-2021 | F | REDWOOD SMART FD |
| VORNADO REALTY TRUST | VNO | 929042109 | 20-May-2021 | Annual | 1 | DIRECTOR | Management | F | 10-Apr-2021 | F | REDWOOD SMART FD |
| VORNADO REALTY TRUST | VNO | 929042109 | 20-May-2021 | Annual | 1 | DIRECTOR | Management | F | 10-Apr-2021 | F | REDWOOD SMART FD |
| VORNADO REALTY TRUST | VNO | 929042109 | 20-May-2021 | Annual | 1 | DIRECTOR | Management | F | 10-Apr-2021 | F | REDWOOD SMART FD |
| VORNADO REALTY TRUST | VNO | 929042109 | 20-May-2021 | Annual | 1 | DIRECTOR | Management | F | 10-Apr-2021 | F | REDWOOD SMART FD |
| VORNADO REALTY TRUST | VNO | 929042109 | 20-May-2021 | Annual | 1 | DIRECTOR | Management | F | 10-Apr-2021 | F | REDWOOD SMART FD |
| VORNADO REALTY TRUST | VNO | 929042109 | 20-May-2021 | Annual | 1 | DIRECTOR | Management | F | 10-Apr-2021 | F | REDWOOD SMART FD |
| VORNADO REALTY TRUST | VNO | 929042109 | 20-May-2021 | Annual | 1 | DIRECTOR | Management | F | 10-Apr-2021 | F | REDWOOD SMART FD |
| VORNADO REALTY TRUST | VNO | 929042109 | 20-May-2021 | Annual | 1 | DIRECTOR | Management | F | 10-Apr-2021 | F | REDWOOD SMART FD |
| VORNADO REALTY TRUST | VNO | 929042109 | 20-May-2021 | Annual | 2 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR. | Management | F | 10-Apr-2021 | F | REDWOOD SMART FD |
| VORNADO REALTY TRUST | VNO | 929042109 | 20-May-2021 | Annual | 3 | NON-BINDING, ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Management | F | 10-Apr-2021 | F | REDWOOD SMART FD |
| HASBRO, INC. | HAS | 418056107 | 20-May-2021 | Annual | 13 | Ratification of the selection of KPMG LLP as Hasbro, Inc.'s independent registered public accounting firm for fiscal 2021. | Management | F | 04-Apr-2021 | F | REDWOOD SMART FD |
| HASBRO, INC. | HAS | 418056107 | 20-May-2021 | Annual | 1 | Election of Director: Kenneth A. Bronfin | Management | F | 04-Apr-2021 | F | REDWOOD SMART FD |
| HASBRO, INC. | HAS | 418056107 | 20-May-2021 | Annual | 2 | Election of Director: Michael R. Burns | Management | F | 04-Apr-2021 | F | REDWOOD SMART FD |
| HASBRO, INC. | HAS | 418056107 | 20-May-2021 | Annual | 3 | Election of Director: Hope F. Cochran | Management | F | 04-Apr-2021 | F | REDWOOD SMART FD |
| HASBRO, INC. | HAS | 418056107 | 20-May-2021 | Annual | 4 | Election of Director: Lisa Gersh | Management | F | 04-Apr-2021 | F | REDWOOD SMART FD |
| HASBRO, INC. | HAS | 418056107 | 20-May-2021 | Annual | 5 | Election of Director: Brian D. Goldner | Management | F | 04-Apr-2021 | F | REDWOOD SMART FD |
| HASBRO, INC. | HAS | 418056107 | 20-May-2021 | Annual | 6 | Election of Director: Tracy A. Leinbach | Management | F | 04-Apr-2021 | F | REDWOOD SMART FD |
| HASBRO, INC. | HAS | 418056107 | 20-May-2021 | Annual | 7 | Election of Director: Edward M. Philip | Management | F | 04-Apr-2021 | F | REDWOOD SMART FD |
| HASBRO, INC. | HAS | 418056107 | 20-May-2021 | Annual | 8 | Election of Director: Laurel J. Richie | Management | F | 04-Apr-2021 | F | REDWOOD SMART FD |
| HASBRO, INC. | HAS | 418056107 | 20-May-2021 | Annual | 9 | Election of Director: Richard S. Stoddart | Management | F | 04-Apr-2021 | F | REDWOOD SMART FD |
| HASBRO, INC. | HAS | 418056107 | 20-May-2021 | Annual | 10 | Election of Director: Mary Best West | Management | F | 04-Apr-2021 | F | REDWOOD SMART FD |
| HASBRO, INC. | HAS | 418056107 | 20-May-2021 | Annual | 11 | Election of Director: Linda K. Zecher | Management | F | 04-Apr-2021 | F | REDWOOD SMART FD |
| HASBRO, INC. | HAS | 418056107 | 20-May-2021 | Annual | 12 | The adoption, on an advisory basis, of a resolution approving the compensation of the Named Executive Officers of Hasbro, Inc., as described in the "Compensation Discussion and Analysis" and "Executive Compensation" sections of the 2021 Proxy Statement. | Management | F | 04-Apr-2021 | F | REDWOOD SMART FD |
| XEROX HOLDINGS CORPORATION | XRX | 98421M106 | 20-May-2021 | Annual | 10 | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2021. | Management | F | 28-Apr-2021 | F | REDWOOD SMART FD |
| XEROX HOLDINGS CORPORATION | XRX | 98421M106 | 20-May-2021 | Annual | 13 | Consideration of a shareholder proposal for shareholder action by written consent, if properly presented at the Annual Meeting. | Shareholder | N | 28-Apr-2021 | N | REDWOOD SMART FD |
| XEROX HOLDINGS CORPORATION | XRX | 98421M106 | 20-May-2021 | Annual | 1 | Election of Director: Keith Cozza | Management | F | 28-Apr-2021 | F | REDWOOD SMART FD |
| XEROX HOLDINGS CORPORATION | XRX | 98421M106 | 20-May-2021 | Annual | 2 | Election of Director: Joseph J. Echevarria | Management | F | 28-Apr-2021 | F | REDWOOD SMART FD |
| XEROX HOLDINGS CORPORATION | XRX | 98421M106 | 20-May-2021 | Annual | 3 | Election of Director: Cheryl Gordon Krongard | Management | F | 28-Apr-2021 | F | REDWOOD SMART FD |
| XEROX HOLDINGS CORPORATION | XRX | 98421M106 | 20-May-2021 | Annual | 4 | Election of Director: Scott Letier | Management | F | 28-Apr-2021 | F | REDWOOD SMART FD |
| XEROX HOLDINGS CORPORATION | XRX | 98421M106 | 20-May-2021 | Annual | 5 | Election of Director: Nichelle Maynard-Elliott | Management | F | 28-Apr-2021 | F | REDWOOD SMART FD |
| XEROX HOLDINGS CORPORATION | XRX | 98421M106 | 20-May-2021 | Annual | 6 | Election of Director: Steven D. Miller | Management | F | 28-Apr-2021 | F | REDWOOD SMART FD |
| XEROX HOLDINGS CORPORATION | XRX | 98421M106 | 20-May-2021 | Annual | 7 | Election of Director: James L. Nelson | Management | F | 28-Apr-2021 | F | REDWOOD SMART FD |
| XEROX HOLDINGS CORPORATION | XRX | 98421M106 | 20-May-2021 | Annual | 8 | Election of Director: Margarita Paláu-Hernández | Management | F | 28-Apr-2021 | F | REDWOOD SMART FD |
| XEROX HOLDINGS CORPORATION | XRX | 98421M106 | 20-May-2021 | Annual | 9 | Election of Director: Giovanni ("John") Visentin | Management | F | 28-Apr-2021 | F | REDWOOD SMART FD |
| XEROX HOLDINGS CORPORATION | XRX | 98421M106 | 20-May-2021 | Annual | 14 | Election of Aris Kekedjian as a Director. | Management | F | 28-Apr-2021 | F | REDWOOD SMART FD |
| XEROX HOLDINGS CORPORATION | XRX | 98421M106 | 20-May-2021 | Annual | 12 | Approval of the Company's amended and restated Equity Compensation Plan for Non-Employee Directors. | Management | F | 28-Apr-2021 | F | REDWOOD SMART FD |
| XEROX HOLDINGS CORPORATION | XRX | 98421M106 | 20-May-2021 | Annual | 11 | Approval, on an advisory basis, of the 2020 compensation of our named executive officers. | Management | F | 28-Apr-2021 | F | REDWOOD SMART FD |
| ALTRIA GROUP, INC. | MO | 02209S103 | 20-May-2021 | Annual | 15 | Shareholder Proposal - Disclosure of Lobbying Policies and Practices. | Shareholder | N | 09-Apr-2021 | N | REDWOOD SMART FD |
| ALTRIA GROUP, INC. | MO | 02209S103 | 20-May-2021 | Annual | 12 | Ratification of the Selection of Independent Registered Public Accounting Firm. | Management | F | 09-Apr-2021 | F | REDWOOD SMART FD |
| ALTRIA GROUP, INC. | MO | 02209S103 | 20-May-2021 | Annual | 10 | Election of Director: Virginia E. Shanks | Management | F | 09-Apr-2021 | F | REDWOOD SMART FD |
| ALTRIA GROUP, INC. | MO | 02209S103 | 20-May-2021 | Annual | 11 | Election of Director: Ellen R. Strahlman | Management | F | 09-Apr-2021 | F | REDWOOD SMART FD |
| ALTRIA GROUP, INC. | MO | 02209S103 | 20-May-2021 | Annual | 1 | Election of Director: John T. Casteen III | Management | F | 09-Apr-2021 | F | REDWOOD SMART FD |
| ALTRIA GROUP, INC. | MO | 02209S103 | 20-May-2021 | Annual | 2 | Election of Director: Dinyar S. Devitre | Management | F | 09-Apr-2021 | F | REDWOOD SMART FD |
| ALTRIA GROUP, INC. | MO | 02209S103 | 20-May-2021 | Annual | 3 | Election of Director: William F. Gifford, Jr. | Management | F | 09-Apr-2021 | F | REDWOOD SMART FD |
| ALTRIA GROUP, INC. | MO | 02209S103 | 20-May-2021 | Annual | 4 | Election of Director: Debra J. Kelly-Ennis | Management | F | 09-Apr-2021 | F | REDWOOD SMART FD |
| ALTRIA GROUP, INC. | MO | 02209S103 | 20-May-2021 | Annual | 5 | Election of Director: W. Leo Kiely III | Management | F | 09-Apr-2021 | F | REDWOOD SMART FD |
| ALTRIA GROUP, INC. | MO | 02209S103 | 20-May-2021 | Annual | 6 | Election of Director: Kathryn B. McQuade | Management | F | 09-Apr-2021 | F | REDWOOD SMART FD |
| ALTRIA GROUP, INC. | MO | 02209S103 | 20-May-2021 | Annual | 7 | Election of Director: George Muñoz | Management | F | 09-Apr-2021 | F | REDWOOD SMART FD |
| ALTRIA GROUP, INC. | MO | 02209S103 | 20-May-2021 | Annual | 8 | Election of Director: Mark E. Newman | Management | F | 09-Apr-2021 | F | REDWOOD SMART FD |
| ALTRIA GROUP, INC. | MO | 02209S103 | 20-May-2021 | Annual | 9 | Election of Director: Nabil Y. Sakkab | Management | F | 09-Apr-2021 | F | REDWOOD SMART FD |
| ALTRIA GROUP, INC. | MO | 02209S103 | 20-May-2021 | Annual | 14 | Shareholder Proposal - Review and Report on Underage Tobacco Prevention Policies and Marketing Practices. | Shareholder | N | 09-Apr-2021 | N | REDWOOD SMART FD |
| ALTRIA GROUP, INC. | MO | 02209S103 | 20-May-2021 | Annual | 13 | Non-Binding Advisory Vote to Approve the Compensation of Altria's Named Executive Officers. | Management | F | 09-Apr-2021 | F | REDWOOD SMART FD |
| MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | Annual | 15 | Ratification of the appointment of the Company's independent registered public accounting firm for 2021. | Management | F | 06-Apr-2021 | F | REDWOOD SMART FD |
| MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | Annual | 16 | Shareholder proposal concerning a shareholder right to act by written consent. | Shareholder | N | 06-Apr-2021 | N | REDWOOD SMART FD |
| MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | Annual | 17 | Shareholder proposal regarding access to COVID-19 products. | Shareholder | N | 06-Apr-2021 | N | REDWOOD SMART FD |
| MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | Annual | 1 | Election of Director: Leslie A. Brun | Management | F | 06-Apr-2021 | F | REDWOOD SMART FD |
| MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | Annual | 2 | Election of Director: Mary Ellen Coe | Management | F | 06-Apr-2021 | F | REDWOOD SMART FD |
| MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | Annual | 3 | Election of Director: Pamela J. Craig | Management | F | 06-Apr-2021 | F | REDWOOD SMART FD |
| MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | Annual | 4 | Election of Director: Kenneth C. Frazier | Management | F | 06-Apr-2021 | F | REDWOOD SMART FD |
| MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | Annual | 5 | Election of Director: Thomas H. Glocer | Management | F | 06-Apr-2021 | F | REDWOOD SMART FD |
| MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | Annual | 6 | Election of Director: Risa J. Lavizzo-Mourey | Management | F | 06-Apr-2021 | F | REDWOOD SMART FD |
| MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | Annual | 7 | Election of Director: Stephen L. Mayo | Management | F | 06-Apr-2021 | F | REDWOOD SMART FD |
| MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | Annual | 8 | Election of Director: Paul B. Rothman | Management | F | 06-Apr-2021 | F | REDWOOD SMART FD |
| MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | Annual | 9 | Election of Director: Patricia F. Russo | Management | F | 06-Apr-2021 | F | REDWOOD SMART FD |
| MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | Annual | 10 | Election of Director: Christine E. Seidman | Management | F | 06-Apr-2021 | F | REDWOOD SMART FD |
| MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | Annual | 11 | Election of Director: Inge G. Thulin | Management | F | 06-Apr-2021 | F | REDWOOD SMART FD |
| MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | Annual | 12 | Election of Director: Kathy J. Warden | Management | F | 06-Apr-2021 | F | REDWOOD SMART FD |
| MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | Annual | 13 | Election of Director: Peter C. Wendell | Management | F | 06-Apr-2021 | F | REDWOOD SMART FD |
| MERCK & CO., INC. | MRK | 58933Y105 | 25-May-2021 | Annual | 14 | Non-binding advisory vote to approve the compensation of our named executive officers. | Management | F | 06-Apr-2021 | F | REDWOOD SMART FD |
| LEGGETT & PLATT, INCORPORATED | LEG | 524660107 | 25-May-2021 | Annual | 12 | Ratification of the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | F | 07-Apr-2021 | F | REDWOOD SMART FD |
| LEGGETT & PLATT, INCORPORATED | LEG | 524660107 | 25-May-2021 | Annual | 1 | ELECTION OF DIRECTOR: MARK A. BLINN | Management | F | 07-Apr-2021 | F | REDWOOD SMART FD |
| LEGGETT & PLATT, INCORPORATED | LEG | 524660107 | 25-May-2021 | Annual | 2 | ELECTION OF DIRECTOR: ROBERT E. BRUNNER | Management | F | 07-Apr-2021 | F | REDWOOD SMART FD |
| LEGGETT & PLATT, INCORPORATED | LEG | 524660107 | 25-May-2021 | Annual | 3 | ELECTION OF DIRECTOR: MARY CAMPBELL | Management | F | 07-Apr-2021 | F | REDWOOD SMART FD |
| LEGGETT & PLATT, INCORPORATED | LEG | 524660107 | 25-May-2021 | Annual | 4 | Election of Director: J. Mitchell Dolloff | Management | F | 07-Apr-2021 | F | REDWOOD SMART FD |
| LEGGETT & PLATT, INCORPORATED | LEG | 524660107 | 25-May-2021 | Annual | 5 | Election of Director: Manuel A. Fernandez | Management | F | 07-Apr-2021 | F | REDWOOD SMART FD |
| LEGGETT & PLATT, INCORPORATED | LEG | 524660107 | 25-May-2021 | Annual | 6 | Election of Director: Karl G. Glassman | Management | F | 07-Apr-2021 | F | REDWOOD SMART FD |
| LEGGETT & PLATT, INCORPORATED | LEG | 524660107 | 25-May-2021 | Annual | 7 | Election of Director: Joseph W. McClanathan | Management | F | 07-Apr-2021 | F | REDWOOD SMART FD |
| LEGGETT & PLATT, INCORPORATED | LEG | 524660107 | 25-May-2021 | Annual | 8 | Election of Director: Judy C. Odom | Management | F | 07-Apr-2021 | F | REDWOOD SMART FD |
| LEGGETT & PLATT, INCORPORATED | LEG | 524660107 | 25-May-2021 | Annual | 9 | Election of Director: Srikanth Padmanabhan | Management | F | 07-Apr-2021 | F | REDWOOD SMART FD |
| LEGGETT & PLATT, INCORPORATED | LEG | 524660107 | 25-May-2021 | Annual | 10 | Election of Director: Jai Shah | Management | F | 07-Apr-2021 | F | REDWOOD SMART FD |
| LEGGETT & PLATT, INCORPORATED | LEG | 524660107 | 25-May-2021 | Annual | 11 | Election of Director: Phoebe A. Wood | Management | F | 07-Apr-2021 | F | REDWOOD SMART FD |
| LEGGETT & PLATT, INCORPORATED | LEG | 524660107 | 25-May-2021 | Annual | 13 | An advisory vote to approve named executive officer compensation as described in the Company's proxy statement. | Management | F | 07-Apr-2021 | F | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 7 | Report on Environmental Expenditures. | Shareholder | N | 19-Mar-2021 | N | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 8 | Report on Political Contributions. | Shareholder | N | 19-Mar-2021 | N | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 9 | Report on Lobbying. | Shareholder | N | 19-Mar-2021 | N | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 10 | Report on Climate Lobbying. | Shareholder | N | 19-Mar-2021 | N | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 1 | DIRECTOR | Management | F | 19-Mar-2021 | F | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 1 | DIRECTOR | Management | F | 19-Mar-2021 | F | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 1 | DIRECTOR | Management | F | 19-Mar-2021 | F | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 1 | DIRECTOR | Management | F | 19-Mar-2021 | F | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 1 | DIRECTOR | Management | F | 19-Mar-2021 | F | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 1 | DIRECTOR | Management | F | 19-Mar-2021 | F | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 1 | DIRECTOR | Management | F | 19-Mar-2021 | F | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 1 | DIRECTOR | Management | F | 19-Mar-2021 | F | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 1 | DIRECTOR | Management | F | 19-Mar-2021 | F | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 1 | DIRECTOR | Management | F | 19-Mar-2021 | F | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 1 | DIRECTOR | Management | F | 19-Mar-2021 | F | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 1 | DIRECTOR | Management | F | 19-Mar-2021 | F | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 2 | Ratification of Independent Auditors. | Management | F | 19-Mar-2021 | F | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 5 | Special Shareholder Meetings. | Shareholder | N | 19-Mar-2021 | N | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 6 | Report on Scenario Analysis. | Shareholder | N | 19-Mar-2021 | N | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 4 | Independent Chairman. | Shareholder | N | 19-Mar-2021 | N | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 3 | Advisory Vote to Approve Executive Compensation. | Management | F | 19-Mar-2021 | F | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 7 | Report on Environmental Expenditures. | Shareholder | N | 19-Mar-2021 | N | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 8 | Report on Political Contributions. | Shareholder | N | 19-Mar-2021 | N | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 9 | Report on Lobbying. | Shareholder | N | 19-Mar-2021 | N | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 10 | Report on Climate Lobbying. | Shareholder | N | 19-Mar-2021 | N | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 1 | DIRECTOR | Management | F | 19-Mar-2021 | F | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 1 | DIRECTOR | Management | F | 19-Mar-2021 | F | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 1 | DIRECTOR | Management | F | 19-Mar-2021 | F | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 1 | DIRECTOR | Management | F | 19-Mar-2021 | F | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 1 | DIRECTOR | Management | F | 19-Mar-2021 | F | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 1 | DIRECTOR | Management | F | 19-Mar-2021 | F | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 1 | DIRECTOR | Management | F | 19-Mar-2021 | F | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 1 | DIRECTOR | Management | F | 19-Mar-2021 | F | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 1 | DIRECTOR | Management | F | 19-Mar-2021 | F | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 1 | DIRECTOR | Management | F | 19-Mar-2021 | F | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 1 | DIRECTOR | Management | F | 19-Mar-2021 | F | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 1 | DIRECTOR | Management | F | 19-Mar-2021 | F | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 2 | Ratification of Independent Auditors. | Management | F | 19-Mar-2021 | F | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 5 | Special Shareholder Meetings. | Shareholder | N | 19-Mar-2021 | N | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 6 | Report on Scenario Analysis. | Shareholder | N | 19-Mar-2021 | N | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 4 | Independent Chairman. | Shareholder | N | 19-Mar-2021 | N | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 3 | Advisory Vote to Approve Executive Compensation. | Management | F | 19-Mar-2021 | F | REDWOOD SMART FD |
| PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 26-May-2021 | Annual | 13 | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent auditor for 2021. | Management | F | 14-Apr-2021 | F | REDWOOD SMART FD |
| PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 26-May-2021 | Annual | 14 | Stockholder proposal - Stockholder right to act by written consent. | Shareholder | N | 14-Apr-2021 | N | REDWOOD SMART FD |
| PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 26-May-2021 | Annual | 15 | Stockholder Proposal - Assessing Inclusion in the Workplace. | Shareholder | N | 14-Apr-2021 | N | REDWOOD SMART FD |
| PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 26-May-2021 | Annual | 1 | Election of Director: Rodney C. Adkins | Management | F | 14-Apr-2021 | F | REDWOOD SMART FD |
| PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 26-May-2021 | Annual | 2 | Election of Director: Jonathan Christodoro | Management | F | 14-Apr-2021 | F | REDWOOD SMART FD |
| PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 26-May-2021 | Annual | 3 | Election of Director: John J. Donahoe | Management | F | 14-Apr-2021 | F | REDWOOD SMART FD |
| PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 26-May-2021 | Annual | 4 | Election of Director: David W. Dorman | Management | F | 14-Apr-2021 | F | REDWOOD SMART FD |
| PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 26-May-2021 | Annual | 5 | Election of Director: Belinda J. Johnson | Management | F | 14-Apr-2021 | F | REDWOOD SMART FD |
| PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 26-May-2021 | Annual | 6 | Election of Director: Gail J. McGovern | Management | F | 14-Apr-2021 | F | REDWOOD SMART FD |
| PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 26-May-2021 | Annual | 7 | Election of Director: Deborah M. Messemer | Management | F | 14-Apr-2021 | F | REDWOOD SMART FD |
| PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 26-May-2021 | Annual | 8 | Election of Director: David M. Moffett | Management | F | 14-Apr-2021 | F | REDWOOD SMART FD |
| PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 26-May-2021 | Annual | 9 | Election of Director: Ann M. Sarnoff | Management | F | 14-Apr-2021 | F | REDWOOD SMART FD |
| PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 26-May-2021 | Annual | 10 | Election of Director: Daniel H. Schulman | Management | F | 14-Apr-2021 | F | REDWOOD SMART FD |
| PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 26-May-2021 | Annual | 11 | Election of Director: Frank D. Yeary | Management | F | 14-Apr-2021 | F | REDWOOD SMART FD |
| PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 26-May-2021 | Annual | 12 | Advisory vote to approve named executive officer compensation. | Management | F | 14-Apr-2021 | F | REDWOOD SMART FD |
| CHEVRON CORPORATION | CVX | 166764100 | 26-May-2021 | Annual | 18 | Report on Lobbying. | Shareholder | N | 10-Apr-2021 | N | REDWOOD SMART FD |
| CHEVRON CORPORATION | CVX | 166764100 | 26-May-2021 | Annual | 13 | Ratification of Appointment of PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm. | Management | F | 10-Apr-2021 | F | REDWOOD SMART FD |
| CHEVRON CORPORATION | CVX | 166764100 | 26-May-2021 | Annual | 16 | Report on Impacts of Net Zero 2050 Scenario. | Shareholder | N | 10-Apr-2021 | N | REDWOOD SMART FD |
| CHEVRON CORPORATION | CVX | 166764100 | 26-May-2021 | Annual | 17 | Shift to Public Benefit Corporation. | Shareholder | N | 10-Apr-2021 | N | REDWOOD SMART FD |
| CHEVRON CORPORATION | CVX | 166764100 | 26-May-2021 | Annual | 20 | Special Meetings. | Shareholder | N | 10-Apr-2021 | N | REDWOOD SMART FD |
| CHEVRON CORPORATION | CVX | 166764100 | 26-May-2021 | Annual | 1 | Election of Director: Wanda M. Austin | Management | F | 10-Apr-2021 | F | REDWOOD SMART FD |
| CHEVRON CORPORATION | CVX | 166764100 | 26-May-2021 | Annual | 2 | Election of Director: John B. Frank | Management | F | 10-Apr-2021 | F | REDWOOD SMART FD |
| CHEVRON CORPORATION | CVX | 166764100 | 26-May-2021 | Annual | 3 | Election of Director: Alice P. Gast | Management | F | 10-Apr-2021 | F | REDWOOD SMART FD |
| CHEVRON CORPORATION | CVX | 166764100 | 26-May-2021 | Annual | 4 | Election of Director: Enrique Hernandez, Jr. | Management | F | 10-Apr-2021 | F | REDWOOD SMART FD |
| CHEVRON CORPORATION | CVX | 166764100 | 26-May-2021 | Annual | 5 | Election of Director: Marillyn A. Hewson | Management | F | 10-Apr-2021 | F | REDWOOD SMART FD |
| CHEVRON CORPORATION | CVX | 166764100 | 26-May-2021 | Annual | 6 | Election of Director: Jon M. Huntsman Jr. | Management | F | 10-Apr-2021 | F | REDWOOD SMART FD |
| CHEVRON CORPORATION | CVX | 166764100 | 26-May-2021 | Annual | 7 | Election of Director: Charles W. Moorman IV | Management | F | 10-Apr-2021 | F | REDWOOD SMART FD |
| CHEVRON CORPORATION | CVX | 166764100 | 26-May-2021 | Annual | 8 | Election of Director: Dambisa F. Moyo | Management | F | 10-Apr-2021 | F | REDWOOD SMART FD |
| CHEVRON CORPORATION | CVX | 166764100 | 26-May-2021 | Annual | 9 | Election of Director: Debra Reed-Klages | Management | F | 10-Apr-2021 | F | REDWOOD SMART FD |
| CHEVRON CORPORATION | CVX | 166764100 | 26-May-2021 | Annual | 10 | Election of Director: Ronald D. Sugar | Management | F | 10-Apr-2021 | F | REDWOOD SMART FD |
| CHEVRON CORPORATION | CVX | 166764100 | 26-May-2021 | Annual | 11 | Election of Director: D. James Umpleby III | Management | F | 10-Apr-2021 | F | REDWOOD SMART FD |
| CHEVRON CORPORATION | CVX | 166764100 | 26-May-2021 | Annual | 12 | Election of Director: Michael K. Wirth | Management | F | 10-Apr-2021 | F | REDWOOD SMART FD |
| CHEVRON CORPORATION | CVX | 166764100 | 26-May-2021 | Annual | 15 | Reduce Scope 3 Emissions. | Shareholder | N | 10-Apr-2021 | N | REDWOOD SMART FD |
| CHEVRON CORPORATION | CVX | 166764100 | 26-May-2021 | Annual | 19 | Independent Chair. | Shareholder | N | 10-Apr-2021 | N | REDWOOD SMART FD |
| CHEVRON CORPORATION | CVX | 166764100 | 26-May-2021 | Annual | 14 | Advisory Vote to Approve Named Executive Officer Compensation. | Management | F | 10-Apr-2021 | F | REDWOOD SMART FD |
| ONEOK, INC. | OKE | 682680103 | 26-May-2021 | Annual | 12 | Ratification of the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm of ONEOK, Inc. for the year ending December 31, 2021. | Management | F | 10-Apr-2021 | F | REDWOOD SMART FD |
| ONEOK, INC. | OKE | 682680103 | 26-May-2021 | Annual | 1 | Election of Director: Brian L. Derksen | Management | F | 10-Apr-2021 | F | REDWOOD SMART FD |
| ONEOK, INC. | OKE | 682680103 | 26-May-2021 | Annual | 2 | Election of Director: Julie H. Edwards | Management | F | 10-Apr-2021 | F | REDWOOD SMART FD |
| ONEOK, INC. | OKE | 682680103 | 26-May-2021 | Annual | 3 | Election of Director: John W. Gibson | Management | F | 10-Apr-2021 | F | REDWOOD SMART FD |
| ONEOK, INC. | OKE | 682680103 | 26-May-2021 | Annual | 4 | Election of Director: Mark W. Helderman | Management | F | 10-Apr-2021 | F | REDWOOD SMART FD |
| ONEOK, INC. | OKE | 682680103 | 26-May-2021 | Annual | 5 | Election of Director: Randall J. Larson | Management | F | 10-Apr-2021 | F | REDWOOD SMART FD |
| ONEOK, INC. | OKE | 682680103 | 26-May-2021 | Annual | 6 | Election of Director: Steven J. Malcolm | Management | F | 10-Apr-2021 | F | REDWOOD SMART FD |
| ONEOK, INC. | OKE | 682680103 | 26-May-2021 | Annual | 7 | Election of Director: Jim W. Mogg | Management | F | 10-Apr-2021 | F | REDWOOD SMART FD |
| ONEOK, INC. | OKE | 682680103 | 26-May-2021 | Annual | 8 | Election of Director: Pattye L. Moore | Management | F | 10-Apr-2021 | F | REDWOOD SMART FD |
| ONEOK, INC. | OKE | 682680103 | 26-May-2021 | Annual | 9 | Election of Director: Eduardo A. Rodriguez | Management | F | 10-Apr-2021 | F | REDWOOD SMART FD |
| ONEOK, INC. | OKE | 682680103 | 26-May-2021 | Annual | 10 | Election of Director: Gerald B. Smith | Management | F | 10-Apr-2021 | F | REDWOOD SMART FD |
| ONEOK, INC. | OKE | 682680103 | 26-May-2021 | Annual | 11 | Election of Director: Terry K. Spencer | Management | F | 10-Apr-2021 | F | REDWOOD SMART FD |
| ONEOK, INC. | OKE | 682680103 | 26-May-2021 | Annual | 13 | An advisory vote to approve ONEOK, Inc.'s executive compensation. | Management | F | 10-Apr-2021 | F | REDWOOD SMART FD |
| AIR TRANSPORT SERVICES GROUP, INC. | ATSG | 00922R105 | 26-May-2021 | Annual | 11 | Company proposal to ratify the selection of Deloitte and Touche LLP as the independent registered public accounting firm of the Company for 2021. | Management | F | 16-Apr-2021 | F | REDWOOD SMART FD |
| AIR TRANSPORT SERVICES GROUP, INC. | ATSG | 00922R105 | 26-May-2021 | Annual | 13 | A shareholder proposal related to the right to act by written consent. | Shareholder | N | 16-Apr-2021 | N | REDWOOD SMART FD |
| AIR TRANSPORT SERVICES GROUP, INC. | ATSG | 00922R105 | 26-May-2021 | Annual | 1 | Election of Director: Richard M. Baudouin | Management | F | 16-Apr-2021 | F | REDWOOD SMART FD |
| AIR TRANSPORT SERVICES GROUP, INC. | ATSG | 00922R105 | 26-May-2021 | Annual | 2 | Election of Director: Phyllis J. Campbell | Management | F | 16-Apr-2021 | F | REDWOOD SMART FD |
| AIR TRANSPORT SERVICES GROUP, INC. | ATSG | 00922R105 | 26-May-2021 | Annual | 3 | Election of Director: Richard F. Corrado | Management | F | 16-Apr-2021 | F | REDWOOD SMART FD |
| AIR TRANSPORT SERVICES GROUP, INC. | ATSG | 00922R105 | 26-May-2021 | Annual | 4 | Election of Director: Joseph C. Hete | Management | F | 16-Apr-2021 | F | REDWOOD SMART FD |
| AIR TRANSPORT SERVICES GROUP, INC. | ATSG | 00922R105 | 26-May-2021 | Annual | 5 | Election of Director: Raymond E. Johns, Jr. | Management | F | 16-Apr-2021 | F | REDWOOD SMART FD |
| AIR TRANSPORT SERVICES GROUP, INC. | ATSG | 00922R105 | 26-May-2021 | Annual | 6 | Election of Director: Laura J. Peterson | Management | F | 16-Apr-2021 | F | REDWOOD SMART FD |
| AIR TRANSPORT SERVICES GROUP, INC. | ATSG | 00922R105 | 26-May-2021 | Annual | 7 | Election of Director: Randy D. Rademacher | Management | F | 16-Apr-2021 | F | REDWOOD SMART FD |
| AIR TRANSPORT SERVICES GROUP, INC. | ATSG | 00922R105 | 26-May-2021 | Annual | 8 | Election of Director: J. Christopher Teets | Management | F | 16-Apr-2021 | F | REDWOOD SMART FD |
| AIR TRANSPORT SERVICES GROUP, INC. | ATSG | 00922R105 | 26-May-2021 | Annual | 9 | Election of Director: Jeffrey J. Vorholt | Management | F | 16-Apr-2021 | F | REDWOOD SMART FD |
| AIR TRANSPORT SERVICES GROUP, INC. | ATSG | 00922R105 | 26-May-2021 | Annual | 10 | Election of Director: Paul S. Williams | Management | F | 16-Apr-2021 | F | REDWOOD SMART FD |
| AIR TRANSPORT SERVICES GROUP, INC. | ATSG | 00922R105 | 26-May-2021 | Annual | 12 | Advisory vote on executive compensation. | Management | F | 16-Apr-2021 | F | REDWOOD SMART FD |
| AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | Annual | 23 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER USE OF CERTAIN TECHNOLOGIES. | Shareholder | N | 16-Apr-2021 | N | REDWOOD SMART FD |
| AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | Annual | 22 | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON LOBBYING. | Shareholder | N | 16-Apr-2021 | N | REDWOOD SMART FD |
| AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | Annual | 11 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS. | Management | F | 16-Apr-2021 | F | REDWOOD SMART FD |
| AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | Annual | 13 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER DUE DILIGENCE. | Shareholder | N | 16-Apr-2021 | N | REDWOOD SMART FD |
| AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | Annual | 16 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PROMOTION DATA. | Shareholder | N | 16-Apr-2021 | N | REDWOOD SMART FD |
| AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | Annual | 17 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PACKAGING MATERIALS. | Shareholder | N | 16-Apr-2021 | N | REDWOOD SMART FD |
| AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | Annual | 18 | SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY AND EQUITY AUDIT REPORT. | Shareholder | N | 16-Apr-2021 | N | REDWOOD SMART FD |
| AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | Annual | 19 | SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE DIRECTOR CANDIDATE POLICY. | Shareholder | N | 16-Apr-2021 | N | REDWOOD SMART FD |
| AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | Annual | 20 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON COMPETITION STRATEGY AND RISK. | Shareholder | N | 16-Apr-2021 | N | REDWOOD SMART FD |
| AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | Annual | 21 | SHAREHOLDER PROPOSAL REQUESTING AN ADDITIONAL REDUCTION IN THRESHOLD FOR CALLING SPECIAL SHAREHOLDER MEETINGS. | Shareholder | N | 16-Apr-2021 | N | REDWOOD SMART FD |
| AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | Annual | 1 | Election of Director: Jeffrey P. Bezos | Management | F | 16-Apr-2021 | F | REDWOOD SMART FD |
| AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | Annual | 2 | Election of Director: Keith B. Alexander | Management | F | 16-Apr-2021 | F | REDWOOD SMART FD |
| AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | Annual | 3 | Election of Director: Jamie S. Gorelick | Management | F | 16-Apr-2021 | F | REDWOOD SMART FD |
| AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | Annual | 4 | Election of Director: Daniel P. Huttenlocher | Management | F | 16-Apr-2021 | F | REDWOOD SMART FD |
| AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | Annual | 5 | Election of Director: Judith A. McGrath | Management | F | 16-Apr-2021 | F | REDWOOD SMART FD |
| AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | Annual | 6 | Election of Director: Indra K. Nooyi | Management | F | 16-Apr-2021 | F | REDWOOD SMART FD |
| AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | Annual | 7 | Election of Director: Jonathan J. Rubinstein | Management | F | 16-Apr-2021 | F | REDWOOD SMART FD |
| AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | Annual | 8 | Election of Director: Thomas O. Ryder | Management | F | 16-Apr-2021 | F | REDWOOD SMART FD |
| AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | Annual | 9 | Election of Director: Patricia Q. Stonesifer | Management | F | 16-Apr-2021 | F | REDWOOD SMART FD |
| AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | Annual | 10 | Election of Director: Wendell P. Weeks | Management | F | 16-Apr-2021 | F | REDWOOD SMART FD |
| AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | Annual | 14 | SHAREHOLDER PROPOSAL REQUESTING A MANDATORY INDEPENDENT BOARD CHAIR POLICY. | Shareholder | N | 16-Apr-2021 | N | REDWOOD SMART FD |
| AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | Annual | 12 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | F | 16-Apr-2021 | F | REDWOOD SMART FD |
| AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | Annual | 15 | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON GENDER/RACIAL PAY. | Shareholder | N | 16-Apr-2021 | N | REDWOOD SMART FD |
| FACEBOOK, INC. | FB | 30303M102 | 26-May-2021 | Annual | 4 | A shareholder proposal regarding dual class capital structure. | Shareholder | N | 13-Apr-2021 | N | REDWOOD SMART FD |
| FACEBOOK, INC. | FB | 30303M102 | 26-May-2021 | Annual | 1 | DIRECTOR | Management | F | 13-Apr-2021 | F | REDWOOD SMART FD |
| FACEBOOK, INC. | FB | 30303M102 | 26-May-2021 | Annual | 1 | DIRECTOR | Management | F | 13-Apr-2021 | F | REDWOOD SMART FD |
| FACEBOOK, INC. | FB | 30303M102 | 26-May-2021 | Annual | 1 | DIRECTOR | Management | F | 13-Apr-2021 | F | REDWOOD SMART FD |
| FACEBOOK, INC. | FB | 30303M102 | 26-May-2021 | Annual | 1 | DIRECTOR | Management | F | 13-Apr-2021 | F | REDWOOD SMART FD |
| FACEBOOK, INC. | FB | 30303M102 | 26-May-2021 | Annual | 1 | DIRECTOR | Management | F | 13-Apr-2021 | F | REDWOOD SMART FD |
| FACEBOOK, INC. | FB | 30303M102 | 26-May-2021 | Annual | 1 | DIRECTOR | Management | F | 13-Apr-2021 | F | REDWOOD SMART FD |
| FACEBOOK, INC. | FB | 30303M102 | 26-May-2021 | Annual | 1 | DIRECTOR | Management | F | 13-Apr-2021 | F | REDWOOD SMART FD |
| FACEBOOK, INC. | FB | 30303M102 | 26-May-2021 | Annual | 1 | DIRECTOR | Management | F | 13-Apr-2021 | F | REDWOOD SMART FD |
| FACEBOOK, INC. | FB | 30303M102 | 26-May-2021 | Annual | 1 | DIRECTOR | Management | F | 13-Apr-2021 | F | REDWOOD SMART FD |
| FACEBOOK, INC. | FB | 30303M102 | 26-May-2021 | Annual | 2 | To ratify the appointment of Ernst & Young LLP as Facebook, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | F | 13-Apr-2021 | F | REDWOOD SMART FD |
| FACEBOOK, INC. | FB | 30303M102 | 26-May-2021 | Annual | 8 | A shareholder proposal regarding platform misuse. | Shareholder | N | 13-Apr-2021 | N | REDWOOD SMART FD |
| FACEBOOK, INC. | FB | 30303M102 | 26-May-2021 | Annual | 9 | A shareholder proposal regarding public benefit corporation. | Shareholder | N | 13-Apr-2021 | N | REDWOOD SMART FD |
| FACEBOOK, INC. | FB | 30303M102 | 26-May-2021 | Annual | 3 | To approve an amendment to the director compensation policy. | Management | F | 13-Apr-2021 | F | REDWOOD SMART FD |
| FACEBOOK, INC. | FB | 30303M102 | 26-May-2021 | Annual | 5 | A shareholder proposal regarding an independent chair. | Shareholder | N | 13-Apr-2021 | N | REDWOOD SMART FD |
| FACEBOOK, INC. | FB | 30303M102 | 26-May-2021 | Annual | 6 | A shareholder proposal regarding child exploitation. | Shareholder | N | 13-Apr-2021 | N | REDWOOD SMART FD |
| FACEBOOK, INC. | FB | 30303M102 | 26-May-2021 | Annual | 7 | A shareholder proposal regarding human/civil rights expert on board. | Shareholder | N | 13-Apr-2021 | N | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 7 | Report on Environmental Expenditures. | Shareholder | N | 04-Apr-2021 | N | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 8 | Report on Political Contributions. | Shareholder | N | 04-Apr-2021 | N | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 9 | Report on Lobbying. | Shareholder | N | 04-Apr-2021 | N | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 10 | Report on Climate Lobbying. | Shareholder | N | 04-Apr-2021 | N | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 1 | DIRECTOR | Management | F | 04-Apr-2021 | F | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 1 | DIRECTOR | Management | F | 04-Apr-2021 | F | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 1 | DIRECTOR | Management | F | 04-Apr-2021 | F | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 1 | DIRECTOR | Management | F | 04-Apr-2021 | F | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 1 | DIRECTOR | Management | F | 04-Apr-2021 | F | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 1 | DIRECTOR | Management | F | 04-Apr-2021 | F | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 1 | DIRECTOR | Management | F | 04-Apr-2021 | F | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 1 | DIRECTOR | Management | F | 04-Apr-2021 | F | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 1 | DIRECTOR | Management | F | 04-Apr-2021 | F | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 1 | DIRECTOR | Management | F | 04-Apr-2021 | F | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 1 | DIRECTOR | Management | F | 04-Apr-2021 | F | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 1 | DIRECTOR | Management | F | 04-Apr-2021 | F | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 2 | Ratification of Independent Auditors. | Management | F | 04-Apr-2021 | F | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 5 | Special Shareholder Meetings. | Shareholder | N | 04-Apr-2021 | N | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 6 | Report on Scenario Analysis. | Shareholder | N | 04-Apr-2021 | N | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 4 | Independent Chairman. | Shareholder | N | 04-Apr-2021 | N | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 3 | Advisory Vote to Approve Executive Compensation. | Management | F | 04-Apr-2021 | F | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 7 | Report on Environmental Expenditures. | Shareholder | N | 13-Apr-2021 | N | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 8 | Report on Political Contributions. | Shareholder | N | 13-Apr-2021 | N | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 9 | Report on Lobbying. | Shareholder | N | 13-Apr-2021 | N | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 10 | Report on Climate Lobbying. | Shareholder | N | 13-Apr-2021 | N | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 1 | DIRECTOR | Management | F | 13-Apr-2021 | F | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 1 | DIRECTOR | Management | F | 13-Apr-2021 | F | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 1 | DIRECTOR | Management | F | 13-Apr-2021 | F | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 1 | DIRECTOR | Management | F | 13-Apr-2021 | F | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 1 | DIRECTOR | Management | F | 13-Apr-2021 | F | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 1 | DIRECTOR | Management | F | 13-Apr-2021 | F | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 1 | DIRECTOR | Management | F | 13-Apr-2021 | F | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 1 | DIRECTOR | Management | F | 13-Apr-2021 | F | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 1 | DIRECTOR | Management | F | 13-Apr-2021 | F | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 1 | DIRECTOR | Management | F | 13-Apr-2021 | F | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 1 | DIRECTOR | Management | F | 13-Apr-2021 | F | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 1 | DIRECTOR | Management | F | 13-Apr-2021 | F | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 2 | Ratification of Independent Auditors. | Management | F | 13-Apr-2021 | F | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 5 | Special Shareholder Meetings. | Shareholder | N | 13-Apr-2021 | N | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 6 | Report on Scenario Analysis. | Shareholder | N | 13-Apr-2021 | N | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 4 | Independent Chairman. | Shareholder | N | 13-Apr-2021 | N | REDWOOD SMART FD |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 26-May-2021 | Annual | 3 | Advisory Vote to Approve Executive Compensation. | Management | F | 13-Apr-2021 | F | REDWOOD SMART FD |
| THE INTERPUBLIC GROUP OF COMPANIES, INC. | IPG | 460690100 | 27-May-2021 | Annual | 11 | Ratification of the appointment of PricewaterhouseCoopers LLP as Interpublic's independent registered public accounting firm for the year 2021. | Management | F | 19-Apr-2021 | F | REDWOOD SMART FD |
| THE INTERPUBLIC GROUP OF COMPANIES, INC. | IPG | 460690100 | 27-May-2021 | Annual | 13 | Stockholder proposal entitled "Special Stockholder Meetings." | Shareholder | N | 19-Apr-2021 | N | REDWOOD SMART FD |
| THE INTERPUBLIC GROUP OF COMPANIES, INC. | IPG | 460690100 | 27-May-2021 | Annual | 1 | Election of Director: Jocelyn Carter-Miller | Management | F | 19-Apr-2021 | F | REDWOOD SMART FD |
| THE INTERPUBLIC GROUP OF COMPANIES, INC. | IPG | 460690100 | 27-May-2021 | Annual | 2 | Election of Director: Mary J. Steele Guilfoile | Management | F | 19-Apr-2021 | F | REDWOOD SMART FD |
| THE INTERPUBLIC GROUP OF COMPANIES, INC. | IPG | 460690100 | 27-May-2021 | Annual | 3 | Election of Director: Dawn Hudson | Management | F | 19-Apr-2021 | F | REDWOOD SMART FD |
| THE INTERPUBLIC GROUP OF COMPANIES, INC. | IPG | 460690100 | 27-May-2021 | Annual | 4 | Election of Director: Philippe Krakowsky | Management | F | 19-Apr-2021 | F | REDWOOD SMART FD |
| THE INTERPUBLIC GROUP OF COMPANIES, INC. | IPG | 460690100 | 27-May-2021 | Annual | 5 | Election of Director: Jonathan F. Miller | Management | F | 19-Apr-2021 | F | REDWOOD SMART FD |
| THE INTERPUBLIC GROUP OF COMPANIES, INC. | IPG | 460690100 | 27-May-2021 | Annual | 6 | Election of Director: Patrick Q. Moore | Management | F | 19-Apr-2021 | F | REDWOOD SMART FD |
| THE INTERPUBLIC GROUP OF COMPANIES, INC. | IPG | 460690100 | 27-May-2021 | Annual | 7 | Election of Director: Michael I. Roth | Management | F | 19-Apr-2021 | F | REDWOOD SMART FD |
| THE INTERPUBLIC GROUP OF COMPANIES, INC. | IPG | 460690100 | 27-May-2021 | Annual | 8 | Election of Director: Linda S. Sanford | Management | F | 19-Apr-2021 | F | REDWOOD SMART FD |
| THE INTERPUBLIC GROUP OF COMPANIES, INC. | IPG | 460690100 | 27-May-2021 | Annual | 9 | Election of Director: David M. Thomas | Management | F | 19-Apr-2021 | F | REDWOOD SMART FD |
| THE INTERPUBLIC GROUP OF COMPANIES, INC. | IPG | 460690100 | 27-May-2021 | Annual | 10 | Election of Director: E. Lee Wyatt Jr. | Management | F | 19-Apr-2021 | F | REDWOOD SMART FD |
| THE INTERPUBLIC GROUP OF COMPANIES, INC. | IPG | 460690100 | 27-May-2021 | Annual | 12 | Advisory vote to approve named executive officer compensation. | Management | F | 19-Apr-2021 | F | REDWOOD SMART FD |
| LYONDELLBASELL INDUSTRIES N.V. | LYB | N53745100 | 28-May-2021 | Annual | 15 | Appointment of PricewaterhouseCoopers Accountants N.V. as the Auditor of our 2021 Dutch Statutory Annual Accounts. | Management | F | 10-May-2021 | F | REDWOOD SMART FD |
| LYONDELLBASELL INDUSTRIES N.V. | LYB | N53745100 | 28-May-2021 | Annual | 16 | Ratification of PricewaterhouseCoopers LLP as our Independent Registered Public Accounting Firm. | Management | F | 10-May-2021 | F | REDWOOD SMART FD |
| LYONDELLBASELL INDUSTRIES N.V. | LYB | N53745100 | 28-May-2021 | Annual | 21 | Amendment and Restatement of Employee Stock Purchase Plan. | Management | F | 10-May-2021 | F | REDWOOD SMART FD |
| LYONDELLBASELL INDUSTRIES N.V. | LYB | N53745100 | 28-May-2021 | Annual | 18 | Authorization to Conduct Share Repurchases. | Management | F | 10-May-2021 | F | REDWOOD SMART FD |
| LYONDELLBASELL INDUSTRIES N.V. | LYB | N53745100 | 28-May-2021 | Annual | 19 | Cancellation of Shares. | Management | F | 10-May-2021 | F | REDWOOD SMART FD |
| LYONDELLBASELL INDUSTRIES N.V. | LYB | N53745100 | 28-May-2021 | Annual | 1 | Election of Director: Jacques Aigrain | Management | F | 10-May-2021 | F | REDWOOD SMART FD |
| LYONDELLBASELL INDUSTRIES N.V. | LYB | N53745100 | 28-May-2021 | Annual | 2 | Election of Director: Lincoln Benet | Management | F | 10-May-2021 | F | REDWOOD SMART FD |
| LYONDELLBASELL INDUSTRIES N.V. | LYB | N53745100 | 28-May-2021 | Annual | 3 | Election of Director: Jagjeet (Jeet) Bindra | Management | F | 10-May-2021 | F | REDWOOD SMART FD |
| LYONDELLBASELL INDUSTRIES N.V. | LYB | N53745100 | 28-May-2021 | Annual | 4 | Election of Director: Robin Buchanan | Management | F | 10-May-2021 | F | REDWOOD SMART FD |
| LYONDELLBASELL INDUSTRIES N.V. | LYB | N53745100 | 28-May-2021 | Annual | 5 | Election of Director: Anthony (Tony) Chase | Management | F | 10-May-2021 | F | REDWOOD SMART FD |
| LYONDELLBASELL INDUSTRIES N.V. | LYB | N53745100 | 28-May-2021 | Annual | 6 | Election of Director: Stephen Cooper | Management | F | 10-May-2021 | F | REDWOOD SMART FD |
| LYONDELLBASELL INDUSTRIES N.V. | LYB | N53745100 | 28-May-2021 | Annual | 7 | Election of Director: Nance Dicciani | Management | F | 10-May-2021 | F | REDWOOD SMART FD |
| LYONDELLBASELL INDUSTRIES N.V. | LYB | N53745100 | 28-May-2021 | Annual | 8 | Election of Director: Robert (Bob) Dudley | Management | F | 10-May-2021 | F | REDWOOD SMART FD |
| LYONDELLBASELL INDUSTRIES N.V. | LYB | N53745100 | 28-May-2021 | Annual | 9 | Election of Director: Claire Farley | Management | F | 10-May-2021 | F | REDWOOD SMART FD |
| LYONDELLBASELL INDUSTRIES N.V. | LYB | N53745100 | 28-May-2021 | Annual | 10 | Election of Director: Michael Hanley | Management | F | 10-May-2021 | F | REDWOOD SMART FD |
| LYONDELLBASELL INDUSTRIES N.V. | LYB | N53745100 | 28-May-2021 | Annual | 11 | Election of Director: Albert Manifold | Management | F | 10-May-2021 | F | REDWOOD SMART FD |
| LYONDELLBASELL INDUSTRIES N.V. | LYB | N53745100 | 28-May-2021 | Annual | 12 | Election of Director: Bhavesh (Bob) Patel | Management | F | 10-May-2021 | F | REDWOOD SMART FD |
| LYONDELLBASELL INDUSTRIES N.V. | LYB | N53745100 | 28-May-2021 | Annual | 20 | Amendment and Restatement of Long Term Incentive Plan. | Management | F | 10-May-2021 | F | REDWOOD SMART FD |
| LYONDELLBASELL INDUSTRIES N.V. | LYB | N53745100 | 28-May-2021 | Annual | 14 | Adoption of 2020 Dutch Statutory Annual Accounts. | Management | F | 10-May-2021 | F | REDWOOD SMART FD |
| LYONDELLBASELL INDUSTRIES N.V. | LYB | N53745100 | 28-May-2021 | Annual | 13 | Discharge of Directors from Liability. | Management | F | 10-May-2021 | F | REDWOOD SMART FD |
| LYONDELLBASELL INDUSTRIES N.V. | LYB | N53745100 | 28-May-2021 | Annual | 17 | Advisory Vote Approving Executive Compensation (Say-on-Pay). | Management | F | 10-May-2021 | F | REDWOOD SMART FD |
| LYONDELLBASELL INDUSTRIES N.V. | LYB | N53745100 | 28-May-2021 | Annual | 15 | Appointment of PricewaterhouseCoopers Accountants N.V. as the Auditor of our 2021 Dutch Statutory Annual Accounts. | Management | F | 14-Apr-2021 | F | REDWOOD SMART FD |
| LYONDELLBASELL INDUSTRIES N.V. | LYB | N53745100 | 28-May-2021 | Annual | 16 | Ratification of PricewaterhouseCoopers LLP as our Independent Registered Public Accounting Firm. | Management | F | 14-Apr-2021 | F | REDWOOD SMART FD |
| LYONDELLBASELL INDUSTRIES N.V. | LYB | N53745100 | 28-May-2021 | Annual | 21 | Amendment and Restatement of Employee Stock Purchase Plan. | Management | F | 14-Apr-2021 | F | REDWOOD SMART FD |
| LYONDELLBASELL INDUSTRIES N.V. | LYB | N53745100 | 28-May-2021 | Annual | 18 | Authorization to Conduct Share Repurchases. | Management | F | 14-Apr-2021 | F | REDWOOD SMART FD |
| LYONDELLBASELL INDUSTRIES N.V. | LYB | N53745100 | 28-May-2021 | Annual | 19 | Cancellation of Shares. | Management | F | 14-Apr-2021 | F | REDWOOD SMART FD |
| LYONDELLBASELL INDUSTRIES N.V. | LYB | N53745100 | 28-May-2021 | Annual | 1 | Election of Director: Jacques Aigrain | Management | F | 14-Apr-2021 | F | REDWOOD SMART FD |
| LYONDELLBASELL INDUSTRIES N.V. | LYB | N53745100 | 28-May-2021 | Annual | 2 | Election of Director: Lincoln Benet | Management | F | 14-Apr-2021 | F | REDWOOD SMART FD |
| LYONDELLBASELL INDUSTRIES N.V. | LYB | N53745100 | 28-May-2021 | Annual | 3 | Election of Director: Jagjeet (Jeet) Bindra | Management | F | 14-Apr-2021 | F | REDWOOD SMART FD |
| LYONDELLBASELL INDUSTRIES N.V. | LYB | N53745100 | 28-May-2021 | Annual | 4 | Election of Director: Robin Buchanan | Management | F | 14-Apr-2021 | F | REDWOOD SMART FD |
| LYONDELLBASELL INDUSTRIES N.V. | LYB | N53745100 | 28-May-2021 | Annual | 5 | Election of Director: Anthony (Tony) Chase | Management | F | 14-Apr-2021 | F | REDWOOD SMART FD |
| LYONDELLBASELL INDUSTRIES N.V. | LYB | N53745100 | 28-May-2021 | Annual | 6 | Election of Director: Stephen Cooper | Management | F | 14-Apr-2021 | F | REDWOOD SMART FD |
| LYONDELLBASELL INDUSTRIES N.V. | LYB | N53745100 | 28-May-2021 | Annual | 7 | Election of Director: Nance Dicciani | Management | F | 14-Apr-2021 | F | REDWOOD SMART FD |
| LYONDELLBASELL INDUSTRIES N.V. | LYB | N53745100 | 28-May-2021 | Annual | 8 | Election of Director: Robert (Bob) Dudley | Management | F | 14-Apr-2021 | F | REDWOOD SMART FD |
| LYONDELLBASELL INDUSTRIES N.V. | LYB | N53745100 | 28-May-2021 | Annual | 9 | Election of Director: Claire Farley | Management | F | 14-Apr-2021 | F | REDWOOD SMART FD |
| LYONDELLBASELL INDUSTRIES N.V. | LYB | N53745100 | 28-May-2021 | Annual | 10 | Election of Director: Michael Hanley | Management | F | 14-Apr-2021 | F | REDWOOD SMART FD |
| LYONDELLBASELL INDUSTRIES N.V. | LYB | N53745100 | 28-May-2021 | Annual | 11 | Election of Director: Albert Manifold | Management | F | 14-Apr-2021 | F | REDWOOD SMART FD |
| LYONDELLBASELL INDUSTRIES N.V. | LYB | N53745100 | 28-May-2021 | Annual | 12 | Election of Director: Bhavesh (Bob) Patel | Management | F | 14-Apr-2021 | F | REDWOOD SMART FD |
| LYONDELLBASELL INDUSTRIES N.V. | LYB | N53745100 | 28-May-2021 | Annual | 20 | Amendment and Restatement of Long Term Incentive Plan. | Management | F | 14-Apr-2021 | F | REDWOOD SMART FD |
| LYONDELLBASELL INDUSTRIES N.V. | LYB | N53745100 | 28-May-2021 | Annual | 14 | Adoption of 2020 Dutch Statutory Annual Accounts. | Management | F | 14-Apr-2021 | F | REDWOOD SMART FD |
| LYONDELLBASELL INDUSTRIES N.V. | LYB | N53745100 | 28-May-2021 | Annual | 13 | Discharge of Directors from Liability. | Management | F | 14-Apr-2021 | F | REDWOOD SMART FD |
| LYONDELLBASELL INDUSTRIES N.V. | LYB | N53745100 | 28-May-2021 | Annual | 17 | Advisory Vote Approving Executive Compensation (Say-on-Pay). | Management | F | 14-Apr-2021 | F | REDWOOD SMART FD |
| ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2021 | Annual | 12 | Ratification of the appointment of Ernst & Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | F | 25-Apr-2021 | F | REDWOOD SMART FD |
| ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2021 | Annual | 13 | Approval of Alphabet's 2021 Stock Plan. | Management | F | 25-Apr-2021 | F | REDWOOD SMART FD |
| ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2021 | Annual | 14 | A stockholder proposal regarding equal shareholder voting, if properly presented at the meeting. | Shareholder | N | 25-Apr-2021 | N | REDWOOD SMART FD |
| ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2021 | Annual | 16 | A stockholder proposal regarding a report on sustainability metrics, if properly presented at the meeting. | Shareholder | N | 25-Apr-2021 | N | REDWOOD SMART FD |
| ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2021 | Annual | 17 | A stockholder proposal regarding a report on takedown requests, if properly presented at the meeting. | Shareholder | N | 25-Apr-2021 | N | REDWOOD SMART FD |
| ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2021 | Annual | 18 | A stockholder proposal regarding a report on whistleblower policies and practices, if properly presented at the meeting. | Shareholder | N | 25-Apr-2021 | N | REDWOOD SMART FD |
| ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2021 | Annual | 19 | A stockholder proposal regarding a report on charitable contributions, if properly presented at the meeting. | Shareholder | N | 25-Apr-2021 | N | REDWOOD SMART FD |
| ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2021 | Annual | 20 | A stockholder proposal regarding a report on risks related to anticompetitive practices, if properly presented at the meeting. | Shareholder | N | 25-Apr-2021 | N | REDWOOD SMART FD |
| ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2021 | Annual | 21 | A stockholder proposal regarding a transition to a public benefit corporation, if properly presented at the meeting. | Shareholder | N | 25-Apr-2021 | N | REDWOOD SMART FD |
| ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2021 | Annual | 1 | Election of Director: Larry Page | Management | F | 25-Apr-2021 | F | REDWOOD SMART FD |
| ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2021 | Annual | 2 | Election of Director: Sergey Brin | Management | F | 25-Apr-2021 | F | REDWOOD SMART FD |
| ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2021 | Annual | 3 | Election of Director: Sundar Pichai | Management | F | 25-Apr-2021 | F | REDWOOD SMART FD |
| ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2021 | Annual | 4 | Election of Director: John L. Hennessy | Management | F | 25-Apr-2021 | F | REDWOOD SMART FD |
| ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2021 | Annual | 5 | Election of Director: Frances H. Arnold | Management | F | 25-Apr-2021 | F | REDWOOD SMART FD |
| ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2021 | Annual | 6 | Election of Director: L. John Doerr | Management | F | 25-Apr-2021 | F | REDWOOD SMART FD |
| ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2021 | Annual | 7 | Election of Director: Roger W. Ferguson Jr. | Management | F | 25-Apr-2021 | F | REDWOOD SMART FD |
| ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2021 | Annual | 8 | Election of Director: Ann Mather | Management | F | 25-Apr-2021 | F | REDWOOD SMART FD |
| ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2021 | Annual | 9 | Election of Director: Alan R. Mulally | Management | F | 25-Apr-2021 | F | REDWOOD SMART FD |
| ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2021 | Annual | 10 | Election of Director: K. Ram Shriram | Management | F | 25-Apr-2021 | F | REDWOOD SMART FD |
| ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2021 | Annual | 11 | Election of Director: Robin L. Washington | Management | F | 25-Apr-2021 | F | REDWOOD SMART FD |
| ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2021 | Annual | 15 | A stockholder proposal regarding the nomination of human rights and/or civil rights expert to the board, if properly presented at the meeting. | Shareholder | N | 25-Apr-2021 | N | REDWOOD SMART FD |
| NETFLIX, INC. | NFLX | 64110L106 | 03-Jun-2021 | Annual | 7 | Stockholder proposal entitled, "Proposal 4 - Political Disclosures," if properly presented at the meeting. | Shareholder | N | 25-Apr-2021 | N | REDWOOD SMART FD |
| NETFLIX, INC. | NFLX | 64110L106 | 03-Jun-2021 | Annual | 5 | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | F | 25-Apr-2021 | F | REDWOOD SMART FD |
| NETFLIX, INC. | NFLX | 64110L106 | 03-Jun-2021 | Annual | 8 | Stockholder proposal entitled, "Proposal 5 - Simple Majority Vote," if properly presented at the meeting. | Shareholder | N | 25-Apr-2021 | N | REDWOOD SMART FD |
| NETFLIX, INC. | NFLX | 64110L106 | 03-Jun-2021 | Annual | 9 | Stockholder proposal entitled, "Stockholder Proposal to Improve the Executive Compensation Philosophy," if properly presented at the meeting. | Shareholder | N | 25-Apr-2021 | N | REDWOOD SMART FD |
| NETFLIX, INC. | NFLX | 64110L106 | 03-Jun-2021 | Annual | 1 | Election of Class I Director to hold office until the 2024 Annual Meeting: Richard N. Barton | Management | F | 25-Apr-2021 | F | REDWOOD SMART FD |
| NETFLIX, INC. | NFLX | 64110L106 | 03-Jun-2021 | Annual | 2 | Election of Class I Director to hold office until the 2024 Annual Meeting: Rodolphe Belmer | Management | F | 25-Apr-2021 | F | REDWOOD SMART FD |
| NETFLIX, INC. | NFLX | 64110L106 | 03-Jun-2021 | Annual | 3 | Election of Class I Director to hold office until the 2024 Annual Meeting: Bradford L. Smith | Management | F | 25-Apr-2021 | F | REDWOOD SMART FD |
| NETFLIX, INC. | NFLX | 64110L106 | 03-Jun-2021 | Annual | 4 | Election of Class I Director to hold office until the 2024 Annual Meeting: Anne M. Sweeney | Management | F | 25-Apr-2021 | F | REDWOOD SMART FD |
| NETFLIX, INC. | NFLX | 64110L106 | 03-Jun-2021 | Annual | 6 | Advisory approval of the Company's executive officer compensation. | Management | F | 25-Apr-2021 | F | REDWOOD SMART FD |
| NVIDIA CORPORATION | NVDA | 67066G104 | 03-Jun-2021 | Annual | 15 | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2022. | Management | F | 25-Apr-2021 | F | REDWOOD SMART FD |
| NVIDIA CORPORATION | NVDA | 67066G104 | 03-Jun-2021 | Annual | 16 | Approval of an amendment to our charter to increase the number of authorized shares of common stock from 2 billion shares to 4 billion shares. | Management | F | 25-Apr-2021 | F | REDWOOD SMART FD |
| NVIDIA CORPORATION | NVDA | 67066G104 | 03-Jun-2021 | Annual | 1 | Election of Director: Robert K. Burgess | Management | F | 25-Apr-2021 | F | REDWOOD SMART FD |
| NVIDIA CORPORATION | NVDA | 67066G104 | 03-Jun-2021 | Annual | 2 | Election of Director: Tench Coxe | Management | F | 25-Apr-2021 | F | REDWOOD SMART FD |
| NVIDIA CORPORATION | NVDA | 67066G104 | 03-Jun-2021 | Annual | 3 | Election of Director: John O. Dabiri | Management | F | 25-Apr-2021 | F | REDWOOD SMART FD |
| NVIDIA CORPORATION | NVDA | 67066G104 | 03-Jun-2021 | Annual | 4 | Election of Director: Persis S. Drell | Management | F | 25-Apr-2021 | F | REDWOOD SMART FD |
| NVIDIA CORPORATION | NVDA | 67066G104 | 03-Jun-2021 | Annual | 5 | Election of Director: Jen-Hsun Huang | Management | F | 25-Apr-2021 | F | REDWOOD SMART FD |
| NVIDIA CORPORATION | NVDA | 67066G104 | 03-Jun-2021 | Annual | 6 | Election of Director: Dawn Hudson | Management | F | 25-Apr-2021 | F | REDWOOD SMART FD |
| NVIDIA CORPORATION | NVDA | 67066G104 | 03-Jun-2021 | Annual | 7 | Election of Director: Harvey C. Jones | Management | F | 25-Apr-2021 | F | REDWOOD SMART FD |
| NVIDIA CORPORATION | NVDA | 67066G104 | 03-Jun-2021 | Annual | 8 | Election of Director: Michael G. McCaffery | Management | F | 25-Apr-2021 | F | REDWOOD SMART FD |
| NVIDIA CORPORATION | NVDA | 67066G104 | 03-Jun-2021 | Annual | 9 | Election of Director: Stephen C. Neal | Management | F | 25-Apr-2021 | F | REDWOOD SMART FD |
| NVIDIA CORPORATION | NVDA | 67066G104 | 03-Jun-2021 | Annual | 10 | Election of Director: Mark L. Perry | Management | F | 25-Apr-2021 | F | REDWOOD SMART FD |
| NVIDIA CORPORATION | NVDA | 67066G104 | 03-Jun-2021 | Annual | 11 | Election of Director: A. Brooke Seawell | Management | F | 25-Apr-2021 | F | REDWOOD SMART FD |
| NVIDIA CORPORATION | NVDA | 67066G104 | 03-Jun-2021 | Annual | 12 | Election of Director: Aarti Shah | Management | F | 25-Apr-2021 | F | REDWOOD SMART FD |
| NVIDIA CORPORATION | NVDA | 67066G104 | 03-Jun-2021 | Annual | 13 | Election of Director: Mark A. Stevens | Management | F | 25-Apr-2021 | F | REDWOOD SMART FD |
| NVIDIA CORPORATION | NVDA | 67066G104 | 03-Jun-2021 | Annual | 14 | Approval of our executive compensation. | Management | F | 25-Apr-2021 | F | REDWOOD SMART FD |
| SL GREEN REALTY CORP. | SLG | 78440X804 | 08-Jun-2021 | Annual | 11 | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | F | 28-Apr-2021 | F | REDWOOD SMART FD |
| SL GREEN REALTY CORP. | SLG | 78440X804 | 08-Jun-2021 | Annual | 1 | Election of Director: John H. Alschuler | Management | F | 28-Apr-2021 | F | REDWOOD SMART FD |
| SL GREEN REALTY CORP. | SLG | 78440X804 | 08-Jun-2021 | Annual | 2 | Election of Director: Betsy S. Atkins | Management | F | 28-Apr-2021 | F | REDWOOD SMART FD |
| SL GREEN REALTY CORP. | SLG | 78440X804 | 08-Jun-2021 | Annual | 3 | Election of Director: Edwin T. Burton, III | Management | F | 28-Apr-2021 | F | REDWOOD SMART FD |
| SL GREEN REALTY CORP. | SLG | 78440X804 | 08-Jun-2021 | Annual | 4 | Election of Director: Lauren B. Dillard | Management | F | 28-Apr-2021 | F | REDWOOD SMART FD |
| SL GREEN REALTY CORP. | SLG | 78440X804 | 08-Jun-2021 | Annual | 5 | Election of Director: Stephen L. Green | Management | F | 28-Apr-2021 | F | REDWOOD SMART FD |
| SL GREEN REALTY CORP. | SLG | 78440X804 | 08-Jun-2021 | Annual | 6 | Election of Director: Craig M. Hatkoff | Management | F | 28-Apr-2021 | F | REDWOOD SMART FD |
| SL GREEN REALTY CORP. | SLG | 78440X804 | 08-Jun-2021 | Annual | 7 | Election of Director: Marc Holliday | Management | F | 28-Apr-2021 | F | REDWOOD SMART FD |
| SL GREEN REALTY CORP. | SLG | 78440X804 | 08-Jun-2021 | Annual | 8 | Election of Director: John S. Levy | Management | F | 28-Apr-2021 | F | REDWOOD SMART FD |
| SL GREEN REALTY CORP. | SLG | 78440X804 | 08-Jun-2021 | Annual | 9 | Election of Director: Andrew W. Mathias | Management | F | 28-Apr-2021 | F | REDWOOD SMART FD |
| SL GREEN REALTY CORP. | SLG | 78440X804 | 08-Jun-2021 | Annual | 10 | To approve, on a non-binding advisory basis, our executive compensation. | Management | F | 28-Apr-2021 | F | REDWOOD SMART FD |
| SALESFORCE.COM, INC. | CRM | 79466L302 | 10-Jun-2021 | Annual | 15 | A stockholder proposal requesting that the Board of Directors take steps necessary to transition Salesforce to a Public Benefit Corporation, if properly presented at the meeting. | Shareholder | N | 30-Apr-2021 | N | REDWOOD SMART FD |
| SALESFORCE.COM, INC. | CRM | 79466L302 | 10-Jun-2021 | Annual | 13 | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2022. | Management | F | 30-Apr-2021 | F | REDWOOD SMART FD |
| SALESFORCE.COM, INC. | CRM | 79466L302 | 10-Jun-2021 | Annual | 1 | Election of Director: Marc Benioff | Management | F | 30-Apr-2021 | F | REDWOOD SMART FD |
| SALESFORCE.COM, INC. | CRM | 79466L302 | 10-Jun-2021 | Annual | 2 | Election of Director: Craig Conway | Management | F | 30-Apr-2021 | F | REDWOOD SMART FD |
| SALESFORCE.COM, INC. | CRM | 79466L302 | 10-Jun-2021 | Annual | 3 | Election of Director: Parker Harris | Management | F | 30-Apr-2021 | F | REDWOOD SMART FD |
| SALESFORCE.COM, INC. | CRM | 79466L302 | 10-Jun-2021 | Annual | 4 | Election of Director: Alan Hassenfeld | Management | F | 30-Apr-2021 | F | REDWOOD SMART FD |
| SALESFORCE.COM, INC. | CRM | 79466L302 | 10-Jun-2021 | Annual | 5 | Election of Director: Neelie Kroes | Management | F | 30-Apr-2021 | F | REDWOOD SMART FD |
| SALESFORCE.COM, INC. | CRM | 79466L302 | 10-Jun-2021 | Annual | 6 | Election of Director: Colin Powell | Management | F | 30-Apr-2021 | F | REDWOOD SMART FD |
| SALESFORCE.COM, INC. | CRM | 79466L302 | 10-Jun-2021 | Annual | 7 | Election of Director: Sanford Robertson | Management | F | 30-Apr-2021 | F | REDWOOD SMART FD |
| SALESFORCE.COM, INC. | CRM | 79466L302 | 10-Jun-2021 | Annual | 8 | Election of Director: John V. Roos | Management | F | 30-Apr-2021 | F | REDWOOD SMART FD |
| SALESFORCE.COM, INC. | CRM | 79466L302 | 10-Jun-2021 | Annual | 9 | Election of Director: Robin Washington | Management | F | 30-Apr-2021 | F | REDWOOD SMART FD |
| SALESFORCE.COM, INC. | CRM | 79466L302 | 10-Jun-2021 | Annual | 10 | Election of Director: Maynard Webb | Management | F | 30-Apr-2021 | F | REDWOOD SMART FD |
| SALESFORCE.COM, INC. | CRM | 79466L302 | 10-Jun-2021 | Annual | 11 | Election of Director: Susan Wojcicki | Management | F | 30-Apr-2021 | F | REDWOOD SMART FD |
| SALESFORCE.COM, INC. | CRM | 79466L302 | 10-Jun-2021 | Annual | 12 | Amendment and restatement of our 2013 Equity Incentive Plan to increase the number of shares reserved for issuance. | Management | F | 30-Apr-2021 | F | REDWOOD SMART FD |
| SALESFORCE.COM, INC. | CRM | 79466L302 | 10-Jun-2021 | Annual | 14 | An advisory vote to approve the fiscal 2021 compensation of our named executive officers. | Management | F | 30-Apr-2021 | F | REDWOOD SMART FD |
| MASTERCARD INCORPORATED | MA | 57636Q104 | 22-Jun-2021 | Annual | 16 | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2021. | Management | F | 30-Apr-2021 | F | REDWOOD SMART FD |
| MASTERCARD INCORPORATED | MA | 57636Q104 | 22-Jun-2021 | Annual | 19 | Approval of amendments to Mastercard's Certificate of Incorporation to remove supermajority voting requirements. | Management | F | 30-Apr-2021 | F | REDWOOD SMART FD |
| MASTERCARD INCORPORATED | MA | 57636Q104 | 22-Jun-2021 | Annual | 18 | Approval of the amendment and restatement of the Mastercard Incorporated 2006 Non-Employee Director Equity Compensation Plan. | Management | F | 30-Apr-2021 | F | REDWOOD SMART FD |
| MASTERCARD INCORPORATED | MA | 57636Q104 | 22-Jun-2021 | Annual | 1 | Election of Director: Ajay Banga | Management | F | 30-Apr-2021 | F | REDWOOD SMART FD |
| MASTERCARD INCORPORATED | MA | 57636Q104 | 22-Jun-2021 | Annual | 2 | Election of Director: Merit E. Janow | Management | F | 30-Apr-2021 | F | REDWOOD SMART FD |
| MASTERCARD INCORPORATED | MA | 57636Q104 | 22-Jun-2021 | Annual | 3 | Election of Director: Richard K. Davis | Management | F | 30-Apr-2021 | F | REDWOOD SMART FD |
| MASTERCARD INCORPORATED | MA | 57636Q104 | 22-Jun-2021 | Annual | 4 | Election of Director: Steven J. Freiberg | Management | F | 30-Apr-2021 | F | REDWOOD SMART FD |
| MASTERCARD INCORPORATED | MA | 57636Q104 | 22-Jun-2021 | Annual | 5 | Election of Director: Julius Genachowski | Management | F | 30-Apr-2021 | F | REDWOOD SMART FD |
| MASTERCARD INCORPORATED | MA | 57636Q104 | 22-Jun-2021 | Annual | 6 | Election of Director: Choon Phong Goh | Management | F | 30-Apr-2021 | F | REDWOOD SMART FD |
| MASTERCARD INCORPORATED | MA | 57636Q104 | 22-Jun-2021 | Annual | 7 | Election of Director: Oki Matsumoto | Management | F | 30-Apr-2021 | F | REDWOOD SMART FD |
| MASTERCARD INCORPORATED | MA | 57636Q104 | 22-Jun-2021 | Annual | 8 | Election of Director: Michael Miebach | Management | F | 30-Apr-2021 | F | REDWOOD SMART FD |
| MASTERCARD INCORPORATED | MA | 57636Q104 | 22-Jun-2021 | Annual | 9 | Election of Director: Youngme Moon | Management | F | 30-Apr-2021 | F | REDWOOD SMART FD |
| MASTERCARD INCORPORATED | MA | 57636Q104 | 22-Jun-2021 | Annual | 10 | Election of Director: Rima Qureshi | Management | F | 30-Apr-2021 | F | REDWOOD SMART FD |
| MASTERCARD INCORPORATED | MA | 57636Q104 | 22-Jun-2021 | Annual | 11 | Election of Director: José Octavio Reyes Lagunes | Management | F | 30-Apr-2021 | F | REDWOOD SMART FD |
| MASTERCARD INCORPORATED | MA | 57636Q104 | 22-Jun-2021 | Annual | 12 | Election of Director: Gabrielle Sulzberger | Management | F | 30-Apr-2021 | F | REDWOOD SMART FD |
| MASTERCARD INCORPORATED | MA | 57636Q104 | 22-Jun-2021 | Annual | 13 | Election of Director: Jackson Tai | Management | F | 30-Apr-2021 | F | REDWOOD SMART FD |
| MASTERCARD INCORPORATED | MA | 57636Q104 | 22-Jun-2021 | Annual | 14 | Election of Director: Lance Uggla | Management | F | 30-Apr-2021 | F | REDWOOD SMART FD |
| MASTERCARD INCORPORATED | MA | 57636Q104 | 22-Jun-2021 | Annual | 17 | Approval of the amendment and restatement of the Mastercard Incorporated 2006 Long Term Incentive Plan. | Management | F | 30-Apr-2021 | F | REDWOOD SMART FD |
| MASTERCARD INCORPORATED | MA | 57636Q104 | 22-Jun-2021 | Annual | 15 | Advisory approval of Mastercard's executive compensation. | Management | F | 30-Apr-2021 | F | REDWOOD SMART FD |
| Registrant: LeaderShares Equity Skew ETF | Item 1, Exhibit 20 | ||||||||||
| Investment Company Act file number: 811- 22718 | |||||||||||
| Reporting Period: July 1, 2021-June 30, 2022 | |||||||||||
| Company Name | Primary Ticker Symbol | Security ID | Meeting Date | Meeting Type | Proposal Number | Proposal Long Text | Proposed By | Recommended Vote | Vote Date | Vote | Account Name |
| CONSTELLATION BRANDS, INC. | STZ | 21036P108 | 20-Jul-21 | Annual | 1 | DIRECTOR | Management | F | 06-Jun-2021 | F | EQUITY SKEW ETF |
| CONSTELLATION BRANDS, INC. | STZ | 21036P108 | 20-Jul-2021 | Annual | 1 | DIRECTOR | Management | F | 06-Jun-2021 | F | EQUITY SKEW ETF |
| CONSTELLATION BRANDS, INC. | STZ | 21036P108 | 20-Jul-2021 | Annual | 1 | DIRECTOR | Management | F | 06-Jun-2021 | F | EQUITY SKEW ETF |
| CONSTELLATION BRANDS, INC. | STZ | 21036P108 | 20-Jul-2021 | Annual | 1 | DIRECTOR | Management | F | 06-Jun-2021 | F | EQUITY SKEW ETF |
| CONSTELLATION BRANDS, INC. | STZ | 21036P108 | 20-Jul-2021 | Annual | 1 | DIRECTOR | Management | F | 06-Jun-2021 | F | EQUITY SKEW ETF |
| CONSTELLATION BRANDS, INC. | STZ | 21036P108 | 20-Jul-2021 | Annual | 1 | DIRECTOR | Management | F | 06-Jun-2021 | F | EQUITY SKEW ETF |
| CONSTELLATION BRANDS, INC. | STZ | 21036P108 | 20-Jul-2021 | Annual | 1 | DIRECTOR | Management | F | 06-Jun-2021 | F | EQUITY SKEW ETF |
| CONSTELLATION BRANDS, INC. | STZ | 21036P108 | 20-Jul-2021 | Annual | 1 | DIRECTOR | Management | F | 06-Jun-2021 | F | EQUITY SKEW ETF |
| CONSTELLATION BRANDS, INC. | STZ | 21036P108 | 20-Jul-2021 | Annual | 1 | DIRECTOR | Management | F | 06-Jun-2021 | F | EQUITY SKEW ETF |
| CONSTELLATION BRANDS, INC. | STZ | 21036P108 | 20-Jul-2021 | Annual | 1 | DIRECTOR | Management | F | 06-Jun-2021 | F | EQUITY SKEW ETF |
| CONSTELLATION BRANDS, INC. | STZ | 21036P108 | 20-Jul-2021 | Annual | 1 | DIRECTOR | Management | F | 06-Jun-2021 | F | EQUITY SKEW ETF |
| CONSTELLATION BRANDS, INC. | STZ | 21036P108 | 20-Jul-2021 | Annual | 1 | DIRECTOR | Management | F | 06-Jun-2021 | F | EQUITY SKEW ETF |
| CONSTELLATION BRANDS, INC. | STZ | 21036P108 | 20-Jul-2021 | Annual | 1 | DIRECTOR | Management | F | 06-Jun-2021 | F | EQUITY SKEW ETF |
| CONSTELLATION BRANDS, INC. | STZ | 21036P108 | 20-Jul-2021 | Annual | 2 | To ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending February 28, 2022. | Management | F | 06-Jun-2021 | F | EQUITY SKEW ETF |
| CONSTELLATION BRANDS, INC. | STZ | 21036P108 | 20-Jul-2021 | Annual | 3 | To approve, by an advisory vote, the compensation of the Company's named executive officers as disclosed in the Proxy Statement. | Management | F | 06-Jun-2021 | F | EQUITY SKEW ETF |
| CONSTELLATION BRANDS, INC. | STZ | 21036P108 | 20-Jul-2021 | Annual | 4 | Stockholder proposal regarding diversity. | Shareholder | N | 06-Jun-2021 | N | EQUITY SKEW ETF |
| MCKESSON CORPORATION | MCK | 58155Q103 | 23-Jul-2021 | Annual | 1 | Election of Director for a one-year term: Dominic J. Caruso | Management | F | 10-Jun-2021 | F | EQUITY SKEW ETF |
| MCKESSON CORPORATION | MCK | 58155Q103 | 23-Jul-2021 | Annual | 2 | Election of Director for a one-year term: Donald R. Knauss | Management | F | 10-Jun-2021 | F | EQUITY SKEW ETF |
| MCKESSON CORPORATION | MCK | 58155Q103 | 23-Jul-2021 | Annual | 3 | Election of Director for a one-year term: Bradley E. Lerman | Management | F | 10-Jun-2021 | F | EQUITY SKEW ETF |
| MCKESSON CORPORATION | MCK | 58155Q103 | 23-Jul-2021 | Annual | 4 | Election of Director for a one-year term: Linda P. Mantia | Management | F | 10-Jun-2021 | F | EQUITY SKEW ETF |
| MCKESSON CORPORATION | MCK | 58155Q103 | 23-Jul-2021 | Annual | 5 | Election of Director for a one-year term: Maria Martinez | Management | F | 10-Jun-2021 | F | EQUITY SKEW ETF |
| MCKESSON CORPORATION | MCK | 58155Q103 | 23-Jul-2021 | Annual | 6 | Election of Director for a one-year term: Edward A. Mueller | Management | F | 10-Jun-2021 | F | EQUITY SKEW ETF |
| MCKESSON CORPORATION | MCK | 58155Q103 | 23-Jul-2021 | Annual | 7 | Election of Director for a one-year term: Susan R. Salka | Management | F | 10-Jun-2021 | F | EQUITY SKEW ETF |
| MCKESSON CORPORATION | MCK | 58155Q103 | 23-Jul-2021 | Annual | 8 | Election of Director for a one-year term: Brian S. Tyler | Management | F | 10-Jun-2021 | F | EQUITY SKEW ETF |
| MCKESSON CORPORATION | MCK | 58155Q103 | 23-Jul-2021 | Annual | 9 | Election of Director for a one-year term: Kenneth E. Washington | Management | F | 10-Jun-2021 | F | EQUITY SKEW ETF |
| MCKESSON CORPORATION | MCK | 58155Q103 | 23-Jul-2021 | Annual | 10 | Ratification of the appointment of Deloitte & Touche LLP as the company's independent registered public accounting firm for the fiscal year ending March 31, 2022. | Management | F | 10-Jun-2021 | F | EQUITY SKEW ETF |
| MCKESSON CORPORATION | MCK | 58155Q103 | 23-Jul-2021 | Annual | 11 | Advisory vote on executive compensation. | Management | F | 10-Jun-2021 | F | EQUITY SKEW ETF |
| MCKESSON CORPORATION | MCK | 58155Q103 | 23-Jul-2021 | Annual | 12 | Shareholder proposal on action by written consent of shareholders. | Shareholder | N | 10-Jun-2021 | N | EQUITY SKEW ETF |
| INTUITIVE SURGICAL, INC. | ISRG | 46120E602 | 20-Sep-2021 | Special | 1 | TO APPROVE THE COMPANY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FOR THE PURPOSE OF EFFECTING A THREE-FOR-ONE STOCK SPLIT. | Management | F | 26-Aug-2021 | F | EQUITY SKEW ETF |
| GENERAL MILLS, INC. | GIS | 370334104 | 28-Sep-2021 | Annual | 1 | Election of Director: R. Kerry Clark | Management | F | 18-Aug-2021 | F | EQUITY SKEW ETF |
| GENERAL MILLS, INC. | GIS | 370334104 | 28-Sep-2021 | Annual | 2 | Election of Director: David M. Cordani | Management | F | 18-Aug-2021 | F | EQUITY SKEW ETF |
| GENERAL MILLS, INC. | GIS | 370334104 | 28-Sep-2021 | Annual | 3 | Election of Director: Jeffrey L. Harmening | Management | F | 18-Aug-2021 | F | EQUITY SKEW ETF |
| GENERAL MILLS, INC. | GIS | 370334104 | 28-Sep-2021 | Annual | 4 | Election of Director: Maria G. Henry | Management | F | 18-Aug-2021 | F | EQUITY SKEW ETF |
| GENERAL MILLS, INC. | GIS | 370334104 | 28-Sep-2021 | Annual | 5 | Election of Director: Jo Ann Jenkins | Management | F | 18-Aug-2021 | F | EQUITY SKEW ETF |
| GENERAL MILLS, INC. | GIS | 370334104 | 28-Sep-2021 | Annual | 6 | Election of Director: Elizabeth C. Lempres | Management | F | 18-Aug-2021 | F | EQUITY SKEW ETF |
| GENERAL MILLS, INC. | GIS | 370334104 | 28-Sep-2021 | Annual | 7 | Election of Director: Diane L. Neal | Management | F | 18-Aug-2021 | F | EQUITY SKEW ETF |
| GENERAL MILLS, INC. | GIS | 370334104 | 28-Sep-2021 | Annual | 8 | Election of Director: Steve Odland | Management | F | 18-Aug-2021 | F | EQUITY SKEW ETF |
| GENERAL MILLS, INC. | GIS | 370334104 | 28-Sep-2021 | Annual | 9 | Election of Director: Maria A. Sastre | Management | F | 18-Aug-2021 | F | EQUITY SKEW ETF |
| GENERAL MILLS, INC. | GIS | 370334104 | 28-Sep-2021 | Annual | 10 | Election of Director: Eric D. Sprunk | Management | F | 18-Aug-2021 | F | EQUITY SKEW ETF |
| GENERAL MILLS, INC. | GIS | 370334104 | 28-Sep-2021 | Annual | 11 | Election of Director: Jorge A. Uribe | Management | F | 18-Aug-2021 | F | EQUITY SKEW ETF |
| GENERAL MILLS, INC. | GIS | 370334104 | 28-Sep-2021 | Annual | 12 | Advisory Vote on Executive Compensation. | Management | F | 18-Aug-2021 | F | EQUITY SKEW ETF |
| GENERAL MILLS, INC. | GIS | 370334104 | 28-Sep-2021 | Annual | 13 | Ratify Appointment of the Independent Registered Public Accounting Firm. | Management | F | 18-Aug-2021 | F | EQUITY SKEW ETF |
| GENERAL MILLS, INC. | GIS | 370334104 | 28-Sep-2021 | Annual | 14 | Amendment and Restatement of Our Certificate of Incorporation to Eliminate Supermajority Voting Provisions. | Management | F | 18-Aug-2021 | F | EQUITY SKEW ETF |
| NIKE, INC. | NKE | 654106103 | 06-Oct-2021 | Annual | 1 | Election of Class B Director: Alan B. Graf, Jr. | Management | F | 18-Aug-2021 | F | EQUITY SKEW ETF |
| NIKE, INC. | NKE | 654106103 | 06-Oct-2021 | Annual | 2 | Election of Class B Director: Peter B. Henry | Management | F | 18-Aug-2021 | F | EQUITY SKEW ETF |
| NIKE, INC. | NKE | 654106103 | 06-Oct-2021 | Annual | 3 | Election of Class B Director: Michelle A. Peluso | Management | F | 18-Aug-2021 | F | EQUITY SKEW ETF |
| NIKE, INC. | NKE | 654106103 | 06-Oct-2021 | Annual | 4 | To approve executive compensation by an advisory vote. | Management | F | 18-Aug-2021 | F | EQUITY SKEW ETF |
| NIKE, INC. | NKE | 654106103 | 06-Oct-2021 | Annual | 5 | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm. | Management | F | 18-Aug-2021 | F | EQUITY SKEW ETF |
| NIKE, INC. | NKE | 654106103 | 06-Oct-2021 | Annual | 6 | To consider a shareholder proposal regarding political contributions disclosure, if properly presented at the meeting. | Shareholder | N | 18-Aug-2021 | N | EQUITY SKEW ETF |
| NIKE, INC. | NKE | 654106103 | 06-Oct-2021 | Annual | 7 | To consider a shareholder proposal regarding a human rights impact assessment, if properly presented at the meeting. | Shareholder | N | 18-Aug-2021 | N | EQUITY SKEW ETF |
| NIKE, INC. | NKE | 654106103 | 06-Oct-2021 | Annual | 8 | To consider a shareholder proposal regarding supplemental pay equity disclosure, if properly presented at the meeting. | Shareholder | N | 18-Aug-2021 | N | EQUITY SKEW ETF |
| NIKE, INC. | NKE | 654106103 | 06-Oct-2021 | Annual | 9 | To consider a shareholder proposal regarding diversity and inclusion efforts reporting, if properly presented at the meeting. | Shareholder | N | 18-Aug-2021 | N | EQUITY SKEW ETF |
| THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 12-Oct-2021 | Annual | 1 | ELECTION OF DIRECTOR: B. Marc Allen | Management | F | 29-Aug-2021 | F | EQUITY SKEW ETF |
| THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 12-Oct-2021 | Annual | 2 | ELECTION OF DIRECTOR: Angela F. Braly | Management | F | 29-Aug-2021 | F | EQUITY SKEW ETF |
| THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 12-Oct-2021 | Annual | 3 | ELECTION OF DIRECTOR: Amy L. Chang | Management | F | 29-Aug-2021 | F | EQUITY SKEW ETF |
| THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 12-Oct-2021 | Annual | 4 | ELECTION OF DIRECTOR: Joseph Jimenez | Management | F | 29-Aug-2021 | F | EQUITY SKEW ETF |
| THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 12-Oct-2021 | Annual | 5 | ELECTION OF DIRECTOR: Christopher Kempczinski | Management | F | 29-Aug-2021 | F | EQUITY SKEW ETF |
| THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 12-Oct-2021 | Annual | 6 | ELECTION OF DIRECTOR: Debra L. Lee | Management | F | 29-Aug-2021 | F | EQUITY SKEW ETF |
| THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 12-Oct-2021 | Annual | 7 | ELECTION OF DIRECTOR: Terry J. Lundgren | Management | F | 29-Aug-2021 | F | EQUITY SKEW ETF |
| THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 12-Oct-2021 | Annual | 8 | ELECTION OF DIRECTOR: Christine M. McCarthy | Management | F | 29-Aug-2021 | F | EQUITY SKEW ETF |
| THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 12-Oct-2021 | Annual | 9 | ELECTION OF DIRECTOR: Jon R. Moeller | Management | F | 29-Aug-2021 | F | EQUITY SKEW ETF |
| THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 12-Oct-2021 | Annual | 10 | ELECTION OF DIRECTOR: David S. Taylor | Management | F | 29-Aug-2021 | F | EQUITY SKEW ETF |
| THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 12-Oct-2021 | Annual | 11 | ELECTION OF DIRECTOR: Margaret C. Whitman | Management | F | 29-Aug-2021 | F | EQUITY SKEW ETF |
| THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 12-Oct-2021 | Annual | 12 | ELECTION OF DIRECTOR: Patricia A. Woertz | Management | F | 29-Aug-2021 | F | EQUITY SKEW ETF |
| THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 12-Oct-2021 | Annual | 13 | Ratify Appointment of the Independent Registered Public Accounting Firm. | Management | F | 29-Aug-2021 | F | EQUITY SKEW ETF |
| THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 12-Oct-2021 | Annual | 14 | Advisory Vote to Approve the Company's Executive Compensation (the "Say on Pay" vote). | Management | F | 29-Aug-2021 | F | EQUITY SKEW ETF |
| THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 12-Oct-2021 | Annual | 15 | Shareholder Proposal - Inclusion of Non-Management Employees on Director Nominee Candidate Lists. | Shareholder | N | 29-Aug-2021 | N | EQUITY SKEW ETF |
| AUTOMATIC DATA PROCESSING, INC. | ADP | 053015103 | 10-Nov-2021 | Annual | 1 | Election of Director: Peter Bisson | Management | F | 24-Sep-2021 | F | EQUITY SKEW ETF |
| AUTOMATIC DATA PROCESSING, INC. | ADP | 053015103 | 10-Nov-2021 | Annual | 2 | Election of Director: Richard T. Clark | Management | F | 24-Sep-2021 | F | EQUITY SKEW ETF |
| AUTOMATIC DATA PROCESSING, INC. | ADP | 053015103 | 10-Nov-2021 | Annual | 3 | Election of Director: Linnie M. Haynesworth | Management | F | 24-Sep-2021 | F | EQUITY SKEW ETF |
| AUTOMATIC DATA PROCESSING, INC. | ADP | 053015103 | 10-Nov-2021 | Annual | 4 | Election of Director: John P. Jones | Management | F | 24-Sep-2021 | F | EQUITY SKEW ETF |
| AUTOMATIC DATA PROCESSING, INC. | ADP | 053015103 | 10-Nov-2021 | Annual | 5 | Election of Director: Francine S. Katsoudas | Management | F | 24-Sep-2021 | F | EQUITY SKEW ETF |
| AUTOMATIC DATA PROCESSING, INC. | ADP | 053015103 | 10-Nov-2021 | Annual | 6 | Election of Director: Nazzic S. Keene | Management | F | 24-Sep-2021 | F | EQUITY SKEW ETF |
| AUTOMATIC DATA PROCESSING, INC. | ADP | 053015103 | 10-Nov-2021 | Annual | 7 | Election of Director: Thomas J. Lynch | Management | F | 24-Sep-2021 | F | EQUITY SKEW ETF |
| AUTOMATIC DATA PROCESSING, INC. | ADP | 053015103 | 10-Nov-2021 | Annual | 8 | Election of Director: Scott F. Powers | Management | F | 24-Sep-2021 | F | EQUITY SKEW ETF |
| AUTOMATIC DATA PROCESSING, INC. | ADP | 053015103 | 10-Nov-2021 | Annual | 9 | Election of Director: William J. Ready | Management | F | 24-Sep-2021 | F | EQUITY SKEW ETF |
| AUTOMATIC DATA PROCESSING, INC. | ADP | 053015103 | 10-Nov-2021 | Annual | 10 | Election of Director: Carlos A. Rodriguez | Management | F | 24-Sep-2021 | F | EQUITY SKEW ETF |
| AUTOMATIC DATA PROCESSING, INC. | ADP | 053015103 | 10-Nov-2021 | Annual | 11 | Election of Director: Sandra S. Wijnberg | Management | F | 24-Sep-2021 | F | EQUITY SKEW ETF |
| AUTOMATIC DATA PROCESSING, INC. | ADP | 053015103 | 10-Nov-2021 | Annual | 12 | Advisory Vote on Executive Compensation. | Management | F | 24-Sep-2021 | F | EQUITY SKEW ETF |
| AUTOMATIC DATA PROCESSING, INC. | ADP | 053015103 | 10-Nov-2021 | Annual | 13 | Ratification of the Appointment of Auditors. | Management | F | 24-Sep-2021 | F | EQUITY SKEW ETF |
| AUTOMATIC DATA PROCESSING, INC. | ADP | 053015103 | 10-Nov-2021 | Annual | 14 | Stockholder proposal, if properly presented at the meeting, to prepare a Report on Workforce Engagement in Governance. | Shareholder | N | 24-Sep-2021 | N | EQUITY SKEW ETF |
| ORACLE CORPORATION | ORCL | 68389X105 | 10-Nov-2021 | Annual | 1 | DIRECTOR | Management | F | 27-Sep-2021 | F | EQUITY SKEW ETF |
| ORACLE CORPORATION | ORCL | 68389X105 | 10-Nov-2021 | Annual | 1 | DIRECTOR | Management | F | 27-Sep-2021 | F | EQUITY SKEW ETF |
| ORACLE CORPORATION | ORCL | 68389X105 | 10-Nov-2021 | Annual | 1 | DIRECTOR | Management | F | 27-Sep-2021 | F | EQUITY SKEW ETF |
| ORACLE CORPORATION | ORCL | 68389X105 | 10-Nov-2021 | Annual | 1 | DIRECTOR | Management | F | 27-Sep-2021 | F | EQUITY SKEW ETF |
| ORACLE CORPORATION | ORCL | 68389X105 | 10-Nov-2021 | Annual | 1 | DIRECTOR | Management | F | 27-Sep-2021 | F | EQUITY SKEW ETF |
| ORACLE CORPORATION | ORCL | 68389X105 | 10-Nov-2021 | Annual | 1 | DIRECTOR | Management | F | 27-Sep-2021 | F | EQUITY SKEW ETF |
| ORACLE CORPORATION | ORCL | 68389X105 | 10-Nov-2021 | Annual | 1 | DIRECTOR | Management | F | 27-Sep-2021 | F | EQUITY SKEW ETF |
| ORACLE CORPORATION | ORCL | 68389X105 | 10-Nov-2021 | Annual | 1 | DIRECTOR | Management | F | 27-Sep-2021 | F | EQUITY SKEW ETF |
| ORACLE CORPORATION | ORCL | 68389X105 | 10-Nov-2021 | Annual | 1 | DIRECTOR | Management | F | 27-Sep-2021 | F | EQUITY SKEW ETF |
| ORACLE CORPORATION | ORCL | 68389X105 | 10-Nov-2021 | Annual | 1 | DIRECTOR | Management | F | 27-Sep-2021 | F | EQUITY SKEW ETF |
| ORACLE CORPORATION | ORCL | 68389X105 | 10-Nov-2021 | Annual | 1 | DIRECTOR | Management | F | 27-Sep-2021 | F | EQUITY SKEW ETF |
| ORACLE CORPORATION | ORCL | 68389X105 | 10-Nov-2021 | Annual | 1 | DIRECTOR | Management | F | 27-Sep-2021 | F | EQUITY SKEW ETF |
| ORACLE CORPORATION | ORCL | 68389X105 | 10-Nov-2021 | Annual | 1 | DIRECTOR | Management | F | 27-Sep-2021 | F | EQUITY SKEW ETF |
| ORACLE CORPORATION | ORCL | 68389X105 | 10-Nov-2021 | Annual | 1 | DIRECTOR | Management | F | 27-Sep-2021 | F | EQUITY SKEW ETF |
| ORACLE CORPORATION | ORCL | 68389X105 | 10-Nov-2021 | Annual | 2 | Advisory Vote to Approve the Compensation of our Named Executive Officers. | Management | F | 27-Sep-2021 | F | EQUITY SKEW ETF |
| ORACLE CORPORATION | ORCL | 68389X105 | 10-Nov-2021 | Annual | 3 | Approve an Amendment to the Oracle Corporation 2020 Equity Incentive Plan. | Management | F | 27-Sep-2021 | F | EQUITY SKEW ETF |
| ORACLE CORPORATION | ORCL | 68389X105 | 10-Nov-2021 | Annual | 4 | Ratification of Selection of Independent Registered Public Accounting Firm. | Management | F | 27-Sep-2021 | F | EQUITY SKEW ETF |
| ORACLE CORPORATION | ORCL | 68389X105 | 10-Nov-2021 | Annual | 5 | Stockholder Proposal Regarding Racial Equity Audit. | Shareholder | N | 27-Sep-2021 | N | EQUITY SKEW ETF |
| ORACLE CORPORATION | ORCL | 68389X105 | 10-Nov-2021 | Annual | 6 | Stockholder Proposal Regarding Independent Board Chair. | Shareholder | N | 27-Sep-2021 | N | EQUITY SKEW ETF |
| ORACLE CORPORATION | ORCL | 68389X105 | 10-Nov-2021 | Annual | 7 | Stockholder Proposal Regarding Political Spending. | Shareholder | N | 27-Sep-2021 | N | EQUITY SKEW ETF |
| THE ESTEE LAUDER COMPANIES INC. | EL | 518439104 | 12-Nov-2021 | Annual | 1 | Election of Class I Director: Rose Marie Bravo | Management | F | 27-Sep-2021 | F | EQUITY SKEW ETF |
| THE ESTEE LAUDER COMPANIES INC. | EL | 518439104 | 12-Nov-2021 | Annual | 2 | Election of Class I Director: Paul J. Fribourg | Management | F | 27-Sep-2021 | F | EQUITY SKEW ETF |
| THE ESTEE LAUDER COMPANIES INC. | EL | 518439104 | 12-Nov-2021 | Annual | 3 | Election of Class I Director: Jennifer Hyman | Management | F | 27-Sep-2021 | F | EQUITY SKEW ETF |
| THE ESTEE LAUDER COMPANIES INC. | EL | 518439104 | 12-Nov-2021 | Annual | 4 | Election of Class I Director: Barry S. Sternlicht | Management | F | 27-Sep-2021 | F | EQUITY SKEW ETF |
| THE ESTEE LAUDER COMPANIES INC. | EL | 518439104 | 12-Nov-2021 | Annual | 5 | Ratification of appointment of PricewaterhouseCoopers LLP as independent auditors for the 2022 fiscal year. | Management | F | 27-Sep-2021 | F | EQUITY SKEW ETF |
| THE ESTEE LAUDER COMPANIES INC. | EL | 518439104 | 12-Nov-2021 | Annual | 6 | Advisory vote to approve executive compensation. | Management | F | 27-Sep-2021 | F | EQUITY SKEW ETF |
| SYSCO CORPORATION | SYY | 871829107 | 19-Nov-2021 | Annual | 1 | Election of Director: Daniel J. Brutto | Management | F | 07-Oct-2021 | F | EQUITY SKEW ETF |
| SYSCO CORPORATION | SYY | 871829107 | 19-Nov-2021 | Annual | 2 | Election of Director: John M. Cassaday | Management | F | 07-Oct-2021 | F | EQUITY SKEW ETF |
| SYSCO CORPORATION | SYY | 871829107 | 19-Nov-2021 | Annual | 3 | Election of Director: Larry C. Glasscock | Management | F | 07-Oct-2021 | F | EQUITY SKEW ETF |
| SYSCO CORPORATION | SYY | 871829107 | 19-Nov-2021 | Annual | 4 | Election of Director: Bradley M. Halverson | Management | F | 07-Oct-2021 | F | EQUITY SKEW ETF |
| SYSCO CORPORATION | SYY | 871829107 | 19-Nov-2021 | Annual | 5 | Election of Director: John M. Hinshaw | Management | F | 07-Oct-2021 | F | EQUITY SKEW ETF |
| SYSCO CORPORATION | SYY | 871829107 | 19-Nov-2021 | Annual | 6 | Election of Director: Kevin P. Hourican | Management | F | 07-Oct-2021 | F | EQUITY SKEW ETF |
| SYSCO CORPORATION | SYY | 871829107 | 19-Nov-2021 | Annual | 7 | Election of Director: Hans-Joachim Koerber | Management | F | 07-Oct-2021 | F | EQUITY SKEW ETF |
| SYSCO CORPORATION | SYY | 871829107 | 19-Nov-2021 | Annual | 8 | Election of Director: Stephanie A. Lundquist | Management | F | 07-Oct-2021 | F | EQUITY SKEW ETF |
| SYSCO CORPORATION | SYY | 871829107 | 19-Nov-2021 | Annual | 9 | Election of Director: Edward D. Shirley | Management | F | 07-Oct-2021 | F | EQUITY SKEW ETF |
| SYSCO CORPORATION | SYY | 871829107 | 19-Nov-2021 | Annual | 10 | Election of Director: Sheila G. Talton | Management | F | 07-Oct-2021 | F | EQUITY SKEW ETF |
| SYSCO CORPORATION | SYY | 871829107 | 19-Nov-2021 | Annual | 11 | To approve, by advisory vote, the compensation paid to Sysco's named executive officers, as disclosed in Sysco's 2021 proxy statement. | Management | F | 07-Oct-2021 | F | EQUITY SKEW ETF |
| SYSCO CORPORATION | SYY | 871829107 | 19-Nov-2021 | Annual | 12 | To ratify the appointment of Ernst & Young LLP as Sysco's independent registered public accounting firm for fiscal 2022. | Management | F | 07-Oct-2021 | F | EQUITY SKEW ETF |
| SYSCO CORPORATION | SYY | 871829107 | 19-Nov-2021 | Annual | 13 | To consider a stockholder proposal, if properly presented at the meeting, requesting that Sysco issue a report annually disclosing its greenhouse gas emissions targets. | Shareholder | / | 07-Oct-2021 | A | EQUITY SKEW ETF |
| CISCO SYSTEMS, INC. | CSCO | 17275R102 | 13-Dec-2021 | Annual | 1 | Election of Director: M. Michele Burns | Management | F | 29-Oct-2021 | F | EQUITY SKEW ETF |
| CISCO SYSTEMS, INC. | CSCO | 17275R102 | 13-Dec-2021 | Annual | 2 | Election of Director: Wesley G. Bush | Management | F | 29-Oct-2021 | F | EQUITY SKEW ETF |
| CISCO SYSTEMS, INC. | CSCO | 17275R102 | 13-Dec-2021 | Annual | 3 | Election of Director: Michael D. Capellas | Management | F | 29-Oct-2021 | F | EQUITY SKEW ETF |
| CISCO SYSTEMS, INC. | CSCO | 17275R102 | 13-Dec-2021 | Annual | 4 | Election of Director: Mark Garrett | Management | F | 29-Oct-2021 | F | EQUITY SKEW ETF |
| CISCO SYSTEMS, INC. | CSCO | 17275R102 | 13-Dec-2021 | Annual | 5 | Election of Director: John D. Harris II | Management | F | 29-Oct-2021 | F | EQUITY SKEW ETF |
| CISCO SYSTEMS, INC. | CSCO | 17275R102 | 13-Dec-2021 | Annual | 6 | Election of Director: Dr. Kristina M. Johnson | Management | F | 29-Oct-2021 | F | EQUITY SKEW ETF |
| CISCO SYSTEMS, INC. | CSCO | 17275R102 | 13-Dec-2021 | Annual | 7 | Election of Director: Roderick C. McGeary | Management | F | 29-Oct-2021 | F | EQUITY SKEW ETF |
| CISCO SYSTEMS, INC. | CSCO | 17275R102 | 13-Dec-2021 | Annual | 8 | Election of Director: Charles H. Robbins | Management | F | 29-Oct-2021 | F | EQUITY SKEW ETF |
| CISCO SYSTEMS, INC. | CSCO | 17275R102 | 13-Dec-2021 | Annual | 9 | Election of Director: Brenton L. Saunders | Management | F | 29-Oct-2021 | F | EQUITY SKEW ETF |
| CISCO SYSTEMS, INC. | CSCO | 17275R102 | 13-Dec-2021 | Annual | 10 | Election of Director: Dr. Lisa T. Su | Management | F | 29-Oct-2021 | F | EQUITY SKEW ETF |
| CISCO SYSTEMS, INC. | CSCO | 17275R102 | 13-Dec-2021 | Annual | 11 | Election of Director: Marianna Tessel | Management | F | 29-Oct-2021 | F | EQUITY SKEW ETF |
| CISCO SYSTEMS, INC. | CSCO | 17275R102 | 13-Dec-2021 | Annual | 12 | Approval, on an advisory basis, of executive compensation. | Management | F | 29-Oct-2021 | F | EQUITY SKEW ETF |
| CISCO SYSTEMS, INC. | CSCO | 17275R102 | 13-Dec-2021 | Annual | 13 | Ratification of PricewaterhouseCoopers LLP as Cisco's independent registered public accounting firm for fiscal 2022. | Management | F | 29-Oct-2021 | F | EQUITY SKEW ETF |
| CISCO SYSTEMS, INC. | CSCO | 17275R102 | 13-Dec-2021 | Annual | 14 | Approval to have Cisco's Board amend Cisco's proxy access bylaw to remove the stockholder aggregation limit. | Shareholder | N | 29-Oct-2021 | N | EQUITY SKEW ETF |
| MICRON TECHNOLOGY, INC. | MU | 595112103 | 13-Jan-2022 | Annual | 1 | ELECTION OF DIRECTOR: Richard M. Beyer | Management | F | 02-Dec-2021 | F | EQUITY SKEW ETF |
| MICRON TECHNOLOGY, INC. | MU | 595112103 | 13-Jan-2022 | Annual | 2 | ELECTION OF DIRECTOR: Lynn A. Dugle | Management | F | 02-Dec-2021 | F | EQUITY SKEW ETF |
| MICRON TECHNOLOGY, INC. | MU | 595112103 | 13-Jan-2022 | Annual | 3 | ELECTION OF DIRECTOR: Steven J. Gomo | Management | F | 02-Dec-2021 | F | EQUITY SKEW ETF |
| MICRON TECHNOLOGY, INC. | MU | 595112103 | 13-Jan-2022 | Annual | 4 | ELECTION OF DIRECTOR: Linnie Haynesworth | Management | F | 02-Dec-2021 | F | EQUITY SKEW ETF |
| MICRON TECHNOLOGY, INC. | MU | 595112103 | 13-Jan-2022 | Annual | 5 | ELECTION OF DIRECTOR: Mary Pat McCarthy | Management | F | 02-Dec-2021 | F | EQUITY SKEW ETF |
| MICRON TECHNOLOGY, INC. | MU | 595112103 | 13-Jan-2022 | Annual | 6 | ELECTION OF DIRECTOR: Sanjay Mehrotra | Management | F | 02-Dec-2021 | F | EQUITY SKEW ETF |
| MICRON TECHNOLOGY, INC. | MU | 595112103 | 13-Jan-2022 | Annual | 7 | ELECTION OF DIRECTOR: Robert E. Switz | Management | F | 02-Dec-2021 | F | EQUITY SKEW ETF |
| MICRON TECHNOLOGY, INC. | MU | 595112103 | 13-Jan-2022 | Annual | 8 | ELECTION OF DIRECTOR: MaryAnn Wright | Management | F | 02-Dec-2021 | F | EQUITY SKEW ETF |
| MICRON TECHNOLOGY, INC. | MU | 595112103 | 13-Jan-2022 | Annual | 9 | PROPOSAL BY THE COMPANY TO APPROVE A NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY STATEMENT. | Management | F | 02-Dec-2021 | F | EQUITY SKEW ETF |
| MICRON TECHNOLOGY, INC. | MU | 595112103 | 13-Jan-2022 | Annual | 10 | PROPOSAL BY THE COMPANY TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING SEPTEMBER 1, 2022. | Management | F | 02-Dec-2021 | F | EQUITY SKEW ETF |
| COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 20-Jan-2022 | Annual | 1 | Election of Director: Susan L. Decker | Management | F | 10-Dec-2021 | F | EQUITY SKEW ETF |
| COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 20-Jan-2022 | Annual | 2 | Election of Director: Kenneth D. Denman | Management | F | 10-Dec-2021 | F | EQUITY SKEW ETF |
| COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 20-Jan-2022 | Annual | 3 | Election of Director: Richard A. Galanti | Management | F | 10-Dec-2021 | F | EQUITY SKEW ETF |
| COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 20-Jan-2022 | Annual | 4 | Election of Director: Hamilton E. James | Management | F | 10-Dec-2021 | F | EQUITY SKEW ETF |
| COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 20-Jan-2022 | Annual | 5 | Election of Director: W. Craig Jelinek | Management | F | 10-Dec-2021 | F | EQUITY SKEW ETF |
| COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 20-Jan-2022 | Annual | 6 | Election of Director: Sally Jewell | Management | F | 10-Dec-2021 | F | EQUITY SKEW ETF |
| COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 20-Jan-2022 | Annual | 7 | Election of Director: Charles T. Munger | Management | F | 10-Dec-2021 | F | EQUITY SKEW ETF |
| COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 20-Jan-2022 | Annual | 8 | Election of Director: Jeffrey S. Raikes | Management | F | 10-Dec-2021 | F | EQUITY SKEW ETF |
| COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 20-Jan-2022 | Annual | 9 | Election of Director: John W. Stanton | Management | F | 10-Dec-2021 | F | EQUITY SKEW ETF |
| COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 20-Jan-2022 | Annual | 10 | Election of Director: Maggie Wilderotter | Management | F | 10-Dec-2021 | F | EQUITY SKEW ETF |
| COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 20-Jan-2022 | Annual | 11 | Ratification of selection of independent auditors. | Management | F | 10-Dec-2021 | F | EQUITY SKEW ETF |
| COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 20-Jan-2022 | Annual | 12 | Approval, on an advisory basis, of executive compensation. | Management | F | 10-Dec-2021 | F | EQUITY SKEW ETF |
| COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 20-Jan-2022 | Annual | 13 | Shareholder proposal regarding charitable giving reporting. | Shareholder | N | 10-Dec-2021 | N | EQUITY SKEW ETF |
| COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 20-Jan-2022 | Annual | 14 | Shareholder proposal regarding the adoption of GHG emissions reduction targets. | Shareholder | N | 10-Dec-2021 | N | EQUITY SKEW ETF |
| COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 20-Jan-2022 | Annual | 15 | Shareholder proposal regarding report on racial justice and food equity. | Shareholder | N | 10-Dec-2021 | N | EQUITY SKEW ETF |
| VISA INC. | V | 92826C839 | 25-Jan-2022 | Annual | 1 | Election of Director: Lloyd A. Carney | Management | F | 06-Dec-2021 | F | EQUITY SKEW ETF |
| VISA INC. | V | 92826C839 | 25-Jan-2022 | Annual | 2 | Election of Director: Mary B. Cranston | Management | F | 06-Dec-2021 | F | EQUITY SKEW ETF |
| VISA INC. | V | 92826C839 | 25-Jan-2022 | Annual | 3 | Election of Director: Francisco Javier Fernández-Carbajal | Management | F | 06-Dec-2021 | F | EQUITY SKEW ETF |
| VISA INC. | V | 92826C839 | 25-Jan-2022 | Annual | 4 | Election of Director: Alfred F. Kelly, Jr. | Management | F | 06-Dec-2021 | F | EQUITY SKEW ETF |
| VISA INC. | V | 92826C839 | 25-Jan-2022 | Annual | 5 | Election of Director: Ramon Laguarta | Management | F | 06-Dec-2021 | F | EQUITY SKEW ETF |
| VISA INC. | V | 92826C839 | 25-Jan-2022 | Annual | 6 | Election of Director: John F. Lundgren | Management | F | 06-Dec-2021 | F | EQUITY SKEW ETF |
| VISA INC. | V | 92826C839 | 25-Jan-2022 | Annual | 7 | Election of Director: Robert W. Matschullat | Management | F | 06-Dec-2021 | F | EQUITY SKEW ETF |
| VISA INC. | V | 92826C839 | 25-Jan-2022 | Annual | 8 | Election of Director: Denise M. Morrison | Management | F | 06-Dec-2021 | F | EQUITY SKEW ETF |
| VISA INC. | V | 92826C839 | 25-Jan-2022 | Annual | 9 | Election of Director: Linda J. Rendle | Management | F | 06-Dec-2021 | F | EQUITY SKEW ETF |
| VISA INC. | V | 92826C839 | 25-Jan-2022 | Annual | 10 | Election of Director: Maynard G. Webb, Jr. | Management | F | 06-Dec-2021 | F | EQUITY SKEW ETF |
| VISA INC. | V | 92826C839 | 25-Jan-2022 | Annual | 11 | To approve, on an advisory basis, the compensation paid to our named executive officers. | Management | F | 06-Dec-2021 | F | EQUITY SKEW ETF |
| VISA INC. | V | 92826C839 | 25-Jan-2022 | Annual | 12 | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for fiscal year 2022. | Management | F | 06-Dec-2021 | F | EQUITY SKEW ETF |
| BECTON, DICKINSON AND COMPANY | BDX | 075887109 | 25-Jan-2022 | Annual | 1 | Election of Director: Catherine M. Burzik | Management | F | 17-Dec-2021 | F | EQUITY SKEW ETF |
| BECTON, DICKINSON AND COMPANY | BDX | 075887109 | 25-Jan-2022 | Annual | 2 | Election of Director: Carrie L. Byington | Management | F | 17-Dec-2021 | F | EQUITY SKEW ETF |
| BECTON, DICKINSON AND COMPANY | BDX | 075887109 | 25-Jan-2022 | Annual | 3 | Election of Director: R. Andrew Eckert | Management | F | 17-Dec-2021 | F | EQUITY SKEW ETF |
| BECTON, DICKINSON AND COMPANY | BDX | 075887109 | 25-Jan-2022 | Annual | 4 | Election of Director: Claire M. Fraser | Management | F | 17-Dec-2021 | F | EQUITY SKEW ETF |
| BECTON, DICKINSON AND COMPANY | BDX | 075887109 | 25-Jan-2022 | Annual | 5 | Election of Director: Jeffrey W. Henderson | Management | F | 17-Dec-2021 | F | EQUITY SKEW ETF |
| BECTON, DICKINSON AND COMPANY | BDX | 075887109 | 25-Jan-2022 | Annual | 6 | Election of Director: Christopher Jones | Management | F | 17-Dec-2021 | F | EQUITY SKEW ETF |
| BECTON, DICKINSON AND COMPANY | BDX | 075887109 | 25-Jan-2022 | Annual | 7 | Election of Director: Marshall O. Larsen | Management | F | 17-Dec-2021 | F | EQUITY SKEW ETF |
| BECTON, DICKINSON AND COMPANY | BDX | 075887109 | 25-Jan-2022 | Annual | 8 | Election of Director: David F. Melcher | Management | F | 17-Dec-2021 | F | EQUITY SKEW ETF |
| BECTON, DICKINSON AND COMPANY | BDX | 075887109 | 25-Jan-2022 | Annual | 9 | Election of Director: Thomas E. Polen | Management | F | 17-Dec-2021 | F | EQUITY SKEW ETF |
| BECTON, DICKINSON AND COMPANY | BDX | 075887109 | 25-Jan-2022 | Annual | 10 | Election of Director: Claire Pomeroy | Management | F | 17-Dec-2021 | F | EQUITY SKEW ETF |
| BECTON, DICKINSON AND COMPANY | BDX | 075887109 | 25-Jan-2022 | Annual | 11 | Election of Director: Timothy M. Ring | Management | F | 17-Dec-2021 | F | EQUITY SKEW ETF |
| BECTON, DICKINSON AND COMPANY | BDX | 075887109 | 25-Jan-2022 | Annual | 12 | Election of Director: Bertram L. Scott | Management | F | 17-Dec-2021 | F | EQUITY SKEW ETF |
| BECTON, DICKINSON AND COMPANY | BDX | 075887109 | 25-Jan-2022 | Annual | 13 | Ratification of the selection of the independent registered public accounting firm. | Management | F | 17-Dec-2021 | F | EQUITY SKEW ETF |
| BECTON, DICKINSON AND COMPANY | BDX | 075887109 | 25-Jan-2022 | Annual | 14 | Advisory vote to approve named executive officer compensation. | Management | F | 17-Dec-2021 | F | EQUITY SKEW ETF |
| BECTON, DICKINSON AND COMPANY | BDX | 075887109 | 25-Jan-2022 | Annual | 15 | A shareholder proposal seeking to lower the ownership threshold required to call a special shareholders meeting, if properly presented at the meeting. | Shareholder | N | 17-Dec-2021 | N | EQUITY SKEW ETF |
| WALGREENS BOOTS ALLIANCE, INC. | WBA | 931427108 | 27-Jan-2022 | Annual | 1 | Election of Director: Janice M. Babiak | Management | F | 10-Dec-2021 | F | EQUITY SKEW ETF |
| WALGREENS BOOTS ALLIANCE, INC. | WBA | 931427108 | 27-Jan-2022 | Annual | 2 | Election of Director: David J. Brailer | Management | F | 10-Dec-2021 | F | EQUITY SKEW ETF |
| WALGREENS BOOTS ALLIANCE, INC. | WBA | 931427108 | 27-Jan-2022 | Annual | 3 | Election of Director: Rosalind G. Brewer | Management | F | 10-Dec-2021 | F | EQUITY SKEW ETF |
| WALGREENS BOOTS ALLIANCE, INC. | WBA | 931427108 | 27-Jan-2022 | Annual | 4 | Election of Director: William C. Foote | Management | F | 10-Dec-2021 | F | EQUITY SKEW ETF |
| WALGREENS BOOTS ALLIANCE, INC. | WBA | 931427108 | 27-Jan-2022 | Annual | 5 | Election of Director: Ginger L. Graham | Management | F | 10-Dec-2021 | F | EQUITY SKEW ETF |
| WALGREENS BOOTS ALLIANCE, INC. | WBA | 931427108 | 27-Jan-2022 | Annual | 6 | Election of Director: Valerie B. Jarrett | Management | F | 10-Dec-2021 | F | EQUITY SKEW ETF |
| WALGREENS BOOTS ALLIANCE, INC. | WBA | 931427108 | 27-Jan-2022 | Annual | 7 | Election of Director: John A. Lederer | Management | F | 10-Dec-2021 | F | EQUITY SKEW ETF |
| WALGREENS BOOTS ALLIANCE, INC. | WBA | 931427108 | 27-Jan-2022 | Annual | 8 | Election of Director: Dominic P. Murphy | Management | F | 10-Dec-2021 | F | EQUITY SKEW ETF |
| WALGREENS BOOTS ALLIANCE, INC. | WBA | 931427108 | 27-Jan-2022 | Annual | 9 | Election of Director: Stefano Pessina | Management | F | 10-Dec-2021 | F | EQUITY SKEW ETF |
| WALGREENS BOOTS ALLIANCE, INC. | WBA | 931427108 | 27-Jan-2022 | Annual | 10 | Election of Director: Nancy M. Schlichting | Management | F | 10-Dec-2021 | F | EQUITY SKEW ETF |
| WALGREENS BOOTS ALLIANCE, INC. | WBA | 931427108 | 27-Jan-2022 | Annual | 11 | Advisory vote to approve named executive officer compensation. | Management | F | 10-Dec-2021 | F | EQUITY SKEW ETF |
| WALGREENS BOOTS ALLIANCE, INC. | WBA | 931427108 | 27-Jan-2022 | Annual | 12 | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for fiscal year 2022. | Management | F | 10-Dec-2021 | F | EQUITY SKEW ETF |
| WALGREENS BOOTS ALLIANCE, INC. | WBA | 931427108 | 27-Jan-2022 | Annual | 13 | Stockholder proposal requesting conversion to a Public Benefit Corporation. | Shareholder | N | 10-Dec-2021 | N | EQUITY SKEW ETF |
| WALGREENS BOOTS ALLIANCE, INC. | WBA | 931427108 | 27-Jan-2022 | Annual | 14 | Stockholder proposal to reduce the ownership threshold for calling special meetings of stockholders. | Shareholder | N | 10-Dec-2021 | N | EQUITY SKEW ETF |
| WALGREENS BOOTS ALLIANCE, INC. | WBA | 931427108 | 27-Jan-2022 | Annual | 15 | Stockholder proposal requesting report on public health costs due to tobacco product sales and the impact on overall market returns. | Shareholder | N | 10-Dec-2021 | N | EQUITY SKEW ETF |
| EMERSON ELECTRIC CO. | EMR | 291011104 | 01-Feb-2022 | Annual | 1 | DIRECTOR | Management | F | 11-Dec-2021 | F | EQUITY SKEW ETF |
| EMERSON ELECTRIC CO. | EMR | 291011104 | 01-Feb-2022 | Annual | 1 | DIRECTOR | Management | F | 11-Dec-2021 | F | EQUITY SKEW ETF |
| EMERSON ELECTRIC CO. | EMR | 291011104 | 01-Feb-2022 | Annual | 1 | DIRECTOR | Management | F | 11-Dec-2021 | F | EQUITY SKEW ETF |
| EMERSON ELECTRIC CO. | EMR | 291011104 | 01-Feb-2022 | Annual | 1 | DIRECTOR | Management | F | 11-Dec-2021 | F | EQUITY SKEW ETF |
| EMERSON ELECTRIC CO. | EMR | 291011104 | 01-Feb-2022 | Annual | 2 | Ratification of KPMG LLP as Independent Registered Public Accounting Firm. | Management | F | 11-Dec-2021 | F | EQUITY SKEW ETF |
| EMERSON ELECTRIC CO. | EMR | 291011104 | 01-Feb-2022 | Annual | 3 | Approval, by non-binding advisory vote, of Emerson Electric Co. executive compensation. | Management | F | 11-Dec-2021 | F | EQUITY SKEW ETF |
| AIR PRODUCTS AND CHEMICALS, INC. | APD | 009158106 | 03-Feb-2022 | Annual | 1 | Election of Director: Charles I. Cogut | Management | F | 16-Dec-2021 | F | EQUITY SKEW ETF |
| AIR PRODUCTS AND CHEMICALS, INC. | APD | 009158106 | 03-Feb-2022 | Annual | 2 | Election of Director: Lisa A. Davis | Management | F | 16-Dec-2021 | F | EQUITY SKEW ETF |
| AIR PRODUCTS AND CHEMICALS, INC. | APD | 009158106 | 03-Feb-2022 | Annual | 3 | Election of Director: Seifollah Ghasemi | Management | F | 16-Dec-2021 | F | EQUITY SKEW ETF |
| AIR PRODUCTS AND CHEMICALS, INC. | APD | 009158106 | 03-Feb-2022 | Annual | 4 | Election of Director: David H.Y. Ho | Management | F | 16-Dec-2021 | F | EQUITY SKEW ETF |
| AIR PRODUCTS AND CHEMICALS, INC. | APD | 009158106 | 03-Feb-2022 | Annual | 5 | Election of Director: Edward L. Monser | Management | F | 16-Dec-2021 | F | EQUITY SKEW ETF |
| AIR PRODUCTS AND CHEMICALS, INC. | APD | 009158106 | 03-Feb-2022 | Annual | 6 | Election of Director: Matthew H. Paull | Management | F | 16-Dec-2021 | F | EQUITY SKEW ETF |
| AIR PRODUCTS AND CHEMICALS, INC. | APD | 009158106 | 03-Feb-2022 | Annual | 7 | Election of Director: Wayne T. Smith | Management | F | 16-Dec-2021 | F | EQUITY SKEW ETF |
| AIR PRODUCTS AND CHEMICALS, INC. | APD | 009158106 | 03-Feb-2022 | Annual | 8 | Advisory vote approving the compensation of the Company's named executive officers. | Management | F | 16-Dec-2021 | F | EQUITY SKEW ETF |
| AIR PRODUCTS AND CHEMICALS, INC. | APD | 009158106 | 03-Feb-2022 | Annual | 9 | Ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2022. | Management | F | 16-Dec-2021 | F | EQUITY SKEW ETF |
| ANALOG DEVICES, INC. | ADI | 032654105 | 09-Mar-2022 | Annual | 1 | Election of Director: Ray Stata | Management | F | 24-Jan-2022 | F | EQUITY SKEW ETF |
| ANALOG DEVICES, INC. | ADI | 032654105 | 09-Mar-2022 | Annual | 2 | Election of Director: Vincent Roche | Management | F | 24-Jan-2022 | F | EQUITY SKEW ETF |
| ANALOG DEVICES, INC. | ADI | 032654105 | 09-Mar-2022 | Annual | 3 | Election of Director: James A. Champy | Management | F | 24-Jan-2022 | F | EQUITY SKEW ETF |
| ANALOG DEVICES, INC. | ADI | 032654105 | 09-Mar-2022 | Annual | 4 | Election of Director: Anantha P. Chandrakasan | Management | F | 24-Jan-2022 | F | EQUITY SKEW ETF |
| ANALOG DEVICES, INC. | ADI | 032654105 | 09-Mar-2022 | Annual | 5 | Election of Director: Tunç Doluca | Management | F | 24-Jan-2022 | F | EQUITY SKEW ETF |
| ANALOG DEVICES, INC. | ADI | 032654105 | 09-Mar-2022 | Annual | 6 | Election of Director: Bruce R. Evans | Management | F | 24-Jan-2022 | F | EQUITY SKEW ETF |
| ANALOG DEVICES, INC. | ADI | 032654105 | 09-Mar-2022 | Annual | 7 | Election of Director: Edward H. Frank | Management | F | 24-Jan-2022 | F | EQUITY SKEW ETF |
| ANALOG DEVICES, INC. | ADI | 032654105 | 09-Mar-2022 | Annual | 8 | Election of Director: Laurie H. Glimcher | Management | F | 24-Jan-2022 | F | EQUITY SKEW ETF |
| ANALOG DEVICES, INC. | ADI | 032654105 | 09-Mar-2022 | Annual | 9 | Election of Director: Karen M. Golz | Management | F | 24-Jan-2022 | F | EQUITY SKEW ETF |
| ANALOG DEVICES, INC. | ADI | 032654105 | 09-Mar-2022 | Annual | 10 | Election of Director: Mercedes Johnson | Management | F | 24-Jan-2022 | F | EQUITY SKEW ETF |
| ANALOG DEVICES, INC. | ADI | 032654105 | 09-Mar-2022 | Annual | 11 | Election of Director: Kenton J. Sicchitano | Management | F | 24-Jan-2022 | F | EQUITY SKEW ETF |
| ANALOG DEVICES, INC. | ADI | 032654105 | 09-Mar-2022 | Annual | 12 | Election of Director: Susie Wee | Management | F | 24-Jan-2022 | F | EQUITY SKEW ETF |
| ANALOG DEVICES, INC. | ADI | 032654105 | 09-Mar-2022 | Annual | 13 | Advisory resolution to approve the compensation of our named executive officers. | Management | F | 24-Jan-2022 | F | EQUITY SKEW ETF |
| ANALOG DEVICES, INC. | ADI | 032654105 | 09-Mar-2022 | Annual | 14 | Approve the Analog Devices, Inc. 2022 Employee Stock Purchase Plan. | Management | F | 24-Jan-2022 | F | EQUITY SKEW ETF |
| ANALOG DEVICES, INC. | ADI | 032654105 | 09-Mar-2022 | Annual | 15 | Ratification of Ernst & Young LLP as our independent registered public accounting firm for fiscal 2022. | Management | F | 24-Jan-2022 | F | EQUITY SKEW ETF |
| QUALCOMM INCORPORATED | QCOM | 747525103 | 09-Mar-2022 | Annual | 1 | Election of Director: Sylvia Acevedo | Management | F | 21-Jan-2022 | F | EQUITY SKEW ETF |
| QUALCOMM INCORPORATED | QCOM | 747525103 | 09-Mar-2022 | Annual | 2 | Election of Director: Cristiano R. Amon | Management | F | 21-Jan-2022 | F | EQUITY SKEW ETF |
| QUALCOMM INCORPORATED | QCOM | 747525103 | 09-Mar-2022 | Annual | 3 | Election of Director: Mark Fields | Management | F | 21-Jan-2022 | F | EQUITY SKEW ETF |
| QUALCOMM INCORPORATED | QCOM | 747525103 | 09-Mar-2022 | Annual | 4 | Election of Director: Jeffrey W. Henderson | Management | F | 21-Jan-2022 | F | EQUITY SKEW ETF |
| QUALCOMM INCORPORATED | QCOM | 747525103 | 09-Mar-2022 | Annual | 5 | Election of Director: Gregory N. Johnson | Management | F | 21-Jan-2022 | F | EQUITY SKEW ETF |
| QUALCOMM INCORPORATED | QCOM | 747525103 | 09-Mar-2022 | Annual | 6 | Election of Director: Ann M. Livermore | Management | F | 21-Jan-2022 | F | EQUITY SKEW ETF |
| QUALCOMM INCORPORATED | QCOM | 747525103 | 09-Mar-2022 | Annual | 7 | Election of Director: Mark D. McLaughlin | Management | F | 21-Jan-2022 | F | EQUITY SKEW ETF |
| QUALCOMM INCORPORATED | QCOM | 747525103 | 09-Mar-2022 | Annual | 8 | Election of Director: Jamie S. Miller | Management | F | 21-Jan-2022 | F | EQUITY SKEW ETF |
| QUALCOMM INCORPORATED | QCOM | 747525103 | 09-Mar-2022 | Annual | 9 | Election of Director: Irene B. Rosenfeld | Management | F | 21-Jan-2022 | F | EQUITY SKEW ETF |
| QUALCOMM INCORPORATED | QCOM | 747525103 | 09-Mar-2022 | Annual | 10 | Election of Director: Kornelis (Neil) Smit | Management | F | 21-Jan-2022 | F | EQUITY SKEW ETF |
| QUALCOMM INCORPORATED | QCOM | 747525103 | 09-Mar-2022 | Annual | 11 | Election of Director: Jean-Pascal Tricoire | Management | F | 21-Jan-2022 | F | EQUITY SKEW ETF |
| QUALCOMM INCORPORATED | QCOM | 747525103 | 09-Mar-2022 | Annual | 12 | Election of Director: Anthony J. Vinciquerra | Management | F | 21-Jan-2022 | F | EQUITY SKEW ETF |
| QUALCOMM INCORPORATED | QCOM | 747525103 | 09-Mar-2022 | Annual | 13 | Ratification of the selection of PricewaterhouseCoopers LLP as our independent public accountants for our fiscal year ending September 25, 2022. | Management | F | 21-Jan-2022 | F | EQUITY SKEW ETF |
| QUALCOMM INCORPORATED | QCOM | 747525103 | 09-Mar-2022 | Annual | 14 | Advisory vote to approve the compensation of our Named Executive Officers. | Management | F | 21-Jan-2022 | F | EQUITY SKEW ETF |
| APPLIED MATERIALS, INC. | AMAT | 038222105 | 10-Mar-2022 | Annual | 1 | Election of Director: Rani Borkar | Management | F | 27-Jan-2022 | F | EQUITY SKEW ETF |
| APPLIED MATERIALS, INC. | AMAT | 038222105 | 10-Mar-2022 | Annual | 2 | Election of Director: Judy Bruner | Management | F | 27-Jan-2022 | F | EQUITY SKEW ETF |
| APPLIED MATERIALS, INC. | AMAT | 038222105 | 10-Mar-2022 | Annual | 3 | Election of Director: Xun (Eric) Chen | Management | F | 27-Jan-2022 | F | EQUITY SKEW ETF |
| APPLIED MATERIALS, INC. | AMAT | 038222105 | 10-Mar-2022 | Annual | 4 | Election of Director: Aart J. de Geus | Management | F | 27-Jan-2022 | F | EQUITY SKEW ETF |
| APPLIED MATERIALS, INC. | AMAT | 038222105 | 10-Mar-2022 | Annual | 5 | Election of Director: Gary E. Dickerson | Management | F | 27-Jan-2022 | F | EQUITY SKEW ETF |
| APPLIED MATERIALS, INC. | AMAT | 038222105 | 10-Mar-2022 | Annual | 6 | Election of Director: Thomas J. Iannotti | Management | F | 27-Jan-2022 | F | EQUITY SKEW ETF |
| APPLIED MATERIALS, INC. | AMAT | 038222105 | 10-Mar-2022 | Annual | 7 | Election of Director: Alexander A. Karsner | Management | F | 27-Jan-2022 | F | EQUITY SKEW ETF |
| APPLIED MATERIALS, INC. | AMAT | 038222105 | 10-Mar-2022 | Annual | 8 | Election of Director: Adrianna C. Ma | Management | F | 27-Jan-2022 | F | EQUITY SKEW ETF |
| APPLIED MATERIALS, INC. | AMAT | 038222105 | 10-Mar-2022 | Annual | 9 | Election of Director: Yvonne McGill | Management | F | 27-Jan-2022 | F | EQUITY SKEW ETF |
| APPLIED MATERIALS, INC. | AMAT | 038222105 | 10-Mar-2022 | Annual | 10 | Election of Director: Scott A. McGregor | Management | F | 27-Jan-2022 | F | EQUITY SKEW ETF |
| APPLIED MATERIALS, INC. | AMAT | 038222105 | 10-Mar-2022 | Annual | 11 | Approval, on an advisory basis, of the compensation of Applied Materials' named executive officers for fiscal year 2021. | Management | F | 27-Jan-2022 | F | EQUITY SKEW ETF |
| APPLIED MATERIALS, INC. | AMAT | 038222105 | 10-Mar-2022 | Annual | 12 | Ratification of the appointment of KPMG LLP as Applied Materials' independent registered public accounting firm for fiscal year 2022. | Management | F | 27-Jan-2022 | F | EQUITY SKEW ETF |
| APPLIED MATERIALS, INC. | AMAT | 038222105 | 10-Mar-2022 | Annual | 13 | Shareholder proposal to amend the appropriate company governing documents to give the owners of a combined 10% of our outstanding common stock the power to call a special shareholder meeting. | Shareholder | N | 27-Jan-2022 | N | EQUITY SKEW ETF |
| APPLIED MATERIALS, INC. | AMAT | 038222105 | 10-Mar-2022 | Annual | 14 | Shareholder proposal to improve the executive compensation program and policy, such as to include the CEO pay ratio factor and voices from employees. | Shareholder | N | 27-Jan-2022 | N | EQUITY SKEW ETF |
| STARBUCKS CORPORATION | SBUX | 855244109 | 16-Mar-2022 | Annual | 1 | Election of Director: Richard E. Allison, Jr. | Management | F | 30-Jan-2022 | F | EQUITY SKEW ETF |
| STARBUCKS CORPORATION | SBUX | 855244109 | 16-Mar-2022 | Annual | 2 | Election of Director: Andrew Campion | Management | F | 30-Jan-2022 | F | EQUITY SKEW ETF |
| STARBUCKS CORPORATION | SBUX | 855244109 | 16-Mar-2022 | Annual | 3 | Election of Director: Mary N. Dillon | Management | F | 30-Jan-2022 | F | EQUITY SKEW ETF |
| STARBUCKS CORPORATION | SBUX | 855244109 | 16-Mar-2022 | Annual | 4 | Election of Director: Isabel Ge Mahe | Management | F | 30-Jan-2022 | F | EQUITY SKEW ETF |
| STARBUCKS CORPORATION | SBUX | 855244109 | 16-Mar-2022 | Annual | 5 | Election of Director: Mellody Hobson | Management | F | 30-Jan-2022 | F | EQUITY SKEW ETF |
| STARBUCKS CORPORATION | SBUX | 855244109 | 16-Mar-2022 | Annual | 6 | Election of Director: Kevin R. Johnson | Management | F | 30-Jan-2022 | F | EQUITY SKEW ETF |
| STARBUCKS CORPORATION | SBUX | 855244109 | 16-Mar-2022 | Annual | 7 | Election of Director: Jørgen Vig Knudstorp | Management | F | 30-Jan-2022 | F | EQUITY SKEW ETF |
| STARBUCKS CORPORATION | SBUX | 855244109 | 16-Mar-2022 | Annual | 8 | Election of Director: Satya Nadella | Management | F | 30-Jan-2022 | F | EQUITY SKEW ETF |
| STARBUCKS CORPORATION | SBUX | 855244109 | 16-Mar-2022 | Annual | 9 | Election of Director: Joshua Cooper Ramo | Management | F | 30-Jan-2022 | F | EQUITY SKEW ETF |
| STARBUCKS CORPORATION | SBUX | 855244109 | 16-Mar-2022 | Annual | 10 | Election of Director: Clara Shih | Management | F | 30-Jan-2022 | F | EQUITY SKEW ETF |
| STARBUCKS CORPORATION | SBUX | 855244109 | 16-Mar-2022 | Annual | 11 | Election of Director: Javier G. Teruel | Management | F | 30-Jan-2022 | F | EQUITY SKEW ETF |
| STARBUCKS CORPORATION | SBUX | 855244109 | 16-Mar-2022 | Annual | 12 | Approve amended and restated 2005 Long-Term Equity Incentive Plan. | Management | F | 30-Jan-2022 | F | EQUITY SKEW ETF |
| STARBUCKS CORPORATION | SBUX | 855244109 | 16-Mar-2022 | Annual | 13 | Approve, on an advisory, nonbinding basis,the compensation of our named executive officers. | Management | F | 30-Jan-2022 | F | EQUITY SKEW ETF |
| STARBUCKS CORPORATION | SBUX | 855244109 | 16-Mar-2022 | Annual | 14 | Ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal 2022. | Management | F | 30-Jan-2022 | F | EQUITY SKEW ETF |
| STARBUCKS CORPORATION | SBUX | 855244109 | 16-Mar-2022 | Annual | 15 | Annual Reports Regarding the Prevention of Harassment and Discrimination in the Workplace. | Shareholder | N | 30-Jan-2022 | N | EQUITY SKEW ETF |
| AGILENT TECHNOLOGIES, INC. | A | 00846U101 | 16-Mar-2022 | Annual | 1 | Election of Director for a three-year term: Hans E. Bishop | Management | F | 04-Feb-2022 | F | EQUITY SKEW ETF |
| AGILENT TECHNOLOGIES, INC. | A | 00846U101 | 16-Mar-2022 | Annual | 2 | Election of Director for a three-year term: Otis W. Brawley, M.D. | Management | F | 04-Feb-2022 | F | EQUITY SKEW ETF |
| AGILENT TECHNOLOGIES, INC. | A | 00846U101 | 16-Mar-2022 | Annual | 3 | Election of Director for a three-year term: Mikael Dolsten, M.D., Ph.D. | Management | F | 04-Feb-2022 | F | EQUITY SKEW ETF |
| AGILENT TECHNOLOGIES, INC. | A | 00846U101 | 16-Mar-2022 | Annual | 4 | To approve, on a non-binding advisory basis, the compensation of our named executive officers. | Management | F | 04-Feb-2022 | F | EQUITY SKEW ETF |
| AGILENT TECHNOLOGIES, INC. | A | 00846U101 | 16-Mar-2022 | Annual | 5 | To ratify the Audit and Finance Committee's appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm. | Management | F | 04-Feb-2022 | F | EQUITY SKEW ETF |
| AGILENT TECHNOLOGIES, INC. | A | 00846U101 | 16-Mar-2022 | Annual | 6 | To vote on a stockholder proposal regarding the right to call a special meeting, if properly presented at the meeting. | Management | N | 04-Feb-2022 | N | EQUITY SKEW ETF |
| KEYSIGHT TECHNOLOGIES, INC. | KEYS | 49338L103 | 17-Mar-2022 | Annual | 1 | Election of Director: James G. Cullen | Management | F | 26-Jan-2022 | F | EQUITY SKEW ETF |
| KEYSIGHT TECHNOLOGIES, INC. | KEYS | 49338L103 | 17-Mar-2022 | Annual | 2 | Election of Director: Michelle J. Holthaus | Management | F | 26-Jan-2022 | F | EQUITY SKEW ETF |
| KEYSIGHT TECHNOLOGIES, INC. | KEYS | 49338L103 | 17-Mar-2022 | Annual | 3 | Election of Director: Jean M. Nye | Management | F | 26-Jan-2022 | F | EQUITY SKEW ETF |
| KEYSIGHT TECHNOLOGIES, INC. | KEYS | 49338L103 | 17-Mar-2022 | Annual | 4 | Election of Director: Joanne B. Olsen | Management | F | 26-Jan-2022 | F | EQUITY SKEW ETF |
| KEYSIGHT TECHNOLOGIES, INC. | KEYS | 49338L103 | 17-Mar-2022 | Annual | 5 | Ratify the Audit and Finance Committee's appointment of PricewaterhouseCoopers LLP as Keysight's independent registered public accounting firm. | Management | F | 26-Jan-2022 | F | EQUITY SKEW ETF |
| KEYSIGHT TECHNOLOGIES, INC. | KEYS | 49338L103 | 17-Mar-2022 | Annual | 6 | Approve, on a non-binding advisory basis, the compensation of Keysight's named executive officers. | Management | F | 26-Jan-2022 | F | EQUITY SKEW ETF |
| KEYSIGHT TECHNOLOGIES, INC. | KEYS | 49338L103 | 17-Mar-2022 | Annual | 7 | Approve an amendment to Keysight's Amended and Restated Certificate of Incorporation to declassify the Board of Directors. | Management | F | 26-Jan-2022 | F | EQUITY SKEW ETF |
| BROADCOM INC | AVGO | 11135F101 | 04-Apr-2022 | Annual | 1 | Election of Director: Diane M. Bryant | Management | F | 19-Feb-2022 | F | EQUITY SKEW ETF |
| BROADCOM INC | AVGO | 11135F101 | 04-Apr-2022 | Annual | 2 | Election of Director: Gayla J. Delly | Management | F | 19-Feb-2022 | F | EQUITY SKEW ETF |
| BROADCOM INC | AVGO | 11135F101 | 04-Apr-2022 | Annual | 3 | Election of Director: Raul J. Fernandez | Management | F | 19-Feb-2022 | F | EQUITY SKEW ETF |
| BROADCOM INC | AVGO | 11135F101 | 04-Apr-2022 | Annual | 4 | Election of Director: Eddy W. Hartenstein | Management | F | 19-Feb-2022 | F | EQUITY SKEW ETF |
| BROADCOM INC | AVGO | 11135F101 | 04-Apr-2022 | Annual | 5 | Election of Director: Check Kian Low | Management | F | 19-Feb-2022 | F | EQUITY SKEW ETF |
| BROADCOM INC | AVGO | 11135F101 | 04-Apr-2022 | Annual | 6 | Election of Director: Justine F. Page | Management | F | 19-Feb-2022 | F | EQUITY SKEW ETF |
| BROADCOM INC | AVGO | 11135F101 | 04-Apr-2022 | Annual | 7 | Election of Director: Henry Samueli | Management | F | 19-Feb-2022 | F | EQUITY SKEW ETF |
| BROADCOM INC | AVGO | 11135F101 | 04-Apr-2022 | Annual | 8 | Election of Director: Hock E. Tan | Management | F | 19-Feb-2022 | F | EQUITY SKEW ETF |
| BROADCOM INC | AVGO | 11135F101 | 04-Apr-2022 | Annual | 9 | Election of Director: Harry L. You | Management | F | 19-Feb-2022 | F | EQUITY SKEW ETF |
| BROADCOM INC | AVGO | 11135F101 | 04-Apr-2022 | Annual | 10 | Ratification of the appointment of Pricewaterhouse- Coopers LLP as Broadcom's independent registered public accounting firm for the fiscal year ending October 30, 2022. | Management | F | 19-Feb-2022 | F | EQUITY SKEW ETF |
| BROADCOM INC | AVGO | 11135F101 | 04-Apr-2022 | Annual | 11 | Advisory vote to approve compensation of Broadcom's named executive officers. | Management | F | 19-Feb-2022 | F | EQUITY SKEW ETF |
| SYNOPSYS, INC. | SNPS | 871607107 | 12-Apr-2022 | Annual | 1 | Election of Director: Aart J. de Geus | Management | F | 24-Feb-2022 | F | EQUITY SKEW ETF |
| SYNOPSYS, INC. | SNPS | 871607107 | 12-Apr-2022 | Annual | 2 | Election of Director: Janice D. Chaffin | Management | F | 24-Feb-2022 | F | EQUITY SKEW ETF |
| SYNOPSYS, INC. | SNPS | 871607107 | 12-Apr-2022 | Annual | 3 | Election of Director: Bruce R. Chizen | Management | F | 24-Feb-2022 | F | EQUITY SKEW ETF |
| SYNOPSYS, INC. | SNPS | 871607107 | 12-Apr-2022 | Annual | 4 | Election of Director: Mercedes Johnson | Management | F | 24-Feb-2022 | F | EQUITY SKEW ETF |
| SYNOPSYS, INC. | SNPS | 871607107 | 12-Apr-2022 | Annual | 5 | Election of Director: Chrysostomos L. "Max" Nikias | Management | F | 24-Feb-2022 | F | EQUITY SKEW ETF |
| SYNOPSYS, INC. | SNPS | 871607107 | 12-Apr-2022 | Annual | 6 | Election of Director: Jeannine P. Sargent | Management | F | 24-Feb-2022 | F | EQUITY SKEW ETF |
| SYNOPSYS, INC. | SNPS | 871607107 | 12-Apr-2022 | Annual | 7 | Election of Director: John G. Schwarz | Management | F | 24-Feb-2022 | F | EQUITY SKEW ETF |
| SYNOPSYS, INC. | SNPS | 871607107 | 12-Apr-2022 | Annual | 8 | Election of Director: Roy Vallee | Management | F | 24-Feb-2022 | F | EQUITY SKEW ETF |
| SYNOPSYS, INC. | SNPS | 871607107 | 12-Apr-2022 | Annual | 9 | To approve our 2006 Employee Equity Incentive Plan, as amended, in order to, among other items, increase the number of shares available for issuance under the plan by 3,000,000 shares. | Management | F | 24-Feb-2022 | F | EQUITY SKEW ETF |
| SYNOPSYS, INC. | SNPS | 871607107 | 12-Apr-2022 | Annual | 10 | To approve our Employee Stock Purchase Plan, as amended, in order to, among other items, increase the number of shares available for issuance under the plan by 2,000,000 shares. | Management | F | 24-Feb-2022 | F | EQUITY SKEW ETF |
| SYNOPSYS, INC. | SNPS | 871607107 | 12-Apr-2022 | Annual | 11 | To approve, on an advisory basis, the compensation of our named executive officers, as disclosed in the Proxy Statement. | Management | F | 24-Feb-2022 | F | EQUITY SKEW ETF |
| SYNOPSYS, INC. | SNPS | 871607107 | 12-Apr-2022 | Annual | 12 | To ratify the selection of KPMG LLP as our independent registered public accounting firm for the fiscal year ending October 29, 2022. | Management | F | 24-Feb-2022 | F | EQUITY SKEW ETF |
| SYNOPSYS, INC. | SNPS | 871607107 | 12-Apr-2022 | Annual | 13 | To vote on a stockholder proposal that permits stockholder action by written consent, if properly presented at the meeting. | Shareholder | N | 24-Feb-2022 | N | EQUITY SKEW ETF |
| IQVIA HOLDINGS INC. | IQV | 46266C105 | 12-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 01-Mar-2022 | F | EQUITY SKEW ETF |
| IQVIA HOLDINGS INC. | IQV | 46266C105 | 12-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 01-Mar-2022 | F | EQUITY SKEW ETF |
| IQVIA HOLDINGS INC. | IQV | 46266C105 | 12-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 01-Mar-2022 | F | EQUITY SKEW ETF |
| IQVIA HOLDINGS INC. | IQV | 46266C105 | 12-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 01-Mar-2022 | F | EQUITY SKEW ETF |
| IQVIA HOLDINGS INC. | IQV | 46266C105 | 12-Apr-2022 | Annual | 2 | Amendment to Certificate of Incorporation to declassify the Board of Directors over time and provide for the annual election of all directors. | Management | F | 01-Mar-2022 | F | EQUITY SKEW ETF |
| IQVIA HOLDINGS INC. | IQV | 46266C105 | 12-Apr-2022 | Annual | 3 | Advisory (non-binding) vote to approve executive compensation (say-on-pay). | Management | F | 01-Mar-2022 | F | EQUITY SKEW ETF |
| IQVIA HOLDINGS INC. | IQV | 46266C105 | 12-Apr-2022 | Annual | 4 | If properly presented, a shareholder proposal regarding majority voting in uncontested director elections. | Management | N | 01-Mar-2022 | N | EQUITY SKEW ETF |
| IQVIA HOLDINGS INC. | IQV | 46266C105 | 12-Apr-2022 | Annual | 5 | The ratification of the appointment of PricewaterhouseCoopers LLP as IQVIA Holdings Inc.'s independent registered public accounting firm for the year ending December 31, 2022. | Management | F | 01-Mar-2022 | F | EQUITY SKEW ETF |
| ADOBE INC. | ADBE | 00724F101 | 14-Apr-2022 | Annual | 1 | Election of Director to serve for a one-year term: Amy Banse | Management | F | 07-Mar-2022 | F | EQUITY SKEW ETF |
| ADOBE INC. | ADBE | 00724F101 | 14-Apr-2022 | Annual | 2 | Election of Director to serve for a one-year term: Brett Biggs | Management | F | 07-Mar-2022 | F | EQUITY SKEW ETF |
| ADOBE INC. | ADBE | 00724F101 | 14-Apr-2022 | Annual | 3 | Election of Director to serve for a one-year term: Melanie Boulden | Management | F | 07-Mar-2022 | F | EQUITY SKEW ETF |
| ADOBE INC. | ADBE | 00724F101 | 14-Apr-2022 | Annual | 4 | Election of Director to serve for a one-year term: Frank Calderoni | Management | F | 07-Mar-2022 | F | EQUITY SKEW ETF |
| ADOBE INC. | ADBE | 00724F101 | 14-Apr-2022 | Annual | 5 | Election of Director to serve for a one-year term: Laura Desmond | Management | F | 07-Mar-2022 | F | EQUITY SKEW ETF |
| ADOBE INC. | ADBE | 00724F101 | 14-Apr-2022 | Annual | 6 | Election of Director to serve for a one-year term: Shantanu Narayen | Management | F | 07-Mar-2022 | F | EQUITY SKEW ETF |
| ADOBE INC. | ADBE | 00724F101 | 14-Apr-2022 | Annual | 7 | Election of Director to serve for a one-year term: Spencer Neumann | Management | F | 07-Mar-2022 | F | EQUITY SKEW ETF |
| ADOBE INC. | ADBE | 00724F101 | 14-Apr-2022 | Annual | 8 | Election of Director to serve for a one-year term: Kathleen Oberg | Management | F | 07-Mar-2022 | F | EQUITY SKEW ETF |
| ADOBE INC. | ADBE | 00724F101 | 14-Apr-2022 | Annual | 9 | Election of Director to serve for a one-year term: Dheeraj Pandey | Management | F | 07-Mar-2022 | F | EQUITY SKEW ETF |
| ADOBE INC. | ADBE | 00724F101 | 14-Apr-2022 | Annual | 10 | Election of Director to serve for a one-year term: David Ricks | Management | F | 07-Mar-2022 | F | EQUITY SKEW ETF |
| ADOBE INC. | ADBE | 00724F101 | 14-Apr-2022 | Annual | 11 | Election of Director to serve for a one-year term: Daniel Rosensweig | Management | F | 07-Mar-2022 | F | EQUITY SKEW ETF |
| ADOBE INC. | ADBE | 00724F101 | 14-Apr-2022 | Annual | 12 | Election of Director to serve for a one-year term: John Warnock | Management | F | 07-Mar-2022 | F | EQUITY SKEW ETF |
| ADOBE INC. | ADBE | 00724F101 | 14-Apr-2022 | Annual | 13 | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending on December 2, 2022. | Management | F | 07-Mar-2022 | F | EQUITY SKEW ETF |
| ADOBE INC. | ADBE | 00724F101 | 14-Apr-2022 | Annual | 14 | Approve, on an advisory basis, the compensation of our named executive officers. | Management | F | 07-Mar-2022 | F | EQUITY SKEW ETF |
| DUKE REALTY CORPORATION | DRE | 264411505 | 14-Apr-2022 | Annual | 1 | Election of Director to serve for a one-year term ending at the 2023 Annual Meeting: John P. Case | Management | F | 07-Mar-2022 | F | EQUITY SKEW ETF |
| DUKE REALTY CORPORATION | DRE | 264411505 | 14-Apr-2022 | Annual | 2 | Election of Director to serve for a one-year term ending at the 2023 Annual Meeting: James B. Connor | Management | F | 07-Mar-2022 | F | EQUITY SKEW ETF |
| DUKE REALTY CORPORATION | DRE | 264411505 | 14-Apr-2022 | Annual | 3 | Election of Director to serve for a one-year term ending at the 2023 Annual Meeting: Tamara D. Fischer | Management | F | 07-Mar-2022 | F | EQUITY SKEW ETF |
| DUKE REALTY CORPORATION | DRE | 264411505 | 14-Apr-2022 | Annual | 4 | Election of Director to serve for a one-year term ending at the 2023 Annual Meeting: Norman K. Jenkins | Management | F | 07-Mar-2022 | F | EQUITY SKEW ETF |
| DUKE REALTY CORPORATION | DRE | 264411505 | 14-Apr-2022 | Annual | 5 | Election of Director to serve for a one-year term ending at the 2023 Annual Meeting: Kelly T. Killingsworth | Management | F | 07-Mar-2022 | F | EQUITY SKEW ETF |
| DUKE REALTY CORPORATION | DRE | 264411505 | 14-Apr-2022 | Annual | 6 | Election of Director to serve for a one-year term ending at the 2023 Annual Meeting: Melanie R. Sabelhaus | Management | F | 07-Mar-2022 | F | EQUITY SKEW ETF |
| DUKE REALTY CORPORATION | DRE | 264411505 | 14-Apr-2022 | Annual | 7 | Election of Director to serve for a one-year term ending at the 2023 Annual Meeting: Peter M. Scott, III | Management | F | 07-Mar-2022 | F | EQUITY SKEW ETF |
| DUKE REALTY CORPORATION | DRE | 264411505 | 14-Apr-2022 | Annual | 8 | Election of Director to serve for a one-year term ending at the 2023 Annual Meeting: David P. Stockert | Management | F | 07-Mar-2022 | F | EQUITY SKEW ETF |
| DUKE REALTY CORPORATION | DRE | 264411505 | 14-Apr-2022 | Annual | 9 | Election of Director to serve for a one-year term ending at the 2023 Annual Meeting: Chris T. Sultemeier | Management | F | 07-Mar-2022 | F | EQUITY SKEW ETF |
| DUKE REALTY CORPORATION | DRE | 264411505 | 14-Apr-2022 | Annual | 10 | Election of Director to serve for a one-year term ending at the 2023 Annual Meeting: Warren M. Thompson | Management | F | 07-Mar-2022 | F | EQUITY SKEW ETF |
| DUKE REALTY CORPORATION | DRE | 264411505 | 14-Apr-2022 | Annual | 11 | Election of Director to serve for a one-year term ending at the 2023 Annual Meeting: Lynn C. Thurber | Management | F | 07-Mar-2022 | F | EQUITY SKEW ETF |
| DUKE REALTY CORPORATION | DRE | 264411505 | 14-Apr-2022 | Annual | 12 | To vote on an advisory basis to approve the compensation of the Company's named executive officers as set forth in the proxy statement. | Management | F | 07-Mar-2022 | F | EQUITY SKEW ETF |
| DUKE REALTY CORPORATION | DRE | 264411505 | 14-Apr-2022 | Annual | 13 | To ratify the reappointment of KPMG LLP as the Company's independent registered public accountants for the fiscal year 2022. | Management | F | 07-Mar-2022 | F | EQUITY SKEW ETF |
| HP INC. | HPQ | 40434L105 | 19-Apr-2022 | Annual | 1 | Election of Director: Aida M. Alvarez | Management | F | 02-Mar-2022 | F | EQUITY SKEW ETF |
| HP INC. | HPQ | 40434L105 | 19-Apr-2022 | Annual | 2 | Election of Director: Shumeet Banerji | Management | F | 02-Mar-2022 | F | EQUITY SKEW ETF |
| HP INC. | HPQ | 40434L105 | 19-Apr-2022 | Annual | 3 | Election of Director: Robert R. Bennett | Management | F | 02-Mar-2022 | F | EQUITY SKEW ETF |
| HP INC. | HPQ | 40434L105 | 19-Apr-2022 | Annual | 4 | Election of Director: Charles V. Bergh | Management | F | 02-Mar-2022 | F | EQUITY SKEW ETF |
| HP INC. | HPQ | 40434L105 | 19-Apr-2022 | Annual | 5 | Election of Director: Bruce Broussard | Management | F | 02-Mar-2022 | F | EQUITY SKEW ETF |
| HP INC. | HPQ | 40434L105 | 19-Apr-2022 | Annual | 6 | Election of Director: Stacy Brown-Philpot | Management | F | 02-Mar-2022 | F | EQUITY SKEW ETF |
| HP INC. | HPQ | 40434L105 | 19-Apr-2022 | Annual | 7 | Election of Director: Stephanie A. Burns | Management | F | 02-Mar-2022 | F | EQUITY SKEW ETF |
| HP INC. | HPQ | 40434L105 | 19-Apr-2022 | Annual | 8 | Election of Director: Mary Anne Citrino | Management | F | 02-Mar-2022 | F | EQUITY SKEW ETF |
| HP INC. | HPQ | 40434L105 | 19-Apr-2022 | Annual | 9 | Election of Director: Richard Clemmer | Management | F | 02-Mar-2022 | F | EQUITY SKEW ETF |
| HP INC. | HPQ | 40434L105 | 19-Apr-2022 | Annual | 10 | Election of Director: Enrique Lores | Management | F | 02-Mar-2022 | F | EQUITY SKEW ETF |
| HP INC. | HPQ | 40434L105 | 19-Apr-2022 | Annual | 11 | Election of Director: Judith Miscik | Management | F | 02-Mar-2022 | F | EQUITY SKEW ETF |
| HP INC. | HPQ | 40434L105 | 19-Apr-2022 | Annual | 12 | Election of Director: Kim K.W. Rucker | Management | F | 02-Mar-2022 | F | EQUITY SKEW ETF |
| HP INC. | HPQ | 40434L105 | 19-Apr-2022 | Annual | 13 | Election of Director: Subra Suresh | Management | F | 02-Mar-2022 | F | EQUITY SKEW ETF |
| HP INC. | HPQ | 40434L105 | 19-Apr-2022 | Annual | 14 | To ratify the appointment of Ernst & Young LLP as HP Inc.'s independent registered public accounting firm for the fiscal year ending October 31, 2022. | Management | F | 02-Mar-2022 | F | EQUITY SKEW ETF |
| HP INC. | HPQ | 40434L105 | 19-Apr-2022 | Annual | 15 | To approve, on an advisory basis, HP Inc.'s executive compensation. | Management | F | 02-Mar-2022 | F | EQUITY SKEW ETF |
| HP INC. | HPQ | 40434L105 | 19-Apr-2022 | Annual | 16 | To approve the Third Amended and Restated HP Inc. 2004 Stock Incentive Plan. | Management | F | 02-Mar-2022 | F | EQUITY SKEW ETF |
| HP INC. | HPQ | 40434L105 | 19-Apr-2022 | Annual | 17 | Stockholder proposal to reduce the ownership threshold for calling a special meeting of stockholders. | Shareholder | N | 02-Mar-2022 | N | EQUITY SKEW ETF |
| THE SHERWIN-WILLIAMS COMPANY | SHW | 824348106 | 20-Apr-2022 | Annual | 1 | Election of Director: Kerrii B. Anderson | Management | F | 11-Mar-2022 | F | EQUITY SKEW ETF |
| THE SHERWIN-WILLIAMS COMPANY | SHW | 824348106 | 20-Apr-2022 | Annual | 2 | Election of Director: Arthur F. Anton | Management | F | 11-Mar-2022 | F | EQUITY SKEW ETF |
| THE SHERWIN-WILLIAMS COMPANY | SHW | 824348106 | 20-Apr-2022 | Annual | 3 | Election of Director: Jeff M. Fettig | Management | F | 11-Mar-2022 | F | EQUITY SKEW ETF |
| THE SHERWIN-WILLIAMS COMPANY | SHW | 824348106 | 20-Apr-2022 | Annual | 4 | Election of Director: Richard J. Kramer | Management | F | 11-Mar-2022 | F | EQUITY SKEW ETF |
| THE SHERWIN-WILLIAMS COMPANY | SHW | 824348106 | 20-Apr-2022 | Annual | 5 | Election of Director: John G. Morikis | Management | F | 11-Mar-2022 | F | EQUITY SKEW ETF |
| THE SHERWIN-WILLIAMS COMPANY | SHW | 824348106 | 20-Apr-2022 | Annual | 6 | Election of Director: Christine A. Poon | Management | F | 11-Mar-2022 | F | EQUITY SKEW ETF |
| THE SHERWIN-WILLIAMS COMPANY | SHW | 824348106 | 20-Apr-2022 | Annual | 7 | Election of Director: Aaron M. Powell | Management | F | 11-Mar-2022 | F | EQUITY SKEW ETF |
| THE SHERWIN-WILLIAMS COMPANY | SHW | 824348106 | 20-Apr-2022 | Annual | 8 | Election of Director: Marta R. Stewart | Management | F | 11-Mar-2022 | F | EQUITY SKEW ETF |
| THE SHERWIN-WILLIAMS COMPANY | SHW | 824348106 | 20-Apr-2022 | Annual | 9 | Election of Director: Michael H. Thaman | Management | F | 11-Mar-2022 | F | EQUITY SKEW ETF |
| THE SHERWIN-WILLIAMS COMPANY | SHW | 824348106 | 20-Apr-2022 | Annual | 10 | Election of Director: Matthew Thornton III | Management | F | 11-Mar-2022 | F | EQUITY SKEW ETF |
| THE SHERWIN-WILLIAMS COMPANY | SHW | 824348106 | 20-Apr-2022 | Annual | 11 | Election of Director: Steven H. Wunning | Management | F | 11-Mar-2022 | F | EQUITY SKEW ETF |
| THE SHERWIN-WILLIAMS COMPANY | SHW | 824348106 | 20-Apr-2022 | Annual | 12 | Advisory approval of the compensation of the named executives. | Management | F | 11-Mar-2022 | F | EQUITY SKEW ETF |
| THE SHERWIN-WILLIAMS COMPANY | SHW | 824348106 | 20-Apr-2022 | Annual | 13 | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm. | Management | F | 11-Mar-2022 | F | EQUITY SKEW ETF |
| EOG RESOURCES, INC. | EOG | 26875P101 | 20-Apr-2022 | Annual | 1 | Election of Director to serve until 2023: Janet F. Clark | Management | F | 12-Mar-2022 | F | EQUITY SKEW ETF |
| EOG RESOURCES, INC. | EOG | 26875P101 | 20-Apr-2022 | Annual | 2 | Election of Director to serve until 2023: Charles R. Crisp | Management | F | 12-Mar-2022 | F | EQUITY SKEW ETF |
| EOG RESOURCES, INC. | EOG | 26875P101 | 20-Apr-2022 | Annual | 3 | Election of Director to serve until 2023: Robert P. Daniels | Management | F | 12-Mar-2022 | F | EQUITY SKEW ETF |
| EOG RESOURCES, INC. | EOG | 26875P101 | 20-Apr-2022 | Annual | 4 | Election of Director to serve until 2023: James C. Day | Management | F | 12-Mar-2022 | F | EQUITY SKEW ETF |
| EOG RESOURCES, INC. | EOG | 26875P101 | 20-Apr-2022 | Annual | 5 | Election of Director to serve until 2023: C. Christopher Gaut | Management | F | 12-Mar-2022 | F | EQUITY SKEW ETF |
| EOG RESOURCES, INC. | EOG | 26875P101 | 20-Apr-2022 | Annual | 6 | Election of Director to serve until 2023: Michael T. Kerr | Management | F | 12-Mar-2022 | F | EQUITY SKEW ETF |
| EOG RESOURCES, INC. | EOG | 26875P101 | 20-Apr-2022 | Annual | 7 | Election of Director to serve until 2023: Julie J. Robertson | Management | F | 12-Mar-2022 | F | EQUITY SKEW ETF |
| EOG RESOURCES, INC. | EOG | 26875P101 | 20-Apr-2022 | Annual | 8 | Election of Director to serve until 2023: Donald F. Textor | Management | F | 12-Mar-2022 | F | EQUITY SKEW ETF |
| EOG RESOURCES, INC. | EOG | 26875P101 | 20-Apr-2022 | Annual | 9 | Election of Director to serve until 2023: William R. Thomas | Management | F | 12-Mar-2022 | F | EQUITY SKEW ETF |
| EOG RESOURCES, INC. | EOG | 26875P101 | 20-Apr-2022 | Annual | 10 | Election of Director to serve until 2023: Ezra Y. Yacob | Management | F | 12-Mar-2022 | F | EQUITY SKEW ETF |
| EOG RESOURCES, INC. | EOG | 26875P101 | 20-Apr-2022 | Annual | 11 | To ratify the appointment by the Audit Committee of the Board of Directors of Deloitte & Touche LLP, independent registered public accounting firm, as auditors for the Company for the year ending December 31, 2022. | Management | F | 12-Mar-2022 | F | EQUITY SKEW ETF |
| EOG RESOURCES, INC. | EOG | 26875P101 | 20-Apr-2022 | Annual | 12 | To approve, by non-binding vote, the compensation of the Company's named executive officers. | Management | F | 12-Mar-2022 | F | EQUITY SKEW ETF |
| HCA HEALTHCARE, INC. | HCA | 40412C101 | 21-Apr-2022 | Annual | 1 | Election of Director: Thomas F. Frist III | Management | F | 13-Mar-2022 | F | EQUITY SKEW ETF |
| HCA HEALTHCARE, INC. | HCA | 40412C101 | 21-Apr-2022 | Annual | 2 | Election of Director: Samuel N. Hazen | Management | F | 13-Mar-2022 | F | EQUITY SKEW ETF |
| HCA HEALTHCARE, INC. | HCA | 40412C101 | 21-Apr-2022 | Annual | 3 | Election of Director: Meg G. Crofton | Management | F | 13-Mar-2022 | F | EQUITY SKEW ETF |
| HCA HEALTHCARE, INC. | HCA | 40412C101 | 21-Apr-2022 | Annual | 4 | Election of Director: Robert J. Dennis | Management | F | 13-Mar-2022 | F | EQUITY SKEW ETF |
| HCA HEALTHCARE, INC. | HCA | 40412C101 | 21-Apr-2022 | Annual | 5 | Election of Director: Nancy-Ann DeParle | Management | F | 13-Mar-2022 | F | EQUITY SKEW ETF |
| HCA HEALTHCARE, INC. | HCA | 40412C101 | 21-Apr-2022 | Annual | 6 | Election of Director: William R. Frist | Management | F | 13-Mar-2022 | F | EQUITY SKEW ETF |
| HCA HEALTHCARE, INC. | HCA | 40412C101 | 21-Apr-2022 | Annual | 7 | Election of Director: Charles O. Holliday, Jr. | Management | F | 13-Mar-2022 | F | EQUITY SKEW ETF |
| HCA HEALTHCARE, INC. | HCA | 40412C101 | 21-Apr-2022 | Annual | 8 | Election of Director: Hugh F. Johnston | Management | F | 13-Mar-2022 | F | EQUITY SKEW ETF |
| HCA HEALTHCARE, INC. | HCA | 40412C101 | 21-Apr-2022 | Annual | 9 | Election of Director: Michael W. Michelson | Management | F | 13-Mar-2022 | F | EQUITY SKEW ETF |
| HCA HEALTHCARE, INC. | HCA | 40412C101 | 21-Apr-2022 | Annual | 10 | Election of Director: Wayne J. Riley, M.D. | Management | F | 13-Mar-2022 | F | EQUITY SKEW ETF |
| HCA HEALTHCARE, INC. | HCA | 40412C101 | 21-Apr-2022 | Annual | 11 | Election of Director: Andrea B. Smith | Management | F | 13-Mar-2022 | F | EQUITY SKEW ETF |
| HCA HEALTHCARE, INC. | HCA | 40412C101 | 21-Apr-2022 | Annual | 12 | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2022. | Management | F | 13-Mar-2022 | F | EQUITY SKEW ETF |
| HCA HEALTHCARE, INC. | HCA | 40412C101 | 21-Apr-2022 | Annual | 13 | Advisory vote to approve named executive officer compensation. | Management | F | 13-Mar-2022 | F | EQUITY SKEW ETF |
| HCA HEALTHCARE, INC. | HCA | 40412C101 | 21-Apr-2022 | Annual | 14 | Stockholder proposal, if properly presented at the meeting, regarding political spending disclosure. | Shareholder | N | 13-Mar-2022 | N | EQUITY SKEW ETF |
| HCA HEALTHCARE, INC. | HCA | 40412C101 | 21-Apr-2022 | Annual | 15 | Stockholder proposal, if properly presented at the meeting, regarding lobbying disclosure. | Shareholder | N | 13-Mar-2022 | N | EQUITY SKEW ETF |
| SVB FINANCIAL GROUP | SIVB | 78486Q101 | 21-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 06-Mar-2022 | F | EQUITY SKEW ETF |
| SVB FINANCIAL GROUP | SIVB | 78486Q101 | 21-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 06-Mar-2022 | F | EQUITY SKEW ETF |
| SVB FINANCIAL GROUP | SIVB | 78486Q101 | 21-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 06-Mar-2022 | F | EQUITY SKEW ETF |
| SVB FINANCIAL GROUP | SIVB | 78486Q101 | 21-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 06-Mar-2022 | F | EQUITY SKEW ETF |
| SVB FINANCIAL GROUP | SIVB | 78486Q101 | 21-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 06-Mar-2022 | F | EQUITY SKEW ETF |
| SVB FINANCIAL GROUP | SIVB | 78486Q101 | 21-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 06-Mar-2022 | F | EQUITY SKEW ETF |
| SVB FINANCIAL GROUP | SIVB | 78486Q101 | 21-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 06-Mar-2022 | F | EQUITY SKEW ETF |
| SVB FINANCIAL GROUP | SIVB | 78486Q101 | 21-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 06-Mar-2022 | F | EQUITY SKEW ETF |
| SVB FINANCIAL GROUP | SIVB | 78486Q101 | 21-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 06-Mar-2022 | F | EQUITY SKEW ETF |
| SVB FINANCIAL GROUP | SIVB | 78486Q101 | 21-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 06-Mar-2022 | F | EQUITY SKEW ETF |
| SVB FINANCIAL GROUP | SIVB | 78486Q101 | 21-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 06-Mar-2022 | F | EQUITY SKEW ETF |
| SVB FINANCIAL GROUP | SIVB | 78486Q101 | 21-Apr-2022 | Annual | 2 | To approve, on an advisory basis, our executive compensation ("Say on Pay"). | Management | F | 06-Mar-2022 | F | EQUITY SKEW ETF |
| SVB FINANCIAL GROUP | SIVB | 78486Q101 | 21-Apr-2022 | Annual | 3 | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for its fiscal year ending December 31, 2022. | Management | F | 06-Mar-2022 | F | EQUITY SKEW ETF |
| SVB FINANCIAL GROUP | SIVB | 78486Q101 | 21-Apr-2022 | Annual | 4 | Shareholder proposal requesting that the Board of Directors oversee a racial equity audit. | Shareholder | N | 06-Mar-2022 | N | EQUITY SKEW ETF |
| L3HARRIS TECHNOLOGIES INC. | LHX | 502431109 | 22-Apr-2022 | Annual | 1 | Election of Director for a Term Expiring at 2023: Sallie B. Bailey | Management | F | 14-Mar-2022 | F | EQUITY SKEW ETF |
| L3HARRIS TECHNOLOGIES INC. | LHX | 502431109 | 22-Apr-2022 | Annual | 2 | Election of Director for a Term Expiring at 2023: William M. Brown | Management | F | 14-Mar-2022 | F | EQUITY SKEW ETF |
| L3HARRIS TECHNOLOGIES INC. | LHX | 502431109 | 22-Apr-2022 | Annual | 3 | Election of Director for a Term Expiring at 2023: Peter W. Chiarelli | Management | F | 14-Mar-2022 | F | EQUITY SKEW ETF |
| L3HARRIS TECHNOLOGIES INC. | LHX | 502431109 | 22-Apr-2022 | Annual | 4 | Election of Director for a Term Expiring at 2023: Thomas A. Corcoran | Management | F | 14-Mar-2022 | F | EQUITY SKEW ETF |
| L3HARRIS TECHNOLOGIES INC. | LHX | 502431109 | 22-Apr-2022 | Annual | 5 | Election of Director for a Term Expiring at 2023: Thomas A. Dattilo | Management | F | 14-Mar-2022 | F | EQUITY SKEW ETF |
| L3HARRIS TECHNOLOGIES INC. | LHX | 502431109 | 22-Apr-2022 | Annual | 6 | Election of Director for a Term Expiring at 2023: Roger B. Fradin | Management | F | 14-Mar-2022 | F | EQUITY SKEW ETF |
| L3HARRIS TECHNOLOGIES INC. | LHX | 502431109 | 22-Apr-2022 | Annual | 7 | Election of Director for a Term Expiring at 2023: Harry B. Harris Jr. | Management | F | 14-Mar-2022 | F | EQUITY SKEW ETF |
| L3HARRIS TECHNOLOGIES INC. | LHX | 502431109 | 22-Apr-2022 | Annual | 8 | Election of Director for a Term Expiring at 2023: Lewis Hay III | Management | F | 14-Mar-2022 | F | EQUITY SKEW ETF |
| L3HARRIS TECHNOLOGIES INC. | LHX | 502431109 | 22-Apr-2022 | Annual | 9 | Election of Director for a Term Expiring at 2023: Lewis Kramer | Management | F | 14-Mar-2022 | F | EQUITY SKEW ETF |
| L3HARRIS TECHNOLOGIES INC. | LHX | 502431109 | 22-Apr-2022 | Annual | 10 | Election of Director for a Term Expiring at 2023: Christopher E. Kubasik | Management | F | 14-Mar-2022 | F | EQUITY SKEW ETF |
| L3HARRIS TECHNOLOGIES INC. | LHX | 502431109 | 22-Apr-2022 | Annual | 11 | Election of Director for a Term Expiring at 2023: Rita S. Lane | Management | F | 14-Mar-2022 | F | EQUITY SKEW ETF |
| L3HARRIS TECHNOLOGIES INC. | LHX | 502431109 | 22-Apr-2022 | Annual | 12 | Election of Director for a Term Expiring at 2023: Robert B. Millard | Management | F | 14-Mar-2022 | F | EQUITY SKEW ETF |
| L3HARRIS TECHNOLOGIES INC. | LHX | 502431109 | 22-Apr-2022 | Annual | 13 | Election of Director for a Term Expiring at 2023: Lloyd W. Newton | Management | F | 14-Mar-2022 | F | EQUITY SKEW ETF |
| L3HARRIS TECHNOLOGIES INC. | LHX | 502431109 | 22-Apr-2022 | Annual | 14 | To amend Our Restated Certificate of Incorporation to increase the maximum number of Board seats | Management | F | 14-Mar-2022 | F | EQUITY SKEW ETF |
| L3HARRIS TECHNOLOGIES INC. | LHX | 502431109 | 22-Apr-2022 | Annual | 15 | Approval, in an Advisory Vote, of the Compensation of Named Executive Officers as Disclosed in the Proxy Statement | Management | F | 14-Mar-2022 | F | EQUITY SKEW ETF |
| L3HARRIS TECHNOLOGIES INC. | LHX | 502431109 | 22-Apr-2022 | Annual | 16 | Ratification of Appointment of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2022 | Management | F | 14-Mar-2022 | F | EQUITY SKEW ETF |
| FASTENAL COMPANY | FAST | 311900104 | 23-Apr-2022 | Annual | 1 | Election of Director: Scott A. Satterlee | Management | F | 15-Mar-2022 | F | EQUITY SKEW ETF |
| FASTENAL COMPANY | FAST | 311900104 | 23-Apr-2022 | Annual | 2 | Election of Director: Michael J. Ancius | Management | F | 15-Mar-2022 | F | EQUITY SKEW ETF |
| FASTENAL COMPANY | FAST | 311900104 | 23-Apr-2022 | Annual | 3 | Election of Director: Stephen L. Eastman | Management | F | 15-Mar-2022 | F | EQUITY SKEW ETF |
| FASTENAL COMPANY | FAST | 311900104 | 23-Apr-2022 | Annual | 4 | Election of Director: Daniel L. Florness | Management | F | 15-Mar-2022 | F | EQUITY SKEW ETF |
| FASTENAL COMPANY | FAST | 311900104 | 23-Apr-2022 | Annual | 5 | Election of Director: Rita J. Heise | Management | F | 15-Mar-2022 | F | EQUITY SKEW ETF |
| FASTENAL COMPANY | FAST | 311900104 | 23-Apr-2022 | Annual | 6 | Election of Director: Hsenghung Sam Hsu | Management | F | 15-Mar-2022 | F | EQUITY SKEW ETF |
| FASTENAL COMPANY | FAST | 311900104 | 23-Apr-2022 | Annual | 7 | Election of Director: Daniel L. Johnson | Management | F | 15-Mar-2022 | F | EQUITY SKEW ETF |
| FASTENAL COMPANY | FAST | 311900104 | 23-Apr-2022 | Annual | 8 | Election of Director: Nicholas J. Lundquist | Management | F | 15-Mar-2022 | F | EQUITY SKEW ETF |
| FASTENAL COMPANY | FAST | 311900104 | 23-Apr-2022 | Annual | 9 | Election of Director: Sarah N. Nielsen | Management | F | 15-Mar-2022 | F | EQUITY SKEW ETF |
| FASTENAL COMPANY | FAST | 311900104 | 23-Apr-2022 | Annual | 10 | Election of Director: Reyne K. Wisecup | Management | F | 15-Mar-2022 | F | EQUITY SKEW ETF |
| FASTENAL COMPANY | FAST | 311900104 | 23-Apr-2022 | Annual | 11 | Ratification of the appointment of KPMG LLP as independent registered public accounting firm for the 2022 fiscal year. | Management | F | 15-Mar-2022 | F | EQUITY SKEW ETF |
| FASTENAL COMPANY | FAST | 311900104 | 23-Apr-2022 | Annual | 12 | Approval, by non-binding vote, of executive compensation. | Management | F | 15-Mar-2022 | F | EQUITY SKEW ETF |
| MSCI INC. | MSCI | 55354G100 | 26-Apr-2022 | Annual | 1 | Election of Director: Henry A. Fernandez | Management | F | 17-Mar-2022 | F | EQUITY SKEW ETF |
| MSCI INC. | MSCI | 55354G100 | 26-Apr-2022 | Annual | 2 | Election of Director: Robert G. Ashe | Management | F | 17-Mar-2022 | F | EQUITY SKEW ETF |
| MSCI INC. | MSCI | 55354G100 | 26-Apr-2022 | Annual | 3 | Election of Director: Wayne Edmunds | Management | F | 17-Mar-2022 | F | EQUITY SKEW ETF |
| MSCI INC. | MSCI | 55354G100 | 26-Apr-2022 | Annual | 4 | Election of Director: Catherine R. Kinney | Management | F | 17-Mar-2022 | F | EQUITY SKEW ETF |
| MSCI INC. | MSCI | 55354G100 | 26-Apr-2022 | Annual | 5 | Election of Director: Jacques P. Perold | Management | F | 17-Mar-2022 | F | EQUITY SKEW ETF |
| MSCI INC. | MSCI | 55354G100 | 26-Apr-2022 | Annual | 6 | Election of Director: Sandy C. Rattray | Management | F | 17-Mar-2022 | F | EQUITY SKEW ETF |
| MSCI INC. | MSCI | 55354G100 | 26-Apr-2022 | Annual | 7 | Election of Director: Linda H. Riefler | Management | F | 17-Mar-2022 | F | EQUITY SKEW ETF |
| MSCI INC. | MSCI | 55354G100 | 26-Apr-2022 | Annual | 8 | Election of Director: Marcus L. Smith | Management | F | 17-Mar-2022 | F | EQUITY SKEW ETF |
| MSCI INC. | MSCI | 55354G100 | 26-Apr-2022 | Annual | 9 | Election of Director: Rajat Taneja | Management | F | 17-Mar-2022 | F | EQUITY SKEW ETF |
| MSCI INC. | MSCI | 55354G100 | 26-Apr-2022 | Annual | 10 | Election of Director: Paula Volent | Management | F | 17-Mar-2022 | F | EQUITY SKEW ETF |
| MSCI INC. | MSCI | 55354G100 | 26-Apr-2022 | Annual | 11 | To approve, by non-binding vote, our executive compensation, as described in these proxy materials. | Management | F | 17-Mar-2022 | F | EQUITY SKEW ETF |
| MSCI INC. | MSCI | 55354G100 | 26-Apr-2022 | Annual | 12 | To ratify the appointment of PricewaterhouseCoopers LLP as independent auditor. | Management | F | 17-Mar-2022 | F | EQUITY SKEW ETF |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 26-Apr-2022 | Annual | 1 | Election of Director: Sharon L. Allen | Management | F | 12-Mar-2022 | F | EQUITY SKEW ETF |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 26-Apr-2022 | Annual | 2 | Election of Director: Frank P. Bramble, Sr. | Management | F | 12-Mar-2022 | F | EQUITY SKEW ETF |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 26-Apr-2022 | Annual | 3 | Election of Director: Pierre J.P. de Weck | Management | F | 12-Mar-2022 | F | EQUITY SKEW ETF |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 26-Apr-2022 | Annual | 4 | Election of Director: Arnold W. Donald | Management | F | 12-Mar-2022 | F | EQUITY SKEW ETF |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 26-Apr-2022 | Annual | 5 | Election of Director: Linda P. Hudson | Management | F | 12-Mar-2022 | F | EQUITY SKEW ETF |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 26-Apr-2022 | Annual | 6 | Election of Director: Monica C. Lozano | Management | F | 12-Mar-2022 | F | EQUITY SKEW ETF |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 26-Apr-2022 | Annual | 7 | Election of Director: Brian T. Moynihan | Management | F | 12-Mar-2022 | F | EQUITY SKEW ETF |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 26-Apr-2022 | Annual | 8 | Election of Director: Lionel L. Nowell III | Management | F | 12-Mar-2022 | F | EQUITY SKEW ETF |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 26-Apr-2022 | Annual | 9 | Election of Director: Denise L. Ramos | Management | F | 12-Mar-2022 | F | EQUITY SKEW ETF |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 26-Apr-2022 | Annual | 10 | Election of Director: Clayton S. Rose | Management | F | 12-Mar-2022 | F | EQUITY SKEW ETF |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 26-Apr-2022 | Annual | 11 | Election of Director: Michael D. White | Management | F | 12-Mar-2022 | F | EQUITY SKEW ETF |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 26-Apr-2022 | Annual | 12 | Election of Director: Thomas D. Woods | Management | F | 12-Mar-2022 | F | EQUITY SKEW ETF |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 26-Apr-2022 | Annual | 13 | Election of Director: R. David Yost | Management | F | 12-Mar-2022 | F | EQUITY SKEW ETF |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 26-Apr-2022 | Annual | 14 | Election of Director: Maria T. Zuber | Management | F | 12-Mar-2022 | F | EQUITY SKEW ETF |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 26-Apr-2022 | Annual | 15 | Approving our executive compensation (an advisory, nonbinding "Say on Pay" resolution) | Management | F | 12-Mar-2022 | F | EQUITY SKEW ETF |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 26-Apr-2022 | Annual | 16 | Ratifying the appointment of our independent registered public accounting firm for 2022. | Management | F | 12-Mar-2022 | F | EQUITY SKEW ETF |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 26-Apr-2022 | Annual | 17 | Ratifying the Delaware Exclusive Forum Provision in our Bylaws. | Management | F | 12-Mar-2022 | F | EQUITY SKEW ETF |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 26-Apr-2022 | Annual | 18 | Shareholder proposal requesting a civil rights and nondiscrimination audit. | Shareholder | N | 12-Mar-2022 | N | EQUITY SKEW ETF |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 26-Apr-2022 | Annual | 19 | Shareholder proposal requesting adoption of policy to cease financing new fossil fuel supplies. | Shareholder | N | 12-Mar-2022 | N | EQUITY SKEW ETF |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 26-Apr-2022 | Annual | 20 | Shareholder proposal requesting a report on charitable donations. | Shareholder | N | 12-Mar-2022 | N | EQUITY SKEW ETF |
| MOODY'S CORPORATION | MCO | 615369105 | 26-Apr-2022 | Annual | 1 | Election of Director: Jorge A. Bermudez | Management | F | 17-Mar-2022 | F | EQUITY SKEW ETF |
| MOODY'S CORPORATION | MCO | 615369105 | 26-Apr-2022 | Annual | 2 | Election of Director: Thérèse Esperdy | Management | F | 17-Mar-2022 | F | EQUITY SKEW ETF |
| MOODY'S CORPORATION | MCO | 615369105 | 26-Apr-2022 | Annual | 3 | Election of Director: Robert Fauber | Management | F | 17-Mar-2022 | F | EQUITY SKEW ETF |
| MOODY'S CORPORATION | MCO | 615369105 | 26-Apr-2022 | Annual | 4 | Election of Director: Vincent A. Forlenza | Management | F | 17-Mar-2022 | F | EQUITY SKEW ETF |
| MOODY'S CORPORATION | MCO | 615369105 | 26-Apr-2022 | Annual | 5 | Election of Director: Kathryn M. Hill | Management | F | 17-Mar-2022 | F | EQUITY SKEW ETF |
| MOODY'S CORPORATION | MCO | 615369105 | 26-Apr-2022 | Annual | 6 | Election of Director: Lloyd W. Howell, Jr. | Management | F | 17-Mar-2022 | F | EQUITY SKEW ETF |
| MOODY'S CORPORATION | MCO | 615369105 | 26-Apr-2022 | Annual | 7 | Election of Director: Raymond W. McDaniel, Jr. | Management | F | 17-Mar-2022 | F | EQUITY SKEW ETF |
| MOODY'S CORPORATION | MCO | 615369105 | 26-Apr-2022 | Annual | 8 | Election of Director: Leslie F. Seidman | Management | F | 17-Mar-2022 | F | EQUITY SKEW ETF |
| MOODY'S CORPORATION | MCO | 615369105 | 26-Apr-2022 | Annual | 9 | Election of Director: Zig Serafin | Management | F | 17-Mar-2022 | F | EQUITY SKEW ETF |
| MOODY'S CORPORATION | MCO | 615369105 | 26-Apr-2022 | Annual | 10 | Election of Director: Bruce Van Saun | Management | F | 17-Mar-2022 | F | EQUITY SKEW ETF |
| MOODY'S CORPORATION | MCO | 615369105 | 26-Apr-2022 | Annual | 11 | Ratification of the appointment of KPMG LLP as independent registered public accounting firm of the Company for 2022. | Management | F | 17-Mar-2022 | F | EQUITY SKEW ETF |
| MOODY'S CORPORATION | MCO | 615369105 | 26-Apr-2022 | Annual | 12 | Advisory resolution approving executive compensation. | Management | F | 17-Mar-2022 | F | EQUITY SKEW ETF |
| PERKINELMER, INC. | PKI | 714046109 | 26-Apr-2022 | Annual | 1 | Election of Director for a term of one year: Peter Barrett, PhD | Management | F | 12-Mar-2022 | F | EQUITY SKEW ETF |
| PERKINELMER, INC. | PKI | 714046109 | 26-Apr-2022 | Annual | 2 | Election of Director for a term of one year: Samuel R. Chapin | Management | F | 12-Mar-2022 | F | EQUITY SKEW ETF |
| PERKINELMER, INC. | PKI | 714046109 | 26-Apr-2022 | Annual | 3 | Election of Director for a term of one year: Sylvie Grégoire, PharmD | Management | F | 12-Mar-2022 | F | EQUITY SKEW ETF |
| PERKINELMER, INC. | PKI | 714046109 | 26-Apr-2022 | Annual | 4 | Election of Director for a term of one year: Alexis P. Michas | Management | F | 12-Mar-2022 | F | EQUITY SKEW ETF |
| PERKINELMER, INC. | PKI | 714046109 | 26-Apr-2022 | Annual | 5 | Election of Director for a term of one year: Prahlad R. Singh, PhD | Management | F | 12-Mar-2022 | F | EQUITY SKEW ETF |
| PERKINELMER, INC. | PKI | 714046109 | 26-Apr-2022 | Annual | 6 | Election of Director for a term of one year: Michel Vounatsos | Management | F | 12-Mar-2022 | F | EQUITY SKEW ETF |
| PERKINELMER, INC. | PKI | 714046109 | 26-Apr-2022 | Annual | 7 | Election of Director for a term of one year: Frank Witney, PhD | Management | F | 12-Mar-2022 | F | EQUITY SKEW ETF |
| PERKINELMER, INC. | PKI | 714046109 | 26-Apr-2022 | Annual | 8 | Election of Director for a term of one year: Pascale Witz | Management | F | 12-Mar-2022 | F | EQUITY SKEW ETF |
| PERKINELMER, INC. | PKI | 714046109 | 26-Apr-2022 | Annual | 9 | To ratify the selection of Deloitte & Touche LLP as PerkinElmer's independent registered public accounting firm for the current fiscal year. | Management | F | 12-Mar-2022 | F | EQUITY SKEW ETF |
| PERKINELMER, INC. | PKI | 714046109 | 26-Apr-2022 | Annual | 10 | To approve, by non-binding advisory vote, our executive compensation. | Management | F | 12-Mar-2022 | F | EQUITY SKEW ETF |
| AMERIPRISE FINANCIAL, INC. | AMP | 03076C106 | 27-Apr-2022 | Annual | 1 | Election of Director: James M. Cracchiolo | Management | F | 19-Mar-2022 | F | EQUITY SKEW ETF |
| AMERIPRISE FINANCIAL, INC. | AMP | 03076C106 | 27-Apr-2022 | Annual | 2 | Election of Director: Dianne Neal Blixt | Management | F | 19-Mar-2022 | F | EQUITY SKEW ETF |
| AMERIPRISE FINANCIAL, INC. | AMP | 03076C106 | 27-Apr-2022 | Annual | 3 | Election of Director: Amy DiGeso | Management | F | 19-Mar-2022 | F | EQUITY SKEW ETF |
| AMERIPRISE FINANCIAL, INC. | AMP | 03076C106 | 27-Apr-2022 | Annual | 4 | Election of Director: Lon R. Greenberg | Management | F | 19-Mar-2022 | F | EQUITY SKEW ETF |
| AMERIPRISE FINANCIAL, INC. | AMP | 03076C106 | 27-Apr-2022 | Annual | 5 | Election of Director: Robert F. Sharpe, Jr. | Management | F | 19-Mar-2022 | F | EQUITY SKEW ETF |
| AMERIPRISE FINANCIAL, INC. | AMP | 03076C106 | 27-Apr-2022 | Annual | 6 | Election of Director: Brian T. Shea | Management | F | 19-Mar-2022 | F | EQUITY SKEW ETF |
| AMERIPRISE FINANCIAL, INC. | AMP | 03076C106 | 27-Apr-2022 | Annual | 7 | Election of Director: W. Edward Walter III | Management | F | 19-Mar-2022 | F | EQUITY SKEW ETF |
| AMERIPRISE FINANCIAL, INC. | AMP | 03076C106 | 27-Apr-2022 | Annual | 8 | Election of Director: Christopher J. Williams | Management | F | 19-Mar-2022 | F | EQUITY SKEW ETF |
| AMERIPRISE FINANCIAL, INC. | AMP | 03076C106 | 27-Apr-2022 | Annual | 9 | To approve the compensation of the named executive officers by a nonbinding advisory vote. | Management | F | 19-Mar-2022 | F | EQUITY SKEW ETF |
| AMERIPRISE FINANCIAL, INC. | AMP | 03076C106 | 27-Apr-2022 | Annual | 10 | To ratify the Audit Committee's selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2022. | Management | F | 19-Mar-2022 | F | EQUITY SKEW ETF |
| SIGNATURE BANK | SBNY | 82669G104 | 27-Apr-2022 | Annual | 1 | Election of Director: Derrick D. Cephas | Management | F | 17-Mar-2022 | F | EQUITY SKEW ETF |
| SIGNATURE BANK | SBNY | 82669G104 | 27-Apr-2022 | Annual | 2 | Election of Director: Judith A. Huntington | Management | F | 17-Mar-2022 | F | EQUITY SKEW ETF |
| SIGNATURE BANK | SBNY | 82669G104 | 27-Apr-2022 | Annual | 3 | Election of Director: Eric R. Howell | Management | F | 17-Mar-2022 | F | EQUITY SKEW ETF |
| SIGNATURE BANK | SBNY | 82669G104 | 27-Apr-2022 | Annual | 4 | To ratify the appointment of KPMG LLP, an independent registered public accounting firm, as the independent auditors for the year ending December 31, 2022. | Management | F | 17-Mar-2022 | F | EQUITY SKEW ETF |
| SIGNATURE BANK | SBNY | 82669G104 | 27-Apr-2022 | Annual | 5 | Advisory vote on executive compensation. | Management | F | 17-Mar-2022 | F | EQUITY SKEW ETF |
| SIGNATURE BANK | SBNY | 82669G104 | 27-Apr-2022 | Annual | 6 | To approve the continuation of the Bank's share repurchase plan, which allows the Bank to repurchase from the Bank's stockholders from time to time in open market transactions, shares of the Bank's common stock in an aggregate purchase amount of up to $500 million under the Stock Repurchase Program. | Management | F | 17-Mar-2022 | F | EQUITY SKEW ETF |
| SIGNATURE BANK | SBNY | 82669G104 | 27-Apr-2022 | Annual | 7 | To approve an amendment to our By-laws to declassify our Board. | Management | F | 17-Mar-2022 | F | EQUITY SKEW ETF |
| MODERNA, INC. | MRNA | 60770K107 | 28-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 16-Mar-2022 | F | EQUITY SKEW ETF |
| MODERNA, INC. | MRNA | 60770K107 | 28-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 16-Mar-2022 | F | EQUITY SKEW ETF |
| MODERNA, INC. | MRNA | 60770K107 | 28-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 16-Mar-2022 | F | EQUITY SKEW ETF |
| MODERNA, INC. | MRNA | 60770K107 | 28-Apr-2022 | Annual | 2 | To approve, on a non-binding, advisory basis, the compensation of our named executive officers. | Management | F | 16-Mar-2022 | F | EQUITY SKEW ETF |
| MODERNA, INC. | MRNA | 60770K107 | 28-Apr-2022 | Annual | 3 | To ratify the appointment of Ernst & Young LLP as our registered independent public accounting firm for the year ending December 31, 2022. | Management | F | 16-Mar-2022 | N | EQUITY SKEW ETF |
| MODERNA, INC. | MRNA | 60770K107 | 28-Apr-2022 | Annual | 4 | To vote on a shareholder proposal relating to the feasibility of transferring intellectual property. | Shareholder | N | 16-Mar-2022 | N | EQUITY SKEW ETF |
| PFIZER INC. | PFE | 717081103 | 28-Apr-2022 | Annual | 1 | Election of Director: Ronald E. Blaylock | Management | F | 18-Mar-2022 | F | EQUITY SKEW ETF |
| PFIZER INC. | PFE | 717081103 | 28-Apr-2022 | Annual | 2 | Election of Director: Albert Bourla | Management | F | 18-Mar-2022 | F | EQUITY SKEW ETF |
| PFIZER INC. | PFE | 717081103 | 28-Apr-2022 | Annual | 3 | Election of Director: Susan Desmond-Hellmann | Management | F | 18-Mar-2022 | F | EQUITY SKEW ETF |
| PFIZER INC. | PFE | 717081103 | 28-Apr-2022 | Annual | 4 | Election of Director: Joseph J. Echevarria | Management | F | 18-Mar-2022 | F | EQUITY SKEW ETF |
| PFIZER INC. | PFE | 717081103 | 28-Apr-2022 | Annual | 5 | Election of Director: Scott Gottlieb | Management | F | 18-Mar-2022 | F | EQUITY SKEW ETF |
| PFIZER INC. | PFE | 717081103 | 28-Apr-2022 | Annual | 6 | Election of Director: Helen H. Hobbs | Management | F | 18-Mar-2022 | F | EQUITY SKEW ETF |
| PFIZER INC. | PFE | 717081103 | 28-Apr-2022 | Annual | 7 | Election of Director: Susan Hockfield | Management | F | 18-Mar-2022 | F | EQUITY SKEW ETF |
| PFIZER INC. | PFE | 717081103 | 28-Apr-2022 | Annual | 8 | Election of Director: Dan R. Littman | Management | F | 18-Mar-2022 | F | EQUITY SKEW ETF |
| PFIZER INC. | PFE | 717081103 | 28-Apr-2022 | Annual | 9 | Election of Director: Shantanu Narayen | Management | F | 18-Mar-2022 | F | EQUITY SKEW ETF |
| PFIZER INC. | PFE | 717081103 | 28-Apr-2022 | Annual | 10 | Election of Director: Suzanne Nora Johnson | Management | F | 18-Mar-2022 | F | EQUITY SKEW ETF |
| PFIZER INC. | PFE | 717081103 | 28-Apr-2022 | Annual | 11 | Election of Director: James Quincey | Management | F | 18-Mar-2022 | F | EQUITY SKEW ETF |
| PFIZER INC. | PFE | 717081103 | 28-Apr-2022 | Annual | 12 | Election of Director: James C. Smith | Management | F | 18-Mar-2022 | F | EQUITY SKEW ETF |
| PFIZER INC. | PFE | 717081103 | 28-Apr-2022 | Annual | 13 | Ratify the selection of KPMG LLP as independent registered public accounting firm for 2022 | Management | F | 18-Mar-2022 | F | EQUITY SKEW ETF |
| PFIZER INC. | PFE | 717081103 | 28-Apr-2022 | Annual | 14 | 2022 advisory approval of executive compensation | Management | F | 18-Mar-2022 | F | EQUITY SKEW ETF |
| PFIZER INC. | PFE | 717081103 | 28-Apr-2022 | Annual | 15 | Shareholder proposal regarding amending proxy access | Shareholder | N | 18-Mar-2022 | N | EQUITY SKEW ETF |
| PFIZER INC. | PFE | 717081103 | 28-Apr-2022 | Annual | 16 | Shareholder proposal regarding report on political expenditures congruency | Shareholder | N | 18-Mar-2022 | N | EQUITY SKEW ETF |
| PFIZER INC. | PFE | 717081103 | 28-Apr-2022 | Annual | 17 | Shareholder proposal regarding report on transfer of intellectual property to potential COVID-19 manufacturers | Shareholder | N | 18-Mar-2022 | N | EQUITY SKEW ETF |
| PFIZER INC. | PFE | 717081103 | 28-Apr-2022 | Annual | 18 | Shareholder proposal regarding report on board oversight of risks related to anticompetitive practices | Shareholder | N | 18-Mar-2022 | N | EQUITY SKEW ETF |
| PFIZER INC. | PFE | 717081103 | 28-Apr-2022 | Annual | 19 | Shareholder proposal regarding report on public health costs of protecting vaccine technology | Shareholder | N | 18-Mar-2022 | N | EQUITY SKEW ETF |
| PUBLIC STORAGE | PSA | 74460D109 | 28-Apr-2022 | Annual | 1 | Election of Trustee: Ronald L. Havner, Jr. | Management | F | 18-Mar-2022 | F | EQUITY SKEW ETF |
| PUBLIC STORAGE | PSA | 74460D109 | 28-Apr-2022 | Annual | 2 | Election of Trustee: Tamara Hughes Gustavson | Management | F | 18-Mar-2022 | F | EQUITY SKEW ETF |
| PUBLIC STORAGE | PSA | 74460D109 | 28-Apr-2022 | Annual | 3 | Election of Trustee: Leslie S. Heisz | Management | F | 18-Mar-2022 | F | EQUITY SKEW ETF |
| PUBLIC STORAGE | PSA | 74460D109 | 28-Apr-2022 | Annual | 4 | Election of Trustee: Michelle Millstone-Shroff | Management | F | 18-Mar-2022 | F | EQUITY SKEW ETF |
| PUBLIC STORAGE | PSA | 74460D109 | 28-Apr-2022 | Annual | 5 | Election of Trustee: Shankh S. Mitra | Management | F | 18-Mar-2022 | F | EQUITY SKEW ETF |
| PUBLIC STORAGE | PSA | 74460D109 | 28-Apr-2022 | Annual | 6 | Election of Trustee: David J. Neithercut | Management | F | 18-Mar-2022 | F | EQUITY SKEW ETF |
| PUBLIC STORAGE | PSA | 74460D109 | 28-Apr-2022 | Annual | 7 | Election of Trustee: Rebecca Owen | Management | F | 18-Mar-2022 | F | EQUITY SKEW ETF |
| PUBLIC STORAGE | PSA | 74460D109 | 28-Apr-2022 | Annual | 8 | Election of Trustee: Kristy M. Pipes | Management | F | 18-Mar-2022 | F | EQUITY SKEW ETF |
| PUBLIC STORAGE | PSA | 74460D109 | 28-Apr-2022 | Annual | 9 | Election of Trustee: Avedick B. Poladian | Management | F | 18-Mar-2022 | F | EQUITY SKEW ETF |
| PUBLIC STORAGE | PSA | 74460D109 | 28-Apr-2022 | Annual | 10 | Election of Trustee: John Reyes | Management | F | 18-Mar-2022 | F | EQUITY SKEW ETF |
| PUBLIC STORAGE | PSA | 74460D109 | 28-Apr-2022 | Annual | 11 | Election of Trustee: Joseph D. Russell, Jr. | Management | F | 18-Mar-2022 | F | EQUITY SKEW ETF |
| PUBLIC STORAGE | PSA | 74460D109 | 28-Apr-2022 | Annual | 12 | Election of Trustee: Tariq M. Shaukat | Management | F | 18-Mar-2022 | F | EQUITY SKEW ETF |
| PUBLIC STORAGE | PSA | 74460D109 | 28-Apr-2022 | Annual | 13 | Election of Trustee: Ronald P. Spogli | Management | F | 18-Mar-2022 | F | EQUITY SKEW ETF |
| PUBLIC STORAGE | PSA | 74460D109 | 28-Apr-2022 | Annual | 14 | Election of Trustee: Paul S. Williams | Management | F | 18-Mar-2022 | F | EQUITY SKEW ETF |
| PUBLIC STORAGE | PSA | 74460D109 | 28-Apr-2022 | Annual | 15 | Advisory vote to approve the compensation of the Company's Named Executive Officers. | Management | F | 18-Mar-2022 | F | EQUITY SKEW ETF |
| PUBLIC STORAGE | PSA | 74460D109 | 28-Apr-2022 | Annual | 16 | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | F | 18-Mar-2022 | F | EQUITY SKEW ETF |
| PUBLIC STORAGE | PSA | 74460D109 | 28-Apr-2022 | Annual | 17 | Approval of the amendment to the Declaration of Trust to eliminate supermajority voting requirements to amend the Declaration of Trust. | Management | F | 18-Mar-2022 | F | EQUITY SKEW ETF |
| THE GOLDMAN SACHS GROUP, INC. | GS | 38141G104 | 28-Apr-2022 | Annual | 1 | Election of Director: Michele Burns | Management | F | 20-Mar-2022 | F | EQUITY SKEW ETF |
| THE GOLDMAN SACHS GROUP, INC. | GS | 38141G104 | 28-Apr-2022 | Annual | 2 | Election of Director: Drew Faust | Management | F | 20-Mar-2022 | F | EQUITY SKEW ETF |
| THE GOLDMAN SACHS GROUP, INC. | GS | 38141G104 | 28-Apr-2022 | Annual | 3 | Election of Director: Mark Flaherty | Management | F | 20-Mar-2022 | F | EQUITY SKEW ETF |
| THE GOLDMAN SACHS GROUP, INC. | GS | 38141G104 | 28-Apr-2022 | Annual | 4 | Election of Director: Kimberley Harris | Management | F | 20-Mar-2022 | F | EQUITY SKEW ETF |
| THE GOLDMAN SACHS GROUP, INC. | GS | 38141G104 | 28-Apr-2022 | Annual | 5 | Election of Director: Ellen Kullman | Management | F | 20-Mar-2022 | F | EQUITY SKEW ETF |
| THE GOLDMAN SACHS GROUP, INC. | GS | 38141G104 | 28-Apr-2022 | Annual | 6 | Election of Director: Lakshmi Mittal | Management | F | 20-Mar-2022 | F | EQUITY SKEW ETF |
| THE GOLDMAN SACHS GROUP, INC. | GS | 38141G104 | 28-Apr-2022 | Annual | 7 | Election of Director: Adebayo Ogunlesi | Management | F | 20-Mar-2022 | F | EQUITY SKEW ETF |
| THE GOLDMAN SACHS GROUP, INC. | GS | 38141G104 | 28-Apr-2022 | Annual | 8 | Election of Director: Peter Oppenheimer | Management | F | 20-Mar-2022 | F | EQUITY SKEW ETF |
| THE GOLDMAN SACHS GROUP, INC. | GS | 38141G104 | 28-Apr-2022 | Annual | 9 | Election of Director: David Solomon | Management | F | 20-Mar-2022 | F | EQUITY SKEW ETF |
| THE GOLDMAN SACHS GROUP, INC. | GS | 38141G104 | 28-Apr-2022 | Annual | 10 | Election of Director: Jan Tighe | Management | F | 20-Mar-2022 | F | EQUITY SKEW ETF |
| THE GOLDMAN SACHS GROUP, INC. | GS | 38141G104 | 28-Apr-2022 | Annual | 11 | Election of Director: Jessica Uhl | Management | F | 20-Mar-2022 | F | EQUITY SKEW ETF |
| THE GOLDMAN SACHS GROUP, INC. | GS | 38141G104 | 28-Apr-2022 | Annual | 12 | Election of Director: David Viniar | Management | F | 20-Mar-2022 | F | EQUITY SKEW ETF |
| THE GOLDMAN SACHS GROUP, INC. | GS | 38141G104 | 28-Apr-2022 | Annual | 13 | Election of Director: Mark Winkelman | Management | F | 20-Mar-2022 | F | EQUITY SKEW ETF |
| THE GOLDMAN SACHS GROUP, INC. | GS | 38141G104 | 28-Apr-2022 | Annual | 14 | Advisory Vote to Approve Executive Compensation (Say on Pay) | Management | F | 20-Mar-2022 | F | EQUITY SKEW ETF |
| THE GOLDMAN SACHS GROUP, INC. | GS | 38141G104 | 28-Apr-2022 | Annual | 15 | Ratification of PricewaterhouseCoopers LLP as our Independent Registered Public Accounting Firm for 2022 | Management | F | 20-Mar-2022 | F | EQUITY SKEW ETF |
| THE GOLDMAN SACHS GROUP, INC. | GS | 38141G104 | 28-Apr-2022 | Annual | 16 | Shareholder Proposal Regarding Charitable Giving Reporting | Shareholder | N | 20-Mar-2022 | N | EQUITY SKEW ETF |
| THE GOLDMAN SACHS GROUP, INC. | GS | 38141G104 | 28-Apr-2022 | Annual | 17 | Shareholder Proposal Regarding a Policy for an Independent Chair | Shareholder | N | 20-Mar-2022 | N | EQUITY SKEW ETF |
| THE GOLDMAN SACHS GROUP, INC. | GS | 38141G104 | 28-Apr-2022 | Annual | 18 | Shareholder Proposal Regarding a Policy to Ensure Lending and Underwriting do not Contribute to New Fossil Fuel Development | Shareholder | N | 20-Mar-2022 | N | EQUITY SKEW ETF |
| THE GOLDMAN SACHS GROUP, INC. | GS | 38141G104 | 28-Apr-2022 | Annual | 19 | Shareholder Proposal Regarding Special Shareholder Meeting Thresholds | Shareholder | N | 20-Mar-2022 | N | EQUITY SKEW ETF |
| TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 28-Apr-2022 | Annual | 1 | Election of Director: Mark A. Blinn | Management | F | 16-Mar-2022 | F | EQUITY SKEW ETF |
| TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 28-Apr-2022 | Annual | 2 | Election of Director: Todd M. Bluedorn | Management | F | 16-Mar-2022 | F | EQUITY SKEW ETF |
| TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 28-Apr-2022 | Annual | 3 | Election of Director: Janet F. Clark | Management | F | 16-Mar-2022 | F | EQUITY SKEW ETF |
| TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 28-Apr-2022 | Annual | 4 | Election of Director: Carrie S. Cox | Management | F | 16-Mar-2022 | F | EQUITY SKEW ETF |
| TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 28-Apr-2022 | Annual | 5 | Election of Director: Martin S. Craighead | Management | F | 16-Mar-2022 | F | EQUITY SKEW ETF |
| TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 28-Apr-2022 | Annual | 6 | Election of Director: Jean M. Hobby | Management | F | 16-Mar-2022 | F | EQUITY SKEW ETF |
| TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 28-Apr-2022 | Annual | 7 | Election of Director: Michael D. Hsu | Management | F | 16-Mar-2022 | F | EQUITY SKEW ETF |
| TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 28-Apr-2022 | Annual | 8 | Election of Director: Haviv Ilan | Management | F | 16-Mar-2022 | F | EQUITY SKEW ETF |
| TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 28-Apr-2022 | Annual | 9 | Election of Director: Ronald Kirk | Management | F | 16-Mar-2022 | F | EQUITY SKEW ETF |
| TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 28-Apr-2022 | Annual | 10 | Election of Director: Pamela H. Patsley | Management | F | 16-Mar-2022 | F | EQUITY SKEW ETF |
| TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 28-Apr-2022 | Annual | 11 | Election of Director: Robert E. Sanchez | Management | F | 16-Mar-2022 | F | EQUITY SKEW ETF |
| TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 28-Apr-2022 | Annual | 12 | Election of Director: Richard K. Templeton | Management | F | 16-Mar-2022 | F | EQUITY SKEW ETF |
| TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 28-Apr-2022 | Annual | 13 | Board proposal regarding advisory approval of the Company's executive compensation. | Management | F | 16-Mar-2022 | F | EQUITY SKEW ETF |
| TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 28-Apr-2022 | Annual | 14 | Board proposal to ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2022. | Management | F | 16-Mar-2022 | F | EQUITY SKEW ETF |
| TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 28-Apr-2022 | Annual | 15 | Stockholder proposal to permit a combined 10% of stockholders to call a special meeting. | Shareholder | N | 16-Mar-2022 | N | EQUITY SKEW ETF |
| INTUITIVE SURGICAL, INC. | ISRG | 46120E602 | 28-Apr-2022 | Annual | 1 | Election of Director: Craig H. Barratt, Ph.D. | Management | F | 11-Mar-2022 | F | EQUITY SKEW ETF |
| INTUITIVE SURGICAL, INC. | ISRG | 46120E602 | 28-Apr-2022 | Annual | 2 | Election of Director: Joseph C. Beery | Management | F | 11-Mar-2022 | F | EQUITY SKEW ETF |
| INTUITIVE SURGICAL, INC. | ISRG | 46120E602 | 28-Apr-2022 | Annual | 3 | Election of Director: Gary S. Guthart, Ph.D. | Management | F | 11-Mar-2022 | F | EQUITY SKEW ETF |
| INTUITIVE SURGICAL, INC. | ISRG | 46120E602 | 28-Apr-2022 | Annual | 4 | Election of Director: Amal M. Johnson | Management | F | 11-Mar-2022 | F | EQUITY SKEW ETF |
| INTUITIVE SURGICAL, INC. | ISRG | 46120E602 | 28-Apr-2022 | Annual | 5 | Election of Director: Don R. Kania, Ph.D. | Management | F | 11-Mar-2022 | F | EQUITY SKEW ETF |
| INTUITIVE SURGICAL, INC. | ISRG | 46120E602 | 28-Apr-2022 | Annual | 6 | Election of Director: Amy L. Ladd, M.D. | Management | F | 11-Mar-2022 | F | EQUITY SKEW ETF |
| INTUITIVE SURGICAL, INC. | ISRG | 46120E602 | 28-Apr-2022 | Annual | 7 | Election of Director: Keith R. Leonard, Jr. | Management | F | 11-Mar-2022 | F | EQUITY SKEW ETF |
| INTUITIVE SURGICAL, INC. | ISRG | 46120E602 | 28-Apr-2022 | Annual | 8 | Election of Director: Alan J. Levy, Ph.D. | Management | F | 11-Mar-2022 | F | EQUITY SKEW ETF |
| INTUITIVE SURGICAL, INC. | ISRG | 46120E602 | 28-Apr-2022 | Annual | 9 | Election of Director: Jami Dover Nachtsheim | Management | F | 11-Mar-2022 | F | EQUITY SKEW ETF |
| INTUITIVE SURGICAL, INC. | ISRG | 46120E602 | 28-Apr-2022 | Annual | 10 | Election of Director: Monica P. Reed, M.D. | Management | F | 11-Mar-2022 | F | EQUITY SKEW ETF |
| INTUITIVE SURGICAL, INC. | ISRG | 46120E602 | 28-Apr-2022 | Annual | 11 | Election of Director: Mark J. Rubash | Management | F | 11-Mar-2022 | F | EQUITY SKEW ETF |
| INTUITIVE SURGICAL, INC. | ISRG | 46120E602 | 28-Apr-2022 | Annual | 12 | To approve, by advisory vote, the compensation of the Company's Named Executive Officers. | Management | F | 11-Mar-2022 | F | EQUITY SKEW ETF |
| INTUITIVE SURGICAL, INC. | ISRG | 46120E602 | 28-Apr-2022 | Annual | 13 | The ratification of appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | F | 11-Mar-2022 | F | EQUITY SKEW ETF |
| INTUITIVE SURGICAL, INC. | ISRG | 46120E602 | 28-Apr-2022 | Annual | 14 | To approve the Company's Amended and Restated 2010 Incentive Award Plan. | Management | F | 11-Mar-2022 | F | EQUITY SKEW ETF |
| ABBOTT LABORATORIES | ABT | 002824100 | 29-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 21-Mar-2022 | F | EQUITY SKEW ETF |
| ABBOTT LABORATORIES | ABT | 002824100 | 29-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 21-Mar-2022 | F | EQUITY SKEW ETF |
| ABBOTT LABORATORIES | ABT | 002824100 | 29-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 21-Mar-2022 | F | EQUITY SKEW ETF |
| ABBOTT LABORATORIES | ABT | 002824100 | 29-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 21-Mar-2022 | F | EQUITY SKEW ETF |
| ABBOTT LABORATORIES | ABT | 002824100 | 29-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 21-Mar-2022 | F | EQUITY SKEW ETF |
| ABBOTT LABORATORIES | ABT | 002824100 | 29-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 21-Mar-2022 | F | EQUITY SKEW ETF |
| ABBOTT LABORATORIES | ABT | 002824100 | 29-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 21-Mar-2022 | F | EQUITY SKEW ETF |
| ABBOTT LABORATORIES | ABT | 002824100 | 29-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 21-Mar-2022 | F | EQUITY SKEW ETF |
| ABBOTT LABORATORIES | ABT | 002824100 | 29-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 21-Mar-2022 | F | EQUITY SKEW ETF |
| ABBOTT LABORATORIES | ABT | 002824100 | 29-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 21-Mar-2022 | F | EQUITY SKEW ETF |
| ABBOTT LABORATORIES | ABT | 002824100 | 29-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 21-Mar-2022 | F | EQUITY SKEW ETF |
| ABBOTT LABORATORIES | ABT | 002824100 | 29-Apr-2022 | Annual | 1 | DIRECTOR | Management | F | 21-Mar-2022 | F | EQUITY SKEW ETF |
| ABBOTT LABORATORIES | ABT | 002824100 | 29-Apr-2022 | Annual | 2 | Ratification of Ernst & Young LLP As Auditors | Management | F | 21-Mar-2022 | F | EQUITY SKEW ETF |
| ABBOTT LABORATORIES | ABT | 002824100 | 29-Apr-2022 | Annual | 3 | Say on Pay - An Advisory Vote on the Approval of Executive Compensation | Management | F | 21-Mar-2022 | F | EQUITY SKEW ETF |
| ABBOTT LABORATORIES | ABT | 002824100 | 29-Apr-2022 | Annual | 4 | Shareholder Proposal - Special Shareholder Meeting Threshold | Shareholder | N | 21-Mar-2022 | N | EQUITY SKEW ETF |
| ABBOTT LABORATORIES | ABT | 002824100 | 29-Apr-2022 | Annual | 5 | Shareholder Proposal - Independent Board Chairman | Shareholder | N | 21-Mar-2022 | N | EQUITY SKEW ETF |
| ABBOTT LABORATORIES | ABT | 002824100 | 29-Apr-2022 | Annual | 6 | Shareholder Proposal - Rule 10b5-1 Plans | Shareholder | N | 21-Mar-2022 | N | EQUITY SKEW ETF |
| ABBOTT LABORATORIES | ABT | 002824100 | 29-Apr-2022 | Annual | 7 | Shareholder Proposal - Lobbying Disclosure | Shareholder | N | 21-Mar-2022 | N | EQUITY SKEW ETF |
| ABBOTT LABORATORIES | ABT | 002824100 | 29-Apr-2022 | Annual | 8 | Shareholder Proposal - Antimicrobial Resistance Report | Shareholder | N | 21-Mar-2022 | N | EQUITY SKEW ETF |
| ELI LILLY AND COMPANY | LLY | 532457108 | 02-May-2022 | Annual | 1 | Election of Director to serve a three-year term: Ralph Alvarez | Management | F | 21-Mar-2022 | F | EQUITY SKEW ETF |
| ELI LILLY AND COMPANY | LLY | 532457108 | 02-May-2022 | Annual | 2 | Election of Director to serve a three-year term: Kimberly H. Johnson | Management | F | 21-Mar-2022 | F | EQUITY SKEW ETF |
| ELI LILLY AND COMPANY | LLY | 532457108 | 02-May-2022 | Annual | 3 | Election of Director to serve a three-year term: Juan R. Luciano | Management | F | 21-Mar-2022 | F | EQUITY SKEW ETF |
| ELI LILLY AND COMPANY | LLY | 532457108 | 02-May-2022 | Annual | 4 | Approval, on an advisory basis, of the compensation paid to the company's named executive officers. | Management | F | 21-Mar-2022 | F | EQUITY SKEW ETF |
| ELI LILLY AND COMPANY | LLY | 532457108 | 02-May-2022 | Annual | 5 | Ratification of the appointment of Ernst & Young LLP as the independent auditor for 2022. | Management | F | 21-Mar-2022 | F | EQUITY SKEW ETF |
| ELI LILLY AND COMPANY | LLY | 532457108 | 02-May-2022 | Annual | 6 | Approval of amendments to the company's Articles of Incorporation to eliminate the classified board structure. | Management | F | 21-Mar-2022 | F | EQUITY SKEW ETF |
| ELI LILLY AND COMPANY | LLY | 532457108 | 02-May-2022 | Annual | 7 | Approval of amendments to the company's Articles of Incorporation to eliminate supermajority voting provisions. | Management | F | 21-Mar-2022 | F | EQUITY SKEW ETF |
| ELI LILLY AND COMPANY | LLY | 532457108 | 02-May-2022 | Annual | 8 | Approval of amendments to the company's Articles of Incorporation to give shareholders the ability to amend the company's bylaws. | Management | F | 21-Mar-2022 | F | EQUITY SKEW ETF |
| ELI LILLY AND COMPANY | LLY | 532457108 | 02-May-2022 | Annual | 9 | Shareholder proposal to amend the bylaws to require an independent board chair. | Shareholder | N | 21-Mar-2022 | N | EQUITY SKEW ETF |
| ELI LILLY AND COMPANY | LLY | 532457108 | 02-May-2022 | Annual | 10 | Shareholder proposal to publish an annual report disclosing lobbying activities. | Shareholder | N | 21-Mar-2022 | N | EQUITY SKEW ETF |
| ELI LILLY AND COMPANY | LLY | 532457108 | 02-May-2022 | Annual | 11 | Shareholder proposal to disclose lobbying activities and alignment with public policy positions and statements. | Shareholder | N | 21-Mar-2022 | N | EQUITY SKEW ETF |
| ELI LILLY AND COMPANY | LLY | 532457108 | 02-May-2022 | Annual | 12 | Shareholder proposal to report oversight of risks related to anticompetitive pricing strategies. | Shareholder | N | 21-Mar-2022 | N | EQUITY SKEW ETF |
| EDWARDS LIFESCIENCES CORPORATION | EW | 28176E108 | 03-May-2022 | Annual | 1 | Election of Director: Kieran T. Gallahue | Management | F | 25-Mar-2022 | F | EQUITY SKEW ETF |
| EDWARDS LIFESCIENCES CORPORATION | EW | 28176E108 | 03-May-2022 | Annual | 2 | Election of Director: Leslie S. Heisz | Management | F | 25-Mar-2022 | F | EQUITY SKEW ETF |
| EDWARDS LIFESCIENCES CORPORATION | EW | 28176E108 | 03-May-2022 | Annual | 3 | Election of Director: Paul A. LaViolette | Management | F | 25-Mar-2022 | F | EQUITY SKEW ETF |
| EDWARDS LIFESCIENCES CORPORATION | EW | 28176E108 | 03-May-2022 | Annual | 4 | Election of Director: Steven R. Loranger | Management | F | 25-Mar-2022 | F | EQUITY SKEW ETF |
| EDWARDS LIFESCIENCES CORPORATION | EW | 28176E108 | 03-May-2022 | Annual | 5 | Election of Director: Martha H. Marsh | Management | F | 25-Mar-2022 | F | EQUITY SKEW ETF |
| EDWARDS LIFESCIENCES CORPORATION | EW | 28176E108 | 03-May-2022 | Annual | 6 | Election of Director: Michael A. Mussallem | Management | F | 25-Mar-2022 | F | EQUITY SKEW ETF |
| EDWARDS LIFESCIENCES CORPORATION | EW | 28176E108 | 03-May-2022 | Annual | 7 | Election of Director: Ramona Sequeira | Management | F | 25-Mar-2022 | F | EQUITY SKEW ETF |
| EDWARDS LIFESCIENCES CORPORATION | EW | 28176E108 | 03-May-2022 | Annual | 8 | Election of Director: Nicholas J. Valeriani | Management | F | 25-Mar-2022 | F | EQUITY SKEW ETF |
| EDWARDS LIFESCIENCES CORPORATION | EW | 28176E108 | 03-May-2022 | Annual | 9 | Advisory Vote to Approve Named Executive Officer Compensation | Management | F | 25-Mar-2022 | F | EQUITY SKEW ETF |
| EDWARDS LIFESCIENCES CORPORATION | EW | 28176E108 | 03-May-2022 | Annual | 10 | Ratification of Appointment of Independent Registered Public Accounting Firm | Management | F | 25-Mar-2022 | F | EQUITY SKEW ETF |
| EDWARDS LIFESCIENCES CORPORATION | EW | 28176E108 | 03-May-2022 | Annual | 11 | Stockholder Proposal for an Advisory Vote to Reduce the Share Ownership Threshold to Call a Special Meeting | Shareholder | N | 25-Mar-2022 | N | EQUITY SKEW ETF |
| EXPEDITORS INT'L OF WASHINGTON, INC. | EXPD | 302130109 | 03-May-2022 | Annual | 1 | Election of Director: Glenn M. Alger | Management | F | 23-Mar-2022 | F | EQUITY SKEW ETF |
| EXPEDITORS INT'L OF WASHINGTON, INC. | EXPD | 302130109 | 03-May-2022 | Annual | 2 | Election of Director: Robert P. Carlile | Management | F | 23-Mar-2022 | F | EQUITY SKEW ETF |
| EXPEDITORS INT'L OF WASHINGTON, INC. | EXPD | 302130109 | 03-May-2022 | Annual | 3 | Election of Director: James M. DuBois | Management | F | 23-Mar-2022 | F | EQUITY SKEW ETF |
| EXPEDITORS INT'L OF WASHINGTON, INC. | EXPD | 302130109 | 03-May-2022 | Annual | 4 | Election of Director: Mark A. Emmert | Management | F | 23-Mar-2022 | F | EQUITY SKEW ETF |
| EXPEDITORS INT'L OF WASHINGTON, INC. | EXPD | 302130109 | 03-May-2022 | Annual | 5 | Election of Director: Diane H. Gulyas | Management | F | 23-Mar-2022 | F | EQUITY SKEW ETF |
| EXPEDITORS INT'L OF WASHINGTON, INC. | EXPD | 302130109 | 03-May-2022 | Annual | 6 | Election of Director: Jeffrey S. Musser | Management | F | 23-Mar-2022 | F | EQUITY SKEW ETF |
| EXPEDITORS INT'L OF WASHINGTON, INC. | EXPD | 302130109 | 03-May-2022 | Annual | 7 | Election of Director: Brandon S. Pedersen | Management | F | 23-Mar-2022 | F | EQUITY SKEW ETF |
| EXPEDITORS INT'L OF WASHINGTON, INC. | EXPD | 302130109 | 03-May-2022 | Annual | 8 | Election of Director: Liane J. Pelletier | Management | F | 23-Mar-2022 | F | EQUITY SKEW ETF |
| EXPEDITORS INT'L OF WASHINGTON, INC. | EXPD | 302130109 | 03-May-2022 | Annual | 9 | Election of Director: Olivia D. Polius | Management | F | 23-Mar-2022 | F | EQUITY SKEW ETF |
| EXPEDITORS INT'L OF WASHINGTON, INC. | EXPD | 302130109 | 03-May-2022 | Annual | 10 | Advisory Vote to Approve Named Executive Officer Compensation | Management | F | 23-Mar-2022 | F | EQUITY SKEW ETF |
| EXPEDITORS INT'L OF WASHINGTON, INC. | EXPD | 302130109 | 03-May-2022 | Annual | 11 | Ratification of Independent Registered Public Accounting Firm | Management | F | 23-Mar-2022 | F | EQUITY SKEW ETF |
| EXPEDITORS INT'L OF WASHINGTON, INC. | EXPD | 302130109 | 03-May-2022 | Annual | 12 | Shareholder Proposal: Political Spending Disclosure | Shareholder | N | 23-Mar-2022 | N | EQUITY SKEW ETF |
| ALBEMARLE CORPORATION | ALB | 012653101 | 03-May-2022 | Annual | 1 | To consider and vote on a non-binding advisory resolution approving the compensation of our named executive officers. | Management | F | 23-Mar-2022 | F | EQUITY SKEW ETF |
| ALBEMARLE CORPORATION | ALB | 012653101 | 03-May-2022 | Annual | 2 | Election of Director: Mary Lauren Brlas | Management | F | 23-Mar-2022 | F | EQUITY SKEW ETF |
| ALBEMARLE CORPORATION | ALB | 012653101 | 03-May-2022 | Annual | 3 | Election of Director: Ralf H. Cramer | Management | F | 23-Mar-2022 | F | EQUITY SKEW ETF |
| ALBEMARLE CORPORATION | ALB | 012653101 | 03-May-2022 | Annual | 4 | Election of Director: J. Kent Masters, Jr. | Management | F | 23-Mar-2022 | F | EQUITY SKEW ETF |
| ALBEMARLE CORPORATION | ALB | 012653101 | 03-May-2022 | Annual | 5 | Election of Director: Glenda J. Minor | Management | F | 23-Mar-2022 | F | EQUITY SKEW ETF |
| ALBEMARLE CORPORATION | ALB | 012653101 | 03-May-2022 | Annual | 6 | Election of Director: James J. O'Brien | Management | F | 23-Mar-2022 | F | EQUITY SKEW ETF |
| ALBEMARLE CORPORATION | ALB | 012653101 | 03-May-2022 | Annual | 7 | Election of Director: Diarmuid B. O'Connell | Management | F | 23-Mar-2022 | F | EQUITY SKEW ETF |
| ALBEMARLE CORPORATION | ALB | 012653101 | 03-May-2022 | Annual | 8 | Election of Director: Dean L. Seavers | Management | F | 23-Mar-2022 | F | EQUITY SKEW ETF |
| ALBEMARLE CORPORATION | ALB | 012653101 | 03-May-2022 | Annual | 9 | Election of Director: Gerald A. Steiner | Management | F | 23-Mar-2022 | F | EQUITY SKEW ETF |
| ALBEMARLE CORPORATION | ALB | 012653101 | 03-May-2022 | Annual | 10 | Election of Director: Holly A. Van Deursen | Management | F | 23-Mar-2022 | F | EQUITY SKEW ETF |
| ALBEMARLE CORPORATION | ALB | 012653101 | 03-May-2022 | Annual | 11 | Election of Director: Alejandro D. Wolff | Management | F | 23-Mar-2022 | F | EQUITY SKEW ETF |
| ALBEMARLE CORPORATION | ALB | 012653101 | 03-May-2022 | Annual | 12 | To ratify the appointment of PricewaterhouseCoopers LLP as Albemarle's independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | F | 23-Mar-2022 | F | EQUITY SKEW ETF |
| POOL CORPORATION | POOL | 73278L105 | 03-May-2022 | Annual | 1 | Election of Director: Peter D. Arvan | Management | F | 30-Mar-2022 | F | EQUITY SKEW ETF |
| POOL CORPORATION | POOL | 73278L105 | 03-May-2022 | Annual | 2 | Election of Director: Martha "Marty" S. Gervasi | Management | F | 30-Mar-2022 | F | EQUITY SKEW ETF |
| POOL CORPORATION | POOL | 73278L105 | 03-May-2022 | Annual | 3 | Election of Director: Timothy M. Graven | Management | F | 30-Mar-2022 | F | EQUITY SKEW ETF |
| POOL CORPORATION | POOL | 73278L105 | 03-May-2022 | Annual | 4 | Election of Director: Debra S. Oler | Management | F | 30-Mar-2022 | F | EQUITY SKEW ETF |
| POOL CORPORATION | POOL | 73278L105 | 03-May-2022 | Annual | 5 | Election of Director: Manuel J. Perez de la Mesa | Management | F | 30-Mar-2022 | F | EQUITY SKEW ETF |
| POOL CORPORATION | POOL | 73278L105 | 03-May-2022 | Annual | 6 | Election of Director: Harlan F. Seymour | Management | F | 30-Mar-2022 | F | EQUITY SKEW ETF |
| POOL CORPORATION | POOL | 73278L105 | 03-May-2022 | Annual | 7 | Election of Director: Robert C. Sledd | Management | F | 30-Mar-2022 | F | EQUITY SKEW ETF |
| POOL CORPORATION | POOL | 73278L105 | 03-May-2022 | Annual | 8 | Election of Director: John E. Stokely | Management | F | 30-Mar-2022 | F | EQUITY SKEW ETF |
| POOL CORPORATION | POOL | 73278L105 | 03-May-2022 | Annual | 9 | Election of Director: David G. Whalen | Management | F | 30-Mar-2022 | F | EQUITY SKEW ETF |
| POOL CORPORATION | POOL | 73278L105 | 03-May-2022 | Annual | 10 | Ratification of the retention of Ernst & Young LLP, certified public accountants, as our independent registered public accounting firm for the 2022 fiscal year. | Management | F | 30-Mar-2022 | F | EQUITY SKEW ETF |
| POOL CORPORATION | POOL | 73278L105 | 03-May-2022 | Annual | 11 | Say-on-pay vote: Advisory vote to approve the compensation of our named executive officers as disclosed in the proxy statement. | Management | F | 30-Mar-2022 | F | EQUITY SKEW ETF |
| AMERICAN EXPRESS COMPANY | AXP | 025816109 | 03-May-2022 | Annual | 1 | Election of Director for a term of one year: Thomas J. Baltimore | Management | F | 23-Mar-2022 | F | EQUITY SKEW ETF |
| AMERICAN EXPRESS COMPANY | AXP | 025816109 | 03-May-2022 | Annual | 2 | Election of Director for a term of one year: Charlene Barshefsky | Management | F | 23-Mar-2022 | F | EQUITY SKEW ETF |
| AMERICAN EXPRESS COMPANY | AXP | 025816109 | 03-May-2022 | Annual | 3 | Election of Director for a term of one year: John J. Brennan | Management | F | 23-Mar-2022 | F | EQUITY SKEW ETF |
| AMERICAN EXPRESS COMPANY | AXP | 025816109 | 03-May-2022 | Annual | 4 | Election of Director for a term of one year: Peter Chernin | Management | F | 23-Mar-2022 | F | EQUITY SKEW ETF |
| AMERICAN EXPRESS COMPANY | AXP | 025816109 | 03-May-2022 | Annual | 5 | Election of Director for a term of one year: Ralph de la Vega | Management | F | 23-Mar-2022 | F | EQUITY SKEW ETF |
| AMERICAN EXPRESS COMPANY | AXP | 025816109 | 03-May-2022 | Annual | 6 | Election of Director for a term of one year: Michael O. Leavitt | Management | F | 23-Mar-2022 | F | EQUITY SKEW ETF |
| AMERICAN EXPRESS COMPANY | AXP | 025816109 | 03-May-2022 | Annual | 7 | Election of Director for a term of one year: Theodore J. Leonsis | Management | F | 23-Mar-2022 | F | EQUITY SKEW ETF |
| AMERICAN EXPRESS COMPANY | AXP | 025816109 | 03-May-2022 | Annual | 8 | Election of Director for a term of one year: Karen L. Parkhill | Management | F | 23-Mar-2022 | F | EQUITY SKEW ETF |
| AMERICAN EXPRESS COMPANY | AXP | 025816109 | 03-May-2022 | Annual | 9 | Election of Director for a term of one year: Charles E. Phillips | Management | F | 23-Mar-2022 | F | EQUITY SKEW ETF |
| AMERICAN EXPRESS COMPANY | AXP | 025816109 | 03-May-2022 | Annual | 10 | Election of Director for a term of one year: Lynn A. Pike | Management | F | 23-Mar-2022 | F | EQUITY SKEW ETF |
| AMERICAN EXPRESS COMPANY | AXP | 025816109 | 03-May-2022 | Annual | 11 | Election of Director for a term of one year: Stephen J. Squeri | Management | F | 23-Mar-2022 | F | EQUITY SKEW ETF |
| AMERICAN EXPRESS COMPANY | AXP | 025816109 | 03-May-2022 | Annual | 12 | Election of Director for a term of one year: Daniel L. Vasella | Management | F | 23-Mar-2022 | F | EQUITY SKEW ETF |
| AMERICAN EXPRESS COMPANY | AXP | 025816109 | 03-May-2022 | Annual | 13 | Election of Director for a term of one year: Lisa W. Wardell | Management | F | 23-Mar-2022 | F | EQUITY SKEW ETF |
| AMERICAN EXPRESS COMPANY | AXP | 025816109 | 03-May-2022 | Annual | 14 | Election of Director for a term of one year: Christopher D. Young | Management | F | 23-Mar-2022 | F | EQUITY SKEW ETF |
| AMERICAN EXPRESS COMPANY | AXP | 025816109 | 03-May-2022 | Annual | 15 | Ratification of appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for 2022. | Management | F | 23-Mar-2022 | F | EQUITY SKEW ETF |
| AMERICAN EXPRESS COMPANY | AXP | 025816109 | 03-May-2022 | Annual | 16 | Approval, on an advisory basis, of the Company's executive compensation. | Management | F | 23-Mar-2022 | F | EQUITY SKEW ETF |
| AMERICAN EXPRESS COMPANY | AXP | 025816109 | 03-May-2022 | Annual | 17 | Shareholder Proposal Relating to Independent Board Chairman. | Shareholder | N | 23-Mar-2022 | N | EQUITY SKEW ETF |
| S&P GLOBAL INC. | SPGI | 78409V104 | 04-May-2022 | Annual | 1 | Election of Director: Marco Alverà | Management | F | 24-Mar-2022 | F | EQUITY SKEW ETF |
| S&P GLOBAL INC. | SPGI | 78409V104 | 04-May-2022 | Annual | 2 | Election of Director: Jacques Esculier | Management | F | 24-Mar-2022 | F | EQUITY SKEW ETF |
| S&P GLOBAL INC. | SPGI | 78409V104 | 04-May-2022 | Annual | 3 | Election of Director: Gay Huey Evans | Management | F | 24-Mar-2022 | F | EQUITY SKEW ETF |
| S&P GLOBAL INC. | SPGI | 78409V104 | 04-May-2022 | Annual | 4 | Election of Director: William D. Green | Management | F | 24-Mar-2022 | F | EQUITY SKEW ETF |
| S&P GLOBAL INC. | SPGI | 78409V104 | 04-May-2022 | Annual | 5 | Election of Director: Stephanie C. Hill | Management | F | 24-Mar-2022 | F | EQUITY SKEW ETF |
| S&P GLOBAL INC. | SPGI | 78409V104 | 04-May-2022 | Annual | 6 | Election of Director: Rebecca Jacoby | Management | F | 24-Mar-2022 | F | EQUITY SKEW ETF |
| S&P GLOBAL INC. | SPGI | 78409V104 | 04-May-2022 | Annual | 7 | Election of Director: Robert P. Kelly | Management | F | 24-Mar-2022 | F | EQUITY SKEW ETF |
| S&P GLOBAL INC. | SPGI | 78409V104 | 04-May-2022 | Annual | 8 | Election of Director: Ian Paul Livingston | Management | F | 24-Mar-2022 | F | EQUITY SKEW ETF |
| S&P GLOBAL INC. | SPGI | 78409V104 | 04-May-2022 | Annual | 9 | Election of Director: Deborah D. McWhinney | Management | F | 24-Mar-2022 | F | EQUITY SKEW ETF |
| S&P GLOBAL INC. | SPGI | 78409V104 | 04-May-2022 | Annual | 10 | Election of Director: Maria R. Morris | Management | F | 24-Mar-2022 | F | EQUITY SKEW ETF |
| S&P GLOBAL INC. | SPGI | 78409V104 | 04-May-2022 | Annual | 11 | Election of Director: Douglas L. Peterson | Management | F | 24-Mar-2022 | F | EQUITY SKEW ETF |
| S&P GLOBAL INC. | SPGI | 78409V104 | 04-May-2022 | Annual | 12 | Election of Director: Edward B. Rust, Jr. | Management | F | 24-Mar-2022 | F | EQUITY SKEW ETF |
| S&P GLOBAL INC. | SPGI | 78409V104 | 04-May-2022 | Annual | 13 | Election of Director: Richard E. Thornburgh | Management | F | 24-Mar-2022 | F | EQUITY SKEW ETF |
| S&P GLOBAL INC. | SPGI | 78409V104 | 04-May-2022 | Annual | 14 | Election of Director: Gregory Washington | Management | F | 24-Mar-2022 | F | EQUITY SKEW ETF |
| S&P GLOBAL INC. | SPGI | 78409V104 | 04-May-2022 | Annual | 15 | Approve, on an advisory basis, the executive compensation program for the Company's named executive officers. | Management | F | 24-Mar-2022 | F | EQUITY SKEW ETF |
| S&P GLOBAL INC. | SPGI | 78409V104 | 04-May-2022 | Annual | 16 | Ratify the selection of Ernst & Young LLP as our independent auditor for 2022. | Management | F | 24-Mar-2022 | F | EQUITY SKEW ETF |
| PROLOGIS, INC. | PLD | 74340W103 | 04-May-2022 | Annual | 1 | Election of Director: Hamid R. Moghadam | Management | F | 27-Mar-2022 | F | EQUITY SKEW ETF |
| PROLOGIS, INC. | PLD | 74340W103 | 04-May-2022 | Annual | 2 | Election of Director: Cristina G. Bita | Management | F | 27-Mar-2022 | F | EQUITY SKEW ETF |
| PROLOGIS, INC. | PLD | 74340W103 | 04-May-2022 | Annual | 3 | Election of Director: George L. Fotiades | Management | F | 27-Mar-2022 | F | EQUITY SKEW ETF |
| PROLOGIS, INC. | PLD | 74340W103 | 04-May-2022 | Annual | 4 | Election of Director: Lydia H. Kennard | Management | F | 27-Mar-2022 | F | EQUITY SKEW ETF |
| PROLOGIS, INC. | PLD | 74340W103 | 04-May-2022 | Annual | 5 | Election of Director: Irving F. Lyons III | Management | F | 27-Mar-2022 | F | EQUITY SKEW ETF |
| PROLOGIS, INC. | PLD | 74340W103 | 04-May-2022 | Annual | 6 | Election of Director: Avid Modjtabai | Management | F | 27-Mar-2022 | F | EQUITY SKEW ETF |
| PROLOGIS, INC. | PLD | 74340W103 | 04-May-2022 | Annual | 7 | Election of Director: David P. O'Connor | Management | F | 27-Mar-2022 | F | EQUITY SKEW ETF |
| PROLOGIS, INC. | PLD | 74340W103 | 04-May-2022 | Annual | 8 | Election of Director: Olivier Piani | Management | F | 27-Mar-2022 | F | EQUITY SKEW ETF |
| PROLOGIS, INC. | PLD | 74340W103 | 04-May-2022 | Annual | 9 | Election of Director: Jeffrey L. Skelton | Management | F | 27-Mar-2022 | F | EQUITY SKEW ETF |
| PROLOGIS, INC. | PLD | 74340W103 | 04-May-2022 | Annual | 10 | Election of Director: Carl B. Webb | Management | F | 27-Mar-2022 | F | EQUITY SKEW ETF |
| PROLOGIS, INC. | PLD | 74340W103 | 04-May-2022 | Annual | 11 | Election of Director: William D. Zollars | Management | F | 27-Mar-2022 | F | EQUITY SKEW ETF |
| PROLOGIS, INC. | PLD | 74340W103 | 04-May-2022 | Annual | 12 | Advisory Vote to Approve the Company's Executive Compensation for 2021 | Management | F | 27-Mar-2022 | F | EQUITY SKEW ETF |
| PROLOGIS, INC. | PLD | 74340W103 | 04-May-2022 | Annual | 13 | Ratification of the Appointment of KPMG LLP as the Company's Independent Registered Public Accounting Firm for the Year 2022 | Management | F | 27-Mar-2022 | F | EQUITY SKEW ETF |
| PEPSICO, INC. | PEP | 713448108 | 04-May-2022 | Annual | 1 | Election of Director: Segun Agbaje | Management | F | 26-Mar-2022 | F | EQUITY SKEW ETF |
| PEPSICO, INC. | PEP | 713448108 | 04-May-2022 | Annual | 2 | Election of Director: Shona L. Brown | Management | F | 26-Mar-2022 | F | EQUITY SKEW ETF |
| PEPSICO, INC. | PEP | 713448108 | 04-May-2022 | Annual | 3 | Election of Director: Cesar Conde | Management | F | 26-Mar-2022 | F | EQUITY SKEW ETF |
| PEPSICO, INC. | PEP | 713448108 | 04-May-2022 | Annual | 4 | Election of Director: Ian Cook | Management | F | 26-Mar-2022 | F | EQUITY SKEW ETF |
| PEPSICO, INC. | PEP | 713448108 | 04-May-2022 | Annual | 5 | Election of Director: Edith W. Cooper | Management | F | 26-Mar-2022 | F | EQUITY SKEW ETF |
| PEPSICO, INC. | PEP | 713448108 | 04-May-2022 | Annual | 6 | Election of Director: Dina Dublon | Management | F | 26-Mar-2022 | F | EQUITY SKEW ETF |
| PEPSICO, INC. | PEP | 713448108 | 04-May-2022 | Annual | 7 | Election of Director: Michelle Gass | Management | F | 26-Mar-2022 | F | EQUITY SKEW ETF |
| PEPSICO, INC. | PEP | 713448108 | 04-May-2022 | Annual | 8 | Election of Director: Ramon L. Laguarta | Management | F | 26-Mar-2022 | F | EQUITY SKEW ETF |
| PEPSICO, INC. | PEP | 713448108 | 04-May-2022 | Annual | 9 | Election of Director: Dave Lewis | Management | F | 26-Mar-2022 | F | EQUITY SKEW ETF |
| PEPSICO, INC. | PEP | 713448108 | 04-May-2022 | Annual | 10 | Election of Director: David C. Page | Management | F | 26-Mar-2022 | F | EQUITY SKEW ETF |
| PEPSICO, INC. | PEP | 713448108 | 04-May-2022 | Annual | 11 | Election of Director: Robert C. Pohlad | Management | F | 26-Mar-2022 | F | EQUITY SKEW ETF |
| PEPSICO, INC. | PEP | 713448108 | 04-May-2022 | Annual | 12 | Election of Director: Daniel Vasella | Management | F | 26-Mar-2022 | F | EQUITY SKEW ETF |
| PEPSICO, INC. | PEP | 713448108 | 04-May-2022 | Annual | 13 | Election of Director: Darren Walker | Management | F | 26-Mar-2022 | F | EQUITY SKEW ETF |
| PEPSICO, INC. | PEP | 713448108 | 04-May-2022 | Annual | 14 | Election of Director: Alberto Weisser | Management | F | 26-Mar-2022 | F | EQUITY SKEW ETF |
| PEPSICO, INC. | PEP | 713448108 | 04-May-2022 | Annual | 15 | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2022. | Management | F | 26-Mar-2022 | F | EQUITY SKEW ETF |
| PEPSICO, INC. | PEP | 713448108 | 04-May-2022 | Annual | 16 | Advisory approval of the Company's executive compensation. | Management | F | 26-Mar-2022 | F | EQUITY SKEW ETF |
| PEPSICO, INC. | PEP | 713448108 | 04-May-2022 | Annual | 17 | Shareholder Proposal - Independent Board Chairman. | Shareholder | N | 26-Mar-2022 | N | EQUITY SKEW ETF |
| PEPSICO, INC. | PEP | 713448108 | 04-May-2022 | Annual | 18 | Shareholder Proposal - Report on Global Public Policy and Political Influence Outside the U.S. | Shareholder | N | 26-Mar-2022 | N | EQUITY SKEW ETF |
| PEPSICO, INC. | PEP | 713448108 | 04-May-2022 | Annual | 19 | Shareholder Proposal - Report on Public Health Costs. | Shareholder | N | 26-Mar-2022 | N | EQUITY SKEW ETF |
| STRYKER CORPORATION | SYK | 863667101 | 04-May-2022 | Annual | 1 | Election of Director: Mary K. Brainerd | Management | F | 26-Mar-2022 | F | EQUITY SKEW ETF |
| STRYKER CORPORATION | SYK | 863667101 | 04-May-2022 | Annual | 2 | Election of Director: Giovanni Caforio, M.D. | Management | F | 26-Mar-2022 | F | EQUITY SKEW ETF |
| STRYKER CORPORATION | SYK | 863667101 | 04-May-2022 | Annual | 3 | Election of Director: Srikant M. Datar, Ph.D. | Management | F | 26-Mar-2022 | F | EQUITY SKEW ETF |
| STRYKER CORPORATION | SYK | 863667101 | 04-May-2022 | Annual | 4 | Election of Director: Allan C. Golston (Lead Independent Director) | Management | F | 26-Mar-2022 | F | EQUITY SKEW ETF |
| STRYKER CORPORATION | SYK | 863667101 | 04-May-2022 | Annual | 5 | Election of Director: Kevin A. Lobo (Chair of the Board, Chief Executive Officer and President) | Management | F | 26-Mar-2022 | F | EQUITY SKEW ETF |
| STRYKER CORPORATION | SYK | 863667101 | 04-May-2022 | Annual | 6 | Election of Director: Sherilyn S. McCoy | Management | F | 26-Mar-2022 | F | EQUITY SKEW ETF |
| STRYKER CORPORATION | SYK | 863667101 | 04-May-2022 | Annual | 7 | Election of Director: Andrew K. Silvernail | Management | F | 26-Mar-2022 | F | EQUITY SKEW ETF |
| STRYKER CORPORATION | SYK | 863667101 | 04-May-2022 | Annual | 8 | Election of Director: Lisa M. Skeete Tatum | Management | F | 26-Mar-2022 | F | EQUITY SKEW ETF |
| STRYKER CORPORATION | SYK | 863667101 | 04-May-2022 | Annual | 9 | Election of Director: Ronda E. Stryker | Management | F | 26-Mar-2022 | F | EQUITY SKEW ETF |
| STRYKER CORPORATION | SYK | 863667101 | 04-May-2022 | Annual | 10 | Election of Director: Rajeev Suri | Management | F | 26-Mar-2022 | F | EQUITY SKEW ETF |
| STRYKER CORPORATION | SYK | 863667101 | 04-May-2022 | Annual | 11 | Ratification of Appointment of our Independent Registered Public Accounting Firm. | Management | F | 26-Mar-2022 | F | EQUITY SKEW ETF |
| STRYKER CORPORATION | SYK | 863667101 | 04-May-2022 | Annual | 12 | Advisory Vote to Approve Named Executive Officer Compensation. | Management | F | 26-Mar-2022 | F | EQUITY SKEW ETF |
| STRYKER CORPORATION | SYK | 863667101 | 04-May-2022 | Annual | 13 | Shareholder Proposal to Amend Proxy Access Terms. | Shareholder | N | 26-Mar-2022 | N | EQUITY SKEW ETF |
| EQUIFAX INC. | EFX | 294429105 | 05-May-2022 | Annual | 1 | Election of Director: Mark W. Begor | Management | F | 26-Mar-2022 | F | EQUITY SKEW ETF |
| EQUIFAX INC. | EFX | 294429105 | 05-May-2022 | Annual | 2 | Election of Director: Mark L. Feidler | Management | F | 26-Mar-2022 | F | EQUITY SKEW ETF |
| EQUIFAX INC. | EFX | 294429105 | 05-May-2022 | Annual | 3 | Election of Director: G. Thomas Hough | Management | F | 26-Mar-2022 | F | EQUITY SKEW ETF |
| EQUIFAX INC. | EFX | 294429105 | 05-May-2022 | Annual | 4 | Election of Director: Robert D. Marcus | Management | F | 26-Mar-2022 | F | EQUITY SKEW ETF |
| EQUIFAX INC. | EFX | 294429105 | 05-May-2022 | Annual | 5 | Election of Director: Scott A. McGregor | Management | F | 26-Mar-2022 | F | EQUITY SKEW ETF |
| EQUIFAX INC. | EFX | 294429105 | 05-May-2022 | Annual | 6 | Election of Director: John A. McKinley | Management | F | 26-Mar-2022 | F | EQUITY SKEW ETF |
| EQUIFAX INC. | EFX | 294429105 | 05-May-2022 | Annual | 7 | Election of Director: Robert W. Selander | Management | F | 26-Mar-2022 | F | EQUITY SKEW ETF |
| EQUIFAX INC. | EFX | 294429105 | 05-May-2022 | Annual | 8 | Election of Director: Melissa D. Smith | Management | F | 26-Mar-2022 | F | EQUITY SKEW ETF |
| EQUIFAX INC. | EFX | 294429105 | 05-May-2022 | Annual | 9 | Election of Director: Audrey Boone Tillman | Management | F | 26-Mar-2022 | F | EQUITY SKEW ETF |
| EQUIFAX INC. | EFX | 294429105 | 05-May-2022 | Annual | 10 | Election of Director: Heather H. Wilson | Management | F | 26-Mar-2022 | F | EQUITY SKEW ETF |
| EQUIFAX INC. | EFX | 294429105 | 05-May-2022 | Annual | 11 | Advisory vote to approve named executive officer compensation. | Management | F | 26-Mar-2022 | F | EQUITY SKEW ETF |
| EQUIFAX INC. | EFX | 294429105 | 05-May-2022 | Annual | 12 | Ratification of the appointment of Ernst & Young LLP as independent registered public accounting firm for 2022. | Management | F | 26-Mar-2022 | F | EQUITY SKEW ETF |
| UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 05-May-2022 | Annual | 1 | Election of Director to serve until 2023 annual meeting: Carol B. Tomé | Management | F | 22-Mar-2022 | F | EQUITY SKEW ETF |
| UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 05-May-2022 | Annual | 2 | Election of Director to serve until 2023 annual meeting: Rodney C. Adkins | Management | F | 22-Mar-2022 | F | EQUITY SKEW ETF |
| UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 05-May-2022 | Annual | 3 | Election of Director to serve until 2023 annual meeting: Eva C. Boratto | Management | F | 22-Mar-2022 | F | EQUITY SKEW ETF |
| UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 05-May-2022 | Annual | 4 | Election of Director to serve until 2023 annual meeting: Michael J. Burns | Management | F | 22-Mar-2022 | F | EQUITY SKEW ETF |
| UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 05-May-2022 | Annual | 5 | Election of Director to serve until 2023 annual meeting: Wayne M. Hewett | Management | F | 22-Mar-2022 | F | EQUITY SKEW ETF |
| UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 05-May-2022 | Annual | 6 | Election of Director to serve until 2023 annual meeting: Angela Hwang | Management | F | 22-Mar-2022 | F | EQUITY SKEW ETF |
| UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 05-May-2022 | Annual | 7 | Election of Director to serve until 2023 annual meeting: Kate E. Johnson | Management | F | 22-Mar-2022 | F | EQUITY SKEW ETF |
| UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 05-May-2022 | Annual | 8 | Election of Director to serve until 2023 annual meeting: William R. Johnson | Management | F | 22-Mar-2022 | F | EQUITY SKEW ETF |
| UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 05-May-2022 | Annual | 9 | Election of Director to serve until 2023 annual meeting: Ann M. Livermore | Management | F | 22-Mar-2022 | F | EQUITY SKEW ETF |
| UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 05-May-2022 | Annual | 10 | Election of Director to serve until 2023 annual meeting: Franck J. Moison | Management | F | 22-Mar-2022 | F | EQUITY SKEW ETF |
| UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 05-May-2022 | Annual | 11 | Election of Director to serve until 2023 annual meeting: Christiana Smith Shi | Management | F | 22-Mar-2022 | F | EQUITY SKEW ETF |
| UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 05-May-2022 | Annual | 12 | Election of Director to serve until 2023 annual meeting: Russell Stokes | Management | F | 22-Mar-2022 | F | EQUITY SKEW ETF |
| UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 05-May-2022 | Annual | 13 | Election of Director to serve until 2023 annual meeting: Kevin Warsh | Management | F | 22-Mar-2022 | F | EQUITY SKEW ETF |
| UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 05-May-2022 | Annual | 14 | To approve on an advisory basis named executive officer compensation. | Management | F | 22-Mar-2022 | F | EQUITY SKEW ETF |
| UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 05-May-2022 | Annual | 15 | To ratify the appointment of Deloitte & Touche LLP as UPS's independent registered public accounting firm for the year ending December 31, 2022. | Management | F | 22-Mar-2022 | F | EQUITY SKEW ETF |
| UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 05-May-2022 | Annual | 16 | To prepare an annual report on lobbying activities. | Shareholder | N | 22-Mar-2022 | N | EQUITY SKEW ETF |
| UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 05-May-2022 | Annual | 17 | To prepare a report on alignment of lobbying activities with the Paris Climate Agreement. | Shareholder | N | 22-Mar-2022 | N | EQUITY SKEW ETF |
| UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 05-May-2022 | Annual | 18 | To reduce the voting power of UPS class A stock from 10 votes per share to one vote per share. | Shareholder | N | 22-Mar-2022 | N | EQUITY SKEW ETF |
| UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 05-May-2022 | Annual | 19 | To require adoption of independently verified science-based greenhouse gas emissions reduction targets. | Shareholder | N | 22-Mar-2022 | N | EQUITY SKEW ETF |
| UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 05-May-2022 | Annual | 20 | To prepare a report on balancing climate measures and financial returns. | Shareholder | N | 22-Mar-2022 | N | EQUITY SKEW ETF |
| UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 05-May-2022 | Annual | 21 | To prepare an annual report assessing UPS's diversity and inclusion. | Shareholder | N | 22-Mar-2022 | N | EQUITY SKEW ETF |
| METTLER-TOLEDO INTERNATIONAL INC. | MTD | 592688105 | 05-May-2022 | Annual | 1 | Election of Director: Robert F. Spoerry | Management | F | 16-Mar-2022 | F | EQUITY SKEW ETF |
| METTLER-TOLEDO INTERNATIONAL INC. | MTD | 592688105 | 05-May-2022 | Annual | 2 | Election of Director: Wah-Hui Chu | Management | F | 16-Mar-2022 | F | EQUITY SKEW ETF |
| METTLER-TOLEDO INTERNATIONAL INC. | MTD | 592688105 | 05-May-2022 | Annual | 3 | Election of Director: Domitille Doat-Le Bigot | Management | F | 16-Mar-2022 | F | EQUITY SKEW ETF |
| METTLER-TOLEDO INTERNATIONAL INC. | MTD | 592688105 | 05-May-2022 | Annual | 4 | Election of Director: Olivier A. Filliol | Management | F | 16-Mar-2022 | F | EQUITY SKEW ETF |
| METTLER-TOLEDO INTERNATIONAL INC. | MTD | 592688105 | 05-May-2022 | Annual | 5 | Election of Director: Elisha W. Finney | Management | F | 16-Mar-2022 | F | EQUITY SKEW ETF |
| METTLER-TOLEDO INTERNATIONAL INC. | MTD | 592688105 | 05-May-2022 | Annual | 6 | Election of Director: Richard Francis | Management | F | 16-Mar-2022 | F | EQUITY SKEW ETF |
| METTLER-TOLEDO INTERNATIONAL INC. | MTD | 592688105 | 05-May-2022 | Annual | 7 | Election of Director: Michael A. Kelly | Management | F | 16-Mar-2022 | F | EQUITY SKEW ETF |
| METTLER-TOLEDO INTERNATIONAL INC. | MTD | 592688105 | 05-May-2022 | Annual | 8 | Election of Director: Thomas P. Salice | Management | F | 16-Mar-2022 | F | EQUITY SKEW ETF |
| METTLER-TOLEDO INTERNATIONAL INC. | MTD | 592688105 | 05-May-2022 | Annual | 9 | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | F | 16-Mar-2022 | F | EQUITY SKEW ETF |
| METTLER-TOLEDO INTERNATIONAL INC. | MTD | 592688105 | 05-May-2022 | Annual | 10 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | F | 16-Mar-2022 | F | EQUITY SKEW ETF |
| CAPITAL ONE FINANCIAL CORPORATION | COF | 14040H105 | 05-May-2022 | Annual | 1 | Election of Director: Richard D. Fairbank | Management | F | 22-Mar-2022 | F | EQUITY SKEW ETF |
| CAPITAL ONE FINANCIAL CORPORATION | COF | 14040H105 | 05-May-2022 | Annual | 2 | Election of Director: Ime Archibong | Management | F | 22-Mar-2022 | F | EQUITY SKEW ETF |
| CAPITAL ONE FINANCIAL CORPORATION | COF | 14040H105 | 05-May-2022 | Annual | 3 | Election of Director: Christine Detrick | Management | F | 22-Mar-2022 | F | EQUITY SKEW ETF |
| CAPITAL ONE FINANCIAL CORPORATION | COF | 14040H105 | 05-May-2022 | Annual | 4 | Election of Director: Ann Fritz Hackett | Management | F | 22-Mar-2022 | F | EQUITY SKEW ETF |
| CAPITAL ONE FINANCIAL CORPORATION | COF | 14040H105 | 05-May-2022 | Annual | 5 | Election of Director: Peter Thomas Killalea | Management | F | 22-Mar-2022 | F | EQUITY SKEW ETF |
| CAPITAL ONE FINANCIAL CORPORATION | COF | 14040H105 | 05-May-2022 | Annual | 6 | Election of Director: Cornelis "Eli" Leenaars | Management | F | 22-Mar-2022 | F | EQUITY SKEW ETF |
| CAPITAL ONE FINANCIAL CORPORATION | COF | 14040H105 | 05-May-2022 | Annual | 7 | Election of Director: François Locoh-Donou | Management | F | 22-Mar-2022 | F | EQUITY SKEW ETF |
| CAPITAL ONE FINANCIAL CORPORATION | COF | 14040H105 | 05-May-2022 | Annual | 8 | Election of Director: Peter E. Raskind | Management | F | 22-Mar-2022 | F | EQUITY SKEW ETF |
| CAPITAL ONE FINANCIAL CORPORATION | COF | 14040H105 | 05-May-2022 | Annual | 9 | Election of Director: Eileen Serra | Management | F | 22-Mar-2022 | F | EQUITY SKEW ETF |
| CAPITAL ONE FINANCIAL CORPORATION | COF | 14040H105 | 05-May-2022 | Annual | 10 | Election of Director: Mayo A. Shattuck III | Management | F | 22-Mar-2022 | F | EQUITY SKEW ETF |
| CAPITAL ONE FINANCIAL CORPORATION | COF | 14040H105 | 05-May-2022 | Annual | 11 | Election of Director: Bradford H. Warner | Management | F | 22-Mar-2022 | F | EQUITY SKEW ETF |
| CAPITAL ONE FINANCIAL CORPORATION | COF | 14040H105 | 05-May-2022 | Annual | 12 | Election of Director: Catherine G. West | Management | F | 22-Mar-2022 | F | EQUITY SKEW ETF |
| CAPITAL ONE FINANCIAL CORPORATION | COF | 14040H105 | 05-May-2022 | Annual | 13 | Election of Director: Craig Anthony Williams | Management | F | 22-Mar-2022 | F | EQUITY SKEW ETF |
| CAPITAL ONE FINANCIAL CORPORATION | COF | 14040H105 | 05-May-2022 | Annual | 14 | Advisory approval of Capital One's 2021 Named Executive Officer compensation. | Management | F | 22-Mar-2022 | F | EQUITY SKEW ETF |
| CAPITAL ONE FINANCIAL CORPORATION | COF | 14040H105 | 05-May-2022 | Annual | 15 | Ratification of the selection of Ernst & Young LLP as independent registered public accounting firm of Capital One for 2022. | Management | F | 22-Mar-2022 | F | EQUITY SKEW ETF |
| CADENCE DESIGN SYSTEMS, INC. | CDNS | 127387108 | 05-May-2022 | Annual | 1 | Election of Director: Mark W. Adams | Management | F | 24-Mar-2022 | F | EQUITY SKEW ETF |
| CADENCE DESIGN SYSTEMS, INC. | CDNS | 127387108 | 05-May-2022 | Annual | 2 | Election of Director: Ita Brennan | Management | F | 24-Mar-2022 | F | EQUITY SKEW ETF |
| CADENCE DESIGN SYSTEMS, INC. | CDNS | 127387108 | 05-May-2022 | Annual | 3 | Election of Director: Lewis Chew | Management | F | 24-Mar-2022 | F | EQUITY SKEW ETF |
| CADENCE DESIGN SYSTEMS, INC. | CDNS | 127387108 | 05-May-2022 | Annual | 4 | Election of Director: Anirudh Devgan | Management | F | 24-Mar-2022 | F | EQUITY SKEW ETF |
| CADENCE DESIGN SYSTEMS, INC. | CDNS | 127387108 | 05-May-2022 | Annual | 5 | Election of Director: Mary Louise Krakauer | Management | F | 24-Mar-2022 | F | EQUITY SKEW ETF |
| CADENCE DESIGN SYSTEMS, INC. | CDNS | 127387108 | 05-May-2022 | Annual | 6 | Election of Director: Julia Liuson | Management | F | 24-Mar-2022 | F | EQUITY SKEW ETF |
| CADENCE DESIGN SYSTEMS, INC. | CDNS | 127387108 | 05-May-2022 | Annual | 7 | Election of Director: James D. Plummer | Management | F | 24-Mar-2022 | F | EQUITY SKEW ETF |
| CADENCE DESIGN SYSTEMS, INC. | CDNS | 127387108 | 05-May-2022 | Annual | 8 | Election of Director: Alberto Sangiovanni-Vincentelli | Management | F | 24-Mar-2022 | F | EQUITY SKEW ETF |
| CADENCE DESIGN SYSTEMS, INC. | CDNS | 127387108 | 05-May-2022 | Annual | 9 | Election of Director: John B. Shoven | Management | F | 24-Mar-2022 | F | EQUITY SKEW ETF |
| CADENCE DESIGN SYSTEMS, INC. | CDNS | 127387108 | 05-May-2022 | Annual | 10 | Election of Director: Young K. Sohn | Management | F | 24-Mar-2022 | F | EQUITY SKEW ETF |
| CADENCE DESIGN SYSTEMS, INC. | CDNS | 127387108 | 05-May-2022 | Annual | 11 | Election of Director: Lip-Bu Tan | Management | F | 24-Mar-2022 | F | EQUITY SKEW ETF |
| CADENCE DESIGN SYSTEMS, INC. | CDNS | 127387108 | 05-May-2022 | Annual | 12 | Advisory resolution to approve named executive officer compensation. | Management | F | 24-Mar-2022 | F | EQUITY SKEW ETF |
| CADENCE DESIGN SYSTEMS, INC. | CDNS | 127387108 | 05-May-2022 | Annual | 13 | Ratification of the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm of Cadence for its fiscal year ending December 31, 2022. | Management | F | 24-Mar-2022 | F | EQUITY SKEW ETF |
| CADENCE DESIGN SYSTEMS, INC. | CDNS | 127387108 | 05-May-2022 | Annual | 14 | Stockholder proposal regarding special meetings. | Shareholder | N | 24-Mar-2022 | N | EQUITY SKEW ETF |
| ILLINOIS TOOL WORKS INC. | ITW | 452308109 | 06-May-2022 | Annual | 1 | Election of Director: Daniel J. Brutto | Management | F | 28-Mar-2022 | F | EQUITY SKEW ETF |
| ILLINOIS TOOL WORKS INC. | ITW | 452308109 | 06-May-2022 | Annual | 2 | Election of Director: Susan Crown | Management | F | 28-Mar-2022 | F | EQUITY SKEW ETF |
| ILLINOIS TOOL WORKS INC. | ITW | 452308109 | 06-May-2022 | Annual | 3 | Election of Director: Darrell L. Ford | Management | F | 28-Mar-2022 | F | EQUITY SKEW ETF |
| ILLINOIS TOOL WORKS INC. | ITW | 452308109 | 06-May-2022 | Annual | 4 | Election of Director: James W. Griffith | Management | F | 28-Mar-2022 | F | EQUITY SKEW ETF |
| ILLINOIS TOOL WORKS INC. | ITW | 452308109 | 06-May-2022 | Annual | 5 | Election of Director: Jay L. Henderson | Management | F | 28-Mar-2022 | F | EQUITY SKEW ETF |
| ILLINOIS TOOL WORKS INC. | ITW | 452308109 | 06-May-2022 | Annual | 6 | Election of Director: Richard H. Lenny | Management | F | 28-Mar-2022 | F | EQUITY SKEW ETF |
| ILLINOIS TOOL WORKS INC. | ITW | 452308109 | 06-May-2022 | Annual | 7 | Election of Director: E. Scott Santi | Management | F | 28-Mar-2022 | F | EQUITY SKEW ETF |
| ILLINOIS TOOL WORKS INC. | ITW | 452308109 | 06-May-2022 | Annual | 8 | Election of Director: David B. Smith, Jr. | Management | F | 28-Mar-2022 | F | EQUITY SKEW ETF |
| ILLINOIS TOOL WORKS INC. | ITW | 452308109 | 06-May-2022 | Annual | 9 | Election of Director: Pamela B. Strobel | Management | F | 28-Mar-2022 | F | EQUITY SKEW ETF |
| ILLINOIS TOOL WORKS INC. | ITW | 452308109 | 06-May-2022 | Annual | 10 | Election of Director: Anré D. Williams | Management | F | 28-Mar-2022 | F | EQUITY SKEW ETF |
| ILLINOIS TOOL WORKS INC. | ITW | 452308109 | 06-May-2022 | Annual | 11 | Ratification of the appointment of Deloitte & Touche LLP as ITW's independent registered public accounting firm for 2022. | Management | F | 28-Mar-2022 | F | EQUITY SKEW ETF |
| ILLINOIS TOOL WORKS INC. | ITW | 452308109 | 06-May-2022 | Annual | 12 | Advisory vote to approve compensation of ITW's named executive officers. | Management | F | 28-Mar-2022 | F | EQUITY SKEW ETF |
| ILLINOIS TOOL WORKS INC. | ITW | 452308109 | 06-May-2022 | Annual | 13 | A non-binding stockholder proposal, if properly presented at the meeting, to reduce threshold to call special stockholder meetings from 20% to 10%. | Shareholder | N | 28-Mar-2022 | N | EQUITY SKEW ETF |
| ABBVIE INC. | ABBV | 00287Y109 | 06-May-2022 | Annual | 1 | DIRECTOR | Management | F | 22-Mar-2022 | F | EQUITY SKEW ETF |
| ABBVIE INC. | ABBV | 00287Y109 | 06-May-2022 | Annual | 1 | DIRECTOR | Management | F | 22-Mar-2022 | F | EQUITY SKEW ETF |
| ABBVIE INC. | ABBV | 00287Y109 | 06-May-2022 | Annual | 1 | DIRECTOR | Management | F | 22-Mar-2022 | F | EQUITY SKEW ETF |
| ABBVIE INC. | ABBV | 00287Y109 | 06-May-2022 | Annual | 1 | DIRECTOR | Management | F | 22-Mar-2022 | F | EQUITY SKEW ETF |
| ABBVIE INC. | ABBV | 00287Y109 | 06-May-2022 | Annual | 2 | Ratification of Ernst & Young LLP as AbbVie's independent registered public accounting firm for 2022 | Management | F | 22-Mar-2022 | F | EQUITY SKEW ETF |
| ABBVIE INC. | ABBV | 00287Y109 | 06-May-2022 | Annual | 3 | Say on Pay - An advisory vote on the approval of executive compensation | Management | F | 22-Mar-2022 | F | EQUITY SKEW ETF |
| ABBVIE INC. | ABBV | 00287Y109 | 06-May-2022 | Annual | 4 | Approval of a management proposal regarding amendment of the certificate of incorporation to eliminate supermajority voting | Management | F | 22-Mar-2022 | F | EQUITY SKEW ETF |
| ABBVIE INC. | ABBV | 00287Y109 | 06-May-2022 | Annual | 5 | Stockholder Proposal - to Adopt a Policy to Require Independent Chairman | Shareholder | N | 22-Mar-2022 | N | EQUITY SKEW ETF |
| ABBVIE INC. | ABBV | 00287Y109 | 06-May-2022 | Annual | 6 | Stockholder Proposal - to Seek Shareholder Approval of Certain Termination Pay Arrangements | Shareholder | N | 22-Mar-2022 | N | EQUITY SKEW ETF |
| ABBVIE INC. | ABBV | 00287Y109 | 06-May-2022 | Annual | 7 | Stockholder Proposal - to Issue a Report on Board Oversight of Competition Practices | Shareholder | N | 22-Mar-2022 | N | EQUITY SKEW ETF |
| ABBVIE INC. | ABBV | 00287Y109 | 06-May-2022 | Annual | 8 | Stockholder Proposal - to Issue an Annual Report on Political Spending | Shareholder | N | 22-Mar-2022 | N | EQUITY SKEW ETF |
| NEXPOINT RESIDENTIAL TRUST, INC. | NXRT | 65341D102 | 10-May-2022 | Annual | 1 | Election of Director to serve until the 2023 Annual meeting: James Dondero | Management | F | 14-Apr-2022 | F | EQUITY SKEW ETF |
| NEXPOINT RESIDENTIAL TRUST, INC. | NXRT | 65341D102 | 10-May-2022 | Annual | 2 | Election of Director to serve until the 2023 Annual meeting: Brian Mitts | Management | F | 14-Apr-2022 | F | EQUITY SKEW ETF |
| NEXPOINT RESIDENTIAL TRUST, INC. | NXRT | 65341D102 | 10-May-2022 | Annual | 3 | Election of Director to serve until the 2023 Annual meeting: Edward Constantino | Management | F | 14-Apr-2022 | F | EQUITY SKEW ETF |
| NEXPOINT RESIDENTIAL TRUST, INC. | NXRT | 65341D102 | 10-May-2022 | Annual | 4 | Election of Director to serve until the 2023 Annual meeting: Scott Kavanaugh | Management | F | 14-Apr-2022 | F | EQUITY SKEW ETF |
| NEXPOINT RESIDENTIAL TRUST, INC. | NXRT | 65341D102 | 10-May-2022 | Annual | 5 | Election of Director to serve until the 2023 Annual meeting: Arthur Laffer | Management | F | 14-Apr-2022 | F | EQUITY SKEW ETF |
| NEXPOINT RESIDENTIAL TRUST, INC. | NXRT | 65341D102 | 10-May-2022 | Annual | 6 | Election of Director to serve until the 2023 Annual meeting: Catherine Wood | Management | F | 14-Apr-2022 | F | EQUITY SKEW ETF |
| NEXPOINT RESIDENTIAL TRUST, INC. | NXRT | 65341D102 | 10-May-2022 | Annual | 7 | Advisory Vote on Executive Compensation: to approve, on an advisory basis, the compensation of our named executive officers. | Management | F | 14-Apr-2022 | F | EQUITY SKEW ETF |
| NEXPOINT RESIDENTIAL TRUST, INC. | NXRT | 65341D102 | 10-May-2022 | Annual | 8 | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2022. | Management | F | 14-Apr-2022 | F | EQUITY SKEW ETF |
| T. ROWE PRICE GROUP, INC. | TROW | 74144T108 | 10-May-2022 | Annual | 1 | Election of Director: Glenn R. August | Management | F | 25-Mar-2022 | F | EQUITY SKEW ETF |
| T. ROWE PRICE GROUP, INC. | TROW | 74144T108 | 10-May-2022 | Annual | 2 | Election of Director: Mark S. Bartlett | Management | F | 25-Mar-2022 | F | EQUITY SKEW ETF |
| T. ROWE PRICE GROUP, INC. | TROW | 74144T108 | 10-May-2022 | Annual | 3 | Election of Director: Mary K. Bush | Management | F | 25-Mar-2022 | F | EQUITY SKEW ETF |
| T. ROWE PRICE GROUP, INC. | TROW | 74144T108 | 10-May-2022 | Annual | 4 | Election of Director: Dina Dublon | Management | F | 25-Mar-2022 | F | EQUITY SKEW ETF |
| T. ROWE PRICE GROUP, INC. | TROW | 74144T108 | 10-May-2022 | Annual | 5 | Election of Director: Dr. Freeman A. Hrabowski, III | Management | F | 25-Mar-2022 | F | EQUITY SKEW ETF |
| T. ROWE PRICE GROUP, INC. | TROW | 74144T108 | 10-May-2022 | Annual | 6 | Election of Director: Robert F. MacLellan | Management | F | 25-Mar-2022 | F | EQUITY SKEW ETF |
| T. ROWE PRICE GROUP, INC. | TROW | 74144T108 | 10-May-2022 | Annual | 7 | Election of Director: Eileen P. Rominger | Management | F | 25-Mar-2022 | F | EQUITY SKEW ETF |
| T. ROWE PRICE GROUP, INC. | TROW | 74144T108 | 10-May-2022 | Annual | 8 | Election of Director: Robert W. Sharps | Management | F | 25-Mar-2022 | F | EQUITY SKEW ETF |
| T. ROWE PRICE GROUP, INC. | TROW | 74144T108 | 10-May-2022 | Annual | 9 | Election of Director: Robert J. Stevens | Management | F | 25-Mar-2022 | F | EQUITY SKEW ETF |
| T. ROWE PRICE GROUP, INC. | TROW | 74144T108 | 10-May-2022 | Annual | 10 | Election of Director: William J. Stromberg | Management | F | 25-Mar-2022 | F | EQUITY SKEW ETF |
| T. ROWE PRICE GROUP, INC. | TROW | 74144T108 | 10-May-2022 | Annual | 11 | Election of Director: Richard R. Verma | Management | F | 25-Mar-2022 | F | EQUITY SKEW ETF |
| T. ROWE PRICE GROUP, INC. | TROW | 74144T108 | 10-May-2022 | Annual | 12 | Election of Director: Sandra S. Wijnberg | Management | F | 25-Mar-2022 | F | EQUITY SKEW ETF |
| T. ROWE PRICE GROUP, INC. | TROW | 74144T108 | 10-May-2022 | Annual | 13 | Election of Director: Alan D. Wilson | Management | F | 25-Mar-2022 | F | EQUITY SKEW ETF |
| T. ROWE PRICE GROUP, INC. | TROW | 74144T108 | 10-May-2022 | Annual | 14 | To approve, by a non-binding advisory vote, the compensation paid by the Company to its Named Executive Officers. | Management | F | 25-Mar-2022 | F | EQUITY SKEW ETF |
| T. ROWE PRICE GROUP, INC. | TROW | 74144T108 | 10-May-2022 | Annual | 15 | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for 2022. | Management | F | 25-Mar-2022 | F | EQUITY SKEW ETF |
| DANAHER CORPORATION | DHR | 235851102 | 10-May-2022 | Annual | 1 | Election of Director to hold office until the 2023 Annual Meeting of Shareholders: Rainer M. Blair | Management | F | 31-Mar-2022 | F | EQUITY SKEW ETF |
| DANAHER CORPORATION | DHR | 235851102 | 10-May-2022 | Annual | 2 | Election of Director to hold office until the 2023 Annual Meeting of Shareholders: Linda Filler | Management | F | 31-Mar-2022 | F | EQUITY SKEW ETF |
| DANAHER CORPORATION | DHR | 235851102 | 10-May-2022 | Annual | 3 | Election of Director to hold office until the 2023 Annual Meeting of Shareholders: Teri List | Management | F | 31-Mar-2022 | F | EQUITY SKEW ETF |
| DANAHER CORPORATION | DHR | 235851102 | 10-May-2022 | Annual | 4 | Election of Director to hold office until the 2023 Annual Meeting of Shareholders: Walter G. Lohr, Jr. | Management | F | 31-Mar-2022 | F | EQUITY SKEW ETF |
| DANAHER CORPORATION | DHR | 235851102 | 10-May-2022 | Annual | 5 | Election of Director to hold office until the 2023 Annual Meeting of Shareholders: Jessica L. Mega, MD, MPH | Management | F | 31-Mar-2022 | F | EQUITY SKEW ETF |
| DANAHER CORPORATION | DHR | 235851102 | 10-May-2022 | Annual | 6 | Election of Director to hold office until the 2023 Annual Meeting of Shareholders: Mitchell P. Rales | Management | F | 31-Mar-2022 | F | EQUITY SKEW ETF |
| DANAHER CORPORATION | DHR | 235851102 | 10-May-2022 | Annual | 7 | Election of Director to hold office until the 2023 Annual Meeting of Shareholders: Steven M. Rales | Management | F | 31-Mar-2022 | F | EQUITY SKEW ETF |
| DANAHER CORPORATION | DHR | 235851102 | 10-May-2022 | Annual | 8 | Election of Director to hold office until the 2023 Annual Meeting of Shareholders: Pardis C. Sabeti, MD, D. PHIL | Management | F | 31-Mar-2022 | F | EQUITY SKEW ETF |
| DANAHER CORPORATION | DHR | 235851102 | 10-May-2022 | Annual | 9 | Election of Director to hold office until the 2023 Annual Meeting of Shareholders: A. Shane Sanders | Management | F | 31-Mar-2022 | F | EQUITY SKEW ETF |
| DANAHER CORPORATION | DHR | 235851102 | 10-May-2022 | Annual | 10 | Election of Director to hold office until the 2023 Annual Meeting of Shareholders: John T. Schwieters | Management | F | 31-Mar-2022 | F | EQUITY SKEW ETF |
| DANAHER CORPORATION | DHR | 235851102 | 10-May-2022 | Annual | 11 | Election of Director to hold office until the 2023 Annual Meeting of Shareholders: Alan G. Spoon | Management | F | 31-Mar-2022 | F | EQUITY SKEW ETF |
| DANAHER CORPORATION | DHR | 235851102 | 10-May-2022 | Annual | 12 | Election of Director to hold office until the 2023 Annual Meeting of Shareholders: Raymond C. Stevens, Ph.D | Management | F | 31-Mar-2022 | F | EQUITY SKEW ETF |
| DANAHER CORPORATION | DHR | 235851102 | 10-May-2022 | Annual | 13 | Election of Director to hold office until the 2023 Annual Meeting of Shareholders: Elias A. Zerhouni, MD | Management | F | 31-Mar-2022 | F | EQUITY SKEW ETF |
| DANAHER CORPORATION | DHR | 235851102 | 10-May-2022 | Annual | 14 | To ratify the selection of Ernst & Young LLP as Danaher's independent registered public accounting firm for the year ending December 31, 2022. | Management | F | 31-Mar-2022 | F | EQUITY SKEW ETF |
| DANAHER CORPORATION | DHR | 235851102 | 10-May-2022 | Annual | 15 | To approve on an advisory basis the Company's named executive officer compensation. | Management | F | 31-Mar-2022 | F | EQUITY SKEW ETF |
| DANAHER CORPORATION | DHR | 235851102 | 10-May-2022 | Annual | 16 | To act upon a shareholder proposal requesting that Danaher amend its governing documents to reduce the percentage of shares required for shareholders to call a special meeting of shareholders from 25% to 10%. | Shareholder | N | 31-Mar-2022 | N | EQUITY SKEW ETF |
| WASTE MANAGEMENT, INC. | WM | 94106L109 | 10-May-2022 | Annual | 1 | Election of Director: James C. Fish, Jr. | Management | F | 30-Mar-2022 | F | EQUITY SKEW ETF |
| WASTE MANAGEMENT, INC. | WM | 94106L109 | 10-May-2022 | Annual | 2 | Election of Director: Andrés R. Gluski | Management | F | 30-Mar-2022 | F | EQUITY SKEW ETF |
| WASTE MANAGEMENT, INC. | WM | 94106L109 | 10-May-2022 | Annual | 3 | Election of Director: Victoria M. Holt | Management | F | 30-Mar-2022 | F | EQUITY SKEW ETF |
| WASTE MANAGEMENT, INC. | WM | 94106L109 | 10-May-2022 | Annual | 4 | Election of Director: Kathleen M. Mazzarella | Management | F | 30-Mar-2022 | F | EQUITY SKEW ETF |
| WASTE MANAGEMENT, INC. | WM | 94106L109 | 10-May-2022 | Annual | 5 | Election of Director: Sean E. Menke | Management | F | 30-Mar-2022 | F | EQUITY SKEW ETF |
| WASTE MANAGEMENT, INC. | WM | 94106L109 | 10-May-2022 | Annual | 6 | Election of Director: William B. Plummer | Management | F | 30-Mar-2022 | F | EQUITY SKEW ETF |
| WASTE MANAGEMENT, INC. | WM | 94106L109 | 10-May-2022 | Annual | 7 | Election of Director: John C. Pope | Management | F | 30-Mar-2022 | F | EQUITY SKEW ETF |
| WASTE MANAGEMENT, INC. | WM | 94106L109 | 10-May-2022 | Annual | 8 | Election of Director: Maryrose T. Sylvester | Management | F | 30-Mar-2022 | F | EQUITY SKEW ETF |
| WASTE MANAGEMENT, INC. | WM | 94106L109 | 10-May-2022 | Annual | 9 | Election of Director: Thomas H. Weidemeyer | Management | F | 30-Mar-2022 | F | EQUITY SKEW ETF |
| WASTE MANAGEMENT, INC. | WM | 94106L109 | 10-May-2022 | Annual | 10 | Ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm for 2022. | Management | F | 30-Mar-2022 | F | EQUITY SKEW ETF |
| WASTE MANAGEMENT, INC. | WM | 94106L109 | 10-May-2022 | Annual | 11 | Non-binding, advisory proposal to approve our executive compensation. | Management | F | 30-Mar-2022 | F | EQUITY SKEW ETF |
| WASTE MANAGEMENT, INC. | WM | 94106L109 | 10-May-2022 | Annual | 12 | A stockholder proposal regarding a civil rights audit, if properly presented at the meeting. | Shareholder | N | 30-Mar-2022 | N | EQUITY SKEW ETF |
| CHARLES RIVER LABORATORIES INTL., INC. | CRL | 159864107 | 10-May-2022 | Annual | 1 | Election of Director: James C. Foster | Management | F | 31-Mar-2022 | F | EQUITY SKEW ETF |
| CHARLES RIVER LABORATORIES INTL., INC. | CRL | 159864107 | 10-May-2022 | Annual | 2 | Election of Director: Nancy C. Andrews | Management | F | 31-Mar-2022 | F | EQUITY SKEW ETF |
| CHARLES RIVER LABORATORIES INTL., INC. | CRL | 159864107 | 10-May-2022 | Annual | 3 | Election of Director: Robert Bertolini | Management | F | 31-Mar-2022 | F | EQUITY SKEW ETF |
| CHARLES RIVER LABORATORIES INTL., INC. | CRL | 159864107 | 10-May-2022 | Annual | 4 | Election of Director: Deborah T. Kochevar | Management | F | 31-Mar-2022 | F | EQUITY SKEW ETF |
| CHARLES RIVER LABORATORIES INTL., INC. | CRL | 159864107 | 10-May-2022 | Annual | 5 | Election of Director: George Llado, Sr. | Management | F | 31-Mar-2022 | F | EQUITY SKEW ETF |
| CHARLES RIVER LABORATORIES INTL., INC. | CRL | 159864107 | 10-May-2022 | Annual | 6 | Election of Director: Martin W. MacKay | Management | F | 31-Mar-2022 | F | EQUITY SKEW ETF |
| CHARLES RIVER LABORATORIES INTL., INC. | CRL | 159864107 | 10-May-2022 | Annual | 7 | Election of Director: George E. Massaro | Management | F | 31-Mar-2022 | F | EQUITY SKEW ETF |
| CHARLES RIVER LABORATORIES INTL., INC. | CRL | 159864107 | 10-May-2022 | Annual | 8 | Election of Director: C. Richard Reese | Management | F | 31-Mar-2022 | F | EQUITY SKEW ETF |
| CHARLES RIVER LABORATORIES INTL., INC. | CRL | 159864107 | 10-May-2022 | Annual | 9 | Election of Director: Richard F. Wallman | Management | F | 31-Mar-2022 | F | EQUITY SKEW ETF |
| CHARLES RIVER LABORATORIES INTL., INC. | CRL | 159864107 | 10-May-2022 | Annual | 10 | Election of Director: Virginia M. Wilson | Management | F | 31-Mar-2022 | F | EQUITY SKEW ETF |
| CHARLES RIVER LABORATORIES INTL., INC. | CRL | 159864107 | 10-May-2022 | Annual | 11 | Advisory approval of 2021 Executive Compensation | Management | F | 31-Mar-2022 | F | EQUITY SKEW ETF |
| CHARLES RIVER LABORATORIES INTL., INC. | CRL | 159864107 | 10-May-2022 | Annual | 12 | Ratification of PricewaterhouseCoopers LLC as independent registered accounting public firm for 2022 | Management | F | 31-Mar-2022 | F | EQUITY SKEW ETF |
| SIMON PROPERTY GROUP, INC. | SPG | 828806109 | 11-May-2022 | Annual | 1 | Election of Director: Glyn F. Aeppel | Management | F | 30-Mar-2022 | F | EQUITY SKEW ETF |
| SIMON PROPERTY GROUP, INC. | SPG | 828806109 | 11-May-2022 | Annual | 2 | Election of Director: Larry C. Glasscock | Management | F | 30-Mar-2022 | F | EQUITY SKEW ETF |
| SIMON PROPERTY GROUP, INC. | SPG | 828806109 | 11-May-2022 | Annual | 3 | Election of Director: Karen N. Horn, Ph.D. | Management | F | 30-Mar-2022 | F | EQUITY SKEW ETF |
| SIMON PROPERTY GROUP, INC. | SPG | 828806109 | 11-May-2022 | Annual | 4 | Election of Director: Allan Hubbard | Management | F | 30-Mar-2022 | F | EQUITY SKEW ETF |
| SIMON PROPERTY GROUP, INC. | SPG | 828806109 | 11-May-2022 | Annual | 5 | Election of Director: Reuben S. Leibowitz | Management | F | 30-Mar-2022 | F | EQUITY SKEW ETF |
| SIMON PROPERTY GROUP, INC. | SPG | 828806109 | 11-May-2022 | Annual | 6 | Election of Director: Gary M. Rodkin | Management | F | 30-Mar-2022 | F | EQUITY SKEW ETF |
| SIMON PROPERTY GROUP, INC. | SPG | 828806109 | 11-May-2022 | Annual | 7 | Election of Director: Peggy Fang Roe | Management | F | 30-Mar-2022 | F | EQUITY SKEW ETF |
| SIMON PROPERTY GROUP, INC. | SPG | 828806109 | 11-May-2022 | Annual | 8 | Election of Director: Stefan M. Selig | Management | F | 30-Mar-2022 | F | EQUITY SKEW ETF |
| SIMON PROPERTY GROUP, INC. | SPG | 828806109 | 11-May-2022 | Annual | 9 | Election of Director: Daniel C. Smith, Ph.D. | Management | F | 30-Mar-2022 | F | EQUITY SKEW ETF |
| SIMON PROPERTY GROUP, INC. | SPG | 828806109 | 11-May-2022 | Annual | 10 | Election of Director: J. Albert Smith, Jr. | Management | F | 30-Mar-2022 | F | EQUITY SKEW ETF |
| SIMON PROPERTY GROUP, INC. | SPG | 828806109 | 11-May-2022 | Annual | 11 | Election of Director: Marta R. Stewart | Management | F | 30-Mar-2022 | F | EQUITY SKEW ETF |
| SIMON PROPERTY GROUP, INC. | SPG | 828806109 | 11-May-2022 | Annual | 12 | Advisory Vote to Approve the Compensation of our Named Executive Officers. | Management | F | 30-Mar-2022 | F | EQUITY SKEW ETF |
| SIMON PROPERTY GROUP, INC. | SPG | 828806109 | 11-May-2022 | Annual | 13 | Ratify the appointment of Ernst & Young LLP as our Independent Registered Public Accounting Firm for 2022. | Management | F | 30-Mar-2022 | F | EQUITY SKEW ETF |
| IDEXX LABORATORIES, INC. | IDXX | 45168D104 | 11-May-2022 | Annual | 1 | Election of Director (Proposal One): Jonathan W. Ayers | Management | F | 02-Apr-2022 | F | EQUITY SKEW ETF |
| IDEXX LABORATORIES, INC. | IDXX | 45168D104 | 11-May-2022 | Annual | 2 | Election of Director (Proposal One): Stuart M. Essig, PhD | Management | F | 02-Apr-2022 | F | EQUITY SKEW ETF |
| IDEXX LABORATORIES, INC. | IDXX | 45168D104 | 11-May-2022 | Annual | 3 | Election of Director (Proposal One): Jonathan J. Mazelsky | Management | F | 02-Apr-2022 | F | EQUITY SKEW ETF |
| IDEXX LABORATORIES, INC. | IDXX | 45168D104 | 11-May-2022 | Annual | 4 | Election of Director (Proposal One): M. Anne Szostak | Management | F | 02-Apr-2022 | F | EQUITY SKEW ETF |
| IDEXX LABORATORIES, INC. | IDXX | 45168D104 | 11-May-2022 | Annual | 5 | Ratification of Appointment of Independent Registered Public Accounting Firm. To ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the current fiscal year (Proposal Two). | Management | F | 02-Apr-2022 | F | EQUITY SKEW ETF |
| IDEXX LABORATORIES, INC. | IDXX | 45168D104 | 11-May-2022 | Annual | 6 | Advisory Vote on Executive Compensation. To approve a nonbinding advisory resolution on the Company's executive compensation (Proposal Three). | Management | F | 02-Apr-2022 | F | EQUITY SKEW ETF |
| TRACTOR SUPPLY COMPANY | TSCO | 892356106 | 11-May-2022 | Annual | 1 | Election of Director: Cynthia T. Jamison | Management | F | 31-Mar-2022 | F | EQUITY SKEW ETF |
| TRACTOR SUPPLY COMPANY | TSCO | 892356106 | 11-May-2022 | Annual | 2 | Election of Director: Joy Brown | Management | F | 31-Mar-2022 | F | EQUITY SKEW ETF |
| TRACTOR SUPPLY COMPANY | TSCO | 892356106 | 11-May-2022 | Annual | 3 | Election of Director: Ricardo Cardenas | Management | F | 31-Mar-2022 | F | EQUITY SKEW ETF |
| TRACTOR SUPPLY COMPANY | TSCO | 892356106 | 11-May-2022 | Annual | 4 | Election of Director: Denise L. Jackson | Management | F | 31-Mar-2022 | F | EQUITY SKEW ETF |
| TRACTOR SUPPLY COMPANY | TSCO | 892356106 | 11-May-2022 | Annual | 5 | Election of Director: Thomas A. Kingsbury | Management | F | 31-Mar-2022 | F | EQUITY SKEW ETF |
| TRACTOR SUPPLY COMPANY | TSCO | 892356106 | 11-May-2022 | Annual | 6 | Election of Director: Ramkumar Krishnan | Management | F | 31-Mar-2022 | F | EQUITY SKEW ETF |
| TRACTOR SUPPLY COMPANY | TSCO | 892356106 | 11-May-2022 | Annual | 7 | Election of Director: Harry A. Lawton III | Management | F | 31-Mar-2022 | F | EQUITY SKEW ETF |
| TRACTOR SUPPLY COMPANY | TSCO | 892356106 | 11-May-2022 | Annual | 8 | Election of Director: Edna K. Morris | Management | F | 31-Mar-2022 | F | EQUITY SKEW ETF |
| TRACTOR SUPPLY COMPANY | TSCO | 892356106 | 11-May-2022 | Annual | 9 | Election of Director: Mark J. Weikel | Management | F | 31-Mar-2022 | F | EQUITY SKEW ETF |
| TRACTOR SUPPLY COMPANY | TSCO | 892356106 | 11-May-2022 | Annual | 10 | To ratify the re-appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022 | Management | F | 31-Mar-2022 | F | EQUITY SKEW ETF |
| TRACTOR SUPPLY COMPANY | TSCO | 892356106 | 11-May-2022 | Annual | 11 | To approve, by advisory vote, the compensation of our named executive officers | Management | F | 31-Mar-2022 | F | EQUITY SKEW ETF |
| TRACTOR SUPPLY COMPANY | TSCO | 892356106 | 11-May-2022 | Annual | 12 | To vote on a shareholder proposal titled "Report on Costs of Low Wages and Inequality" | Shareholder | N | 31-Mar-2022 | N | EQUITY SKEW ETF |
| NUCOR CORPORATION | NUE | 670346105 | 12-May-2022 | Annual | 1 | DIRECTOR | Management | F | 26-Mar-2022 | F | EQUITY SKEW ETF |
| NUCOR CORPORATION | NUE | 670346105 | 12-May-2022 | Annual | 1 | DIRECTOR | Management | F | 26-Mar-2022 | F | EQUITY SKEW ETF |
| NUCOR CORPORATION | NUE | 670346105 | 12-May-2022 | Annual | 1 | DIRECTOR | Management | F | 26-Mar-2022 | F | EQUITY SKEW ETF |
| NUCOR CORPORATION | NUE | 670346105 | 12-May-2022 | Annual | 1 | DIRECTOR | Management | F | 26-Mar-2022 | F | EQUITY SKEW ETF |
| NUCOR CORPORATION | NUE | 670346105 | 12-May-2022 | Annual | 1 | DIRECTOR | Management | F | 26-Mar-2022 | F | EQUITY SKEW ETF |
| NUCOR CORPORATION | NUE | 670346105 | 12-May-2022 | Annual | 1 | DIRECTOR | Management | F | 26-Mar-2022 | F | EQUITY SKEW ETF |
| NUCOR CORPORATION | NUE | 670346105 | 12-May-2022 | Annual | 1 | DIRECTOR | Management | F | 26-Mar-2022 | F | EQUITY SKEW ETF |
| NUCOR CORPORATION | NUE | 670346105 | 12-May-2022 | Annual | 1 | DIRECTOR | Management | F | 26-Mar-2022 | F | EQUITY SKEW ETF |
| NUCOR CORPORATION | NUE | 670346105 | 12-May-2022 | Annual | 2 | Ratification of the appointment of PricewaterhouseCoopers LLP to serve as Nucor's independent registered public accounting firm for 2022 | Management | F | 26-Mar-2022 | F | EQUITY SKEW ETF |
| NUCOR CORPORATION | NUE | 670346105 | 12-May-2022 | Annual | 3 | Approval, on an advisory basis, of Nucor's named executive officer compensation in 2021 | Management | F | 26-Mar-2022 | F | EQUITY SKEW ETF |
| SBA COMMUNICATIONS CORPORATION | SBAC | 78410G104 | 12-May-2022 | Annual | 1 | Election of Director for a three-year term expiring at the 2025 Annual Meeting: Kevin L. Beebe | Management | F | 31-Mar-2022 | F | EQUITY SKEW ETF |
| SBA COMMUNICATIONS CORPORATION | SBAC | 78410G104 | 12-May-2022 | Annual | 2 | Election of Director for a three-year term expiring at the 2025 Annual Meeting: Jack Langer | Management | F | 31-Mar-2022 | F | EQUITY SKEW ETF |
| SBA COMMUNICATIONS CORPORATION | SBAC | 78410G104 | 12-May-2022 | Annual | 3 | Election of Director for a three-year term expiring at the 2025 Annual Meeting: Jeffrey A. Stoops | Management | F | 31-Mar-2022 | F | EQUITY SKEW ETF |
| SBA COMMUNICATIONS CORPORATION | SBAC | 78410G104 | 12-May-2022 | Annual | 4 | Election of Director for a term expiring at the 2024 Annual Meeting: Jay L. Johnson | Management | F | 31-Mar-2022 | F | EQUITY SKEW ETF |
| SBA COMMUNICATIONS CORPORATION | SBAC | 78410G104 | 12-May-2022 | Annual | 5 | Ratification of the appointment of Ernst & Young LLP as SBA's independent registered public accounting firm for the 2022 fiscal year. | Management | F | 31-Mar-2022 | F | EQUITY SKEW ETF |
| SBA COMMUNICATIONS CORPORATION | SBAC | 78410G104 | 12-May-2022 | Annual | 6 | Approval, on an advisory basis, of the compensation of SBA's named executive officers. | Management | F | 31-Mar-2022 | F | EQUITY SKEW ETF |
| MARTIN MARIETTA MATERIALS, INC. | MLM | 573284106 | 12-May-2022 | Annual | 1 | Election of Director: Dorothy M. Ables | Management | F | 22-Apr-2022 | F | EQUITY SKEW ETF |
| MARTIN MARIETTA MATERIALS, INC. | MLM | 573284106 | 12-May-2022 | Annual | 2 | Election of Director: Sue W. Cole | Management | F | 22-Apr-2022 | F | EQUITY SKEW ETF |
| MARTIN MARIETTA MATERIALS, INC. | MLM | 573284106 | 12-May-2022 | Annual | 3 | Election of Director: Smith W. Davis | Management | F | 22-Apr-2022 | F | EQUITY SKEW ETF |
| MARTIN MARIETTA MATERIALS, INC. | MLM | 573284106 | 12-May-2022 | Annual | 4 | Election of Director: Anthony R. Foxx | Management | F | 22-Apr-2022 | F | EQUITY SKEW ETF |
| MARTIN MARIETTA MATERIALS, INC. | MLM | 573284106 | 12-May-2022 | Annual | 5 | Election of Director: John J. Koraleski | Management | F | 22-Apr-2022 | F | EQUITY SKEW ETF |
| MARTIN MARIETTA MATERIALS, INC. | MLM | 573284106 | 12-May-2022 | Annual | 6 | Election of Director: C. Howard Nye | Management | F | 22-Apr-2022 | F | EQUITY SKEW ETF |
| MARTIN MARIETTA MATERIALS, INC. | MLM | 573284106 | 12-May-2022 | Annual | 7 | Election of Director: Laree E. Perez | Management | F | 22-Apr-2022 | F | EQUITY SKEW ETF |
| MARTIN MARIETTA MATERIALS, INC. | MLM | 573284106 | 12-May-2022 | Annual | 8 | Election of Director: Thomas H. Pike | Management | F | 22-Apr-2022 | F | EQUITY SKEW ETF |
| MARTIN MARIETTA MATERIALS, INC. | MLM | 573284106 | 12-May-2022 | Annual | 9 | Election of Director: Michael J. Quillen | Management | F | 22-Apr-2022 | F | EQUITY SKEW ETF |
| MARTIN MARIETTA MATERIALS, INC. | MLM | 573284106 | 12-May-2022 | Annual | 10 | Election of Director: Donald W. Slager | Management | F | 22-Apr-2022 | F | EQUITY SKEW ETF |
| MARTIN MARIETTA MATERIALS, INC. | MLM | 573284106 | 12-May-2022 | Annual | 11 | Election of Director: David C. Wajsgras | Management | F | 22-Apr-2022 | F | EQUITY SKEW ETF |
| MARTIN MARIETTA MATERIALS, INC. | MLM | 573284106 | 12-May-2022 | Annual | 12 | Ratification of appointment of PricewaterhouseCoopers as independent auditors. | Management | F | 22-Apr-2022 | F | EQUITY SKEW ETF |
| MARTIN MARIETTA MATERIALS, INC. | MLM | 573284106 | 12-May-2022 | Annual | 13 | Approval, by a non-binding advisory vote, of the compensation of Martin Marietta Materials, Inc.'s named executive officers. | Management | F | 22-Apr-2022 | F | EQUITY SKEW ETF |
| O'REILLY AUTOMOTIVE, INC. | ORLY | 67103H107 | 12-May-2022 | Annual | 1 | Election of Director: David O'Reilly | Management | F | 31-Mar-2022 | F | EQUITY SKEW ETF |
| O'REILLY AUTOMOTIVE, INC. | ORLY | 67103H107 | 12-May-2022 | Annual | 2 | Election of Director: Larry O'Reilly | Management | F | 31-Mar-2022 | F | EQUITY SKEW ETF |
| O'REILLY AUTOMOTIVE, INC. | ORLY | 67103H107 | 12-May-2022 | Annual | 3 | Election of Director: Greg Henslee | Management | F | 31-Mar-2022 | F | EQUITY SKEW ETF |
| O'REILLY AUTOMOTIVE, INC. | ORLY | 67103H107 | 12-May-2022 | Annual | 4 | Election of Director: Jay D. Burchfield | Management | F | 31-Mar-2022 | F | EQUITY SKEW ETF |
| O'REILLY AUTOMOTIVE, INC. | ORLY | 67103H107 | 12-May-2022 | Annual | 5 | Election of Director: Thomas T. Hendrickson | Management | F | 31-Mar-2022 | F | EQUITY SKEW ETF |
| O'REILLY AUTOMOTIVE, INC. | ORLY | 67103H107 | 12-May-2022 | Annual | 6 | Election of Director: John R. Murphy | Management | F | 31-Mar-2022 | F | EQUITY SKEW ETF |
| O'REILLY AUTOMOTIVE, INC. | ORLY | 67103H107 | 12-May-2022 | Annual | 7 | Election of Director: Dana M. Perlman | Management | F | 31-Mar-2022 | F | EQUITY SKEW ETF |
| O'REILLY AUTOMOTIVE, INC. | ORLY | 67103H107 | 12-May-2022 | Annual | 8 | Election of Director: Maria A. Sastre | Management | F | 31-Mar-2022 | F | EQUITY SKEW ETF |
| O'REILLY AUTOMOTIVE, INC. | ORLY | 67103H107 | 12-May-2022 | Annual | 9 | Election of Director: Andrea M. Weiss | Management | F | 31-Mar-2022 | F | EQUITY SKEW ETF |
| O'REILLY AUTOMOTIVE, INC. | ORLY | 67103H107 | 12-May-2022 | Annual | 10 | Election of Director: Fred Whitfield | Management | F | 31-Mar-2022 | F | EQUITY SKEW ETF |
| O'REILLY AUTOMOTIVE, INC. | ORLY | 67103H107 | 12-May-2022 | Annual | 11 | Advisory vote to approve executive compensation. | Management | F | 31-Mar-2022 | F | EQUITY SKEW ETF |
| O'REILLY AUTOMOTIVE, INC. | ORLY | 67103H107 | 12-May-2022 | Annual | 12 | Ratification of appointment of Ernst & Young LLP, as independent auditors for the fiscal year ending December 31, 2022. | Management | F | 31-Mar-2022 | F | EQUITY SKEW ETF |
| O'REILLY AUTOMOTIVE, INC. | ORLY | 67103H107 | 12-May-2022 | Annual | 13 | Shareholder proposal entitled "Special Shareholder Meeting Improvement." | Shareholder | N | 31-Mar-2022 | N | EQUITY SKEW ETF |
| UNION PACIFIC CORPORATION | UNP | 907818108 | 12-May-2022 | Annual | 1 | Election of Director: William J. DeLaney | Management | F | 30-Mar-2022 | F | EQUITY SKEW ETF |
| UNION PACIFIC CORPORATION | UNP | 907818108 | 12-May-2022 | Annual | 2 | Election of Director: David B. Dillon | Management | F | 30-Mar-2022 | F | EQUITY SKEW ETF |
| UNION PACIFIC CORPORATION | UNP | 907818108 | 12-May-2022 | Annual | 3 | Election of Director: Sheri H. Edison | Management | F | 30-Mar-2022 | F | EQUITY SKEW ETF |
| UNION PACIFIC CORPORATION | UNP | 907818108 | 12-May-2022 | Annual | 4 | Election of Director: Teresa M. Finley | Management | F | 30-Mar-2022 | F | EQUITY SKEW ETF |
| UNION PACIFIC CORPORATION | UNP | 907818108 | 12-May-2022 | Annual | 5 | Election of Director: Lance M. Fritz | Management | F | 30-Mar-2022 | F | EQUITY SKEW ETF |
| UNION PACIFIC CORPORATION | UNP | 907818108 | 12-May-2022 | Annual | 6 | Election of Director: Deborah C. Hopkins | Management | F | 30-Mar-2022 | F | EQUITY SKEW ETF |
| UNION PACIFIC CORPORATION | UNP | 907818108 | 12-May-2022 | Annual | 7 | Election of Director: Jane H. Lute | Management | F | 30-Mar-2022 | F | EQUITY SKEW ETF |
| UNION PACIFIC CORPORATION | UNP | 907818108 | 12-May-2022 | Annual | 8 | Election of Director: Michael R. McCarthy | Management | F | 30-Mar-2022 | F | EQUITY SKEW ETF |
| UNION PACIFIC CORPORATION | UNP | 907818108 | 12-May-2022 | Annual | 9 | Election of Director: Jose H. Villarreal | Management | F | 30-Mar-2022 | F | EQUITY SKEW ETF |
| UNION PACIFIC CORPORATION | UNP | 907818108 | 12-May-2022 | Annual | 10 | Election of Director: Christopher J. Williams | Management | F | 30-Mar-2022 | F | EQUITY SKEW ETF |
| UNION PACIFIC CORPORATION | UNP | 907818108 | 12-May-2022 | Annual | 11 | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for 2022. | Management | F | 30-Mar-2022 | F | EQUITY SKEW ETF |
| UNION PACIFIC CORPORATION | UNP | 907818108 | 12-May-2022 | Annual | 12 | An advisory vote on executive compensation ("Say On Pay"). | Management | F | 30-Mar-2022 | F | EQUITY SKEW ETF |
| ANSYS, INC. | ANSS | 03662Q105 | 12-May-2022 | Annual | 1 | Election of Class II Director for three-year terms: Anil Chakravarthy | Management | F | 30-Mar-2022 | F | EQUITY SKEW ETF |
| ANSYS, INC. | ANSS | 03662Q105 | 12-May-2022 | Annual | 2 | Election of Class II Director for three-year terms: Barbara V. Scherer | Management | F | 30-Mar-2022 | F | EQUITY SKEW ETF |
| ANSYS, INC. | ANSS | 03662Q105 | 12-May-2022 | Annual | 3 | Election of Class II Director for three-year terms: Ravi Vijayaraghavan | Management | F | 30-Mar-2022 | F | EQUITY SKEW ETF |
| ANSYS, INC. | ANSS | 03662Q105 | 12-May-2022 | Annual | 4 | Ratification of the Selection of Deloitte & Touche LLP as the Company's Independent Registered Public Accounting Firm for Fiscal Year 2022. | Management | F | 30-Mar-2022 | F | EQUITY SKEW ETF |
| ANSYS, INC. | ANSS | 03662Q105 | 12-May-2022 | Annual | 5 | Advisory Approval of the Compensation of Our Named Executive Officers. | Management | F | 30-Mar-2022 | F | EQUITY SKEW ETF |
| ANSYS, INC. | ANSS | 03662Q105 | 12-May-2022 | Annual | 6 | Approval of the Amendment of Article VI, Section 5 of the Charter to Eliminate the Supermajority Vote Requirement to Remove a Director. | Management | F | 30-Mar-2022 | F | EQUITY SKEW ETF |
| ANSYS, INC. | ANSS | 03662Q105 | 12-May-2022 | Annual | 7 | Approval of the Amendment of Article VIII, Section 2 of the Charter to Eliminate the Supermajority Vote Requirement for Stockholders to Amend or Repeal the By-Laws. | Management | F | 30-Mar-2022 | F | EQUITY SKEW ETF |
| ANSYS, INC. | ANSS | 03662Q105 | 12-May-2022 | Annual | 8 | Approval of the Amendment of Article IX of the Charter to Eliminate the Supermajority Vote Requirement for Stockholders to Approve Amendments to or Repeal Certain Provisions of the Charter. | Management | F | 30-Mar-2022 | F | EQUITY SKEW ETF |
| ANSYS, INC. | ANSS | 03662Q105 | 12-May-2022 | Annual | 9 | Approval of the ANSYS, Inc. 2022 Employee Stock Purchase Plan. | Management | F | 30-Mar-2022 | F | EQUITY SKEW ETF |
| ANSYS, INC. | ANSS | 03662Q105 | 12-May-2022 | Annual | 10 | Stockholder Proposal Requesting the Annual Election of Directors, if Properly Presented. | Shareholder | N | 30-Mar-2022 | N | EQUITY SKEW ETF |
| ZEBRA TECHNOLOGIES CORPORATION | ZBRA | 989207105 | 12-May-2022 | Annual | 1 | DIRECTOR | Management | F | 03-Apr-2022 | F | EQUITY SKEW ETF |
| ZEBRA TECHNOLOGIES CORPORATION | ZBRA | 989207105 | 12-May-2022 | Annual | 1 | DIRECTOR | Management | F | 03-Apr-2022 | F | EQUITY SKEW ETF |
| ZEBRA TECHNOLOGIES CORPORATION | ZBRA | 989207105 | 12-May-2022 | Annual | 1 | DIRECTOR | Management | F | 03-Apr-2022 | F | EQUITY SKEW ETF |
| ZEBRA TECHNOLOGIES CORPORATION | ZBRA | 989207105 | 12-May-2022 | Annual | 2 | Proposal to approve, by non-binding vote, compensation of named executive officers. | Management | F | 03-Apr-2022 | F | EQUITY SKEW ETF |
| ZEBRA TECHNOLOGIES CORPORATION | ZBRA | 989207105 | 12-May-2022 | Annual | 3 | Ratify the appointment of Ernst & Young LLP as our independent auditors for 2022. | Management | F | 03-Apr-2022 | F | EQUITY SKEW ETF |
| TERADYNE, INC. | TER | 880770102 | 13-May-2022 | Annual | 1 | Election of Director for a one-year term: Edwin J. Gillis | Management | F | 04-Apr-2022 | F | EQUITY SKEW ETF |
| TERADYNE, INC. | TER | 880770102 | 13-May-2022 | Annual | 2 | Election of Director for a one-year term: Timothy E. Guertin | Management | F | 04-Apr-2022 | F | EQUITY SKEW ETF |
| TERADYNE, INC. | TER | 880770102 | 13-May-2022 | Annual | 3 | Election of Director for a one-year term: Peter Herweck | Management | F | 04-Apr-2022 | F | EQUITY SKEW ETF |
| TERADYNE, INC. | TER | 880770102 | 13-May-2022 | Annual | 4 | Election of Director for a one-year term: Mark E. Jagiela | Management | F | 04-Apr-2022 | F | EQUITY SKEW ETF |
| TERADYNE, INC. | TER | 880770102 | 13-May-2022 | Annual | 5 | Election of Director for a one-year term: Mercedes Johnson | Management | F | 04-Apr-2022 | F | EQUITY SKEW ETF |
| TERADYNE, INC. | TER | 880770102 | 13-May-2022 | Annual | 6 | Election of Director for a one-year term: Marilyn Matz | Management | F | 04-Apr-2022 | F | EQUITY SKEW ETF |
| TERADYNE, INC. | TER | 880770102 | 13-May-2022 | Annual | 7 | Election of Director for a one-year term: Ford Tamer | Management | F | 04-Apr-2022 | F | EQUITY SKEW ETF |
| TERADYNE, INC. | TER | 880770102 | 13-May-2022 | Annual | 8 | Election of Director for a one-year term: Paul J. Tufano | Management | F | 04-Apr-2022 | F | EQUITY SKEW ETF |
| TERADYNE, INC. | TER | 880770102 | 13-May-2022 | Annual | 9 | To approve, in a non-binding, advisory vote, the compensation of the Company's named executive officers. | Management | F | 04-Apr-2022 | F | EQUITY SKEW ETF |
| TERADYNE, INC. | TER | 880770102 | 13-May-2022 | Annual | 10 | To ratify the selection of the firm of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | F | 04-Apr-2022 | F | EQUITY SKEW ETF |
| INTERCONTINENTAL EXCHANGE, INC. | ICE | 45866F104 | 13-May-2022 | Annual | 1 | Election of Director for term expiring in 2023: Hon. Sharon Y. Bowen | Management | F | 30-Mar-2022 | F | EQUITY SKEW ETF |
| INTERCONTINENTAL EXCHANGE, INC. | ICE | 45866F104 | 13-May-2022 | Annual | 2 | Election of Director for term expiring in 2023: Shantella E. Cooper | Management | F | 30-Mar-2022 | F | EQUITY SKEW ETF |
| INTERCONTINENTAL EXCHANGE, INC. | ICE | 45866F104 | 13-May-2022 | Annual | 3 | Election of Director for term expiring in 2023: Duriya M. Farooqui | Management | F | 30-Mar-2022 | F | EQUITY SKEW ETF |
| INTERCONTINENTAL EXCHANGE, INC. | ICE | 45866F104 | 13-May-2022 | Annual | 4 | Election of Director for term expiring in 2023: The Rt. Hon. the Lord Hague of Richmond | Management | F | 30-Mar-2022 | F | EQUITY SKEW ETF |
| INTERCONTINENTAL EXCHANGE, INC. | ICE | 45866F104 | 13-May-2022 | Annual | 5 | Election of Director for term expiring in 2023: Mark F. Mulhern | Management | F | 30-Mar-2022 | F | EQUITY SKEW ETF |
| INTERCONTINENTAL EXCHANGE, INC. | ICE | 45866F104 | 13-May-2022 | Annual | 6 | Election of Director for term expiring in 2023: Thomas E. Noonan | Management | F | 30-Mar-2022 | F | EQUITY SKEW ETF |
| INTERCONTINENTAL EXCHANGE, INC. | ICE | 45866F104 | 13-May-2022 | Annual | 7 | Election of Director for term expiring in 2023: Caroline L. Silver | Management | F | 30-Mar-2022 | F | EQUITY SKEW ETF |
| INTERCONTINENTAL EXCHANGE, INC. | ICE | 45866F104 | 13-May-2022 | Annual | 8 | Election of Director for term expiring in 2023: Jeffrey C. Sprecher | Management | F | 30-Mar-2022 | F | EQUITY SKEW ETF |
| INTERCONTINENTAL EXCHANGE, INC. | ICE | 45866F104 | 13-May-2022 | Annual | 9 | Election of Director for term expiring in 2023: Judith A. Sprieser | Management | F | 30-Mar-2022 | F | EQUITY SKEW ETF |
| INTERCONTINENTAL EXCHANGE, INC. | ICE | 45866F104 | 13-May-2022 | Annual | 10 | Election of Director for term expiring in 2023: Martha A. Tirinnanzi | Management | F | 30-Mar-2022 | F | EQUITY SKEW ETF |
| INTERCONTINENTAL EXCHANGE, INC. | ICE | 45866F104 | 13-May-2022 | Annual | 11 | To approve, by non-binding vote, the advisory resolution on executive compensation for named executive officers. | Management | F | 30-Mar-2022 | F | EQUITY SKEW ETF |
| INTERCONTINENTAL EXCHANGE, INC. | ICE | 45866F104 | 13-May-2022 | Annual | 12 | To approve the Intercontinental Exchange, Inc. 2022 Omnibus Employee Incentive Plan. | Management | F | 30-Mar-2022 | F | EQUITY SKEW ETF |
| INTERCONTINENTAL EXCHANGE, INC. | ICE | 45866F104 | 13-May-2022 | Annual | 13 | To approve the Intercontinental Exchange, Inc. 2022 Omnibus Non-Employee Director Incentive Plan. | Management | F | 30-Mar-2022 | F | EQUITY SKEW ETF |
| INTERCONTINENTAL EXCHANGE, INC. | ICE | 45866F104 | 13-May-2022 | Annual | 14 | To approve the adoption of amendments to our current Certificate of Incorporation to eliminate supermajority voting provisions. | Management | F | 30-Mar-2022 | F | EQUITY SKEW ETF |
| INTERCONTINENTAL EXCHANGE, INC. | ICE | 45866F104 | 13-May-2022 | Annual | 15 | To approve the adoption of amendments to our current Certificate of Incorporation to lower the special meeting ownership threshold to 20%. | Management | F | 30-Mar-2022 | F | EQUITY SKEW ETF |
| INTERCONTINENTAL EXCHANGE, INC. | ICE | 45866F104 | 13-May-2022 | Annual | 16 | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | F | 30-Mar-2022 | F | EQUITY SKEW ETF |
| INTERCONTINENTAL EXCHANGE, INC. | ICE | 45866F104 | 13-May-2022 | Annual | 17 | A stockholder proposal regarding special stockholder meeting improvement, if properly presented at the Annual Meeting. | Shareholder | N | 30-Mar-2022 | N | EQUITY SKEW ETF |
| THE CHARLES SCHWAB CORPORATION | SCHW | 808513105 | 17-May-2022 | Annual | 1 | Election of Director: John K. Adams, Jr. | Management | F | 07-Apr-2022 | F | EQUITY SKEW ETF |
| THE CHARLES SCHWAB CORPORATION | SCHW | 808513105 | 17-May-2022 | Annual | 2 | Election of Director: Stephen A. Ellis | Management | F | 07-Apr-2022 | F | EQUITY SKEW ETF |
| THE CHARLES SCHWAB CORPORATION | SCHW | 808513105 | 17-May-2022 | Annual | 3 | Election of Director: Brian M. Levitt | Management | F | 07-Apr-2022 | F | EQUITY SKEW ETF |
| THE CHARLES SCHWAB CORPORATION | SCHW | 808513105 | 17-May-2022 | Annual | 4 | Election of Director: Arun Sarin | Management | F | 07-Apr-2022 | F | EQUITY SKEW ETF |
| THE CHARLES SCHWAB CORPORATION | SCHW | 808513105 | 17-May-2022 | Annual | 5 | Election of Director: Charles R. Schwab | Management | F | 07-Apr-2022 | F | EQUITY SKEW ETF |
| THE CHARLES SCHWAB CORPORATION | SCHW | 808513105 | 17-May-2022 | Annual | 6 | Election of Director: Paula A. Sneed | Management | F | 07-Apr-2022 | F | EQUITY SKEW ETF |
| THE CHARLES SCHWAB CORPORATION | SCHW | 808513105 | 17-May-2022 | Annual | 7 | Approval of amendments to Certificate of Incorporation and Bylaws to declassify the board of directors. | Management | F | 07-Apr-2022 | F | EQUITY SKEW ETF |
| THE CHARLES SCHWAB CORPORATION | SCHW | 808513105 | 17-May-2022 | Annual | 8 | Ratification of the selection of Deloitte & Touche LLP as independent auditors. | Management | F | 07-Apr-2022 | F | EQUITY SKEW ETF |
| THE CHARLES SCHWAB CORPORATION | SCHW | 808513105 | 17-May-2022 | Annual | 9 | Advisory vote to approve named executive officer compensation. | Management | F | 07-Apr-2022 | F | EQUITY SKEW ETF |
| THE CHARLES SCHWAB CORPORATION | SCHW | 808513105 | 17-May-2022 | Annual | 10 | Approval of the 2022 Stock Incentive Plan. | Management | F | 07-Apr-2022 | F | EQUITY SKEW ETF |
| THE CHARLES SCHWAB CORPORATION | SCHW | 808513105 | 17-May-2022 | Annual | 11 | Approval of the board's proposal to amend Bylaws to adopt proxy access. | Management | F | 07-Apr-2022 | F | EQUITY SKEW ETF |
| THE CHARLES SCHWAB CORPORATION | SCHW | 808513105 | 17-May-2022 | Annual | 12 | Stockholder Proposal requesting amendment to Bylaws to adopt proxy access. | Shareholder | N | 07-Apr-2022 | F | EQUITY SKEW ETF |
| THE CHARLES SCHWAB CORPORATION | SCHW | 808513105 | 17-May-2022 | Annual | 13 | Stockholder Proposal requesting disclosure of lobbying policy, procedures and oversight; lobbying expenditures; and participation in organizations engaged in lobbying. | Shareholder | N | 07-Apr-2022 | N | EQUITY SKEW ETF |
| PREFERRED BANK | PFBC | 740367404 | 17-May-2022 | Annual | 1 | Amendment of Articles of Incorporation and Bylaws to Declassify the Board of Directors. To amend Article IX of the Bank's Amended and Restated Articles of Incorporation and Section 3.3 of the Bank's Amended and Restated Bylaws to declassify the Board of Directors so that each director will stand for re- election on an annual basis. | Management | F | 19-Apr-2022 | F | EQUITY SKEW ETF |
| PREFERRED BANK | PFBC | 740367404 | 17-May-2022 | Annual | 2 | DIRECTOR | Management | F | 19-Apr-2022 | F | EQUITY SKEW ETF |
| PREFERRED BANK | PFBC | 740367404 | 17-May-2022 | Annual | 2 | DIRECTOR | Management | F | 19-Apr-2022 | F | EQUITY SKEW ETF |
| PREFERRED BANK | PFBC | 740367404 | 17-May-2022 | Annual | 2 | DIRECTOR | Management | F | 19-Apr-2022 | F | EQUITY SKEW ETF |
| PREFERRED BANK | PFBC | 740367404 | 17-May-2022 | Annual | 2 | DIRECTOR | Management | F | 19-Apr-2022 | F | EQUITY SKEW ETF |
| PREFERRED BANK | PFBC | 740367404 | 17-May-2022 | Annual | 2 | DIRECTOR | Management | F | 19-Apr-2022 | F | EQUITY SKEW ETF |
| PREFERRED BANK | PFBC | 740367404 | 17-May-2022 | Annual | 3 | Advisory Compensation Vote | Management | F | 19-Apr-2022 | F | EQUITY SKEW ETF |
| PREFERRED BANK | PFBC | 740367404 | 17-May-2022 | Annual | 4 | Frequency on Advisory Vote | Management | 3 | 19-Apr-2022 | 3 | EQUITY SKEW ETF |
| PREFERRED BANK | PFBC | 740367404 | 17-May-2022 | Annual | 5 | Ratification of Appointment of Independent Public Accountants | Management | F | 19-Apr-2022 | F | EQUITY SKEW ETF |
| VERITEX HOLDINGS, INC. | VBTX | 923451108 | 17-May-2022 | Annual | 1 | DIRECTOR | Management | F | 22-Apr-2022 | F | EQUITY SKEW ETF |
| VERITEX HOLDINGS, INC. | VBTX | 923451108 | 17-May-2022 | Annual | 1 | DIRECTOR | Management | F | 22-Apr-2022 | F | EQUITY SKEW ETF |
| VERITEX HOLDINGS, INC. | VBTX | 923451108 | 17-May-2022 | Annual | 1 | DIRECTOR | Management | F | 22-Apr-2022 | F | EQUITY SKEW ETF |
| VERITEX HOLDINGS, INC. | VBTX | 923451108 | 17-May-2022 | Annual | 1 | DIRECTOR | Management | F | 22-Apr-2022 | F | EQUITY SKEW ETF |
| VERITEX HOLDINGS, INC. | VBTX | 923451108 | 17-May-2022 | Annual | 1 | DIRECTOR | Management | F | 22-Apr-2022 | F | EQUITY SKEW ETF |
| VERITEX HOLDINGS, INC. | VBTX | 923451108 | 17-May-2022 | Annual | 1 | DIRECTOR | Management | F | 22-Apr-2022 | F | EQUITY SKEW ETF |
| VERITEX HOLDINGS, INC. | VBTX | 923451108 | 17-May-2022 | Annual | 1 | DIRECTOR | Management | F | 22-Apr-2022 | F | EQUITY SKEW ETF |
| VERITEX HOLDINGS, INC. | VBTX | 923451108 | 17-May-2022 | Annual | 1 | DIRECTOR | Management | F | 22-Apr-2022 | F | EQUITY SKEW ETF |
| VERITEX HOLDINGS, INC. | VBTX | 923451108 | 17-May-2022 | Annual | 1 | DIRECTOR | Management | F | 22-Apr-2022 | F | EQUITY SKEW ETF |
| VERITEX HOLDINGS, INC. | VBTX | 923451108 | 17-May-2022 | Annual | 1 | DIRECTOR | Management | F | 22-Apr-2022 | F | EQUITY SKEW ETF |
| VERITEX HOLDINGS, INC. | VBTX | 923451108 | 17-May-2022 | Annual | 1 | DIRECTOR | Management | F | 22-Apr-2022 | F | EQUITY SKEW ETF |
| VERITEX HOLDINGS, INC. | VBTX | 923451108 | 17-May-2022 | Annual | 1 | DIRECTOR | Management | F | 22-Apr-2022 | F | EQUITY SKEW ETF |
| VERITEX HOLDINGS, INC. | VBTX | 923451108 | 17-May-2022 | Annual | 1 | DIRECTOR | Management | F | 22-Apr-2022 | F | EQUITY SKEW ETF |
| VERITEX HOLDINGS, INC. | VBTX | 923451108 | 17-May-2022 | Annual | 2 | Approval of 2022 amended and restated omnibus incentive plan. | Management | F | 22-Apr-2022 | F | EQUITY SKEW ETF |
| VERITEX HOLDINGS, INC. | VBTX | 923451108 | 17-May-2022 | Annual | 3 | Advisory vote to approve the compensation of our named executive officers. | Management | F | 22-Apr-2022 | F | EQUITY SKEW ETF |
| VERITEX HOLDINGS, INC. | VBTX | 923451108 | 17-May-2022 | Annual | 4 | To ratify the appointment of Grant Thronton LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2022. | Management | F | 22-Apr-2022 | F | EQUITY SKEW ETF |
| FIRST REPUBLIC BANK | FRC | 33616C100 | 17-May-2022 | Annual | 1 | Election of Director: James H. Herbert, II | Management | F | 11-Apr-2022 | F | EQUITY SKEW ETF |
| FIRST REPUBLIC BANK | FRC | 33616C100 | 17-May-2022 | Annual | 2 | Election of Director: Katherine August-deWilde | Management | F | 11-Apr-2022 | F | EQUITY SKEW ETF |
| FIRST REPUBLIC BANK | FRC | 33616C100 | 17-May-2022 | Annual | 3 | Election of Director: Frank J. Fahrenkopf, Jr. | Management | F | 11-Apr-2022 | F | EQUITY SKEW ETF |
| FIRST REPUBLIC BANK | FRC | 33616C100 | 17-May-2022 | Annual | 4 | Election of Director: Boris Groysberg | Management | F | 11-Apr-2022 | F | EQUITY SKEW ETF |
| FIRST REPUBLIC BANK | FRC | 33616C100 | 17-May-2022 | Annual | 5 | Election of Director: Sandra R. Hernández | Management | F | 11-Apr-2022 | F | EQUITY SKEW ETF |
| FIRST REPUBLIC BANK | FRC | 33616C100 | 17-May-2022 | Annual | 6 | Election of Director: Pamela J. Joyner | Management | F | 11-Apr-2022 | F | EQUITY SKEW ETF |
| FIRST REPUBLIC BANK | FRC | 33616C100 | 17-May-2022 | Annual | 7 | Election of Director: Shilla Kim-Parker | Management | F | 11-Apr-2022 | F | EQUITY SKEW ETF |
| FIRST REPUBLIC BANK | FRC | 33616C100 | 17-May-2022 | Annual | 8 | Election of Director: Reynold Levy | Management | F | 11-Apr-2022 | F | EQUITY SKEW ETF |
| FIRST REPUBLIC BANK | FRC | 33616C100 | 17-May-2022 | Annual | 9 | Election of Director: George G.C. Parker | Management | F | 11-Apr-2022 | F | EQUITY SKEW ETF |
| FIRST REPUBLIC BANK | FRC | 33616C100 | 17-May-2022 | Annual | 10 | Election of Director: Michael J. Roffler | Management | F | 11-Apr-2022 | F | EQUITY SKEW ETF |
| FIRST REPUBLIC BANK | FRC | 33616C100 | 17-May-2022 | Annual | 11 | To ratify KPMG LLP as the independent registered public accounting firm of First Republic Bank for the fiscal year ending December 31, 2022. | Management | F | 11-Apr-2022 | F | EQUITY SKEW ETF |
| FIRST REPUBLIC BANK | FRC | 33616C100 | 17-May-2022 | Annual | 12 | To approve the amendments to the First Republic Bank 2017 Omnibus Award Plan. | Management | F | 11-Apr-2022 | F | EQUITY SKEW ETF |
| FIRST REPUBLIC BANK | FRC | 33616C100 | 17-May-2022 | Annual | 13 | To approve, by advisory (non-binding) vote, the compensation of our executive officers ("say on pay") vote. | Management | F | 11-Apr-2022 | F | EQUITY SKEW ETF |
| MID-AMERICA APARTMENT COMMUNITIES, INC. | MAA | 59522J103 | 17-May-2022 | Annual | 1 | Election of Director: H. Eric Bolton, Jr. | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| MID-AMERICA APARTMENT COMMUNITIES, INC. | MAA | 59522J103 | 17-May-2022 | Annual | 2 | Election of Director: Alan B. Graf, Jr. | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| MID-AMERICA APARTMENT COMMUNITIES, INC. | MAA | 59522J103 | 17-May-2022 | Annual | 3 | Election of Director: Toni Jennings | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| MID-AMERICA APARTMENT COMMUNITIES, INC. | MAA | 59522J103 | 17-May-2022 | Annual | 4 | Election of Director: Edith Kelly-Green | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| MID-AMERICA APARTMENT COMMUNITIES, INC. | MAA | 59522J103 | 17-May-2022 | Annual | 5 | Election of Director: James K. Lowder | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| MID-AMERICA APARTMENT COMMUNITIES, INC. | MAA | 59522J103 | 17-May-2022 | Annual | 6 | Election of Director: Thomas H. Lowder | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| MID-AMERICA APARTMENT COMMUNITIES, INC. | MAA | 59522J103 | 17-May-2022 | Annual | 7 | Election of Director: Monica McGurk | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| MID-AMERICA APARTMENT COMMUNITIES, INC. | MAA | 59522J103 | 17-May-2022 | Annual | 8 | Election of Director: Claude B. Nielsen | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| MID-AMERICA APARTMENT COMMUNITIES, INC. | MAA | 59522J103 | 17-May-2022 | Annual | 9 | Election of Director: Philip W. Norwood | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| MID-AMERICA APARTMENT COMMUNITIES, INC. | MAA | 59522J103 | 17-May-2022 | Annual | 10 | Election of Director: W. Reid Sanders | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| MID-AMERICA APARTMENT COMMUNITIES, INC. | MAA | 59522J103 | 17-May-2022 | Annual | 11 | Election of Director: Gary Shorb | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| MID-AMERICA APARTMENT COMMUNITIES, INC. | MAA | 59522J103 | 17-May-2022 | Annual | 12 | Election of Director: David P. Stockert | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| MID-AMERICA APARTMENT COMMUNITIES, INC. | MAA | 59522J103 | 17-May-2022 | Annual | 13 | Advisory (non-binding) vote to approve the compensation of our named executive officers as disclosed in the proxy statement. | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| MID-AMERICA APARTMENT COMMUNITIES, INC. | MAA | 59522J103 | 17-May-2022 | Annual | 14 | Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for fiscal year 2022. | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| AMGEN INC. | AMGN | 031162100 | 17-May-2022 | Annual | 1 | Election of Director for a term of expiring at the 2023 annual meeting: Dr. Wanda M. Austin | Management | F | 06-Apr-2022 | F | EQUITY SKEW ETF |
| AMGEN INC. | AMGN | 031162100 | 17-May-2022 | Annual | 2 | Election of Director for a term of expiring at the 2023 annual meeting: Mr. Robert A. Bradway | Management | F | 06-Apr-2022 | F | EQUITY SKEW ETF |
| AMGEN INC. | AMGN | 031162100 | 17-May-2022 | Annual | 3 | Election of Director for a term of expiring at the 2023 annual meeting: Dr. Brian J. Druker | Management | F | 06-Apr-2022 | F | EQUITY SKEW ETF |
| AMGEN INC. | AMGN | 031162100 | 17-May-2022 | Annual | 4 | Election of Director for a term of expiring at the 2023 annual meeting: Mr. Robert A. Eckert | Management | F | 06-Apr-2022 | F | EQUITY SKEW ETF |
| AMGEN INC. | AMGN | 031162100 | 17-May-2022 | Annual | 5 | Election of Director for a term of expiring at the 2023 annual meeting: Mr. Greg C. Garland | Management | F | 06-Apr-2022 | F | EQUITY SKEW ETF |
| AMGEN INC. | AMGN | 031162100 | 17-May-2022 | Annual | 6 | Election of Director for a term of expiring at the 2023 annual meeting: Mr. Charles M. Holley, Jr. | Management | F | 06-Apr-2022 | F | EQUITY SKEW ETF |
| AMGEN INC. | AMGN | 031162100 | 17-May-2022 | Annual | 7 | Election of Director for a term of expiring at the 2023 annual meeting: Dr. S. Omar Ishrak | Management | F | 06-Apr-2022 | F | EQUITY SKEW ETF |
| AMGEN INC. | AMGN | 031162100 | 17-May-2022 | Annual | 8 | Election of Director for a term of expiring at the 2023 annual meeting: Dr. Tyler Jacks | Management | F | 06-Apr-2022 | F | EQUITY SKEW ETF |
| AMGEN INC. | AMGN | 031162100 | 17-May-2022 | Annual | 9 | Election of Director for a term of expiring at the 2023 annual meeting: Ms. Ellen J. Kullman | Management | F | 06-Apr-2022 | F | EQUITY SKEW ETF |
| AMGEN INC. | AMGN | 031162100 | 17-May-2022 | Annual | 10 | Election of Director for a term of expiring at the 2023 annual meeting: Ms. Amy E. Miles | Management | F | 06-Apr-2022 | F | EQUITY SKEW ETF |
| AMGEN INC. | AMGN | 031162100 | 17-May-2022 | Annual | 11 | Election of Director for a term of expiring at the 2023 annual meeting: Dr. Ronald D. Sugar | Management | F | 06-Apr-2022 | F | EQUITY SKEW ETF |
| AMGEN INC. | AMGN | 031162100 | 17-May-2022 | Annual | 12 | Election of Director for a term of expiring at the 2023 annual meeting: Dr. R. Sanders Williams | Management | F | 06-Apr-2022 | F | EQUITY SKEW ETF |
| AMGEN INC. | AMGN | 031162100 | 17-May-2022 | Annual | 13 | Advisory vote to approve our executive compensation. | Management | F | 06-Apr-2022 | F | EQUITY SKEW ETF |
| AMGEN INC. | AMGN | 031162100 | 17-May-2022 | Annual | 14 | To ratify the selection of Ernst & Young LLP as our independent registered public accountants for the fiscal year ending December 31, 2022. | Management | F | 06-Apr-2022 | F | EQUITY SKEW ETF |
| JPMORGAN CHASE & CO. | JPM | 46625H100 | 17-May-2022 | Annual | 1 | Election of Director: Linda B. Bammann | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| JPMORGAN CHASE & CO. | JPM | 46625H100 | 17-May-2022 | Annual | 2 | Election of Director: Stephen B. Burke | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| JPMORGAN CHASE & CO. | JPM | 46625H100 | 17-May-2022 | Annual | 3 | Election of Director: Todd A. Combs | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| JPMORGAN CHASE & CO. | JPM | 46625H100 | 17-May-2022 | Annual | 4 | Election of Director: James S. Crown | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| JPMORGAN CHASE & CO. | JPM | 46625H100 | 17-May-2022 | Annual | 5 | Election of Director: James Dimon | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| JPMORGAN CHASE & CO. | JPM | 46625H100 | 17-May-2022 | Annual | 6 | Election of Director: Timothy P. Flynn | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| JPMORGAN CHASE & CO. | JPM | 46625H100 | 17-May-2022 | Annual | 7 | Election of Director: Mellody Hobson | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| JPMORGAN CHASE & CO. | JPM | 46625H100 | 17-May-2022 | Annual | 8 | Election of Director: Michael A. Neal | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| JPMORGAN CHASE & CO. | JPM | 46625H100 | 17-May-2022 | Annual | 9 | Election of Director: Phebe N. Novakovic | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| JPMORGAN CHASE & CO. | JPM | 46625H100 | 17-May-2022 | Annual | 10 | Election of Director: Virginia M. Rometty | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| JPMORGAN CHASE & CO. | JPM | 46625H100 | 17-May-2022 | Annual | 11 | Advisory resolution to approve executive compensation | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| JPMORGAN CHASE & CO. | JPM | 46625H100 | 17-May-2022 | Annual | 12 | Ratification of independent registered public accounting firm | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| JPMORGAN CHASE & CO. | JPM | 46625H100 | 17-May-2022 | Annual | 13 | Fossil fuel financing | Shareholder | N | 05-Apr-2022 | N | EQUITY SKEW ETF |
| JPMORGAN CHASE & CO. | JPM | 46625H100 | 17-May-2022 | Annual | 14 | Special shareholder meeting improvement | Shareholder | N | 05-Apr-2022 | N | EQUITY SKEW ETF |
| JPMORGAN CHASE & CO. | JPM | 46625H100 | 17-May-2022 | Annual | 15 | Independent board chairman | Shareholder | N | 05-Apr-2022 | N | EQUITY SKEW ETF |
| JPMORGAN CHASE & CO. | JPM | 46625H100 | 17-May-2022 | Annual | 16 | Board diversity resolution | Shareholder | N | 05-Apr-2022 | N | EQUITY SKEW ETF |
| JPMORGAN CHASE & CO. | JPM | 46625H100 | 17-May-2022 | Annual | 17 | Conversion to public benefit corporation | Shareholder | N | 05-Apr-2022 | N | EQUITY SKEW ETF |
| JPMORGAN CHASE & CO. | JPM | 46625H100 | 17-May-2022 | Annual | 18 | Report on setting absolute contraction targets | Shareholder | N | 05-Apr-2022 | N | EQUITY SKEW ETF |
| MOTOROLA SOLUTIONS, INC. | MSI | 620076307 | 17-May-2022 | Annual | 1 | Election of Director for a one year term: Gregory Q. Brown | Management | F | 02-Apr-2022 | F | EQUITY SKEW ETF |
| MOTOROLA SOLUTIONS, INC. | MSI | 620076307 | 17-May-2022 | Annual | 2 | Election of Director for a one year term: Kenneth D. Denman | Management | F | 02-Apr-2022 | F | EQUITY SKEW ETF |
| MOTOROLA SOLUTIONS, INC. | MSI | 620076307 | 17-May-2022 | Annual | 3 | Election of Director for a one year term: Egon P. Durban | Management | F | 02-Apr-2022 | F | EQUITY SKEW ETF |
| MOTOROLA SOLUTIONS, INC. | MSI | 620076307 | 17-May-2022 | Annual | 4 | Election of Director for a one year term: Ayanna M. Howard | Management | F | 02-Apr-2022 | F | EQUITY SKEW ETF |
| MOTOROLA SOLUTIONS, INC. | MSI | 620076307 | 17-May-2022 | Annual | 5 | Election of Director for a one year term: Clayton M. Jones | Management | F | 02-Apr-2022 | F | EQUITY SKEW ETF |
| MOTOROLA SOLUTIONS, INC. | MSI | 620076307 | 17-May-2022 | Annual | 6 | Election of Director for a one year term: Judy C. Lewent | Management | F | 02-Apr-2022 | F | EQUITY SKEW ETF |
| MOTOROLA SOLUTIONS, INC. | MSI | 620076307 | 17-May-2022 | Annual | 7 | Election of Director for a one year term: Gregory K. Mondre | Management | F | 02-Apr-2022 | F | EQUITY SKEW ETF |
| MOTOROLA SOLUTIONS, INC. | MSI | 620076307 | 17-May-2022 | Annual | 8 | Election of Director for a one year term: Joseph M. Tucci | Management | F | 02-Apr-2022 | F | EQUITY SKEW ETF |
| MOTOROLA SOLUTIONS, INC. | MSI | 620076307 | 17-May-2022 | Annual | 9 | Ratification of the Appointment of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for 2022. | Management | F | 02-Apr-2022 | F | EQUITY SKEW ETF |
| MOTOROLA SOLUTIONS, INC. | MSI | 620076307 | 17-May-2022 | Annual | 10 | Advisory Approval of the Company's Executive Compensation. | Management | F | 02-Apr-2022 | F | EQUITY SKEW ETF |
| MOTOROLA SOLUTIONS, INC. | MSI | 620076307 | 17-May-2022 | Annual | 11 | Approval of the Motorola Solutions Amended and Restated Omnibus Incentive Plan of 2015. | Management | F | 02-Apr-2022 | F | EQUITY SKEW ETF |
| VERTEX PHARMACEUTICALS INCORPORATED | VRTX | 92532F100 | 18-May-2022 | Annual | 1 | Election of Director: Sangeeta Bhatia | Management | F | 09-Apr-2022 | F | EQUITY SKEW ETF |
| VERTEX PHARMACEUTICALS INCORPORATED | VRTX | 92532F100 | 18-May-2022 | Annual | 2 | Election of Director: Lloyd Carney | Management | F | 09-Apr-2022 | F | EQUITY SKEW ETF |
| VERTEX PHARMACEUTICALS INCORPORATED | VRTX | 92532F100 | 18-May-2022 | Annual | 3 | Election of Director: Alan Garber | Management | F | 09-Apr-2022 | F | EQUITY SKEW ETF |
| VERTEX PHARMACEUTICALS INCORPORATED | VRTX | 92532F100 | 18-May-2022 | Annual | 4 | Election of Director: Terrence Kearney | Management | F | 09-Apr-2022 | F | EQUITY SKEW ETF |
| VERTEX PHARMACEUTICALS INCORPORATED | VRTX | 92532F100 | 18-May-2022 | Annual | 5 | Election of Director: Reshma Kewalramani | Management | F | 09-Apr-2022 | F | EQUITY SKEW ETF |
| VERTEX PHARMACEUTICALS INCORPORATED | VRTX | 92532F100 | 18-May-2022 | Annual | 6 | Election of Director: Yuchun Lee | Management | F | 09-Apr-2022 | F | EQUITY SKEW ETF |
| VERTEX PHARMACEUTICALS INCORPORATED | VRTX | 92532F100 | 18-May-2022 | Annual | 7 | Election of Director: Jeffrey Leiden | Management | F | 09-Apr-2022 | F | EQUITY SKEW ETF |
| VERTEX PHARMACEUTICALS INCORPORATED | VRTX | 92532F100 | 18-May-2022 | Annual | 8 | Election of Director: Margaret McGlynn | Management | F | 09-Apr-2022 | F | EQUITY SKEW ETF |
| VERTEX PHARMACEUTICALS INCORPORATED | VRTX | 92532F100 | 18-May-2022 | Annual | 9 | Election of Director: Diana McKenzie | Management | F | 09-Apr-2022 | F | EQUITY SKEW ETF |
| VERTEX PHARMACEUTICALS INCORPORATED | VRTX | 92532F100 | 18-May-2022 | Annual | 10 | Election of Director: Bruce Sachs | Management | F | 09-Apr-2022 | F | EQUITY SKEW ETF |
| VERTEX PHARMACEUTICALS INCORPORATED | VRTX | 92532F100 | 18-May-2022 | Annual | 11 | Election of Director: Suketu Upadhyay | Management | F | 09-Apr-2022 | F | EQUITY SKEW ETF |
| VERTEX PHARMACEUTICALS INCORPORATED | VRTX | 92532F100 | 18-May-2022 | Annual | 12 | Ratification of Ernst & Young LLP as independent Registered Public Accounting firm for the year ending December 31, 2022. | Management | F | 09-Apr-2022 | N | EQUITY SKEW ETF |
| VERTEX PHARMACEUTICALS INCORPORATED | VRTX | 92532F100 | 18-May-2022 | Annual | 13 | Advisory vote to approve named executive office compensation. | Management | F | 09-Apr-2022 | F | EQUITY SKEW ETF |
| VERTEX PHARMACEUTICALS INCORPORATED | VRTX | 92532F100 | 18-May-2022 | Annual | 14 | Approval of an amendment and restatement of our 2013 Stock and Option Plan to increase the number of shares authorized for issuance under this plan by 13.5 million shares. | Management | F | 09-Apr-2022 | F | EQUITY SKEW ETF |
| THERMO FISHER SCIENTIFIC INC. | TMO | 883556102 | 18-May-2022 | Annual | 1 | Election of director: Marc N. Casper | Management | F | 11-Apr-2022 | F | EQUITY SKEW ETF |
| THERMO FISHER SCIENTIFIC INC. | TMO | 883556102 | 18-May-2022 | Annual | 2 | Election of director: Nelson J. Chai | Management | F | 11-Apr-2022 | F | EQUITY SKEW ETF |
| THERMO FISHER SCIENTIFIC INC. | TMO | 883556102 | 18-May-2022 | Annual | 3 | Election of director: Ruby R. Chandy | Management | F | 11-Apr-2022 | F | EQUITY SKEW ETF |
| THERMO FISHER SCIENTIFIC INC. | TMO | 883556102 | 18-May-2022 | Annual | 4 | Election of director: C. Martin Harris | Management | F | 11-Apr-2022 | F | EQUITY SKEW ETF |
| THERMO FISHER SCIENTIFIC INC. | TMO | 883556102 | 18-May-2022 | Annual | 5 | Election of director: Tyler Jacks | Management | F | 11-Apr-2022 | F | EQUITY SKEW ETF |
| THERMO FISHER SCIENTIFIC INC. | TMO | 883556102 | 18-May-2022 | Annual | 6 | Election of director: R. Alexandra Keith | Management | F | 11-Apr-2022 | F | EQUITY SKEW ETF |
| THERMO FISHER SCIENTIFIC INC. | TMO | 883556102 | 18-May-2022 | Annual | 7 | Election of director: Jim P. Manzi | Management | F | 11-Apr-2022 | F | EQUITY SKEW ETF |
| THERMO FISHER SCIENTIFIC INC. | TMO | 883556102 | 18-May-2022 | Annual | 8 | Election of director: James C. Mullen | Management | F | 11-Apr-2022 | F | EQUITY SKEW ETF |
| THERMO FISHER SCIENTIFIC INC. | TMO | 883556102 | 18-May-2022 | Annual | 9 | Election of director: Lars R. Sorensen | Management | F | 11-Apr-2022 | F | EQUITY SKEW ETF |
| THERMO FISHER SCIENTIFIC INC. | TMO | 883556102 | 18-May-2022 | Annual | 10 | Election of director: Debora L. Spar | Management | F | 11-Apr-2022 | F | EQUITY SKEW ETF |
| THERMO FISHER SCIENTIFIC INC. | TMO | 883556102 | 18-May-2022 | Annual | 11 | Election of director: Scott M. Sperling | Management | F | 11-Apr-2022 | F | EQUITY SKEW ETF |
| THERMO FISHER SCIENTIFIC INC. | TMO | 883556102 | 18-May-2022 | Annual | 12 | Election of director: Dion J. Weisler | Management | F | 11-Apr-2022 | F | EQUITY SKEW ETF |
| THERMO FISHER SCIENTIFIC INC. | TMO | 883556102 | 18-May-2022 | Annual | 13 | An advisory vote to approve named executive officer compensation. | Management | F | 11-Apr-2022 | F | EQUITY SKEW ETF |
| THERMO FISHER SCIENTIFIC INC. | TMO | 883556102 | 18-May-2022 | Annual | 14 | Ratification of the Audit Committee's selection of PricewaterhouseCoopers LLP as the Company's independent auditors for 2022. | Management | F | 11-Apr-2022 | F | EQUITY SKEW ETF |
| ALIGN TECHNOLOGY, INC. | ALGN | 016255101 | 18-May-2022 | Annual | 1 | Election of Director: Kevin J. Dallas | Management | F | 09-Apr-2022 | F | EQUITY SKEW ETF |
| ALIGN TECHNOLOGY, INC. | ALGN | 016255101 | 18-May-2022 | Annual | 2 | Election of Director: Joseph M. Hogan | Management | F | 09-Apr-2022 | F | EQUITY SKEW ETF |
| ALIGN TECHNOLOGY, INC. | ALGN | 016255101 | 18-May-2022 | Annual | 3 | Election of Director: Joseph Lacob | Management | F | 09-Apr-2022 | F | EQUITY SKEW ETF |
| ALIGN TECHNOLOGY, INC. | ALGN | 016255101 | 18-May-2022 | Annual | 4 | Election of Director: C. Raymond Larkin, Jr. | Management | F | 09-Apr-2022 | F | EQUITY SKEW ETF |
| ALIGN TECHNOLOGY, INC. | ALGN | 016255101 | 18-May-2022 | Annual | 5 | Election of Director: George J. Morrow | Management | F | 09-Apr-2022 | F | EQUITY SKEW ETF |
| ALIGN TECHNOLOGY, INC. | ALGN | 016255101 | 18-May-2022 | Annual | 6 | Election of Director: Anne M. Myong | Management | F | 09-Apr-2022 | F | EQUITY SKEW ETF |
| ALIGN TECHNOLOGY, INC. | ALGN | 016255101 | 18-May-2022 | Annual | 7 | Election of Director: Andrea L. Saia | Management | F | 09-Apr-2022 | F | EQUITY SKEW ETF |
| ALIGN TECHNOLOGY, INC. | ALGN | 016255101 | 18-May-2022 | Annual | 8 | Election of Director: Greg J. Santora | Management | F | 09-Apr-2022 | F | EQUITY SKEW ETF |
| ALIGN TECHNOLOGY, INC. | ALGN | 016255101 | 18-May-2022 | Annual | 9 | Election of Director: Susan E. Siegel | Management | F | 09-Apr-2022 | F | EQUITY SKEW ETF |
| ALIGN TECHNOLOGY, INC. | ALGN | 016255101 | 18-May-2022 | Annual | 10 | Election of Director: Warren S. Thaler | Management | F | 09-Apr-2022 | F | EQUITY SKEW ETF |
| ALIGN TECHNOLOGY, INC. | ALGN | 016255101 | 18-May-2022 | Annual | 11 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS: Proposal to ratify the appointment of PricewaterhouseCoopers LLP as Align Technology, Inc.'s independent registered public accountants for the fiscal year ending December 31, 2022. | Management | F | 09-Apr-2022 | F | EQUITY SKEW ETF |
| ALIGN TECHNOLOGY, INC. | ALGN | 016255101 | 18-May-2022 | Annual | 12 | ADVISORY VOTE ON NAMED EXECUTIVES COMPENSATION: Consider an Advisory Vote to Approve the Compensation of our Named Executive Officers. | Management | F | 09-Apr-2022 | F | EQUITY SKEW ETF |
| ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | 18-May-2022 | Annual | 1 | Election of Director: John E. Caldwell | Management | F | 02-Apr-2022 | F | EQUITY SKEW ETF |
| ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | 18-May-2022 | Annual | 2 | Election of Director: Nora M. Denzel | Management | F | 02-Apr-2022 | F | EQUITY SKEW ETF |
| ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | 18-May-2022 | Annual | 3 | Election of Director: Mark Durcan | Management | F | 02-Apr-2022 | F | EQUITY SKEW ETF |
| ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | 18-May-2022 | Annual | 4 | Election of Director: Michael P. Gregoire | Management | F | 02-Apr-2022 | F | EQUITY SKEW ETF |
| ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | 18-May-2022 | Annual | 5 | Election of Director: Joseph A. Householder | Management | F | 02-Apr-2022 | F | EQUITY SKEW ETF |
| ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | 18-May-2022 | Annual | 6 | Election of Director: John W. Marren | Management | F | 02-Apr-2022 | F | EQUITY SKEW ETF |
| ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | 18-May-2022 | Annual | 7 | Election of Director: Jon A. Olson | Management | F | 02-Apr-2022 | F | EQUITY SKEW ETF |
| ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | 18-May-2022 | Annual | 8 | Election of Director: Lisa T. Su | Management | F | 02-Apr-2022 | F | EQUITY SKEW ETF |
| ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | 18-May-2022 | Annual | 9 | Election of Director: Abhi Y. Talwalkar | Management | F | 02-Apr-2022 | F | EQUITY SKEW ETF |
| ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | 18-May-2022 | Annual | 10 | Election of Director: Elizabeth W. Vanderslice | Management | F | 02-Apr-2022 | F | EQUITY SKEW ETF |
| ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | 18-May-2022 | Annual | 11 | Ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the current fiscal year. | Management | F | 02-Apr-2022 | F | EQUITY SKEW ETF |
| ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | 18-May-2022 | Annual | 12 | Advisory vote to approve the executive compensation of our named executive officers. | Management | F | 02-Apr-2022 | F | EQUITY SKEW ETF |
| AMERICAN TOWER CORPORATION | AMT | 03027X100 | 18-May-2022 | Annual | 1 | Election of Director: Thomas A. Bartlett | Management | F | 07-Apr-2022 | F | EQUITY SKEW ETF |
| AMERICAN TOWER CORPORATION | AMT | 03027X100 | 18-May-2022 | Annual | 2 | Election of Director: Kelly C. Chambliss | Management | F | 07-Apr-2022 | F | EQUITY SKEW ETF |
| AMERICAN TOWER CORPORATION | AMT | 03027X100 | 18-May-2022 | Annual | 3 | Election of Director: Teresa H. Clarke | Management | F | 07-Apr-2022 | F | EQUITY SKEW ETF |
| AMERICAN TOWER CORPORATION | AMT | 03027X100 | 18-May-2022 | Annual | 4 | Election of Director: Raymond P. Dolan | Management | F | 07-Apr-2022 | F | EQUITY SKEW ETF |
| AMERICAN TOWER CORPORATION | AMT | 03027X100 | 18-May-2022 | Annual | 5 | Election of Director: Kenneth R. Frank | Management | F | 07-Apr-2022 | F | EQUITY SKEW ETF |
| AMERICAN TOWER CORPORATION | AMT | 03027X100 | 18-May-2022 | Annual | 6 | Election of Director: Robert D. Hormats | Management | F | 07-Apr-2022 | F | EQUITY SKEW ETF |
| AMERICAN TOWER CORPORATION | AMT | 03027X100 | 18-May-2022 | Annual | 7 | Election of Director: Grace D. Lieblein | Management | F | 07-Apr-2022 | F | EQUITY SKEW ETF |
| AMERICAN TOWER CORPORATION | AMT | 03027X100 | 18-May-2022 | Annual | 8 | Election of Director: Craig Macnab | Management | F | 07-Apr-2022 | F | EQUITY SKEW ETF |
| AMERICAN TOWER CORPORATION | AMT | 03027X100 | 18-May-2022 | Annual | 9 | Election of Director: JoAnn A. Reed | Management | F | 07-Apr-2022 | F | EQUITY SKEW ETF |
| AMERICAN TOWER CORPORATION | AMT | 03027X100 | 18-May-2022 | Annual | 10 | Election of Director: Pamela D.A. Reeve | Management | F | 07-Apr-2022 | F | EQUITY SKEW ETF |
| AMERICAN TOWER CORPORATION | AMT | 03027X100 | 18-May-2022 | Annual | 11 | Election of Director: David E. Sharbutt | Management | F | 07-Apr-2022 | F | EQUITY SKEW ETF |
| AMERICAN TOWER CORPORATION | AMT | 03027X100 | 18-May-2022 | Annual | 12 | Election of Director: Bruce L. Tanner | Management | F | 07-Apr-2022 | F | EQUITY SKEW ETF |
| AMERICAN TOWER CORPORATION | AMT | 03027X100 | 18-May-2022 | Annual | 13 | Election of Director: Samme L. Thompson | Management | F | 07-Apr-2022 | F | EQUITY SKEW ETF |
| AMERICAN TOWER CORPORATION | AMT | 03027X100 | 18-May-2022 | Annual | 14 | To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2022. | Management | F | 07-Apr-2022 | F | EQUITY SKEW ETF |
| AMERICAN TOWER CORPORATION | AMT | 03027X100 | 18-May-2022 | Annual | 15 | To approve, on an advisory basis, the Company's executive compensation. | Management | F | 07-Apr-2022 | F | EQUITY SKEW ETF |
| ENPHASE ENERGY, INC. | ENPH | 29355A107 | 18-May-2022 | Annual | 1 | DIRECTOR | Management | F | 11-Apr-2022 | F | EQUITY SKEW ETF |
| ENPHASE ENERGY, INC. | ENPH | 29355A107 | 18-May-2022 | Annual | 1 | DIRECTOR | Management | F | 11-Apr-2022 | F | EQUITY SKEW ETF |
| ENPHASE ENERGY, INC. | ENPH | 29355A107 | 18-May-2022 | Annual | 2 | To approve, on advisory basis, the compensation of the Company's named executive officers, as disclosed in this proxy statement. | Management | F | 11-Apr-2022 | F | EQUITY SKEW ETF |
| ENPHASE ENERGY, INC. | ENPH | 29355A107 | 18-May-2022 | Annual | 3 | To ratify the selection by the Audit Committee of the Board of Directors of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2022. | Management | F | 11-Apr-2022 | F | EQUITY SKEW ETF |
| CBRE GROUP, INC. | CBRE | 12504L109 | 18-May-2022 | Annual | 1 | Election of Director: Brandon B. Boze | Management | F | 07-Apr-2022 | F | EQUITY SKEW ETF |
| CBRE GROUP, INC. | CBRE | 12504L109 | 18-May-2022 | Annual | 2 | Election of Director: Beth F. Cobert | Management | F | 07-Apr-2022 | F | EQUITY SKEW ETF |
| CBRE GROUP, INC. | CBRE | 12504L109 | 18-May-2022 | Annual | 3 | Election of Director: Reginald H. Gilyard | Management | F | 07-Apr-2022 | F | EQUITY SKEW ETF |
| CBRE GROUP, INC. | CBRE | 12504L109 | 18-May-2022 | Annual | 4 | Election of Director: Shira D. Goodman | Management | F | 07-Apr-2022 | F | EQUITY SKEW ETF |
| CBRE GROUP, INC. | CBRE | 12504L109 | 18-May-2022 | Annual | 5 | Election of Director: Christopher T. Jenny | Management | F | 07-Apr-2022 | F | EQUITY SKEW ETF |
| CBRE GROUP, INC. | CBRE | 12504L109 | 18-May-2022 | Annual | 6 | Election of Director: Gerardo I. Lopez | Management | F | 07-Apr-2022 | F | EQUITY SKEW ETF |
| CBRE GROUP, INC. | CBRE | 12504L109 | 18-May-2022 | Annual | 7 | Election of Director: Susan Meaney | Management | F | 07-Apr-2022 | F | EQUITY SKEW ETF |
| CBRE GROUP, INC. | CBRE | 12504L109 | 18-May-2022 | Annual | 8 | Election of Director: Oscar Munoz | Management | F | 07-Apr-2022 | F | EQUITY SKEW ETF |
| CBRE GROUP, INC. | CBRE | 12504L109 | 18-May-2022 | Annual | 9 | Election of Director: Robert E. Sulentic | Management | F | 07-Apr-2022 | F | EQUITY SKEW ETF |
| CBRE GROUP, INC. | CBRE | 12504L109 | 18-May-2022 | Annual | 10 | Election of Director: Sanjiv Yajnik | Management | F | 07-Apr-2022 | F | EQUITY SKEW ETF |
| CBRE GROUP, INC. | CBRE | 12504L109 | 18-May-2022 | Annual | 11 | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for 2022. | Management | F | 07-Apr-2022 | F | EQUITY SKEW ETF |
| CBRE GROUP, INC. | CBRE | 12504L109 | 18-May-2022 | Annual | 12 | Advisory vote to approve named executive officer compensation for 2021. | Management | F | 07-Apr-2022 | F | EQUITY SKEW ETF |
| CBRE GROUP, INC. | CBRE | 12504L109 | 18-May-2022 | Annual | 13 | Approve the Amended and Restated 2019 Equity Incentive Plan. | Management | F | 07-Apr-2022 | F | EQUITY SKEW ETF |
| CBRE GROUP, INC. | CBRE | 12504L109 | 18-May-2022 | Annual | 14 | Stockholder proposal regarding our stockholders' ability to call special stockholder meetings. | Shareholder | N | 07-Apr-2022 | N | EQUITY SKEW ETF |
| CHIPOTLE MEXICAN GRILL, INC. | CMG | 169656105 | 18-May-2022 | Annual | 1 | DIRECTOR | Management | F | 04-Apr-2022 | F | EQUITY SKEW ETF |
| CHIPOTLE MEXICAN GRILL, INC. | CMG | 169656105 | 18-May-2022 | Annual | 1 | DIRECTOR | Management | F | 04-Apr-2022 | F | EQUITY SKEW ETF |
| CHIPOTLE MEXICAN GRILL, INC. | CMG | 169656105 | 18-May-2022 | Annual | 1 | DIRECTOR | Management | F | 04-Apr-2022 | F | EQUITY SKEW ETF |
| CHIPOTLE MEXICAN GRILL, INC. | CMG | 169656105 | 18-May-2022 | Annual | 1 | DIRECTOR | Management | F | 04-Apr-2022 | F | EQUITY SKEW ETF |
| CHIPOTLE MEXICAN GRILL, INC. | CMG | 169656105 | 18-May-2022 | Annual | 1 | DIRECTOR | Management | F | 04-Apr-2022 | F | EQUITY SKEW ETF |
| CHIPOTLE MEXICAN GRILL, INC. | CMG | 169656105 | 18-May-2022 | Annual | 1 | DIRECTOR | Management | F | 04-Apr-2022 | F | EQUITY SKEW ETF |
| CHIPOTLE MEXICAN GRILL, INC. | CMG | 169656105 | 18-May-2022 | Annual | 1 | DIRECTOR | Management | F | 04-Apr-2022 | F | EQUITY SKEW ETF |
| CHIPOTLE MEXICAN GRILL, INC. | CMG | 169656105 | 18-May-2022 | Annual | 1 | DIRECTOR | Management | F | 04-Apr-2022 | F | EQUITY SKEW ETF |
| CHIPOTLE MEXICAN GRILL, INC. | CMG | 169656105 | 18-May-2022 | Annual | 1 | DIRECTOR | Management | F | 04-Apr-2022 | F | EQUITY SKEW ETF |
| CHIPOTLE MEXICAN GRILL, INC. | CMG | 169656105 | 18-May-2022 | Annual | 2 | An advisory vote to approve the compensation of our executive officers as disclosed in the proxy statement ("say-on-pay"). | Management | F | 04-Apr-2022 | F | EQUITY SKEW ETF |
| CHIPOTLE MEXICAN GRILL, INC. | CMG | 169656105 | 18-May-2022 | Annual | 3 | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2022. | Management | F | 04-Apr-2022 | F | EQUITY SKEW ETF |
| CHIPOTLE MEXICAN GRILL, INC. | CMG | 169656105 | 18-May-2022 | Annual | 4 | Approve the Chipotle Mexican Grill, Inc. 2022 Stock Incentive Plan. | Management | F | 04-Apr-2022 | F | EQUITY SKEW ETF |
| CHIPOTLE MEXICAN GRILL, INC. | CMG | 169656105 | 18-May-2022 | Annual | 5 | Approve the Chipotle Mexican Grill, Inc. Employee Stock Purchase Plan. | Management | F | 04-Apr-2022 | F | EQUITY SKEW ETF |
| CHIPOTLE MEXICAN GRILL, INC. | CMG | 169656105 | 18-May-2022 | Annual | 6 | Shareholder Proposal - Commission a Racial Equity Audit. | Shareholder | N | 04-Apr-2022 | N | EQUITY SKEW ETF |
| CHIPOTLE MEXICAN GRILL, INC. | CMG | 169656105 | 18-May-2022 | Annual | 7 | Shareholder Proposal - Publish Quantitative Workforce Data. | Shareholder | N | 04-Apr-2022 | F | EQUITY SKEW ETF |
| AMPHENOL CORPORATION | APH | 032095101 | 18-May-2022 | Annual | 1 | Election of Director: Nancy A. Altobello | Management | F | 14-Apr-2022 | F | EQUITY SKEW ETF |
| AMPHENOL CORPORATION | APH | 032095101 | 18-May-2022 | Annual | 2 | Election of Director: Stanley L. Clark | Management | F | 14-Apr-2022 | F | EQUITY SKEW ETF |
| AMPHENOL CORPORATION | APH | 032095101 | 18-May-2022 | Annual | 3 | Election of Director: David P. Falck | Management | F | 14-Apr-2022 | F | EQUITY SKEW ETF |
| AMPHENOL CORPORATION | APH | 032095101 | 18-May-2022 | Annual | 4 | Election of Director: Edward G. Jepsen | Management | F | 14-Apr-2022 | F | EQUITY SKEW ETF |
| AMPHENOL CORPORATION | APH | 032095101 | 18-May-2022 | Annual | 5 | Election of Director: Rita S. Lane | Management | F | 14-Apr-2022 | F | EQUITY SKEW ETF |
| AMPHENOL CORPORATION | APH | 032095101 | 18-May-2022 | Annual | 6 | Election of Director: Robert A. Livingston | Management | F | 14-Apr-2022 | F | EQUITY SKEW ETF |
| AMPHENOL CORPORATION | APH | 032095101 | 18-May-2022 | Annual | 7 | Election of Director: Martin H. Loeffler | Management | F | 14-Apr-2022 | F | EQUITY SKEW ETF |
| AMPHENOL CORPORATION | APH | 032095101 | 18-May-2022 | Annual | 8 | Election of Director: R. Adam Norwitt | Management | F | 14-Apr-2022 | F | EQUITY SKEW ETF |
| AMPHENOL CORPORATION | APH | 032095101 | 18-May-2022 | Annual | 9 | Election of Director: Anne Clarke Wolff | Management | F | 14-Apr-2022 | F | EQUITY SKEW ETF |
| AMPHENOL CORPORATION | APH | 032095101 | 18-May-2022 | Annual | 10 | Ratify the Selection of Deloitte & Touche LLP as Independent Public Accountants | Management | F | 14-Apr-2022 | F | EQUITY SKEW ETF |
| AMPHENOL CORPORATION | APH | 032095101 | 18-May-2022 | Annual | 11 | Advisory Vote to Approve Compensation of Named Executive Officers | Management | F | 14-Apr-2022 | F | EQUITY SKEW ETF |
| AMPHENOL CORPORATION | APH | 032095101 | 18-May-2022 | Annual | 12 | Stockholder Proposal: Special Shareholder Meeting Improvement | Shareholder | N | 14-Apr-2022 | N | EQUITY SKEW ETF |
| OLD DOMINION FREIGHT LINE, INC. | ODFL | 679580100 | 18-May-2022 | Annual | 1 | DIRECTOR | Management | F | 19-Apr-2022 | F | EQUITY SKEW ETF |
| OLD DOMINION FREIGHT LINE, INC. | ODFL | 679580100 | 18-May-2022 | Annual | 1 | DIRECTOR | Management | F | 19-Apr-2022 | F | EQUITY SKEW ETF |
| OLD DOMINION FREIGHT LINE, INC. | ODFL | 679580100 | 18-May-2022 | Annual | 1 | DIRECTOR | Management | F | 19-Apr-2022 | F | EQUITY SKEW ETF |
| OLD DOMINION FREIGHT LINE, INC. | ODFL | 679580100 | 18-May-2022 | Annual | 1 | DIRECTOR | Management | F | 19-Apr-2022 | F | EQUITY SKEW ETF |
| OLD DOMINION FREIGHT LINE, INC. | ODFL | 679580100 | 18-May-2022 | Annual | 1 | DIRECTOR | Management | F | 19-Apr-2022 | F | EQUITY SKEW ETF |
| OLD DOMINION FREIGHT LINE, INC. | ODFL | 679580100 | 18-May-2022 | Annual | 1 | DIRECTOR | Management | F | 19-Apr-2022 | F | EQUITY SKEW ETF |
| OLD DOMINION FREIGHT LINE, INC. | ODFL | 679580100 | 18-May-2022 | Annual | 1 | DIRECTOR | Management | F | 19-Apr-2022 | F | EQUITY SKEW ETF |
| OLD DOMINION FREIGHT LINE, INC. | ODFL | 679580100 | 18-May-2022 | Annual | 1 | DIRECTOR | Management | F | 19-Apr-2022 | F | EQUITY SKEW ETF |
| OLD DOMINION FREIGHT LINE, INC. | ODFL | 679580100 | 18-May-2022 | Annual | 1 | DIRECTOR | Management | F | 19-Apr-2022 | F | EQUITY SKEW ETF |
| OLD DOMINION FREIGHT LINE, INC. | ODFL | 679580100 | 18-May-2022 | Annual | 1 | DIRECTOR | Management | F | 19-Apr-2022 | F | EQUITY SKEW ETF |
| OLD DOMINION FREIGHT LINE, INC. | ODFL | 679580100 | 18-May-2022 | Annual | 1 | DIRECTOR | Management | F | 19-Apr-2022 | F | EQUITY SKEW ETF |
| OLD DOMINION FREIGHT LINE, INC. | ODFL | 679580100 | 18-May-2022 | Annual | 2 | Approval, on an advisory basis, of the compensation of the Company's named executive officers. | Management | F | 19-Apr-2022 | F | EQUITY SKEW ETF |
| OLD DOMINION FREIGHT LINE, INC. | ODFL | 679580100 | 18-May-2022 | Annual | 3 | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2022. | Management | F | 19-Apr-2022 | F | EQUITY SKEW ETF |
| CDW CORPORATION | CDW | 12514G108 | 19-May-2022 | Annual | 1 | Election of Director for a term to Expire at 2023 Annual Meeting: Virginia C. Addicott | Management | F | 11-Apr-2022 | F | EQUITY SKEW ETF |
| CDW CORPORATION | CDW | 12514G108 | 19-May-2022 | Annual | 2 | Election of Director for a term to Expire at 2023 Annual Meeting: James A. Bell | Management | F | 11-Apr-2022 | F | EQUITY SKEW ETF |
| CDW CORPORATION | CDW | 12514G108 | 19-May-2022 | Annual | 3 | Election of Director for a term to Expire at 2023 Annual Meeting: Lynda M. Clarizio | Management | F | 11-Apr-2022 | F | EQUITY SKEW ETF |
| CDW CORPORATION | CDW | 12514G108 | 19-May-2022 | Annual | 4 | Election of Director for a term to Expire at 2023 Annual Meeting: Paul J. Finnegan | Management | F | 11-Apr-2022 | F | EQUITY SKEW ETF |
| CDW CORPORATION | CDW | 12514G108 | 19-May-2022 | Annual | 5 | Election of Director for a term to Expire at 2023 Annual Meeting: Anthony R. Foxx | Management | F | 11-Apr-2022 | F | EQUITY SKEW ETF |
| CDW CORPORATION | CDW | 12514G108 | 19-May-2022 | Annual | 6 | Election of Director for a term to Expire at 2023 Annual Meeting: Christine A. Leahy | Management | F | 11-Apr-2022 | F | EQUITY SKEW ETF |
| CDW CORPORATION | CDW | 12514G108 | 19-May-2022 | Annual | 7 | Election of Director for a term to Expire at 2023 Annual Meeting: Sanjay Mehrotra | Management | F | 11-Apr-2022 | F | EQUITY SKEW ETF |
| CDW CORPORATION | CDW | 12514G108 | 19-May-2022 | Annual | 8 | Election of Director for a term to Expire at 2023 Annual Meeting: David W. Nelms | Management | F | 11-Apr-2022 | F | EQUITY SKEW ETF |
| CDW CORPORATION | CDW | 12514G108 | 19-May-2022 | Annual | 9 | Election of Director for a term to Expire at 2023 Annual Meeting: Joseph R. Swedish | Management | F | 11-Apr-2022 | F | EQUITY SKEW ETF |
| CDW CORPORATION | CDW | 12514G108 | 19-May-2022 | Annual | 10 | Election of Director for a term to Expire at 2023 Annual Meeting: Donna F. Zarcone | Management | F | 11-Apr-2022 | F | EQUITY SKEW ETF |
| CDW CORPORATION | CDW | 12514G108 | 19-May-2022 | Annual | 11 | To approve, on an advisory basis, named executive officer compensation. | Management | F | 11-Apr-2022 | F | EQUITY SKEW ETF |
| CDW CORPORATION | CDW | 12514G108 | 19-May-2022 | Annual | 12 | To ratify the selection of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2022. | Management | F | 11-Apr-2022 | F | EQUITY SKEW ETF |
| CDW CORPORATION | CDW | 12514G108 | 19-May-2022 | Annual | 13 | To consider and act upon the stockholder proposal, if properly presented at the meeting, regarding shareholder right to act by written consent. | Shareholder | N | 11-Apr-2022 | N | EQUITY SKEW ETF |
| MARSH & MCLENNAN COMPANIES, INC. | MMC | 571748102 | 19-May-2022 | Annual | 1 | Election of Director: Anthony K. Anderson | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| MARSH & MCLENNAN COMPANIES, INC. | MMC | 571748102 | 19-May-2022 | Annual | 2 | Election of Director: Hafize Gaye Erkan | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| MARSH & MCLENNAN COMPANIES, INC. | MMC | 571748102 | 19-May-2022 | Annual | 3 | Election of Director: Oscar Fanjul | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| MARSH & MCLENNAN COMPANIES, INC. | MMC | 571748102 | 19-May-2022 | Annual | 4 | Election of Director: Daniel S. Glaser | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| MARSH & MCLENNAN COMPANIES, INC. | MMC | 571748102 | 19-May-2022 | Annual | 5 | Election of Director: H. Edward Hanway | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| MARSH & MCLENNAN COMPANIES, INC. | MMC | 571748102 | 19-May-2022 | Annual | 6 | Election of Director: Deborah C. Hopkins | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| MARSH & MCLENNAN COMPANIES, INC. | MMC | 571748102 | 19-May-2022 | Annual | 7 | Election of Director: Tamara Ingram | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| MARSH & MCLENNAN COMPANIES, INC. | MMC | 571748102 | 19-May-2022 | Annual | 8 | Election of Director: Jane H. Lute | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| MARSH & MCLENNAN COMPANIES, INC. | MMC | 571748102 | 19-May-2022 | Annual | 9 | Election of Director: Steven A. Mills | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| MARSH & MCLENNAN COMPANIES, INC. | MMC | 571748102 | 19-May-2022 | Annual | 10 | Election of Director: Bruce P. Nolop | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| MARSH & MCLENNAN COMPANIES, INC. | MMC | 571748102 | 19-May-2022 | Annual | 11 | Election of Director: Morton O. Schapiro | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| MARSH & MCLENNAN COMPANIES, INC. | MMC | 571748102 | 19-May-2022 | Annual | 12 | Election of Director: Lloyd M. Yates | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| MARSH & MCLENNAN COMPANIES, INC. | MMC | 571748102 | 19-May-2022 | Annual | 13 | Election of Director: R. David Yost | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| MARSH & MCLENNAN COMPANIES, INC. | MMC | 571748102 | 19-May-2022 | Annual | 14 | Advisory (Nonbinding) Vote to Approve Named Executive Officer Compensation | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| MARSH & MCLENNAN COMPANIES, INC. | MMC | 571748102 | 19-May-2022 | Annual | 15 | Ratification of Selection of Independent Registered Public Accounting Firm | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| YUM! BRANDS, INC. | YUM | 988498101 | 19-May-2022 | Annual | 1 | Election of Director: Paget L. Alves | Management | F | 10-Apr-2022 | F | EQUITY SKEW ETF |
| YUM! BRANDS, INC. | YUM | 988498101 | 19-May-2022 | Annual | 2 | Election of Director: Keith Barr | Management | F | 10-Apr-2022 | F | EQUITY SKEW ETF |
| YUM! BRANDS, INC. | YUM | 988498101 | 19-May-2022 | Annual | 3 | Election of Director: Christopher M. Connor | Management | F | 10-Apr-2022 | F | EQUITY SKEW ETF |
| YUM! BRANDS, INC. | YUM | 988498101 | 19-May-2022 | Annual | 4 | Election of Director: Brian C. Cornell | Management | F | 10-Apr-2022 | F | EQUITY SKEW ETF |
| YUM! BRANDS, INC. | YUM | 988498101 | 19-May-2022 | Annual | 5 | Election of Director: Tanya L. Domier | Management | F | 10-Apr-2022 | F | EQUITY SKEW ETF |
| YUM! BRANDS, INC. | YUM | 988498101 | 19-May-2022 | Annual | 6 | Election of Director: David W. Gibbs | Management | F | 10-Apr-2022 | F | EQUITY SKEW ETF |
| YUM! BRANDS, INC. | YUM | 988498101 | 19-May-2022 | Annual | 7 | Election of Director: Mirian M. Graddick-Weir | Management | F | 10-Apr-2022 | F | EQUITY SKEW ETF |
| YUM! BRANDS, INC. | YUM | 988498101 | 19-May-2022 | Annual | 8 | Election of Director: Lauren R. Hobart | Management | F | 10-Apr-2022 | F | EQUITY SKEW ETF |
| YUM! BRANDS, INC. | YUM | 988498101 | 19-May-2022 | Annual | 9 | Election of Director: Thomas C. Nelson | Management | F | 10-Apr-2022 | F | EQUITY SKEW ETF |
| YUM! BRANDS, INC. | YUM | 988498101 | 19-May-2022 | Annual | 10 | Election of Director: P. Justin Skala | Management | F | 10-Apr-2022 | F | EQUITY SKEW ETF |
| YUM! BRANDS, INC. | YUM | 988498101 | 19-May-2022 | Annual | 11 | Election of Director: Elane B. Stock | Management | F | 10-Apr-2022 | F | EQUITY SKEW ETF |
| YUM! BRANDS, INC. | YUM | 988498101 | 19-May-2022 | Annual | 12 | Election of Director: Annie Young-Scrivner | Management | F | 10-Apr-2022 | F | EQUITY SKEW ETF |
| YUM! BRANDS, INC. | YUM | 988498101 | 19-May-2022 | Annual | 13 | Ratification of Independent Auditors. | Management | F | 10-Apr-2022 | F | EQUITY SKEW ETF |
| YUM! BRANDS, INC. | YUM | 988498101 | 19-May-2022 | Annual | 14 | Advisory Vote on Executive Compensation. | Management | F | 10-Apr-2022 | F | EQUITY SKEW ETF |
| THE HOME DEPOT, INC. | HD | 437076102 | 19-May-2022 | Annual | 1 | Election of Director: Gerard J. Arpey | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| THE HOME DEPOT, INC. | HD | 437076102 | 19-May-2022 | Annual | 2 | Election of Director: Ari Bousbib | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| THE HOME DEPOT, INC. | HD | 437076102 | 19-May-2022 | Annual | 3 | Election of Director: Jeffery H. Boyd | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| THE HOME DEPOT, INC. | HD | 437076102 | 19-May-2022 | Annual | 4 | Election of Director: Gregory D. Brenneman | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| THE HOME DEPOT, INC. | HD | 437076102 | 19-May-2022 | Annual | 5 | Election of Director: J. Frank Brown | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| THE HOME DEPOT, INC. | HD | 437076102 | 19-May-2022 | Annual | 6 | Election of Director: Albert P. Carey | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| THE HOME DEPOT, INC. | HD | 437076102 | 19-May-2022 | Annual | 7 | Election of Director: Edward P. Decker | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| THE HOME DEPOT, INC. | HD | 437076102 | 19-May-2022 | Annual | 8 | Election of Director: Linda R. Gooden | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| THE HOME DEPOT, INC. | HD | 437076102 | 19-May-2022 | Annual | 9 | Election of Director: Wayne M. Hewett | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| THE HOME DEPOT, INC. | HD | 437076102 | 19-May-2022 | Annual | 10 | Election of Director: Manuel Kadre | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| THE HOME DEPOT, INC. | HD | 437076102 | 19-May-2022 | Annual | 11 | Election of Director: Stephanie C. Linnartz | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| THE HOME DEPOT, INC. | HD | 437076102 | 19-May-2022 | Annual | 12 | Election of Director: Craig A. Menear | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| THE HOME DEPOT, INC. | HD | 437076102 | 19-May-2022 | Annual | 13 | Election of Director: Paula Santilli | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| THE HOME DEPOT, INC. | HD | 437076102 | 19-May-2022 | Annual | 14 | Election of Director: Caryn Seidman-Becker | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| THE HOME DEPOT, INC. | HD | 437076102 | 19-May-2022 | Annual | 15 | Ratification of the Appointment of KPMG LLP | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| THE HOME DEPOT, INC. | HD | 437076102 | 19-May-2022 | Annual | 16 | Advisory Vote to Approve Executive Compensation ("Say-on-Pay") | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| THE HOME DEPOT, INC. | HD | 437076102 | 19-May-2022 | Annual | 17 | Approval of the Omnibus Stock Incentive Plan, as Amended and Restated May 19, 2022 | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| THE HOME DEPOT, INC. | HD | 437076102 | 19-May-2022 | Annual | 18 | Shareholder Proposal to Reduce the Threshold to Call Special Shareholder Meetings to 10% of Outstanding Shares | Shareholder | N | 05-Apr-2022 | N | EQUITY SKEW ETF |
| THE HOME DEPOT, INC. | HD | 437076102 | 19-May-2022 | Annual | 19 | Shareholder Proposal Regarding Independent Board Chair | Shareholder | N | 05-Apr-2022 | N | EQUITY SKEW ETF |
| THE HOME DEPOT, INC. | HD | 437076102 | 19-May-2022 | Annual | 20 | Shareholder Proposal Regarding Political Contributions Congruency Analysis | Shareholder | N | 05-Apr-2022 | N | EQUITY SKEW ETF |
| THE HOME DEPOT, INC. | HD | 437076102 | 19-May-2022 | Annual | 21 | Shareholder Proposal Regarding Report on Gender and Racial Equity on the Board of Directors | Shareholder | N | 05-Apr-2022 | N | EQUITY SKEW ETF |
| THE HOME DEPOT, INC. | HD | 437076102 | 19-May-2022 | Annual | 22 | Shareholder Proposal Regarding Report on Deforestation | Shareholder | N | 05-Apr-2022 | N | EQUITY SKEW ETF |
| THE HOME DEPOT, INC. | HD | 437076102 | 19-May-2022 | Annual | 23 | Shareholder Proposal Regarding Racial Equity Audit | Shareholder | N | 05-Apr-2022 | N | EQUITY SKEW ETF |
| DISCOVER FINANCIAL SERVICES | DFS | 254709108 | 19-May-2022 | Annual | 1 | Election of Director: Jeffrey S. Aronin | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| DISCOVER FINANCIAL SERVICES | DFS | 254709108 | 19-May-2022 | Annual | 2 | Election of Director: Mary K. Bush | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| DISCOVER FINANCIAL SERVICES | DFS | 254709108 | 19-May-2022 | Annual | 3 | Election of Director: Gregory C. Case | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| DISCOVER FINANCIAL SERVICES | DFS | 254709108 | 19-May-2022 | Annual | 4 | Election of Director: Candace H. Duncan | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| DISCOVER FINANCIAL SERVICES | DFS | 254709108 | 19-May-2022 | Annual | 5 | Election of Director: Joseph F. Eazor | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| DISCOVER FINANCIAL SERVICES | DFS | 254709108 | 19-May-2022 | Annual | 6 | Election of Director: Cynthia A. Glassman | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| DISCOVER FINANCIAL SERVICES | DFS | 254709108 | 19-May-2022 | Annual | 7 | Election of Director: Roger C. Hochschild | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| DISCOVER FINANCIAL SERVICES | DFS | 254709108 | 19-May-2022 | Annual | 8 | Election of Director: Thomas G. Maheras | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| DISCOVER FINANCIAL SERVICES | DFS | 254709108 | 19-May-2022 | Annual | 9 | Election of Director: Michael H. Moskow | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| DISCOVER FINANCIAL SERVICES | DFS | 254709108 | 19-May-2022 | Annual | 10 | Election of Director: David L. Rawlinson II | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| DISCOVER FINANCIAL SERVICES | DFS | 254709108 | 19-May-2022 | Annual | 11 | Election of Director: Mark A. Thierer | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| DISCOVER FINANCIAL SERVICES | DFS | 254709108 | 19-May-2022 | Annual | 12 | Election of Director: Jennifer L. Wong | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| DISCOVER FINANCIAL SERVICES | DFS | 254709108 | 19-May-2022 | Annual | 13 | Advisory vote to approve named executive officer compensation. | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| DISCOVER FINANCIAL SERVICES | DFS | 254709108 | 19-May-2022 | Annual | 14 | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm. | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| ZOETIS INC. | ZTS | 98978V103 | 19-May-2022 | Annual | 1 | Election of Director: Paul M. Bisaro | Management | F | 07-Apr-2022 | F | EQUITY SKEW ETF |
| ZOETIS INC. | ZTS | 98978V103 | 19-May-2022 | Annual | 2 | Election of Director: Frank A. D'Amelio | Management | F | 07-Apr-2022 | F | EQUITY SKEW ETF |
| ZOETIS INC. | ZTS | 98978V103 | 19-May-2022 | Annual | 3 | Election of Director: Michael B. McCallister | Management | F | 07-Apr-2022 | F | EQUITY SKEW ETF |
| ZOETIS INC. | ZTS | 98978V103 | 19-May-2022 | Annual | 4 | Advisory vote to approve our executive compensation. | Management | F | 07-Apr-2022 | F | EQUITY SKEW ETF |
| ZOETIS INC. | ZTS | 98978V103 | 19-May-2022 | Annual | 5 | Approval of an Amendment and Restatement of our 2013 Equity and Incentive Plan. | Management | F | 07-Apr-2022 | F | EQUITY SKEW ETF |
| ZOETIS INC. | ZTS | 98978V103 | 19-May-2022 | Annual | 6 | Ratification of appointment of KPMG LLP as our independent registered public accounting firm for 2022. | Management | F | 07-Apr-2022 | F | EQUITY SKEW ETF |
| ZOETIS INC. | ZTS | 98978V103 | 19-May-2022 | Annual | 7 | Approval of an amendment to our Restated Certificate of Incorporation to eliminate supermajority voting provisions and certain provisions related to Pfizer Inc. | Management | F | 07-Apr-2022 | F | EQUITY SKEW ETF |
| ZOETIS INC. | ZTS | 98978V103 | 19-May-2022 | Annual | 8 | Approval of an amendment to our Restated Certificate of Incorporation to declassify the Board of Directors. | Management | F | 07-Apr-2022 | F | EQUITY SKEW ETF |
| CROWN CASTLE INTERNATIONAL CORP. | CCI | 22822V101 | 19-May-2022 | Annual | 1 | Election of Director: P. Robert Bartolo | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| CROWN CASTLE INTERNATIONAL CORP. | CCI | 22822V101 | 19-May-2022 | Annual | 2 | Election of Director: Jay A. Brown | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| CROWN CASTLE INTERNATIONAL CORP. | CCI | 22822V101 | 19-May-2022 | Annual | 3 | Election of Director: Cindy Christy | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| CROWN CASTLE INTERNATIONAL CORP. | CCI | 22822V101 | 19-May-2022 | Annual | 4 | Election of Director: Ari Q. Fitzgerald | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| CROWN CASTLE INTERNATIONAL CORP. | CCI | 22822V101 | 19-May-2022 | Annual | 5 | Election of Director: Andrea J. Goldsmith | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| CROWN CASTLE INTERNATIONAL CORP. | CCI | 22822V101 | 19-May-2022 | Annual | 6 | Election of Director: Tammy K. Jones | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| CROWN CASTLE INTERNATIONAL CORP. | CCI | 22822V101 | 19-May-2022 | Annual | 7 | Election of Director: Anthony J. Melone | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| CROWN CASTLE INTERNATIONAL CORP. | CCI | 22822V101 | 19-May-2022 | Annual | 8 | Election of Director: W. Benjamin Moreland | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| CROWN CASTLE INTERNATIONAL CORP. | CCI | 22822V101 | 19-May-2022 | Annual | 9 | Election of Director: Kevin A. Stephens | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| CROWN CASTLE INTERNATIONAL CORP. | CCI | 22822V101 | 19-May-2022 | Annual | 10 | Election of Director: Matthew Thornton, III | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| CROWN CASTLE INTERNATIONAL CORP. | CCI | 22822V101 | 19-May-2022 | Annual | 11 | The ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accountants for fiscal year 2022. | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| CROWN CASTLE INTERNATIONAL CORP. | CCI | 22822V101 | 19-May-2022 | Annual | 12 | The proposal to approve the Company's 2022 Long-Term Incentive Plan. | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| CROWN CASTLE INTERNATIONAL CORP. | CCI | 22822V101 | 19-May-2022 | Annual | 13 | The amendment to the Company's Restated Certificate of Incorporation to increase the number of authorized shares of common stock. | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| CROWN CASTLE INTERNATIONAL CORP. | CCI | 22822V101 | 19-May-2022 | Annual | 14 | The non-binding, advisory vote to approve the compensation of the Company's named executive officers. | Management | F | 05-Apr-2022 | F | EQUITY SKEW ETF |
| DEXCOM, INC. | DXCM | 252131107 | 19-May-2022 | Annual | 1 | Election of Class II Director to hold office until our 2023 Annual Meeting: Steven R. Altman | Management | F | 11-Apr-2022 | F | EQUITY SKEW ETF |
| DEXCOM, INC. | DXCM | 252131107 | 19-May-2022 | Annual | 2 | Election of Class II Director to hold office until our 2023 Annual Meeting: Barbara E. Kahn | Management | F | 11-Apr-2022 | F | EQUITY SKEW ETF |
| DEXCOM, INC. | DXCM | 252131107 | 19-May-2022 | Annual | 3 | Election of Class II Director to hold office until our 2023 Annual Meeting: Kyle Malady | Management | F | 11-Apr-2022 | F | EQUITY SKEW ETF |
| DEXCOM, INC. | DXCM | 252131107 | 19-May-2022 | Annual | 4 | Election of Class II Director to hold office until our 2023 Annual Meeting: Jay S. Skyler, MD, MACP | Management | F | 11-Apr-2022 | F | EQUITY SKEW ETF |
| DEXCOM, INC. | DXCM | 252131107 | 19-May-2022 | Annual | 5 | To ratify the selection by the Audit Committee of our Board of Directors of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | F | 11-Apr-2022 | F | EQUITY SKEW ETF |
| DEXCOM, INC. | DXCM | 252131107 | 19-May-2022 | Annual | 6 | To hold a non-binding vote on an advisory resolution to approve executive compensation. | Management | F | 11-Apr-2022 | F | EQUITY SKEW ETF |
| DEXCOM, INC. | DXCM | 252131107 | 19-May-2022 | Annual | 7 | To approve the amendment and restatement of our Restated Certificate of Incorporation to (i) effect a 4:1 forward split of our Common Stock (the "Forward Stock Split") and (ii) increase the number of shares of authorized Common Stock to effectuate the Forward Stock Split. | Management | F | 11-Apr-2022 | F | EQUITY SKEW ETF |
| HILTON WORLDWIDE HOLDINGS INC. | HLT | 43300A203 | 20-May-2022 | Annual | 1 | Election of Director: Christopher J. Nassetta | Management | F | 10-Apr-2022 | F | EQUITY SKEW ETF |
| HILTON WORLDWIDE HOLDINGS INC. | HLT | 43300A203 | 20-May-2022 | Annual | 2 | Election of Director: Jonathan D. Gray | Management | F | 10-Apr-2022 | F | EQUITY SKEW ETF |
| HILTON WORLDWIDE HOLDINGS INC. | HLT | 43300A203 | 20-May-2022 | Annual | 3 | Election of Director: Charlene T. Begley | Management | F | 10-Apr-2022 | F | EQUITY SKEW ETF |
| HILTON WORLDWIDE HOLDINGS INC. | HLT | 43300A203 | 20-May-2022 | Annual | 4 | Election of Director: Chris Carr | Management | F | 10-Apr-2022 | F | EQUITY SKEW ETF |
| HILTON WORLDWIDE HOLDINGS INC. | HLT | 43300A203 | 20-May-2022 | Annual | 5 | Election of Director: Melanie L. Healey | Management | F | 10-Apr-2022 | F | EQUITY SKEW ETF |
| HILTON WORLDWIDE HOLDINGS INC. | HLT | 43300A203 | 20-May-2022 | Annual | 6 | Election of Director: Raymond E. Mabus, Jr. | Management | F | 10-Apr-2022 | F | EQUITY SKEW ETF |
| HILTON WORLDWIDE HOLDINGS INC. | HLT | 43300A203 | 20-May-2022 | Annual | 7 | Election of Director: Judith A. McHale | Management | F | 10-Apr-2022 | F | EQUITY SKEW ETF |
| HILTON WORLDWIDE HOLDINGS INC. | HLT | 43300A203 | 20-May-2022 | Annual | 8 | Election of Director: Elizabeth A. Smith | Management | F | 10-Apr-2022 | F | EQUITY SKEW ETF |
| HILTON WORLDWIDE HOLDINGS INC. | HLT | 43300A203 | 20-May-2022 | Annual | 9 | Election of Director: Douglas M. Steenland | Management | F | 10-Apr-2022 | F | EQUITY SKEW ETF |
| HILTON WORLDWIDE HOLDINGS INC. | HLT | 43300A203 | 20-May-2022 | Annual | 10 | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2022. | Management | F | 10-Apr-2022 | F | EQUITY SKEW ETF |
| HILTON WORLDWIDE HOLDINGS INC. | HLT | 43300A203 | 20-May-2022 | Annual | 11 | Approval, in a non-binding advisory vote, of the compensation paid to the Company's named executive officers. | Management | F | 10-Apr-2022 | F | EQUITY SKEW ETF |
| FLAGSTAR BANCORP, INC. | FBC | 337930705 | 24-May-2022 | Annual | 1 | Election of Director: Alessandro P. DiNello | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| FLAGSTAR BANCORP, INC. | FBC | 337930705 | 24-May-2022 | Annual | 2 | Election of Director: Jay J. Hansen | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| FLAGSTAR BANCORP, INC. | FBC | 337930705 | 24-May-2022 | Annual | 3 | Election of Director: Toan Huynh | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| FLAGSTAR BANCORP, INC. | FBC | 337930705 | 24-May-2022 | Annual | 4 | Election of Director: Lori Jordan | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| FLAGSTAR BANCORP, INC. | FBC | 337930705 | 24-May-2022 | Annual | 5 | Election of Director: John D. Lewis | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| FLAGSTAR BANCORP, INC. | FBC | 337930705 | 24-May-2022 | Annual | 6 | Election of Director: Bruce E. Nyberg | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| FLAGSTAR BANCORP, INC. | FBC | 337930705 | 24-May-2022 | Annual | 7 | Election of Director: James A. Ovenden | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| FLAGSTAR BANCORP, INC. | FBC | 337930705 | 24-May-2022 | Annual | 8 | Election of Director: Peter Schoels | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| FLAGSTAR BANCORP, INC. | FBC | 337930705 | 24-May-2022 | Annual | 9 | Election of Director: David L. Treadwell | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| FLAGSTAR BANCORP, INC. | FBC | 337930705 | 24-May-2022 | Annual | 10 | Election of Director: Jennifer R. Whip | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| FLAGSTAR BANCORP, INC. | FBC | 337930705 | 24-May-2022 | Annual | 11 | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the year ending December 31, 2022. | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| FLAGSTAR BANCORP, INC. | FBC | 337930705 | 24-May-2022 | Annual | 12 | To adopt an advisory (non-binding) resolution to approve named executive officer compensation. | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| WATERS CORPORATION | WAT | 941848103 | 24-May-2022 | Annual | 1 | Election of Director: Dr. Udit Batra, Ph.D. | Management | F | 15-Apr-2022 | F | EQUITY SKEW ETF |
| WATERS CORPORATION | WAT | 941848103 | 24-May-2022 | Annual | 2 | Election of Director: Linda Baddour | Management | F | 15-Apr-2022 | F | EQUITY SKEW ETF |
| WATERS CORPORATION | WAT | 941848103 | 24-May-2022 | Annual | 3 | Election of Director: Edward Conard | Management | F | 15-Apr-2022 | F | EQUITY SKEW ETF |
| WATERS CORPORATION | WAT | 941848103 | 24-May-2022 | Annual | 4 | Election of Director: Dr. Pearl S. Huang, Ph.D. | Management | F | 15-Apr-2022 | F | EQUITY SKEW ETF |
| WATERS CORPORATION | WAT | 941848103 | 24-May-2022 | Annual | 5 | Election of Director: Wei Jiang | Management | F | 15-Apr-2022 | F | EQUITY SKEW ETF |
| WATERS CORPORATION | WAT | 941848103 | 24-May-2022 | Annual | 6 | Election of Director: Christopher A. Kuebler | Management | F | 15-Apr-2022 | F | EQUITY SKEW ETF |
| WATERS CORPORATION | WAT | 941848103 | 24-May-2022 | Annual | 7 | Election of Director: Dr. Flemming Ornskov, M.D., M.P.H. | Management | F | 15-Apr-2022 | F | EQUITY SKEW ETF |
| WATERS CORPORATION | WAT | 941848103 | 24-May-2022 | Annual | 8 | Election of Director: Thomas P. Salice | Management | F | 15-Apr-2022 | F | EQUITY SKEW ETF |
| WATERS CORPORATION | WAT | 941848103 | 24-May-2022 | Annual | 9 | To ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | F | 15-Apr-2022 | F | EQUITY SKEW ETF |
| WATERS CORPORATION | WAT | 941848103 | 24-May-2022 | Annual | 10 | To approve, by non-binding vote, executive compensation. | Management | F | 15-Apr-2022 | F | EQUITY SKEW ETF |
| WEST PHARMACEUTICAL SERVICES, INC. | WST | 955306105 | 24-May-2022 | Annual | 1 | Election of Director: Mark A. Buthman | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| WEST PHARMACEUTICAL SERVICES, INC. | WST | 955306105 | 24-May-2022 | Annual | 2 | Election of Director: William F. Feehery | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| WEST PHARMACEUTICAL SERVICES, INC. | WST | 955306105 | 24-May-2022 | Annual | 3 | Election of Director: Robert Friel | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| WEST PHARMACEUTICAL SERVICES, INC. | WST | 955306105 | 24-May-2022 | Annual | 4 | Election of Director: Eric M. Green | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| WEST PHARMACEUTICAL SERVICES, INC. | WST | 955306105 | 24-May-2022 | Annual | 5 | Election of Director: Molly E. Joseph | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| WEST PHARMACEUTICAL SERVICES, INC. | WST | 955306105 | 24-May-2022 | Annual | 6 | Election of Director: Thomas W. Hofmann | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| WEST PHARMACEUTICAL SERVICES, INC. | WST | 955306105 | 24-May-2022 | Annual | 7 | Election of Director: Deborah L. V. Keller | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| WEST PHARMACEUTICAL SERVICES, INC. | WST | 955306105 | 24-May-2022 | Annual | 8 | Election of Director: Myla P. Lai-Goldman | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| WEST PHARMACEUTICAL SERVICES, INC. | WST | 955306105 | 24-May-2022 | Annual | 9 | Election of Director: Douglas A. Michels | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| WEST PHARMACEUTICAL SERVICES, INC. | WST | 955306105 | 24-May-2022 | Annual | 10 | Election of Director: Paolo Pucci | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| WEST PHARMACEUTICAL SERVICES, INC. | WST | 955306105 | 24-May-2022 | Annual | 11 | Advisory vote to approve named executive officer compensation. | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| WEST PHARMACEUTICAL SERVICES, INC. | WST | 955306105 | 24-May-2022 | Annual | 12 | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2022. | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| AMAZON.COM, INC. | AMZN | 023135106 | 25-May-2022 | Annual | 1 | Election of Director: Jeffrey P. Bezos | Management | F | 20-Apr-2022 | F | EQUITY SKEW ETF |
| AMAZON.COM, INC. | AMZN | 023135106 | 25-May-2022 | Annual | 2 | Election of Director: Andrew R. Jassy | Management | F | 20-Apr-2022 | F | EQUITY SKEW ETF |
| AMAZON.COM, INC. | AMZN | 023135106 | 25-May-2022 | Annual | 3 | Election of Director: Keith B. Alexander | Management | F | 20-Apr-2022 | F | EQUITY SKEW ETF |
| AMAZON.COM, INC. | AMZN | 023135106 | 25-May-2022 | Annual | 4 | Election of Director: Edith W. Cooper | Management | F | 20-Apr-2022 | F | EQUITY SKEW ETF |
| AMAZON.COM, INC. | AMZN | 023135106 | 25-May-2022 | Annual | 5 | Election of Director: Jamie S. Gorelick | Management | F | 20-Apr-2022 | F | EQUITY SKEW ETF |
| AMAZON.COM, INC. | AMZN | 023135106 | 25-May-2022 | Annual | 6 | Election of Director: Daniel P. Huttenlocher | Management | F | 20-Apr-2022 | F | EQUITY SKEW ETF |
| AMAZON.COM, INC. | AMZN | 023135106 | 25-May-2022 | Annual | 7 | Election of Director: Judith A. McGrath | Management | F | 20-Apr-2022 | F | EQUITY SKEW ETF |
| AMAZON.COM, INC. | AMZN | 023135106 | 25-May-2022 | Annual | 8 | Election of Director: Indra K. Nooyi | Management | F | 20-Apr-2022 | F | EQUITY SKEW ETF |
| AMAZON.COM, INC. | AMZN | 023135106 | 25-May-2022 | Annual | 9 | Election of Director: Jonathan J. Rubinstein | Management | F | 20-Apr-2022 | F | EQUITY SKEW ETF |
| AMAZON.COM, INC. | AMZN | 023135106 | 25-May-2022 | Annual | 10 | Election of Director: Patricia Q. Stonesifer | Management | F | 20-Apr-2022 | F | EQUITY SKEW ETF |
| AMAZON.COM, INC. | AMZN | 023135106 | 25-May-2022 | Annual | 11 | Election of Director: Wendell P. Weeks | Management | F | 20-Apr-2022 | F | EQUITY SKEW ETF |
| AMAZON.COM, INC. | AMZN | 023135106 | 25-May-2022 | Annual | 12 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Management | F | 20-Apr-2022 | F | EQUITY SKEW ETF |
| AMAZON.COM, INC. | AMZN | 023135106 | 25-May-2022 | Annual | 13 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | F | 20-Apr-2022 | F | EQUITY SKEW ETF |
| AMAZON.COM, INC. | AMZN | 023135106 | 25-May-2022 | Annual | 14 | APPROVAL OF AN AMENDMENT TO THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION TO EFFECT A 20-FOR-1 SPLIT OF THE COMPANY'S COMMON STOCK AND A PROPORTIONATE INCREASE IN THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK | Management | F | 20-Apr-2022 | F | EQUITY SKEW ETF |
| AMAZON.COM, INC. | AMZN | 023135106 | 25-May-2022 | Annual | 15 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON RETIREMENT PLAN OPTIONS | Shareholder | N | 20-Apr-2022 | N | EQUITY SKEW ETF |
| AMAZON.COM, INC. | AMZN | 023135106 | 25-May-2022 | Annual | 16 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER DUE DILIGENCE | Shareholder | N | 20-Apr-2022 | N | EQUITY SKEW ETF |
| AMAZON.COM, INC. | AMZN | 023135106 | 25-May-2022 | Annual | 17 | SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE DIRECTOR CANDIDATE POLICY | Shareholder | N | 20-Apr-2022 | N | EQUITY SKEW ETF |
| AMAZON.COM, INC. | AMZN | 023135106 | 25-May-2022 | Annual | 18 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PACKAGING MATERIALS | Shareholder | N | 20-Apr-2022 | N | EQUITY SKEW ETF |
| AMAZON.COM, INC. | AMZN | 023135106 | 25-May-2022 | Annual | 19 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON WORKER HEALTH AND SAFETY DIFFERENCES | Shareholder | N | 20-Apr-2022 | N | EQUITY SKEW ETF |
| AMAZON.COM, INC. | AMZN | 023135106 | 25-May-2022 | Annual | 20 | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON RISKS ASSOCIATED WITH THE USE OF CERTAIN CONTRACT CLAUSES | Shareholder | N | 20-Apr-2022 | N | EQUITY SKEW ETF |
| AMAZON.COM, INC. | AMZN | 023135106 | 25-May-2022 | Annual | 21 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CHARITABLE CONTRIBUTIONS | Shareholder | N | 20-Apr-2022 | N | EQUITY SKEW ETF |
| AMAZON.COM, INC. | AMZN | 023135106 | 25-May-2022 | Annual | 22 | SHAREHOLDER PROPOSAL REQUESTING ALTERNATIVE TAX REPORTING | Shareholder | N | 20-Apr-2022 | N | EQUITY SKEW ETF |
| AMAZON.COM, INC. | AMZN | 023135106 | 25-May-2022 | Annual | 23 | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON FREEDOM OF ASSOCIATION | Shareholder | N | 20-Apr-2022 | N | EQUITY SKEW ETF |
| AMAZON.COM, INC. | AMZN | 023135106 | 25-May-2022 | Annual | 24 | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON LOBBYING | Shareholder | N | 20-Apr-2022 | N | EQUITY SKEW ETF |
| AMAZON.COM, INC. | AMZN | 023135106 | 25-May-2022 | Annual | 25 | SHAREHOLDER PROPOSAL REQUESTING A POLICY REQUIRING MORE DIRECTOR CANDIDATES THAN BOARD SEATS | Shareholder | N | 20-Apr-2022 | N | EQUITY SKEW ETF |
| AMAZON.COM, INC. | AMZN | 023135106 | 25-May-2022 | Annual | 26 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON WAREHOUSE WORKING CONDITIONS | Shareholder | N | 20-Apr-2022 | N | EQUITY SKEW ETF |
| AMAZON.COM, INC. | AMZN | 023135106 | 25-May-2022 | Annual | 27 | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON GENDER/RACIAL PAY | Shareholder | N | 20-Apr-2022 | N | EQUITY SKEW ETF |
| AMAZON.COM, INC. | AMZN | 023135106 | 25-May-2022 | Annual | 28 | SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY AND EQUITY AUDIT | Shareholder | N | 20-Apr-2022 | N | EQUITY SKEW ETF |
| AMAZON.COM, INC. | AMZN | 023135106 | 25-May-2022 | Annual | 29 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER USE OF CERTAIN TECHNOLOGIES | Shareholder | N | 20-Apr-2022 | N | EQUITY SKEW ETF |
| BLACKROCK, INC. | BLK | 09247X101 | 25-May-2022 | Annual | 1 | Election of Director: Bader M. Alsaad | Management | F | 20-Apr-2022 | F | EQUITY SKEW ETF |
| BLACKROCK, INC. | BLK | 09247X101 | 25-May-2022 | Annual | 2 | Election of Director: Pamela Daley | Management | F | 20-Apr-2022 | F | EQUITY SKEW ETF |
| BLACKROCK, INC. | BLK | 09247X101 | 25-May-2022 | Annual | 3 | Election of Director: Laurence D. Fink | Management | F | 20-Apr-2022 | F | EQUITY SKEW ETF |
| BLACKROCK, INC. | BLK | 09247X101 | 25-May-2022 | Annual | 4 | Election of Director: Beth Ford | Management | F | 20-Apr-2022 | F | EQUITY SKEW ETF |
| BLACKROCK, INC. | BLK | 09247X101 | 25-May-2022 | Annual | 5 | Election of Director: William E. Ford | Management | F | 20-Apr-2022 | F | EQUITY SKEW ETF |
| BLACKROCK, INC. | BLK | 09247X101 | 25-May-2022 | Annual | 6 | Election of Director: Fabrizio Freda | Management | F | 20-Apr-2022 | F | EQUITY SKEW ETF |
| BLACKROCK, INC. | BLK | 09247X101 | 25-May-2022 | Annual | 7 | Election of Director: Murry S. Gerber | Management | F | 20-Apr-2022 | F | EQUITY SKEW ETF |
| BLACKROCK, INC. | BLK | 09247X101 | 25-May-2022 | Annual | 8 | Election of Director: Margaret "Peggy" L. Johnson | Management | F | 20-Apr-2022 | F | EQUITY SKEW ETF |
| BLACKROCK, INC. | BLK | 09247X101 | 25-May-2022 | Annual | 9 | Election of Director: Robert S. Kapito | Management | F | 20-Apr-2022 | F | EQUITY SKEW ETF |
| BLACKROCK, INC. | BLK | 09247X101 | 25-May-2022 | Annual | 10 | Election of Director: Cheryl D. Mills | Management | F | 20-Apr-2022 | F | EQUITY SKEW ETF |
| BLACKROCK, INC. | BLK | 09247X101 | 25-May-2022 | Annual | 11 | Election of Director: Gordon M. Nixon | Management | F | 20-Apr-2022 | F | EQUITY SKEW ETF |
| BLACKROCK, INC. | BLK | 09247X101 | 25-May-2022 | Annual | 12 | Election of Director: Kristin C. Peck | Management | F | 20-Apr-2022 | F | EQUITY SKEW ETF |
| BLACKROCK, INC. | BLK | 09247X101 | 25-May-2022 | Annual | 13 | Election of Director: Charles H. Robbins | Management | F | 20-Apr-2022 | F | EQUITY SKEW ETF |
| BLACKROCK, INC. | BLK | 09247X101 | 25-May-2022 | Annual | 14 | Election of Director: Marco Antonio Slim Domit | Management | F | 20-Apr-2022 | F | EQUITY SKEW ETF |
| BLACKROCK, INC. | BLK | 09247X101 | 25-May-2022 | Annual | 15 | Election of Director: Hans E. Vestberg | Management | F | 20-Apr-2022 | F | EQUITY SKEW ETF |
| BLACKROCK, INC. | BLK | 09247X101 | 25-May-2022 | Annual | 16 | Election of Director: Susan L. Wagner | Management | F | 20-Apr-2022 | F | EQUITY SKEW ETF |
| BLACKROCK, INC. | BLK | 09247X101 | 25-May-2022 | Annual | 17 | Election of Director: Mark Wilson | Management | F | 20-Apr-2022 | F | EQUITY SKEW ETF |
| BLACKROCK, INC. | BLK | 09247X101 | 25-May-2022 | Annual | 18 | Approval, in a non-binding advisory vote, of the compensation for named executive officers. | Management | F | 20-Apr-2022 | F | EQUITY SKEW ETF |
| BLACKROCK, INC. | BLK | 09247X101 | 25-May-2022 | Annual | 19 | Ratification of the appointment of Deloitte LLP as BlackRock's independent registered public accounting firm for the fiscal year 2022. | Management | F | 20-Apr-2022 | F | EQUITY SKEW ETF |
| BLACKROCK, INC. | BLK | 09247X101 | 25-May-2022 | Annual | 20 | Shareholder Proposal - Adopt stewardship policies designed to curtail corporate activities that externalize social and environmental costs. | Shareholder | N | 20-Apr-2022 | N | EQUITY SKEW ETF |
| PIONEER NATURAL RESOURCES COMPANY | PXD | 723787107 | 25-May-2022 | Annual | 1 | Election of Director: A.R. Alameddine | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| PIONEER NATURAL RESOURCES COMPANY | PXD | 723787107 | 25-May-2022 | Annual | 2 | Election of Director: Lori G. Billingsley | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| PIONEER NATURAL RESOURCES COMPANY | PXD | 723787107 | 25-May-2022 | Annual | 3 | Election of Director: Edison C. Buchanan | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| PIONEER NATURAL RESOURCES COMPANY | PXD | 723787107 | 25-May-2022 | Annual | 4 | Election of Director: Maria S. Dreyfus | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| PIONEER NATURAL RESOURCES COMPANY | PXD | 723787107 | 25-May-2022 | Annual | 5 | Election of Director: Matthew M. Gallagher | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| PIONEER NATURAL RESOURCES COMPANY | PXD | 723787107 | 25-May-2022 | Annual | 6 | Election of Director: Phillip A. Gobe | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| PIONEER NATURAL RESOURCES COMPANY | PXD | 723787107 | 25-May-2022 | Annual | 7 | Election of Director: Stacy P. Methvin | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| PIONEER NATURAL RESOURCES COMPANY | PXD | 723787107 | 25-May-2022 | Annual | 8 | Election of Director: Royce W. Mitchell | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| PIONEER NATURAL RESOURCES COMPANY | PXD | 723787107 | 25-May-2022 | Annual | 9 | Election of Director: Frank A. Risch | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| PIONEER NATURAL RESOURCES COMPANY | PXD | 723787107 | 25-May-2022 | Annual | 10 | Election of Director: Scott D. Sheffield | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| PIONEER NATURAL RESOURCES COMPANY | PXD | 723787107 | 25-May-2022 | Annual | 11 | Election of Director: J. Kenneth Thompson | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| PIONEER NATURAL RESOURCES COMPANY | PXD | 723787107 | 25-May-2022 | Annual | 12 | Election of Director: Phoebe A. Wood | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| PIONEER NATURAL RESOURCES COMPANY | PXD | 723787107 | 25-May-2022 | Annual | 13 | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2022. | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| PIONEER NATURAL RESOURCES COMPANY | PXD | 723787107 | 25-May-2022 | Annual | 14 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| TWITTER, INC. | TWTR | 90184L102 | 25-May-2022 | Annual | 1 | Election of Director: Egon Durban | Management | F | 14-Apr-2022 | F | EQUITY SKEW ETF |
| TWITTER, INC. | TWTR | 90184L102 | 25-May-2022 | Annual | 2 | Election of Director: Patrick Pichette | Management | F | 14-Apr-2022 | F | EQUITY SKEW ETF |
| TWITTER, INC. | TWTR | 90184L102 | 25-May-2022 | Annual | 3 | The approval, on an advisory basis, of the compensation of our named executive officers. | Management | F | 14-Apr-2022 | F | EQUITY SKEW ETF |
| TWITTER, INC. | TWTR | 90184L102 | 25-May-2022 | Annual | 4 | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2022. | Management | F | 14-Apr-2022 | F | EQUITY SKEW ETF |
| TWITTER, INC. | TWTR | 90184L102 | 25-May-2022 | Annual | 5 | The approval of an amendment to our amended and restated certificate of incorporation to declassify our board of directors. | Management | F | 14-Apr-2022 | F | EQUITY SKEW ETF |
| TWITTER, INC. | TWTR | 90184L102 | 25-May-2022 | Annual | 6 | A stockholder proposal regarding a report on risks of the use of concealment clauses, if properly presented at the Annual Meeting. | Shareholder | N | 14-Apr-2022 | N | EQUITY SKEW ETF |
| TWITTER, INC. | TWTR | 90184L102 | 25-May-2022 | Annual | 7 | A stockholder proposal regarding a director candidate with human and/or civil rights expertise, if properly presented at the Annual Meeting. | Shareholder | N | 14-Apr-2022 | N | EQUITY SKEW ETF |
| TWITTER, INC. | TWTR | 90184L102 | 25-May-2022 | Annual | 8 | A stockholder proposal regarding an audit analyzing the Company's impacts on civil rights and non-discrimination, if properly presented at the Annual Meeting. | Shareholder | N | 14-Apr-2022 | N | EQUITY SKEW ETF |
| TWITTER, INC. | TWTR | 90184L102 | 25-May-2022 | Annual | 9 | A stockholder proposal regarding an electoral spending report, if properly presented at the Annual Meeting. | Shareholder | N | 14-Apr-2022 | N | EQUITY SKEW ETF |
| TWITTER, INC. | TWTR | 90184L102 | 25-May-2022 | Annual | 10 | A stockholder proposal regarding a report on lobbying activities and expenditures, if properly presented at the Annual Meeting. | Shareholder | N | 14-Apr-2022 | N | EQUITY SKEW ETF |
| VERISK ANALYTICS, INC. | VRSK | 92345Y106 | 25-May-2022 | Annual | 1 | Election of Director: Jeffrey Dailey | Management | F | 17-Apr-2022 | F | EQUITY SKEW ETF |
| VERISK ANALYTICS, INC. | VRSK | 92345Y106 | 25-May-2022 | Annual | 2 | Election of Director: Constantine P. Iordanou | Management | F | 17-Apr-2022 | F | EQUITY SKEW ETF |
| VERISK ANALYTICS, INC. | VRSK | 92345Y106 | 25-May-2022 | Annual | 3 | Election of Director: Wendy Lane | Management | F | 17-Apr-2022 | F | EQUITY SKEW ETF |
| VERISK ANALYTICS, INC. | VRSK | 92345Y106 | 25-May-2022 | Annual | 4 | Election of Director: Lee M. Shavel | Management | F | 17-Apr-2022 | F | EQUITY SKEW ETF |
| VERISK ANALYTICS, INC. | VRSK | 92345Y106 | 25-May-2022 | Annual | 5 | Election of Director: Kimberly S. Stevenson | Management | F | 17-Apr-2022 | F | EQUITY SKEW ETF |
| VERISK ANALYTICS, INC. | VRSK | 92345Y106 | 25-May-2022 | Annual | 6 | To approve the Board Declassification Amendment | Management | F | 17-Apr-2022 | F | EQUITY SKEW ETF |
| VERISK ANALYTICS, INC. | VRSK | 92345Y106 | 25-May-2022 | Annual | 7 | To approve executive compensation on an advisory, non-binding basis. | Management | F | 17-Apr-2022 | F | EQUITY SKEW ETF |
| VERISK ANALYTICS, INC. | VRSK | 92345Y106 | 25-May-2022 | Annual | 8 | To ratify the appointment of Deloitte & Touche LLP as our independent auditor for the 2022 fiscal year. | Management | F | 17-Apr-2022 | F | EQUITY SKEW ETF |
| EXTRA SPACE STORAGE INC. | EXR | 30225T102 | 25-May-2022 | Annual | 1 | Election of Director: Kenneth M. Woolley | Management | F | 11-Apr-2022 | F | EQUITY SKEW ETF |
| EXTRA SPACE STORAGE INC. | EXR | 30225T102 | 25-May-2022 | Annual | 2 | Election of Director: Joseph D. Margolis | Management | F | 11-Apr-2022 | F | EQUITY SKEW ETF |
| EXTRA SPACE STORAGE INC. | EXR | 30225T102 | 25-May-2022 | Annual | 3 | Election of Director: Roger B. Porter | Management | F | 11-Apr-2022 | F | EQUITY SKEW ETF |
| EXTRA SPACE STORAGE INC. | EXR | 30225T102 | 25-May-2022 | Annual | 4 | Election of Director: Joseph J. Bonner | Management | F | 11-Apr-2022 | F | EQUITY SKEW ETF |
| EXTRA SPACE STORAGE INC. | EXR | 30225T102 | 25-May-2022 | Annual | 5 | Election of Director: Gary L. Crittenden | Management | F | 11-Apr-2022 | F | EQUITY SKEW ETF |
| EXTRA SPACE STORAGE INC. | EXR | 30225T102 | 25-May-2022 | Annual | 6 | Election of Director: Spencer F. Kirk | Management | F | 11-Apr-2022 | F | EQUITY SKEW ETF |
| EXTRA SPACE STORAGE INC. | EXR | 30225T102 | 25-May-2022 | Annual | 7 | Election of Director: Dennis J. Letham | Management | F | 11-Apr-2022 | F | EQUITY SKEW ETF |
| EXTRA SPACE STORAGE INC. | EXR | 30225T102 | 25-May-2022 | Annual | 8 | Election of Director: Diane Olmstead | Management | F | 11-Apr-2022 | F | EQUITY SKEW ETF |
| EXTRA SPACE STORAGE INC. | EXR | 30225T102 | 25-May-2022 | Annual | 9 | Election of Director: Julia Vander Ploeg | Management | F | 11-Apr-2022 | F | EQUITY SKEW ETF |
| EXTRA SPACE STORAGE INC. | EXR | 30225T102 | 25-May-2022 | Annual | 10 | Ratification of the appointment of Ernst & Young LLP as the Company's Independent Registered Public Accounting Firm. | Management | F | 11-Apr-2022 | F | EQUITY SKEW ETF |
| EXTRA SPACE STORAGE INC. | EXR | 30225T102 | 25-May-2022 | Annual | 11 | Advisory vote on the compensation of the Company's named executive officers. | Management | F | 11-Apr-2022 | F | EQUITY SKEW ETF |
| META PLATFORMS, INC. | FB | 30303M102 | 25-May-2022 | Annual | 1 | DIRECTOR | Management | F | 14-Apr-2022 | F | EQUITY SKEW ETF |
| META PLATFORMS, INC. | FB | 30303M102 | 25-May-2022 | Annual | 1 | DIRECTOR | Management | F | 14-Apr-2022 | F | EQUITY SKEW ETF |
| META PLATFORMS, INC. | FB | 30303M102 | 25-May-2022 | Annual | 1 | DIRECTOR | Management | F | 14-Apr-2022 | F | EQUITY SKEW ETF |
| META PLATFORMS, INC. | FB | 30303M102 | 25-May-2022 | Annual | 1 | DIRECTOR | Management | F | 14-Apr-2022 | F | EQUITY SKEW ETF |
| META PLATFORMS, INC. | FB | 30303M102 | 25-May-2022 | Annual | 1 | DIRECTOR | Management | F | 14-Apr-2022 | F | EQUITY SKEW ETF |
| META PLATFORMS, INC. | FB | 30303M102 | 25-May-2022 | Annual | 1 | DIRECTOR | Management | F | 14-Apr-2022 | F | EQUITY SKEW ETF |
| META PLATFORMS, INC. | FB | 30303M102 | 25-May-2022 | Annual | 1 | DIRECTOR | Management | F | 14-Apr-2022 | F | EQUITY SKEW ETF |
| META PLATFORMS, INC. | FB | 30303M102 | 25-May-2022 | Annual | 1 | DIRECTOR | Management | F | 14-Apr-2022 | F | EQUITY SKEW ETF |
| META PLATFORMS, INC. | FB | 30303M102 | 25-May-2022 | Annual | 1 | DIRECTOR | Management | F | 14-Apr-2022 | F | EQUITY SKEW ETF |
| META PLATFORMS, INC. | FB | 30303M102 | 25-May-2022 | Annual | 2 | To ratify the appointment of Ernst & Young LLP as Meta Platforms, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | F | 14-Apr-2022 | F | EQUITY SKEW ETF |
| META PLATFORMS, INC. | FB | 30303M102 | 25-May-2022 | Annual | 3 | To approve, on a non-binding advisory basis, the compensation program for Meta Platforms, Inc.'s named executive officers as disclosed in Meta Platforms, Inc.'s proxy statement. | Management | F | 14-Apr-2022 | F | EQUITY SKEW ETF |
| META PLATFORMS, INC. | FB | 30303M102 | 25-May-2022 | Annual | 4 | A shareholder proposal regarding dual class capital structure. | Shareholder | N | 14-Apr-2022 | F | EQUITY SKEW ETF |
| META PLATFORMS, INC. | FB | 30303M102 | 25-May-2022 | Annual | 5 | A shareholder proposal regarding an independent chair. | Shareholder | N | 14-Apr-2022 | N | EQUITY SKEW ETF |
| META PLATFORMS, INC. | FB | 30303M102 | 25-May-2022 | Annual | 6 | A shareholder proposal regarding concealment clauses. | Shareholder | N | 14-Apr-2022 | N | EQUITY SKEW ETF |
| META PLATFORMS, INC. | FB | 30303M102 | 25-May-2022 | Annual | 7 | A shareholder proposal regarding report on external costs of misinformation. | Shareholder | N | 14-Apr-2022 | N | EQUITY SKEW ETF |
| META PLATFORMS, INC. | FB | 30303M102 | 25-May-2022 | Annual | 8 | A shareholder proposal regarding report on community standards enforcement. | Shareholder | N | 14-Apr-2022 | N | EQUITY SKEW ETF |
| META PLATFORMS, INC. | FB | 30303M102 | 25-May-2022 | Annual | 9 | A shareholder proposal regarding report and advisory vote on the metaverse. | Shareholder | N | 14-Apr-2022 | N | EQUITY SKEW ETF |
| META PLATFORMS, INC. | FB | 30303M102 | 25-May-2022 | Annual | 10 | A shareholder proposal regarding human rights impact assessment. | Shareholder | N | 14-Apr-2022 | N | EQUITY SKEW ETF |
| META PLATFORMS, INC. | FB | 30303M102 | 25-May-2022 | Annual | 11 | A shareholder proposal regarding child sexual exploitation online. | Shareholder | N | 14-Apr-2022 | N | EQUITY SKEW ETF |
| META PLATFORMS, INC. | FB | 30303M102 | 25-May-2022 | Annual | 12 | A shareholder proposal regarding civil rights and non-discrimination audit. | Shareholder | N | 14-Apr-2022 | N | EQUITY SKEW ETF |
| META PLATFORMS, INC. | FB | 30303M102 | 25-May-2022 | Annual | 13 | A shareholder proposal regarding report on lobbying. | Shareholder | N | 14-Apr-2022 | N | EQUITY SKEW ETF |
| META PLATFORMS, INC. | FB | 30303M102 | 25-May-2022 | Annual | 14 | A shareholder proposal regarding assessment of audit & risk oversight committee. | Shareholder | N | 14-Apr-2022 | N | EQUITY SKEW ETF |
| META PLATFORMS, INC. | FB | 30303M102 | 25-May-2022 | Annual | 15 | A shareholder proposal regarding report on charitable donations. | Shareholder | N | 14-Apr-2022 | N | EQUITY SKEW ETF |
| CONMED CORPORATION | CNMD | 207410101 | 25-May-2022 | Annual | 1 | Election of Director: David Bronson | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| CONMED CORPORATION | CNMD | 207410101 | 25-May-2022 | Annual | 2 | Election of Director: Brian P. Concannon | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| CONMED CORPORATION | CNMD | 207410101 | 25-May-2022 | Annual | 3 | Election of Director: LaVerne Council | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| CONMED CORPORATION | CNMD | 207410101 | 25-May-2022 | Annual | 4 | Election of Director: Charles M. Farkas | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| CONMED CORPORATION | CNMD | 207410101 | 25-May-2022 | Annual | 5 | Election of Director: Martha Goldberg Aronson | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| CONMED CORPORATION | CNMD | 207410101 | 25-May-2022 | Annual | 6 | Election of Director: Curt R. Hartman | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| CONMED CORPORATION | CNMD | 207410101 | 25-May-2022 | Annual | 7 | Election of Director: Jerome J. Lande | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| CONMED CORPORATION | CNMD | 207410101 | 25-May-2022 | Annual | 8 | Election of Director: Barbara J. Schwarzentraub | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| CONMED CORPORATION | CNMD | 207410101 | 25-May-2022 | Annual | 9 | Election of Director: Dr. John L. Workman | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| CONMED CORPORATION | CNMD | 207410101 | 25-May-2022 | Annual | 10 | Ratification of appointment of Pricewaterhouse Coopers, LLP as the Company's Independent registered accounting firm for the fiscal year ending December 31, 2022 | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| CONMED CORPORATION | CNMD | 207410101 | 25-May-2022 | Annual | 11 | Advisory Vote on Named Executive Officer Compensation | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| EQUINIX, INC. | EQIX | 29444U700 | 25-May-2022 | Annual | 1 | Election of Director: Nanci Caldwell | Management | F | 15-Apr-2022 | F | EQUITY SKEW ETF |
| EQUINIX, INC. | EQIX | 29444U700 | 25-May-2022 | Annual | 2 | Election of Director: Adaire Fox-Martin | Management | F | 15-Apr-2022 | F | EQUITY SKEW ETF |
| EQUINIX, INC. | EQIX | 29444U700 | 25-May-2022 | Annual | 3 | Election of Director: Ron Guerrier | Management | F | 15-Apr-2022 | F | EQUITY SKEW ETF |
| EQUINIX, INC. | EQIX | 29444U700 | 25-May-2022 | Annual | 4 | Election of Director: Gary Hromadko | Management | F | 15-Apr-2022 | F | EQUITY SKEW ETF |
| EQUINIX, INC. | EQIX | 29444U700 | 25-May-2022 | Annual | 5 | Election of Director: Irving Lyons III | Management | F | 15-Apr-2022 | F | EQUITY SKEW ETF |
| EQUINIX, INC. | EQIX | 29444U700 | 25-May-2022 | Annual | 6 | Election of Director: Charles Meyers | Management | F | 15-Apr-2022 | F | EQUITY SKEW ETF |
| EQUINIX, INC. | EQIX | 29444U700 | 25-May-2022 | Annual | 7 | Election of Director: Christopher Paisley | Management | F | 15-Apr-2022 | F | EQUITY SKEW ETF |
| EQUINIX, INC. | EQIX | 29444U700 | 25-May-2022 | Annual | 8 | Election of Director: Sandra Rivera | Management | F | 15-Apr-2022 | F | EQUITY SKEW ETF |
| EQUINIX, INC. | EQIX | 29444U700 | 25-May-2022 | Annual | 9 | Election of Director: Peter Van Camp | Management | F | 15-Apr-2022 | F | EQUITY SKEW ETF |
| EQUINIX, INC. | EQIX | 29444U700 | 25-May-2022 | Annual | 10 | Approval, by a non-binding advisory vote, of the compensation of our named executive officers. | Management | F | 15-Apr-2022 | F | EQUITY SKEW ETF |
| EQUINIX, INC. | EQIX | 29444U700 | 25-May-2022 | Annual | 11 | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending Dec. 31, 2022. | Management | F | 15-Apr-2022 | F | EQUITY SKEW ETF |
| EQUINIX, INC. | EQIX | 29444U700 | 25-May-2022 | Annual | 12 | A stockholder proposal, related to lowering the stock ownership threshold required to call a special meeting. | Shareholder | N | 15-Apr-2022 | N | EQUITY SKEW ETF |
| AEROJET ROCKETDYNE HOLDINGS, INC. | AJRD | 007800105 | 25-May-2022 | Consent | 1 | Mark FOR if you CONSENT to the request of the Special Meeting and Agent Designation, Mark AGAINST if you DO NOT CONSENT to the request of the Special Meeting and Agent Designation. Please review the Solicitation Statement dated May 2, 2022 for more information (FOR = CONSENT; AGAINST = DO NOT CONSENT) | Management | / | EQUITY SKEW ETF | ||
| AEROJET ROCKETDYNE HOLDINGS, INC. | AJRD | 007800105 | 25-May-2022 | Consent | 1 | Mark FOR if you CONSENT to the request of the Special Meeting and Agent Designation, Mark AGAINST if you DO NOT CONSENT to the request of the Special Meeting and Agent Designation. Please review the Solicitation Statement dated May 2, 2022 for more information (FOR = CONSENT; AGAINST = DO NOT CONSENT) | Management | / | EQUITY SKEW ETF | ||
| MAXLINEAR, INC. | MXL | 57776J100 | 26-May-2022 | Annual | 1 | Election of Class I Director to serve until the 2025 annual meeting: Daniel A. Artusi | Management | F | 09-May-2022 | F | EQUITY SKEW ETF |
| MAXLINEAR, INC. | MXL | 57776J100 | 26-May-2022 | Annual | 2 | Election of Class I Director to serve until the 2025 annual meeting: Tsu-Jae King Liu, Ph.D. | Management | F | 09-May-2022 | F | EQUITY SKEW ETF |
| MAXLINEAR, INC. | MXL | 57776J100 | 26-May-2022 | Annual | 3 | To approve, on an advisory basis, the compensation of our named executive officers for the year ended December 31, 2021, as set forth in the proxy statement. | Management | F | 09-May-2022 | F | EQUITY SKEW ETF |
| MAXLINEAR, INC. | MXL | 57776J100 | 26-May-2022 | Annual | 4 | To ratify the appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | F | 09-May-2022 | F | EQUITY SKEW ETF |
| PALOMAR HOLDINGS, INC. | PLMR | 69753M105 | 26-May-2022 | Annual | 1 | DIRECTOR | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| PALOMAR HOLDINGS, INC. | PLMR | 69753M105 | 26-May-2022 | Annual | 1 | DIRECTOR | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| PALOMAR HOLDINGS, INC. | PLMR | 69753M105 | 26-May-2022 | Annual | 2 | To approve of the Amendment and Restatement of our Certificate of Incorporation. | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| PALOMAR HOLDINGS, INC. | PLMR | 69753M105 | 26-May-2022 | Annual | 3 | To approve, on a non-binding advisory basis, of the compensation of our Named Executive Officers. | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| PALOMAR HOLDINGS, INC. | PLMR | 69753M105 | 26-May-2022 | Annual | 4 | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2022. | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| HOMESTREET, INC. | HMST | 43785V102 | 26-May-2022 | Annual | 1 | Election of Director: Scott M. Boggs | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| HOMESTREET, INC. | HMST | 43785V102 | 26-May-2022 | Annual | 2 | Election of Director: Sandra A. Cavanaugh | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| HOMESTREET, INC. | HMST | 43785V102 | 26-May-2022 | Annual | 3 | Election of Director: Jeffrey D. Green | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| HOMESTREET, INC. | HMST | 43785V102 | 26-May-2022 | Annual | 4 | Election of Director: Joanne R. Harrell | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| HOMESTREET, INC. | HMST | 43785V102 | 26-May-2022 | Annual | 5 | Election of Director: Mark K. Mason | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| HOMESTREET, INC. | HMST | 43785V102 | 26-May-2022 | Annual | 6 | Election of Director: James R. Mitchell, Jr. | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| HOMESTREET, INC. | HMST | 43785V102 | 26-May-2022 | Annual | 7 | Election of Director: Mark R. Patterson | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| HOMESTREET, INC. | HMST | 43785V102 | 26-May-2022 | Annual | 8 | Election of Director: Nancy D. Pellegrino | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| HOMESTREET, INC. | HMST | 43785V102 | 26-May-2022 | Annual | 9 | Election of Director: Douglas I. Smith | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| HOMESTREET, INC. | HMST | 43785V102 | 26-May-2022 | Annual | 10 | Approval of the compensation of the Company's named executive officers. | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| HOMESTREET, INC. | HMST | 43785V102 | 26-May-2022 | Annual | 11 | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| SM ENERGY COMPANY | SM | 78454L100 | 26-May-2022 | Annual | 1 | Election of Director: Carla J. Bailo | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| SM ENERGY COMPANY | SM | 78454L100 | 26-May-2022 | Annual | 2 | Election of Director: Stephen R. Brand | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| SM ENERGY COMPANY | SM | 78454L100 | 26-May-2022 | Annual | 3 | Election of Director: Ramiro G. Peru | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| SM ENERGY COMPANY | SM | 78454L100 | 26-May-2022 | Annual | 4 | Election of Director: Anita M. Powers | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| SM ENERGY COMPANY | SM | 78454L100 | 26-May-2022 | Annual | 5 | Election of Director: Julio M. Quintana | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| SM ENERGY COMPANY | SM | 78454L100 | 26-May-2022 | Annual | 6 | Election of Director: Rose M. Robeson | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| SM ENERGY COMPANY | SM | 78454L100 | 26-May-2022 | Annual | 7 | Election of Director: William D. Sullivan | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| SM ENERGY COMPANY | SM | 78454L100 | 26-May-2022 | Annual | 8 | Election of Director: Herbert S. Vogel | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| SM ENERGY COMPANY | SM | 78454L100 | 26-May-2022 | Annual | 9 | To approve, on a non-binding advisory basis, the compensation philosophy, policies and procedures, and the compensation of our Company's named executive officers, as disclosed in the accompanying Proxy Statement. | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| SM ENERGY COMPANY | SM | 78454L100 | 26-May-2022 | Annual | 10 | To ratify the appointment by the Audit Committee of Ernst & Young LLP as our independent registered public accounting firm for 2022. | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| HESS CORPORATION | HES | 42809H107 | 26-May-2022 | Annual | 1 | Election of Director to serve for a one-year term expiring in 2023: T.J. CHECKI | Management | F | 18-Apr-2022 | F | EQUITY SKEW ETF |
| HESS CORPORATION | HES | 42809H107 | 26-May-2022 | Annual | 2 | Election of Director to serve for a one-year term expiring in 2023: L.S. COLEMAN, JR. | Management | F | 18-Apr-2022 | F | EQUITY SKEW ETF |
| HESS CORPORATION | HES | 42809H107 | 26-May-2022 | Annual | 3 | Election of Director to serve for a one-year term expiring in 2023: L. GLATCH | Management | F | 18-Apr-2022 | F | EQUITY SKEW ETF |
| HESS CORPORATION | HES | 42809H107 | 26-May-2022 | Annual | 4 | Election of Director to serve for a one-year term expiring in 2023: J.B. HESS | Management | F | 18-Apr-2022 | F | EQUITY SKEW ETF |
| HESS CORPORATION | HES | 42809H107 | 26-May-2022 | Annual | 5 | Election of Director to serve for a one-year term expiring in 2023: E.E. HOLIDAY | Management | F | 18-Apr-2022 | F | EQUITY SKEW ETF |
| HESS CORPORATION | HES | 42809H107 | 26-May-2022 | Annual | 6 | Election of Director to serve for a one-year term expiring in 2023: M.S. LIPSCHULTZ | Management | F | 18-Apr-2022 | F | EQUITY SKEW ETF |
| HESS CORPORATION | HES | 42809H107 | 26-May-2022 | Annual | 7 | Election of Director to serve for a one-year term expiring in 2023: R.J. MCGUIRE | Management | F | 18-Apr-2022 | F | EQUITY SKEW ETF |
| HESS CORPORATION | HES | 42809H107 | 26-May-2022 | Annual | 8 | Election of Director to serve for a one-year term expiring in 2023: D. MCMANUS | Management | F | 18-Apr-2022 | F | EQUITY SKEW ETF |
| HESS CORPORATION | HES | 42809H107 | 26-May-2022 | Annual | 9 | Election of Director to serve for a one-year term expiring in 2023: K.O. MEYERS | Management | F | 18-Apr-2022 | F | EQUITY SKEW ETF |
| HESS CORPORATION | HES | 42809H107 | 26-May-2022 | Annual | 10 | Election of Director to serve for a one-year term expiring in 2023: K.F. OVELMEN | Management | F | 18-Apr-2022 | F | EQUITY SKEW ETF |
| HESS CORPORATION | HES | 42809H107 | 26-May-2022 | Annual | 11 | Election of Director to serve for a one-year term expiring in 2023: J.H. QUIGLEY | Management | F | 18-Apr-2022 | F | EQUITY SKEW ETF |
| HESS CORPORATION | HES | 42809H107 | 26-May-2022 | Annual | 12 | Election of Director to serve for a one-year term expiring in 2023: W.G. SCHRADER | Management | F | 18-Apr-2022 | F | EQUITY SKEW ETF |
| HESS CORPORATION | HES | 42809H107 | 26-May-2022 | Annual | 13 | Advisory approval of the compensation of our named executive officers. | Management | F | 18-Apr-2022 | F | EQUITY SKEW ETF |
| HESS CORPORATION | HES | 42809H107 | 26-May-2022 | Annual | 14 | Ratification of the selection of Ernst & Young LLP as our independent registered public accountants for the year ending December 31, 2022. | Management | F | 18-Apr-2022 | F | EQUITY SKEW ETF |
| ILLUMINA, INC. | ILMN | 452327109 | 26-May-2022 | Annual | 1 | Election of Director: Frances Arnold, Ph.D. | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| ILLUMINA, INC. | ILMN | 452327109 | 26-May-2022 | Annual | 2 | Election of Director: Francis A. deSouza | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| ILLUMINA, INC. | ILMN | 452327109 | 26-May-2022 | Annual | 3 | Election of Director: Caroline D. Dorsa | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| ILLUMINA, INC. | ILMN | 452327109 | 26-May-2022 | Annual | 4 | Election of Director: Robert S. Epstein, M.D. | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| ILLUMINA, INC. | ILMN | 452327109 | 26-May-2022 | Annual | 5 | Election of Director: Scott Gottlieb, M.D. | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| ILLUMINA, INC. | ILMN | 452327109 | 26-May-2022 | Annual | 6 | Election of Director: Gary S. Guthart, Ph.D. | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| ILLUMINA, INC. | ILMN | 452327109 | 26-May-2022 | Annual | 7 | Election of Director: Philip W. Schiller | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| ILLUMINA, INC. | ILMN | 452327109 | 26-May-2022 | Annual | 8 | Election of Director: Susan E. Siegel | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| ILLUMINA, INC. | ILMN | 452327109 | 26-May-2022 | Annual | 9 | Election of Director: John W. Thompson | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| ILLUMINA, INC. | ILMN | 452327109 | 26-May-2022 | Annual | 10 | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 1, 2023. | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| ILLUMINA, INC. | ILMN | 452327109 | 26-May-2022 | Annual | 11 | To approve, on an advisory basis, the compensation of the named executive officers as disclosed in the Proxy Statement. | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| ILLUMINA, INC. | ILMN | 452327109 | 26-May-2022 | Annual | 12 | To approve, on an advisory basis, a stockholder proposal regarding the right of stockholders to call special meetings. | Shareholder | N | 16-Apr-2022 | N | EQUITY SKEW ETF |
| ILLUMINA, INC. | ILMN | 452327109 | 26-May-2022 | Annual | 13 | To approve an amendment to our Amended and Restated Certificate of Incorporation to permit stockholders to call special meetings. | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| MORGAN STANLEY | MS | 617446448 | 26-May-2022 | Annual | 1 | Election of Director: Alistair Darling | Management | F | 14-Apr-2022 | F | EQUITY SKEW ETF |
| MORGAN STANLEY | MS | 617446448 | 26-May-2022 | Annual | 2 | Election of Director: Thomas H. Glocer | Management | F | 14-Apr-2022 | F | EQUITY SKEW ETF |
| MORGAN STANLEY | MS | 617446448 | 26-May-2022 | Annual | 3 | Election of Director: James P. Gorman | Management | F | 14-Apr-2022 | F | EQUITY SKEW ETF |
| MORGAN STANLEY | MS | 617446448 | 26-May-2022 | Annual | 4 | Election of Director: Robert H. Herz | Management | F | 14-Apr-2022 | F | EQUITY SKEW ETF |
| MORGAN STANLEY | MS | 617446448 | 26-May-2022 | Annual | 5 | Election of Director: Erika H. James | Management | F | 14-Apr-2022 | F | EQUITY SKEW ETF |
| MORGAN STANLEY | MS | 617446448 | 26-May-2022 | Annual | 6 | Election of Director: Hironori Kamezawa | Management | F | 14-Apr-2022 | F | EQUITY SKEW ETF |
| MORGAN STANLEY | MS | 617446448 | 26-May-2022 | Annual | 7 | Election of Director: Shelley B. Leibowitz | Management | F | 14-Apr-2022 | F | EQUITY SKEW ETF |
| MORGAN STANLEY | MS | 617446448 | 26-May-2022 | Annual | 8 | Election of Director: Stephen J. Luczo | Management | F | 14-Apr-2022 | F | EQUITY SKEW ETF |
| MORGAN STANLEY | MS | 617446448 | 26-May-2022 | Annual | 9 | Election of Director: Jami Miscik | Management | F | 14-Apr-2022 | F | EQUITY SKEW ETF |
| MORGAN STANLEY | MS | 617446448 | 26-May-2022 | Annual | 10 | Election of Director: Masato Miyachi | Management | F | 14-Apr-2022 | F | EQUITY SKEW ETF |
| MORGAN STANLEY | MS | 617446448 | 26-May-2022 | Annual | 11 | Election of Director: Dennis M. Nally | Management | F | 14-Apr-2022 | F | EQUITY SKEW ETF |
| MORGAN STANLEY | MS | 617446448 | 26-May-2022 | Annual | 12 | Election of Director: Mary L. Schapiro | Management | F | 14-Apr-2022 | F | EQUITY SKEW ETF |
| MORGAN STANLEY | MS | 617446448 | 26-May-2022 | Annual | 13 | Election of Director: Perry M. Traquina | Management | F | 14-Apr-2022 | F | EQUITY SKEW ETF |
| MORGAN STANLEY | MS | 617446448 | 26-May-2022 | Annual | 14 | Election of Director: Rayford Wilkins, Jr. | Management | F | 14-Apr-2022 | F | EQUITY SKEW ETF |
| MORGAN STANLEY | MS | 617446448 | 26-May-2022 | Annual | 15 | To ratify the appointment of Deloitte & Touche LLP as independent auditor | Management | F | 14-Apr-2022 | F | EQUITY SKEW ETF |
| MORGAN STANLEY | MS | 617446448 | 26-May-2022 | Annual | 16 | To approve the compensation of executives as disclosed in the proxy statement (non-binding advisory vote) | Management | F | 14-Apr-2022 | F | EQUITY SKEW ETF |
| MORGAN STANLEY | MS | 617446448 | 26-May-2022 | Annual | 17 | Shareholder proposal requesting adoption of a policy to cease financing new fossil fuel development | Shareholder | N | 14-Apr-2022 | N | EQUITY SKEW ETF |
| STEWART INFORMATION SERVICES CORPORATION | STC | 860372101 | 26-May-2022 | Annual | 1 | DIRECTOR | Management | F | 18-Apr-2022 | F | EQUITY SKEW ETF |
| STEWART INFORMATION SERVICES CORPORATION | STC | 860372101 | 26-May-2022 | Annual | 1 | DIRECTOR | Management | F | 18-Apr-2022 | F | EQUITY SKEW ETF |
| STEWART INFORMATION SERVICES CORPORATION | STC | 860372101 | 26-May-2022 | Annual | 1 | DIRECTOR | Management | F | 18-Apr-2022 | F | EQUITY SKEW ETF |
| STEWART INFORMATION SERVICES CORPORATION | STC | 860372101 | 26-May-2022 | Annual | 1 | DIRECTOR | Management | F | 18-Apr-2022 | F | EQUITY SKEW ETF |
| STEWART INFORMATION SERVICES CORPORATION | STC | 860372101 | 26-May-2022 | Annual | 1 | DIRECTOR | Management | F | 18-Apr-2022 | F | EQUITY SKEW ETF |
| STEWART INFORMATION SERVICES CORPORATION | STC | 860372101 | 26-May-2022 | Annual | 1 | DIRECTOR | Management | F | 18-Apr-2022 | F | EQUITY SKEW ETF |
| STEWART INFORMATION SERVICES CORPORATION | STC | 860372101 | 26-May-2022 | Annual | 1 | DIRECTOR | Management | F | 18-Apr-2022 | F | EQUITY SKEW ETF |
| STEWART INFORMATION SERVICES CORPORATION | STC | 860372101 | 26-May-2022 | Annual | 1 | DIRECTOR | Management | F | 18-Apr-2022 | F | EQUITY SKEW ETF |
| STEWART INFORMATION SERVICES CORPORATION | STC | 860372101 | 26-May-2022 | Annual | 1 | DIRECTOR | Management | F | 18-Apr-2022 | F | EQUITY SKEW ETF |
| STEWART INFORMATION SERVICES CORPORATION | STC | 860372101 | 26-May-2022 | Annual | 2 | Approval of the compensation of Stewart Information Services Corporation's named executive officers (Say-on-Pay) | Management | F | 18-Apr-2022 | F | EQUITY SKEW ETF |
| STEWART INFORMATION SERVICES CORPORATION | STC | 860372101 | 26-May-2022 | Annual | 3 | Approval of the frequency of the vote on the compensation of Stewart Information Services Corporation's named executive officers (Say-When-on-Pay) | Management | 1 | 18-Apr-2022 | 1 | EQUITY SKEW ETF |
| STEWART INFORMATION SERVICES CORPORATION | STC | 860372101 | 26-May-2022 | Annual | 4 | Ratification of the appointment of KPMG LLP as Stewart Information Services Corporation's independent auditors for 2022 | Management | F | 18-Apr-2022 | F | EQUITY SKEW ETF |
| MCDONALD'S CORPORATION | MCD | 580135101 | 26-May-2022 | Annual | 1 | DIRECTOR | Management | F | 09-May-2022 | F | EQUITY SKEW ETF |
| MCDONALD'S CORPORATION | MCD | 580135101 | 26-May-2022 | Annual | 1 | DIRECTOR | Management | F | 09-May-2022 | F | EQUITY SKEW ETF |
| MCDONALD'S CORPORATION | MCD | 580135101 | 26-May-2022 | Annual | 1 | DIRECTOR | Management | F | 09-May-2022 | F | EQUITY SKEW ETF |
| MCDONALD'S CORPORATION | MCD | 580135101 | 26-May-2022 | Annual | 1 | DIRECTOR | Management | F | 09-May-2022 | F | EQUITY SKEW ETF |
| MCDONALD'S CORPORATION | MCD | 580135101 | 26-May-2022 | Annual | 1 | DIRECTOR | Management | F | 09-May-2022 | F | EQUITY SKEW ETF |
| MCDONALD'S CORPORATION | MCD | 580135101 | 26-May-2022 | Annual | 1 | DIRECTOR | Management | F | 09-May-2022 | F | EQUITY SKEW ETF |
| MCDONALD'S CORPORATION | MCD | 580135101 | 26-May-2022 | Annual | 1 | DIRECTOR | Management | F | 09-May-2022 | F | EQUITY SKEW ETF |
| MCDONALD'S CORPORATION | MCD | 580135101 | 26-May-2022 | Annual | 1 | DIRECTOR | Management | F | 09-May-2022 | F | EQUITY SKEW ETF |
| MCDONALD'S CORPORATION | MCD | 580135101 | 26-May-2022 | Annual | 1 | DIRECTOR | Management | F | 09-May-2022 | F | EQUITY SKEW ETF |
| MCDONALD'S CORPORATION | MCD | 580135101 | 26-May-2022 | Annual | 1 | DIRECTOR | Management | F | 09-May-2022 | F | EQUITY SKEW ETF |
| MCDONALD'S CORPORATION | MCD | 580135101 | 26-May-2022 | Annual | 1 | DIRECTOR | Management | F | 09-May-2022 | F | EQUITY SKEW ETF |
| MCDONALD'S CORPORATION | MCD | 580135101 | 26-May-2022 | Annual | 1 | DIRECTOR | Management | F | 09-May-2022 | F | EQUITY SKEW ETF |
| MCDONALD'S CORPORATION | MCD | 580135101 | 26-May-2022 | Annual | 2 | Advisory vote to approve executive compensation. | Management | F | 09-May-2022 | F | EQUITY SKEW ETF |
| MCDONALD'S CORPORATION | MCD | 580135101 | 26-May-2022 | Annual | 3 | Advisory vote to ratify the appointment of Ernst & Young LLP as independent auditor for 2022. | Management | F | 09-May-2022 | F | EQUITY SKEW ETF |
| MCDONALD'S CORPORATION | MCD | 580135101 | 26-May-2022 | Annual | 4 | Advisory vote on a shareholder proposal requesting to modify the threshold to call special shareholders' meetings, if properly presented. | Shareholder | N | 09-May-2022 | N | EQUITY SKEW ETF |
| MCDONALD'S CORPORATION | MCD | 580135101 | 26-May-2022 | Annual | 5 | Advisory vote on a shareholder proposal requesting a report on reducing plastics use, if properly presented. | Shareholder | N | 09-May-2022 | N | EQUITY SKEW ETF |
| MCDONALD'S CORPORATION | MCD | 580135101 | 26-May-2022 | Annual | 6 | Advisory vote on a shareholder proposal requesting a report on antibiotics and public health costs, if properly presented. | Shareholder | N | 09-May-2022 | N | EQUITY SKEW ETF |
| MCDONALD'S CORPORATION | MCD | 580135101 | 26-May-2022 | Annual | 7 | Advisory vote on a shareholder proposal requesting disclosure regarding confinement stall use in the Company's U.S. pork supply chain, if properly presented. | Shareholder | N | 09-May-2022 | N | EQUITY SKEW ETF |
| MCDONALD'S CORPORATION | MCD | 580135101 | 26-May-2022 | Annual | 8 | Advisory vote on a shareholder proposal requesting a third party civil rights audit, if properly presented. | Shareholder | N | 09-May-2022 | N | EQUITY SKEW ETF |
| MCDONALD'S CORPORATION | MCD | 580135101 | 26-May-2022 | Annual | 9 | Advisory vote on a shareholder proposal requesting a report on lobbying activities and expenditures, if properly presented. | Shareholder | N | 09-May-2022 | N | EQUITY SKEW ETF |
| MCDONALD'S CORPORATION | MCD | 580135101 | 26-May-2022 | Annual | 10 | Advisory vote on a shareholder proposal requesting a report on global public policy and political influence, if properly presented. | Shareholder | N | 09-May-2022 | N | EQUITY SKEW ETF |
| MCDONALD'S CORPORATION | MCD | 580135101 | 26-May-2022 | Annual | 1 | DIRECTOR | Management | F | 09-May-2022 | F | EQUITY SKEW ETF |
| MCDONALD'S CORPORATION | MCD | 580135101 | 26-May-2022 | Annual | 1 | DIRECTOR | Management | F | 09-May-2022 | F | EQUITY SKEW ETF |
| MCDONALD'S CORPORATION | MCD | 580135101 | 26-May-2022 | Annual | 1 | DIRECTOR | Management | F | 09-May-2022 | F | EQUITY SKEW ETF |
| MCDONALD'S CORPORATION | MCD | 580135101 | 26-May-2022 | Annual | 1 | DIRECTOR | Management | F | 09-May-2022 | F | EQUITY SKEW ETF |
| MCDONALD'S CORPORATION | MCD | 580135101 | 26-May-2022 | Annual | 1 | DIRECTOR | Management | F | 09-May-2022 | F | EQUITY SKEW ETF |
| MCDONALD'S CORPORATION | MCD | 580135101 | 26-May-2022 | Annual | 1 | DIRECTOR | Management | F | 09-May-2022 | F | EQUITY SKEW ETF |
| MCDONALD'S CORPORATION | MCD | 580135101 | 26-May-2022 | Annual | 1 | DIRECTOR | Management | F | 09-May-2022 | F | EQUITY SKEW ETF |
| MCDONALD'S CORPORATION | MCD | 580135101 | 26-May-2022 | Annual | 1 | DIRECTOR | Management | F | 09-May-2022 | F | EQUITY SKEW ETF |
| MCDONALD'S CORPORATION | MCD | 580135101 | 26-May-2022 | Annual | 1 | DIRECTOR | Management | F | 09-May-2022 | F | EQUITY SKEW ETF |
| MCDONALD'S CORPORATION | MCD | 580135101 | 26-May-2022 | Annual | 1 | DIRECTOR | Management | F | 09-May-2022 | F | EQUITY SKEW ETF |
| MCDONALD'S CORPORATION | MCD | 580135101 | 26-May-2022 | Annual | 1 | DIRECTOR | Management | F | 09-May-2022 | F | EQUITY SKEW ETF |
| MCDONALD'S CORPORATION | MCD | 580135101 | 26-May-2022 | Annual | 1 | DIRECTOR | Management | F | 09-May-2022 | F | EQUITY SKEW ETF |
| MCDONALD'S CORPORATION | MCD | 580135101 | 26-May-2022 | Annual | 2 | Advisory vote to approve executive compensation. | Management | F | 09-May-2022 | F | EQUITY SKEW ETF |
| MCDONALD'S CORPORATION | MCD | 580135101 | 26-May-2022 | Annual | 3 | Advisory vote to ratify the appointment of Ernst & Young LLP as independent auditor for 2022. | Management | F | 09-May-2022 | F | EQUITY SKEW ETF |
| MCDONALD'S CORPORATION | MCD | 580135101 | 26-May-2022 | Annual | 4 | Advisory vote on a shareholder proposal requesting to modify the threshold to call special shareholders' meetings, if properly presented. | Shareholder | N | 09-May-2022 | N | EQUITY SKEW ETF |
| MCDONALD'S CORPORATION | MCD | 580135101 | 26-May-2022 | Annual | 5 | Advisory vote on a shareholder proposal requesting a report on reducing plastics use, if properly presented. | Shareholder | N | 09-May-2022 | N | EQUITY SKEW ETF |
| MCDONALD'S CORPORATION | MCD | 580135101 | 26-May-2022 | Annual | 6 | Advisory vote on a shareholder proposal requesting a report on antibiotics and public health costs, if properly presented. | Shareholder | N | 09-May-2022 | N | EQUITY SKEW ETF |
| MCDONALD'S CORPORATION | MCD | 580135101 | 26-May-2022 | Annual | 7 | Advisory vote on a shareholder proposal requesting disclosure regarding confinement stall use in the Company's U.S. pork supply chain, if properly presented. | Shareholder | N | 09-May-2022 | N | EQUITY SKEW ETF |
| MCDONALD'S CORPORATION | MCD | 580135101 | 26-May-2022 | Annual | 8 | Advisory vote on a shareholder proposal requesting a third party civil rights audit, if properly presented. | Shareholder | N | 09-May-2022 | N | EQUITY SKEW ETF |
| MCDONALD'S CORPORATION | MCD | 580135101 | 26-May-2022 | Annual | 9 | Advisory vote on a shareholder proposal requesting a report on lobbying activities and expenditures, if properly presented. | Shareholder | N | 09-May-2022 | N | EQUITY SKEW ETF |
| MCDONALD'S CORPORATION | MCD | 580135101 | 26-May-2022 | Annual | 10 | Advisory vote on a shareholder proposal requesting a report on global public policy and political influence, if properly presented. | Shareholder | N | 09-May-2022 | N | EQUITY SKEW ETF |
| MCDONALD'S CORPORATION | MCD | 580135101 | 26-May-2022 | Annual | 1 | DIRECTOR | Management | F | EQUITY SKEW ETF | ||
| MCDONALD'S CORPORATION | MCD | 580135101 | 26-May-2022 | Annual | 1 | DIRECTOR | Management | F | EQUITY SKEW ETF | ||
| MCDONALD'S CORPORATION | MCD | 580135101 | 26-May-2022 | Annual | 1 | DIRECTOR | Management | F | EQUITY SKEW ETF | ||
| MCDONALD'S CORPORATION | MCD | 580135101 | 26-May-2022 | Annual | 1 | DIRECTOR | Management | F | EQUITY SKEW ETF | ||
| MCDONALD'S CORPORATION | MCD | 580135101 | 26-May-2022 | Annual | 1 | DIRECTOR | Management | F | EQUITY SKEW ETF | ||
| MCDONALD'S CORPORATION | MCD | 580135101 | 26-May-2022 | Annual | 1 | DIRECTOR | Management | F | EQUITY SKEW ETF | ||
| MCDONALD'S CORPORATION | MCD | 580135101 | 26-May-2022 | Annual | 1 | DIRECTOR | Management | F | EQUITY SKEW ETF | ||
| MCDONALD'S CORPORATION | MCD | 580135101 | 26-May-2022 | Annual | 1 | DIRECTOR | Management | F | EQUITY SKEW ETF | ||
| MCDONALD'S CORPORATION | MCD | 580135101 | 26-May-2022 | Annual | 1 | DIRECTOR | Management | F | EQUITY SKEW ETF | ||
| MCDONALD'S CORPORATION | MCD | 580135101 | 26-May-2022 | Annual | 1 | DIRECTOR | Management | F | EQUITY SKEW ETF | ||
| MCDONALD'S CORPORATION | MCD | 580135101 | 26-May-2022 | Annual | 1 | DIRECTOR | Management | F | EQUITY SKEW ETF | ||
| MCDONALD'S CORPORATION | MCD | 580135101 | 26-May-2022 | Annual | 1 | DIRECTOR | Management | F | EQUITY SKEW ETF | ||
| MCDONALD'S CORPORATION | MCD | 580135101 | 26-May-2022 | Annual | 2 | Advisory vote to approve the Company's executive compensation. | Management | N | EQUITY SKEW ETF | ||
| MCDONALD'S CORPORATION | MCD | 580135101 | 26-May-2022 | Annual | 3 | Advisory vote to approve the appointment of Ernst & Young LLP as the Company's independent auditor for 2022. | Management | F | EQUITY SKEW ETF | ||
| MCDONALD'S CORPORATION | MCD | 580135101 | 26-May-2022 | Annual | 4 | Advisory vote on a shareholder proposal requesting to modify the threshold to call special shareholders' meetings, if properly presented. | Shareholder | F | EQUITY SKEW ETF | ||
| MCDONALD'S CORPORATION | MCD | 580135101 | 26-May-2022 | Annual | 5 | Advisory vote on a shareholder proposal requesting a report on reducing plastics use, if properly presented. | Shareholder | F | EQUITY SKEW ETF | ||
| MCDONALD'S CORPORATION | MCD | 580135101 | 26-May-2022 | Annual | 6 | Advisory vote on a shareholder proposal requesting a report on antibiotics and public health costs, if properly presented. | Shareholder | F | EQUITY SKEW ETF | ||
| MCDONALD'S CORPORATION | MCD | 580135101 | 26-May-2022 | Annual | 7 | Advisory vote on a shareholder proposal requesting disclosure regarding confinement stall use in the Company's U.S. pork supply chain, if properly presented. | Shareholder | F | EQUITY SKEW ETF | ||
| MCDONALD'S CORPORATION | MCD | 580135101 | 26-May-2022 | Annual | 8 | Advisory vote on a shareholder proposal requesting a third- party civil rights audit, if properly presented. | Shareholder | F | EQUITY SKEW ETF | ||
| MCDONALD'S CORPORATION | MCD | 580135101 | 26-May-2022 | Annual | 9 | Advisory vote on a shareholder proposal requesting a report on lobbying activities and expenditures, if properly presented. | Shareholder | F | EQUITY SKEW ETF | ||
| MCDONALD'S CORPORATION | MCD | 580135101 | 26-May-2022 | Annual | 10 | Advisory vote on a shareholder proposal requesting a report on global public policy and political influence, if properly presented. | Shareholder | F | EQUITY SKEW ETF | ||
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 27-May-2022 | Annual | 1 | DIRECTOR | Management | F | 18-Apr-2022 | F | EQUITY SKEW ETF |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 27-May-2022 | Annual | 1 | DIRECTOR | Management | F | 18-Apr-2022 | F | EQUITY SKEW ETF |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 27-May-2022 | Annual | 1 | DIRECTOR | Management | F | 18-Apr-2022 | F | EQUITY SKEW ETF |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 27-May-2022 | Annual | 1 | DIRECTOR | Management | F | 18-Apr-2022 | F | EQUITY SKEW ETF |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 27-May-2022 | Annual | 1 | DIRECTOR | Management | F | 18-Apr-2022 | F | EQUITY SKEW ETF |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 27-May-2022 | Annual | 1 | DIRECTOR | Management | F | 18-Apr-2022 | F | EQUITY SKEW ETF |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 27-May-2022 | Annual | 1 | DIRECTOR | Management | F | 18-Apr-2022 | F | EQUITY SKEW ETF |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 27-May-2022 | Annual | 1 | DIRECTOR | Management | F | 18-Apr-2022 | F | EQUITY SKEW ETF |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 27-May-2022 | Annual | 1 | DIRECTOR | Management | F | 18-Apr-2022 | F | EQUITY SKEW ETF |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 27-May-2022 | Annual | 1 | DIRECTOR | Management | F | 18-Apr-2022 | F | EQUITY SKEW ETF |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 27-May-2022 | Annual | 1 | DIRECTOR | Management | F | 18-Apr-2022 | F | EQUITY SKEW ETF |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 27-May-2022 | Annual | 2 | Advisory vote to approve the Company's named executive officer compensation in fiscal 2021. | Management | F | 18-Apr-2022 | F | EQUITY SKEW ETF |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 27-May-2022 | Annual | 3 | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for fiscal 2022. | Management | F | 18-Apr-2022 | F | EQUITY SKEW ETF |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 27-May-2022 | Annual | 4 | Approval of the Amended and Restated Lowe's Companies, Inc. 2006 Long Term Incentive Plan. | Management | F | 18-Apr-2022 | F | EQUITY SKEW ETF |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 27-May-2022 | Annual | 5 | Shareholder proposal requesting a report on median and adjusted pay gaps across race and gender. | Shareholder | N | 18-Apr-2022 | N | EQUITY SKEW ETF |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 27-May-2022 | Annual | 6 | Shareholder proposal regarding amending the Company's proxy access bylaw to remove shareholder aggregation limits. | Shareholder | N | 18-Apr-2022 | N | EQUITY SKEW ETF |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 27-May-2022 | Annual | 7 | Shareholder proposal requesting a report on risks of state policies restricting reproductive health care. | Shareholder | N | 18-Apr-2022 | N | EQUITY SKEW ETF |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 27-May-2022 | Annual | 8 | Shareholder proposal requesting a civil rights and non- discrimination audit and report. | Shareholder | N | 18-Apr-2022 | N | EQUITY SKEW ETF |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 27-May-2022 | Annual | 9 | Shareholder proposal requesting a report on risks from worker misclassification by certain Company vendors. | Shareholder | N | 18-Apr-2022 | N | EQUITY SKEW ETF |
| CORCEPT THERAPEUTICS INCORPORATED | CORT | 218352102 | 31-May-2022 | Annual | 1 | DIRECTOR | Management | F | 04-May-2022 | F | EQUITY SKEW ETF |
| CORCEPT THERAPEUTICS INCORPORATED | CORT | 218352102 | 31-May-2022 | Annual | 1 | DIRECTOR | Management | F | 04-May-2022 | F | EQUITY SKEW ETF |
| CORCEPT THERAPEUTICS INCORPORATED | CORT | 218352102 | 31-May-2022 | Annual | 1 | DIRECTOR | Management | F | 04-May-2022 | F | EQUITY SKEW ETF |
| CORCEPT THERAPEUTICS INCORPORATED | CORT | 218352102 | 31-May-2022 | Annual | 1 | DIRECTOR | Management | F | 04-May-2022 | F | EQUITY SKEW ETF |
| CORCEPT THERAPEUTICS INCORPORATED | CORT | 218352102 | 31-May-2022 | Annual | 1 | DIRECTOR | Management | F | 04-May-2022 | F | EQUITY SKEW ETF |
| CORCEPT THERAPEUTICS INCORPORATED | CORT | 218352102 | 31-May-2022 | Annual | 1 | DIRECTOR | Management | F | 04-May-2022 | F | EQUITY SKEW ETF |
| CORCEPT THERAPEUTICS INCORPORATED | CORT | 218352102 | 31-May-2022 | Annual | 1 | DIRECTOR | Management | F | 04-May-2022 | F | EQUITY SKEW ETF |
| CORCEPT THERAPEUTICS INCORPORATED | CORT | 218352102 | 31-May-2022 | Annual | 1 | DIRECTOR | Management | F | 04-May-2022 | F | EQUITY SKEW ETF |
| CORCEPT THERAPEUTICS INCORPORATED | CORT | 218352102 | 31-May-2022 | Annual | 1 | DIRECTOR | Management | F | 04-May-2022 | F | EQUITY SKEW ETF |
| CORCEPT THERAPEUTICS INCORPORATED | CORT | 218352102 | 31-May-2022 | Annual | 2 | The approval of the Corcept Therapeutics Incorporated Amended and Restated 2012 Incentive Award Plan. | Management | F | 04-May-2022 | F | EQUITY SKEW ETF |
| CORCEPT THERAPEUTICS INCORPORATED | CORT | 218352102 | 31-May-2022 | Annual | 3 | Ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | F | 04-May-2022 | F | EQUITY SKEW ETF |
| ARISTA NETWORKS, INC. | ANET | 040413106 | 31-May-2022 | Annual | 1 | DIRECTOR | Management | F | 21-Apr-2022 | F | EQUITY SKEW ETF |
| ARISTA NETWORKS, INC. | ANET | 040413106 | 31-May-2022 | Annual | 1 | DIRECTOR | Management | F | 21-Apr-2022 | F | EQUITY SKEW ETF |
| ARISTA NETWORKS, INC. | ANET | 040413106 | 31-May-2022 | Annual | 2 | Approval, on an advisory basis, of the compensation of the named executive officers. | Management | F | 21-Apr-2022 | F | EQUITY SKEW ETF |
| ARISTA NETWORKS, INC. | ANET | 040413106 | 31-May-2022 | Annual | 3 | Approval, on an advisory basis, of the frequency of future advisory votes on named executive officer compensation. | Management | 1 | 21-Apr-2022 | 1 | EQUITY SKEW ETF |
| ARISTA NETWORKS, INC. | ANET | 040413106 | 31-May-2022 | Annual | 4 | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2022. | Management | F | 21-Apr-2022 | F | EQUITY SKEW ETF |
| CUSTOMERS BANCORP, INC. | CUBI | 23204G100 | 31-May-2022 | Annual | 1 | Election of Class II Director: Andrea R. Allon | Management | F | 21-Apr-2022 | F | EQUITY SKEW ETF |
| CUSTOMERS BANCORP, INC. | CUBI | 23204G100 | 31-May-2022 | Annual | 2 | Election of Class II Director: Bernard B. Banks | Management | F | 21-Apr-2022 | F | EQUITY SKEW ETF |
| CUSTOMERS BANCORP, INC. | CUBI | 23204G100 | 31-May-2022 | Annual | 3 | Election of Class II Director: Daniel K. Rothermel | Management | F | 21-Apr-2022 | F | EQUITY SKEW ETF |
| CUSTOMERS BANCORP, INC. | CUBI | 23204G100 | 31-May-2022 | Annual | 4 | To ratify the appointment of Deloitte & Touche LLP as independent registered public accounting firm of the Company for the fiscal year ending December 31, 2022 | Management | F | 21-Apr-2022 | F | EQUITY SKEW ETF |
| CUSTOMERS BANCORP, INC. | CUBI | 23204G100 | 31-May-2022 | Annual | 5 | To approve a non-binding advisory resolution on named executive officer compensation | Management | F | 21-Apr-2022 | F | EQUITY SKEW ETF |
| CUSTOMERS BANCORP, INC. | CUBI | 23204G100 | 31-May-2022 | Annual | 6 | To approve an amendment to the Company's 2019 Stock Incentive Plan | Management | F | 21-Apr-2022 | F | EQUITY SKEW ETF |
| ALPHABET INC. | GOOGL | 02079K305 | 01-Jun-2022 | Annual | 1 | Election of Director: Larry Page | Management | F | 27-Apr-2022 | F | EQUITY SKEW ETF |
| ALPHABET INC. | GOOGL | 02079K305 | 01-Jun-2022 | Annual | 2 | Election of Director: Sergey Brin | Management | F | 27-Apr-2022 | F | EQUITY SKEW ETF |
| ALPHABET INC. | GOOGL | 02079K305 | 01-Jun-2022 | Annual | 3 | Election of Director: Sundar Pichai | Management | F | 27-Apr-2022 | F | EQUITY SKEW ETF |
| ALPHABET INC. | GOOGL | 02079K305 | 01-Jun-2022 | Annual | 4 | Election of Director: John L. Hennessy | Management | F | 27-Apr-2022 | F | EQUITY SKEW ETF |
| ALPHABET INC. | GOOGL | 02079K305 | 01-Jun-2022 | Annual | 5 | Election of Director: Frances H. Arnold | Management | F | 27-Apr-2022 | F | EQUITY SKEW ETF |
| ALPHABET INC. | GOOGL | 02079K305 | 01-Jun-2022 | Annual | 6 | Election of Director: L. John Doerr | Management | F | 27-Apr-2022 | F | EQUITY SKEW ETF |
| ALPHABET INC. | GOOGL | 02079K305 | 01-Jun-2022 | Annual | 7 | Election of Director: Roger W. Ferguson Jr. | Management | F | 27-Apr-2022 | F | EQUITY SKEW ETF |
| ALPHABET INC. | GOOGL | 02079K305 | 01-Jun-2022 | Annual | 8 | Election of Director: Ann Mather | Management | F | 27-Apr-2022 | F | EQUITY SKEW ETF |
| ALPHABET INC. | GOOGL | 02079K305 | 01-Jun-2022 | Annual | 9 | Election of Director: K. Ram Shriram | Management | F | 27-Apr-2022 | F | EQUITY SKEW ETF |
| ALPHABET INC. | GOOGL | 02079K305 | 01-Jun-2022 | Annual | 10 | Election of Director: Robin L. Washington | Management | F | 27-Apr-2022 | F | EQUITY SKEW ETF |
| ALPHABET INC. | GOOGL | 02079K305 | 01-Jun-2022 | Annual | 11 | Ratification of the appointment of Ernst & Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | F | 27-Apr-2022 | F | EQUITY SKEW ETF |
| ALPHABET INC. | GOOGL | 02079K305 | 01-Jun-2022 | Annual | 12 | The amendment of Alphabet's 2021 Stock Plan to increase the share reserve by 4,000,000 shares of Class C capital stock. | Management | F | 27-Apr-2022 | F | EQUITY SKEW ETF |
| ALPHABET INC. | GOOGL | 02079K305 | 01-Jun-2022 | Annual | 13 | The amendment of Alphabet's Amended and Restated Certificate of Incorporation to increase the number of authorized shares. | Management | F | 27-Apr-2022 | F | EQUITY SKEW ETF |
| ALPHABET INC. | GOOGL | 02079K305 | 01-Jun-2022 | Annual | 14 | A stockholder proposal regarding a lobbying report, if properly presented at the meeting. | Shareholder | N | 27-Apr-2022 | N | EQUITY SKEW ETF |
| ALPHABET INC. | GOOGL | 02079K305 | 01-Jun-2022 | Annual | 15 | A stockholder proposal regarding a climate lobbying report, if properly presented at the meeting. | Shareholder | N | 27-Apr-2022 | N | EQUITY SKEW ETF |
| ALPHABET INC. | GOOGL | 02079K305 | 01-Jun-2022 | Annual | 16 | A stockholder proposal regarding a report on physical risks of climate change, if properly presented at the meeting. | Shareholder | N | 27-Apr-2022 | N | EQUITY SKEW ETF |
| ALPHABET INC. | GOOGL | 02079K305 | 01-Jun-2022 | Annual | 17 | A stockholder proposal regarding a report on water management risks, if properly presented at the meeting. | Shareholder | N | 27-Apr-2022 | N | EQUITY SKEW ETF |
| ALPHABET INC. | GOOGL | 02079K305 | 01-Jun-2022 | Annual | 18 | A stockholder proposal regarding a racial equity audit, if properly presented at the meeting. | Shareholder | N | 27-Apr-2022 | N | EQUITY SKEW ETF |
| ALPHABET INC. | GOOGL | 02079K305 | 01-Jun-2022 | Annual | 19 | A stockholder proposal regarding a report on concealment clauses, if properly presented at the meeting. | Shareholder | N | 27-Apr-2022 | N | EQUITY SKEW ETF |
| ALPHABET INC. | GOOGL | 02079K305 | 01-Jun-2022 | Annual | 20 | A stockholder proposal regarding equal shareholder voting, if properly presented at the meeting. | Shareholder | N | 27-Apr-2022 | F | EQUITY SKEW ETF |
| ALPHABET INC. | GOOGL | 02079K305 | 01-Jun-2022 | Annual | 21 | A stockholder proposal regarding a report on government takedown requests, if properly presented at the meeting. | Shareholder | N | 27-Apr-2022 | N | EQUITY SKEW ETF |
| ALPHABET INC. | GOOGL | 02079K305 | 01-Jun-2022 | Annual | 22 | A stockholder proposal regarding a human rights assessment of data center siting, if properly presented at the meeting. | Shareholder | N | 27-Apr-2022 | N | EQUITY SKEW ETF |
| ALPHABET INC. | GOOGL | 02079K305 | 01-Jun-2022 | Annual | 23 | A stockholder proposal regarding a report on data collection, privacy, and security, if properly presented at the meeting. | Shareholder | N | 27-Apr-2022 | N | EQUITY SKEW ETF |
| ALPHABET INC. | GOOGL | 02079K305 | 01-Jun-2022 | Annual | 24 | A stockholder proposal regarding algorithm disclosures, if properly presented at the meeting. | Shareholder | N | 27-Apr-2022 | N | EQUITY SKEW ETF |
| ALPHABET INC. | GOOGL | 02079K305 | 01-Jun-2022 | Annual | 25 | A stockholder proposal regarding misinformation and disinformation, if properly presented at the meeting. | Shareholder | N | 27-Apr-2022 | N | EQUITY SKEW ETF |
| ALPHABET INC. | GOOGL | 02079K305 | 01-Jun-2022 | Annual | 26 | A stockholder proposal regarding a report on external costs of disinformation, if properly presented at the meeting. | Shareholder | N | 27-Apr-2022 | N | EQUITY SKEW ETF |
| ALPHABET INC. | GOOGL | 02079K305 | 01-Jun-2022 | Annual | 27 | A stockholder proposal regarding a report on board diversity, if properly presented at the meeting. | Shareholder | N | 27-Apr-2022 | N | EQUITY SKEW ETF |
| ALPHABET INC. | GOOGL | 02079K305 | 01-Jun-2022 | Annual | 28 | A stockholder proposal regarding the establishment of an environmental sustainability board committee, if properly presented at the meeting. | Shareholder | N | 27-Apr-2022 | N | EQUITY SKEW ETF |
| ALPHABET INC. | GOOGL | 02079K305 | 01-Jun-2022 | Annual | 29 | A stockholder proposal regarding a policy on non-management employee representative director, if properly presented at the meeting. | Shareholder | N | 27-Apr-2022 | N | EQUITY SKEW ETF |
| ALPHABET INC. | GOOGL | 02079K305 | 01-Jun-2022 | Annual | 30 | A stockholder proposal regarding a report on policies regarding military and militarized policing agencies, if properly presented at the meeting. | Shareholder | N | 27-Apr-2022 | N | EQUITY SKEW ETF |
| CIVITAS RESOURCES, INC. | CIVI | 17888H103 | 01-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| CIVITAS RESOURCES, INC. | CIVI | 17888H103 | 01-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| CIVITAS RESOURCES, INC. | CIVI | 17888H103 | 01-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| CIVITAS RESOURCES, INC. | CIVI | 17888H103 | 01-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| CIVITAS RESOURCES, INC. | CIVI | 17888H103 | 01-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| CIVITAS RESOURCES, INC. | CIVI | 17888H103 | 01-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| CIVITAS RESOURCES, INC. | CIVI | 17888H103 | 01-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| CIVITAS RESOURCES, INC. | CIVI | 17888H103 | 01-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| CIVITAS RESOURCES, INC. | CIVI | 17888H103 | 01-Jun-2022 | Annual | 2 | Ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accountant for 2022. | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| CIVITAS RESOURCES, INC. | CIVI | 17888H103 | 01-Jun-2022 | Annual | 3 | To approve, on an advisory basis, the compensation of our named executive officers. | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| STURM, RUGER & COMPANY, INC. | RGR | 864159108 | 01-Jun-2022 | Annual | 1 | Election of Director: John A. Cosentino, Jr. | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| STURM, RUGER & COMPANY, INC. | RGR | 864159108 | 01-Jun-2022 | Annual | 2 | Election of Director: Michael O. Fifer | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| STURM, RUGER & COMPANY, INC. | RGR | 864159108 | 01-Jun-2022 | Annual | 3 | Election of Director: Sandra S. Froman | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| STURM, RUGER & COMPANY, INC. | RGR | 864159108 | 01-Jun-2022 | Annual | 4 | Election of Director: Rebecca S. Halstead | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| STURM, RUGER & COMPANY, INC. | RGR | 864159108 | 01-Jun-2022 | Annual | 5 | Election of Director: Christopher J. Killoy | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| STURM, RUGER & COMPANY, INC. | RGR | 864159108 | 01-Jun-2022 | Annual | 6 | Election of Director: Terrence G. O'Connor | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| STURM, RUGER & COMPANY, INC. | RGR | 864159108 | 01-Jun-2022 | Annual | 7 | Election of Director: Amir P. Rosenthal | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| STURM, RUGER & COMPANY, INC. | RGR | 864159108 | 01-Jun-2022 | Annual | 8 | Election of Director: Ronald C. Whitaker | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| STURM, RUGER & COMPANY, INC. | RGR | 864159108 | 01-Jun-2022 | Annual | 9 | Election of Director: Phillip C. Widman | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| STURM, RUGER & COMPANY, INC. | RGR | 864159108 | 01-Jun-2022 | Annual | 10 | The ratification of the appointment of RSM US LLP as the Independent Auditors of the Company for the 2022 fiscal year. | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| STURM, RUGER & COMPANY, INC. | RGR | 864159108 | 01-Jun-2022 | Annual | 11 | An advisory vote on the compensation of the Company's Named Executive Officers. | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| STURM, RUGER & COMPANY, INC. | RGR | 864159108 | 01-Jun-2022 | Annual | 12 | A shareholder proposal entitled "Human Rights Impact Assessment." | Shareholder | N | 25-Apr-2022 | N | EQUITY SKEW ETF |
| SCHWAB FUNDS | SCHE | 808524706 | 01-Jun-2022 | Special | 1 | DIRECTOR | Management | F | 29-Mar-2022 | F | EQUITY SKEW ETF |
| SCHWAB FUNDS | SCHE | 808524706 | 01-Jun-2022 | Special | 1 | DIRECTOR | Management | F | 29-Mar-2022 | F | EQUITY SKEW ETF |
| SCHWAB FUNDS | SCHE | 808524706 | 01-Jun-2022 | Special | 1 | DIRECTOR | Management | F | 29-Mar-2022 | F | EQUITY SKEW ETF |
| SCHWAB FUNDS | SCHE | 808524706 | 01-Jun-2022 | Special | 1 | DIRECTOR | Management | F | 29-Mar-2022 | F | EQUITY SKEW ETF |
| SCHWAB FUNDS | SCHE | 808524706 | 01-Jun-2022 | Special | 1 | DIRECTOR | Management | F | 29-Mar-2022 | F | EQUITY SKEW ETF |
| SCHWAB FUNDS | SCHE | 808524706 | 01-Jun-2022 | Special | 1 | DIRECTOR | Management | F | 29-Mar-2022 | F | EQUITY SKEW ETF |
| SCHWAB FUNDS | SCHE | 808524706 | 01-Jun-2022 | Special | 1 | DIRECTOR | Management | F | 29-Mar-2022 | F | EQUITY SKEW ETF |
| SCHWAB FUNDS | SCHE | 808524706 | 01-Jun-2022 | Special | 1 | DIRECTOR | Management | F | 29-Mar-2022 | F | EQUITY SKEW ETF |
| SCHWAB FUNDS | SCHE | 808524706 | 01-Jun-2022 | Special | 1 | DIRECTOR | Management | F | 29-Mar-2022 | F | EQUITY SKEW ETF |
| SCHWAB FUNDS | SCHE | 808524706 | 01-Jun-2022 | Special | 1 | DIRECTOR | Management | F | 29-Mar-2022 | F | EQUITY SKEW ETF |
| NVIDIA CORPORATION | NVDA | 67066G104 | 02-Jun-2022 | Annual | 1 | Election of Director: Robert K. Burgess | Management | F | 21-Apr-2022 | F | EQUITY SKEW ETF |
| NVIDIA CORPORATION | NVDA | 67066G104 | 02-Jun-2022 | Annual | 2 | Election of Director: Tench Coxe | Management | F | 21-Apr-2022 | F | EQUITY SKEW ETF |
| NVIDIA CORPORATION | NVDA | 67066G104 | 02-Jun-2022 | Annual | 3 | Election of Director: John O. Dabiri | Management | F | 21-Apr-2022 | F | EQUITY SKEW ETF |
| NVIDIA CORPORATION | NVDA | 67066G104 | 02-Jun-2022 | Annual | 4 | Election of Director: Persis S. Drell | Management | F | 21-Apr-2022 | F | EQUITY SKEW ETF |
| NVIDIA CORPORATION | NVDA | 67066G104 | 02-Jun-2022 | Annual | 5 | Election of Director: Jen-Hsun Huang | Management | F | 21-Apr-2022 | F | EQUITY SKEW ETF |
| NVIDIA CORPORATION | NVDA | 67066G104 | 02-Jun-2022 | Annual | 6 | Election of Director: Dawn Hudson | Management | F | 21-Apr-2022 | F | EQUITY SKEW ETF |
| NVIDIA CORPORATION | NVDA | 67066G104 | 02-Jun-2022 | Annual | 7 | Election of Director: Harvey C. Jones | Management | F | 21-Apr-2022 | F | EQUITY SKEW ETF |
| NVIDIA CORPORATION | NVDA | 67066G104 | 02-Jun-2022 | Annual | 8 | Election of Director: Michael G. McCaffery | Management | F | 21-Apr-2022 | F | EQUITY SKEW ETF |
| NVIDIA CORPORATION | NVDA | 67066G104 | 02-Jun-2022 | Annual | 9 | Election of Director: Stephen C. Neal | Management | F | 21-Apr-2022 | F | EQUITY SKEW ETF |
| NVIDIA CORPORATION | NVDA | 67066G104 | 02-Jun-2022 | Annual | 10 | Election of Director: Mark L. Perry | Management | F | 21-Apr-2022 | F | EQUITY SKEW ETF |
| NVIDIA CORPORATION | NVDA | 67066G104 | 02-Jun-2022 | Annual | 11 | Election of Director: A. Brooke Seawell | Management | F | 21-Apr-2022 | F | EQUITY SKEW ETF |
| NVIDIA CORPORATION | NVDA | 67066G104 | 02-Jun-2022 | Annual | 12 | Election of Director: Aarti Shah | Management | F | 21-Apr-2022 | F | EQUITY SKEW ETF |
| NVIDIA CORPORATION | NVDA | 67066G104 | 02-Jun-2022 | Annual | 13 | Election of Director: Mark A. Stevens | Management | F | 21-Apr-2022 | F | EQUITY SKEW ETF |
| NVIDIA CORPORATION | NVDA | 67066G104 | 02-Jun-2022 | Annual | 14 | Advisory approval of our executive compensation. | Management | F | 21-Apr-2022 | F | EQUITY SKEW ETF |
| NVIDIA CORPORATION | NVDA | 67066G104 | 02-Jun-2022 | Annual | 15 | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2023. | Management | F | 21-Apr-2022 | F | EQUITY SKEW ETF |
| NVIDIA CORPORATION | NVDA | 67066G104 | 02-Jun-2022 | Annual | 16 | Approval of an amendment to our charter to increase the number of authorized shares of common stock from 4 billion to 8 billion shares. | Management | F | 21-Apr-2022 | F | EQUITY SKEW ETF |
| NVIDIA CORPORATION | NVDA | 67066G104 | 02-Jun-2022 | Annual | 17 | Approval of an amendment and restatement of our Amended and Restated 2007 Equity Incentive Plan. | Management | F | 21-Apr-2022 | F | EQUITY SKEW ETF |
| ACADEMY SPORTS AND OUTDOORS, INC. | ASO | 00402L107 | 02-Jun-2022 | Annual | 1 | Election of Class II Director: Wendy A. Beck | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| ACADEMY SPORTS AND OUTDOORS, INC. | ASO | 00402L107 | 02-Jun-2022 | Annual | 2 | Election of Class II Director: Sharen J. Turney | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| ACADEMY SPORTS AND OUTDOORS, INC. | ASO | 00402L107 | 02-Jun-2022 | Annual | 3 | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for fiscal year 2022. | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| ACADEMY SPORTS AND OUTDOORS, INC. | ASO | 00402L107 | 02-Jun-2022 | Annual | 4 | Approval, by non-binding advisory vote, of the fiscal year 2021 compensation paid to the named executive officers. | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| GENTHERM INCORPORATED | THRM | 37253A103 | 02-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 22-Apr-2022 | F | EQUITY SKEW ETF |
| GENTHERM INCORPORATED | THRM | 37253A103 | 02-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 22-Apr-2022 | F | EQUITY SKEW ETF |
| GENTHERM INCORPORATED | THRM | 37253A103 | 02-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 22-Apr-2022 | F | EQUITY SKEW ETF |
| GENTHERM INCORPORATED | THRM | 37253A103 | 02-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 22-Apr-2022 | F | EQUITY SKEW ETF |
| GENTHERM INCORPORATED | THRM | 37253A103 | 02-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 22-Apr-2022 | F | EQUITY SKEW ETF |
| GENTHERM INCORPORATED | THRM | 37253A103 | 02-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 22-Apr-2022 | F | EQUITY SKEW ETF |
| GENTHERM INCORPORATED | THRM | 37253A103 | 02-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 22-Apr-2022 | F | EQUITY SKEW ETF |
| GENTHERM INCORPORATED | THRM | 37253A103 | 02-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 22-Apr-2022 | F | EQUITY SKEW ETF |
| GENTHERM INCORPORATED | THRM | 37253A103 | 02-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 22-Apr-2022 | F | EQUITY SKEW ETF |
| GENTHERM INCORPORATED | THRM | 37253A103 | 02-Jun-2022 | Annual | 2 | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2022. | Management | F | 22-Apr-2022 | F | EQUITY SKEW ETF |
| GENTHERM INCORPORATED | THRM | 37253A103 | 02-Jun-2022 | Annual | 3 | Approval (on an advisory basis) of the 2021 compensation of the Company's named executive officers. | Management | F | 22-Apr-2022 | F | EQUITY SKEW ETF |
| NETFLIX, INC. | NFLX | 64110L106 | 02-Jun-2022 | Annual | 1 | Election of Class II director to hold office until the 2025 Annual Meeting of Stockholders: Timothy Haley | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| NETFLIX, INC. | NFLX | 64110L106 | 02-Jun-2022 | Annual | 2 | Election of Class II director to hold office until the 2025 Annual Meeting of Stockholders: Leslie Kilgore | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| NETFLIX, INC. | NFLX | 64110L106 | 02-Jun-2022 | Annual | 3 | Election of Class II director to hold office until the 2025 Annual Meeting of Stockholders: Strive Masiyiwa | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| NETFLIX, INC. | NFLX | 64110L106 | 02-Jun-2022 | Annual | 4 | Election of Class II director to hold office until the 2025 Annual Meeting of Stockholders: Ann Mather | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| NETFLIX, INC. | NFLX | 64110L106 | 02-Jun-2022 | Annual | 5 | Management Proposal: Declassification of the Board of Directors. | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| NETFLIX, INC. | NFLX | 64110L106 | 02-Jun-2022 | Annual | 6 | Management Proposal: Elimination of Supermajority Voting Provisions. | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| NETFLIX, INC. | NFLX | 64110L106 | 02-Jun-2022 | Annual | 7 | Management Proposal: Creation of a New Stockholder Right to Call a Special Meeting. | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| NETFLIX, INC. | NFLX | 64110L106 | 02-Jun-2022 | Annual | 8 | Ratification of Appointment of Independent Registered Public Accounting Firm. | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| NETFLIX, INC. | NFLX | 64110L106 | 02-Jun-2022 | Annual | 9 | Advisory Approval of Executive Officer Compensation. | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| NETFLIX, INC. | NFLX | 64110L106 | 02-Jun-2022 | Annual | 10 | Stockholder Proposal entitled, "Proposal 7 - Simple Majority Vote," if properly presented at the meeting. | Shareholder | N | 25-Apr-2022 | N | EQUITY SKEW ETF |
| NETFLIX, INC. | NFLX | 64110L106 | 02-Jun-2022 | Annual | 11 | Stockholder Proposal entitled, "Proposal 8 - Lobbying Activity Report," if properly presented at the meeting. | Management | N | 25-Apr-2022 | N | EQUITY SKEW ETF |
| NEOGENOMICS, INC. | NEO | 64049M209 | 02-Jun-2022 | Annual | 1 | Election of Director: Lynn A. Tetrault | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| NEOGENOMICS, INC. | NEO | 64049M209 | 02-Jun-2022 | Annual | 2 | Election of Director: Bruce K. Crowther | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| NEOGENOMICS, INC. | NEO | 64049M209 | 02-Jun-2022 | Annual | 3 | Election of Director: David J. Daly | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| NEOGENOMICS, INC. | NEO | 64049M209 | 02-Jun-2022 | Annual | 4 | Election of Director: Dr. Alison L. Hannah | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| NEOGENOMICS, INC. | NEO | 64049M209 | 02-Jun-2022 | Annual | 5 | Election of Director: Stephen M. Kanovsky | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| NEOGENOMICS, INC. | NEO | 64049M209 | 02-Jun-2022 | Annual | 6 | Election of Director: Michael A. Kelly | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| NEOGENOMICS, INC. | NEO | 64049M209 | 02-Jun-2022 | Annual | 7 | Election of Director: Rachel A. Stahler | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| NEOGENOMICS, INC. | NEO | 64049M209 | 02-Jun-2022 | Annual | 8 | Approval, on an advisory basis, of the Compensation Paid to the Company's Named Executive Officers. | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| NEOGENOMICS, INC. | NEO | 64049M209 | 02-Jun-2022 | Annual | 9 | Approval of the Third Amendment of the Amended and Restated Employee Stock Purchase Plan. | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| NEOGENOMICS, INC. | NEO | 64049M209 | 02-Jun-2022 | Annual | 10 | Ratification of the Appointment of Deloitte & Touche LLP as the Company's Independent Registered Public Accounting Firm. | Management | F | 16-Apr-2022 | F | EQUITY SKEW ETF |
| CELSIUS HOLDINGS, INC. | CELH | 15118V207 | 02-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 11-May-2022 | F | EQUITY SKEW ETF |
| CELSIUS HOLDINGS, INC. | CELH | 15118V207 | 02-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 11-May-2022 | F | EQUITY SKEW ETF |
| CELSIUS HOLDINGS, INC. | CELH | 15118V207 | 02-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 11-May-2022 | F | EQUITY SKEW ETF |
| CELSIUS HOLDINGS, INC. | CELH | 15118V207 | 02-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 11-May-2022 | F | EQUITY SKEW ETF |
| CELSIUS HOLDINGS, INC. | CELH | 15118V207 | 02-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 11-May-2022 | F | EQUITY SKEW ETF |
| CELSIUS HOLDINGS, INC. | CELH | 15118V207 | 02-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 11-May-2022 | F | EQUITY SKEW ETF |
| CELSIUS HOLDINGS, INC. | CELH | 15118V207 | 02-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 11-May-2022 | F | EQUITY SKEW ETF |
| CELSIUS HOLDINGS, INC. | CELH | 15118V207 | 02-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 11-May-2022 | F | EQUITY SKEW ETF |
| CELSIUS HOLDINGS, INC. | CELH | 15118V207 | 02-Jun-2022 | Annual | 2 | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2022. | Management | F | 11-May-2022 | F | EQUITY SKEW ETF |
| CELSIUS HOLDINGS, INC. | CELH | 15118V207 | 02-Jun-2022 | Annual | 3 | To approve, on a non-binding advisory basis, of the compensation of the Company's Named Executive Officers (the Say-on-Pay vote) | Management | F | 11-May-2022 | F | EQUITY SKEW ETF |
| EPAM SYSTEMS, INC. | EPAM | 29414B104 | 02-Jun-2022 | Annual | 1 | Election of Class I Director to hold office for a three-year term: Richard Michael Mayoras | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| EPAM SYSTEMS, INC. | EPAM | 29414B104 | 02-Jun-2022 | Annual | 2 | Election of Class I Director to hold office for a three-year term: Karl Robb | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| EPAM SYSTEMS, INC. | EPAM | 29414B104 | 02-Jun-2022 | Annual | 3 | Election of Class I Director to hold office for a three-year term: Helen Shan | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| EPAM SYSTEMS, INC. | EPAM | 29414B104 | 02-Jun-2022 | Annual | 4 | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the year ending December 31, 2022. | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| EPAM SYSTEMS, INC. | EPAM | 29414B104 | 02-Jun-2022 | Annual | 5 | To approve, on an advisory and non-binding basis, the compensation for our named executive officers as disclosed in this Proxy Statement. | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| EPAM SYSTEMS, INC. | EPAM | 29414B104 | 02-Jun-2022 | Annual | 6 | To approve the 2022 Amended and Restated EPAM Systems, Inc. Non- Employee Directors Compensation Plan. | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| MYRIAD GENETICS, INC. | MYGN | 62855J104 | 02-Jun-2022 | Annual | 1 | Election of Class II Director to serve until the 2025 Annual Meeting of Stockholder: Paul J. Diaz | Management | F | 21-Apr-2022 | F | EQUITY SKEW ETF |
| MYRIAD GENETICS, INC. | MYGN | 62855J104 | 02-Jun-2022 | Annual | 2 | Election of Class II Director to serve until the 2025 Annual Meeting of Stockholder: Heiner Dreismann, Ph.D. | Management | F | 21-Apr-2022 | F | EQUITY SKEW ETF |
| MYRIAD GENETICS, INC. | MYGN | 62855J104 | 02-Jun-2022 | Annual | 3 | Election of Class II Director to serve until the 2025 Annual Meeting of Stockholder: Colleen F. Reitan | Management | F | 21-Apr-2022 | F | EQUITY SKEW ETF |
| MYRIAD GENETICS, INC. | MYGN | 62855J104 | 02-Jun-2022 | Annual | 4 | To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | F | 21-Apr-2022 | F | EQUITY SKEW ETF |
| MYRIAD GENETICS, INC. | MYGN | 62855J104 | 02-Jun-2022 | Annual | 5 | To approve, on an advisory basis, the compensation of our named executive officers, as disclosed in the proxy statement. | Management | F | 21-Apr-2022 | F | EQUITY SKEW ETF |
| MYRIAD GENETICS, INC. | MYGN | 62855J104 | 02-Jun-2022 | Annual | 6 | To approve the Amended and Restated 2012 Employee Stock Purchase Plan. | Management | F | 21-Apr-2022 | F | EQUITY SKEW ETF |
| ALARM.COM HOLDINGS, INC. | ALRM | 011642105 | 02-Jun-2022 | Annual | 1 | Election of Director to hold office until the 2023 Annual Meeting of Stockholders: Donald Clarke | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| ALARM.COM HOLDINGS, INC. | ALRM | 011642105 | 02-Jun-2022 | Annual | 2 | Election of Director to hold office until the 2023 Annual Meeting of Stockholders: Timothy J. Whall | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| ALARM.COM HOLDINGS, INC. | ALRM | 011642105 | 02-Jun-2022 | Annual | 3 | To ratify the selection by the Audit Committee of the Board of Directors of PricewaterhouseCoopers LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2022. | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| ALARM.COM HOLDINGS, INC. | ALRM | 011642105 | 02-Jun-2022 | Annual | 4 | To approve, on an advisory basis, the compensation of the Company's named executive officers as disclosed in the Proxy Statement. | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| ALARM.COM HOLDINGS, INC. | ALRM | 011642105 | 02-Jun-2022 | Annual | 5 | To consider, if properly presented at the Annual Meeting, a non- binding stockholder proposal requesting the Board of Directors to take each step necessary to amend the Company's Amended and Restated Bylaws to adopt "Proxy Access." | Shareholder | N | 25-Apr-2022 | N | EQUITY SKEW ETF |
| EXPONENT, INC. | EXPO | 30214U102 | 02-Jun-2022 | Annual | 1 | Election of Director: George H. Brown | Management | F | 21-Apr-2022 | F | EQUITY SKEW ETF |
| EXPONENT, INC. | EXPO | 30214U102 | 02-Jun-2022 | Annual | 2 | Election of Director: Catherine Ford Corrigan, Ph.D. | Management | F | 21-Apr-2022 | F | EQUITY SKEW ETF |
| EXPONENT, INC. | EXPO | 30214U102 | 02-Jun-2022 | Annual | 3 | Election of Director: Paul R. Johnston, Ph.D. | Management | F | 21-Apr-2022 | F | EQUITY SKEW ETF |
| EXPONENT, INC. | EXPO | 30214U102 | 02-Jun-2022 | Annual | 4 | Election of Director: Carol Lindstrom | Management | F | 21-Apr-2022 | F | EQUITY SKEW ETF |
| EXPONENT, INC. | EXPO | 30214U102 | 02-Jun-2022 | Annual | 5 | Election of Director: John B. Shoven, Ph.D. | Management | F | 21-Apr-2022 | F | EQUITY SKEW ETF |
| EXPONENT, INC. | EXPO | 30214U102 | 02-Jun-2022 | Annual | 6 | Election of Director: Debra L. Zumwalt | Management | F | 21-Apr-2022 | F | EQUITY SKEW ETF |
| EXPONENT, INC. | EXPO | 30214U102 | 02-Jun-2022 | Annual | 7 | To ratify the appointment of KPMG LLP, as independent registered public accounting firm for the Company for the fiscal year ending December 30, 2022. | Management | F | 21-Apr-2022 | F | EQUITY SKEW ETF |
| EXPONENT, INC. | EXPO | 30214U102 | 02-Jun-2022 | Annual | 8 | To approve, on an advisory basis, the fiscal 2021 compensation of the Company's named executive officers. | Management | F | 21-Apr-2022 | F | EQUITY SKEW ETF |
| CEVA, INC. | CEVA | 157210105 | 02-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| CEVA, INC. | CEVA | 157210105 | 02-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| CEVA, INC. | CEVA | 157210105 | 02-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| CEVA, INC. | CEVA | 157210105 | 02-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| CEVA, INC. | CEVA | 157210105 | 02-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| CEVA, INC. | CEVA | 157210105 | 02-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| CEVA, INC. | CEVA | 157210105 | 02-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| CEVA, INC. | CEVA | 157210105 | 02-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| CEVA, INC. | CEVA | 157210105 | 02-Jun-2022 | Annual | 2 | To approve an amendment and restatement of the 2011 Equity Incentive Plan (the "2011 Plan") to have any shares which remain available for issuance or that would otherwise return to the Ceva, Inc. 2003 Director Stock Option Plan be rolled over to the 2011 Plan and to implement other certain tax-related changes. | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| CEVA, INC. | CEVA | 157210105 | 02-Jun-2022 | Annual | 3 | Advisory vote to approve named executive officer compensation. | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| CEVA, INC. | CEVA | 157210105 | 02-Jun-2022 | Annual | 4 | To ratify the selection of Kost Forer Gabbay & Kasierer (a member of Ernst & Young Global) as independent auditors of the company for the fiscal year ending December 31, 2022. | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| SHUTTERSTOCK, INC. | SSTK | 825690100 | 02-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| SHUTTERSTOCK, INC. | SSTK | 825690100 | 02-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| SHUTTERSTOCK, INC. | SSTK | 825690100 | 02-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| SHUTTERSTOCK, INC. | SSTK | 825690100 | 02-Jun-2022 | Annual | 2 | To cast a non-binding advisory vote to approve named executive officer compensation ("say-on-pay.") | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| SHUTTERSTOCK, INC. | SSTK | 825690100 | 02-Jun-2022 | Annual | 3 | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| SHUTTERSTOCK, INC. | SSTK | 825690100 | 02-Jun-2022 | Annual | 4 | To approve the 2022 Omnibus Equity Incentive Plan. | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| GLAUKOS CORPORATION | GKOS | 377322102 | 02-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 21-Apr-2022 | F | EQUITY SKEW ETF |
| GLAUKOS CORPORATION | GKOS | 377322102 | 02-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 21-Apr-2022 | F | EQUITY SKEW ETF |
| GLAUKOS CORPORATION | GKOS | 377322102 | 02-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 21-Apr-2022 | F | EQUITY SKEW ETF |
| GLAUKOS CORPORATION | GKOS | 377322102 | 02-Jun-2022 | Annual | 2 | Approval, on an advisory basis, of the compensation of the Company's named executive officers. | Management | F | 21-Apr-2022 | F | EQUITY SKEW ETF |
| GLAUKOS CORPORATION | GKOS | 377322102 | 02-Jun-2022 | Annual | 3 | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2022. | Management | F | 21-Apr-2022 | F | EQUITY SKEW ETF |
| GARTNER, INC. | IT | 366651107 | 02-Jun-2022 | Annual | 1 | Election of Director for term expiring in 2023: Peter E. Bisson | Management | F | 19-Apr-2022 | F | EQUITY SKEW ETF |
| GARTNER, INC. | IT | 366651107 | 02-Jun-2022 | Annual | 2 | Election of Director for term expiring in 2023: Richard J. Bressler | Management | F | 19-Apr-2022 | F | EQUITY SKEW ETF |
| GARTNER, INC. | IT | 366651107 | 02-Jun-2022 | Annual | 3 | Election of Director for term expiring in 2023: Raul E. Cesan | Management | F | 19-Apr-2022 | F | EQUITY SKEW ETF |
| GARTNER, INC. | IT | 366651107 | 02-Jun-2022 | Annual | 4 | Election of Director for term expiring in 2023: Karen E. Dykstra | Management | F | 19-Apr-2022 | F | EQUITY SKEW ETF |
| GARTNER, INC. | IT | 366651107 | 02-Jun-2022 | Annual | 5 | Election of Director for term expiring in 2023: Diana S. Ferguson | Management | F | 19-Apr-2022 | F | EQUITY SKEW ETF |
| GARTNER, INC. | IT | 366651107 | 02-Jun-2022 | Annual | 6 | Election of Director for term expiring in 2023: Anne Sutherland Fuchs | Management | F | 19-Apr-2022 | F | EQUITY SKEW ETF |
| GARTNER, INC. | IT | 366651107 | 02-Jun-2022 | Annual | 7 | Election of Director for term expiring in 2023: William O. Grabe | Management | F | 19-Apr-2022 | F | EQUITY SKEW ETF |
| GARTNER, INC. | IT | 366651107 | 02-Jun-2022 | Annual | 8 | Election of Director for term expiring in 2023: Eugene A. Hall | Management | F | 19-Apr-2022 | F | EQUITY SKEW ETF |
| GARTNER, INC. | IT | 366651107 | 02-Jun-2022 | Annual | 9 | Election of Director for term expiring in 2023: Stephen G. Pagliuca | Management | F | 19-Apr-2022 | F | EQUITY SKEW ETF |
| GARTNER, INC. | IT | 366651107 | 02-Jun-2022 | Annual | 10 | Election of Director for term expiring in 2023: Eileen M. Serra | Management | F | 19-Apr-2022 | F | EQUITY SKEW ETF |
| GARTNER, INC. | IT | 366651107 | 02-Jun-2022 | Annual | 11 | Election of Director for term expiring in 2023: James C. Smith | Management | F | 19-Apr-2022 | F | EQUITY SKEW ETF |
| GARTNER, INC. | IT | 366651107 | 02-Jun-2022 | Annual | 12 | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | F | 19-Apr-2022 | F | EQUITY SKEW ETF |
| GARTNER, INC. | IT | 366651107 | 02-Jun-2022 | Annual | 13 | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the 2022 fiscal year. | Management | F | 19-Apr-2022 | F | EQUITY SKEW ETF |
| PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 02-Jun-2022 | Annual | 1 | Election of Director: Rodney C. Adkins | Management | F | 20-Apr-2022 | F | EQUITY SKEW ETF |
| PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 02-Jun-2022 | Annual | 2 | Election of Director: Jonathan Christodoro | Management | F | 20-Apr-2022 | F | EQUITY SKEW ETF |
| PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 02-Jun-2022 | Annual | 3 | Election of Director: John J. Donahoe | Management | F | 20-Apr-2022 | F | EQUITY SKEW ETF |
| PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 02-Jun-2022 | Annual | 4 | Election of Director: David W. Dorman | Management | F | 20-Apr-2022 | F | EQUITY SKEW ETF |
| PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 02-Jun-2022 | Annual | 5 | Election of Director: Belinda J. Johnson | Management | F | 20-Apr-2022 | F | EQUITY SKEW ETF |
| PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 02-Jun-2022 | Annual | 6 | Election of Director: Enrique Lores | Management | F | 20-Apr-2022 | F | EQUITY SKEW ETF |
| PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 02-Jun-2022 | Annual | 7 | Election of Director: Gail J. McGovern | Management | F | 20-Apr-2022 | F | EQUITY SKEW ETF |
| PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 02-Jun-2022 | Annual | 8 | Election of Director: Deborah M. Messemer | Management | F | 20-Apr-2022 | F | EQUITY SKEW ETF |
| PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 02-Jun-2022 | Annual | 9 | Election of Director: David M. Moffett | Management | F | 20-Apr-2022 | F | EQUITY SKEW ETF |
| PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 02-Jun-2022 | Annual | 10 | Election of Director: Ann M. Sarnoff | Management | F | 20-Apr-2022 | F | EQUITY SKEW ETF |
| PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 02-Jun-2022 | Annual | 11 | Election of Director: Daniel H. Schulman | Management | F | 20-Apr-2022 | F | EQUITY SKEW ETF |
| PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 02-Jun-2022 | Annual | 12 | Election of Director: Frank D. Yeary | Management | F | 20-Apr-2022 | F | EQUITY SKEW ETF |
| PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 02-Jun-2022 | Annual | 13 | Advisory Vote to Approve Named Executive Officer Compensation. | Management | F | 20-Apr-2022 | F | EQUITY SKEW ETF |
| PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 02-Jun-2022 | Annual | 14 | Advisory Vote on the Frequency of the Stockholder Advisory Vote to Approve Named Executive Officer Compensation. | Management | 1 | 20-Apr-2022 | 1 | EQUITY SKEW ETF |
| PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 02-Jun-2022 | Annual | 15 | Ratification of the Appointment of PricewaterhouseCoopers LLP as Our Independent Auditor for 2022. | Management | F | 20-Apr-2022 | F | EQUITY SKEW ETF |
| PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 02-Jun-2022 | Annual | 16 | Stockholder Proposal - Special Shareholder Meeting Improvement. | Shareholder | N | 20-Apr-2022 | N | EQUITY SKEW ETF |
| UnitedHealth Group | UNH | 91324P102 | 06-Jun-2022 | Annual | 1 | Election of Director: Timothy P. Flynn | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| UnitedHealth Group | UNH | 91324P102 | 06-Jun-2022 | Annual | 2 | Election of Director: Paul R. Garcia | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| UnitedHealth Group | UNH | 91324P102 | 06-Jun-2022 | Annual | 3 | Election of Director: Stephen J. Hemsley | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| UnitedHealth Group | UNH | 91324P102 | 06-Jun-2022 | Annual | 4 | Election of Director: Michele J. Hooper | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| UnitedHealth Group | UNH | 91324P102 | 06-Jun-2022 | Annual | 5 | Election of Director: F. William McNabb III | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| UnitedHealth Group | UNH | 91324P102 | 06-Jun-2022 | Annual | 6 | Election of Director: Valerie C. Montgomery Rice, M.D. | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| UnitedHealth Group | UNH | 91324P102 | 06-Jun-2022 | Annual | 7 | Election of Director: John H. Noseworthy, M.D. | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| UnitedHealth Group | UNH | 91324P102 | 06-Jun-2022 | Annual | 8 | Election of Director: Andrew Witty | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| UnitedHealth Group | UNH | 91324P102 | 06-Jun-2022 | Annual | 9 | Advisory approval of the Company's executive compensation. | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| UnitedHealth Group | UNH | 91324P102 | 06-Jun-2022 | Annual | 10 | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2022. | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| UnitedHealth Group | UNH | 91324P102 | 06-Jun-2022 | Annual | 11 | If properly presented at the 2022 Annual Meeting of Shareholders, the shareholder proposal seeking shareholder ratification of termination pay. | Shareholder | N | 25-Apr-2022 | N | EQUITY SKEW ETF |
| UnitedHealth Group | UNH | 91324P102 | 06-Jun-2022 | Annual | 12 | If properly presented at the 2022 Annual Meeting of Shareholders, the shareholder proposal regarding political contributions congruency report. | Shareholder | N | 25-Apr-2022 | N | EQUITY SKEW ETF |
| PACIRA BIOSCIENCES, INC. | PCRX | 695127100 | 07-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 27-Apr-2022 | F | EQUITY SKEW ETF |
| PACIRA BIOSCIENCES, INC. | PCRX | 695127100 | 07-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 27-Apr-2022 | F | EQUITY SKEW ETF |
| PACIRA BIOSCIENCES, INC. | PCRX | 695127100 | 07-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 27-Apr-2022 | F | EQUITY SKEW ETF |
| PACIRA BIOSCIENCES, INC. | PCRX | 695127100 | 07-Jun-2022 | Annual | 2 | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | F | 27-Apr-2022 | F | EQUITY SKEW ETF |
| PACIRA BIOSCIENCES, INC. | PCRX | 695127100 | 07-Jun-2022 | Annual | 3 | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | F | 27-Apr-2022 | F | EQUITY SKEW ETF |
| PACIRA BIOSCIENCES, INC. | PCRX | 695127100 | 07-Jun-2022 | Annual | 4 | Approval of our Amended and Restated 2014 Employee Stock Purchase Plan. | Management | F | 27-Apr-2022 | F | EQUITY SKEW ETF |
| TECHTARGET, INC. | TTGT | 87874R100 | 07-Jun-2022 | Annual | 1 | Election of Director: Greg Strakosch | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| TECHTARGET, INC. | TTGT | 87874R100 | 07-Jun-2022 | Annual | 2 | Election of Director: Perfecto Sanchez | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| TECHTARGET, INC. | TTGT | 87874R100 | 07-Jun-2022 | Annual | 3 | To ratify the appointment of Stowe & Degon, LLC as our independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| TECHTARGET, INC. | TTGT | 87874R100 | 07-Jun-2022 | Annual | 4 | To approve the Company's 2022 Employee Stock Purchase Plan. | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| BRIGHTSPHERE INVESTMENT GROUP INC. | BSIG | 10948W103 | 07-Jun-2022 | Annual | 1 | Election of Director: Robert J. Chersi | Management | F | 21-Apr-2022 | F | EQUITY SKEW ETF |
| BRIGHTSPHERE INVESTMENT GROUP INC. | BSIG | 10948W103 | 07-Jun-2022 | Annual | 2 | Election of Director: Andrew Kim | Management | F | 21-Apr-2022 | F | EQUITY SKEW ETF |
| BRIGHTSPHERE INVESTMENT GROUP INC. | BSIG | 10948W103 | 07-Jun-2022 | Annual | 3 | Election of Director: John Paulson | Management | F | 21-Apr-2022 | F | EQUITY SKEW ETF |
| BRIGHTSPHERE INVESTMENT GROUP INC. | BSIG | 10948W103 | 07-Jun-2022 | Annual | 4 | Election of Director: Barbara Trebbi | Management | F | 21-Apr-2022 | F | EQUITY SKEW ETF |
| BRIGHTSPHERE INVESTMENT GROUP INC. | BSIG | 10948W103 | 07-Jun-2022 | Annual | 5 | Election of Director: Suren Rana | Management | F | 21-Apr-2022 | F | EQUITY SKEW ETF |
| BRIGHTSPHERE INVESTMENT GROUP INC. | BSIG | 10948W103 | 07-Jun-2022 | Annual | 6 | Ratification of the appointment of KPMG LLP as BrightSphere's independent registered public accounting firm. | Management | F | 21-Apr-2022 | F | EQUITY SKEW ETF |
| BRIGHTSPHERE INVESTMENT GROUP INC. | BSIG | 10948W103 | 07-Jun-2022 | Annual | 7 | Advisory vote to approve executive compensation. | Management | F | 21-Apr-2022 | F | EQUITY SKEW ETF |
| TRUPANION, INC. | TRUP | 898202106 | 08-Jun-2022 | Annual | 1 | Election of Director: Michael Doak | Management | F | 28-Apr-2022 | F | EQUITY SKEW ETF |
| TRUPANION, INC. | TRUP | 898202106 | 08-Jun-2022 | Annual | 2 | Election of Director: Eric Johnson | Management | F | 28-Apr-2022 | F | EQUITY SKEW ETF |
| TRUPANION, INC. | TRUP | 898202106 | 08-Jun-2022 | Annual | 3 | Election of Director: Darryl Rawlings | Management | F | 28-Apr-2022 | F | EQUITY SKEW ETF |
| TRUPANION, INC. | TRUP | 898202106 | 08-Jun-2022 | Annual | 4 | To ratify the selection of Ernst & Young LLP as Trupanion, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | F | 28-Apr-2022 | F | EQUITY SKEW ETF |
| TRUPANION, INC. | TRUP | 898202106 | 08-Jun-2022 | Annual | 5 | To approve, by non-binding advisory vote, the compensation of our named executive officers for the year ended December 31, 2021. | Management | F | 28-Apr-2022 | F | EQUITY SKEW ETF |
| RADNET, INC. | RDNT | 750491102 | 08-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 02-May-2022 | F | EQUITY SKEW ETF |
| RADNET, INC. | RDNT | 750491102 | 08-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 02-May-2022 | F | EQUITY SKEW ETF |
| RADNET, INC. | RDNT | 750491102 | 08-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 02-May-2022 | F | EQUITY SKEW ETF |
| RADNET, INC. | RDNT | 750491102 | 08-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 02-May-2022 | F | EQUITY SKEW ETF |
| RADNET, INC. | RDNT | 750491102 | 08-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 02-May-2022 | F | EQUITY SKEW ETF |
| RADNET, INC. | RDNT | 750491102 | 08-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 02-May-2022 | F | EQUITY SKEW ETF |
| RADNET, INC. | RDNT | 750491102 | 08-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 02-May-2022 | F | EQUITY SKEW ETF |
| RADNET, INC. | RDNT | 750491102 | 08-Jun-2022 | Annual | 2 | The ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2022. | Management | F | 02-May-2022 | F | EQUITY SKEW ETF |
| RADNET, INC. | RDNT | 750491102 | 08-Jun-2022 | Annual | 3 | An advisory vote to approve the compensation of the Company's Named Executive Officers. | Management | F | 02-May-2022 | F | EQUITY SKEW ETF |
| EBAY INC. | EBAY | 278642103 | 08-Jun-2022 | Annual | 1 | Election of Director: Adriane M. Brown | Management | F | 27-Apr-2022 | F | EQUITY SKEW ETF |
| EBAY INC. | EBAY | 278642103 | 08-Jun-2022 | Annual | 2 | Election of Director: Logan D. Green | Management | F | 27-Apr-2022 | F | EQUITY SKEW ETF |
| EBAY INC. | EBAY | 278642103 | 08-Jun-2022 | Annual | 3 | Election of Director: E. Carol Hayles | Management | F | 27-Apr-2022 | F | EQUITY SKEW ETF |
| EBAY INC. | EBAY | 278642103 | 08-Jun-2022 | Annual | 4 | Election of Director: Jamie Iannone | Management | F | 27-Apr-2022 | F | EQUITY SKEW ETF |
| EBAY INC. | EBAY | 278642103 | 08-Jun-2022 | Annual | 5 | Election of Director: Kathleen C. Mitic | Management | F | 27-Apr-2022 | F | EQUITY SKEW ETF |
| EBAY INC. | EBAY | 278642103 | 08-Jun-2022 | Annual | 6 | Election of Director: Paul S. Pressler | Management | F | 27-Apr-2022 | F | EQUITY SKEW ETF |
| EBAY INC. | EBAY | 278642103 | 08-Jun-2022 | Annual | 7 | Election of Director: Mohak Shroff | Management | F | 27-Apr-2022 | F | EQUITY SKEW ETF |
| EBAY INC. | EBAY | 278642103 | 08-Jun-2022 | Annual | 8 | Election of Director: Robert H. Swan | Management | F | 27-Apr-2022 | F | EQUITY SKEW ETF |
| EBAY INC. | EBAY | 278642103 | 08-Jun-2022 | Annual | 9 | Election of Director: Perry M. Traquina | Management | F | 27-Apr-2022 | F | EQUITY SKEW ETF |
| EBAY INC. | EBAY | 278642103 | 08-Jun-2022 | Annual | 10 | Ratification of appointment of independent auditors. | Management | F | 27-Apr-2022 | F | EQUITY SKEW ETF |
| EBAY INC. | EBAY | 278642103 | 08-Jun-2022 | Annual | 11 | Advisory vote to approve named executive officer compensation. | Management | F | 27-Apr-2022 | F | EQUITY SKEW ETF |
| EBAY INC. | EBAY | 278642103 | 08-Jun-2022 | Annual | 12 | Approval of the Amendment and Restatement of the eBay Employee Stock Purchase Plan. | Management | F | 27-Apr-2022 | F | EQUITY SKEW ETF |
| EBAY INC. | EBAY | 278642103 | 08-Jun-2022 | Annual | 13 | Special Shareholder Meeting, if properly presented. | Shareholder | N | 27-Apr-2022 | N | EQUITY SKEW ETF |
| TARGET CORPORATION | TGT | 87612E106 | 08-Jun-2022 | Annual | 1 | Election of Director: David P. Abney | Management | F | 26-Apr-2022 | F | EQUITY SKEW ETF |
| TARGET CORPORATION | TGT | 87612E106 | 08-Jun-2022 | Annual | 2 | Election of Director: Douglas M. Baker, Jr. | Management | F | 26-Apr-2022 | F | EQUITY SKEW ETF |
| TARGET CORPORATION | TGT | 87612E106 | 08-Jun-2022 | Annual | 3 | Election of Director: George S. Barrett | Management | F | 26-Apr-2022 | F | EQUITY SKEW ETF |
| TARGET CORPORATION | TGT | 87612E106 | 08-Jun-2022 | Annual | 4 | Election of Director: Gail K. Boudreaux | Management | F | 26-Apr-2022 | F | EQUITY SKEW ETF |
| TARGET CORPORATION | TGT | 87612E106 | 08-Jun-2022 | Annual | 5 | Election of Director: Brian C. Cornell | Management | F | 26-Apr-2022 | F | EQUITY SKEW ETF |
| TARGET CORPORATION | TGT | 87612E106 | 08-Jun-2022 | Annual | 6 | Election of Director: Robert L. Edwards | Management | F | 26-Apr-2022 | F | EQUITY SKEW ETF |
| TARGET CORPORATION | TGT | 87612E106 | 08-Jun-2022 | Annual | 7 | Election of Director: Melanie L. Healey | Management | F | 26-Apr-2022 | F | EQUITY SKEW ETF |
| TARGET CORPORATION | TGT | 87612E106 | 08-Jun-2022 | Annual | 8 | Election of Director: Donald R. Knauss | Management | F | 26-Apr-2022 | F | EQUITY SKEW ETF |
| TARGET CORPORATION | TGT | 87612E106 | 08-Jun-2022 | Annual | 9 | Election of Director: Christine A. Leahy | Management | F | 26-Apr-2022 | F | EQUITY SKEW ETF |
| TARGET CORPORATION | TGT | 87612E106 | 08-Jun-2022 | Annual | 10 | Election of Director: Monica C. Lozano | Management | F | 26-Apr-2022 | F | EQUITY SKEW ETF |
| TARGET CORPORATION | TGT | 87612E106 | 08-Jun-2022 | Annual | 11 | Election of Director: Derica W. Rice | Management | F | 26-Apr-2022 | F | EQUITY SKEW ETF |
| TARGET CORPORATION | TGT | 87612E106 | 08-Jun-2022 | Annual | 12 | Election of Director: Dmitri L. Stockton | Management | F | 26-Apr-2022 | F | EQUITY SKEW ETF |
| TARGET CORPORATION | TGT | 87612E106 | 08-Jun-2022 | Annual | 13 | Company proposal to ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm. | Management | F | 26-Apr-2022 | F | EQUITY SKEW ETF |
| TARGET CORPORATION | TGT | 87612E106 | 08-Jun-2022 | Annual | 14 | Company proposal to approve, on an advisory basis, our executive compensation (Say on Pay). | Management | F | 26-Apr-2022 | F | EQUITY SKEW ETF |
| TARGET CORPORATION | TGT | 87612E106 | 08-Jun-2022 | Annual | 15 | Shareholder proposal to amend the proxy access bylaw to remove the shareholder group limit. | Shareholder | N | 26-Apr-2022 | N | EQUITY SKEW ETF |
| DEVON ENERGY CORPORATION | DVN | 25179M103 | 08-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| DEVON ENERGY CORPORATION | DVN | 25179M103 | 08-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| DEVON ENERGY CORPORATION | DVN | 25179M103 | 08-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| DEVON ENERGY CORPORATION | DVN | 25179M103 | 08-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| DEVON ENERGY CORPORATION | DVN | 25179M103 | 08-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| DEVON ENERGY CORPORATION | DVN | 25179M103 | 08-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| DEVON ENERGY CORPORATION | DVN | 25179M103 | 08-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| DEVON ENERGY CORPORATION | DVN | 25179M103 | 08-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| DEVON ENERGY CORPORATION | DVN | 25179M103 | 08-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| DEVON ENERGY CORPORATION | DVN | 25179M103 | 08-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| DEVON ENERGY CORPORATION | DVN | 25179M103 | 08-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| DEVON ENERGY CORPORATION | DVN | 25179M103 | 08-Jun-2022 | Annual | 2 | Ratify the selection of the Company's Independent Auditors for 2022. | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| DEVON ENERGY CORPORATION | DVN | 25179M103 | 08-Jun-2022 | Annual | 3 | Advisory Vote to Approve Executive Compensation. | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| DEVON ENERGY CORPORATION | DVN | 25179M103 | 08-Jun-2022 | Annual | 4 | Approve the Devon Energy Corporation 2022 Long-Term Incentive Plan. | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| ABERCROMBIE & FITCH CO. | ANF | 002896207 | 08-Jun-2022 | Annual | 1 | Election of Director: Kerrii B. Anderson | Management | F | 27-Apr-2022 | F | EQUITY SKEW ETF |
| ABERCROMBIE & FITCH CO. | ANF | 002896207 | 08-Jun-2022 | Annual | 2 | Election of Director: Terry L. Burman | Management | F | 27-Apr-2022 | F | EQUITY SKEW ETF |
| ABERCROMBIE & FITCH CO. | ANF | 002896207 | 08-Jun-2022 | Annual | 3 | Election of Director: Felix J. Carbullido | Management | F | 27-Apr-2022 | F | EQUITY SKEW ETF |
| ABERCROMBIE & FITCH CO. | ANF | 002896207 | 08-Jun-2022 | Annual | 4 | Election of Director: Susie Coulter | Management | F | 27-Apr-2022 | F | EQUITY SKEW ETF |
| ABERCROMBIE & FITCH CO. | ANF | 002896207 | 08-Jun-2022 | Annual | 5 | Election of Director: Sarah M. Gallagher | Management | F | 27-Apr-2022 | F | EQUITY SKEW ETF |
| ABERCROMBIE & FITCH CO. | ANF | 002896207 | 08-Jun-2022 | Annual | 6 | Election of Director: James A. Goldman | Management | F | 27-Apr-2022 | F | EQUITY SKEW ETF |
| ABERCROMBIE & FITCH CO. | ANF | 002896207 | 08-Jun-2022 | Annual | 7 | Election of Director: Michael E. Greenlees | Management | F | 27-Apr-2022 | F | EQUITY SKEW ETF |
| ABERCROMBIE & FITCH CO. | ANF | 002896207 | 08-Jun-2022 | Annual | 8 | Election of Director: Fran Horowitz | Management | F | 27-Apr-2022 | F | EQUITY SKEW ETF |
| ABERCROMBIE & FITCH CO. | ANF | 002896207 | 08-Jun-2022 | Annual | 9 | Election of Director: Helen E. McCluskey | Management | F | 27-Apr-2022 | F | EQUITY SKEW ETF |
| ABERCROMBIE & FITCH CO. | ANF | 002896207 | 08-Jun-2022 | Annual | 10 | Election of Director: Kenneth B. Robinson | Management | F | 27-Apr-2022 | F | EQUITY SKEW ETF |
| ABERCROMBIE & FITCH CO. | ANF | 002896207 | 08-Jun-2022 | Annual | 11 | Election of Director: Nigel Travis | Management | F | 27-Apr-2022 | F | EQUITY SKEW ETF |
| ABERCROMBIE & FITCH CO. | ANF | 002896207 | 08-Jun-2022 | Annual | 12 | Approve, on a non-binding, advisory basis, the compensation of the Company's named executive officers for the fiscal year ended January 29, 2022. | Management | F | 27-Apr-2022 | F | EQUITY SKEW ETF |
| ABERCROMBIE & FITCH CO. | ANF | 002896207 | 08-Jun-2022 | Annual | 13 | Approve an amendment to the Abercrombie & Fitch Co. 2016 Long- Term Incentive Plan for Associates to increase the number of authorized shares. | Management | F | 27-Apr-2022 | F | EQUITY SKEW ETF |
| ABERCROMBIE & FITCH CO. | ANF | 002896207 | 08-Jun-2022 | Annual | 14 | Ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending January 28, 2023. | Management | F | 27-Apr-2022 | F | EQUITY SKEW ETF |
| FREEPORT-MCMORAN INC. | FCX | 35671D857 | 09-Jun-2022 | Annual | 1 | Election of Director: David P. Abney | Management | F | 22-Apr-2022 | F | EQUITY SKEW ETF |
| FREEPORT-MCMORAN INC. | FCX | 35671D857 | 09-Jun-2022 | Annual | 2 | Election of Director: Richard C. Adkerson | Management | F | 22-Apr-2022 | F | EQUITY SKEW ETF |
| FREEPORT-MCMORAN INC. | FCX | 35671D857 | 09-Jun-2022 | Annual | 3 | Election of Director: Marcela E. Donadio | Management | F | 22-Apr-2022 | F | EQUITY SKEW ETF |
| FREEPORT-MCMORAN INC. | FCX | 35671D857 | 09-Jun-2022 | Annual | 4 | Election of Director: Robert W. Dudley | Management | F | 22-Apr-2022 | F | EQUITY SKEW ETF |
| FREEPORT-MCMORAN INC. | FCX | 35671D857 | 09-Jun-2022 | Annual | 5 | Election of Director: Hugh Grant | Management | F | 22-Apr-2022 | F | EQUITY SKEW ETF |
| FREEPORT-MCMORAN INC. | FCX | 35671D857 | 09-Jun-2022 | Annual | 6 | Election of Director: Lydia H. Kennard | Management | F | 22-Apr-2022 | F | EQUITY SKEW ETF |
| FREEPORT-MCMORAN INC. | FCX | 35671D857 | 09-Jun-2022 | Annual | 7 | Election of Director: Ryan M. Lance | Management | F | 22-Apr-2022 | F | EQUITY SKEW ETF |
| FREEPORT-MCMORAN INC. | FCX | 35671D857 | 09-Jun-2022 | Annual | 8 | Election of Director: Sara Grootwassink Lewis | Management | F | 22-Apr-2022 | F | EQUITY SKEW ETF |
| FREEPORT-MCMORAN INC. | FCX | 35671D857 | 09-Jun-2022 | Annual | 9 | Election of Director: Dustan E. McCoy | Management | F | 22-Apr-2022 | F | EQUITY SKEW ETF |
| FREEPORT-MCMORAN INC. | FCX | 35671D857 | 09-Jun-2022 | Annual | 10 | Election of Director: John J. Stephens | Management | F | 22-Apr-2022 | F | EQUITY SKEW ETF |
| FREEPORT-MCMORAN INC. | FCX | 35671D857 | 09-Jun-2022 | Annual | 11 | Election of Director: Frances Fragos Townsend | Management | F | 22-Apr-2022 | F | EQUITY SKEW ETF |
| FREEPORT-MCMORAN INC. | FCX | 35671D857 | 09-Jun-2022 | Annual | 12 | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | F | 22-Apr-2022 | F | EQUITY SKEW ETF |
| FREEPORT-MCMORAN INC. | FCX | 35671D857 | 09-Jun-2022 | Annual | 13 | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2022. | Management | F | 22-Apr-2022 | F | EQUITY SKEW ETF |
| SALESFORCE, INC. | CRM | 79466L302 | 09-Jun-2022 | Annual | 1 | Election of Director: Marc Benioff | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| SALESFORCE, INC. | CRM | 79466L302 | 09-Jun-2022 | Annual | 2 | Election of Director: Bret Taylor | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| SALESFORCE, INC. | CRM | 79466L302 | 09-Jun-2022 | Annual | 3 | Election of Director: Laura Alber | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| SALESFORCE, INC. | CRM | 79466L302 | 09-Jun-2022 | Annual | 4 | Election of Director: Craig Conway | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| SALESFORCE, INC. | CRM | 79466L302 | 09-Jun-2022 | Annual | 5 | Election of Director: Parker Harris | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| SALESFORCE, INC. | CRM | 79466L302 | 09-Jun-2022 | Annual | 6 | Election of Director: Alan Hassenfeld | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| SALESFORCE, INC. | CRM | 79466L302 | 09-Jun-2022 | Annual | 7 | Election of Director: Neelie Kroes | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| SALESFORCE, INC. | CRM | 79466L302 | 09-Jun-2022 | Annual | 8 | Election of Director: Oscar Munoz | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| SALESFORCE, INC. | CRM | 79466L302 | 09-Jun-2022 | Annual | 9 | Election of Director: Sanford Robertson | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| SALESFORCE, INC. | CRM | 79466L302 | 09-Jun-2022 | Annual | 10 | Election of Director: John V. Roos | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| SALESFORCE, INC. | CRM | 79466L302 | 09-Jun-2022 | Annual | 11 | Election of Director: Robin Washington | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| SALESFORCE, INC. | CRM | 79466L302 | 09-Jun-2022 | Annual | 12 | Election of Director: Maynard Webb | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| SALESFORCE, INC. | CRM | 79466L302 | 09-Jun-2022 | Annual | 13 | Election of Director: Susan Wojcicki | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| SALESFORCE, INC. | CRM | 79466L302 | 09-Jun-2022 | Annual | 14 | Amendment and restatement of our 2013 Equity Incentive Plan to increase the number of shares reserved for issuance. | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| SALESFORCE, INC. | CRM | 79466L302 | 09-Jun-2022 | Annual | 15 | Amendment and restatement of our 2004 Employee Stock Purchase Plan to increase the number of shares reserved for issuance. | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| SALESFORCE, INC. | CRM | 79466L302 | 09-Jun-2022 | Annual | 16 | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2023. | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| SALESFORCE, INC. | CRM | 79466L302 | 09-Jun-2022 | Annual | 17 | An advisory vote to approve the fiscal 2022 compensation of our named executive officers. | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| SALESFORCE, INC. | CRM | 79466L302 | 09-Jun-2022 | Annual | 18 | A stockholder proposal requesting a policy to require the Chair of the Board of Directors be an independent member of the Board, if properly presented at the meeting. | Shareholder | N | 30-Apr-2022 | N | EQUITY SKEW ETF |
| SALESFORCE, INC. | CRM | 79466L302 | 09-Jun-2022 | Annual | 19 | A stockholder proposal requesting a racial equity audit, if properly presented at the meeting. | Shareholder | N | 30-Apr-2022 | N | EQUITY SKEW ETF |
| SERVICENOW, INC. | NOW | 81762P102 | 09-Jun-2022 | Annual | 1 | Election of Director: Susan L. Bostrom | Management | F | 26-Apr-2022 | F | EQUITY SKEW ETF |
| SERVICENOW, INC. | NOW | 81762P102 | 09-Jun-2022 | Annual | 2 | Election of Director: Teresa Briggs | Management | F | 26-Apr-2022 | F | EQUITY SKEW ETF |
| SERVICENOW, INC. | NOW | 81762P102 | 09-Jun-2022 | Annual | 3 | Election of Director: Jonathan C. Chadwick | Management | F | 26-Apr-2022 | F | EQUITY SKEW ETF |
| SERVICENOW, INC. | NOW | 81762P102 | 09-Jun-2022 | Annual | 4 | Election of Director: Paul E. Chamberlain | Management | F | 26-Apr-2022 | F | EQUITY SKEW ETF |
| SERVICENOW, INC. | NOW | 81762P102 | 09-Jun-2022 | Annual | 5 | Election of Director: Lawrence J. Jackson, Jr. | Management | F | 26-Apr-2022 | F | EQUITY SKEW ETF |
| SERVICENOW, INC. | NOW | 81762P102 | 09-Jun-2022 | Annual | 6 | Election of Director: Frederic B. Luddy | Management | F | 26-Apr-2022 | F | EQUITY SKEW ETF |
| SERVICENOW, INC. | NOW | 81762P102 | 09-Jun-2022 | Annual | 7 | Election of Director: Jeffrey A. Miller | Management | F | 26-Apr-2022 | F | EQUITY SKEW ETF |
| SERVICENOW, INC. | NOW | 81762P102 | 09-Jun-2022 | Annual | 8 | Election of Director: Joseph "Larry" Quinlan | Management | F | 26-Apr-2022 | F | EQUITY SKEW ETF |
| SERVICENOW, INC. | NOW | 81762P102 | 09-Jun-2022 | Annual | 9 | Election of Director: Sukumar Rathnam | Management | F | 26-Apr-2022 | F | EQUITY SKEW ETF |
| SERVICENOW, INC. | NOW | 81762P102 | 09-Jun-2022 | Annual | 10 | To approve, on an advisory basis, the compensation of our Named Executive Officers ("Say-on-Pay"). | Management | F | 26-Apr-2022 | F | EQUITY SKEW ETF |
| SERVICENOW, INC. | NOW | 81762P102 | 09-Jun-2022 | Annual | 11 | To ratify PricewaterhouseCoopers LLP as the independent registered public accounting firm for 2022. | Management | F | 26-Apr-2022 | F | EQUITY SKEW ETF |
| NV5 GLOBAL, INC. | NVEE | 62945V109 | 09-Jun-2022 | Annual | 1 | Election of Director to hold office until the next Annual meeting: Dickerson Wright | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| NV5 GLOBAL, INC. | NVEE | 62945V109 | 09-Jun-2022 | Annual | 2 | Election of Director to hold office until the next Annual meeting: Alexander A. Hockman | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| NV5 GLOBAL, INC. | NVEE | 62945V109 | 09-Jun-2022 | Annual | 3 | Election of Director to hold office until the next Annual meeting: MaryJo E. O'Brien | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| NV5 GLOBAL, INC. | NVEE | 62945V109 | 09-Jun-2022 | Annual | 4 | Election of Director to hold office until the next Annual meeting: William D. Pruitt | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| NV5 GLOBAL, INC. | NVEE | 62945V109 | 09-Jun-2022 | Annual | 5 | Election of Director to hold office until the next Annual meeting: François Tardan | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| NV5 GLOBAL, INC. | NVEE | 62945V109 | 09-Jun-2022 | Annual | 6 | Election of Director to hold office until the next Annual meeting: Laurie Conner | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| NV5 GLOBAL, INC. | NVEE | 62945V109 | 09-Jun-2022 | Annual | 7 | Election of Director to hold office until the next Annual meeting: Denise Dickins | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| NV5 GLOBAL, INC. | NVEE | 62945V109 | 09-Jun-2022 | Annual | 8 | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| NV5 GLOBAL, INC. | NVEE | 62945V109 | 09-Jun-2022 | Annual | 9 | To conduct a non-binding advisory vote to approve the compensation paid to the Company's named executive officers. | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| DIAMONDBACK ENERGY, INC. | FANG | 25278X109 | 09-Jun-2022 | Annual | 1 | Election of Director: Travis D. Stice | Management | F | 17-May-2022 | F | EQUITY SKEW ETF |
| DIAMONDBACK ENERGY, INC. | FANG | 25278X109 | 09-Jun-2022 | Annual | 2 | Election of Director: Vincent K. Brooks | Management | F | 17-May-2022 | F | EQUITY SKEW ETF |
| DIAMONDBACK ENERGY, INC. | FANG | 25278X109 | 09-Jun-2022 | Annual | 3 | Election of Director: Michael P. Cross | Management | F | 17-May-2022 | F | EQUITY SKEW ETF |
| DIAMONDBACK ENERGY, INC. | FANG | 25278X109 | 09-Jun-2022 | Annual | 4 | Election of Director: David L. Houston | Management | F | 17-May-2022 | F | EQUITY SKEW ETF |
| DIAMONDBACK ENERGY, INC. | FANG | 25278X109 | 09-Jun-2022 | Annual | 5 | Election of Director: Stephanie K. Mains | Management | F | 17-May-2022 | F | EQUITY SKEW ETF |
| DIAMONDBACK ENERGY, INC. | FANG | 25278X109 | 09-Jun-2022 | Annual | 6 | Election of Director: Mark L. Plaumann | Management | F | 17-May-2022 | F | EQUITY SKEW ETF |
| DIAMONDBACK ENERGY, INC. | FANG | 25278X109 | 09-Jun-2022 | Annual | 7 | Election of Director: Melanie M. Trent | Management | F | 17-May-2022 | F | EQUITY SKEW ETF |
| DIAMONDBACK ENERGY, INC. | FANG | 25278X109 | 09-Jun-2022 | Annual | 8 | Election of Director: Steven E. West | Management | F | 17-May-2022 | F | EQUITY SKEW ETF |
| DIAMONDBACK ENERGY, INC. | FANG | 25278X109 | 09-Jun-2022 | Annual | 9 | Proposal to approve, on an advisory basis, the compensation paid to the Company's named executive officers. | Management | F | 17-May-2022 | F | EQUITY SKEW ETF |
| DIAMONDBACK ENERGY, INC. | FANG | 25278X109 | 09-Jun-2022 | Annual | 10 | Proposal to ratify the appointment of Grant Thornton LLP as the Company's independent auditors for the fiscal year ending December 31, 2022. | Management | F | 17-May-2022 | F | EQUITY SKEW ETF |
| HARMONIC INC. | HLIT | 413160102 | 09-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| HARMONIC INC. | HLIT | 413160102 | 09-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| HARMONIC INC. | HLIT | 413160102 | 09-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| HARMONIC INC. | HLIT | 413160102 | 09-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| HARMONIC INC. | HLIT | 413160102 | 09-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| HARMONIC INC. | HLIT | 413160102 | 09-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| HARMONIC INC. | HLIT | 413160102 | 09-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| HARMONIC INC. | HLIT | 413160102 | 09-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| HARMONIC INC. | HLIT | 413160102 | 09-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| HARMONIC INC. | HLIT | 413160102 | 09-Jun-2022 | Annual | 2 | To approve, on an advisory basis, the compensation of the named executive officers. | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| HARMONIC INC. | HLIT | 413160102 | 09-Jun-2022 | Annual | 3 | To approve an amendment to the 2002 Employee Stock Purchase Plan to increase the number of shares of common stock reserved for issuance thereunder by 1,000,000 shares. | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| HARMONIC INC. | HLIT | 413160102 | 09-Jun-2022 | Annual | 4 | To approve an amendment to the 1995 Stock Plan to increase the number of shares of common stock reserved for issuance thereunder by 7,000,000 shares. | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| HARMONIC INC. | HLIT | 413160102 | 09-Jun-2022 | Annual | 5 | To ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2022. | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| REGENERON PHARMACEUTICALS, INC. | REGN | 75886F107 | 10-Jun-2022 | Annual | 1 | Election of Director: Bonnie L. Bassler, Ph.D. | Management | F | 22-Apr-2022 | F | EQUITY SKEW ETF |
| REGENERON PHARMACEUTICALS, INC. | REGN | 75886F107 | 10-Jun-2022 | Annual | 2 | Election of Director: Michael S. Brown, M.D. | Management | F | 22-Apr-2022 | F | EQUITY SKEW ETF |
| REGENERON PHARMACEUTICALS, INC. | REGN | 75886F107 | 10-Jun-2022 | Annual | 3 | Election of Director: Leonard S. Schleifer, M.D., Ph.D. | Management | F | 22-Apr-2022 | F | EQUITY SKEW ETF |
| REGENERON PHARMACEUTICALS, INC. | REGN | 75886F107 | 10-Jun-2022 | Annual | 4 | Election of Director: George D. Yancopoulos, M.D., Ph.D. | Management | F | 22-Apr-2022 | F | EQUITY SKEW ETF |
| REGENERON PHARMACEUTICALS, INC. | REGN | 75886F107 | 10-Jun-2022 | Annual | 5 | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | F | 22-Apr-2022 | F | EQUITY SKEW ETF |
| REGENERON PHARMACEUTICALS, INC. | REGN | 75886F107 | 10-Jun-2022 | Annual | 6 | Proposal to approve, on an advisory basis, executive compensation. | Management | F | 22-Apr-2022 | F | EQUITY SKEW ETF |
| FOUR CORNERS PROPERTY TRUST, INC. | FCPT | 35086T109 | 10-Jun-2022 | Annual | 1 | Election of Director to serve until the 2023 Annual Meeting: William H. Lenehan | Management | F | 27-Apr-2022 | F | EQUITY SKEW ETF |
| FOUR CORNERS PROPERTY TRUST, INC. | FCPT | 35086T109 | 10-Jun-2022 | Annual | 2 | Election of Director to serve until the 2023 Annual Meeting: John S. Moody | Management | F | 27-Apr-2022 | F | EQUITY SKEW ETF |
| FOUR CORNERS PROPERTY TRUST, INC. | FCPT | 35086T109 | 10-Jun-2022 | Annual | 3 | Election of Director to serve until the 2023 Annual Meeting: Douglas B. Hansen | Management | F | 27-Apr-2022 | F | EQUITY SKEW ETF |
| FOUR CORNERS PROPERTY TRUST, INC. | FCPT | 35086T109 | 10-Jun-2022 | Annual | 4 | Election of Director to serve until the 2023 Annual Meeting: Eric S. Hirschhorn | Management | F | 27-Apr-2022 | F | EQUITY SKEW ETF |
| FOUR CORNERS PROPERTY TRUST, INC. | FCPT | 35086T109 | 10-Jun-2022 | Annual | 5 | Election of Director to serve until the 2023 Annual Meeting: Charles L. Jemley | Management | F | 27-Apr-2022 | F | EQUITY SKEW ETF |
| FOUR CORNERS PROPERTY TRUST, INC. | FCPT | 35086T109 | 10-Jun-2022 | Annual | 6 | Election of Director to serve until the 2023 Annual Meeting: Marran H. Ogilvie | Management | F | 27-Apr-2022 | F | EQUITY SKEW ETF |
| FOUR CORNERS PROPERTY TRUST, INC. | FCPT | 35086T109 | 10-Jun-2022 | Annual | 7 | Election of Director to serve until the 2023 Annual Meeting: Toni Steele | Management | F | 27-Apr-2022 | F | EQUITY SKEW ETF |
| FOUR CORNERS PROPERTY TRUST, INC. | FCPT | 35086T109 | 10-Jun-2022 | Annual | 8 | Election of Director to serve until the 2023 Annual Meeting: Liz Tennican | Management | F | 27-Apr-2022 | F | EQUITY SKEW ETF |
| FOUR CORNERS PROPERTY TRUST, INC. | FCPT | 35086T109 | 10-Jun-2022 | Annual | 9 | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | F | 27-Apr-2022 | F | EQUITY SKEW ETF |
| FOUR CORNERS PROPERTY TRUST, INC. | FCPT | 35086T109 | 10-Jun-2022 | Annual | 10 | To approve, on a non-binding advisory basis, the compensation of our named executive officers. | Management | F | 27-Apr-2022 | F | EQUITY SKEW ETF |
| FOUR CORNERS PROPERTY TRUST, INC. | FCPT | 35086T109 | 10-Jun-2022 | Annual | 11 | To approve the Amended and Restated Four Corners Property Trust, Inc. 2015 Omnibus Incentive Plan. | Management | F | 27-Apr-2022 | F | EQUITY SKEW ETF |
| LIGAND PHARMACEUTICALS INCORPORATED | LGND | 53220K504 | 10-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| LIGAND PHARMACEUTICALS INCORPORATED | LGND | 53220K504 | 10-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| LIGAND PHARMACEUTICALS INCORPORATED | LGND | 53220K504 | 10-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| LIGAND PHARMACEUTICALS INCORPORATED | LGND | 53220K504 | 10-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| LIGAND PHARMACEUTICALS INCORPORATED | LGND | 53220K504 | 10-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| LIGAND PHARMACEUTICALS INCORPORATED | LGND | 53220K504 | 10-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| LIGAND PHARMACEUTICALS INCORPORATED | LGND | 53220K504 | 10-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| LIGAND PHARMACEUTICALS INCORPORATED | LGND | 53220K504 | 10-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| LIGAND PHARMACEUTICALS INCORPORATED | LGND | 53220K504 | 10-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| LIGAND PHARMACEUTICALS INCORPORATED | LGND | 53220K504 | 10-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| LIGAND PHARMACEUTICALS INCORPORATED | LGND | 53220K504 | 10-Jun-2022 | Annual | 2 | Ratification of Ernst & Young LLP as Ligand's independent registered accounting firm | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| LIGAND PHARMACEUTICALS INCORPORATED | LGND | 53220K504 | 10-Jun-2022 | Annual | 3 | Approval, on an advisory basis, of the compensation of the named executive officers | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| LIGAND PHARMACEUTICALS INCORPORATED | LGND | 53220K504 | 10-Jun-2022 | Annual | 4 | Approval of an amendment and restatement of Ligand's 2002 Stock Incentive Plan | Management | F | 25-Apr-2022 | F | EQUITY SKEW ETF |
| MATADOR RESOURCES COMPANY | MTDR | 576485205 | 10-Jun-2022 | Annual | 1 | Election of Director: R. Gaines Baty | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| MATADOR RESOURCES COMPANY | MTDR | 576485205 | 10-Jun-2022 | Annual | 2 | Election of Director: James M. Howard | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| MATADOR RESOURCES COMPANY | MTDR | 576485205 | 10-Jun-2022 | Annual | 3 | Approval of the First Amendment to the Matador Resources Company 2019 Long-Term Incentive Plan. | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| MATADOR RESOURCES COMPANY | MTDR | 576485205 | 10-Jun-2022 | Annual | 4 | Approval of the Matador Resources Company 2022 Employee Stock Purchase Plan. | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| MATADOR RESOURCES COMPANY | MTDR | 576485205 | 10-Jun-2022 | Annual | 5 | Advisory vote to approve the compensation of the Company's named executive officers. | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| MATADOR RESOURCES COMPANY | MTDR | 576485205 | 10-Jun-2022 | Annual | 6 | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the year ending December 31, 2022. | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| AMPHASTAR PHARMACEUTICALS INC. | AMPH | 03209R103 | 10-Jun-2022 | Annual | 1 | Election of Class III Director to serve until the 2025 Annual Meeting: Jack Yongfeng Zhang | Management | F | 27-Apr-2022 | F | EQUITY SKEW ETF |
| AMPHASTAR PHARMACEUTICALS INC. | AMPH | 03209R103 | 10-Jun-2022 | Annual | 2 | Election of Class III Director to serve until the 2025 Annual Meeting: Richard Prins | Management | F | 27-Apr-2022 | F | EQUITY SKEW ETF |
| AMPHASTAR PHARMACEUTICALS INC. | AMPH | 03209R103 | 10-Jun-2022 | Annual | 3 | Election of Class III Director to serve until the 2025 Annual Meeting: Diane Gerst | Management | F | 27-Apr-2022 | F | EQUITY SKEW ETF |
| AMPHASTAR PHARMACEUTICALS INC. | AMPH | 03209R103 | 10-Jun-2022 | Annual | 4 | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for its fiscal year ending December 31, 2022. | Management | F | 27-Apr-2022 | F | EQUITY SKEW ETF |
| AMPHASTAR PHARMACEUTICALS INC. | AMPH | 03209R103 | 10-Jun-2022 | Annual | 5 | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | F | 27-Apr-2022 | F | EQUITY SKEW ETF |
| MONSTER BEVERAGE CORPORATION | MNST | 61174X109 | 14-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 02-May-2022 | F | EQUITY SKEW ETF |
| MONSTER BEVERAGE CORPORATION | MNST | 61174X109 | 14-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 02-May-2022 | F | EQUITY SKEW ETF |
| MONSTER BEVERAGE CORPORATION | MNST | 61174X109 | 14-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 02-May-2022 | F | EQUITY SKEW ETF |
| MONSTER BEVERAGE CORPORATION | MNST | 61174X109 | 14-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 02-May-2022 | F | EQUITY SKEW ETF |
| MONSTER BEVERAGE CORPORATION | MNST | 61174X109 | 14-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 02-May-2022 | F | EQUITY SKEW ETF |
| MONSTER BEVERAGE CORPORATION | MNST | 61174X109 | 14-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 02-May-2022 | F | EQUITY SKEW ETF |
| MONSTER BEVERAGE CORPORATION | MNST | 61174X109 | 14-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 02-May-2022 | F | EQUITY SKEW ETF |
| MONSTER BEVERAGE CORPORATION | MNST | 61174X109 | 14-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 02-May-2022 | F | EQUITY SKEW ETF |
| MONSTER BEVERAGE CORPORATION | MNST | 61174X109 | 14-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 02-May-2022 | F | EQUITY SKEW ETF |
| MONSTER BEVERAGE CORPORATION | MNST | 61174X109 | 14-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 02-May-2022 | F | EQUITY SKEW ETF |
| MONSTER BEVERAGE CORPORATION | MNST | 61174X109 | 14-Jun-2022 | Annual | 2 | Proposal to ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2022. | Management | F | 02-May-2022 | F | EQUITY SKEW ETF |
| MONSTER BEVERAGE CORPORATION | MNST | 61174X109 | 14-Jun-2022 | Annual | 3 | Proposal to approve, on a non-binding, advisory basis, the compensation of the Company's named executive officers. | Management | F | 02-May-2022 | F | EQUITY SKEW ETF |
| MONSTER BEVERAGE CORPORATION | MNST | 61174X109 | 14-Jun-2022 | Annual | 4 | To consider a stockholder proposal regarding a report on the Company's plans to reduce greenhouse gas emissions; if properly presented at the Annual Meeting. | Shareholder | N | 02-May-2022 | N | EQUITY SKEW ETF |
| OXFORD INDUSTRIES, INC. | OXM | 691497309 | 14-Jun-2022 | Annual | 1 | Election of Class III Director for a three-year term expiring in 2025: Helen Ballard | Management | F | 04-May-2022 | F | EQUITY SKEW ETF |
| OXFORD INDUSTRIES, INC. | OXM | 691497309 | 14-Jun-2022 | Annual | 2 | Election of Class III Director for a three-year term expiring in 2025: Virginia A. Hepner | Management | F | 04-May-2022 | F | EQUITY SKEW ETF |
| OXFORD INDUSTRIES, INC. | OXM | 691497309 | 14-Jun-2022 | Annual | 3 | Election of Class III Director for a three-year term expiring in 2025: Milford W. McGuirt | Management | F | 04-May-2022 | F | EQUITY SKEW ETF |
| OXFORD INDUSTRIES, INC. | OXM | 691497309 | 14-Jun-2022 | Annual | 4 | Approve the Oxford Industries, Inc. Long-Term Stock Incentive Plan, as amended and restated, to, among other things, authorize 500,000 additional shares of common stock for issuance under the plan | Management | F | 04-May-2022 | F | EQUITY SKEW ETF |
| OXFORD INDUSTRIES, INC. | OXM | 691497309 | 14-Jun-2022 | Annual | 5 | Ratify the selection of Ernst & Young LLP to serve as the Company's independent registered public accounting firm for fiscal 2022 | Management | F | 04-May-2022 | F | EQUITY SKEW ETF |
| OXFORD INDUSTRIES, INC. | OXM | 691497309 | 14-Jun-2022 | Annual | 6 | Approve, by a non-binding, advisory vote, the compensation of the Company's named executive officers | Management | F | 04-May-2022 | F | EQUITY SKEW ETF |
| MEDIFAST, INC. | MED | 58470H101 | 15-Jun-2022 | Annual | 1 | Election of Director: Jeffrey J. Brown | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| MEDIFAST, INC. | MED | 58470H101 | 15-Jun-2022 | Annual | 2 | Election of Director: Daniel R. Chard | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| MEDIFAST, INC. | MED | 58470H101 | 15-Jun-2022 | Annual | 3 | Election of Director: Constance J. Hallquist | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| MEDIFAST, INC. | MED | 58470H101 | 15-Jun-2022 | Annual | 4 | Election of Director: Michael A. Hoer | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| MEDIFAST, INC. | MED | 58470H101 | 15-Jun-2022 | Annual | 5 | Election of Director: Scott Schlackman | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| MEDIFAST, INC. | MED | 58470H101 | 15-Jun-2022 | Annual | 6 | Election of Director: Andrea B. Thomas | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| MEDIFAST, INC. | MED | 58470H101 | 15-Jun-2022 | Annual | 7 | Election of Director: Ming Xian | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| MEDIFAST, INC. | MED | 58470H101 | 15-Jun-2022 | Annual | 8 | Ratify the appointment of RSM US LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2022. | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| MEDIFAST, INC. | MED | 58470H101 | 15-Jun-2022 | Annual | 9 | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| SHAKE SHACK INC. | SHAK | 819047101 | 15-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| SHAKE SHACK INC. | SHAK | 819047101 | 15-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| SHAKE SHACK INC. | SHAK | 819047101 | 15-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| SHAKE SHACK INC. | SHAK | 819047101 | 15-Jun-2022 | Annual | 2 | Ratification of Ernst & Young LLP as the Company's Independent Registered Public Accounting Firm. | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| SHAKE SHACK INC. | SHAK | 819047101 | 15-Jun-2022 | Annual | 3 | Approval, on an advisory basis, of the compensation of our Named Executive Officers. | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| ETSY, INC. | ETSY | 29786A106 | 15-Jun-2022 | Annual | 1 | Election of Class I Director to serve until our 2025 Annual Meeting: C. Andrew Ballard | Management | F | 27-Apr-2022 | F | EQUITY SKEW ETF |
| ETSY, INC. | ETSY | 29786A106 | 15-Jun-2022 | Annual | 2 | Election of Class I Director to serve until our 2025 Annual Meeting: Jonathan D. Klein | Management | F | 27-Apr-2022 | F | EQUITY SKEW ETF |
| ETSY, INC. | ETSY | 29786A106 | 15-Jun-2022 | Annual | 3 | Election of Class I Director to serve until our 2025 Annual Meeting: Margaret M. Smyth | Management | F | 27-Apr-2022 | F | EQUITY SKEW ETF |
| ETSY, INC. | ETSY | 29786A106 | 15-Jun-2022 | Annual | 4 | Advisory vote to approve executive compensation. | Management | F | 27-Apr-2022 | F | EQUITY SKEW ETF |
| ETSY, INC. | ETSY | 29786A106 | 15-Jun-2022 | Annual | 5 | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | F | 27-Apr-2022 | F | EQUITY SKEW ETF |
| APOLLO MEDICAL HOLDINGS, INC. | AMEH | 03763A207 | 16-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 04-May-2022 | F | EQUITY SKEW ETF |
| APOLLO MEDICAL HOLDINGS, INC. | AMEH | 03763A207 | 16-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 04-May-2022 | F | EQUITY SKEW ETF |
| APOLLO MEDICAL HOLDINGS, INC. | AMEH | 03763A207 | 16-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 04-May-2022 | F | EQUITY SKEW ETF |
| APOLLO MEDICAL HOLDINGS, INC. | AMEH | 03763A207 | 16-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 04-May-2022 | F | EQUITY SKEW ETF |
| APOLLO MEDICAL HOLDINGS, INC. | AMEH | 03763A207 | 16-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 04-May-2022 | F | EQUITY SKEW ETF |
| APOLLO MEDICAL HOLDINGS, INC. | AMEH | 03763A207 | 16-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 04-May-2022 | F | EQUITY SKEW ETF |
| APOLLO MEDICAL HOLDINGS, INC. | AMEH | 03763A207 | 16-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 04-May-2022 | F | EQUITY SKEW ETF |
| APOLLO MEDICAL HOLDINGS, INC. | AMEH | 03763A207 | 16-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 04-May-2022 | F | EQUITY SKEW ETF |
| APOLLO MEDICAL HOLDINGS, INC. | AMEH | 03763A207 | 16-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 04-May-2022 | F | EQUITY SKEW ETF |
| APOLLO MEDICAL HOLDINGS, INC. | AMEH | 03763A207 | 16-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 04-May-2022 | F | EQUITY SKEW ETF |
| APOLLO MEDICAL HOLDINGS, INC. | AMEH | 03763A207 | 16-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 04-May-2022 | F | EQUITY SKEW ETF |
| APOLLO MEDICAL HOLDINGS, INC. | AMEH | 03763A207 | 16-Jun-2022 | Annual | 2 | To ratify the appointment of Ernst & Young, LLP as the Company's independent registered public accounting firm for the year ending December 31, 2022. | Management | F | 04-May-2022 | F | EQUITY SKEW ETF |
| APOLLO MEDICAL HOLDINGS, INC. | AMEH | 03763A207 | 16-Jun-2022 | Annual | 3 | To approve, on a non-binding advisory basis, the compensation program for the Company's named executive officers as disclosed in the Company's proxy statement. | Management | F | 04-May-2022 | F | EQUITY SKEW ETF |
| APOLLO MEDICAL HOLDINGS, INC. | AMEH | 03763A207 | 16-Jun-2022 | Annual | 4 | To vote, on a non-binding advisory basis, whether a non-binding advisory vote on the compensation program for the Company's named executive officers should be held every one, two, or three years. | Management | 3 | 04-May-2022 | 3 | EQUITY SKEW ETF |
| MONOLITHIC POWER SYSTEMS, INC. | MPWR | 609839105 | 16-Jun-2022 | Annual | 1 | Election of Director: Michael Hsing | Management | F | 04-May-2022 | F | EQUITY SKEW ETF |
| MONOLITHIC POWER SYSTEMS, INC. | MPWR | 609839105 | 16-Jun-2022 | Annual | 2 | Election of Director: Herbert Chang | Management | F | 04-May-2022 | F | EQUITY SKEW ETF |
| MONOLITHIC POWER SYSTEMS, INC. | MPWR | 609839105 | 16-Jun-2022 | Annual | 3 | Election of Director: Carintia Martinez | Management | F | 04-May-2022 | F | EQUITY SKEW ETF |
| MONOLITHIC POWER SYSTEMS, INC. | MPWR | 609839105 | 16-Jun-2022 | Annual | 4 | Ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2022. | Management | F | 04-May-2022 | F | EQUITY SKEW ETF |
| MONOLITHIC POWER SYSTEMS, INC. | MPWR | 609839105 | 16-Jun-2022 | Annual | 5 | Approve, on an advisory basis, the 2021 executive compensation. | Management | F | 04-May-2022 | F | EQUITY SKEW ETF |
| AUTODESK, INC. | ADSK | 052769106 | 16-Jun-2022 | Annual | 1 | Election of Director: Andrew Anagnost | Management | F | 04-May-2022 | F | EQUITY SKEW ETF |
| AUTODESK, INC. | ADSK | 052769106 | 16-Jun-2022 | Annual | 2 | Election of Director: Karen Blasing | Management | F | 04-May-2022 | F | EQUITY SKEW ETF |
| AUTODESK, INC. | ADSK | 052769106 | 16-Jun-2022 | Annual | 3 | Election of Director: Reid French | Management | F | 04-May-2022 | F | EQUITY SKEW ETF |
| AUTODESK, INC. | ADSK | 052769106 | 16-Jun-2022 | Annual | 4 | Election of Director: Dr. Ayanna Howard | Management | F | 04-May-2022 | F | EQUITY SKEW ETF |
| AUTODESK, INC. | ADSK | 052769106 | 16-Jun-2022 | Annual | 5 | Election of Director: Blake Irving | Management | F | 04-May-2022 | F | EQUITY SKEW ETF |
| AUTODESK, INC. | ADSK | 052769106 | 16-Jun-2022 | Annual | 6 | Election of Director: Mary T. McDowell | Management | F | 04-May-2022 | F | EQUITY SKEW ETF |
| AUTODESK, INC. | ADSK | 052769106 | 16-Jun-2022 | Annual | 7 | Election of Director: Stephen Milligan | Management | F | 04-May-2022 | F | EQUITY SKEW ETF |
| AUTODESK, INC. | ADSK | 052769106 | 16-Jun-2022 | Annual | 8 | Election of Director: Lorrie M. Norrington | Management | F | 04-May-2022 | F | EQUITY SKEW ETF |
| AUTODESK, INC. | ADSK | 052769106 | 16-Jun-2022 | Annual | 9 | Election of Director: Betsy Rafael | Management | F | 04-May-2022 | F | EQUITY SKEW ETF |
| AUTODESK, INC. | ADSK | 052769106 | 16-Jun-2022 | Annual | 10 | Election of Director: Stacy J. Smith | Management | F | 04-May-2022 | F | EQUITY SKEW ETF |
| AUTODESK, INC. | ADSK | 052769106 | 16-Jun-2022 | Annual | 11 | Ratify the appointment of Ernst & Young LLP as Autodesk, Inc.'s independent registered public accounting firm for the fiscal year ending January 31, 2023. | Management | F | 04-May-2022 | F | EQUITY SKEW ETF |
| AUTODESK, INC. | ADSK | 052769106 | 16-Jun-2022 | Annual | 12 | Approve, on an advisory (non-binding) basis, the compensation of Autodesk, Inc.'s named executive officers. | Management | F | 04-May-2022 | F | EQUITY SKEW ETF |
| AUTODESK, INC. | ADSK | 052769106 | 16-Jun-2022 | Annual | 13 | Approve the Autodesk 2022 Equity Incentive Plan. | Management | F | 04-May-2022 | F | EQUITY SKEW ETF |
| GENERAC HOLDINGS INC. | GNRC | 368736104 | 16-Jun-2022 | Annual | 1 | Election of Class I Director: John D. Bowlin | Management | F | 02-May-2022 | F | EQUITY SKEW ETF |
| GENERAC HOLDINGS INC. | GNRC | 368736104 | 16-Jun-2022 | Annual | 2 | Election of Class I Director: Aaron P. Jagdfeld | Management | F | 02-May-2022 | F | EQUITY SKEW ETF |
| GENERAC HOLDINGS INC. | GNRC | 368736104 | 16-Jun-2022 | Annual | 3 | Election of Class I Director: Andrew G. Lampereur | Management | F | 02-May-2022 | F | EQUITY SKEW ETF |
| GENERAC HOLDINGS INC. | GNRC | 368736104 | 16-Jun-2022 | Annual | 4 | Election of Class I Director: Nam T. Nguyen | Management | F | 02-May-2022 | F | EQUITY SKEW ETF |
| GENERAC HOLDINGS INC. | GNRC | 368736104 | 16-Jun-2022 | Annual | 5 | Proposal to ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for the year ended December 31, 2022. | Management | F | 02-May-2022 | F | EQUITY SKEW ETF |
| GENERAC HOLDINGS INC. | GNRC | 368736104 | 16-Jun-2022 | Annual | 6 | Advisory vote on the non-binding "say-on-pay" resolution to approve the compensation of our executive officers. | Management | F | 02-May-2022 | F | EQUITY SKEW ETF |
| FORTINET, INC. | FTNT | 34959E109 | 17-Jun-2022 | Annual | 1 | Election of Director to serve for a term of one year: Ken Xie | Management | F | 09-May-2022 | F | EQUITY SKEW ETF |
| FORTINET, INC. | FTNT | 34959E109 | 17-Jun-2022 | Annual | 2 | Election of Director to serve for a term of one year: Michael Xie | Management | F | 09-May-2022 | F | EQUITY SKEW ETF |
| FORTINET, INC. | FTNT | 34959E109 | 17-Jun-2022 | Annual | 3 | Election of Director to serve for a term of one year: Kenneth A. Goldman | Management | F | 09-May-2022 | F | EQUITY SKEW ETF |
| FORTINET, INC. | FTNT | 34959E109 | 17-Jun-2022 | Annual | 4 | Election of Director to serve for a term of one year: Ming Hsieh | Management | F | 09-May-2022 | F | EQUITY SKEW ETF |
| FORTINET, INC. | FTNT | 34959E109 | 17-Jun-2022 | Annual | 5 | Election of Director to serve for a term of one year: Jean Hu | Management | F | 09-May-2022 | F | EQUITY SKEW ETF |
| FORTINET, INC. | FTNT | 34959E109 | 17-Jun-2022 | Annual | 6 | Election of Director to serve for a term of one year: William Neukom | Management | F | 09-May-2022 | F | EQUITY SKEW ETF |
| FORTINET, INC. | FTNT | 34959E109 | 17-Jun-2022 | Annual | 7 | Election of Director to serve for a term of one year: Judith Sim | Management | F | 09-May-2022 | F | EQUITY SKEW ETF |
| FORTINET, INC. | FTNT | 34959E109 | 17-Jun-2022 | Annual | 8 | Election of Director to serve for a term of one year: Admiral James Stavridis (Ret) | Management | F | 09-May-2022 | F | EQUITY SKEW ETF |
| FORTINET, INC. | FTNT | 34959E109 | 17-Jun-2022 | Annual | 9 | Ratify the appointment of Deloitte & Touche LLP as Fortinet's independent registered accounting firm for the fiscal year ending December 31, 2022. | Management | F | 09-May-2022 | F | EQUITY SKEW ETF |
| FORTINET, INC. | FTNT | 34959E109 | 17-Jun-2022 | Annual | 10 | Advisory vote to approve named executive officer compensation, as disclosed in the Proxy Statement. | Management | F | 09-May-2022 | F | EQUITY SKEW ETF |
| FORTINET, INC. | FTNT | 34959E109 | 17-Jun-2022 | Annual | 11 | Approve the adoption of an Amended and Restated Certificate of Incorporation in order to implement a five-for-one forward stock split and to make certain other changes as reflected in the Amended and Restated Certificate and described in the Proxy Statement. | Management | F | 09-May-2022 | F | EQUITY SKEW ETF |
| FORTINET, INC. | FTNT | 34959E109 | 17-Jun-2022 | Annual | 12 | Stockholder proposal to remove supermajority voting requirements. | Shareholder | / | 09-May-2022 | A | EQUITY SKEW ETF |
| SUPERNUS PHARMACEUTICALS, INC. | SUPN | 868459108 | 17-Jun-2022 | Annual | 1 | Election of Director to hold office for the ensuing three years: Carrolee Barlow, M.D., Ph.D. | Management | F | 09-May-2022 | F | EQUITY SKEW ETF |
| SUPERNUS PHARMACEUTICALS, INC. | SUPN | 868459108 | 17-Jun-2022 | Annual | 2 | Election of Director to hold office for the ensuing three years: Jack A. Khattar | Management | F | 09-May-2022 | F | EQUITY SKEW ETF |
| SUPERNUS PHARMACEUTICALS, INC. | SUPN | 868459108 | 17-Jun-2022 | Annual | 3 | to ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | F | 09-May-2022 | F | EQUITY SKEW ETF |
| SUPERNUS PHARMACEUTICALS, INC. | SUPN | 868459108 | 17-Jun-2022 | Annual | 4 | to approve, on a non-binding basis, the compensation paid to our named executive officers. | Management | F | 09-May-2022 | F | EQUITY SKEW ETF |
| EXLSERVICE HOLDINGS, INC. | EXLS | 302081104 | 21-Jun-2022 | Annual | 1 | Election of Director: Vikram Pandit | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| EXLSERVICE HOLDINGS, INC. | EXLS | 302081104 | 21-Jun-2022 | Annual | 2 | Election of Director: Rohit Kapoor | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| EXLSERVICE HOLDINGS, INC. | EXLS | 302081104 | 21-Jun-2022 | Annual | 3 | Election of Director: Anne Minto | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| EXLSERVICE HOLDINGS, INC. | EXLS | 302081104 | 21-Jun-2022 | Annual | 4 | Election of Director: Som Mittal | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| EXLSERVICE HOLDINGS, INC. | EXLS | 302081104 | 21-Jun-2022 | Annual | 5 | Election of Director: Clyde Ostler | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| EXLSERVICE HOLDINGS, INC. | EXLS | 302081104 | 21-Jun-2022 | Annual | 6 | Election of Director: Kristy Pipes | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| EXLSERVICE HOLDINGS, INC. | EXLS | 302081104 | 21-Jun-2022 | Annual | 7 | Election of Director: Nitin Sahney | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| EXLSERVICE HOLDINGS, INC. | EXLS | 302081104 | 21-Jun-2022 | Annual | 8 | Election of Director: Jaynie Studenmund | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| EXLSERVICE HOLDINGS, INC. | EXLS | 302081104 | 21-Jun-2022 | Annual | 9 | The approval of the ExlService Holdings, Inc. 2022 Employee Stock Purchase Plan. | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| EXLSERVICE HOLDINGS, INC. | EXLS | 302081104 | 21-Jun-2022 | Annual | 10 | The ratification of the selection of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for fiscal year 2022. | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| EXLSERVICE HOLDINGS, INC. | EXLS | 302081104 | 21-Jun-2022 | Annual | 11 | The approval, on a non-binding advisory basis, of the compensation of the named executive officers of the Company. | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| MASTERCARD INCORPORATED | MA | 57636Q104 | 21-Jun-2022 | Annual | 1 | Election of Director: Merit E. Janow | Management | F | 02-May-2022 | F | EQUITY SKEW ETF |
| MASTERCARD INCORPORATED | MA | 57636Q104 | 21-Jun-2022 | Annual | 2 | Election of Director: Candido Bracher | Management | F | 02-May-2022 | F | EQUITY SKEW ETF |
| MASTERCARD INCORPORATED | MA | 57636Q104 | 21-Jun-2022 | Annual | 3 | Election of Director: Richard K. Davis | Management | F | 02-May-2022 | F | EQUITY SKEW ETF |
| MASTERCARD INCORPORATED | MA | 57636Q104 | 21-Jun-2022 | Annual | 4 | Election of Director: Julius Genachowski | Management | F | 02-May-2022 | F | EQUITY SKEW ETF |
| MASTERCARD INCORPORATED | MA | 57636Q104 | 21-Jun-2022 | Annual | 5 | Election of Director: Choon Phong Goh | Management | F | 02-May-2022 | F | EQUITY SKEW ETF |
| MASTERCARD INCORPORATED | MA | 57636Q104 | 21-Jun-2022 | Annual | 6 | Election of Director: Oki Matsumoto | Management | F | 02-May-2022 | F | EQUITY SKEW ETF |
| MASTERCARD INCORPORATED | MA | 57636Q104 | 21-Jun-2022 | Annual | 7 | Election of Director: Michael Miebach | Management | F | 02-May-2022 | F | EQUITY SKEW ETF |
| MASTERCARD INCORPORATED | MA | 57636Q104 | 21-Jun-2022 | Annual | 8 | Election of Director: Youngme Moon | Management | F | 02-May-2022 | F | EQUITY SKEW ETF |
| MASTERCARD INCORPORATED | MA | 57636Q104 | 21-Jun-2022 | Annual | 9 | Election of Director: Rima Qureshi | Management | F | 02-May-2022 | F | EQUITY SKEW ETF |
| MASTERCARD INCORPORATED | MA | 57636Q104 | 21-Jun-2022 | Annual | 10 | Election of Director: Gabrielle Sulzberger | Management | F | 02-May-2022 | F | EQUITY SKEW ETF |
| MASTERCARD INCORPORATED | MA | 57636Q104 | 21-Jun-2022 | Annual | 11 | Election of Director: Jackson Tai | Management | F | 02-May-2022 | F | EQUITY SKEW ETF |
| MASTERCARD INCORPORATED | MA | 57636Q104 | 21-Jun-2022 | Annual | 12 | Election of Director: Harit Talwar | Management | F | 02-May-2022 | F | EQUITY SKEW ETF |
| MASTERCARD INCORPORATED | MA | 57636Q104 | 21-Jun-2022 | Annual | 13 | Election of Director: Lance Uggla | Management | F | 02-May-2022 | F | EQUITY SKEW ETF |
| MASTERCARD INCORPORATED | MA | 57636Q104 | 21-Jun-2022 | Annual | 14 | Advisory approval of Mastercard's executive compensation. | Management | F | 02-May-2022 | F | EQUITY SKEW ETF |
| MASTERCARD INCORPORATED | MA | 57636Q104 | 21-Jun-2022 | Annual | 15 | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2022. | Management | F | 02-May-2022 | F | EQUITY SKEW ETF |
| MASTERCARD INCORPORATED | MA | 57636Q104 | 21-Jun-2022 | Annual | 16 | Approval of an amendment to Mastercard's Certificate of Incorporation to enable adoption of a stockholders' right to call special meetings of stockholders. | Management | F | 02-May-2022 | F | EQUITY SKEW ETF |
| MASTERCARD INCORPORATED | MA | 57636Q104 | 21-Jun-2022 | Annual | 17 | Consideration of a stockholder proposal on the right to call special meetings of stockholders. | Shareholder | N | 02-May-2022 | N | EQUITY SKEW ETF |
| MASTERCARD INCORPORATED | MA | 57636Q104 | 21-Jun-2022 | Annual | 18 | Consideration of a stockholder proposal requesting Board approval of certain political contributions. | Shareholder | N | 02-May-2022 | N | EQUITY SKEW ETF |
| MASTERCARD INCORPORATED | MA | 57636Q104 | 21-Jun-2022 | Annual | 19 | Consideration of a stockholder proposal requesting charitable donation disclosure. | Shareholder | N | 02-May-2022 | N | EQUITY SKEW ETF |
| MASTERCARD INCORPORATED | MA | 57636Q104 | 21-Jun-2022 | Annual | 20 | Consideration of a stockholder proposal requesting a report on "ghost guns". | Shareholder | N | 02-May-2022 | N | EQUITY SKEW ETF |
| ALLSCRIPTS HEALTHCARE SOLUTIONS, INC. | MDRX | 01988P108 | 21-Jun-2022 | Annual | 1 | Election of Director: Elizabeth A. Altman | Management | F | 13-May-2022 | F | EQUITY SKEW ETF |
| ALLSCRIPTS HEALTHCARE SOLUTIONS, INC. | MDRX | 01988P108 | 21-Jun-2022 | Annual | 2 | Election of Director: P. Gregory Garrison | Management | F | 13-May-2022 | F | EQUITY SKEW ETF |
| ALLSCRIPTS HEALTHCARE SOLUTIONS, INC. | MDRX | 01988P108 | 21-Jun-2022 | Annual | 3 | Election of Director: Jonathan J. Judge | Management | F | 13-May-2022 | F | EQUITY SKEW ETF |
| ALLSCRIPTS HEALTHCARE SOLUTIONS, INC. | MDRX | 01988P108 | 21-Jun-2022 | Annual | 4 | Election of Director: Richard J. Poulton | Management | F | 13-May-2022 | F | EQUITY SKEW ETF |
| ALLSCRIPTS HEALTHCARE SOLUTIONS, INC. | MDRX | 01988P108 | 21-Jun-2022 | Annual | 5 | Election of Director: Dave B. Stevens | Management | F | 13-May-2022 | F | EQUITY SKEW ETF |
| ALLSCRIPTS HEALTHCARE SOLUTIONS, INC. | MDRX | 01988P108 | 21-Jun-2022 | Annual | 6 | Election of Director: Carol J. Zierhoffer | Management | F | 13-May-2022 | F | EQUITY SKEW ETF |
| ALLSCRIPTS HEALTHCARE SOLUTIONS, INC. | MDRX | 01988P108 | 21-Jun-2022 | Annual | 7 | To ratify the appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for the year ending December 31, 2022. | Management | F | 13-May-2022 | F | EQUITY SKEW ETF |
| ALLSCRIPTS HEALTHCARE SOLUTIONS, INC. | MDRX | 01988P108 | 21-Jun-2022 | Annual | 8 | To approve, on an advisory basis, the Company's named executive officer compensation. | Management | F | 13-May-2022 | F | EQUITY SKEW ETF |
| NASDAQ, INC. | NDAQ | 631103108 | 22-Jun-2022 | Annual | 1 | Election of Director: Melissa M. Arnoldi | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| NASDAQ, INC. | NDAQ | 631103108 | 22-Jun-2022 | Annual | 2 | Election of Director: Charlene T. Begley | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| NASDAQ, INC. | NDAQ | 631103108 | 22-Jun-2022 | Annual | 3 | Election of Director: Steven D. Black | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| NASDAQ, INC. | NDAQ | 631103108 | 22-Jun-2022 | Annual | 4 | Election of Director: Adena T. Friedman | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| NASDAQ, INC. | NDAQ | 631103108 | 22-Jun-2022 | Annual | 5 | Election of Director: Essa Kazim | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| NASDAQ, INC. | NDAQ | 631103108 | 22-Jun-2022 | Annual | 6 | Election of Director: Thomas A. Kloet | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| NASDAQ, INC. | NDAQ | 631103108 | 22-Jun-2022 | Annual | 7 | Election of Director: John D. Rainey | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| NASDAQ, INC. | NDAQ | 631103108 | 22-Jun-2022 | Annual | 8 | Election of Director: Michael R. Splinter | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| NASDAQ, INC. | NDAQ | 631103108 | 22-Jun-2022 | Annual | 9 | Election of Director: Toni Townes-Whitley | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| NASDAQ, INC. | NDAQ | 631103108 | 22-Jun-2022 | Annual | 10 | Election of Director: Alfred W. Zollar | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| NASDAQ, INC. | NDAQ | 631103108 | 22-Jun-2022 | Annual | 11 | Advisory vote to approve the Company's executive compensation as presented in the Proxy Statement | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| NASDAQ, INC. | NDAQ | 631103108 | 22-Jun-2022 | Annual | 12 | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022 | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| NASDAQ, INC. | NDAQ | 631103108 | 22-Jun-2022 | Annual | 13 | Approve an amendment to the Company's Amended and Restated Certificate of Incorporation to increase the number of authorized shares of common stock in order to effect a 3-for-1 stock split | Management | F | 30-Apr-2022 | F | EQUITY SKEW ETF |
| NASDAQ, INC. | NDAQ | 631103108 | 22-Jun-2022 | Annual | 14 | A Shareholder Proposal entitled "Special Shareholder Meeting Improvement" | Shareholder | N | 30-Apr-2022 | N | EQUITY SKEW ETF |
| XENCOR, INC. | XNCR | 98401F105 | 23-Jun-2022 | Annual | 1 | Election of Director: Bassil I. Dahiyat, Ph.D. | Management | F | 18-May-2022 | F | EQUITY SKEW ETF |
| XENCOR, INC. | XNCR | 98401F105 | 23-Jun-2022 | Annual | 2 | Election of Director: Ellen G. Feigal, M.D. | Management | F | 18-May-2022 | F | EQUITY SKEW ETF |
| XENCOR, INC. | XNCR | 98401F105 | 23-Jun-2022 | Annual | 3 | Election of Director: Kevin C. Gorman, Ph. D. | Management | F | 18-May-2022 | F | EQUITY SKEW ETF |
| XENCOR, INC. | XNCR | 98401F105 | 23-Jun-2022 | Annual | 4 | Election of Director: Kurt A. Gustafson | Management | F | 18-May-2022 | F | EQUITY SKEW ETF |
| XENCOR, INC. | XNCR | 98401F105 | 23-Jun-2022 | Annual | 5 | Election of Director: Yujiro S. Hata | Management | F | 18-May-2022 | F | EQUITY SKEW ETF |
| XENCOR, INC. | XNCR | 98401F105 | 23-Jun-2022 | Annual | 6 | Election of Director: A. Bruce Montgomery, M.D. | Management | F | 18-May-2022 | F | EQUITY SKEW ETF |
| XENCOR, INC. | XNCR | 98401F105 | 23-Jun-2022 | Annual | 7 | Election of Director: Richard J. Ranieri | Management | F | 18-May-2022 | F | EQUITY SKEW ETF |
| XENCOR, INC. | XNCR | 98401F105 | 23-Jun-2022 | Annual | 8 | Election of Director: Dagmar Rosa-Bjorkeson | Management | F | 18-May-2022 | F | EQUITY SKEW ETF |
| XENCOR, INC. | XNCR | 98401F105 | 23-Jun-2022 | Annual | 9 | To ratify the selection by the Audit Committee of the Board of Directors of RSM US LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2022. | Management | F | 18-May-2022 | F | EQUITY SKEW ETF |
| XENCOR, INC. | XNCR | 98401F105 | 23-Jun-2022 | Annual | 10 | To hold a non-binding advisory vote on the compensation of the Company's named executive officers, as disclosed in the proxy statement. | Management | F | 18-May-2022 | F | EQUITY SKEW ETF |
| BALCHEM CORPORATION | BCPC | 057665200 | 23-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 04-May-2022 | F | EQUITY SKEW ETF |
| BALCHEM CORPORATION | BCPC | 057665200 | 23-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 04-May-2022 | F | EQUITY SKEW ETF |
| BALCHEM CORPORATION | BCPC | 057665200 | 23-Jun-2022 | Annual | 1 | DIRECTOR | Management | F | 04-May-2022 | F | EQUITY SKEW ETF |
| BALCHEM CORPORATION | BCPC | 057665200 | 23-Jun-2022 | Annual | 2 | Ratification of the appointment of RSM US LLP as the Company's independent registered public accounting firm for the year 2022. | Management | F | 04-May-2022 | F | EQUITY SKEW ETF |
| BALCHEM CORPORATION | BCPC | 057665200 | 23-Jun-2022 | Annual | 3 | Non-binding advisory approval of Named Executive Officers compensation as described in the Proxy Statement. | Management | F | 04-May-2022 | F | EQUITY SKEW ETF |
| VECTOR GROUP LTD. | VGR | 92240M108 | 28-Jun-2022 | Annual | 1 | Election of Director: BENNETT S. LEBOW | Management | F | 11-May-2022 | F | EQUITY SKEW ETF |
| VECTOR GROUP LTD. | VGR | 92240M108 | 28-Jun-2022 | Annual | 2 | Election of Director: HOWARD M. LORBER | Management | F | 11-May-2022 | F | EQUITY SKEW ETF |
| VECTOR GROUP LTD. | VGR | 92240M108 | 28-Jun-2022 | Annual | 3 | Election of Director: RICHARD J. LAMPEN | Management | F | 11-May-2022 | F | EQUITY SKEW ETF |
| VECTOR GROUP LTD. | VGR | 92240M108 | 28-Jun-2022 | Annual | 4 | Election of Director: STANLEY S. ARKIN | Management | F | 11-May-2022 | F | EQUITY SKEW ETF |
| VECTOR GROUP LTD. | VGR | 92240M108 | 28-Jun-2022 | Annual | 5 | Election of Director: HENRY C. BEINSTEIN | Management | F | 11-May-2022 | F | EQUITY SKEW ETF |
| VECTOR GROUP LTD. | VGR | 92240M108 | 28-Jun-2022 | Annual | 6 | Election of Director: RONALD J. BERNSTEIN | Management | F | 11-May-2022 | F | EQUITY SKEW ETF |
| VECTOR GROUP LTD. | VGR | 92240M108 | 28-Jun-2022 | Annual | 7 | Election of Director: PAUL V. CARLUCCI | Management | F | 11-May-2022 | F | EQUITY SKEW ETF |
| VECTOR GROUP LTD. | VGR | 92240M108 | 28-Jun-2022 | Annual | 8 | Election of Director: JEAN E. SHARPE | Management | F | 11-May-2022 | F | EQUITY SKEW ETF |
| VECTOR GROUP LTD. | VGR | 92240M108 | 28-Jun-2022 | Annual | 9 | Election of Director: BARRY WATKINS | Management | F | 11-May-2022 | F | EQUITY SKEW ETF |
| VECTOR GROUP LTD. | VGR | 92240M108 | 28-Jun-2022 | Annual | 10 | Election of Director: WILSON L. WHITE | Management | F | 11-May-2022 | F | EQUITY SKEW ETF |
| VECTOR GROUP LTD. | VGR | 92240M108 | 28-Jun-2022 | Annual | 11 | Advisory approval of executive compensation (say on pay). | Management | F | 11-May-2022 | F | EQUITY SKEW ETF |
| VECTOR GROUP LTD. | VGR | 92240M108 | 28-Jun-2022 | Annual | 12 | Approval of ratification of Deloitte & Touche LLP as independent registered public accounting firm for the year ending December 31, 2022. | Management | F | 11-May-2022 | F | EQUITY SKEW ETF |
| VECTOR GROUP LTD. | VGR | 92240M108 | 28-Jun-2022 | Annual | 13 | Advisory approval of a stockholder proposal requesting the Company to amend its governing documents to require the Chairman of the Board of Directors to be an independent director. | Shareholder | N | 11-May-2022 | N | EQUITY SKEW ETF |
| AEROJET ROCKETDYNE HOLDINGS, INC. | AJRD | 007800105 | 30-Jun-2022 | Special | 1 | The removal, without cause, of Warren G. Lichtenstein, Kevin P. Chilton, Thomas A. Corcoran, James R. Henderson, Lance W. Lord, Audrey McNiff, Martin Turchin and Eileen P. Drake as members of the Board of the Company. Instruction: To Vote 'FOR', 'AGAINST' OR 'ABSTAIN' FROM VOTING ON THE REMOVAL OF ALL THE ABOVE-NAMED DIRECTORS, CHECK THE APPROPRIATE BOX. | Management | F | EQUITY SKEW ETF | ||
| AEROJET ROCKETDYNE HOLDINGS, INC. | AJRD | 007800105 | 30-Jun-2022 | Special | 2 | DIRECTOR | Management | F | EQUITY SKEW ETF | ||
| AEROJET ROCKETDYNE HOLDINGS, INC. | AJRD | 007800105 | 30-Jun-2022 | Special | 2 | DIRECTOR | Management | F | EQUITY SKEW ETF | ||
| AEROJET ROCKETDYNE HOLDINGS, INC. | AJRD | 007800105 | 30-Jun-2022 | Special | 2 | DIRECTOR | Management | F | EQUITY SKEW ETF | ||
| AEROJET ROCKETDYNE HOLDINGS, INC. | AJRD | 007800105 | 30-Jun-2022 | Special | 2 | DIRECTOR | Management | F | EQUITY SKEW ETF | ||
| AEROJET ROCKETDYNE HOLDINGS, INC. | AJRD | 007800105 | 30-Jun-2022 | Special | 2 | DIRECTOR | Management | F | EQUITY SKEW ETF | ||
| AEROJET ROCKETDYNE HOLDINGS, INC. | AJRD | 007800105 | 30-Jun-2022 | Special | 2 | DIRECTOR | Management | F | EQUITY SKEW ETF | ||
| AEROJET ROCKETDYNE HOLDINGS, INC. | AJRD | 007800105 | 30-Jun-2022 | Special | 2 | DIRECTOR | Management | F | EQUITY SKEW ETF | ||
| AEROJET ROCKETDYNE HOLDINGS, INC. | AJRD | 007800105 | 30-Jun-2022 | Special | 2 | DIRECTOR | Management | F | EQUITY SKEW ETF | ||
| AEROJET ROCKETDYNE HOLDINGS, INC. | AJRD | 007800105 | 30-Jun-2022 | Special | 3 | Adjournment of the Special Meeting to a later date or dates, if necessary or appropriate, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Proposal 1 or Proposal 2. | Management | F | EQUITY SKEW ETF | ||
| AEROJET ROCKETDYNE HOLDINGS, INC. | AJRD | 007800105 | 30-Jun-2022 | Special | 1 | The removal, without cause, of Eileen P. Drake, Kevin P. Chilton, Thomas A. Corcoran, James R. Henderson, Lance W. Lord, Audrey A. McNiff, Martin Turchin and Warren G. Lichtenstein as members of the Board of the Company. INSTRUCTIONS: TO VOTE "FOR", "AGAINST" OR "ABSTAIN" FROM VOTING ON THE REMOVAL OF ALL THE ABOVE-NAMED DIRECTORS, CHECK THE APPROPRIATE BOX. | Management | F | 28-Jun-2022 | N | EQUITY SKEW ETF |
| AEROJET ROCKETDYNE HOLDINGS, INC. | AJRD | 007800105 | 30-Jun-2022 | Special | 2 | DIRECTOR | Management | F | 28-Jun-2022 | W | EQUITY SKEW ETF |
| AEROJET ROCKETDYNE HOLDINGS, INC. | AJRD | 007800105 | 30-Jun-2022 | Special | 2 | DIRECTOR | Management | F | 28-Jun-2022 | W | EQUITY SKEW ETF |
| AEROJET ROCKETDYNE HOLDINGS, INC. | AJRD | 007800105 | 30-Jun-2022 | Special | 2 | DIRECTOR | Management | F | 28-Jun-2022 | W | EQUITY SKEW ETF |
| AEROJET ROCKETDYNE HOLDINGS, INC. | AJRD | 007800105 | 30-Jun-2022 | Special | 2 | DIRECTOR | Management | F | 28-Jun-2022 | W | EQUITY SKEW ETF |
| AEROJET ROCKETDYNE HOLDINGS, INC. | AJRD | 007800105 | 30-Jun-2022 | Special | 2 | DIRECTOR | Management | F | 28-Jun-2022 | W | EQUITY SKEW ETF |
| AEROJET ROCKETDYNE HOLDINGS, INC. | AJRD | 007800105 | 30-Jun-2022 | Special | 2 | DIRECTOR | Management | F | 28-Jun-2022 | W | EQUITY SKEW ETF |
| AEROJET ROCKETDYNE HOLDINGS, INC. | AJRD | 007800105 | 30-Jun-2022 | Special | 2 | DIRECTOR | Management | F | 28-Jun-2022 | W | EQUITY SKEW ETF |
| AEROJET ROCKETDYNE HOLDINGS, INC. | AJRD | 007800105 | 30-Jun-2022 | Special | 2 | DIRECTOR | Management | F | 28-Jun-2022 | W | EQUITY SKEW ETF |
| AEROJET ROCKETDYNE HOLDINGS, INC. | AJRD | 007800105 | 30-Jun-2022 | Special | 3 | Adjournment of the Special Meeting to a later date or dates, if necessary or appropriate, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of Proposal 1 or Proposal 2. | Management | A | 28-Jun-2022 | N | EQUITY SKEW ETF |
| Registrant: TWO ROADS SHARED TRUST - Redwood Managed Municipal Income Fund | Item 1, Exhibit 21 | ||||||||||
| Investment Company Act file number: 811-22718 | |||||||||||
| Reporting Period: July 1, 2021 through June 30, 2022 | |||||||||||
| Company Name | Primary Ticker Symbol | Security ID | Meeting Date | Meeting Type | Proposal Number | Proposal Long Text | Proposed By | Recommended Vote | Vote Date | Vote | Account Name |
| JPMORGAN TRUST II | JMAXX | 4812C0258 | 23-Nov-2021 | Special | 1 | DIRECTOR | Management | F | 03-Sep-2021 | F | REDWOOD MANAGED MUNI INC FUND |
| JPMORGAN TRUST II | JMAXX | 4812C0258 | 23-Nov-2021 | Special | 1 | DIRECTOR | Management | F | 03-Sep-2021 | F | REDWOOD MANAGED MUNI INC FUND |
| JPMORGAN TRUST II | JMAXX | 4812C0258 | 23-Nov-2021 | Special | 1 | DIRECTOR | Management | F | 03-Sep-2021 | F | REDWOOD MANAGED MUNI INC FUND |
| JPMORGAN TRUST II | JMAXX | 4812C0258 | 23-Nov-2021 | Special | 1 | DIRECTOR | Management | F | 03-Sep-2021 | F | REDWOOD MANAGED MUNI INC FUND |
| JPMORGAN TRUST II | JMAXX | 4812C0258 | 23-Nov-2021 | Special | 1 | DIRECTOR | Management | F | 03-Sep-2021 | F | REDWOOD MANAGED MUNI INC FUND |
| JPMORGAN TRUST II | JMAXX | 4812C0258 | 23-Nov-2021 | Special | 1 | DIRECTOR | Management | F | 03-Sep-2021 | F | REDWOOD MANAGED MUNI INC FUND |
| JPMORGAN TRUST II | JMAXX | 4812C0258 | 23-Nov-2021 | Special | 1 | DIRECTOR | Management | F | 03-Sep-2021 | F | REDWOOD MANAGED MUNI INC FUND |
| JPMORGAN TRUST II | JMAXX | 4812C0258 | 23-Nov-2021 | Special | 1 | DIRECTOR | Management | F | 03-Sep-2021 | F | REDWOOD MANAGED MUNI INC FUND |
| JPMORGAN TRUST II | JMAXX | 4812C0258 | 23-Nov-2021 | Special | 1 | DIRECTOR | Management | F | 03-Sep-2021 | F | REDWOOD MANAGED MUNI INC FUND |
| JPMORGAN TRUST II | JMAXX | 4812C0258 | 23-Nov-2021 | Special | 1 | DIRECTOR | Management | F | 03-Sep-2021 | F | REDWOOD MANAGED MUNI INC FUND |
| JPMORGAN TRUST II | JMAXX | 4812C0258 | 23-Nov-2021 | Special | 1 | DIRECTOR | Management | F | 03-Sep-2021 | F | REDWOOD MANAGED MUNI INC FUND |
| JPMORGAN TRUST II | JMAXX | 4812C0258 | 23-Nov-2021 | Special | 1 | DIRECTOR | Management | F | 03-Sep-2021 | F | REDWOOD MANAGED MUNI INC FUND |
| JPMORGAN TRUST II | JMAXX | 4812C0258 | 23-Nov-2021 | Special | 1 | DIRECTOR | Management | F | 03-Sep-2021 | F | REDWOOD MANAGED MUNI INC FUND |
| JPMORGAN TRUST II | JMAXX | 4812C0258 | 23-Nov-2021 | Special | 1 | DIRECTOR | Management | F | 03-Sep-2021 | F | REDWOOD MANAGED MUNI INC FUND |
| JPMORGAN TRUST II | JMAXX | 4812C0258 | 23-Nov-2021 | Special | 1 | DIRECTOR | Management | F | 03-Sep-2021 | F | REDWOOD MANAGED MUNI INC FUND |
| JPMORGAN TRUST II | JMAXX | 4812C0258 | 23-Nov-2021 | Special | 1 | DIRECTOR | Management | F | 03-Sep-2021 | F | REDWOOD MANAGED MUNI INC FUND |
| JPMORGAN TR I | VTIXX | 4812A2751 | 23-Nov-2021 | Special | 1 | DIRECTOR | Management | F | 03-Sep-2021 | F | REDWOOD MANAGED MUNI INC FUND |
| JPMORGAN TR I | VTIXX | 4812A2751 | 23-Nov-2021 | Special | 1 | DIRECTOR | Management | F | 03-Sep-2021 | F | REDWOOD MANAGED MUNI INC FUND |
| JPMORGAN TR I | VTIXX | 4812A2751 | 23-Nov-2021 | Special | 1 | DIRECTOR | Management | F | 03-Sep-2021 | F | REDWOOD MANAGED MUNI INC FUND |
| JPMORGAN TR I | VTIXX | 4812A2751 | 23-Nov-2021 | Special | 1 | DIRECTOR | Management | F | 03-Sep-2021 | F | REDWOOD MANAGED MUNI INC FUND |
| JPMORGAN TR I | VTIXX | 4812A2751 | 23-Nov-2021 | Special | 1 | DIRECTOR | Management | F | 03-Sep-2021 | F | REDWOOD MANAGED MUNI INC FUND |
| JPMORGAN TR I | VTIXX | 4812A2751 | 23-Nov-2021 | Special | 1 | DIRECTOR | Management | F | 03-Sep-2021 | F | REDWOOD MANAGED MUNI INC FUND |
| JPMORGAN TR I | VTIXX | 4812A2751 | 23-Nov-2021 | Special | 1 | DIRECTOR | Management | F | 03-Sep-2021 | F | REDWOOD MANAGED MUNI INC FUND |
| JPMORGAN TR I | VTIXX | 4812A2751 | 23-Nov-2021 | Special | 1 | DIRECTOR | Management | F | 03-Sep-2021 | F | REDWOOD MANAGED MUNI INC FUND |
| JPMORGAN TR I | VTIXX | 4812A2751 | 23-Nov-2021 | Special | 1 | DIRECTOR | Management | F | 03-Sep-2021 | F | REDWOOD MANAGED MUNI INC FUND |
| JPMORGAN TR I | VTIXX | 4812A2751 | 23-Nov-2021 | Special | 1 | DIRECTOR | Management | F | 03-Sep-2021 | F | REDWOOD MANAGED MUNI INC FUND |
| JPMORGAN TR I | VTIXX | 4812A2751 | 23-Nov-2021 | Special | 1 | DIRECTOR | Management | F | 03-Sep-2021 | F | REDWOOD MANAGED MUNI INC FUND |
| JPMORGAN TR I | VTIXX | 4812A2751 | 23-Nov-2021 | Special | 1 | DIRECTOR | Management | F | 03-Sep-2021 | F | REDWOOD MANAGED MUNI INC FUND |
| JPMORGAN TR I | VTIXX | 4812A2751 | 23-Nov-2021 | Special | 1 | DIRECTOR | Management | F | 03-Sep-2021 | F | REDWOOD MANAGED MUNI INC FUND |
| JPMORGAN TR I | VTIXX | 4812A2751 | 23-Nov-2021 | Special | 1 | DIRECTOR | Management | F | 03-Sep-2021 | F | REDWOOD MANAGED MUNI INC FUND |
| JPMORGAN TR I | VTIXX | 4812A2751 | 23-Nov-2021 | Special | 1 | DIRECTOR | Management | F | 03-Sep-2021 | F | REDWOOD MANAGED MUNI INC FUND |
| JPMORGAN TR I | VTIXX | 4812A2751 | 23-Nov-2021 | Special | 1 | DIRECTOR | Management | F | 03-Sep-2021 | F | REDWOOD MANAGED MUNI INC FUND |
| Registrant: TWO ROADS SHARED TRUST - Redwood Managed Volatility Fund | Item 1, Exhibit 22 | |||||||||
| Investment Company Act file number: 811-22718 | ||||||||||
| Reporting Period: July 1, 2021 through June 30, 2022 | ||||||||||
| FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
| 1 | NO PROXIES VOTED DURING REPORTING PERIOD | |||||||||
| 2 | ||||||||||
| Registrant: LeaderShares Dynamic Yield ETF | Item 1, Exhibit 23 | |||||||||
| Investment Company Act file number: 811- 22718 | ||||||||||
| Reporting Period: July 1, 2021-June 30, 2022 | ||||||||||
| FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
| NO PROXIES VOTED DURING REPORTING PERIOD | ||||||||||
| Registrant: Conductor Global Equity Value Fund | Item 1, Exhibit 24 | |||||||||||||||
| Investment Company Act file number: 811-22718 | ||||||||||||||||
| Reporting Period: July 1, 2021-June 30, 2022 | ||||||||||||||||
| Vote Summary | ||||||||||||||||
| COCA-COLA FEMSA SAB DE CV | ||||||||||||||||
| Security | P2861Y177 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 12-Jul-2021 | ||||||||||||||
| ISIN | MX01KO000002 | Agenda | 714387936 - Management | |||||||||||||
| Record Date | 02-Jul-2021 | Holding Recon Date | 02-Jul-2021 | |||||||||||||
| City / | Country | MEXICO CITY |
/ | Mexico | Vote Deadline Date | 05-Jul-2021 | ||||||||||
| SEDOL(s) | BHHP0S4 - BHHP0T5 - BHKDY83 | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| I | PROPOSAL, DISCUSSION AND, IF DEEMED APPROPRIATE, A RESOLUTION IN REGARD TO THE AMENDMENT OF THE CORPORATE PURPOSE, AND, AS A CONSEQUENCE, OF ARTICLE 2 OF THE BYLAWS OF THE COMPANY |
Management | For | For | ||||||||||||
| II | PROPOSAL, DISCUSSION AND, IF DEEMED APPROPRIATE, A RESOLUTION IN REGARD TO THE MODIFICATION OF THE MANNER IN WHICH THE RESOLUTIONS OF THE BOARD OF DIRECTORS OF THE COMPANY ARE INTRODUCED AND APPROVED, AND, AS A CONSEQUENCE, OF ARTICLE 29 OF THE BYLAWS OF THE COMPANY |
Management | For | For | ||||||||||||
| III | APPOINTMENT OF DELEGATES TO FORMALIZE THE RESOLUTIONS OF THE GENERAL MEETING |
Management | For | For | ||||||||||||
| IV | READING AND APPROVAL, IF DEEMED APPROPRIATE, OF THE MINUTES OF THE GENERAL MEETING |
Management | For | For | ||||||||||||
| CMMT | 1 JULY 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING-OF ALL RESOLUTIONS AND MODIFICATION TEXT OF ALL RESOLUTIOS. IF YOU HAVE-ALREADY SENT IN YOUR VOTES. PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO-AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. |
Non-Voting | ||||||||||||||
| BT GROUP PLC | ||||||||||||||||
| Security | G16612106 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 15-Jul-2021 | ||||||||||||||
| ISIN | GB0030913577 | Agenda | 714356210 - Management | |||||||||||||
| Record Date | Holding Recon Date | 13-Jul-2021 | ||||||||||||||
| City / | Country | LONDON | / | United Kingdom |
Vote Deadline Date | 09-Jul-2021 | ||||||||||
| SEDOL(s) | 3091357 - B014679 - BL6CC33 | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1 | ANNUAL REPORT AND ACCOUNTS | Management | For | For | ||||||||||||
| 2 | REPORT ON DIRECTORS REMUNERATION | Management | For | For | ||||||||||||
| 3 | RE-ELECT JAN DU PLESSIS | Management | For | For | ||||||||||||
| 4 | RE-ELECT PHILIP JANSEN | Management | For | For | ||||||||||||
| 5 | RE-ELECT SIMON LOWTH | Management | For | For | ||||||||||||
| 6 | RE-ELECT ADEL AL-SALEH | Management | For | For | ||||||||||||
| 7 | RE-ELECT SIR IAN CHESHIRE | Management | For | For | ||||||||||||
| 8 | RE-ELECT IAIN CONN | Management | For | For | ||||||||||||
| 9 | RE-ELECT ISABEL HUDSON | Management | For | For | ||||||||||||
| 10 | RE-ELECT MATTHEW KEY | Management | For | For | ||||||||||||
| 11 | RE-ELECT ALLISON KIRKBY | Management | For | For | ||||||||||||
| 12 | RE-ELECT LEENA NAIR | Management | For | For | ||||||||||||
| 13 | RE-ELECT SARA WELLER | Management | For | For | ||||||||||||
| 14 | AUDITORS RE-APPOINTMENTS: KPMG LLP | Management | For | For | ||||||||||||
| 15 | AUDITORS REMUNERATION | Management | For | For | ||||||||||||
| 16 | AUTHORITY TO ALLOT SHARES | Management | For | For | ||||||||||||
| 17 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | For | For | ||||||||||||
| 18 | FURTHER DISAPPLICATION OF PRE-EMPTION RIGHTS |
Management | For | For | ||||||||||||
| 19 | AUTHORITY TO PURCHASE OWN SHARES | Management | For | For | ||||||||||||
| 20 | 14 DAYS NOTICE OF MEETING | Management | For | For | ||||||||||||
| 21 | AUTHORITY FOR POLITICAL DONATIONS | Management | For | For | ||||||||||||
| 22 | ARTICLES OF ASSOCIATION | Management | For | For | ||||||||||||
| CMMT | 16 JUNE 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 14. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU |
Non-Voting | ||||||||||||||
| VODACOM GROUP LIMITED | ||||||||||||||||
| Security | S9453B108 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 19-Jul-2021 | ||||||||||||||
| ISIN | ZAE000132577 | Agenda | 714326596 - Management | |||||||||||||
| Record Date | 09-Jul-2021 | Holding Recon Date | 09-Jul-2021 | |||||||||||||
| City / | Country | TBD | / | South Africa | Vote Deadline Date | 13-Jul-2021 | ||||||||||
| SEDOL(s) | B6161Y9 - B65B4D0 - B8DQFM7 | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1.O.1 | ADOPTION OF ANNUAL FINANCIAL STATEMENTS | Management | For | For | ||||||||||||
| 2.O.2 | ELECTION OF MS RK MORATHI AS A DIRECTOR | Management | For | For | ||||||||||||
| 3.O.3 | ELECTION OF MS AM O'LEARY AS A DIRECTOR | Management | For | For | ||||||||||||
| 4.O.4 | RE-ELECTION OF MR DH BROWN AS A DIRECTOR | Management | For | For | ||||||||||||
| 5.O.5 | RE-ELECTION OF MR SJ MACOZOMA AS A DIRECTOR |
Management | For | For | ||||||||||||
| 6.O.6 | APPOINTMENT OF EY AS AUDITORS OF THE COMPANY |
Management | For | For | ||||||||||||
| 7.O.7 | APPROVAL OF THE ADVISORY VOTE ON THE REMUNERATION POLICY |
Management | For | For | ||||||||||||
| 8.O.8 | APPROVAL FOR THE IMPLEMENTATION OF THE REMUNERATION POLICY |
Management | For | For | ||||||||||||
| 9.O.9 | RE-ELECTION OF MR DH BROWN AS A MEMBER OF THE AUDIT, RISK AND COMPLIANCE COMMITTEE |
Management | For | For | ||||||||||||
| 10O10 | RE-ELECTION OF MR CB THOMSON AS A MEMBER OF THE AUDIT, RISK AND COMPLIANCE COMMITTEE |
Management | For | For | ||||||||||||
| 11O11 | RE-ELECTION OF MR KL SHUENYANE AS A MEMBER OF AUDIT, RISK AND COMPLIANCE COMMITTEE |
Management | For | For | ||||||||||||
| 12O12 | RE-ELECTION OF MS NC NQWENI AS A MEMBER OF AUDIT, RISK AND COMPLIANCE COMMITTEE |
Management | For | For | ||||||||||||
| 13S.1 | GENERAL AUTHORITY TO REPURCHASE SHARES IN THE COMPANY |
Management | For | For | ||||||||||||
| 14S.2 | INCREASE IN NON-EXECUTIVE DIRECTORS' FEES | Management | For | For | ||||||||||||
| 15S.3 | SECTION 45 - FINANCIAL ASSISTANCE TO RELATED AND INTER-RELATED COMPANIES |
Management | For | For | ||||||||||||
| KEPCO PLANT SERVICE & ENGINEERING CO LTD | ||||||||||||||||
| Security | Y7076A104 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 26-Jul-2021 | ||||||||||||||
| ISIN | KR7051600005 | Agenda | 714457163 - Management | |||||||||||||
| Record Date | 10-Jun-2021 | Holding Recon Date | 10-Jun-2021 | |||||||||||||
| City / | Country | JEONNA M |
/ | Korea, Republic Of |
Vote Deadline Date | 14-Jul-2021 | ||||||||||
| SEDOL(s) | B29ZGV2 | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1 | AMENDMENT OF ARTICLES OF INCORPORATION | Management | For | For | ||||||||||||
| 2 | ELECTION OF A NON-PERMANENT DIRECTOR GIM YONG SEONG |
Management | For | For | ||||||||||||
| 3 | ELECTION OF AUDITOR GANG DONG SIN | Management | For | For | ||||||||||||
| JOHNSON MATTHEY PLC | ||||||||||||||||
| Security | G51604166 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 29-Jul-2021 | ||||||||||||||
| ISIN | GB00BZ4BQC70 | Agenda | 714357034 - Management | |||||||||||||
| Record Date | Holding Recon Date | 23-Jul-2021 | ||||||||||||||
| City / | Country | LONDON | / | United Kingdom |
Vote Deadline Date | 23-Jul-2021 | ||||||||||
| SEDOL(s) | BDFY4H2 - BKT5ZQ6 - BZ4BQC7 | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1 | TO RECEIVE THE COMPANYS ACCOUNTS FOR THE YEAR ENDED 31ST MARCH 2021 |
Management | For | For | ||||||||||||
| 2 | TO APPROVE THE DIRECTORS REMUNERATION REPORT FOR THE YEAR ENDED 31ST MARCH 2021 |
Management | For | For | ||||||||||||
| 3 | TO DECLARE A FINAL DIVIDEND OF 50.00 PENCE PER ORDINARY SHARE |
Management | For | For | ||||||||||||
| 4 | TO ELECT STEPHEN OXLEY AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||||||
| 5 | TO RE-ELECT JANE GRIFFITHS AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||||||
| 6 | TO RE-ELECT XIAOZHI LIU AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||||||
| 7 | TO RE-ELECT ROBERT MACLEOD AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||||||
| 8 | TO RE-ELECT CHRIS MOTTERSHEAD AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||||||
| 9 | TO RE-ELECT JOHN OHIGGINS AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||||||
| 10 | TO RE-ELECT PATRICK THOMAS AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||||||
| 11 | TO RE-ELECT DOUG WEBB AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||||||
| 12 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITOR FOR THE FORTHCOMING YEAR |
Management | For | For | ||||||||||||
| 13 | TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE REMUNERATION OF THE AUDITOR |
Management | For | For | ||||||||||||
| 14 | TO AUTHORISE THE COMPANY AND ITS SUBSIDIARIES TO MAKE POLITICAL DONATIONS AND INCUR POLITICAL EXPENDITURE WITHIN CERTAIN LIMITS |
Management | For | For | ||||||||||||
| 15 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management | For | For | ||||||||||||
| 16 | TO DISAPPLY THE STATUTORY PRE-EMPTION RIGHTS ATTACHING TO SHARES |
Management | For | For | ||||||||||||
| 17 | TO DISAPPLY THE STATUTORY PRE-EMPTION RIGHTS ATTACHING TO SHARES IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT |
Management | For | For | ||||||||||||
| 18 | TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF ITS OWN SHARES |
Management | For | For | ||||||||||||
| 19 | TO AUTHORISE THE COMPANY TO CALL GENERAL MEETINGS OTHER THAN ANNUAL GENERAL MEETINGS ON NOT LESS THAN 14 CLEAR DAYS NOTICE |
Management | For | For | ||||||||||||
| TATE & LYLE PLC | ||||||||||||||||
| Security | G86838128 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 29-Jul-2021 | ||||||||||||||
| ISIN | GB0008754136 | Agenda | 714358670 - Management | |||||||||||||
| Record Date | Holding Recon Date | 27-Jul-2021 | ||||||||||||||
| City / | Country | LONDON | / | United Kingdom |
Vote Deadline Date | 23-Jul-2021 | ||||||||||
| SEDOL(s) | 0875413 - 5474859 - BKSG1B7 | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1 | TO RECEIVE AND CONSIDER THE ANNUAL REPORT | Management | For | For | ||||||||||||
| 2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT |
Management | For | For | ||||||||||||
| 3 | TO DECLARE A FINAL DIVIDEND OF 22.0 PENCE PER ORDINARY SHARE OF THE COMPANY |
Management | For | For | ||||||||||||
| 4 | TO RE-ELECT DR GERRY MURPHY AS A DIRECTOR | Management | For | For | ||||||||||||
| 5 | TO RE-ELECT NICK HAMPTON AS A DIRECTOR | Management | For | For | ||||||||||||
| 6 | TO ELECT VIVID SEHGAL AS A DIRECTOR | Management | For | For | ||||||||||||
| 7 | TO ELECT JOHN CHEUNG AS A DIRECTOR | Management | For | For | ||||||||||||
| 8 | TO ELECT PATRICIA CORSI AS A DIRECTOR | Management | For | For | ||||||||||||
| 9 | TO RE-ELECT PAUL FORMAN AS A DIRECTOR | Management | For | For | ||||||||||||
| 10 | TO RE-ELECT LARS FREDERIKSEN AS A DIRECTOR | Management | For | For | ||||||||||||
| 11 | TO RE-ELECT KIMBERLY NELSON AS A DIRECTOR | Management | For | For | ||||||||||||
| 12 | TO RE-ELECT SYBELLA STANLEY AS A DIRECTOR | Management | For | For | ||||||||||||
| 13 | TO RE-ELECT WARREN TUCKER AS A DIRECTOR | Management | For | For | ||||||||||||
| 14 | TO RE-APPOINT ERNST & YOUNG LLP AS AUDITORS | Management | For | For | ||||||||||||
| 15 | TO AUTHORISE THE AUDIT COMMITTEE (FOR AND ON BEHALF OF THE BOARD) TO DETERMINE THE AMOUNT OF THE AUDITORS' REMUNERATION |
Management | For | For | ||||||||||||
| 16 | TO RENEW THE AUTHORITY TO MAKE POLITICAL DONATIONS |
Management | For | For | ||||||||||||
| 17 | TO RENEW THE AUTHORITY TO ALLOT ORDINARY SHARES |
Management | For | For | ||||||||||||
| 18 | TO RENEW THE AUTHORITY FOR DISAPPLICATION OF STATUTORY PRE-EMPTION RIGHTS |
Management | For | For | ||||||||||||
| 19 | TO RENEW THE ADDITIONAL AUTHORITY FOR DISAPPLICATION OF STATUTORY PRE-EMPTION RIGHTS FOR AN ACQUISITION OR SPECIFIED CAPITAL INVESTMENT |
Management | For | For | ||||||||||||
| 20 | TO RENEW THE AUTHORITY FOR THE PURCHASE OF THE COMPANY'S OWN SHARES |
Management | For | For | ||||||||||||
| 21 | TO RENEW THE AUTHORITY IN RESPECT OF SHORTER NOTICES FOR GENERAL MEETINGS |
Management | For | For | ||||||||||||
| CUCKOO HOLDINGS CO.,LTD | ||||||||||||||||
| Security | Y1823J104 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 10-Aug-2021 | ||||||||||||||
| ISIN | KR7192400000 | Agenda | 714428275 - Management | |||||||||||||
| Record Date | 16-Jul-2021 | Holding Recon Date | 16-Jul-2021 | |||||||||||||
| City / | Country | GYEONG NAM |
/ | Korea, Republic Of |
Vote Deadline Date | 29-Jul-2021 | ||||||||||
| SEDOL(s) | BPF0559 | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1 | APPROVAL OF PARTIAL AMENDMENT TO ARTICLES OF INCORPORATION |
Management | For | For | ||||||||||||
| 2 | APPROVAL OF PAR VALUE SPLIT | Management | For | For | ||||||||||||
| GRAND KOREA LEISURE CO LTD | ||||||||||||||||
| Security | Y2847C109 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 20-Aug-2021 | ||||||||||||||
| ISIN | KR7114090004 | Agenda | 714520233 - Management | |||||||||||||
| Record Date | 24-Jun-2021 | Holding Recon Date | 24-Jun-2021 | |||||||||||||
| City / | Country | SEOUL | / | Korea, Republic Of |
Vote Deadline Date | 09-Aug-2021 | ||||||||||
| SEDOL(s) | B4347P0 | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1.1 | ELECTION OF CEO: GIM YEONG SAN | Management | For | For | ||||||||||||
| 1.2 | ELECTION OF CEO: GIM EUNG TAE | Management | For | For | ||||||||||||
| 1.3 | ELECTION OF CEO: YANG SU YONG | Management | For | For | ||||||||||||
| PT MATAHARI DEPARTMENT STORE TBK | ||||||||||||||||
| Security | Y7139L105 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 27-Aug-2021 | ||||||||||||||
| ISIN | ID1000113301 | Agenda | 714519216 - Management | |||||||||||||
| Record Date | 04-Aug-2021 | Holding Recon Date | 04-Aug-2021 | |||||||||||||
| City / | Country | JAKART A |
/ | Indonesia | Vote Deadline Date | 24-Aug-2021 | ||||||||||
| SEDOL(s) | 6665878 - BM83CD1 | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1 | APPROVAL AND VALIDATION OF COMPANY'S ANNUAL REPORT ENDED ON 31 DECEMBER 2020, INCLUDING THE COMPANY ACTIVITY REPORT, SUPERVISORY REPORT OF THE BOARD OF COMMISSIONERS, APPROVAL AND VALIDATION OF THE COMPANY'S FINANCIAL STATEMENT FOR YEAR BOOK ENDED ON 31 DECEMBER 2020 AND PROVIDING RELEASE AND DISCHARGED OF FULL RESPONSIBILITY (ACQUIT ET DE CHARGE) FOR ALL THE MEMBERS OF DIRECTORS AND BOARD OF COMMISSIONERS FOR THE FISCAL YEAR ENDED ON 31 DECEMBER 31, 2020 |
Management | For | For | ||||||||||||
| 2 | THE DETERMINATION OF THE USE OF THE NET PROFITS OF THE COMPANY'S FOR YEAR BOOK ENDED ON 31 DECEMBER 2020 |
Management | For | For | ||||||||||||
| 3 | THE APPOINTMENT OF PUBLIC ACCOUNTANT FIRM TO PERFORM THE AUDIT ON THE COMPANY'S FINANCIAL STATEMENTS FOR YEAR BOOK ENDED ON 31 DECEMBER 2021 |
Management | For | For | ||||||||||||
| 4 | APPROVAL OF THE CHANGES OF THE COMPANY'S MANAGEMENT AND DETERMINATION OF SALARY AND OR HONORARIUM FOR THE BOARD OF COMMISSIONERS AND ALLOWANCE FOR BOARD OF DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||||||
| 5 | APPROVAL ON AMENDMENT OF ARTICLE OF ASSOCIATION |
Management | For | For | ||||||||||||
| GRUPO FINANCIERO INBURSA SAB DE CV | ||||||||||||||||
| Security | P4950U165 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 31-Aug-2021 | ||||||||||||||
| ISIN | MXP370641013 | Agenda | 714551769 - Management | |||||||||||||
| Record Date | 18-Aug-2021 | Holding Recon Date | 18-Aug-2021 | |||||||||||||
| City / | Country | MIGUEL HIDALG O |
/ | Mexico | Vote Deadline Date | 19-Aug-2021 | ||||||||||
| SEDOL(s) | 2822398 - B01DJ22 - B2Q3MC2 | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| I | PROPOSAL, DISCUSSION AND, IF DEEMED APPROPRIATE, APPROVAL OF THE AMENDMENT OF ARTICLE 2 OF THE CORPORATE BYLAWS OF THE COMPANY. RESOLUTIONS IN THIS REGARD |
Management | For | For | ||||||||||||
| II | PROPOSAL, DISCUSSION AND, IF DEEMED APPROPRIATE, APPROVAL OF THE MODIFICATION OF THE COMPANY LIABILITY AGREEMENT. RESOLUTIONS IN THIS REGARD |
Management | For | For | ||||||||||||
| III | DESIGNATION OF DELEGATES TO CARRY OUT AND FORMALIZE THE RESOLUTIONS THAT ARE PASSED BY THE GENERAL MEETING. RESOLUTIONS IN THIS REGARD |
Management | For | For | ||||||||||||
| BPOST SA DE DROIT PUBLIC | ||||||||||||||||
| Security | B1306V108 | Meeting Type | Special General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 15-Sep-2021 | ||||||||||||||
| ISIN | BE0974268972 | Agenda | 714552038 - Management | |||||||||||||
| Record Date | 01-Sep-2021 | Holding Recon Date | 01-Sep-2021 | |||||||||||||
| City / | Country | BRUSSE LS |
/ | Belgium | Vote Deadline Date | 02-Sep-2021 | ||||||||||
| SEDOL(s) | BBH7K66 - BBPLDX8 - BBX44X6 - BG0VJ41 |
Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED |
Non-Voting | ||||||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE |
Non-Voting | ||||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU |
Non-Voting | ||||||||||||||
| 1 | THE SHAREHOLDERS MEETING APPOINTS MR. DIRK TIREZ AS DIRECTOR, FOR A TERM ENDING AFTER 6 YEARS AS FROM JULY 1, 2021. THE SHAREHOLDERS MEETING RESOLVES THAT HIS DIRECTORS MANDATE WILL NOT BE REMUNERATED |
Management | For | For | ||||||||||||
| 2 | THE SHAREHOLDERS MEETING GRANTS A SPECIAL POWER OF ATTORNEY TO MR. FRANOIS SOENEN AND MRS. HLNE MESPOUILLE EACH ACTING INDIVIDUALLY AND WITH POWER OF SUBSTITUTION, TO REPRESENT BPOST SA/NV FOR THE PURPOSE OF THE ACCOMPLISHMENT OF ALL NECESSARY FILING AND PUBLICATION FORMALITIES RESULTING FROM THE |
Management | For | For | ||||||||||||
| AFOREMENTIONED RESOLUTION. EACH OF THE ATTORNEYS IS, IN THIS REGARD, AUTHORIZED TO TAKE ALL ACTIONS THAT ARE NECESSARY OR USEFUL TO COMPLY WITH THE FORMALITIES IN RELATION TO ANY FILING REQUIREMENTS AND PUBLICATIONS |
||||||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE. THANK YOU |
Non-Voting | ||||||||||||||
| CMMT | 16 AUG 2021: PLEASE NOTE THAT THE MEETING TYPE CHANGED FROM EGM TO SGM. IF-YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU |
Non-Voting | ||||||||||||||
| TATE & LYLE PLC | ||||||||||||||||
| Security | G86838128 | Meeting Type | Ordinary General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 30-Sep-2021 | ||||||||||||||
| ISIN | GB0008754136 | Agenda | 714664136 - Management | |||||||||||||
| Record Date | Holding Recon Date | 28-Sep-2021 | ||||||||||||||
| City / | Country | LONDON | / | United Kingdom |
Vote Deadline Date | 24-Sep-2021 | ||||||||||
| SEDOL(s) | 0875413 - 5474859 - BKSG1B7 | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1 | APPROVAL OF THE TRANSACTION AND THE TRANSACTION AGREEMENTS AND CERTAIN OTHER ANCILLARY MATTERS AS SET OUT IN THE NOTICE OF GENERAL MEETING |
Management | For | For | ||||||||||||
| 2 | APPROVAL OF THE AMENDMENTS TO THE PERFORMANCE SHARE PLAN SECTION OF THE COMPANY'S REMUNERATION POLICY AS SET OUT IN THE NOTICE OF GENERAL MEETING |
Management | For | For | ||||||||||||
| GRUPO FINANCIERO INBURSA SAB DE CV | ||||||||||||||||
| Security | P4950U165 | Meeting Type | Ordinary General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 07-Oct-2021 | ||||||||||||||
| ISIN | MXP370641013 | Agenda | 714678034 - Management | |||||||||||||
| Record Date | 29-Sep-2021 | Holding Recon Date | 29-Sep-2021 | |||||||||||||
| City / | Country | MEXICO | / | Mexico | Vote Deadline Date | 29-Sep-2021 | ||||||||||
| SEDOL(s) | 2822398 - B01DJ22 - B2Q3MC2 | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| I | PROPOSAL, DISCUSSION AND, AS THE CASE MAY BE, APPROVAL TO INCREASE THE AMOUNT THAT MAY BE USED FOR THE ACQUISITION OF OWN SHARES. RESOLUTIONS IN CONNECTION THERETO |
Management | ||||||||||||||
| II | DESIGNATION OF REPRESENTATIVES TO CARRY OUT AND FORMALIZE THE RESOLUTIONS ADOPTED BY THE MEETING. RESOLUTIONS IN CONNECTION THERETO |
Management | ||||||||||||||
| CMMT | 23 SEP 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN MEETING-TYPE FROM AGM TO OGM. IF YOU HAVE ALREADY SENT IN YOUR VOTES. PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. |
Non-Voting | ||||||||||||||
| KEPCO PLANT SERVICE & ENGINEERING CO LTD | ||||||||||||||||
| Security | Y7076A104 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 08-Oct-2021 | ||||||||||||||
| ISIN | KR7051600005 | Agenda | 714701756 - Management | |||||||||||||
| Record Date | 09-Aug-2021 | Holding Recon Date | 09-Aug-2021 | |||||||||||||
| City / | Country | JEONNA M |
/ | Korea, Republic Of |
Vote Deadline Date | 27-Sep-2021 | ||||||||||
| SEDOL(s) | B29ZGV2 | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1 | ELECTION OF NON-EXECUTIVE DIRECTOR AS OUTSIDE DIRECTOR: KIM WOO GYEOM |
Management | For | For | ||||||||||||
| VIVA ENERGY GROUP LTD | ||||||||||||||||
| Security | Q9478L109 | Meeting Type | Ordinary General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 11-Oct-2021 | ||||||||||||||
| ISIN | AU0000016875 | Agenda | 714587322 - Management | |||||||||||||
| Record Date | 08-Oct-2021 | Holding Recon Date | 08-Oct-2021 | |||||||||||||
| City / | Country | VIRTUAL | / | Australia | Vote Deadline Date | 07-Oct-2021 | ||||||||||
| SEDOL(s) | BG84629 - BYQM3N1 | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1 | RETURN OF CAPITAL TO SHAREHOLDERS | Management | For | For | ||||||||||||
| 2 | CONSOLIDATION OF SHARES | Management | For | For | ||||||||||||
| CHINA SHENHUA ENERGY COMPANY LTD | ||||||||||||||||
| Security | Y1504C113 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 22-Oct-2021 | ||||||||||||||
| ISIN | CNE1000002R0 | Agenda | 714671624 - Management | |||||||||||||
| Record Date | 18-Oct-2021 | Holding Recon Date | 18-Oct-2021 | |||||||||||||
| City / | Country | BEIJING | / | China | Vote Deadline Date | 18-Oct-2021 | ||||||||||
| SEDOL(s) | B09N7M0 - B1BJQZ9 - BP3RSW0 | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0917/2021091700819.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0917/2021091700829.pdf |
Non-Voting | ||||||||||||||
| CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME AS A 'TAKE NO ACTION' VOTE |
Non-Voting | ||||||||||||||
| 1 | TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE THE COMPANY ENTERING INTO THE NEW MUTUAL COAL SUPPLY AGREEMENT WITH CHINA ENERGY INVESTMENT CORPORATION LIMITED AND THE TERMS, PROPOSED ANNUAL CAPS AND THE TRANSACTIONS CONTEMPLATED THEREUNDER |
Management | For | For | ||||||||||||
| 2 | TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE THE COMPANY ENTERING INTO THE NEW MUTUAL SUPPLIES AND SERVICES AGREEMENT WITH CHINA ENERGY INVESTMENT CORPORATION LIMITED AND THE TERMS, PROPOSED ANNUAL CAPS AND THE TRANSACTIONS CONTEMPLATED THEREUNDER |
Management | For | For | ||||||||||||
| ZHUZHOU CRRC TIMES ELECTRIC CO LTD | ||||||||||||||||
| Security | Y9892N104 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 09-Nov-2021 | ||||||||||||||
| ISIN | CNE1000004X4 | Agenda | 714760178 - Management | |||||||||||||
| Record Date | 03-Nov-2021 | Holding Recon Date | 03-Nov-2021 | |||||||||||||
| City / | Country | ZHUZHO U |
/ | China | Vote Deadline Date | 03-Nov-2021 | ||||||||||
| SEDOL(s) | B1L3XL6 - B1LBPJ2 - B1N65B7 - BD8NMW7 - BS7K5G9 |
Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 1019/2021101900343.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 1019/2021101900371.pdf |
Non-Voting | ||||||||||||||
| 1 | TO CONSIDER AND APPROVE THE RESOLUTION ON ESTIMATIONS ON ORDINARY RELATED PARTY TRANSACTIONS FOR 2021-2023 |
Management | ||||||||||||||
| 2 | TO CONSIDER AND APPROVE THE RESOLUTION ON INTERIM PROFIT DISTRIBUTION PLAN OF THE COMPANY FOR 2021 |
Management | ||||||||||||||
| HAYS PLC | ||||||||||||||||
| Security | G4361D109 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 10-Nov-2021 | ||||||||||||||
| ISIN | GB0004161021 | Agenda | 714726087 - Management | |||||||||||||
| Record Date | Holding Recon Date | 08-Nov-2021 | ||||||||||||||
| City / | Country | LONDON | / | United Kingdom |
Vote Deadline Date | 04-Nov-2021 | ||||||||||
| SEDOL(s) | 0416102 - 5607688 - BKSG0X2 | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1 | TO RECEIVE THE DIRECTORS AND AUDITORS REPORTS AND THE FINANCIAL STATEMENTS |
Management | For | For | ||||||||||||
| 2 | TO APPROVE DIRECTORS REMUNERATION REPORT | Management | For | For | ||||||||||||
| 3 | TO APPROVE A FINAL DIVIDEND | Management | For | For | ||||||||||||
| 4 | TO APPROVE A SPECIAL DIVIDEND | Management | For | For | ||||||||||||
| 5 | TO RE-ELECT ANDREW MARTIN AS A DIRECTOR | Management | For | For | ||||||||||||
| 6 | TO RE-ELECT ALISTAIR COX AS A DIRECTOR | Management | For | For | ||||||||||||
| 7 | TO RE-ELECT PAUL VENABLES AS A DIRECTOR | Management | For | For | ||||||||||||
| 8 | TO RE-ELECT TORSTEN KREINDL AS A DIRECTOR | Management | For | For | ||||||||||||
| 9 | TO RE-ELECT CHERYL MILLINGTON AS A DIRECTOR | Management | For | For | ||||||||||||
| 10 | TO RE-ELECT SUSAN MURRAY AS A DIRECTOR | Management | For | For | ||||||||||||
| 11 | TO RE-ELECT MT RAINEY AS A DIRECTOR | Management | For | For | ||||||||||||
| 12 | TO RE-ELECT PETER WILLIAMS AS A DIRECTOR | Management | For | For | ||||||||||||
| 13 | TO REAPPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITOR OF THE COMPANY |
Management | For | For | ||||||||||||
| 14 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE AUDITORS REMUNERATION |
Management | For | For | ||||||||||||
| 15 | TO AUTHORISE THE COMPANY TO MAKE LIMITED DONATIONS TO POLITICAL ORGANISATIONS AND TO INCUR POLITICAL EXPENDITURE |
Management | For | For | ||||||||||||
| 16 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES IN THE COMPANY |
Management | For | For | ||||||||||||
| 17 | TO AUTHORISE THE DIRECTORS TO DISAPPLY PRE- EMPTION RIGHTS |
Management | For | For | ||||||||||||
| 18 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES |
Management | For | For | ||||||||||||
| 19 | TO AUTHORISE THE CALLING OF A GENERAL MEETING WITH 14 CLEAR DAYS NOTICE |
Management | For | For | ||||||||||||
| 20 | TO AUTHORISE THE DIRECTORS TO ADOPT THE ARTICLES OF ASSOCIATION |
Management | For | For | ||||||||||||
| 21 | TO AUTHORISE THE DIRECTORS TO APPROVE THE PERFORMANCE SHARE PLAN |
Management | For | For | ||||||||||||
| KEPCO PLANT SERVICE & ENGINEERING CO LTD | ||||||||||||||||
| Security | Y7076A104 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 12-Nov-2021 | ||||||||||||||
| ISIN | KR7051600005 | Agenda | 714848857 - Management | |||||||||||||
| Record Date | 12-Oct-2021 | Holding Recon Date | 12-Oct-2021 | |||||||||||||
| City / | Country | JEONNA M |
/ | Korea, Republic Of |
Vote Deadline Date | 02-Nov-2021 | ||||||||||
| SEDOL(s) | B29ZGV2 | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1.1 | ELECTION OF PERMANENT DIRECTOR AN CHEOL SU |
Management | For | For | ||||||||||||
| 1.2 | ELECTION OF PERMANENT DIRECTOR HEO SANG GUK |
Management | For | For | ||||||||||||
| BLUESCOPE STEEL LTD | ||||||||||||||||
| Security | Q1415L177 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 18-Nov-2021 | ||||||||||||||
| ISIN | AU000000BSL0 | Agenda | 714729982 - Management | |||||||||||||
| Record Date | 16-Nov-2021 | Holding Recon Date | 16-Nov-2021 | |||||||||||||
| City / | Country | VIRTUAL | / | Australia | Vote Deadline Date | 12-Nov-2021 | ||||||||||
| SEDOL(s) | 6533232 - B01DCY5 - B0332Y3 - BLKQ7P8 |
Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 2, 4 TO 6 AND VOTES-CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU- ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE- MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION |
Non-Voting | ||||||||||||||
| 2 | ADOPTION OF THE REMUNERATION REPORT FOR THE YEAR ENDED 30 JUNE 2021 (NON-BINDING ADVISORY VOTE) |
Management | ||||||||||||||
| 3 | RE-ELECTION OF MR MARK HUTCHINSON AS A DIRECTOR OF THE COMPANY |
Management | ||||||||||||||
| 4 | APPROVAL OF GRANT OF SHARE RIGHTS TO MARK VASSELLA UNDER THE COMPANY'S SHORT TERM INCENTIVE PLAN |
Management | ||||||||||||||
| 5 | APPROVAL OF GRANT OF ALIGNMENT RIGHTS TO MARK VASSELLA UNDER THE COMPANY'S LONG TERM INCENTIVE PLAN |
Management | ||||||||||||||
| 6 | APPROVAL OF POTENTIAL TERMINATION BENEFITS | Management | ||||||||||||||
| 7 | INCREASE IN THE MAXIMUM NUMBER OF DIRECTORS THAT CAN BE APPOINTED |
Management | ||||||||||||||
| SIME DARBY BHD | ||||||||||||||||
| Security | Y7962G108 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 18-Nov-2021 | ||||||||||||||
| ISIN | MYL4197OO009 | Agenda | 714741558 - Management | |||||||||||||
| Record Date | 08-Nov-2021 | Holding Recon Date | 08-Nov-2021 | |||||||||||||
| City / | Country | SELANG OR DARUL EHSAN |
/ | Malaysia | Vote Deadline Date | 11-Nov-2021 | ||||||||||
| SEDOL(s) | B29TTR1 - B29Z2W5 | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1 | TO APPROVE THE PAYMENT OF FEES TO THE NON- EXECUTIVE DIRECTORS UP TO AN AMOUNT OF RM4,400,000 FROM THE FIFTEENTH AGM UNTIL THE NEXT AGM OF THE COMPANY |
Management | For | For | ||||||||||||
| 2 | TO APPROVE THE PAYMENT OF BENEFITS TO THE NON-EXECUTIVE DIRECTORS UP TO AN AMOUNT OF RM1,500,000 FROM THE FIFTEENTH AGM UNTIL THE NEXT AGM OF THE COMPANY |
Management | For | For | ||||||||||||
| 3 | TO RE-ELECT THE FOLLOWING DIRECTORS WHO RETIRE PURSUANT TO RULE 103 OF THE CONSTITUTION OF THE COMPANY AND WHO BEING ELIGIBLE, OFFER HIMSELF/HERSELF FOR RE- ELECTION: TAN SRI SAMSUDIN OSMAN |
Management | For | For | ||||||||||||
| 4 | TO RE-ELECT THE FOLLOWING DIRECTORS WHO RETIRE PURSUANT TO RULE 103 OF THE CONSTITUTION OF THE COMPANY AND WHO BEING ELIGIBLE, OFFER HIMSELF/HERSELF FOR RE- ELECTION: DATO' LEE CHEOW HOCK LAWRENCE |
Management | For | For | ||||||||||||
| 5 | TO RE-ELECT THE FOLLOWING DIRECTORS WHO RETIRE PURSUANT TO RULE 103 OF THE CONSTITUTION OF THE COMPANY AND WHO BEING ELIGIBLE, OFFER HIMSELF/HERSELF FOR RE- ELECTION: MS MOY PUI YEE |
Management | For | For | ||||||||||||
| 6 | TO RE-ELECT THE FOLLOWING DIRECTORS WHO RETIRE PURSUANT TO RULE 103 OF THE CONSTITUTION OF THE COMPANY AND WHO BEING ELIGIBLE, OFFER HIMSELF/HERSELF FOR RE- ELECTION: ENCIK MOHAMAD IDROS MOSIN |
Management | For | For | ||||||||||||
| 7 | TO RE-APPOINT MESSRS PRICEWATERHOUSECOOPERS PLT AS AUDITORS OF THE COMPANY FOR THE FINANCIAL YEAR ENDING 30 JUNE 2022 AND TO AUTHORISE THE DIRECTORS TO DETERMINE THEIR REMUNERATION |
Management | For | For | ||||||||||||
| 8 | PROPOSED RENEWAL OF SHARE BUY-BACK AUTHORITY FOR THE COMPANY TO PURCHASE ITS OWN SHARES OF UP TO TEN PERCENT (10%) OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY ("PROPOSED SHARE BUY-BACK") |
Management | For | For | ||||||||||||
| 9 | PROPOSED RENEWAL OF EXISTING SHAREHOLDERS' MANDATE FOR THE COMPANY AND/OR ITS SUBSIDIARIES TO ENTER INTO RECURRENT RELATED PARTY TRANSACTIONS OF A REVENUE OR TRADING NATURE WITH RELATED PARTIES INVOLVING THE INTEREST OF AMANAHRAYA TRUSTEES BERHAD - AMANAH SAHAM BUMIPUTERA ("ASB") |
Management | For | For | ||||||||||||
| 10 | PROPOSED RENEWAL OF EXISTING SHAREHOLDERS' MANDATE AND PROPOSED NEW SHAREHOLDERS' MANDATE FOR THE COMPANY AND/OR ITS SUBSIDIARIES TO ENTER INTO RECURRENT RELATED PARTY TRANSACTIONS OF A REVENUE OR TRADING NATURE WITH RELATED PARTIES INVOLVING THE INTEREST OF BERMAZ AUTO BERHAD ("BERMAZ") |
Management | For | For | ||||||||||||
| KEPCO PLANT SERVICE & ENGINEERING CO LTD | ||||||||||||||||
| Security | Y7076A104 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 24-Nov-2021 | ||||||||||||||
| ISIN | KR7051600005 | Agenda | 714891959 - Management | |||||||||||||
| Record Date | 22-Oct-2021 | Holding Recon Date | 22-Oct-2021 | |||||||||||||
| City / | Country | TBD | / | Korea, Republic Of |
Vote Deadline Date | 12-Nov-2021 | ||||||||||
| SEDOL(s) | B29ZGV2 | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1.1 | ELECTION OF A NON-PERMANENT DIRECTOR: BAK JEONG IL |
Management | For | For | ||||||||||||
| 1.2 | ELECTION OF A NON-PERMANENT DIRECTOR: CHOE YONG SEON |
Management | For | For | ||||||||||||
| UNIPRO PJSC | ||||||||||||||||
| Security | X2156X109 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 06-Dec-2021 | ||||||||||||||
| ISIN | RU000A0JNGA5 | Agenda | 714880552 - Management | |||||||||||||
| Record Date | 13-Nov-2021 | Holding Recon Date | 13-Nov-2021 | |||||||||||||
| City / | Country | TBD | / | Russian Federation |
Vote Deadline Date | 25-Nov-2021 | ||||||||||
| SEDOL(s) | B196FC2 | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1.1 | APPROVAL OF THE COMPANY DIVIDENDS FOR 9 MONTHS 2021 YEAR: RUB 0,190329044536 PER ORDINARY SHARE |
Management | For | For | ||||||||||||
| 2.1 | APPROVAL OF A NEW EDITION OF THE COMPANY REGULATIONS ON REMUNERATION FOR THE MEMBERS OF THE BOARD OF DIRECTORS |
Management | For | For | ||||||||||||
| 3.1 | THE PAYMENT OF REMUNERATION TO MEMBERS OF THE SUSTAINABLE DEVELOPMENT COMMITTEE OF THE BOARD OF DIRECTORS OF THE COMPANY BASED ON THE RESULTS OF 2021 |
Management | For | For | ||||||||||||
| CMMT | 17 NOV 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING-OF RESOLUTIONS AND MODIFICATION OF THE TEXT OF RESOLUTION 1.1. IF YOU HAVE-ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO-AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU |
Non-Voting | ||||||||||||||
| ASPEN PHARMACARE HOLDINGS PLC | ||||||||||||||||
| Security | S0754A105 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 09-Dec-2021 | ||||||||||||||
| ISIN | ZAE000066692 | Agenda | 714848453 - Management | |||||||||||||
| Record Date | 03-Dec-2021 | Holding Recon Date | 03-Dec-2021 | |||||||||||||
| City / | Country | DURBAN | / | South Africa | Vote Deadline Date | 02-Dec-2021 | ||||||||||
| SEDOL(s) | B09C0Z1 - B0XM6Y8 - B1809T0 | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| O.1 | PRESENTATION AND ADOPTION OF ANNUAL FINANCIAL STATEMENTS |
Management | For | For | ||||||||||||
| O.2 | PRESENTATION AND NOTING OF THE SOCIAL & ETHICS COMMITTEE REPORT |
Management | For | For | ||||||||||||
| O.3.1 | RE-ELECTION OF DIRECTOR: KUSENI DLAMINI | Management | For | For | ||||||||||||
| O.3.2 | RE-ELECTION OF DIRECTOR: BEN KRUGER | Management | For | For | ||||||||||||
| O.3.3 | RE-ELECTION OF DIRECTOR: THEMBA MKHWANAZI | Management | For | For | ||||||||||||
| O.3.4 | RE-ELECTION OF DIRECTOR: BABALWA NGONYAMA | Management | For | For | ||||||||||||
| O.4 | REAPPOINTMENT OF INDEPENDENT EXTERNAL AUDITORS: ERNST & YOUNG INC |
Management | For | For | ||||||||||||
| O.5.1 | ELECTION OF AUDIT & RISK COMMITTEE MEMBER: LINDA DE BEER |
Management | For | For | ||||||||||||
| O.5.2 | ELECTION OF AUDIT & RISK COMMITTEE MEMBER: BEN KRUGER |
Management | For | For | ||||||||||||
| O.5.3 | ELECTION OF AUDIT & RISK COMMITTEE MEMBER: BABALWA NGONYAMA |
Management | For | For | ||||||||||||
| O.6 | PLACE UNISSUED SHARES UNDER THE CONTROL OF DIRECTORS |
Management | For | For | ||||||||||||
| O.7 | GENERAL BUT RESTRICTED AUTHORITY TO ISSUE SHARES FOR CASH |
Management | For | For | ||||||||||||
| O.8 | AUTHORISATION FOR AN EXECUTIVE DIRECTOR TO SIGN NECESSARY DOCUMENTS |
Management | For | For | ||||||||||||
| NB.1 | NON-BINDING ADVISORY VOTE: REMUNERATION POLICY |
Management | For | For | ||||||||||||
| NB.2 | NON-BINDING ADVISORY VOTE: REMUNERATION IMPLEMENTATION REPORT |
Management | For | For | ||||||||||||
| S1.1A | REMUNERATION OF NON-EXECUTIVE DIRECTORS: BOARD CHAIRMAN |
Management | For | For | ||||||||||||
| S1.1B | REMUNERATION OF NON-EXECUTIVE DIRECTORS: BOARD MEMBER |
Management | For | For | ||||||||||||
| S1.2A | REMUNERATION OF NON-EXECUTIVE DIRECTORS: AUDIT AND RISK COMMITTEE: CHAIRMAN |
Management | For | For | ||||||||||||
| S1.2B | REMUNERATION OF NON-EXECUTIVE DIRECTORS: AUDIT AND RISK COMMITTEE: COMMITTEE MEMBER |
Management | For | For | ||||||||||||
| S1.3A | REMUNERATION OF NON-EXECUTIVE DIRECTORS: REMUNERATION & NOMINATION COMMITTEE: CHAIRMAN |
Management | For | For | ||||||||||||
| S1.3B | REMUNERATION OF NON-EXECUTIVE DIRECTORS: REMUNERATION & NOMINATION COMMITTEE: COMMITTEE MEMBER |
Management | For | For | ||||||||||||
| S1.4A | REMUNERATION OF NON-EXECUTIVE DIRECTORS: SOCIAL & ETHICS COMMITTEE: CHAIRMAN |
Management | For | For | ||||||||||||
| S1.4B | REMUNERATION OF NON-EXECUTIVE DIRECTORS: SOCIAL & ETHICS COMMITTEE: COMMITTEE MEMBER |
Management | For | For | ||||||||||||
| S.2 | FINANCIAL ASSISTANCE TO RELATED OR INTER- RELATED COMPANY |
Management | For | For | ||||||||||||
| S.3 | GENERAL AUTHORITY TO REPURCHASE SHARES | Management | For | For | ||||||||||||
| KERNEL HOLDING SA | ||||||||||||||||
| Security | L5829P109 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 10-Dec-2021 | ||||||||||||||
| ISIN | LU0327357389 | Agenda | 714901673 - Management | |||||||||||||
| Record Date | 26-Nov-2021 | Holding Recon Date | 26-Nov-2021 | |||||||||||||
| City / | Country | LUXEMB OURG |
/ | Luxembourg | Vote Deadline Date | 23-Nov-2021 | ||||||||||
| SEDOL(s) | B28ZQ24 - B84SW43 - B8J56V4 | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. |
Non-Voting | ||||||||||||||
| 1 | PRESENTATION AND APPROVAL OF THE MANAGEMENT REPORT OF THE BOARD OF DIRECTORS AND THE REPORT OF THE INDEPENDENT AUDITOR OF THE COMPANY |
Management | For | For | ||||||||||||
| 2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED ON 30 JUNE 2021 |
Management | For | For | ||||||||||||
| 3 | APPROVAL OF THE PARENT COMPANY'S ANNUAL ACCOUNTS (UNCONSOLIDATED) FOR THE FINANCIAL YEAR ENDED ON 30 JUNE 2021 |
Management | For | For | ||||||||||||
| 4 | APPROVAL OF THE DIVIDEND FOR THE FINANCIAL YEAR ENDED ON 30 JUNE 2021 |
Management | For | For | ||||||||||||
| 5 | GRANTING DISCHARGE TO THE DIRECTORS OF THE COMPANY |
Management | For | For | ||||||||||||
| 6 | RENEWAL OF THE MANDATE OF PIETERNEL BOOGAARD AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE BOARD OF DIRECTORS OF THE COMPANY |
Management | For | For | ||||||||||||
| 7 | RENEWAL OF THE MANDATE OF NATHALIE BACHICH AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE BOARD OF DIRECTORS OF THE COMPANY |
Management | For | For | ||||||||||||
| 8 | RENEWAL OF THE MANDATE OF SERGEI SHIBAEV AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE BOARD OF DIRECTORS OF THE COMPANY |
Management | For | For | ||||||||||||
| 9 | RENEWAL OF THE MANDATE OF ANASTASIIA USACHOVA AS DIRECTOR OF THE BOARD OF DIRECTORS OF THE COMPANY |
Management | For | For | ||||||||||||
| 10 | RENEWAL OF THE MANDATE OF YURIY KOVALCHUK AS DIRECTOR OF THE BOARD OF DIRECTORS OF THE COMPANY |
Management | For | For | ||||||||||||
| 11 | RENEWAL OF THE MANDATE OF VIKTORIIA LUKIANENKO AS DIRECTOR OF THE BOARD OF DIRECTORS OF THE COMPANY |
Management | For | For | ||||||||||||
| 12 | RENEWALOF THE MANDATE OF YEVGEN OSYPOV AS DIRECTOR OF THE BOARD OF DIRECTORS OF THE COMPANY |
Management | For | For | ||||||||||||
| 13 | APPROVAL OF THE REMUNERATION OF NON- EXECUTIVE DIRECTORS OF THE BOARD OF DIRECTORS OF THE COMPANY |
Management | For | For | ||||||||||||
| 14 | APPROVAL OF THE REMUNERATION OF EXECUTIVE DIRECTORS OF THE BOARD OF DIRECTORS OF THE COMPANY |
Management | For | For | ||||||||||||
| 15 | APPROVAL AND RATIFICATION OF THE DIVERSITY, EQUALITY AND INCLUSION POLICY OF THE COMPANY AND ITS SUBSIDIARIES |
Management | For | For | ||||||||||||
| VODACOM GROUP LIMITED | ||||||||||||||||
| Security | S9453B108 | Meeting Type | Ordinary General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 18-Jan-2022 | ||||||||||||||
| ISIN | ZAE000132577 | Agenda | 714976834 - Management | |||||||||||||
| Record Date | 07-Jan-2022 | Holding Recon Date | 07-Jan-2022 | |||||||||||||
| City / | Country | TBD | / | South Africa | Vote Deadline Date | 12-Jan-2022 | ||||||||||
| SEDOL(s) | B6161Y9 - B65B4D0 - B8DQFM7 | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1.O.1 | APPROVAL FOR THE PROPOSED TRANSACTION | Management | ||||||||||||||
| 2.O.2 | APPROVAL OF THE ISSUE OF THE CONSIDERATION SHARES |
Management | ||||||||||||||
| 3.S.1 | GRANTING AUTHORITY TO ISSUE THE CONSIDERATION SHARES TO THE SELLERS |
Management | ||||||||||||||
| LOTTE FINE CHEMICAL CO., LTD. | ||||||||||||||||
| Security | Y7472W106 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 18-Mar-2022 | ||||||||||||||
| ISIN | KR7004000006 | Agenda | 715194041 - Management | |||||||||||||
| Record Date | 31-Dec-2021 | Holding Recon Date | 31-Dec-2021 | |||||||||||||
| City / | Country | SEOUL | / | Korea, Republic Of |
Vote Deadline Date | 07-Mar-2022 | ||||||||||
| SEDOL(s) | 6496432 | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1 | APPROVAL OF FINANCIAL STATEMENTS | Management | For | For | ||||||||||||
| 2 | AMENDMENT OF ARTICLES OF INCORPORATION | Management | For | For | ||||||||||||
| 3.1 | ELECTION OF INSIDE DIRECTOR GIM YONG SEOK | Management | For | For | ||||||||||||
| 3.2 | ELECTION OF INSIDE DIRECTOR SIN JUN HYEOK | Management | For | For | ||||||||||||
| 3.3 | ELECTION OF OUTSIDE DIRECTOR SEONG NAK SONG |
Management | For | For | ||||||||||||
| 3.4 | ELECTION OF OUTSIDE DIRECTOR GIM MI YEONG | Management | For | For | ||||||||||||
| 4.1 | ELECTION OF AUDIT COMMITTEE MEMBER SEONG NAK SONG |
Management | For | For | ||||||||||||
| 4.2 | ELECTION OF AUDIT COMMITTEE MEMBER GIM MI YEONG |
Management | For | For | ||||||||||||
| 5 | APPROVAL OF REMUNERATION FOR DIRECTOR | Management | For | For | ||||||||||||
| JAPAN TOBACCO INC. | ||||||||||||||||
| Security | J27869106 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 23-Mar-2022 | ||||||||||||||
| ISIN | JP3726800000 | Agenda | 715204943 - Management | |||||||||||||
| Record Date | 31-Dec-2021 | Holding Recon Date | 31-Dec-2021 | |||||||||||||
| City / | Country | TOKYO | / | Japan | Vote Deadline Date | 21-Mar-2022 | ||||||||||
| SEDOL(s) | 5754357 - 6474535 - B02H525 - BP2NLS6 |
Quick Code | 29140 | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||||
| 2 | Amend Articles to: Reduce Term of Office of Directors to One Year |
Management | For | For | ||||||||||||
| 3 | Amend Articles to: Establish the Articles Related to Shareholders Meeting held without specifying a venue |
Management | For | For | ||||||||||||
| 4 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations |
Management | For | For | ||||||||||||
| 5.1 | Appoint a Director Iwai, Mutsuo | Management | For | For | ||||||||||||
| 5.2 | Appoint a Director Okamoto, Shigeaki | Management | For | For | ||||||||||||
| 5.3 | Appoint a Director Terabatake, Masamichi | Management | For | For | ||||||||||||
| 5.4 | Appoint a Director Minami, Naohiro | Management | For | For | ||||||||||||
| 5.5 | Appoint a Director Hirowatari, Kiyohide | Management | For | For | ||||||||||||
| 5.6 | Appoint a Director Yamashita, Kazuhito | Management | For | For | ||||||||||||
| 5.7 | Appoint a Director Koda, Main | Management | For | For | ||||||||||||
| 5.8 | Appoint a Director Nagashima, Yukiko | Management | For | For | ||||||||||||
| 5.9 | Appoint a Director Kitera, Masato | Management | For | For | ||||||||||||
| 5.10 | Appoint a Director Shoji, Tetsuya | Management | For | For | ||||||||||||
| 6 | Approve Details of the Compensation to be received by Outside Directors |
Management | For | For | ||||||||||||
| PT INDO TAMBANGRAYA MEGAH TBK | ||||||||||||||||
| Security | Y71244100 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 24-Mar-2022 | ||||||||||||||
| ISIN | ID1000108509 | Agenda | 715213613 - Management | |||||||||||||
| Record Date | 01-Mar-2022 | Holding Recon Date | 01-Mar-2022 | |||||||||||||
| City / | Country | JAKART A |
/ | Indonesia | Vote Deadline Date | 17-Mar-2022 | ||||||||||
| SEDOL(s) | B29SK75 - B2NBLH7 - B62R1H4 | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1 | APPROVAL OF THE ANNUAL REPORT AND RATIFICATION OF THE FINANCIAL STATEMENT OF THE COMPANY FOR THE FINANCIAL YEAR 2021 |
Management | For | For | ||||||||||||
| 2 | DETERMINATION OF THE UTILIZATION OF THE COMPANY'S NET PROFIT FOR FINANCIAL YEAR 2021 |
Management | For | For | ||||||||||||
| 3 | APPOINTMENT OF A PUBLIC ACCOUNTANT TO AUDIT THE FINANCIAL STATEMENT OF THE COMPANY FOR FINANCIAL YEAR 2022 |
Management | For | For | ||||||||||||
| 4 | APPROVAL ON THE CHANGES OF COMPOSITION OF THE BOARD OF DIRECTORS AND THE BOARD OF COMMISSIONERS |
Management | For | For | ||||||||||||
| 5 | DETERMINATION OF REMUNERATION OF THE BOARD OF COMMISSIONERS AND BOARD OF DIRECTORS FOR FINANCIAL YEAR 2022 |
Management | For | For | ||||||||||||
| 6 | NOTICE TO SHAREHOLDERS ON THE RE- APPOINTMENT OF MEMBERS OF AUDIT AND RISK OVERSIGHT COMMITTEE/AROC AND MEMBERS OF SUSTAINABLE DEVELOPMENT, GCG, NOMINATION AND COMPENSATION COMMITTEE/SDGNCC |
Management | For | For | ||||||||||||
| SUNTORY BEVERAGE & FOOD LIMITED | ||||||||||||||||
| Security | J78186103 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 25-Mar-2022 | ||||||||||||||
| ISIN | JP3336560002 | Agenda | 715213182 - Management | |||||||||||||
| Record Date | 31-Dec-2021 | Holding Recon Date | 31-Dec-2021 | |||||||||||||
| City / | Country | TOKYO | / | Japan | Vote Deadline Date | 23-Mar-2022 | ||||||||||
| SEDOL(s) | BBD7Q84 - BBT3GD1 - BLRLZP2 | Quick Code | 25870 | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||||
| 2 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations |
Management | For | For | ||||||||||||
| 3.1 | Appoint a Director who is not Audit and Supervisory Committee Member Saito, Kazuhiro |
Management | For | For | ||||||||||||
| 3.2 | Appoint a Director who is not Audit and Supervisory Committee Member Kimura, Josuke |
Management | For | For | ||||||||||||
| 3.3 | Appoint a Director who is not Audit and Supervisory Committee Member Shekhar Mundlay |
Management | For | For | ||||||||||||
| 3.4 | Appoint a Director who is not Audit and Supervisory Committee Member Peter Harding |
Management | For | For | ||||||||||||
| 3.5 | Appoint a Director who is not Audit and Supervisory Committee Member Aritake, Kazutomo |
Management | For | For | ||||||||||||
| 3.6 | Appoint a Director who is not Audit and Supervisory Committee Member Inoue, Yukari |
Management | For | For | ||||||||||||
| 4 | Appoint a Substitute Director who is Audit and Supervisory Committee Member Amitani, Mitsuhiro |
Management | For | For | ||||||||||||
| COCA-COLA FEMSA SAB DE CV | ||||||||||||||||
| Security | P2861Y177 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 28-Mar-2022 | ||||||||||||||
| ISIN | MX01KO000002 | Agenda | 715201430 - Management | |||||||||||||
| Record Date | 18-Mar-2022 | Holding Recon Date | 18-Mar-2022 | |||||||||||||
| City / | Country | MEXICO CITY |
/ | Mexico | Vote Deadline Date | 22-Mar-2022 | ||||||||||
| SEDOL(s) | BHHP0S4 - BHHP0T5 - BHKDY83 | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| I | REPORT OF THE COMPANY'S CHIEF EXECUTIVE OFFICER, WHICH INCLUDES THE COMPANY'S FINANCIAL STATEMENTS CORRESPONDING TO FISCAL YEAR 2021, THE OPINION OF THE COMPANY'S BOARD OF DIRECTORS ON THE CONTENT OF THE COMPANY'S CHIEF EXECUTIVE OFFICER REPORT, REPORTS OF THE COMPANY'S BOARD OF DIRECTORS CONTAINING THE MAIN ACCOUNTING AND INFORMATION POLICIES AND PROCEDURES FOLLOWED WHEN PREPARING THE COMPANY'S FINANCIAL INFORMATION, AS WELL AS THE REPORTS ON THE TRANSACTIONS AND ACTIVITIES IN WHICH THE COMPANY PARTICIPATED DURING FISCAL YEAR 2021, AND REPORTS OF THE CHAIRMEN OF THE COMPANY'S AUDIT AND CORPORATE PRACTICES COMMITTEES OF THE BOARD OF DIRECTORS, UNDER THE TERMS OF ARTICLE 28 SECTION IV OF THE SECURITIES MARKET LAW ,HEREINAFTER, THE LAW |
Management | For | For | ||||||||||||
| II | ALLOCATION OF THE COMPANY'S PROFIT AND LOSS STATEMENT OF FISCAL YEAR 2021, INCLUDING TO DECLARE AND PAY A DIVIDEND IN CASH, IN MEXICAN CURRENCY |
Management | For | For | ||||||||||||
| III | DETERMINATION OF THE MAXIMUM AMOUNT OF FUNDS THAT MAY BE USED FOR THE PURCHASE OF THE COMPANY'S OWN SHARES |
Management | For | For | ||||||||||||
| IV | ELECTION OF THE MEMBERS OF THE BOARD OF DIRECTORS |
Management | For | For | ||||||||||||
| V | DETERMINATION OF COMPENSATIONS THE MEMBERS OF THE BOARD OF DIRECTORS, ASSESSMENT OF THE INDEPENDENCE THEREOF, AND ELECTION OF THE CHAIRMAN AND SECRETARIES OF THE BOARD OF DIRECTORS |
Management | For | For | ||||||||||||
| VI | ELECTION OF THE MEMBERS OF THE COMPANY'S FOLLOWING COMMITTEES ,I, PLANNING AND FINANCE, ,II, AUDIT, ,III, CORPORATE PRACTICES, AND APPOINTMENT OF THE CHAIRMAN OF EACH OF THEM AND DETERMINATION OF COMPENSATIONS THERETO |
Management | For | For | ||||||||||||
| VII | APPOINTMENT OF REPRESENTATIVES TO FORMALIZE THE MEETINGS RESOLUTIONS |
Management | For | For | ||||||||||||
| VIII | READING AND APPROVAL, AS THE CASE MAY BE, OF THE MEETINGS MINUTE |
Management | For | For | ||||||||||||
| KEPCO PLANT SERVICE & ENGINEERING CO LTD | ||||||||||||||||
| Security | Y7076A104 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 29-Mar-2022 | ||||||||||||||
| ISIN | KR7051600005 | Agenda | 715174962 - Management | |||||||||||||
| Record Date | 31-Dec-2021 | Holding Recon Date | 31-Dec-2021 | |||||||||||||
| City / | Country | JEONNA M |
/ | Korea, Republic Of |
Vote Deadline Date | 17-Mar-2022 | ||||||||||
| SEDOL(s) | B29ZGV2 | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1 | APPROVAL OF FINANCIAL STATEMENT | Management | For | For | ||||||||||||
| 2 | APPROVAL OF REMUNERATION FOR DIRECTOR | Management | For | For | ||||||||||||
| 3 | APPROVAL OF REMUNERATION FOR AUDITOR | Management | For | For | ||||||||||||
| CANON INC. | ||||||||||||||||
| Security | J05124144 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 30-Mar-2022 | ||||||||||||||
| ISIN | JP3242800005 | Agenda | 715217762 - Management | |||||||||||||
| Record Date | 31-Dec-2021 | Holding Recon Date | 31-Dec-2021 | |||||||||||||
| City / | Country | TOKYO | / | Japan | Vote Deadline Date | 28-Mar-2022 | ||||||||||
| SEDOL(s) | 5485271 - 6172323 - B021CR1 - BYW3ZD2 |
Quick Code | 77510 | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||||
| 2 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations |
Management | For | For | ||||||||||||
| 3.1 | Appoint a Director Mitarai, Fujio | Management | For | For | ||||||||||||
| 3.2 | Appoint a Director Tanaka, Toshizo | Management | For | For | ||||||||||||
| 3.3 | Appoint a Director Homma, Toshio | Management | For | For | ||||||||||||
| 3.4 | Appoint a Director Saida, Kunitaro | Management | For | For | ||||||||||||
| 3.5 | Appoint a Director Kawamura, Yusuke | Management | For | For | ||||||||||||
| 4.1 | Appoint a Corporate Auditor Yanagibashi, Katsuhito | Management | For | For | ||||||||||||
| 4.2 | Appoint a Corporate Auditor Kashimoto, Koichi | Management | For | For | ||||||||||||
| 5 | Approve Payment of Bonuses to Directors | Management | For | For | ||||||||||||
| PT MATAHARI DEPARTMENT STORE TBK | ||||||||||||||||
| Security | Y7139L105 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 05-Apr-2022 | ||||||||||||||
| ISIN | ID1000113301 | Agenda | 715253326 - Management | |||||||||||||
| Record Date | 11-Mar-2022 | Holding Recon Date | 11-Mar-2022 | |||||||||||||
| City / | Country | JAKART A |
/ | Indonesia | Vote Deadline Date | 29-Mar-2022 | ||||||||||
| SEDOL(s) | 6665878 - BM83CD1 | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1 | APPROVAL AND RATIFICATION OF THE COMPANY'S ANNUAL REPORT FOR THE 2021 FINANCIAL YEAR, INCLUDING THE COMPANY'S ACTIVITY REPORT, THE BOARD OF COMMISSIONERS SUPERVISORY REPORT AND THE COMPANY'S FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDING 31 DECEMBER 2021 AS WELL AS GRANTING FULL SETTLEMENT AND RELEASE OF RESPONSIBILITY (ACQUIT ET DE CHARGE) TO ALL MEMBERS OF THE BOARD OF DIRECTORS AND BOARD OF COMMISSIONERS OF THE COMPANY FOR THE MANAGEMENT AND SUPERVISORY ACTIONS THAT HAVE BEEN CARRIED OUT IN THE FINANCIAL YEAR ENDING 31 DECEMBER 2021 |
Management | For | For | ||||||||||||
| 2 | APPROVAL ON THE USE OF THE COMPANY'S NET INCOME FOR THE BOOK YEAR 2021 |
Management | For | For | ||||||||||||
| 3 | APPOINTMENT OF A PUBLIC ACCOUNTANT TO AUDIT THE COMPANY'S BOOKS FOR THE BOOK YEAR 2022 AND GRANTING AUTHORITY TO THE BOARD OF DIRECTORS AND BOARD OF COMMISSIONERS OF THE COMPANY TO DETERMINE THE HONORARIUM AND OTHER REQUIREMENTS OF THE APPOINTMENT |
Management | For | For | ||||||||||||
| 4 | DETERMINATION OF SALARY/HONORARIUM AND/OR OTHER BENEFITS FOR THE MEMBERS OF THE COMPANY'S BOARD OF DIRECTORS AND BOARD OF COMMISSIONERS |
Management | For | For | ||||||||||||
| MAIRE TECNIMONT S.P.A. | ||||||||||||||||
| Security | T6388T112 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 08-Apr-2022 | ||||||||||||||
| ISIN | IT0004931058 | Agenda | 715319388 - Management | |||||||||||||
| Record Date | 30-Mar-2022 | Holding Recon Date | 30-Mar-2022 | |||||||||||||
| City / | Country | ROMA | / | Italy | Vote Deadline Date | 01-Apr-2022 | ||||||||||
| SEDOL(s) | BBGTNT7 - BBHGQ65 - BG6N9D0 | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED |
Non-Voting | ||||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED |
Non-Voting | ||||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE |
Non-Voting | ||||||||||||||
| CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 11 APR 2022. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL-REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU |
Non-Voting | ||||||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 698170 DUE TO RECEIVED-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE-ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU |
Non-Voting | ||||||||||||||
| O.1.1 | BALANCE SHEET AS OF 31 DECEMBER 2021 AND PROPOSAL REGARDING THE ALLOCATION OF THE YEAR'S RESULT: COMPANY BALANCE SHEET AS OF 31 DECEMBER 2021, CONSOLIDATED BALANCE SHEET AS OF 31 DECEMBER 2021, DIRECTORS' REPORT, INTERNAL AUDITORS AND EXTERNAL AUDITORS' REPORTS; RESOLUTIONS RELATED THERETO |
Management | ||||||||||||||
| O.1.2 | BALANCE SHEET AS OF 31 DECEMBER 2021 AND PROPOSAL REGARDING THE ALLOCATION OF THE YEAR'S RESULT: PROPOSAL ON THE ALLOCATION OF THE YEAR'S RESULT; RESOLUTIONS RELATED THERETO |
Management | ||||||||||||||
| O.2.1 | APPOINTMENT OF THE BOARD OF DIRECTORS: DETERMINATION OF THE NUMBER OF COMPONENTS |
Management | ||||||||||||||
| O.2.2 | APPOINTMENT OF THE BOARD OF DIRECTORS: DETERMINATION OF THE TERM OF OFFICE |
Management | ||||||||||||||
| CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 2 SLATES TO BE ELECTED AS DIRECTORS,-THERE IS ONLY 1 SLATE AVAILABLE TO BE FILLED AT THE MEETING. THE STANDING-INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE-REQUIRED TO VOTE FOR, AGAINST OR ABSTAIN ON ONLY 1 OF THE 2 SLATES FOR- DIRECTORS AND TO SELECT 'CLEAR' FOR THE OTHERS. THANK YOU. |
Non-Voting | ||||||||||||||
| O.231 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: APPOINTMENT OF THE BOARD OF DIRECTORS: APPOINTMENT OF MEMBERS. LIST PRESENTED BY GLV CAPITAL S.P.A., REPRESENTING 51,018 PCT OF THE SHARE CAPITAL: DR. FABRIZIO DI AMATO, DR. PIERROBERTO FOLGIERO, DR.SSA GABRIELLA CHERSICLA, AVV. FRANCESCA ISGRO', PROF.SSA CRISTINA FINOCCHI MAHNE, DR. LUIGI ALFIERI, DR. STEFANO FIORINI, DR. PAOLO ALBERTO DE ANGELIS, DR.SSA ALESSANDRA CONTE |
Shareholder | ||||||||||||||
| O.232 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: APPOINTMENT OF THE BOARD OF DIRECTORS: APPOINTMENT OF MEMBERS. LIST RAPPRESENTED BY ARCA FONDI SGR S.P.A., EURIZON CAPITAL S.A., EURIZON CAPITAL SGR S.P.A., FIDEURAM INTESA SANPAOLO PRIVATE BANKING ASSET MANAGEMENT SGR S.P.A., MEDIOLANUM GESTIONE FONDI SGR S.P.A., REPRESENTING 2,73035 PCT OF THE SHARE CAPITAL: MAURIZIA SQUINZI, SILVIO DE GIROLAMO |
Shareholder | ||||||||||||||
| O.2.4 | APPOINTMENT OF THE BOARD OF DIRECTORS: APPOINTMENT OF THE CHAIRMAN |
Management | ||||||||||||||
| O.2.5 | APPOINTMENT OF THE BOARD OF DIRECTORS: DETERMINATION OF REMUNERATION |
Management | ||||||||||||||
| CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 2 OPTIONS TO INDICATE A PREFERENCE ON-THIS RESOLUTION, ONLY ONE CAN BE SELECTED. THE STANDING INSTRUCTIONS FOR THIS-MEETING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE REQUIRED TO VOTE FOR-ONLY 1 OF THE 2 OPTIONS BELOW, YOUR OTHER VOTES MUST BE EITHER AGAINST OR-ABSTAIN THANK YOU |
Non-Voting | ||||||||||||||
| O.311 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: APPOINTMENT OF THE INTERNAL AUDITORS: APPOINTMENT OF MEMBERS AND OF THE CHAIRMAN. LIST PRESENTED BY GLV CAPITAL S.P.A., REPRESENTING 51,018 PCT OF THE SHARE CAPITAL: EFFECTIVE INTERNAL AUDITOR: DR. ANDREA BONELLI, DR.SSA MARILENA CEDERNA, DR. ANDREA MARROCCO ALTERNATE INTERNAL AUDITOR: DR. MASSIMILIANO LEONI, DR.SSA MAVIE CARDI, DR. FRANCESCO LUVISOTTI |
Shareholder | ||||||||||||||
| O.312 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: APPOINTMENT OF THE INTERNAL AUDITORS: APPOINTMENT OF MEMBERS AND OF THE CHAIRMAN. LIST RAPPRESENTED BY ARCA FONDI SGR S.P.A., EURIZON CAPITAL S.A., EURIZON CAPITAL SGR S.P.A., FIDEURAM INTESA SANPAOLO PRIVATE BANKING ASSET MANAGEMENT SGR S.P.A., MEDIOLANUM GESTIONE FONDI SGR S.P.A., REPRESENTING 2,73035 PCT OF THE SHARE CAPITAL: EFFECTIVE INTERNAL AUDITOR: FRANCESCO FALLACARA ALTERNATE INTERNAL AUDITOR: ANDREA LORENZATTI |
Shareholder | ||||||||||||||
| O.3.2 | APPOINTMENT OF THE INTERNAL AUDITORS: DETERMINATION OF REMUNERATION |
Management | ||||||||||||||
| O.4.1 | REPORT ON THE REMUNERATION POLICY 2022 AND REMUNERATION PAID: APPROVAL OF THE 2022 REMUNERATION POLICY PURSUANT TO ARTICLE 123-TER, PARAGRAPH 3-TER, OF LEGISLATIVE DECREE NO. 58/1998 (REPORT ON REMUNERATION POLICY AND REMUNERATION PAID) |
Management | ||||||||||||||
| O.4.2 | REPORT ON THE REMUNERATION POLICY 2022 AND REMUNERATION PAID: RESOLUTIONS ON THE "SECOND SECTION" OF THE REPORT, PURSUANT TO ARTICLE 123-TER, PARAGRAPH 6, OF LEGISLATIVE DECREE NO. 58/1998 (REPORT ON REMUNERATION POLICY AND REMUNERATION PAID) |
Management | ||||||||||||||
| O.5 | ADOPTION OF THE "2022-2024 MAIRE TECNIMONT GROUP LONG TERM INCENTIVE PLAN" PURSUANT TO ART. 114-BIS OF LEGISLATIVE DECREE NO. 58/1998; RESOLUTIONS RELATED THERETO |
Management | ||||||||||||||
| O.6 | AUTHORIZATION TO PURCHASE AND DISPOSE OF OWN SHARES, AFTER REVOCATION OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS MEETING OF 15 APRIL 2021 FOR THE PORTION NOT EXECUTED; RESOLUTIONS RELATED THERETO |
Management | ||||||||||||||
| STELLANTIS N.V. | ||||||||||||||||
| Security | N82405106 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 13-Apr-2022 | ||||||||||||||
| ISIN | NL00150001Q9 | Agenda | 715222826 - Management | |||||||||||||
| Record Date | 16-Mar-2022 | Holding Recon Date | 16-Mar-2022 | |||||||||||||
| City / | Country | AMSTER DAM |
/ | Netherlands | Vote Deadline Date | 31-Mar-2022 | ||||||||||
| SEDOL(s) | BM9QFQ3 - BM9QFR4 - BM9QFS5 - BM9RCN2 - BMD8F98 - BMD8KX7 - BMV7JB7 - BMYCBJ1 - BND74C8 |
Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED. |
Non-Voting | ||||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. |
Non-Voting | ||||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE" |
Non-Voting | ||||||||||||||
| CMMT | 07 MAR 2022: DELETION OF COMMENT | Non-Voting | ||||||||||||||
| 1 | OPEN MEETING | Non-Voting | ||||||||||||||
| 2.a | RECEIVE REPORT OF BOARD OF DIRECTORS | Non-Voting | ||||||||||||||
| 2.b | RECEIVE EXPLANATION ON COMPANY'S RESERVES AND DIVIDEND POLICY |
Non-Voting | ||||||||||||||
| O.2.c | APPROVE REMUNERATION REPORT | Management | For | For | ||||||||||||
| O.2.d | ADOPT FINANCIAL STATEMENTS AND STATUTORY REPORTS |
Management | For | For | ||||||||||||
| O.2.e | APPROVE DIVIDENDS OF EUR 1.04 PER SHARE | Management | For | For | ||||||||||||
| O.2.f | APPROVE DISCHARGE OF DIRECTORS | Management | For | For | ||||||||||||
| O.3 | RATIFY ERNST & YOUNG ACCOUNTANTS LLP AS AUDITORS |
Management | For | For | ||||||||||||
| O.4 | AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF ISSUED SHARE CAPITAL |
Management | For | For | ||||||||||||
| 5 | CLOSE MEETING | Non-Voting | ||||||||||||||
| CMMT | 18 MAR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING-OF RESOLUTIONS AND DELETION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR-VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU |
Non-Voting | ||||||||||||||
| STELLANTIS N.V. | ||||||||||||||||
| Security | N82405106 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | STLA | Meeting Date | 13-Apr-2022 | |||||||||||||
| ISIN | NL00150001Q9 | Agenda | 935560474 - Management | |||||||||||||
| Record Date | 22-Feb-2022 | Holding Recon Date | 22-Feb-2022 | |||||||||||||
| City / | Country | / | Netherlands | Vote Deadline Date | 05-Apr-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 2c. | Remuneration Report 2021 (advisory voting). | Management | For | For | ||||||||||||
| 2d. | Adoption of the Annual Accounts 2021. | Management | For | For | ||||||||||||
| 2e. | Approval of 2021 dividend. | Management | For | For | ||||||||||||
| 2f. | Granting of discharge to the directors in respect of the performance of their duties during the financial year 2021. |
Management | For | For | ||||||||||||
| 3. | Proposal to appoint Ernst & Young Accountants LLP as the Company's independent auditor. |
Management | For | For | ||||||||||||
| 4. | Proposal to authorize the Board of Directors to acquire fully paid-up common shares in the Company's own share capital in accordance with article 9 of the Company's articles of association. |
Management | For | For | ||||||||||||
| STELLANTIS N.V. | ||||||||||||||||
| Security | N82405106 | Meeting Type | Annual | |||||||||||||
| Ticker Symbol | STLA | Meeting Date | 13-Apr-2022 | |||||||||||||
| ISIN | NL00150001Q9 | Agenda | 935572823 - Management | |||||||||||||
| Record Date | 16-Mar-2022 | Holding Recon Date | 16-Mar-2022 | |||||||||||||
| City / | Country | / | Netherlands | Vote Deadline Date | 05-Apr-2022 | |||||||||||
| SEDOL(s) | Quick Code | |||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 2c. | Remuneration Report 2021 (advisory voting). | Management | For | For | ||||||||||||
| 2d. | Adoption of the Annual Accounts 2021. | Management | For | For | ||||||||||||
| 2e. | Approval of 2021 dividend. | Management | For | For | ||||||||||||
| 2f. | Granting of discharge to the directors in respect of the performance of their duties during the financial year 2021. |
Management | For | For | ||||||||||||
| 3. | Proposal to appoint Ernst & Young Accountants LLP as the Company's independent auditor. |
Management | For | For | ||||||||||||
| 4. | Proposal to authorize the Board of Directors to acquire fully paid-up common shares in the Company's own share capital in accordance with article 9 of the Company's articles of association. |
Management | For | For | ||||||||||||
| PETRONAS CHEMICALS GROUP BHD | ||||||||||||||||
| Security | Y6811G103 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 21-Apr-2022 | ||||||||||||||
| ISIN | MYL5183OO008 | Agenda | 715273556 - Management | |||||||||||||
| Record Date | 14-Apr-2022 | Holding Recon Date | 14-Apr-2022 | |||||||||||||
| City / | Country | KUALA LUMPUR |
/ | Malaysia | Vote Deadline Date | 13-Apr-2022 | ||||||||||
| SEDOL(s) | B5KQGT3 - BH81PB9 | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1 | TO RE-ELECT THE FOLLOWING DIRECTOR WHO RETIRE PURSUANT TO ARTICLE 100 OF THE COMPANY'S CONSTITUTION: DATUK IR. (DR.) ABDUL RAHIM HASHIM |
Management | For | For | ||||||||||||
| 2 | TO RE-ELECT THE FOLLOWING DIRECTOR WHO RETIRE PURSUANT TO ARTICLE 100 OF THE COMPANY'S CONSTITUTION: IR. MOHD YUSRI MOHAMED YUSOF |
Management | For | For | ||||||||||||
| 3 | TO APPROVE THE DIRECTORS' FEES AND ALLOWANCES PAYABLE TO THE NON-EXECUTIVE DIRECTORS OF UP TO AN AMOUNT OF RM2.7 MILLION WITH EFFECT FROM 22 APRIL 2022 UNTIL THE NEXT AGM OF THE COMPANY |
Management | For | For | ||||||||||||
| 4 | TO APPROVE THE RE-APPOINTMENT OF KPMG PLT, AS AUDITORS OF THE COMPANY FOR THE FINANCIAL YEAR ENDING 31 DECEMBER 2022 AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION |
Management | For | For | ||||||||||||
| ATRESMEDIA CORPORACION DE MEDIOS DE CO | ||||||||||||||||
| Security | E0728T102 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 27-Apr-2022 | ||||||||||||||
| ISIN | ES0109427734 | Agenda | 715305517 - Management | |||||||||||||
| Record Date | 22-Apr-2022 | Holding Recon Date | 22-Apr-2022 | |||||||||||||
| City / | Country | MADRID | / | Spain | Vote Deadline Date | 22-Apr-2022 | ||||||||||
| SEDOL(s) | B07VZ99 - B07WB61 - B081RV4 - B28F3Q7 |
Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. |
Non-Voting | ||||||||||||||
| 1.1 | APPROVE CONSOLIDATED AND STANDALONE FINANCIAL STATEMENTS |
Management | ||||||||||||||
| 1.2 | APPROVE NON-FINANCIAL INFORMATION STATEMENT |
Management | ||||||||||||||
| 1.3 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS | Management | ||||||||||||||
| 1.4 | APPROVE DISCHARGE OF BOARD | Management | ||||||||||||||
| 2 | RENEW APPOINTMENT OF KPMG AUDITORES AS AUDITOR |
Management | ||||||||||||||
| 3.1 | REELECT CARLOS FERNANDEZ SANCHIZ AS DIRECTOR |
Management | ||||||||||||||
| 3.2 | REELECT ELMAR HEGGEN AS DIRECTOR | Management | ||||||||||||||
| 4.1 | AMEND ARTICLE 2 RE: CORPORATE PURPOSE | Management | ||||||||||||||
| 4.2 | AMEND ARTICLE 6 RE: REPRESENTATION OF SHARES, REGISTRATION AND INFORMATION TO SHAREHOLDERS |
Management | ||||||||||||||
| 4.3 | AMEND ARTICLES RE: CAPITAL INCREASE AND ISSUANCE OF BONDS AND OTHER SECURITIES |
Management | ||||||||||||||
| 4.4 | AMEND ARTICLE 19 RE: COMPETENCES OF GENERAL MEETINGS |
Management | ||||||||||||||
| 4.5 | AMEND ARTICLES RE: ALLOW SHAREHOLDER MEETINGS TO BE HELD IN VIRTUAL-ONLY FORMAT |
Management | ||||||||||||||
| 4.6 | AMEND ARTICLES RE: BOARD OF DIRECTORS | Management | ||||||||||||||
| 4.7 | AMEND ARTICLE 42 RE: AUDIT AND CONTROL COMMITTEE |
Management | ||||||||||||||
| 4.8 | AMEND ARTICLE 43 RE: APPOINTMENTS AND REMUNERATION COMMITTEE |
Management | ||||||||||||||
| 4.9 | AMEND ARTICLE 45 RE: DIRECTOR REMUNERATION | Management | ||||||||||||||
| 4.10 | APPROVE RESTATED ARTICLES OF ASSOCIATION | Management | ||||||||||||||
| 5.1 | AMEND ARTICLES OF GENERAL MEETING REGULATIONS RE: ALLOW SHAREHOLDER MEETINGS TO BE HELD IN VIRTUAL-ONLY FORMAT |
Management | ||||||||||||||
| 5.2 | APPROVE RESTATED GENERAL MEETING REGULATIONS |
Management | ||||||||||||||
| 6 | ADVISORY VOTE ON REMUNERATION REPORT | Management | ||||||||||||||
| 7 | AUTHORIZE BOARD TO RATIFY AND EXECUTE APPROVED RESOLUTIONS |
Management | ||||||||||||||
| 8 | RECEIVE AMENDMENTS TO BOARD OF DIRECTORS REGULATIONS |
Non-Voting | ||||||||||||||
| CMMT | 4 APR 2022: PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE-WILL BE A SECOND CALL ON 28 APR 2022. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS- WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. |
Non-Voting | ||||||||||||||
| CMMT | 4 APR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF QUORUM- COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. |
Non-Voting | ||||||||||||||
| GOLDEN ENERGY AND RESOURCES LTD | ||||||||||||||||
| Security | Y2749E104 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 29-Apr-2022 | ||||||||||||||
| ISIN | SG1AI1000008 | Agenda | 715439700 - Management | |||||||||||||
| Record Date | 27-Apr-2022 | Holding Recon Date | 27-Apr-2022 | |||||||||||||
| City / | Country | TBD | / | Singapore | Vote Deadline Date | 22-Apr-2022 | ||||||||||
| SEDOL(s) | BVYTQP6 - BWFPNK4 | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| 1 | ADOPTION OF DIRECTORS' STATEMENT AND AUDITED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2021 TOGETHER WITH THE INDEPENDENT AUDITOR'S REPORT THEREON |
Management | ||||||||||||||
| 2 | RE-ELECTION OF MR. MOCHTAR SUHADI AS A DIRECTOR |
Management | ||||||||||||||
| 3 | RE-ELECTION OF MR. IRWANDY ARIF AS A DIRECTOR |
Management | ||||||||||||||
| 4 | RE-ELECTION OF MS. NOORMAYA MUCHLIS AS A DIRECTOR |
Management | ||||||||||||||
| 5 | APPROVAL OF DIRECTORS' FEES FOR THE SUM OF UP TO SGD 412,100 FOR THE FINANCIAL YEAR ENDING 31 DECEMBER 2022 |
Management | ||||||||||||||
| 6 | RE-APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS |
Management | ||||||||||||||
| 7 | AUTHORITY TO ISSUE NEW SHARES | Management | ||||||||||||||
| 8 | PROPOSED RENEWAL OF THE SINAR MAS IPT MANDATE FOR INTERESTED PERSON TRANSACTIONS |
Management | ||||||||||||||
| TENARIS SA | ||||||||||||||||
| Security | L90272102 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 03-May-2022 | ||||||||||||||
| ISIN | LU0156801721 | Agenda | 715361084 - Management | |||||||||||||
| Record Date | 19-Apr-2022 | Holding Recon Date | 19-Apr-2022 | |||||||||||||
| City / | Country | LUXEMB OURG |
/ | Luxembourg | Vote Deadline Date | 14-Apr-2022 | ||||||||||
| SEDOL(s) | 2172402 - 2174475 - 7538515 - B040TY2 - B13CXS8 - B2901B2 - BF44808 - BMFYGC4 |
Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
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| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. |
Non-Voting | ||||||||||||||
| O.1 | TO EXAMINE (I) THE ANNUAL REPORT FOR 2021 OF THE COMPANY, WHICH INCLUDES THE CONSOLIDATED MANAGEMENT REPORT AND THE RELATED MANAGEMENT CERTIFICATES ON THE COMPANY'S CONSOLIDATED FINANCIAL STATEMENTS AS OF AND FOR THE FINANCIAL YEAR ENDED ON 31 DECEMBER 2021, AND ON THE ANNUAL ACCOUNTS AS AT 31 DECEMBER 2021, AND OF THE EXTERNAL AUDITORS' REPORTS ON SUCH CONSOLIDATED FINANCIAL STATEMENTS AND ANNUAL ACCOUNTS; AND (II) TO APPROVE THE SUSTAINABILITY BALANCE SHEET FOR 2021 OF THE COMPANY, WHICH INCLUDES NON-FINANCIAL STATEMENTS |
Management | For | For | ||||||||||||
| O.2 | TO APPROVE COMPANY'S CONSOLIDATED BALANCE SHEET AS OF AND FOR THE FINANCIAL YEAR ENDED ON 31 DECEMBER 2021 |
Management | For | For | ||||||||||||
| O.3 | TO APPROVE COMPANY'S ANNUAL ACCOUNTS AS OF 31 DECEMBER 2021 |
Management | For | For | ||||||||||||
| O.4 | NET INCOME ALLOCATION AND TO APPROVE THE DIVIDEND DISTRIBUTION FOR THE FINANCIAL YEAR ENDED ON 31 DECEMBER 2021 |
Management | For | For | ||||||||||||
| O.5 | TO DISCHARGE DIRECTORS' LIABILITIES FOR THE PERFORMANCE OF THEIR OFFICE DURING THE FINANCIAL YEAR ENDED ON 31 DECEMBER 2021 |
Management | For | For | ||||||||||||
| O.6 | TO APPOINT THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||
| O.7 | TO APPROVE THE EMOLUMENT PAYABLE TO THE BOARD OF DIRECTORS FOR THE FINANCIAL YEAR THAT WILL END ON 31 DECEMBER 2022 |
Management | For | For | ||||||||||||
| O.8 | TO APPROVE THE REWARDING REPORT OF THE COMPANY FOR THE FINANCIAL YEAR ENDED ON 31 DECEMBER 2021 |
Management | For | For | ||||||||||||
| O.9 | TO APPOINT THE EXTERNAL AUDITORS FOR THE FINANCIAL YEAR THAT WILL END ON 31 DECEMBER 2022 AND TO APPROVE THEIR EMOLUMENT |
Management | For | For | ||||||||||||
| O.10 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO DISTRIBUTE ALL THE COMMUNICATIONS TO SHAREHOLDERS, INCLUDING DOCUMENTS FOR THE SHAREHOLDERS' MEETING, PROXIES AND ANNUAL REPORTS TO SHAREHOLDERS, BY SUCH ELECTRONIC MEANS AS IS PERMITTED BY ANY APPLICABLE LAWS OR REGULATIONS |
Management | For | For | ||||||||||||
| CMMT | 06 APR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF RECORD-DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS-YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU |
Non-Voting | ||||||||||||||
| RUSSEL METALS INC | ||||||||||||||||
| Security | 781903604 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 04-May-2022 | ||||||||||||||
| ISIN | CA7819036046 | Agenda | 715421525 - Management | |||||||||||||
| Record Date | 18-Mar-2022 | Holding Recon Date | 18-Mar-2022 | |||||||||||||
| City / | Country | TBD | / | Canada | Vote Deadline Date | 28-Apr-2022 | ||||||||||
| SEDOL(s) | 2248808 - 2446271 - B4LGCH5 | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
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| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS-1.1 TO 1.10 AND 2. THANK YOU |
Non-Voting | ||||||||||||||
| 1.1 | ELECTION OF DIRECTOR: LINH J. AUSTIN | Management | For | For | ||||||||||||
| 1.2 | ELECTION OF DIRECTOR: JOHN M. CLARK | Management | For | For | ||||||||||||
| 1.3 | ELECTION OF DIRECTOR: JAMES F. DINNING | Management | For | For | ||||||||||||
| 1.4 | ELECTION OF DIRECTOR: BRIAN R. HEDGES | Management | For | For | ||||||||||||
| 1.5 | ELECTION OF DIRECTOR: CYNTHIA JOHNSTON | Management | For | For | ||||||||||||
| 1.6 | ELECTION OF DIRECTOR: ALICE D. LABERGE | Management | For | For | ||||||||||||
| 1.7 | ELECTION OF DIRECTOR: WILLIAM M. O'REILLY | Management | For | For | ||||||||||||
| 1.8 | ELECTION OF DIRECTOR: ROGER D. PAIVA | Management | For | For | ||||||||||||
| 1.9 | ELECTION OF DIRECTOR: JOHN G. REID | Management | For | For | ||||||||||||
| 1.10 | ELECTION OF DIRECTOR: ANNIE THABET | Management | For | For | ||||||||||||
| 2 | THE APPOINTMENT OF AUDITORS OF THE COMPANY AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION: DELOITTE LLP |
Management | For | For | ||||||||||||
| 3 | THE ADVISORY RESOLUTION TO ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE ACCOMPANYING INFORMATION CIRCULAR |
Management | For | For | ||||||||||||
| 4 | TO VOTE AT THE DISCRETION OF THE PROXY NOMINEE ON ANY AMENDMENTS OR VARIATIONS TO THE FOREGOING AND ON SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY POSTPONEMENT OR ADJOURNMENT THEREOF |
Management | For | Against | ||||||||||||
| CMMT | 11 APR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 2 AND CHANGE IN NUMBERING OF RESOLUTION 4. IF YOU HAVE-ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO-AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU |
Non-Voting | ||||||||||||||
| TGS ASA | ||||||||||||||||
| Security | R9138B102 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 11-May-2022 | ||||||||||||||
| ISIN | NO0003078800 | Agenda | 715504975 - Management | |||||||||||||
| Record Date | 04-May-2022 | Holding Recon Date | 04-May-2022 | |||||||||||||
| City / | Country | OSLO | / | Norway | Blocking | Vote Deadline Date | 29-Apr-2022 | |||||||||
| SEDOL(s) | B15SLC4 - B16TF80 - B1CN9W8 - B28MV97 - BJ05579 |
Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
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| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION. |
Non-Voting | ||||||||||||||
| CMMT | IF YOUR CUSTODIAN DOES NOT HAVE A POWER OF ATTORNEY (POA) IN PLACE, AN-INDIVIDUAL BENEFICIAL OWNER SIGNED POA MAY BE REQUIRED. |
Non-Voting | ||||||||||||||
| CMMT | TO VOTE SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT IN THE LOCAL MARKET, THE-LOCAL CUSTODIAN WILL TEMPORARILY TRANSFER VOTED SHARES TO A SEPARATE ACCOUNT-IN THE BENEFICIAL OWNER'S NAME ON THE PROXY VOTING DEADLINE AND TRANSFER BACK-TO THE OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE MEETING DATE. |
Non-Voting | ||||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. |
Non-Voting | ||||||||||||||
| 1 | OPEN MEETING; REGISTRATION OF ATTENDING SHAREHOLDERS AND PROXIES |
Non-Voting | ||||||||||||||
| 2 | ELECT CHAIRMAN OF MEETING; DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING |
Management | ||||||||||||||
| 3 | APPROVE NOTICE OF MEETING AND AGENDA | Management | ||||||||||||||
| 4 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS |
Management | ||||||||||||||
| 5 | APPROVE REMUNERATION OF AUDITORS | Management | ||||||||||||||
| 6.A | REELECT CHRISTOPHER GEOFFREY FINLAYSON (CHAIR) AS DIRECTOR |
Management | ||||||||||||||
| 6.B | ELECT IRENE EGSET AS DIRECTOR | Management | ||||||||||||||
| 6.C | ELECT MARK LEONARD AS DIRECTOR | Management | ||||||||||||||
| 6.D | ELECT GRETHE KRISTIN MOEN AS DIRECTOR | Management | ||||||||||||||
| 6.E | ELECT SVEIN HARALD OYGARD AS DIRECTOR | Management | ||||||||||||||
| 7 | APPROVE REMUNERATION OF DIRECTORS | Management | ||||||||||||||
| 8.A | ELECT HENRY H. HAMILTON AS MEMBER OF NOMINATING COMMITTEE |
Management | ||||||||||||||
| 9 | APPROVE REMUNERATION OF NOMINATING COMMITTEE |
Management | ||||||||||||||
| 10 | DISCUSS COMPANY'S CORPORATE GOVERNANCE STATEMENT |
Non-Voting | ||||||||||||||
| 11 | APPROVE REMUNERATION STATEMENT | Management | ||||||||||||||
| 12 | APPROVE LONG TERM INCENTIVE PLAN CONSISTING OF PSUS AND RSUS |
Management | ||||||||||||||
| 13 | AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OF REPURCHASED SHARES |
Management | ||||||||||||||
| 14 | APPROVE NOK 341,988 REDUCTION IN SHARE CAPITAL VIA SHARE CANCELLATION |
Management | ||||||||||||||
| 15.A | APPROVE CREATION OF POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS |
Management | ||||||||||||||
| 15.B | APPROVE ISSUANCE OF CONVERTIBLE LOANS WITHOUT PREEMPTIVE RIGHTS |
Management | ||||||||||||||
| 16 | AUTHORIZE BOARD TO DISTRIBUTE DIVIDENDS | Management | ||||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE |
Non-Voting | ||||||||||||||
| CMMT | 21 APR 2022: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS- PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD-DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS-CONFIRMED AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON |
Non-Voting | ||||||||||||||
| THIS MEETING, YOUR CREST SPONSORED- MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE- THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR- FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE- SEPARATE INSTRUCTIONS FROM YOU |
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| CMMT | 21 APR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU |
Non-Voting | ||||||||||||||
| DMCI HOLDINGS INC | ||||||||||||||||
| Security | Y2088F100 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 17-May-2022 | ||||||||||||||
| ISIN | PHY2088F1004 | Agenda | 715312764 - Management | |||||||||||||
| Record Date | 04-Apr-2022 | Holding Recon Date | 04-Apr-2022 | |||||||||||||
| City / | Country | TBD | / | Philippines | Vote Deadline Date | 04-May-2022 | ||||||||||
| SEDOL(s) | 6272483 - B01ZLS8 | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
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| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 701251 DUE TO RECEIPT OF-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK-YOU. |
Non-Voting | ||||||||||||||
| 1 | CALL TO ORDER | Management | For | For | ||||||||||||
| 2 | REPORT ON ATTENDANCE AND QUORUM | Management | For | For | ||||||||||||
| 3 | APPROVAL OF MINUTES OF PREVIOUS STOCKHOLDERS MEETING |
Management | For | For | ||||||||||||
| 4 | MANAGEMENT REPORT FOR THE YEAR ENDED DECEMBER 31, 2021 |
Management | For | For | ||||||||||||
| 5 | RATIFICATION OF ALL ACTS OF THE BOARD OF DIRECTORS AND OFFICERS DURING THE PRECEDING YEAR |
Management | For | For | ||||||||||||
| 6 | APPOINTMENT OF INDEPENDENT AUDITOR: SYCIP GORRES VELAYO AND CO |
Management | For | For | ||||||||||||
| 7 | AMENDMENTS TO CORPORATIONS BY-LAWS | Management | For | For | ||||||||||||
| 8 | ELECTION OF DIRECTOR: ISIDRO A. CONSUNJI | Management | For | For | ||||||||||||
| 9 | ELECTION OF DIRECTOR: CESAR A. BUENAVENTURA |
Management | For | For | ||||||||||||
| 10 | ELECTION OF DIRECTOR: JORGE A. CONSUNJI | Management | For | For | ||||||||||||
| 11 | ELECTION OF DIRECTOR: MA. EDWINA C. LAPERAL | Management | For | For | ||||||||||||
| 12 | ELECTION OF DIRECTOR: LUZ CONSUELO A. CONSUNJI |
Management | For | For | ||||||||||||
| 13 | ELECTION OF DIRECTOR: MARIA CRISTINA C. GOTIANUN |
Management | For | For | ||||||||||||
| 14 | ELECTION OF DIRECTOR: ROBERTO L. PANLILIO (INDEPENDENT DIRECTOR) |
Management | For | For | ||||||||||||
| 15 | ELECTION OF DIRECTOR: BERNARDO M. VILLEGAS (INDEPENDENT DIRECTOR) |
Management | For | For | ||||||||||||
| 16 | ELECTION OF DIRECTOR: CYNTHIA R. DEL CASTILLO (INDEPENDENT DIRECTOR) |
Management | For | For | ||||||||||||
| 17 | OTHER MATTERS | Management | For | Against | ||||||||||||
| 18 | ADJOURNMENT | Management | For | For | ||||||||||||
| TAKKT AG | ||||||||||||||||
| Security | D82824109 | Meeting Type | Ordinary General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 18-May-2022 | ||||||||||||||
| ISIN | DE0007446007 | Agenda | 715403705 - Management | |||||||||||||
| Record Date | 26-Apr-2022 | Holding Recon Date | 26-Apr-2022 | |||||||||||||
| City / | Country | TBD | / | Germany | Vote Deadline Date | 06-May-2022 | ||||||||||
| SEDOL(s) | 5769470 - B28MRF5 - BDQZM92 - BJ055Z7 |
Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
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| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN.-IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. |
Non-Voting | ||||||||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE MATERIAL URL DROPDOWN AT THE TOP OF THE BALLOT.-THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE.-FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. |
Non-Voting | ||||||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. |
Non-Voting | ||||||||||||||
| CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE. |
Non-Voting | ||||||||||||||
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2021 |
Non-Voting | ||||||||||||||
| 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 1.10 PER SHARE |
Management | ||||||||||||||
| 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2021 |
Management | ||||||||||||||
| 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2021 |
Management | ||||||||||||||
| 5 | RATIFY EBNER STOLZ GMBH & CO. KG AS AUDITORS FOR FISCAL YEAR 2022 |
Management | ||||||||||||||
| 6 | APPROVE REMUNERATION REPORT | Management | ||||||||||||||
| 7.1 | ELECT FLORIAN FUNCK TO THE SUPERVISORY BOARD |
Management | ||||||||||||||
| 7.2 | ELECT JOHANNES HAUPT TO THE SUPERVISORY BOARD |
Management | ||||||||||||||
| 7.3 | ELECT THOMAS KNIEHL TO THE SUPERVISORY BOARD |
Management | ||||||||||||||
| 7.4 | ELECT ALYSSA MCDONALD-BAERTL TO THE SUPERVISORY BOARD |
Management | ||||||||||||||
| 7.5 | ELECT THOMAS SCHMIDT TO THE SUPERVISORY BOARD |
Management | ||||||||||||||
| 7.6 | ELECT ALIZ TEPFENHART TO THE SUPERVISORY BOARD |
Management | ||||||||||||||
| 8 | AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OR CANCELLATION OF REPURCHASED SHARES |
Management | ||||||||||||||
| 9 | APPROVE CREATION OF EUR 32.8 MILLION POOL OF AUTHORIZED CAPITAL WITH OR WITHOUT EXCLUSION OF PREEMPTIVE RIGHTS |
Management | ||||||||||||||
| CMMT | 11 APR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 5. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU |
Non-Voting | ||||||||||||||
| VIVA ENERGY GROUP LTD | ||||||||||||||||
| Security | Q9478L109 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 24-May-2022 | ||||||||||||||
| ISIN | AU0000016875 | Agenda | 715455641 - Management | |||||||||||||
| Record Date | 20-May-2022 | Holding Recon Date | 20-May-2022 | |||||||||||||
| City / | Country | TBD | / | Australia | Vote Deadline Date | 19-May-2022 | ||||||||||
| SEDOL(s) | BG84629 - BYQM3N1 | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
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| CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 2 AND 4 AND VOTES CAST-BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU- ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE- MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION |
Non-Voting | ||||||||||||||
| 2 | ADOPTION OF THE REMUNERATION REPORT | Management | ||||||||||||||
| 3.A | ELECTION OF NICOLA WAKEFIELD EVANS AS A DIRECTOR OF THE COMPANY |
Management | ||||||||||||||
| 3.B | RE-ELECTION OF ROBERT HILL AS A DIRECTOR OF THE COMPANY |
Management | ||||||||||||||
| 3.C | RE-ELECTION OF DAT DUONG AS A DIRECTOR OF THE COMPANY |
Management | ||||||||||||||
| 4 | GRANT OF PERFORMANCE RIGHTS TO SCOTT WYATT, THE COMPANY'S CHIEF EXECUTIVE OFFICER AND MANAGING DIRECTOR, UNDER THE COMPANY'S LONG TERM INCENTIVE PLAN |
Management | ||||||||||||||
| CORONADO GLOBAL RESOURCES INC | ||||||||||||||||
| Security | U2024H107 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 26-May-2022 | ||||||||||||||
| ISIN | AU0000026122 | Agenda | 715516158 - Management | |||||||||||||
| Record Date | 12-Apr-2022 | Holding Recon Date | 12-Apr-2022 | |||||||||||||
| City / | Country | VIRTUAL | / | United States |
Vote Deadline Date | 19-May-2022 | ||||||||||
| SEDOL(s) | BGV71W0 - BJ72VC0 - BL68VK1 | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
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| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'-ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.4 THANK YOU. |
Non-Voting | ||||||||||||||
| CMMT | PLEASE NOTE THAT IF YOU APPLY TO ATTEND AND VOTE ON THIS MEETING, THE REQUEST-COULD BE REJECTED AS CDI HOLDERS CAN ONLY ATTEND AND VOTE IN SHAREHOLDER-MEETINGS SUBJECT TO CERTAIN CRITERIA OUTSIDE OF OUR CONTROL. IF YOU HAVE ANY-QUESTIONS PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE |
Non-Voting | ||||||||||||||
| 2.1 | ELECTION OF DIRECTOR (OTHER THAN SERIES A DIRECTORS): WILLIAM (BILL) KOECK |
Management | For | For | ||||||||||||
| 2.2 | ELECTION OF DIRECTOR (OTHER THAN SERIES A DIRECTORS): GAROLD SPINDLER |
Management | For | For | ||||||||||||
| 2.3 | ELECTION OF DIRECTOR (OTHER THAN SERIES A DIRECTORS): PHILIP CHRISTENSEN |
Management | For | For | ||||||||||||
| 2.4 | ELECTION OF DIRECTOR (OTHER THAN SERIES A DIRECTORS): GREG PRITCHARD |
Management | For | For | ||||||||||||
| 3 | APPROVAL, ON A NON-BINDING ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS |
Management | For | For | ||||||||||||
| 4 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2022 |
Management | For | For | ||||||||||||
| NANYA TECHNOLOGY CORPORATION | ||||||||||||||||
| Security | Y62066108 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 26-May-2022 | ||||||||||||||
| ISIN | TW0002408002 | Agenda | 715543434 - Management | |||||||||||||
| Record Date | 25-Mar-2022 | Holding Recon Date | 25-Mar-2022 | |||||||||||||
| City / | Country | TAOYUA N |
/ | Taiwan, Province of China |
Vote Deadline Date | 18-May-2022 | ||||||||||
| SEDOL(s) | 6283601 - B17RLQ3 | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
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| 1 | TO RATIFY THE BUSINESS REPORT AND FINANCIAL STATEMENTS FOR 2021 |
Management | For | For | ||||||||||||
| 2 | TO RATIFY THE PROPOSAL FOR DISTRIBUTION OF 2021 PROFITS. COMMON SHAREHOLDER WILL BE ENTITLED TO RECEIVE A CASH DIVIDEND OF NT3.70349933 PER SHARE. |
Management | For | For | ||||||||||||
| 3 | TO APPROVE AMENDMENTS TO THE ARTICLES OF INCORPORATION OF THE COMPANY. |
Management | For | For | ||||||||||||
| 4 | TO APPROVE AMENDMENTS TO THE PROCEDURE OF ACQUISITION OR DISPOSAL OF ASSETS OF THE COMPANY OF THE COMPANY. |
Management | For | For | ||||||||||||
| 5.1 | THE ELECTION OF THE DIRECTOR:NPC ,SHAREHOLDER NO.0000001,CHIA CHAU, WU AS REPRESENTATIVE |
Management | For | For | ||||||||||||
| 5.2 | THE ELECTION OF THE DIRECTOR:WEN YUAN, WONG,SHAREHOLDER NO.0017206 |
Management | For | For | ||||||||||||
| 5.3 | THE ELECTION OF THE DIRECTOR:SUSAN WANG,SHAREHOLDER NO.A220199XXX |
Management | For | For | ||||||||||||
| 5.4 | THE ELECTION OF THE DIRECTOR:PEI-ING LEE,SHAREHOLDER NO.0001266 |
Management | For | For | ||||||||||||
| 5.5 | THE ELECTION OF THE DIRECTOR:MING JEN, TZOU,SHAREHOLDER NO.M100002XXX |
Management | For | For | ||||||||||||
| 5.6 | THE ELECTION OF THE DIRECTOR:LIN-CHIN SU,SHAREHOLDER NO.0000285 |
Management | For | For | ||||||||||||
| 5.7 | THE ELECTION OF THE DIRECTOR:NPC ,SHAREHOLDER NO.0000001,JOSEPH WU AS REPRESENTATIVE |
Management | For | For | ||||||||||||
| 5.8 | THE ELECTION OF THE DIRECTOR:NPC ,SHAREHOLDER NO.0000001,REX CHUANG AS REPRESENTATIVE |
Management | For | For | ||||||||||||
| 5.9 | THE ELECTION OF THE INDEPENDENT DIRECTOR:CHING-CHYI LAI,SHAREHOLDER NO.B101000XXX |
Management | For | For | ||||||||||||
| 5.10 | THE ELECTION OF THE INDEPENDENT DIRECTOR:SHU-PO HSU,SHAREHOLDER NO.P121619XXX |
Management | For | For | ||||||||||||
| 5.11 | THE ELECTION OF THE INDEPENDENT DIRECTOR:TSAI-FENG HOU,SHAREHOLDER NO.Q202201XXX |
Management | For | For | ||||||||||||
| 5.12 | THE ELECTION OF THE INDEPENDENT DIRECTOR:TAIN-JY CHEN,SHAREHOLDER NO.F100078XXX |
Management | For | For | ||||||||||||
| 6 | RELEASE OF DIRECTORS FROM NON-COMPETITION RESTRICTIONS. |
Management | For | For | ||||||||||||
| SINOPEC KANTONS HOLDINGS LTD | ||||||||||||||||
| Security | G8165U100 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 16-Jun-2022 | ||||||||||||||
| ISIN | BMG8165U1009 | Agenda | 715378394 - Management | |||||||||||||
| Record Date | 09-Jun-2022 | Holding Recon Date | 09-Jun-2022 | |||||||||||||
| City / | Country | HONG KONG |
/ | Bermuda | Vote Deadline Date | 09-Jun-2022 | ||||||||||
| SEDOL(s) | 4601197 - 6162692 - B3KSVC3 - BD8NH33 - BP3RXQ9 |
Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2022/ 0404/2022040401085.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2022/ 0404/2022040401177.pdf |
Non-Voting | ||||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING. |
Non-Voting | ||||||||||||||
| 1 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS (THE "DIRECTOR(S)") AND AUDITOR OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2021 |
Management | ||||||||||||||
| 2 | TO APPROVE AND DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2021 |
Management | ||||||||||||||
| 3.A | TO RE-ELECT MR. MO ZHENGLIN AS AN EXECUTIVE DIRECTOR |
Management | ||||||||||||||
| 3.B | TO RE-ELECT MR. YANG YANFEI AS AN EXECUTIVE DIRECTOR |
Management | ||||||||||||||
| 3.C | TO RE-ELECT MR. ZOU WENZHI AS AN EXECUTIVE DIRECTOR |
Management | ||||||||||||||
| 3.D | TO RE-ELECT MR. FONG CHUNG, MARK AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR |
Management | ||||||||||||||
| 4 | TO AUTHORISE THE BOARD OF DIRECTORS (THE "BOARD") TO FIX THE DIRECTORS' REMUNERATION |
Management | ||||||||||||||
| 5 | TO RE-APPOINT KPMG AS AUDITORS OF THE COMPANY AND AUTHORISE THE BOARD TO FIX THEIR REMUNERATION |
Management | ||||||||||||||
| 6 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES IN ORDINARY RESOLUTION NUMBER 6 AS SET OUT IN THE NOTICE OF THE MEETING |
Management | ||||||||||||||
| 7 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES IN ORDINARY RESOLUTION NUMBER 7 AS SET OUT IN THE NOTICE OF THE MEETING |
Management | ||||||||||||||
| 8 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO ISSUE NEW SHARES IN ORDINARY RESOLUTION NUMBER 8 AS SET OUT IN THE NOTICE OF THE MEETING |
Management | ||||||||||||||
| TOMY COMPANY,LTD. | ||||||||||||||||
| Security | J89258107 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 22-Jun-2022 | ||||||||||||||
| ISIN | JP3630550006 | Agenda | 715705729 - Management | |||||||||||||
| Record Date | 31-Mar-2022 | Holding Recon Date | 31-Mar-2022 | |||||||||||||
| City / | Country | TOKYO | / | Japan | Vote Deadline Date | 20-Jun-2022 | ||||||||||
| SEDOL(s) | 6046923 | Quick Code | 78670 | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||||
| 2 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations |
Management | For | For | ||||||||||||
| 3 | Approve Continuance of Policy regarding Large-scale Purchases of Company Shares (Anti-Takeover Defense Measures) |
Management | For | For | ||||||||||||
| 4.1 | Appoint a Director Tomiyama, Kantaro | Management | For | For | ||||||||||||
| 4.2 | Appoint a Director Kojima, Kazuhiro | Management | For | For | ||||||||||||
| 4.3 | Appoint a Director Tomiyama, Akio | Management | For | For | ||||||||||||
| 4.4 | Appoint a Director Usami, Hiroyuki | Management | For | For | ||||||||||||
| 4.5 | Appoint a Director Mimura, Mariko | Management | For | For | ||||||||||||
| 4.6 | Appoint a Director Sato, Fumitoshi | Management | For | For | ||||||||||||
| 4.7 | Appoint a Director Tonomura, Shinichi | Management | For | For | ||||||||||||
| 4.8 | Appoint a Director Iyoku, Miwako | Management | For | For | ||||||||||||
| 4.9 | Appoint a Director Yasue, Reiko | Management | For | For | ||||||||||||
| 5.1 | Appoint a Corporate Auditor Matsuki, Hajime | Management | For | For | ||||||||||||
| 5.2 | Appoint a Corporate Auditor Watanabe, Koichiro | Management | For | For | ||||||||||||
| 5.3 | Appoint a Corporate Auditor Yamaguchi, Yuji | Management | For | For | ||||||||||||
| 5.4 | Appoint a Corporate Auditor Nishi, Michihiro | Management | For | For | ||||||||||||
| 6 | Approve Payment of Bonuses to Corporate Officers | Management | For | For | ||||||||||||
| LINTEC CORPORATION | ||||||||||||||||
| Security | J13776109 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 22-Jun-2022 | ||||||||||||||
| ISIN | JP3977200009 | Agenda | 715728563 - Management | |||||||||||||
| Record Date | 31-Mar-2022 | Holding Recon Date | 31-Mar-2022 | |||||||||||||
| City / | Country | TOKYO | / | Japan | Vote Deadline Date | 20-Jun-2022 | ||||||||||
| SEDOL(s) | 6330080 - B13VQZ3 - BMTVYV6 | Quick Code | 79660 | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||||||
| 1 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations |
Management | For | For | ||||||||||||
| 2.1 | Appoint a Director who is not Audit and Supervisory Committee Member Ouchi, Akihiko |
Management | For | For | ||||||||||||
| 2.2 | Appoint a Director who is not Audit and Supervisory Committee Member Hattori, Makoto |
Management | For | For | ||||||||||||
| 2.3 | Appoint a Director who is not Audit and Supervisory Committee Member Kawamura, Gohei |
Management | For | For | ||||||||||||
| 2.4 | Appoint a Director who is not Audit and Supervisory Committee Member Mochizuki, Tsunetoshi |
Management | For | For | ||||||||||||
| 2.5 | Appoint a Director who is not Audit and Supervisory Committee Member Kaiya, Takeshi |
Management | For | For | ||||||||||||
| 2.6 | Appoint a Director who is not Audit and Supervisory Committee Member Shibano, Yoichi |
Management | For | For | ||||||||||||
| 2.7 | Appoint a Director who is not Audit and Supervisory Committee Member Sebe, Akira |
Management | For | For | ||||||||||||
| 2.8 | Appoint a Director who is not Audit and Supervisory Committee Member Okushima, Akiko |
Management | For | For | ||||||||||||
| 2.9 | Appoint a Director who is not Audit and Supervisory Committee Member Sugimoto, Shigeru |
Management | For | For | ||||||||||||
| JAPAN AVIATION ELECTRONICS INDUSTRY,LIMITED | ||||||||||||||||
| Security | J26273102 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 23-Jun-2022 | ||||||||||||||
| ISIN | JP3705600009 | Agenda | 715748995 - Management | |||||||||||||
| Record Date | 31-Mar-2022 | Holding Recon Date | 31-Mar-2022 | |||||||||||||
| City / | Country | TOKYO | / | Japan | Vote Deadline Date | 21-Jun-2022 | ||||||||||
| SEDOL(s) | 6470351 - B3BHT70 | Quick Code | 68070 | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||||||
| 1 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations |
Management | For | For | ||||||||||||
| 2.1 | Appoint a Director Onohara, Tsutomu | Management | For | For | ||||||||||||
| 2.2 | Appoint a Director Urano, Minoru | Management | For | For | ||||||||||||
| 2.3 | Appoint a Director Nakamura, Tetsuya | Management | For | For | ||||||||||||
| 2.4 | Appoint a Director Muraki, Masayuki | Management | For | For | ||||||||||||
| 2.5 | Appoint a Director Matsuo, Masahiro | Management | For | For | ||||||||||||
| 2.6 | Appoint a Director Hirohata, Shiro | Management | For | For | ||||||||||||
| 2.7 | Appoint a Director Kashiwagi, Shuichi | Management | For | For | ||||||||||||
| 2.8 | Appoint a Director Takahashi, Reiichiro | Management | For | For | ||||||||||||
| 2.9 | Appoint a Director Nishihara, Motoo | Management | For | For | ||||||||||||
| 3 | Appoint a Corporate Auditor Takeda, Jin | Management | For | For | ||||||||||||
| 4 | Approve Payment of Bonuses to Directors | Management | For | For | ||||||||||||
| NITTA CORPORATION | ||||||||||||||||
| Security | J58246109 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 24-Jun-2022 | ||||||||||||||
| ISIN | JP3679850002 | Agenda | 715747563 - Management | |||||||||||||
| Record Date | 31-Mar-2022 | Holding Recon Date | 31-Mar-2022 | |||||||||||||
| City / | Country | OSAKA | / | Japan | Vote Deadline Date | 22-Jun-2022 | ||||||||||
| SEDOL(s) | 6646680 | Quick Code | 51860 | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||||
| 2 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations |
Management | For | For | ||||||||||||
| 3.1 | Appoint a Director Ishikiriyama, Yasunori | Management | For | For | ||||||||||||
| 3.2 | Appoint a Director Kobayashi, Takeshi | Management | For | For | ||||||||||||
| 3.3 | Appoint a Director Shimada, Haruki | Management | For | For | ||||||||||||
| 3.4 | Appoint a Director Hagiwara, Toyohiro | Management | For | For | ||||||||||||
| 3.5 | Appoint a Director Kitamura, Seiichi | Management | For | For | ||||||||||||
| 3.6 | Appoint a Director Shinoda, Shigeki | Management | For | For | ||||||||||||
| 3.7 | Appoint a Director Nakao, Masataka | Management | For | For | ||||||||||||
| 3.8 | Appoint a Director Toyoshima, Hiroe | Management | For | For | ||||||||||||
| 3.9 | Appoint a Director Ikeda, Takehisa | Management | For | For | ||||||||||||
| 4 | Appoint a Corporate Auditor Matsuura, Kazuyoshi | Management | For | For | ||||||||||||
| 5 | Appoint a Substitute Corporate Auditor Nishimura, Satoko |
Management | For | For | ||||||||||||
| MOCHIDA PHARMACEUTICAL CO.,LTD. | ||||||||||||||||
| Security | J46152104 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 29-Jun-2022 | ||||||||||||||
| ISIN | JP3922800002 | Agenda | 715753100 - Management | |||||||||||||
| Record Date | 31-Mar-2022 | Holding Recon Date | 31-Mar-2022 | |||||||||||||
| City / | Country | TOKYO | / | Japan | Vote Deadline Date | 27-Jun-2022 | ||||||||||
| SEDOL(s) | 5983924 - 6598004 | Quick Code | 45340 | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||||
| 2 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations |
Management | For | For | ||||||||||||
| 3.1 | Appoint a Director Mochida, Naoyuki | Management | For | For | ||||||||||||
| 3.2 | Appoint a Director Sakata, Chu | Management | For | For | ||||||||||||
| 3.3 | Appoint a Director Sagisaka, Keiichi | Management | For | For | ||||||||||||
| 3.4 | Appoint a Director Sakaki, Junichi | Management | For | For | ||||||||||||
| 3.5 | Appoint a Director Mizuguchi, Kiyoshi | Management | For | For | ||||||||||||
| 3.6 | Appoint a Director Kawakami, Yutaka | Management | For | For | ||||||||||||
| 3.7 | Appoint a Director Hashimoto, Yoshiharu | Management | For | For | ||||||||||||
| 3.8 | Appoint a Director Kugisawa, Tomoo | Management | For | For | ||||||||||||
| 3.9 | Appoint a Director Otsuki, Nana | Management | For | For | ||||||||||||
| 3.10 | Appoint a Director Sonoda, Tomoaki | Management | For | For | ||||||||||||
| 4 | Appoint a Corporate Auditor Takeda, Masayoshi | Management | For | For | ||||||||||||
| 5 | Approve Policy regarding Large-scale Purchases of Company Shares (Anti-Takeover Defense Measures) |
Management | For | For | ||||||||||||
| SANKYO CO.,LTD. | ||||||||||||||||
| Security | J67844100 | Meeting Type | Annual General Meeting | |||||||||||||
| Ticker Symbol | Meeting Date | 29-Jun-2022 | ||||||||||||||
| ISIN | JP3326410002 | Agenda | 715760078 - Management | |||||||||||||
| Record Date | 31-Mar-2022 | Holding Recon Date | 31-Mar-2022 | |||||||||||||
| City / | Country | TOKYO | / | Japan | Vote Deadline Date | 27-Jun-2022 | ||||||||||
| SEDOL(s) | 6775432 - B02KCH8 - B1CDDX7 | Quick Code | 64170 | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||||
| 2 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations |
Management | For | For | ||||||||||||
| 3.1 | Appoint a Director Busujima, Hideyuki | Management | For | For | ||||||||||||
| 3.2 | Appoint a Director Ishihara, Akihiko | Management | For | For | ||||||||||||
| 3.3 | Appoint a Director Tomiyama, Ichiro | Management | For | For | ||||||||||||
| 3.4 | Appoint a Director Kitani, Taro | Management | For | For | ||||||||||||
| 3.5 | Appoint a Director Yamasaki, Hiroyuki | Management | For | For | ||||||||||||
| Registrant: Conductor International Equity Value Fund | Item 1, Exhibit 25 | ||||||||||||||
| Investment Company Act file number: 811-22718 | |||||||||||||||
| Reporting Period: July 1, 2021-May 2, 2022 | |||||||||||||||
| Vote Summary | |||||||||||||||
| VTECH HOLDINGS LTD | |||||||||||||||
| Security | G9400S132 | Meeting Type | Annual General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 13-Jul-2021 | |||||||||||||
| ISIN | BMG9400S1329 | Agenda | 714296945 - Management | ||||||||||||
| Record Date | 07-Jul-2021 | Holding Recon Date | 07-Jul-2021 | ||||||||||||
| City / | Country | HONG KONG |
/ | Bermuda | Vote Deadline Date | 07-Jul-2021 | |||||||||
| SEDOL(s) | 6928560 - B02V635 - B1BJHN4 - BD8NDC4 - BP3RY44 |
Quick Code | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||
| 1 | TO RECEIVE AND CONSIDER THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS OF THE COMPANY (THE "DIRECTOR(S)") AND THE AUDITOR OF THE COMPANY (THE "AUDITOR") FOR THE YEAR ENDED 31 MARCH 2021 |
Management | For | For | |||||||||||
| 2 | TO CONSIDER AND DECLARE A FINAL DIVIDEND IN RESPECT OF THE YEAR ENDED 31 MARCH 2021 |
Management | For | For | |||||||||||
| 3.A | TO RE-ELECT MR. ANDY LEUNG HON KWONG AS AN EXECUTIVE DIRECTOR |
Management | For | For | |||||||||||
| 3.B | TO RE-ELECT DR. WILLIAM FUNG KWOK LUN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR |
Management | For | For | |||||||||||
| 3.C | TO RE-ELECT PROFESSOR KO PING KEUNG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR |
Management | For | For | |||||||||||
| 3.D | TO FIX THE DIRECTORS' FEES (INCLUDING THE ADDITIONAL FEES PAYABLE TO CHAIRMAN AND MEMBERS OF THE AUDIT COMMITTEE, THE NOMINATION COMMITTEE AND THE REMUNERATION COMMITTEE OF THE COMPANY) FOR THE YEAR ENDING 31 MARCH 2022, PRO-RATA TO THEIR LENGTH OF SERVICES DURING THE YEAR |
Management | For | For | |||||||||||
| 4 | TO RE-APPOINT KPMG AS THE AUDITOR AND AUTHORISE THE BOARD TO FIX ITS REMUNERATION |
Management | For | For | |||||||||||
| 5 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES REPRESENTING UP TO 10% OF THE ISSUED SHARE CAPITAL OF THE COMPANY AT THE DATE OF THE 2021 AGM |
Management | For | For | |||||||||||
| 6 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES REPRESENTING UP TO 10% OF THE ISSUED SHARE CAPITAL OF THE COMPANY AT THE DATE OF THE 2021 AGM, AND THE DISCOUNT FOR ANY SHARES TO BE ISSUED SHALL NOT BE MORE THAN 10% TO THE BENCHMARKED PRICE (AS DEFINED IN THE NOTICE OF THE 2021 AGM) |
Management | For | For | |||||||||||
| 7 | TO APPROVE THE ADOPTION OF THE 2021 SHARE OPTION SCHEME (AS DEFINED IN THE NOTICE OF THE 2021 AGM) AND THE TERMINATION OF THE EXISTING SHARE OPTION SCHEME (AS DEFINED IN THE NOTICE OF THE 2021 AGM) |
Management | For | For | |||||||||||
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0607/2021060700496.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0607/2021060700529.pdf |
Non-Voting | |||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING |
Non-Voting | |||||||||||||
| STEELCASE INC. | |||||||||||||||
| Security | 858155203 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | SCS | Meeting Date | 14-Jul-2021 | ||||||||||||
| ISIN | US8581552036 | Agenda | 935445177 - Management | ||||||||||||
| Record Date | 17-May-2021 | Holding Recon Date | 17-May-2021 | ||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 13-Jul-2021 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||
| 1A. | Election of Director: Sara E. Armbruster | Management | For | For | |||||||||||
| 1B. | Election of Director: Timothy C. E. Brown | Management | For | For | |||||||||||
| 1C. | Election of Director: Connie K. Duckworth | Management | For | For | |||||||||||
| 1D. | Election of Director: James P. Keane | Management | For | For | |||||||||||
| 1E. | Election of Director: Todd P. Kelsey | Management | For | For | |||||||||||
| 1F. | Election of Director: Jennifer C. Niemann | Management | For | For | |||||||||||
| 1G. | Election of Director: Robert C. Pew III | Management | For | For | |||||||||||
| 1H. | Election of Director: Cathy D. Ross | Management | For | For | |||||||||||
| 1I. | Election of Director: Catherine C. B. Schmelter | Management | For | For | |||||||||||
| 1J. | Election of Director: Peter M. Wege II | Management | For | For | |||||||||||
| 1K. | Election of Director: Linda K. Williams | Management | For | For | |||||||||||
| 1L. | Election of Director: Kate Pew Wolters | Management | For | For | |||||||||||
| 2. | Advisory vote to approve named executive officer compensation. |
Management | For | For | |||||||||||
| 3. | Approval of the Steelcase Inc. Incentive Compensation Plan. |
Management | For | For | |||||||||||
| 4. | Ratification of independent registered public accounting firm. |
Management | For | For | |||||||||||
| IGG INC | |||||||||||||||
| Security | G6771K102 | Meeting Type | ExtraOrdinary General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 20-Jul-2021 | |||||||||||||
| ISIN | KYG6771K1022 | Agenda | 714419860 - Management | ||||||||||||
| Record Date | 14-Jul-2021 | Holding Recon Date | 14-Jul-2021 | ||||||||||||
| City / | Country | HONG KONG |
/ | Cayman Islands |
Vote Deadline Date | 14-Jul-2021 | |||||||||
| SEDOL(s) | BD8GG13 - BFRB2W6 - BJZ2Z53 - BN60D16 |
Quick Code | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0625/2021062501392.pdf, |
Non-Voting | |||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING |
Non-Voting | |||||||||||||
| 1 | (A) TO APPROVE AND CONFIRM THE GRANT OF SPECIFIC MANDATE ("SPECIFIC MANDATE") TO THE DIRECTORS OF THE COMPANY REGARDING THE ISSUE AND ALLOTMENT OF AN AGGREGATE OF UP TO 71,635,355 NEW SHARES OF THE COMPANY (THE "PERFORMANCE-BASED AWARDED SHARES") UNDER THE PERFORMANCE-BASED SHARE AWARD SCHEME OF THE COMPANY ADOPTED BY THE BOARD OF DIRECTORS OF THE COMPANY ON 21 MAY 2021 (THE "SCHEME") (OUT OF WHICH AN AGGREGATE NUMBER OF UP TO 69,486,293 PERFORMANCE-BASED AWARDED SHARES TO THE CONNECTED GRANTEES (AS DEFINED IN THE CIRCULAR OF THE COMPANY DATED 28 JUNE 2021) AND AN AGGREGATE NUMBER OF UP TO 2,149,062 PERFORMANCE-BASED AWARDED SHARES TO THE NON-CONNECTED GRANTEES (AS DEFINED IN THE CIRCULAR OF THE COMPANY DATED 28 JUNE 2021) AND THE TRANSACTIONS CONTEMPLATED THEREUNDER; (B) TO APPROVE AND CONFIRM THE GRANT OF UP TO 38,444,306 PERFORMANCE- BASED AWARDED SHARES PURSUANT TO THE SCHEME TO MR. ZONGJIAN CAI; (C) TO APPROVE AND CONFIRM THE GRANT OF UP TO 7,163,535 PERFORMANCE-BASED AWARDED SHARES PURSUANT TO THE SCHEME TO MR. YUAN XU; (D) TO APPROVE AND CONFIRM THE GRANT OF UP TO 6,447,181 PERFORMANCE-BASED AWARDED SHARES PURSUANT TO THE SCHEME TO MR. HONG ZHANG; (E) TO APPROVE AND CONFIRM THE GRANT OF UP TO 5,253,259 PERFORMANCE-BASED AWARDED SHARES PURSUANT TO THE SCHEME TO |
Management | For | For | |||||||||||
| MS. JESSIE SHEN; (F) TO APPROVE AND CONFIRM THE GRANT OF UP TO 2,865,414 PERFORMANCE- BASED AWARDED SHARES PURSUANT TO THE SCHEME TO MR. FENG CHEN; (G) TO APPROVE AND CONFIRM THE GRANT OF UP TO 7,163,536 PERFORMANCE-BASED AWARDED SHARES PURSUANT TO THE SCHEME TO MS. MEIJIA CHEN; (H) TO APPROVE AND CONFIRM THE GRANT OF UP TO 716,354 PERFORMANCE-BASED AWARDED SHARES PURSUANT TO THE SCHEME TO MR. HANLING FANG; (I) TO APPROVE AND CONFIRM THE GRANT OF UP TO 716,354 PERFORMANCE-BASED AWARDED SHARES PURSUANT TO THE SCHEME TO MR. SHUO WANG; (J) TO APPROVE AND CONFIRM THE GRANT OF UP TO 716,354 PERFORMANCE- BASED AWARDED SHARES PURSUANT TO THE SCHEME TO MR. CHENGFENG LUO; (K) TO APPROVE AND CONFIRM THE GRANT OF AN AGGREGATE OF UP TO 2,149,062 PERFORMANCE- BASED AWARDED SHARES PURSUANT TO THE SCHEME TO THREE NON-CONNECTED GRANTEES; AND (L) ANY ONE OR MORE DIRECTOR(S) (EXCLUDING THE CONNECTED GRANTEES) OF THE COMPANY BE AND IS/ARE HEREBY AUTHORISED TO DO ALL SUCH ACTS AND THINGS, TO SIGN AND EXECUTE ALL SUCH DOCUMENTS (AND TO AFFIX THE COMMON SEAL OF THE COMPANY THEREON, IF NECESSARY) AS HE/SHE/THEY MAY CONSIDER NECESSARY, APPROPRIATE, DESIRABLE OR EXPEDIENT TO GIVE EFFECT TO OR IN CONNECTION WITH THE ISSUE AND ALLOTMENT OF THE PERFORMANCE-BASED AWARDED SHARES UNDER THE SPECIFIC MANDATE AND THE TRANSACTIONS CONTEMPLATED THEREUNDER |
|||||||||||||||
| KEPCO PLANT SERVICE & ENGINEERING CO LTD | |||||||||||||||
| Security | Y7076A104 | Meeting Type | ExtraOrdinary General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 26-Jul-2021 | |||||||||||||
| ISIN | KR7051600005 | Agenda | 714457163 - Management | ||||||||||||
| Record Date | 10-Jun-2021 | Holding Recon Date | 10-Jun-2021 | ||||||||||||
| City / | Country | JEONNA M |
/ | Korea, Republic Of |
Vote Deadline Date | 14-Jul-2021 | |||||||||
| SEDOL(s) | B29ZGV2 | Quick Code | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||
| 1 | AMENDMENT OF ARTICLES OF INCORPORATION | Management | For | For | |||||||||||
| 2 | ELECTION OF A NON-PERMANENT DIRECTOR GIM YONG SEONG |
Management | For | For | |||||||||||
| 3 | ELECTION OF AUDITOR GANG DONG SIN | Management | For | For | |||||||||||
| ENOVA INTERNATIONAL, INC. | |||||||||||||||
| Security | 29357K103 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | ENVA | Meeting Date | 02-Aug-2021 | ||||||||||||
| ISIN | US29357K1034 | Agenda | 935465460 - Management | ||||||||||||
| Record Date | 07-Jun-2021 | Holding Recon Date | 07-Jun-2021 | ||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 30-Jul-2021 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||
| 1A. | Election of Director (term expires 2022): Ellen Carnahan | Management | For | For | |||||||||||
| 1B. | Election of Director (term expires 2022): Daniel R. Feehan |
Management | For | For | |||||||||||
| 1C. | Election of Director (term expires 2022): David Fisher | Management | For | For | |||||||||||
| 1D. | Election of Director (term expires 2022): William M. Goodyear |
Management | For | For | |||||||||||
| 1E. | Election of Director (term expires 2022): James A. Gray | Management | For | For | |||||||||||
| 1F. | Election of Director (term expires 2022): Gregg A. Kaplan | Management | For | For | |||||||||||
| 1G. | Election of Director (term expires 2022): Mark P. McGowan |
Management | For | For | |||||||||||
| 1H. | Election of Director (term expires 2022): Linda Johnson Rice |
Management | For | For | |||||||||||
| 1I. | Election of Director (term expires 2022): Mark A. Tebbe | Management | For | For | |||||||||||
| 2. | A non-binding advisory vote to approve the compensation paid to the Company's named executive officers. |
Management | For | For | |||||||||||
| 3. | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the Company's fiscal year ending December 31, 2021. |
Management | For | For | |||||||||||
| 4. | To approve the Enova International, Inc. Third Amended and Restated 2014 LTIP. |
Management | For | For | |||||||||||
| CUCKOO HOLDINGS CO.,LTD | |||||||||||||||
| Security | Y1823J104 | Meeting Type | ExtraOrdinary General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 10-Aug-2021 | |||||||||||||
| ISIN | KR7192400000 | Agenda | 714428275 - Management | ||||||||||||
| Record Date | 16-Jul-2021 | Holding Recon Date | 16-Jul-2021 | ||||||||||||
| City / | Country | GYEONG NAM |
/ | Korea, Republic Of |
Vote Deadline Date | 29-Jul-2021 | |||||||||
| SEDOL(s) | BPF0559 | Quick Code | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||
| 1 | APPROVAL OF PARTIAL AMENDMENT TO ARTICLES OF INCORPORATION |
Management | For | For | |||||||||||
| 2 | APPROVAL OF PAR VALUE SPLIT | Management | For | For | |||||||||||
| PACIFIC TEXTILES HOLDINGS LTD | |||||||||||||||
| Security | G68612103 | Meeting Type | Annual General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 12-Aug-2021 | |||||||||||||
| ISIN | KYG686121032 | Agenda | 714458076 - Management | ||||||||||||
| Record Date | 06-Aug-2021 | Holding Recon Date | 06-Aug-2021 | ||||||||||||
| City / | Country | HONG KONG |
/ | Cayman Islands |
Vote Deadline Date | 05-Aug-2021 | |||||||||
| SEDOL(s) | B1WMLF2 - B1XK7X5 - BD8NJZ9 - BL63H75 - BP3RWS4 |
Quick Code | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0712/2021071200387.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0712/2021071200399.pdf |
Non-Voting | |||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING |
Non-Voting | |||||||||||||
| 1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED 31 MARCH 2021 |
Management | For | For | |||||||||||
| 2 | TO CONSIDER AND DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 MARCH 2021 |
Management | For | For | |||||||||||
| 3.A | TO RE-ELECT MR. WAN WAI LOI AS AN EXECUTIVE DIRECTOR |
Management | For | For | |||||||||||
| 3.B | TO RE-ELECT MR. TOSHIYA ISHII AS AN EXECUTIVE DIRECTOR |
Management | For | For | |||||||||||
| 3.C | TO RE-ELECT MR. LAU YIU TONG AS A NON- EXECUTIVE DIRECTOR |
Management | For | For | |||||||||||
| 3.D | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF DIRECTORS |
Management | For | For | |||||||||||
| 4 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITOR OF THE COMPANY AND AUTHORISE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF THE AUDITOR |
Management | For | For | |||||||||||
| 5 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ISSUE, ALLOT AND OTHERWISE DEAL WITH COMPANY'S SHARES |
Management | For | For | |||||||||||
| 6 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO REPURCHASE THE COMPANY'S SHARES |
Management | For | For | |||||||||||
| 7 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS OF THE COMPANY TO ISSUE, ALLOT AND DEAL WITH COMPANY'S SHARES |
Management | For | For | |||||||||||
| GRAND KOREA LEISURE CO LTD | |||||||||||||||
| Security | Y2847C109 | Meeting Type | ExtraOrdinary General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 20-Aug-2021 | |||||||||||||
| ISIN | KR7114090004 | Agenda | 714520233 - Management | ||||||||||||
| Record Date | 24-Jun-2021 | Holding Recon Date | 24-Jun-2021 | ||||||||||||
| City / | Country | SEOUL | / | Korea, Republic Of |
Vote Deadline Date | 09-Aug-2021 | |||||||||
| SEDOL(s) | B4347P0 | Quick Code | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||
| 1.1 | ELECTION OF CEO: GIM YEONG SAN | Management | For | For | |||||||||||
| 1.2 | ELECTION OF CEO: GIM EUNG TAE | Management | For | For | |||||||||||
| 1.3 | ELECTION OF CEO: YANG SU YONG | Management | For | For | |||||||||||
| NOVOLIPETSK STEEL | |||||||||||||||
| Security | X58996103 | Meeting Type | ExtraOrdinary General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 27-Aug-2021 | |||||||||||||
| ISIN | RU0009046452 | Agenda | 714518327 - Management | ||||||||||||
| Record Date | 02-Aug-2021 | Holding Recon Date | 02-Aug-2021 | ||||||||||||
| City / | Country | TBD | / | Russian Federation |
Vote Deadline Date | 23-Aug-2021 | |||||||||
| SEDOL(s) | B59FPC7 - BKKJR49 | Quick Code | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 616522 DUE TO RECEIPT OF-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU |
Non-Voting | |||||||||||||
| 1.1 | ON PAYMENT (DECLARATION) OF DIVIDENDS BASED ON THE RESULTS OF THE FIRST HALF OF 2021: 13.62 RUB PER ORDINARY SHARE RD 07.09.2021 |
Management | For | For | |||||||||||
| 2.1 | APPROVE THE DECISION ON NLMK'S PARTICIPATION AS A MEMBER OF THE WIND INDUSTRY ASSOCIATION |
Management | For | For | |||||||||||
| 2.2 | APPROVE THE DECISION ON NLMK'S PARTICIPATION AS A MEMBER OF THE ASSOCIATION FOR THE DEVELOPMENT OF ELECTRIC, UNMANNED AND CONNECTED TRANSPORT AND INFRASTRUCTURE |
Management | For | For | |||||||||||
| 2.3 | APPROVE THE DECISION ON NLMK'S PARTICIPATION AS A MEMBER OF THE EUROPEAN FOUNDATION FOR MANAGEMENT DEVELOPMENT ASSOCIATION |
Management | For | For | |||||||||||
| 3.1 | APPROVAL OF A NEW EDITION OF THE COMPANY CHARTER |
Management | For | For | |||||||||||
| 3.2 | APPROVAL OF A NEW EDITION OF THE COMPANY REGULATIONS ON THE BOARD OF DIRECTORS |
Management | For | For | |||||||||||
| 3.3 | APPROVAL OF A NEW EDITION OF THE COMPANY REGULATIONS ON REMUNERATION FOR THE BOARD OF DIRECTORS |
Management | For | For | |||||||||||
| PT MATAHARI DEPARTMENT STORE TBK | |||||||||||||||
| Security | Y7139L105 | Meeting Type | Annual General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 27-Aug-2021 | |||||||||||||
| ISIN | ID1000113301 | Agenda | 714519216 - Management | ||||||||||||
| Record Date | 04-Aug-2021 | Holding Recon Date | 04-Aug-2021 | ||||||||||||
| City / | Country | JAKART A |
/ | Indonesia | Vote Deadline Date | 24-Aug-2021 | |||||||||
| SEDOL(s) | 6665878 - BM83CD1 | Quick Code | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||
| 1 | APPROVAL AND VALIDATION OF COMPANY'S ANNUAL REPORT ENDED ON 31 DECEMBER 2020, INCLUDING THE COMPANY ACTIVITY REPORT, SUPERVISORY REPORT OF THE BOARD OF COMMISSIONERS, APPROVAL AND VALIDATION OF THE COMPANY'S FINANCIAL STATEMENT FOR YEAR BOOK ENDED ON 31 DECEMBER 2020 AND PROVIDING RELEASE AND DISCHARGED OF FULL RESPONSIBILITY (ACQUIT ET DE CHARGE) FOR ALL THE MEMBERS OF DIRECTORS AND BOARD OF COMMISSIONERS FOR THE FISCAL YEAR ENDED ON 31 DECEMBER 31, 2020 |
Management | For | For | |||||||||||
| 2 | THE DETERMINATION OF THE USE OF THE NET PROFITS OF THE COMPANY'S FOR YEAR BOOK ENDED ON 31 DECEMBER 2020 |
Management | For | For | |||||||||||
| 3 | THE APPOINTMENT OF PUBLIC ACCOUNTANT FIRM TO PERFORM THE AUDIT ON THE COMPANY'S FINANCIAL STATEMENTS FOR YEAR BOOK ENDED ON 31 DECEMBER 2021 |
Management | For | For | |||||||||||
| 4 | APPROVAL OF THE CHANGES OF THE COMPANY'S MANAGEMENT AND DETERMINATION OF SALARY AND OR HONORARIUM FOR THE BOARD OF COMMISSIONERS AND ALLOWANCE FOR BOARD OF DIRECTOR OF THE COMPANY |
Management | For | For | |||||||||||
| 5 | APPROVAL ON AMENDMENT OF ARTICLE OF ASSOCIATION |
Management | For | For | |||||||||||
| GRUPO FINANCIERO INBURSA SAB DE CV | |||||||||||||||
| Security | P4950U165 | Meeting Type | ExtraOrdinary General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 31-Aug-2021 | |||||||||||||
| ISIN | MXP370641013 | Agenda | 714551769 - Management | ||||||||||||
| Record Date | 18-Aug-2021 | Holding Recon Date | 18-Aug-2021 | ||||||||||||
| City / | Country | MIGUEL HIDALG O |
/ | Mexico | Vote Deadline Date | 19-Aug-2021 | |||||||||
| SEDOL(s) | 2822398 - B01DJ22 - B2Q3MC2 | Quick Code | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||
| I | PROPOSAL, DISCUSSION AND, IF DEEMED APPROPRIATE, APPROVAL OF THE AMENDMENT OF ARTICLE 2 OF THE CORPORATE BYLAWS OF THE COMPANY. RESOLUTIONS IN THIS REGARD |
Management | For | For | |||||||||||
| II | PROPOSAL, DISCUSSION AND, IF DEEMED APPROPRIATE, APPROVAL OF THE MODIFICATION OF THE COMPANY LIABILITY AGREEMENT. RESOLUTIONS IN THIS REGARD |
Management | For | For | |||||||||||
| III | DESIGNATION OF DELEGATES TO CARRY OUT AND FORMALIZE THE RESOLUTIONS THAT ARE PASSED BY THE GENERAL MEETING. RESOLUTIONS IN THIS REGARD |
Management | For | For | |||||||||||
| BPOST SA DE DROIT PUBLIC | |||||||||||||||
| Security | B1306V108 | Meeting Type | Special General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 15-Sep-2021 | |||||||||||||
| ISIN | BE0974268972 | Agenda | 714552038 - Management | ||||||||||||
| Record Date | 01-Sep-2021 | Holding Recon Date | 01-Sep-2021 | ||||||||||||
| City / | Country | BRUSSE LS |
/ | Belgium | Vote Deadline Date | 02-Sep-2021 | |||||||||
| SEDOL(s) | BBH7K66 - BBPLDX8 - BBX44X6 - BG0VJ41 |
Quick Code | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED |
Non-Voting | |||||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE |
Non-Voting | |||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU |
Non-Voting | |||||||||||||
| 1 | THE SHAREHOLDERS MEETING APPOINTS MR. DIRK TIREZ AS DIRECTOR, FOR A TERM ENDING AFTER 6 YEARS AS FROM JULY 1, 2021. THE SHAREHOLDERS MEETING RESOLVES THAT HIS DIRECTORS MANDATE WILL NOT BE REMUNERATED |
Management | For | For | |||||||||||
| 2 | THE SHAREHOLDERS MEETING GRANTS A SPECIAL POWER OF ATTORNEY TO MR. FRANOIS SOENEN AND MRS. HLNE MESPOUILLE EACH ACTING INDIVIDUALLY AND WITH POWER OF SUBSTITUTION, TO REPRESENT BPOST SA/NV FOR THE PURPOSE OF THE ACCOMPLISHMENT OF ALL NECESSARY FILING AND PUBLICATION FORMALITIES RESULTING FROM THE |
Management | For | For | |||||||||||
| AFOREMENTIONED RESOLUTION. EACH OF THE ATTORNEYS IS, IN THIS REGARD, AUTHORIZED TO TAKE ALL ACTIONS THAT ARE NECESSARY OR USEFUL TO COMPLY WITH THE FORMALITIES IN RELATION TO ANY FILING REQUIREMENTS AND PUBLICATIONS |
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| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE. THANK YOU |
Non-Voting | |||||||||||||
| CMMT | 16 AUG 2021: PLEASE NOTE THAT THE MEETING TYPE CHANGED FROM EGM TO SGM. IF-YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU |
Non-Voting | |||||||||||||
| ULVAC, INC. | |||||||||||||||
| Security | J94048105 | Meeting Type | Annual General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 29-Sep-2021 | |||||||||||||
| ISIN | JP3126190002 | Agenda | 714626376 - Management | ||||||||||||
| Record Date | 30-Jun-2021 | Holding Recon Date | 30-Jun-2021 | ||||||||||||
| City / | Country | KANAGA WA |
/ | Japan | Vote Deadline Date | 27-Sep-2021 | |||||||||
| SEDOL(s) | 6599483 - B3BK418 | Quick Code | 67280 | ||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||
| Please reference meeting materials. | Non-Voting | ||||||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | |||||||||||
| 2.1 | Appoint a Director Iwashita, Setsuo | Management | For | For | |||||||||||
| 2.2 | Appoint a Director Motoyoshi, Mitsuru | Management | For | For | |||||||||||
| 2.3 | Appoint a Director Choong Ryul Paik | Management | For | For | |||||||||||
| 2.4 | Appoint a Director Nishi, Hiroyuki | Management | For | For | |||||||||||
| 2.5 | Appoint a Director Uchida, Norio | Management | For | For | |||||||||||
| 2.6 | Appoint a Director Ishida, Kozo | Management | For | For | |||||||||||
| 2.7 | Appoint a Director Nakajima, Yoshimi | Management | For | For | |||||||||||
| 3 | Appoint a Corporate Auditor Utsunomiya, Isao | Management | For | For | |||||||||||
| 4 | Appoint a Substitute Corporate Auditor Nonaka, Takao | Management | For | For | |||||||||||
| 5 | Approve Details of the Compensation to be received by Outside Directors |
Management | For | For | |||||||||||
| GRUPO FINANCIERO INBURSA SAB DE CV | |||||||||||||||
| Security | P4950U165 | Meeting Type | Ordinary General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 07-Oct-2021 | |||||||||||||
| ISIN | MXP370641013 | Agenda | 714678034 - Management | ||||||||||||
| Record Date | 29-Sep-2021 | Holding Recon Date | 29-Sep-2021 | ||||||||||||
| City / | Country | MEXICO | / | Mexico | Vote Deadline Date | 29-Sep-2021 | |||||||||
| SEDOL(s) | 2822398 - B01DJ22 - B2Q3MC2 | Quick Code | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||
| I | PROPOSAL, DISCUSSION AND, AS THE CASE MAY BE, APPROVAL TO INCREASE THE AMOUNT THAT MAY BE USED FOR THE ACQUISITION OF OWN SHARES. RESOLUTIONS IN CONNECTION THERETO |
Management | |||||||||||||
| II | DESIGNATION OF REPRESENTATIVES TO CARRY OUT AND FORMALIZE THE RESOLUTIONS ADOPTED BY THE MEETING. RESOLUTIONS IN CONNECTION THERETO |
Management | |||||||||||||
| CMMT | 23 SEP 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN MEETING-TYPE FROM AGM TO OGM. IF YOU HAVE ALREADY SENT IN YOUR VOTES. PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. |
Non-Voting | |||||||||||||
| KEPCO PLANT SERVICE & ENGINEERING CO LTD | |||||||||||||||
| Security | Y7076A104 | Meeting Type | ExtraOrdinary General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 08-Oct-2021 | |||||||||||||
| ISIN | KR7051600005 | Agenda | 714701756 - Management | ||||||||||||
| Record Date | 09-Aug-2021 | Holding Recon Date | 09-Aug-2021 | ||||||||||||
| City / | Country | JEONNA M |
/ | Korea, Republic Of |
Vote Deadline Date | 27-Sep-2021 | |||||||||
| SEDOL(s) | B29ZGV2 | Quick Code | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||
| 1 | ELECTION OF NON-EXECUTIVE DIRECTOR AS OUTSIDE DIRECTOR: KIM WOO GYEOM |
Management | For | For | |||||||||||
| VIVA ENERGY GROUP LTD | |||||||||||||||
| Security | Q9478L109 | Meeting Type | Ordinary General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 11-Oct-2021 | |||||||||||||
| ISIN | AU0000016875 | Agenda | 714587322 - Management | ||||||||||||
| Record Date | 08-Oct-2021 | Holding Recon Date | 08-Oct-2021 | ||||||||||||
| City / | Country | VIRTUAL | / | Australia | Vote Deadline Date | 07-Oct-2021 | |||||||||
| SEDOL(s) | BG84629 - BYQM3N1 | Quick Code | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||
| 1 | RETURN OF CAPITAL TO SHAREHOLDERS | Management | For | For | |||||||||||
| 2 | CONSOLIDATION OF SHARES | Management | For | For | |||||||||||
| BARRATT DEVELOPMENTS PLC | |||||||||||||||
| Security | G08288105 | Meeting Type | Annual General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 13-Oct-2021 | |||||||||||||
| ISIN | GB0000811801 | Agenda | 714658171 - Management | ||||||||||||
| Record Date | Holding Recon Date | 11-Oct-2021 | |||||||||||||
| City / | Country | LONDON | / | United Kingdom |
Vote Deadline Date | 07-Oct-2021 | |||||||||
| SEDOL(s) | 0081180 - B282Z17 - BKT1Z86 | Quick Code | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||
| 1 | TO RECEIVE THE AUDITOR'S AND DIRECTORS' REPORTS, THE STRATEGIC REPORT AND THE ACCOUNTS FOR THE YEAR ENDED 30 JUNE 2021 |
Management | |||||||||||||
| 2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED 30 JUNE 2021 (EXCLUDING THE DIRECTORS' REMUNERATION POLICY) |
Management | |||||||||||||
| 3 | TO DECLARE A FINAL DIVIDEND OF 21.9 PENCE PER ORDINARY SHARE IN RESPECT OF THE FINANCIAL YEAR ENDED 30 JUNE 2021 |
Management | |||||||||||||
| 4 | TO ELECT KATIE BICKERSTAFFE AS A DIRECTOR OF THE COMPANY |
Management | |||||||||||||
| 5 | TO ELECT CHRIS WESTON AS A DIRECTOR OF THE COMPANY |
Management | |||||||||||||
| 6 | TO RE-ELECT JOHN ALLAN AS A DIRECTOR OF THE COMPANY |
Management | |||||||||||||
| 7 | TO RE-ELECT DAVID THOMAS AS A DIRECTOR OF THE COMPANY |
Management | |||||||||||||
| 8 | TO RE-ELECT STEVEN BOYES AS A DIRECTOR OF THE COMPANY |
Management | |||||||||||||
| 9 | TO RE-ELECT NINA BIBBY AS A DIRECTOR OF THE COMPANY |
Management | |||||||||||||
| 10 | TO RE-ELECT JOCK LENNOX AS A DIRECTOR OF THE COMPANY |
Management | |||||||||||||
| 11 | TO RE-ELECT SHARON WHITE AS A DIRECTOR OF THE COMPANY |
Management | |||||||||||||
| 12 | TO RE-APPOINT DELOITTE LLP AS THE AUDITOR OF THE COMPANY |
Management | |||||||||||||
| 13 | TO AUTHORISE THE AUDIT COMMITTEE TO FIX THE AUDITOR'S REMUNERATION |
Management | |||||||||||||
| 14 | TO AUTHORISE THE COMPANY TO MAKE POLITICAL DONATIONS AND INCUR POLITICAL EXPENDITURE |
Management | |||||||||||||
| 15 | TO APPROVE THE INCREASE OF THE DIRECTORS' FEE LIMIT FROM 800,000 GBP TO 1,000,000 GBP |
Management | |||||||||||||
| 16 | TO AUTHORISE THE BOARD TO ALLOT SHARES AND GRANT SUBSCRIPTION/ CONVERSION RIGHTS OVER SHARES |
Management | |||||||||||||
| 17 | TO AUTHORISE THE BOARD TO ALLOT OR SELL ORDINARY SHARES WITHOUT COMPLYING WITH PRE-EMPTION RIGHTS |
Management | |||||||||||||
| 18 | TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF ITS ORDINARY SHARES |
Management | |||||||||||||
| 19 | TO ALLOW THE COMPANY TO HOLD GENERAL MEETINGS, OTHER THAN AN ANNUAL GENERAL MEETING, ON NOT LESS THAN 14 CLEAR DAYS' NOTICE |
Management | |||||||||||||
| CHINA SHENHUA ENERGY COMPANY LTD | |||||||||||||||
| Security | Y1504C113 | Meeting Type | ExtraOrdinary General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 22-Oct-2021 | |||||||||||||
| ISIN | CNE1000002R0 | Agenda | 714671624 - Management | ||||||||||||
| Record Date | 18-Oct-2021 | Holding Recon Date | 18-Oct-2021 | ||||||||||||
| City / | Country | BEIJING | / | China | Vote Deadline Date | 18-Oct-2021 | |||||||||
| SEDOL(s) | B09N7M0 - B1BJQZ9 - BP3RSW0 | Quick Code | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0917/2021091700819.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0917/2021091700829.pdf |
Non-Voting | |||||||||||||
| CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME AS A 'TAKE NO ACTION' VOTE |
Non-Voting | |||||||||||||
| 1 | TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE THE COMPANY ENTERING INTO THE NEW MUTUAL COAL SUPPLY AGREEMENT WITH CHINA ENERGY INVESTMENT CORPORATION LIMITED AND THE TERMS, PROPOSED ANNUAL CAPS AND THE TRANSACTIONS CONTEMPLATED THEREUNDER |
Management | For | For | |||||||||||
| 2 | TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE THE COMPANY ENTERING INTO THE NEW MUTUAL SUPPLIES AND SERVICES AGREEMENT WITH CHINA ENERGY INVESTMENT CORPORATION LIMITED AND THE TERMS, PROPOSED ANNUAL CAPS AND THE TRANSACTIONS CONTEMPLATED THEREUNDER |
Management | For | For | |||||||||||
| REDROW PLC | |||||||||||||||
| Security | G7455X147 | Meeting Type | Annual General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 12-Nov-2021 | |||||||||||||
| ISIN | GB00BG11K365 | Agenda | 714737713 - Management | ||||||||||||
| Record Date | Holding Recon Date | 10-Nov-2021 | |||||||||||||
| City / | Country | LONDON | / | United Kingdom |
Vote Deadline Date | 09-Nov-2021 | |||||||||
| SEDOL(s) | BG11K36 - BK1TTZ3 - BMCQVW8 | Quick Code | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||
| 1 | TO RECEIVE AND ADOPT THE DIRECTORS' REPORT AND THE FINANCIAL STATEMENTS FOR THE 52 WEEKS ENDED 27 JUNE 2021, TOGETHER WITH THE AUDITORS' REPORT |
Management | For | For | |||||||||||
| 2 | TO APPROVE A FINAL DIVIDEND FOR THE 52 WEEKS ENDED 27 JUNE 2021 |
Management | For | For | |||||||||||
| 3 | TO APPOINT RICHARD AKERS AS A DIRECTOR | Management | For | For | |||||||||||
| 4 | TO RE-APPOINT MATTHEW PRATT AS A DIRECTOR | Management | For | For | |||||||||||
| 5 | TO RE-APPOINT BARBARA RICHMOND AS A DIRECTOR |
Management | For | For | |||||||||||
| 6 | TO RE-APPOINT NICK HEWSON AS A DIRECTOR | Management | For | For | |||||||||||
| 7 | TO RE-APPOINT NICKY DULIEU AS A DIRECTOR | Management | For | For | |||||||||||
| 8 | TO RE-APPOINT KPMG LLP AS AUDITORS | Management | For | For | |||||||||||
| 9 | TO AUTHORISE THE DIRECTORS TO FIX THE REMUNERATION OF THE AUDITORS |
Management | For | For | |||||||||||
| 10 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT (OTHER THAN THE REMUNERATION POLICY) FOR THE 52 WEEKS ENDED 27 JUNE 2021 |
Management | For | For | |||||||||||
| 11 | TO APPROVE THE DIRECTORS' REMUNERATION POLICY SET OUT IN THE ANNUAL REPORT |
Management | For | For | |||||||||||
| 12 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES IN CONNECTION WITH SECTION 551 OF THE COMPANIES ACT 2006 |
Management | For | For | |||||||||||
| 13 | TO AUTHORISE THE DIRECTORS TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS IN RESPECT OF 5% OF THE COMPANY'S ISSUED SHARE CAPITAL |
Management | For | For | |||||||||||
| 14 | TO AUTHORISE THE DIRECTORS TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS IN RESPECT OF AN ADDITIONAL 5% OF THE COMPANY'S ISSUED SHARE CAPITAL FOR THE PURPOSE OF FINANCING SPECIFIC TRANSACTIONS |
Management | For | For | |||||||||||
| 15 | TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF ITS OWN SHARES |
Management | For | For | |||||||||||
| 16 | THAT A GENERAL MEETING OF THE COMPANY, OTHER THAN AN ANNUAL GENERAL MEETING, MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE |
Management | For | For | |||||||||||
| 17 | TO ADOPT THE NEW ARTICLES OF ASSOCIATION AS THE ARTICLES OF ASSOCIATION OF THE COMPANY WITH EFFECT FROM THE CONCLUSION OF THE MEETING |
Management | For | For | |||||||||||
| KEPCO PLANT SERVICE & ENGINEERING CO LTD | |||||||||||||||
| Security | Y7076A104 | Meeting Type | ExtraOrdinary General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 12-Nov-2021 | |||||||||||||
| ISIN | KR7051600005 | Agenda | 714848857 - Management | ||||||||||||
| Record Date | 12-Oct-2021 | Holding Recon Date | 12-Oct-2021 | ||||||||||||
| City / | Country | JEONNA M |
/ | Korea, Republic Of |
Vote Deadline Date | 02-Nov-2021 | |||||||||
| SEDOL(s) | B29ZGV2 | Quick Code | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||
| 1.1 | ELECTION OF PERMANENT DIRECTOR AN CHEOL SU |
Management | For | For | |||||||||||
| 1.2 | ELECTION OF PERMANENT DIRECTOR HEO SANG GUK |
Management | For | For | |||||||||||
| BLUESCOPE STEEL LTD | |||||||||||||||
| Security | Q1415L177 | Meeting Type | Annual General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 18-Nov-2021 | |||||||||||||
| ISIN | AU000000BSL0 | Agenda | 714729982 - Management | ||||||||||||
| Record Date | 16-Nov-2021 | Holding Recon Date | 16-Nov-2021 | ||||||||||||
| City / | Country | VIRTUAL | / | Australia | Vote Deadline Date | 12-Nov-2021 | |||||||||
| SEDOL(s) | 6533232 - B01DCY5 - B0332Y3 - BLKQ7P8 |
Quick Code | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||
| CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 2, 4 TO 6 AND VOTES-CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU- ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE- MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION |
Non-Voting | |||||||||||||
| 2 | ADOPTION OF THE REMUNERATION REPORT FOR THE YEAR ENDED 30 JUNE 2021 (NON-BINDING ADVISORY VOTE) |
Management | |||||||||||||
| 3 | RE-ELECTION OF MR MARK HUTCHINSON AS A DIRECTOR OF THE COMPANY |
Management | |||||||||||||
| 4 | APPROVAL OF GRANT OF SHARE RIGHTS TO MARK VASSELLA UNDER THE COMPANY'S SHORT TERM INCENTIVE PLAN |
Management | |||||||||||||
| 5 | APPROVAL OF GRANT OF ALIGNMENT RIGHTS TO MARK VASSELLA UNDER THE COMPANY'S LONG TERM INCENTIVE PLAN |
Management | |||||||||||||
| 6 | APPROVAL OF POTENTIAL TERMINATION BENEFITS | Management | |||||||||||||
| 7 | INCREASE IN THE MAXIMUM NUMBER OF DIRECTORS THAT CAN BE APPOINTED |
Management | |||||||||||||
| SIME DARBY BHD | |||||||||||||||
| Security | Y7962G108 | Meeting Type | Annual General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 18-Nov-2021 | |||||||||||||
| ISIN | MYL4197OO009 | Agenda | 714741558 - Management | ||||||||||||
| Record Date | 08-Nov-2021 | Holding Recon Date | 08-Nov-2021 | ||||||||||||
| City / | Country | SELANG OR DARUL EHSAN |
/ | Malaysia | Vote Deadline Date | 11-Nov-2021 | |||||||||
| SEDOL(s) | B29TTR1 - B29Z2W5 | Quick Code | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||
| 1 | TO APPROVE THE PAYMENT OF FEES TO THE NON- EXECUTIVE DIRECTORS UP TO AN AMOUNT OF RM4,400,000 FROM THE FIFTEENTH AGM UNTIL THE NEXT AGM OF THE COMPANY |
Management | For | For | |||||||||||
| 2 | TO APPROVE THE PAYMENT OF BENEFITS TO THE NON-EXECUTIVE DIRECTORS UP TO AN AMOUNT OF RM1,500,000 FROM THE FIFTEENTH AGM UNTIL THE NEXT AGM OF THE COMPANY |
Management | For | For | |||||||||||
| 3 | TO RE-ELECT THE FOLLOWING DIRECTORS WHO RETIRE PURSUANT TO RULE 103 OF THE CONSTITUTION OF THE COMPANY AND WHO BEING ELIGIBLE, OFFER HIMSELF/HERSELF FOR RE- ELECTION: TAN SRI SAMSUDIN OSMAN |
Management | For | For | |||||||||||
| 4 | TO RE-ELECT THE FOLLOWING DIRECTORS WHO RETIRE PURSUANT TO RULE 103 OF THE CONSTITUTION OF THE COMPANY AND WHO BEING ELIGIBLE, OFFER HIMSELF/HERSELF FOR RE- ELECTION: DATO' LEE CHEOW HOCK LAWRENCE |
Management | For | For | |||||||||||
| 5 | TO RE-ELECT THE FOLLOWING DIRECTORS WHO RETIRE PURSUANT TO RULE 103 OF THE CONSTITUTION OF THE COMPANY AND WHO BEING ELIGIBLE, OFFER HIMSELF/HERSELF FOR RE- ELECTION: MS MOY PUI YEE |
Management | For | For | |||||||||||
| 6 | TO RE-ELECT THE FOLLOWING DIRECTORS WHO RETIRE PURSUANT TO RULE 103 OF THE CONSTITUTION OF THE COMPANY AND WHO BEING ELIGIBLE, OFFER HIMSELF/HERSELF FOR RE- ELECTION: ENCIK MOHAMAD IDROS MOSIN |
Management | For | For | |||||||||||
| 7 | TO RE-APPOINT MESSRS PRICEWATERHOUSECOOPERS PLT AS AUDITORS OF THE COMPANY FOR THE FINANCIAL YEAR ENDING 30 JUNE 2022 AND TO AUTHORISE THE DIRECTORS TO DETERMINE THEIR REMUNERATION |
Management | For | For | |||||||||||
| 8 | PROPOSED RENEWAL OF SHARE BUY-BACK AUTHORITY FOR THE COMPANY TO PURCHASE ITS OWN SHARES OF UP TO TEN PERCENT (10%) OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY ("PROPOSED SHARE BUY-BACK") |
Management | For | For | |||||||||||
| 9 | PROPOSED RENEWAL OF EXISTING SHAREHOLDERS' MANDATE FOR THE COMPANY AND/OR ITS SUBSIDIARIES TO ENTER INTO RECURRENT RELATED PARTY TRANSACTIONS OF A REVENUE OR TRADING NATURE WITH RELATED PARTIES INVOLVING THE INTEREST OF AMANAHRAYA TRUSTEES BERHAD - AMANAH SAHAM BUMIPUTERA ("ASB") |
Management | For | For | |||||||||||
| 10 | PROPOSED RENEWAL OF EXISTING SHAREHOLDERS' MANDATE AND PROPOSED NEW SHAREHOLDERS' MANDATE FOR THE COMPANY AND/OR ITS SUBSIDIARIES TO ENTER INTO RECURRENT RELATED PARTY TRANSACTIONS OF A REVENUE OR TRADING NATURE WITH RELATED PARTIES INVOLVING THE INTEREST OF BERMAZ AUTO BERHAD ("BERMAZ") |
Management | For | For | |||||||||||
| KEPCO PLANT SERVICE & ENGINEERING CO LTD | |||||||||||||||
| Security | Y7076A104 | Meeting Type | ExtraOrdinary General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 24-Nov-2021 | |||||||||||||
| ISIN | KR7051600005 | Agenda | 714891959 - Management | ||||||||||||
| Record Date | 22-Oct-2021 | Holding Recon Date | 22-Oct-2021 | ||||||||||||
| City / | Country | TBD | / | Korea, Republic Of |
Vote Deadline Date | 12-Nov-2021 | |||||||||
| SEDOL(s) | B29ZGV2 | Quick Code | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||
| 1.1 | ELECTION OF A NON-PERMANENT DIRECTOR: BAK JEONG IL |
Management | For | For | |||||||||||
| 1.2 | ELECTION OF A NON-PERMANENT DIRECTOR: CHOE YONG SEON |
Management | For | For | |||||||||||
| NOVOLIPETSK STEEL | |||||||||||||||
| Security | X58996103 | Meeting Type | ExtraOrdinary General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 26-Nov-2021 | |||||||||||||
| ISIN | RU0009046452 | Agenda | 714792199 - Management | ||||||||||||
| Record Date | 01-Nov-2021 | Holding Recon Date | 01-Nov-2021 | ||||||||||||
| City / | Country | TBD | / | Russian Federation |
Vote Deadline Date | 22-Nov-2021 | |||||||||
| SEDOL(s) | B59FPC7 - BKKJR49 | Quick Code | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||
| 1.1 | TO APPROVE ON THE PAYMENT (DECLARATION) OF DIVIDENDS FOR THE FIRST NINE MONTHS OF 2021: 13.33 RUB PER ORDINARY SHARE RD 7.12.2021 |
Management | For | For | |||||||||||
| CMMT | 10 NOV 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING-AND TEXT OF RESOLUTION 1. IF YOU HAVE ALREADY SENT IN YOUR VOTES. PLEASE DO-NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK-YOU. |
Non-Voting | |||||||||||||
| PREMIER, INC. | |||||||||||||||
| Security | 74051N102 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | PINC | Meeting Date | 03-Dec-2021 | ||||||||||||
| ISIN | US74051N1028 | Agenda | 935506393 - Management | ||||||||||||
| Record Date | 06-Oct-2021 | Holding Recon Date | 06-Oct-2021 | ||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 02-Dec-2021 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||
| 1. | DIRECTOR | Management | |||||||||||||
| 1 | Terry D. Shaw | For | For | ||||||||||||
| 2 | Richard J. Statuto | For | For | ||||||||||||
| 3 | Ellen C. Wolf | For | For | ||||||||||||
| 2. | Ratification of the appointment of Ernst & Young LLP to serve as our independent registered public accounting firm for fiscal year 2022. |
Management | For | For | |||||||||||
| 3. | Approval, on an advisory basis, of the compensation of our named executive officers as disclosed in the proxy statement for the Annual Meeting. |
Management | For | For | |||||||||||
| 4. | An advisory vote to approve the frequency of the say-on- pay advisory vote as every one, two, or three years. |
Management | 3 Years | Against | |||||||||||
| KERNEL HOLDING SA | |||||||||||||||
| Security | L5829P109 | Meeting Type | Annual General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 10-Dec-2021 | |||||||||||||
| ISIN | LU0327357389 | Agenda | 714901673 - Management | ||||||||||||
| Record Date | 26-Nov-2021 | Holding Recon Date | 26-Nov-2021 | ||||||||||||
| City / | Country | LUXEMB OURG |
/ | Luxembourg | Vote Deadline Date | 23-Nov-2021 | |||||||||
| SEDOL(s) | B28ZQ24 - B84SW43 - B8J56V4 | Quick Code | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. |
Non-Voting | |||||||||||||
| 1 | PRESENTATION AND APPROVAL OF THE MANAGEMENT REPORT OF THE BOARD OF DIRECTORS AND THE REPORT OF THE INDEPENDENT AUDITOR OF THE COMPANY |
Management | For | For | |||||||||||
| 2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED ON 30 JUNE 2021 |
Management | For | For | |||||||||||
| 3 | APPROVAL OF THE PARENT COMPANY'S ANNUAL ACCOUNTS (UNCONSOLIDATED) FOR THE FINANCIAL YEAR ENDED ON 30 JUNE 2021 |
Management | For | For | |||||||||||
| 4 | APPROVAL OF THE DIVIDEND FOR THE FINANCIAL YEAR ENDED ON 30 JUNE 2021 |
Management | For | For | |||||||||||
| 5 | GRANTING DISCHARGE TO THE DIRECTORS OF THE COMPANY |
Management | For | For | |||||||||||
| 6 | RENEWAL OF THE MANDATE OF PIETERNEL BOOGAARD AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE BOARD OF DIRECTORS OF THE COMPANY |
Management | For | For | |||||||||||
| 7 | RENEWAL OF THE MANDATE OF NATHALIE BACHICH AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE BOARD OF DIRECTORS OF THE COMPANY |
Management | For | For | |||||||||||
| 8 | RENEWAL OF THE MANDATE OF SERGEI SHIBAEV AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE BOARD OF DIRECTORS OF THE COMPANY |
Management | For | For | |||||||||||
| 9 | RENEWAL OF THE MANDATE OF ANASTASIIA USACHOVA AS DIRECTOR OF THE BOARD OF DIRECTORS OF THE COMPANY |
Management | For | For | |||||||||||
| 10 | RENEWAL OF THE MANDATE OF YURIY KOVALCHUK AS DIRECTOR OF THE BOARD OF DIRECTORS OF THE COMPANY |
Management | For | For | |||||||||||
| 11 | RENEWAL OF THE MANDATE OF VIKTORIIA LUKIANENKO AS DIRECTOR OF THE BOARD OF DIRECTORS OF THE COMPANY |
Management | For | For | |||||||||||
| 12 | RENEWALOF THE MANDATE OF YEVGEN OSYPOV AS DIRECTOR OF THE BOARD OF DIRECTORS OF THE COMPANY |
Management | For | For | |||||||||||
| 13 | APPROVAL OF THE REMUNERATION OF NON- EXECUTIVE DIRECTORS OF THE BOARD OF DIRECTORS OF THE COMPANY |
Management | For | For | |||||||||||
| 14 | APPROVAL OF THE REMUNERATION OF EXECUTIVE DIRECTORS OF THE BOARD OF DIRECTORS OF THE COMPANY |
Management | For | For | |||||||||||
| 15 | APPROVAL AND RATIFICATION OF THE DIVERSITY, EQUALITY AND INCLUSION POLICY OF THE COMPANY AND ITS SUBSIDIARIES |
Management | For | For | |||||||||||
| RANDSTAD N.V. | |||||||||||||||
| Security | N7291Y137 | Meeting Type | ExtraOrdinary General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 16-Dec-2021 | |||||||||||||
| ISIN | NL0000379121 | Agenda | 714883041 - Management | ||||||||||||
| Record Date | 18-Nov-2021 | Holding Recon Date | 18-Nov-2021 | ||||||||||||
| City / | Country | DIEMEN | / | Netherlands | Vote Deadline Date | 09-Dec-2021 | |||||||||
| SEDOL(s) | 5228658 - 5360334 - B4L9757 - BF44767 - BHZLQM0 |
Quick Code | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED. |
Non-Voting | |||||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. |
Non-Voting | |||||||||||||
| 1. | OPENING | Non-Voting | |||||||||||||
| 2. | PROPOSAL TO APPOINT SANDER VAN 'T NOORDENDE AS MEMBER OF THE EXECUTIVE BOARD |
Management | For | For | |||||||||||
| 3. | ANY OTHER BUSINESS | Non-Voting | |||||||||||||
| 4. | CLOSING | Non-Voting | |||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE |
Non-Voting | |||||||||||||
| CMMT | 08 NOV 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF-RESOLUTION 2. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. |
Non-Voting | |||||||||||||
| THE RMR GROUP INC. | |||||||||||||||
| Security | 74967R106 | Meeting Type | Annual | ||||||||||||
| Ticker Symbol | RMR | Meeting Date | 10-Mar-2022 | ||||||||||||
| ISIN | US74967R1068 | Agenda | 935542399 - Management | ||||||||||||
| Record Date | 06-Jan-2022 | Holding Recon Date | 06-Jan-2022 | ||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 09-Mar-2022 | ||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||
| 1A. | Election of Director: Jennifer B. Clark | Management | For | For | |||||||||||
| 1B. | Election of Director: Ann Logan | Management | For | For | |||||||||||
| 1C. | Election of Director: Rosen Plevneliev | Management | For | For | |||||||||||
| 1D. | Election of Director: Adam Portnoy | Management | For | For | |||||||||||
| 1E. | Election of Director: Jonathan Veitch | Management | For | For | |||||||||||
| 1F. | Election of Director: Walter C. Watkins, Jr. | Management | For | For | |||||||||||
| 2. | Advisory vote to approve executive compensation. | Management | For | For | |||||||||||
| 3. | Advisory vote on the frequency of future advisory votes to approve executive compensation. |
Management | 3 Years | Against | |||||||||||
| 4. | Approval of The RMR Group Inc. Amended and Restated 2016 Omnibus Equity Plan. |
Management | For | For | |||||||||||
| 5. | Ratification of the appointment of Deloitte & Touche LLP as independent auditors to serve for the 2022 fiscal year. |
Management | For | For | |||||||||||
| LOTTE FINE CHEMICAL CO., LTD. | |||||||||||||||
| Security | Y7472W106 | Meeting Type | Annual General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 18-Mar-2022 | |||||||||||||
| ISIN | KR7004000006 | Agenda | 715194041 - Management | ||||||||||||
| Record Date | 31-Dec-2021 | Holding Recon Date | 31-Dec-2021 | ||||||||||||
| City / | Country | SEOUL | / | Korea, Republic Of |
Vote Deadline Date | 07-Mar-2022 | |||||||||
| SEDOL(s) | 6496432 | Quick Code | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||
| 1 | APPROVAL OF FINANCIAL STATEMENTS | Management | For | For | |||||||||||
| 2 | AMENDMENT OF ARTICLES OF INCORPORATION | Management | For | For | |||||||||||
| 3.1 | ELECTION OF INSIDE DIRECTOR GIM YONG SEOK | Management | For | For | |||||||||||
| 3.2 | ELECTION OF INSIDE DIRECTOR SIN JUN HYEOK | Management | For | For | |||||||||||
| 3.3 | ELECTION OF OUTSIDE DIRECTOR SEONG NAK SONG |
Management | For | For | |||||||||||
| 3.4 | ELECTION OF OUTSIDE DIRECTOR GIM MI YEONG | Management | For | For | |||||||||||
| 4.1 | ELECTION OF AUDIT COMMITTEE MEMBER SEONG NAK SONG |
Management | For | For | |||||||||||
| 4.2 | ELECTION OF AUDIT COMMITTEE MEMBER GIM MI YEONG |
Management | For | For | |||||||||||
| 5 | APPROVAL OF REMUNERATION FOR DIRECTOR | Management | For | For | |||||||||||
| JAPAN TOBACCO INC. | |||||||||||||||
| Security | J27869106 | Meeting Type | Annual General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 23-Mar-2022 | |||||||||||||
| ISIN | JP3726800000 | Agenda | 715204943 - Management | ||||||||||||
| Record Date | 31-Dec-2021 | Holding Recon Date | 31-Dec-2021 | ||||||||||||
| City / | Country | TOKYO | / | Japan | Vote Deadline Date | 21-Mar-2022 | |||||||||
| SEDOL(s) | 5754357 - 6474535 - B02H525 - BP2NLS6 |
Quick Code | 29140 | ||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||
| Please reference meeting materials. | Non-Voting | ||||||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | |||||||||||
| 2 | Amend Articles to: Reduce Term of Office of Directors to One Year |
Management | For | For | |||||||||||
| 3 | Amend Articles to: Establish the Articles Related to Shareholders Meeting held without specifying a venue |
Management | For | For | |||||||||||
| 4 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations |
Management | For | For | |||||||||||
| 5.1 | Appoint a Director Iwai, Mutsuo | Management | For | For | |||||||||||
| 5.2 | Appoint a Director Okamoto, Shigeaki | Management | For | For | |||||||||||
| 5.3 | Appoint a Director Terabatake, Masamichi | Management | For | For | |||||||||||
| 5.4 | Appoint a Director Minami, Naohiro | Management | For | For | |||||||||||
| 5.5 | Appoint a Director Hirowatari, Kiyohide | Management | For | For | |||||||||||
| 5.6 | Appoint a Director Yamashita, Kazuhito | Management | For | For | |||||||||||
| 5.7 | Appoint a Director Koda, Main | Management | For | For | |||||||||||
| 5.8 | Appoint a Director Nagashima, Yukiko | Management | For | For | |||||||||||
| 5.9 | Appoint a Director Kitera, Masato | Management | For | For | |||||||||||
| 5.10 | Appoint a Director Shoji, Tetsuya | Management | For | For | |||||||||||
| 6 | Approve Details of the Compensation to be received by Outside Directors |
Management | For | For | |||||||||||
| KEPCO PLANT SERVICE & ENGINEERING CO LTD | |||||||||||||||
| Security | Y7076A104 | Meeting Type | Annual General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 29-Mar-2022 | |||||||||||||
| ISIN | KR7051600005 | Agenda | 715174962 - Management | ||||||||||||
| Record Date | 31-Dec-2021 | Holding Recon Date | 31-Dec-2021 | ||||||||||||
| City / | Country | JEONNA M |
/ | Korea, Republic Of |
Vote Deadline Date | 17-Mar-2022 | |||||||||
| SEDOL(s) | B29ZGV2 | Quick Code | |||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||
| 1 | APPROVAL OF FINANCIAL STATEMENT | Management | For | For | |||||||||||
| 2 | APPROVAL OF REMUNERATION FOR DIRECTOR | Management | For | For | |||||||||||
| 3 | APPROVAL OF REMUNERATION FOR AUDITOR | Management | For | For | |||||||||||
| CANON INC. | |||||||||||||||
| Security | J05124144 | Meeting Type | Annual General Meeting | ||||||||||||
| Ticker Symbol | Meeting Date | 30-Mar-2022 | |||||||||||||
| ISIN | JP3242800005 | Agenda | 715217762 - Management | ||||||||||||
| Record Date | 31-Dec-2021 | Holding Recon Date | 31-Dec-2021 | ||||||||||||
| City / | Country | TOKYO | / | Japan | Vote Deadline Date | 28-Mar-2022 | |||||||||
| SEDOL(s) | 5485271 - 6172323 - B021CR1 - BYW3ZD2 |
Quick Code | 77510 | ||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||||||||
| Please reference meeting materials. | Non-Voting | ||||||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | |||||||||||
| 2 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations |
Management | For | For | |||||||||||
| 3.1 | Appoint a Director Mitarai, Fujio | Management | For | For | |||||||||||
| 3.2 | Appoint a Director Tanaka, Toshizo | Management | For | For | |||||||||||
| 3.3 | Appoint a Director Homma, Toshio | Management | For | For | |||||||||||
| 3.4 | Appoint a Director Saida, Kunitaro | Management | For | For | |||||||||||
| 3.5 | Appoint a Director Kawamura, Yusuke | Management | For | For | |||||||||||
| 4.1 | Appoint a Corporate Auditor Yanagibashi, Katsuhito | Management | For | For | |||||||||||
| 4.2 | Appoint a Corporate Auditor Kashimoto, Koichi | Management | For | For | |||||||||||
| 5 | Approve Payment of Bonuses to Directors | Management | For | For | |||||||||||
| Registrant: Regents Park Hedged Market Strategy ETF | Item 1, Exhibit 26 | |||||||||
| Investment Company Act file number: 811- 22718 | ||||||||||
| Reporting Period: March 30, 2022-June 30, 2022 | ||||||||||
| FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
| NO PROXIES VOTED DURING REPORTING PERIOD | ||||||||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Two Roads Shared Trust
By (Signature and Title) /s/James Colantino
James Colantino
President of the Trust
Date: August 12, 2022